Chapter 8 Consolidated Cash Flows and Ownership Issues Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 104 Modern Advanced Accounting in Canada, Sixth Edition DESCRIPTION OF CASES AND PROBLEMS CASES Case 1 One day after purchasing 100% of the shares of a company, the parent sells 40% of these shares to an unrelated party and realizes a substantial profit. The parent wants to recognize this gain on the date of acquisition rather than the date of sale. Case 2 The company pays a premium to buy out a minority shareholder who has been very aggravating to the controlling shareholder. You are asked to resolve a dispute over how to account for the acquisition differential. Case 3 This case, adapted from a CA exam, involves a public company wishing to divest a wholly owned subsidiary. You are asked to recommend accounting policies to maximize the selling price and how the agreement should be changed to minimize disputes in the future. Case 4 This case, adapted from a CA exam, involves a forestry company. You are asked to recommend accounting policies relating to valuation of intangible assets, revenue recognition, asset impairment and sale of a portion of a subsidiary. PROBLEMS Problem 1 (20 min.) A consolidated cash flow statement is presented and the student is required to answer a series of questions with regard to the consolidation process. Problem 2 (40 min.) This comprehensive problem requires the preparation of consolidated financial statements when the subsidiary has preferred shares outstanding. Calculations involved with an ownership reduction and unrealized profits in inventory and plant and equipment are also required. Problem 3 (40 min.) Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 105 This problem is concerned with the calculations of the investment account and unamortized acquisition differential when there has been an increase and decrease in a parent’s ownership interest. Problem 4 (30 min.) The preparation of a consolidated cash flow statement is required given that there has been a reduction in the parent's investment during the year. Problem 5 (25 min.) This problem requires the calculation of consolidated profit and other consolidation amounts when there is an indirect shareholding involved. Problem 6 (20 min.) This problem requires the calculation of consolidated profit, retained earnings, and non-controlling interest for the first year after acquisition when the subsidiary has cumulative preferred shares outstanding. Problem 7 (30 min.) The calculations of the gains and losses associated with ownership reductions are required along with an explanation of whether the historical cost principle is used in accounting for the acquisition differential. Problem 8 (25 min.) The straightforward preparation of a consolidated cash flow statement is required from a list of consolidated financial statement items. Problem 9 (25 min.) A journal entry and calculations of unamortized acquisition differential are required when there has been a reduction in the parent's ownership. Problem 10 (40 min.) This problem requires the calculation of patents, consolidated profit, retained earnings, and noncontrolling interest for the second year after acquisition when the parent increases its percentage ownership from 75% to 95%. Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 106 Modern Advanced Accounting in Canada, Sixth Edition Problem 11 (25 min.) This problem requires the calculation of consolidated profit attributable to the parent’s shareholders and non-controlling interest when a parent has indirect holdings and an explanation of how the revenue recognition principle supports adjustments for unrealized profits. Problem 12 (20 min.) The preparation of a consolidated balance sheet is required immediately after the parent's ownership decreases due to a new share issue by the subsidiary. Problem 13 (30 min.) This problem requires the preparation of a consolidated balance sheet and a consolidated retained earnings statement where indirect shareholdings are involved. Problem 14 (30 min.) The preparation of a consolidated cash flow statement is required along with an explanation on why 100% of the subsidiary’s dividends do not appear on the consolidated cash flow statement. Problem 15 (40 min.) This problem is concerned with the calculations of the investment account, unamortized acquisition differential and non-controlling interest when the parent sells and is deemed to sell part of its investment. Problem 16 (70 min.) This is a fairly comprehensive problem involving the step acquisitions of a subsidiary company that has preferred shares in its capital structure. There are unrealized profits in inventory and equipment. The problem also requires the calculation of goodwill impairment loss and NCI under the parent company extension theory. Non-controlling interest is valued using the market price of the subsidiary’s shares at the date of acquisition. Problem 17 (60 min.) (prepared by Peter Secord, Saint Mary’s University) The preparation of consolidated financial statements is required when the subsidiary has convertible preferred shares and there have been unrealized intercompany profits from asset transfers. Also required is a brief discussion on the reporting implications if the preferred shares were converted to common shares. Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 107 Problem 18 (60 min.) (prepared by Peter Secord, Saint Mary’s University) The question requires the calculation of amounts for certain consolidated financial statement items when step purchases have occurred and there are unrealized profits in inventory and depreciable property, plant and equipment. WEB-BASED PROBLEMS Problem 1 The student answers a series of questions based on the most recent financial statements of Vodafone, a British company. The questions involve an analysis of the cash flow statement and changes in the parent’s percentage ownership. Problem 2 The student answers a series of questions based on the most recent financial statements of Siemens, a German company. The questions involve an analysis of the cash flow statement and changes in the parent’s percentage ownership. REVIEW QUESTIONS 1. It could be prepared by consolidating the cash flow statements of the parent and its subsidiaries, but this would be a complex process. It is much easier to prepare the statement by analyzing the yearly changes that have occurred in the noncash items in the consolidated balance sheet. 2. $700,000 (minus any cash on the balance sheet of the subsidiary company) would appear as an outflow in the investing activities section. Because the $300,000 share issue did not affect cash, it would not appear as a separate item on the consolidated cash flow statement. However, complete footnote disclosure would be required and would indicate the total acquisition price, the consideration given (cash and common shares), and a summary of the assets, liabilities, and equity interest acquired. 3. The amortization of the acquisition differential is similar to depreciation expense in that it is deducted in the determination of net income but does not represent a cash outflow. Therefore, similar to depreciation expense, the amortization of the acquisition differential is Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 108 Modern Advanced Accounting in Canada, Sixth Edition added back to consolidated net income to determine cash flow from operations in the consolidated cash flow statement. 4. Dividend payments to noncontrolling shareholders represent a flow of cash outside the economic entity, and, as a result, they must be disclosed on the consolidated cash flow statement. The only dividends that can be reported in the consolidated statement of retained earnings are those that are paid to the parent's shareholders. From the consolidated entity's point of view, dividends declared or paid to noncontrolling shareholders represent a reduction of the equity of the non-controlling interest in the subsidiary's assets. If a statement of changes in non-controlling interest were presented, it would show an increase from the allocation of entity net income, and a decrease from dividends to noncontrolling shareholders. 5. The change from the cost to the equity method should be accounted for retroactively under the following circumstances: - when the reason for the change is to correct an error in prior periods i.e., the entity should have been using the equity method in the past but was using the cost method, or - when the entity could have been using either method in the past and is now changing from one equally acceptable method to another. For example, the parent company can use either the cost method or equity method for recording purposes when it controls the subsidiary and prepares consolidated financial statements. On the other hand, if the change is being made as a result of a change in circumstance, the change should be accounted for prospectively. For example, if the investor company increases its investment from 10% to 30% of the shares of the investee company and thereby changes from having no influence to having significant influence, then the change is made prospectively. 6. No, the subsidiary’s net assets are only valued at fair value at the date of acquisition i.e. when the parent first obtains control of the subsidiary. When increasing the percentage ownership from 60% to 75%, the parent’s portion of the unamortized acquisition differential increases and the NCI’s portion decreases by the same amount, which is the carrying value of the portion sold by the NCI. Neither the parent’s portion nor the NCI’s portion is revalued to fair value as a result of this transaction. Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 109 7. The non-controlling interest is not revalued to fair value because the parent’s interest is not revalued at fair value. Revaluation only occurs when the purchaser’s position changes from not having control to having control. In this situation, the parent had control at 76% and still has control at 60%. The decrease in the parent’s carrying value is added to the non-controlling interest. 8. When the parent's ownership declines because of a subsidiary share issue, a loss to the parent occurs due to the reduction in the parent's investment account. However, a gain occurs from the perspective of the parent due to the parent's new share of the proceeds from the subsidiary share issue. The two are netted and produce a net loss or gain on the transaction. This gain or loss is reported as an equity transaction i.e. a transaction between shareholders. The gain or loss is reported as a direct credit or charge to shareholders’ equity i.e. a credit to contributed surplus or a debit to retained earnings. 9. No, a gain or loss realized by a parent company on the sale of part of its investment in the common shares of its subsidiary is not eliminated in the preparation of the consolidated financial statements because it represents a transaction between the consolidated entity and parties outside the entity. 10. Yes, assuming that the parent company does not own all of the preferred shares. The consolidated income statement will show a non-controlling interest equal to the noncontrolling interests’ share of the subsidiary's net income applicable to the preferred shares. The consolidated balance sheet will show an amount for non-controlling interest equal to the non-controlling interests’ share of the total shareholders' equity of the subsidiary that is applicable to that company's preferred shares. 11. Net income for the year Allocated to preferred shares Net income for common shares 17,000) (12,000) 5,000 The common shareholders have the right to income remaining after the claim of the preferred shareholders. In this case, income of $5,000 “belongs” to the common shareholders. 12. Because in most situations the market value of preferred shares is related to the general level of interest rates, it does not make sense conceptually to use a preferred share Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 110 Modern Advanced Accounting in Canada, Sixth Edition acquisition differential to revalue the net assets of the subsidiary when consolidated financial statements are prepared. Therefore, a negative acquisition differential should be added to consolidated contributed surplus and a positive acquisition differential should be deducted from consolidated contributed surplus (if there is any) or from consolidated retained earnings. 13. When a parent company acquires less than 100% of its subsidiary's preferred stock, the preferences associated with this preferred stock must be considered in determining the amounts of the shareholders’ equity (net assets) that is assignable to both preferred and common non-controlling interests. For example, if the preferred shares are cumulative, any preferred dividends in arrears must be included in the shareholders' equity allocated to the preferred shares. In this particular case, the non-controlling interest consists of 70% of the preferred equity and 10% of the common equity, and income is allocated accordingly. 14. The subsidiary’s income is split between the preferred shareholders and common shareholders prior to calculating the parent’s and NCI’s share of the subsidiary’s income. If the preferred shares are cumulative, the preferred shareholders are entitled to a share of the investee’s income each year regardless of whether dividends are actually paid in any given year. However, if the preferred shares are noncumulative, the preferred shareholders will only receive a portion of the investee’s income of a given year if dividends are actually declared in that year. Similarly, when calculating consolidated retained earnings, the change in the subsidiary’s retained earnings since acquisition must be split between the preferred shareholders and the common shareholders prior to calculating the parent’s share of the change in retained earnings. The preferred shareholders will receive a portion of the investee’s income for all years for which they were entitled to receive a portion of the income less the amount of dividends already received for those years. 15. The major consolidation problem associated with indirect shareholdings is the iterative nature of the calculations. One must start at the lowest level of the corporate hierarchy and work up the corporate structure. At each level, the income of the subsidiary has to be adjusted for amortization of the acquisition differential and unrealized profits. Then, the income is attributed to the controlling and non-controlling shareholders. In the end, the noncontrolling interest incorporates its share of each of the different entities on a cumulative basis. Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 111 MULTIPLE-CHOICE QUESTIONS 1. a 2. b (900 – 440) – 1,270 = –810 3. b 200 x .25 = 50 4. b 40 x .25 = 10 5. b 6. d 7. a 8. d 100 x 8% x 2.5 years = 20 9. d 10 x $13 = 130 10. d .20 x (264 / .8) = 66 11. c 100 + (10 x 13 - 100) + (8% x 100 x 2.5) = 150 12. a 13. d (750 / .75) – (500 + 240 + 90 x 8/12) – 40 = 160 160 – 160 / 10 x 4/12 = 154.667 14. a 750 + .75(90 x 4/12) – .75(10) – [.75(40) /5 x 4/12] – [.75(160)/10 x 4/12] = 759 160 – .2(759) = 8.2 15. b 16. c 17. c 18. c 19. a 75% – (.2[75%]) = 60% CASES Case 1 (a) A subsidiary is usually valued at fair value at the date of acquisition. Fair value is defined as the amount of consideration that would be agreed upon in an arm’s-length transaction between knowledgeable, willing parties who are under no compulsion to act. Since Pepper and Salt were unrelated parties at the date of acquisition, one could argue that $720, the amount paid by Pepper, represented the fair value of Salt. Using this same logic, one could also argue that Salt was worth $1,250 on this date since an unrelated party was willing to pay $500 for 40% of the shares of Salt one day after Pepper purchased Salt. Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 112 Modern Advanced Accounting in Canada, Sixth Edition What is the fair value of Salt as a whole? That is the big question. Once we have determined the fair value of Salt as a whole, we can determine the fair value of Salt’s goodwill and whether Pepper can record a gain on purchase. The following consolidated balance sheets were prepared at December 31, Year 7 under three different valuation alternatives: A. The fair value of Salt as a whole is $720 and Salt’s goodwill is valued at $450, the excess of amount paid by Pepper ($720) over the fair value of Salt’s identifiable net assets ($120 + $350 – $200) B. The fair value of Salt as a whole is $1,250 and Salt’s goodwill is valued at the excess of amount paid by Pepper over the fair value of Salt’s identifiable net assets C. The fair value of Salt as a whole is $1,250 and Salt’s goodwill is valued as the difference between the value of Salt as a whole ($1,250) and the fair value of Salt’s identifiable net assets ($120 + $350 – $200) A B C $ 620 $ 620 $ 620 Intangible assets (200 + 350) 550 550 550 Goodwill 450 450 980 $1,620 $1,620 $2,150 $ 600 $ 600 $ 600 1,020 1,020 1,550 $1,620 $1,620 $2,150 Tangible assets (500 + 120) Liabilities (400 + 200) Shareholders’ equity (300 + 720) The shareholders’ equity in C includes a gain on purchase of $530, which is the difference between the value of the subsidiary as a whole ($1,250) and the amount paid by Pepper ($720). To answer which method best reflects economic reality, one needs to know what the true value of the subsidiary is. If it is $720, then column A best reflects economic reality and would be required under GAAP. If the true value of the subsidiary is really $1,250, then column C best reflects economic reality. However, GAAP requires that goodwill of the subsidiary is valued as the difference between the amount paid and the fair value of the identifiable net assets. Therefore, Pepper could not report a gain on purchase in Year 7 and would have to use column B. Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 113 (b) When a parent sells a portion of its interest in the subsidiary and retains control over the subsidiary, the value of the subsidiary’s assets and liabilities on the consolidated balance sheet do not change – they are retained at carrying value. The carrying value of the portion sold is transferred from the parent’s interest to the non-controlling interest. The parent will report a gain or loss for the difference between the proceeds received from the sale and the carrying value of consideration sold. This gain will not be reported in net income but will be reported as a direct adjustment to shareholders’ equity – either to retained earnings or contributed surplus. The following consolidated balance sheets were prepared at January 1, Year 8 under the same three valuation alternatives considered above. A B C $ 500 $ 500 $ 500 Tangible assets (500 + 120) 620 620 620 Intangible assets (200 + 350) 550 550 550 Goodwill 450 450 980 $2,120 $2,120 $2,650 $ 600 $ 600 $ 600 288 288 500 1,232 1,232 1,550 $2,120 $2,120 $2,650 A B C $ 720 $ 720 $ 1,250 40% 40% 40% Value assigned to non-controlling interest 288 288 500 Proceeds received from non-controlling interest 500 500 500 Gain on sale of 40% interest 212 212 0 1,020 1,020 1,550 $1,232 $1,232 $1,550 Cash Liabilities (400 + 200) Non-controlling interest (Note 1) Shareholders’ equity (Note 1) Note 1: Carrying value of Salt’s net assets on consolidated balance sheet Portion sold to non-controlling interest Shareholders’ equity prior to sale Shareholders’ equity subsequent to sale In scenarios A and B, a gain on sale is reported on January 1, Year 8 as a direct credit to contributed surplus. In scenario C, no gain on sale is recorded on January 1, Year 8 because a gain of $530 was reported on December 31, Year 7. In all cases, non-controlling Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 114 Modern Advanced Accounting in Canada, Sixth Edition interest is valued at 40% of the carrying values of the subsidiary’s assets and liabilities on the consolidated balance sheet at the date of the sale. Case 2 Both the CFO and controller are wrong. The transaction is a capital transaction between shareholders of Stiff. Since Prince controlled Stiff both before and after this transaction, the valuation of Stiff’s assets and liabilities for consolidation purposes will not change. Only the parent’s and non-controlling interests’ share of the consolidated net assets will change. Any difference between the amount paid by Prince and the carrying value given up by the noncontrolling interest will not be reported in profit but will be reported as an adjustment to shareholders’ equity. For this transaction, the difference is $700,000 calculated as follows: Purchase price (110 x 100,000 x 20%) 2,200,000 Book value of Stiff shares acquired (70 x 100,000 x 20%) Book value of acquisition differential acquired (500,000 x 20%) 1,400,000 100,000 Excess 1,500,000 700,000 The $700,000 will be reported as a reduction to contributed surplus, if any exists, or a reduction to retained earnings. Even if the acquisition differential were allocated to assets and liabilities, the entire amount would not have been allocated to goodwill. $260,000 (20% x $1,300,000) should be allocated to the patents in order to recognize the value of the patents. The remaining amount would be allocated to goodwill. Then, the goodwill would have to be assessed for impairment at the end of Year 13 and all subsequent years by determining the fair value of Stiff’s shares. The recent trading price of $100 is not necessarily a true indication of the fair value of the shares. It represents the exchange price for the parties exchanging shares on that particular date. To acquire control of Stiff, investors may be willing to pay more or less than $100 per share. An independent business valuation could determine the fair value of the shares. If the fair value is less than $110 per share, the goodwill will have to be written down to reflect the impairment in value. For example, if the fair value of the shares were only $105 per share, the purchase price would have been inflated by $100,000 ($5 x 100,000 x 20%). In turn, goodwill would have been overstated by $100,000 and would have to be written down by $100,000 in Year 13. Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 115 The $260,000 allocated to the patent would have to be amortized over the useful life of the patent commencing in Year 14. Given a useful life of 4 years, the amortization expense would be $65,000 ($260,000 / 4) per year and would cause a decrease in income of $65,000 for Year 14. Case 3 Canada Transport Enterprises Inc. ("CTE") Attention: Andrew Joel DRAFT REPORT Dear Andrew: Sale of Traveller Bus Lines ("TBL") As requested, we have reviewed the information provided. Our report: recommends ways in which the selling price can be maximized provides comments and recommendations on how the agreement should be changed to minimize possible disputes in the future, and summarizes the accounting issues of significance to CTE that will arise on the sale of TBL Generally, the net book value (NBV) of a company does not approximate its fair value (FV). This is especially true of TBL. Many of its assets are worth significantly more than the NBV recorded in the financial statements, mainly because TBL's assets have increased in value over time. For example, the bus routes are recorded at a fraction of what they are worth today; they are discussed in more detail below. Recommendations on ways to maximize the selling price The sale of TBL will have a significant impact on CTE's share price. Therefore, by maximizing the sale price, you will be maximizing the share value as well. However, the sale of TBL, one of CTE's Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 116 Modern Advanced Accounting in Canada, Sixth Edition profitable divisions, may adversely affect the share price. Management should consider the impact of the sale on the share price. Other alternatives are available for valuing a business and should be considered. Specifically, a capitalized earnings approach would be a better way to value TBL. The reason is that future earnings will reflect the value of assets that are not fully recorded on the balance sheet – for example, intangible assets. This approach can also be justified on the grounds that earnings have been stable and could be used to calculate the sale price. Earnout clause The new owners of TBL will be preparing the July 31, Year 8 financial statements, which will be used to calculate the earnout amount. They will want to minimize the sale price. We should specify in the agreement that the accounting policies cannot be changed in the year in which the earnout is calculated. In addition, the new owners could make overly aggressive accruals to further minimize the selling price. For example, they could pay unusually high salaries or bonuses to reduce income. Restrictions should be placed in the agreement to prevent such measures, and CTE should be allowed to independently verify the July 31, Year 8 results. Possible adjustments to the selling price The accounting policies chosen for TBL's financial statements will impact the calculation of the selling price. Adjustments that increase the net value of TBL assets sold are more desirable than adjustments that affect the earnout payment because CTE will receive all increases in the NBV and only 55% of increases that affect the July 31, Year 8 earnings. We must determine whether we must use generally accepted accounting principles or whether we can use a disclosed basis of accounting. If a disclosed basis of accounting is acceptable, then FVs should be used. TBL is worth significantly more on a FV basis, and these adjustments will result in an increased selling price. Therefore, we recommend using FV for accounting purposes. Bus routes The bus routes obtained approximately 40 years ago currently have no NBV. This situation is unreasonable given the significant amounts paid for similar routes in subsequent years. The FV of Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 117 all bus routes should be included in the selling price. Therefore, the NBV of bus routes should be increased to reflect FV. The FV can be estimated on the basis of the amount paid for similar bus routes purchased. However, the FV of the bus routes may be included in the value of the goodwill already recorded. We must determine whether the goodwill represents the value of these routes. In addition, the earnout may also compensate CTE for the underlying value of the bus routes. Further information is needed. School buses – useful life The value of the school buses on TBL's balance sheet appears to be understated, based on a recent report. The reason may be because we have depreciated these assets over 10 years instead of 15 years. An adjustment should be made to the financial statements and, as a result, the selling price will increase. The amount of the adjustment will depend on the age of the buses. We should determine whether the fair value excess recorded in prior years already reflects an adjustment to depreciation. For accounting purposes, we must find out whether the value is understated as a result of a change in an accounting estimate or as a result of an error. If it is the result of a change in an accounting estimate, the adjustment will be made prospectively. If CTE can argue that it was the result of an error, the adjustment will be made retroactively to the fixed asset account, thereby increasing the selling price. Non-refundable deposits We must find out whether these deposits were recorded in income for the July 31, Year 7 period. The entire deposit relating to the cancelled contract should be included in the July 31, Year 7 income because, at year-end, the amount has been earned and no future services must be provided. In addition, it may be possible to justify including all deposits received prior to July 31, Year 7, in income as well. We could argue that the deposit is intended to guarantee service and does not relate to the costs of providing the service. If this assumption can be successfully argued, CTE will receive 100% of the income, rather than 55%, with no related costs. This approach will increase the selling price. We must consider the wording of the contract to determine the proper accounting treatment. Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 118 Modern Advanced Accounting in Canada, Sixth Edition Travel the country It appears that the liability for giving skis or skates to customers must be provided for. This will decrease the selling price. In addition, the cash received for the passes could be reported as revenue even though the three-month passes have not yet expired. The revenue could be recorded in Year 7 since there is no incremental costs of having ticket-holders take the bus thereby increasing the selling price. Consolidation entries Fair value increments (fixed assets and goodwill) are not currently included in the selling price. However, these amounts should be included in the selling price since they probably represent the FV of the assets being sold. Pushdown accounting treatment is recommended. It may be preferable to revalue the company since the goodwill and fair value increments have likely changed since they were first recorded. Long-term receivables We must determine whether this amount should be written down to fair value. If so, it will decrease the selling price. Although the security does not cover the amount of the outstanding balance, receivable is being collected. Therefore, we should argue that the loan is not impaired and a writedown is not necessary. Advertising Plans call for an aggressive advertising campaign ($500,000), and the agreement states that CTE will pay for these costs. However, the benefit is likely to be received in years subsequent to the earnout. The payment of advertising costs should be considered further. Bus retrofit TBL is planning substantial costs to retrofit the fleet of buses. These costs will occur next year yet will benefit TBL for many years to come. These costs should be capitalized or excluded from the agreement. Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 119 Futures taxes The deferred taxes should either not be considered in determining the selling price or should be discounted if they are to be included. Otherwise, the selling price would be reduced. Lease facility We must determine whether a loss should be accrued for future lease payments. If so, the selling price will decrease. TBL is receiving the benefit; therefore, CTE should not bear the cost of moving. One possible alternative to providing for this amount is to account for these payments on a cash basis, assuming that CTE will be able to sublet. Significant accounting issues – CTE There are various accounting issues that CTE must consider on the sale of TBL. Reporting the sale of TBL Although CTE can announce the sale and the potential profit that would result, it cannot report the sale in its first quarter's income statement because of the timing of the sale. CTE may want to change the timing of the sale accordingly. Otherwise, note disclosure can be provided. Under the efficient market hypothesis, note disclosure would have the same impact on the share price. In addition, the sale may have to be reported as a sale of discontinued operations. If so, the gain in the financial statements should be reported separately, net of applicable taxes. Recognition of the gain on sale of TBL Rather than recognize the gain right away, an argument could be made that the gain should not be recognized until the full proceeds have been received because of the guarantee included in the sale price. However, such an approach seems unduly conservative considering who the purchasers are. Generally, the cost of future advertising, bus restoration, or environmental liabilities should be accrued and applied against the gain on sale. Finally, the consulting income should not be recognized until it is earned. The earnout payment should be recognized in income in the year in which it is determinable. An argument could be made to recognize the earnout payment in the current year since TBL's income Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 120 Modern Advanced Accounting in Canada, Sixth Edition is static, but this approach may be too aggressive. Comments on current agreement The terminology used in the draft agreement is open to interpretation. The ambiguous wording may create arguments in the future if one party disagrees with the other's interpretation or earnings calculation. To minimize future disputes, we recommend the following changes to the agreement: 1. Clause 1. The assets and liabilities included in the purchase and sale agreement should be based on the audited financial statements rather than on the draft July 31, Year 7 financial statements. The audited financial statements will provide you with greater assurance with respect to the accuracy of the figures and accounts reported. 2. Clause 2. The environmental liabilities that are not included in the agreement should be limited to those that are CTE's responsibility up to the date of sale. In addition, this clause should be effective for only a limited period of time. In addition, you may want to have an environmental assessment performed prior to the sale to determine what the potential exposure is. 3. Clause 3. The term "net reported income" must be clearly defined to ensure that there is no misunderstanding as to what is and what is not included in the calculation. In addition, this calculation is based on TBL’s net income, and future profits may differ from past results, especially if the new management is inefficient in the short term and incurs significant "startup" costs. 4. Clause 5. You should clarify what "compete" means and what is included in the limitation. For example, does it mean that you cannot operate any bus line service anywhere in the world? 5. Clause 6. The loan guarantee is for an unlimited period of time. Unless a specific expiry date is used, CTE will be responsible for the loan until it is ultimately paid. 6. Clause 7. "Cost" must be explicitly defined. For example, defining cost as "fulI cost" (including overhead allocations) or as "out-of-pocket cost" produces very different results. 7. Clause 8. The phrase "restored to its original condition" must be defined. This clause Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 121 could result in a significant cost to CTE if it is not clarified. For example, it could mean a complete reconstruction of the building. 8. Clause 9. You should place a limit on the dollar value of advertising that CTE is obliged to provide under the agreement. As the clause is now worded, CTE could incur very large costs. 9. Clause 12. The longer payment terms will lower the effective purchase price given the present value of money. Either the purchase price can be increased or payment can be made sooner. 10. Clause 14. You must determine the nature of the consulting agreement – what it does and does not include. We would be pleased to discuss our comments and recommendations with you at your convenience. Yours truly, CA Case 4 Memo to: From: Subject: Engagement Partner CA Analysis of Accounting Issues Concerning Capilano Forest Company Limited (CFCL or the Company) Overview For the current year, the newly hired controller intends to make changes to some of the existing financial accounting policies of CFCL. His rationale for these changes is to maximize the value of the Company because it may be sold to a large Japanese lumber importer. It should be noted at the outset that financial statements might be of very limited usefulness in the valuation of this company. Although the purchasers may use the statements to assess logging costs or management performance, they will probably focus on timber reserves, since that is the primary value of a forestry company. Therefore, as auditors working for Don Strom, we must ensure that the controller is not changing the financial statements simply for his own benefit, given that his bonus is based on net income. Such changes would clearly not be in the best interests of Mr. Strom. In fact, Mr. Strom's primary concern may be to minimize income Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 122 Modern Advanced Accounting in Canada, Sixth Edition thereby reducing bonus and tax costs. As mentioned, the buyers may not be too concerned with the financial statements in valuing CFCL, so Mr. Strom may not be well served by the controller’s efforts to increase income. (Most candidates failed to evaluate the objectives and needs of the preparers and users.) The controller has identified several areas where he would like to change the accounting policy. I have analyzed these proposals with reference to generally accepted accounting principles, and have provided alternatives where appropriate. (Most candidates failed to present alternative accounting treatments for the issues presented in the question.) Rights granted for Crown land An argument could be made for recording the fair value of the rights, as the controller has suggested in the financial statements. Future value will be associated with the rights because revenues from logging will probably exceed the payments to the government for logs harvested and the costs of reforestation. In addition, one could argue that fair value is appropriate since this is essentially a non-monetary transaction - obtaining logging rights may be considered the culmination of an earnings process in the forestry industry. This viewpoint is, however difficult to defend. If CFCL adopts this alternative, it will be very difficult to estimate the fair value of these rights. Many assumptions would have to be made, and gathering the relevant information would take considerable time. We will also have to consider the basis of amortization of these rights. Alternatives include expensing as trees are sold or amortizing the cost evenly over the life of the right. There are strong arguments against recording the rights in the financial statements. The historical cost principle as well as the conservatism concept support no recognition in the accounts; essentially, no asset was given up to obtain these rights. In addition, it is unlikely that this transaction could be accepted as a culmination of an earnings process. It should therefore be recorded at the amount of the asset that was given up, which is nil in this case. The controller's proposal to reflect the fair value of the timber rights on the financial statements may be intended solely to generate a windfall profit and is thus self serving. Disclosure of these rights in a note may be sufficient for the purposes of the purchasers in valuing the Company. (Candidates failed to present valid arguments that supported recording the rights at fair value or at a nil Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 123 amount. Candidates did not make use of basic accounting concepts in their analysis.) The rights granted in the prior periods should be accounted for in a manner consistent with that of the current rights. If it were decided to record them at fair value, then it would be necessary to restate prior years' amounts retroactively since recording them at fair value represents a change in accounting policy. Logging fees Fees paid to the government for logs cut could be recognized as a period expense, instead of being expensed when the trees are sold. We would have to view the logging records and the agreement with the government to gain assurance that year-end accruals are done properly. There is unlikely to be a lot of inventory on hand at any given time, so it is likely that expenses will be reasonably well matched to revenues. Reforestation costs The current year's financial statements for CFCL must show an accrual for the reforestation costs associated with trees logged under the Ministry rights. Depending on the degree of reforestation currently done by CFCL, this amount may be difficult to estimate. It will also be necessary to accrue costs for the reforestation of the rights granted in prior years. This cost would be expensed in the current year since it is a result of actions taken by the Ministry of Forests in the current year. CFCL may want to consider separate line disclosure of this cost, as it is not tied to the current year's operations and would not be relevant for the buyers in trying to estimate logging costs. If CFCL were able to log the reforested trees in the future, then an alternative would be to capitalize the reforestation costs since a future benefit will be derived. Purchased rights at mine site There is a serious valuation problem with regard to the five-year timber rights acquired at a future mine site. Due to insect infestation, a write-down in the value of the purchase rights may be appropriate given that a net future benefit may no longer be associated with these timber rights. The fact that the controller may not agree is not surprising given his bonus arrangement. Assuming that a future net benefit is associated with the timber rights, the cost of the timber Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 124 Modern Advanced Accounting in Canada, Sixth Edition rights must be amortized in a manner that matches the income from the logs. The alternatives are as follows: 1. Amortize the cost of the rights based on the total number of trees cut, or 2. Allocate the cost based only on good trees cut during the time period, or 3. Expense the cost evenly over five periods. The first two alternatives will be difficult to implement because it will be difficult to ascertain how many trees can be logged in five years, let alone how many good logs as opposed to insectinfested logs can be logged. Assuming it is likely that the same number of logs can be logged in most seasons and given that the Company has a demonstrated ability to sell all logs cut, it may be simpler to amortize the rights equally over the five years. (Candidates could have arrived at a different conclusion as long as it was supported by the facts of the case and by their analysis.) Tree costing It seems illogical to suggest that little or no cost is associated with the trees that are harvested. The purchase price of forest property is based on the trees on the property rather than on the land. If the Company had purchased the lands with no timber on it some time ago and had regenerated the timber, the controller's argument would have some merit. However, since it takes 60 to 80 years to grow trees to maturity for logging, trees that will be grown through reforestation have no present value. Ongoing maintenance costs of timber properties could be expensed because the cost of replanting and spraying pesticides is not large in comparison to other expenditures of the company. An argument can be made that they should be capitalized as the expenditures relate to revenues that will be earned in the future. Similarly, a case could be made to capitalize other carrying costs such as property taxes. Pacific tract acquisition In order to assess whether the $25,000 allocated to the sold parcel is an appropriate amount, it is necessary to determine the value of this tract to CFCL upon its purchase. The $25,000 allocation may be considered reasonable considering its limited usefulness to CFCL at the time of purchase. However, it is important to note that any allocation is arbitrary and will be difficult to substantiate. The gain or loss on the sale of this land to developers should be disclosed separately in the income statement since it is not part of recurring operations. Again, this information may be useful to the Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 125 purchasers in assessing ongoing costs. (Candidates did not provide relevant arguments as to whether the allocation was appropriate.) A write-down of the remaining timber property may be warranted. Value may be impaired since the environmentalists may have permanently halted the generation of revenue. If it is found that the question of logging on the property has not been settled and a write-down is inappropriate, a potential contingent loss exists and should be disclosed in the financial statements, if material. (Again, candidates failed to consider the significant valuation issue.) The controller's interest in capitalizing costs for legal fees, public relations and idle time appears to be motivated by furthering his own objectives of maximizing current income. These costs cannot be capitalized as goodwill since goodwill can arise only upon the purchase of a business. However, these costs may be capitalized as part of the costs of the trees since the costs were necessary to obtain a future benefit - the ability to log the trees in the future. However, this future benefit is highly questionable in light of the significant uncertainty involved, and conservatism would suggest expensing these costs. (Candidates did not provide support for capitalization in accounts other than goodwill.) Forest fires The costs of the forest fires cannot be capitalized as goodwill since, as mentioned previously, goodwill arises only upon the purchase of a business. However, they can be capitalized as part of the protected trees. These costs were incurred to ensure a future benefit from these trees. However, this treatment may not be appropriate given the uncertainty of this future benefit. In fact, we must investigate whether these fires still present a threat to CFCL's forests, since there may be a significant impairment in value of these sites. It will be very difficult for us to obtain assurance, as predicting the course and outcome of fires is probably impossible. The $300,000 commitment should be disclosed in the notes to the financial statements. There is very little justification for including a liability in the financial statements for this amount since it may not relate to past fire fighting efforts, and is probably not a legally enforceable commitment. (Most candidates recognized the valuation implications of these forest fires.) Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 126 Modern Advanced Accounting in Canada, Sixth Edition Revenue recognition from sales of pine and wood chips The strong demand for the pine produced by the Company is not sufficient to support the recognition of revenue when the logs are cut, as suggested by the controller. Many uncertainties still exist at that time, with the result that the risks and rewards of ownership have not transferred and that revenues and costs cannot be measured within a reasonable degree of accuracy. Specifically: CFCL retains the risks associated with the wood until it is accepted by the purchasers (i.e., title to the wood is not transferred until delivery in Japan). The risk also exists that CFCL may become unable to provide satisfactory delivery to the purchasers. The price can change by up to 5%, depending on the grade. This may be a material amount on large orders. The price can change due to foreign currency fluctuations. (Candidates did not consider the relevant facts in deciding whether to recognize revenue.) It is also not appropriate to recognize the revenue on the wood chips as they are produced. Again, significant uncertainties still exist at that time. CFCL retains the risks associated with these chips until they are in the hands of the buyer. Furthermore, delivery may be difficult, as the current strike may last a long time, despite the controller's probably optimistic assumption to the contrary. Furthermore, the strike settlement may increase the costs associated with these sales, thereby decreasing the estimated profit. It is necessary for us to examine this contract with Remul Ltd. to ensure that CFCL does not face any liabilities as a result of late or non-delivery. Sale of 25% interest in subsidiary The pending sale of a 25% interest in NAN is a capital transaction since Capilano controlled NAN both before and after this transaction. Therefore, the valuation of NAN’s assets and liabilities on the consolidated financial statements will not change. Only the parent’s and noncontrolling interests’ share of the consolidated net assets will change. Any difference between the selling price of the shares and the carrying value given up by Capilano will not be reported in net income but will be reported as an adjustment to shareholders’ equity. The carrying value of the investment will need to be updated to the date of the sale by accruing the income earned by NAN and amortizing the acquisition differential pertaining to the timber rights. The sale should be reported on the closing date of the sale because that is when the benefits Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 127 and risks of the net assets being sold are transferred to the new shareholders. (Most candidates appropriately did not spend much time on these relatively minor issues.) (Candidates failed to analyze the issues in adequate depth. Alternatives were often not provided, or the validity of the alternatives was not adequately analyzed. Furthermore, candidates failed to incorporate the users' needs into their analysis.) PROBLEMS Problem 1 (a) Since the cash flow statement is based on consolidated net income, the loss on sale of equipment shown must have resulted from a sale to a nonaffiliate. A loss on sale to an affiliate would be eliminated from consolidated net income, and any amount of amortized loss from a previous sale would be included in the adjustment for depreciation expense. (b) Bonds issued at a premium reflect a market rate that is lower than the bond's stated rate, and as a result investors are willing to pay more to purchase the bond. When this excess payment is amortized, it decreases the interest expense so that it reflects the market rate when the bonds were issued. Therefore, the bond premium amortization represents a noncash amount that decreases interest expense and increases income. In this case, consolidated net income is higher as a result of a noncash item and that item must be deducted to calculate cash flow from operations. (c) Non-controlling interest in subsidiary's income = Non-controlling interest's percentage 9,800 / 40% (d) 9,800 40% 24,500 Goodwill impairment loss 1,000 Subsidiary's net income 25,500 Dividend payments to noncontrolling shareholders do represent a flow of cash outside the economic entity, and as a result they must be presented on the consolidated cash flow statement. However, from the consolidated entity's point of view, these dividends are reported as a reduction of the non-controlling interest on the consolidated balance sheet. The only dividends that can be reported in the consolidated statement of retained earnings are those that are paid to the parent's shareholders. (e) Non-controlling interest's share of dividends = Non-controlling interest's percentage 6,000 40% Subsidiary's total dividends declared – 6,000 / 40% 15,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 128 Modern Advanced Accounting in Canada, Sixth Edition Problem 2 PART A Cost of 70% (1400 2000) of Star 280,000 Implied value of 100% 400,000 Shareholders' equity Total Preferred Preferred stock 50,000) 50,000) Common shares 200,000) Retained earnings (80,000) 8,000* 170,000 58,000) Common 200,000) Dr (88,000) Dr 112,000 Acquisition differential Allocated: 288,000 FV – BV Accounts receivable (2,000) Inventory 7,000 Plant Long-term liabilities 50,000 (20,000) 35,000 Goodwill 253,000 * Dividends in arrears: 500 shares $8 2 years = 8,000 Acquisition Differential Amortization Schedule Balance Amortization Balance Jan. 1, YR 5 YR 5 to 11 (2,000) (2,000) – – 7,000) 7,000) – – 50,000) 50,000) – – Long-term liabilities (20,000)) (17,500)) (2,500) – Goodwill 253,000) 138,970) 19,710 94,320 288,000) 176,470) 17,210 94,320 Accounts receivable Inventory Plant YR 12 Dec. 31, YR 12 Intercompany receivables and payables December management fee Solutions Manual, Chapter 8 2,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 129 Intercompany profits Before tax Tax 40% After tax Opening inventory – Star selling 30,000 12,000 18,000 – Par selling 21,000 8,400 12,600 51,000 20,400 30,600 Closing inventory – Star selling 35,000 14,000 21,000 – Par selling 37,000 14,800 22,200 72,000 28,800 43,200 Equipment – Star selling July 1, Year 7 22,000 Depreciation to Dec. 31, Year 11 (4,400 4½ years) 19,800 Balance December 31, Year 11 2,200 880 1,320 Depreciation Year 12 2,200 880 1,320 –0– –0- –0– Balance December 31, Year 12 Star Year 12 dividends Preferred 500 $8 Common 20,000 4,000 16,000 70% Intercompany dividends 11,200 Deferred income tax, December 31, Year 12 Closing inventory profit 28,800 Calculation of Year 12 consolidated net income Par net income (loss) Less: Dividends Closing inventory profit 30,000) 11,200) 22,200) 33,400) (3,400) Add: Opening inventory profit 12,600 9,200 Star net income (loss) Less: Acquisition differential amortization (24,000) 17,210) Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 130 Modern Advanced Accounting in Canada, Sixth Edition Preferred claim on net income 4,000) Common net income (loss) (45,210) Less: closing inventory profit 21,000) (66,210) Add: Opening inventory profit 18,000) Equipment profit 1,320) (46,890) Preferred claim on net income 4,000) (33,690) Consolidated net income Attributable to: Par’s shareholders (23,623) Non-controlling interests (100% x 4,000 + 30% x -46,890) (10,067) (33,690) Calculation of consolidated retained earnings – Jan. 1, Year 12 Par opening retained earnings 180,000 Less: Opening inventory profit 12,600 167,400 Star retained earnings, Jan. 1, Year 12 208,000) Acquisition (88,000) Increase 296,000) Less: Acquisition differential amortization Opening inventory profit 176,470 18,000 Unrealized equipment profit 1,320 Adjusted increase 195,790) 100,210) 70% Consolidated opening retained earnings 70,147 237,547 (a) Par Corp. Consolidated Retained Earnings Statement Year Ended December 31, Year 12 Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 131 Balance January 1 $237,547 Net loss 23,623 213,924 Dividends 35,000 Balance December 31 $178,924 Calculation of non-controlling interest – December 31, Year 12 Preferred Preferred stock Common Total 50,000 Common shares 200,000) Retained earnings 164,000) 364,000) Closing inventory profit (21,000) 50,000 343,000 . 94,320 50,000 437,320 100% 30% ) 50,000 131,196) Unamortized acquisition differential 181,196 (b) Par Corp. Consolidated Balance Sheet as at December 31, Year 12 Cash (40,000 + 1,000) Accounts receivable (100,000 + 85,000 – 2,000) Inventory (55,000 + 48,000 – 72,000) 41,000 183,000 31,000 Land (30,000 + 70,000) 100,000 Plant and equipment (net) (220,000 + 400,000) 620,000 Deferred income tax 28,800 Goodwill 94,320 1,098,120 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 132 Modern Advanced Accounting in Canada, Sixth Edition Accounts payable (92,000 + 180,000 – 2,000) 270,000 Accrued liabilities (8,000 + 10,000) 18,000 Common shares 450,000 Retained earnings 178,924 Non-controlling interest 181,196 1,098,120 PART B Since dividends paid by Star in Year 12 exceeded the annual minimum of $4,000 (500 x $8 per share), the income attributed to the preferred shareholders would be the same regardless of whether the preferred shares were cumulative or noncumulative. Therefore, consolidated net income attributable to Par’s shareholders would not change. PART C Investment account – cost basis, Dec. 31, Year 12 280,000) Retained earnings – Par – equity basis 178,924 Retained earnings – Par – cost basis 175,000 3,924 Investment account – equity basis – Dec. 31, Year 12 283,924 January 1, Year 13 Ownership reduction 70% – 56% = 14% 14% 70% = 20% Reduction in investment account 20% 283,924 New assets of Star 56,785) 100,000 56% Loss 56,000) 785 This loss will be debited to contributed surplus, if any exists, or to retained earnings in shareholders’ equity. If Par were using the equity method, the following entry would be made: Retained earnings Solutions Manual, Chapter 8 785 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 133 Investment in Star 785 Problem 3 Dec. 31, Year 5 – Regent owns 90% 8,000 shares = 7,200 shares April 1, Year 6 – 2000 shares issued by Argyle Regent’s % = 7,200 = (8,000 + 2,000) 7,200 10,000 = 72% Regent Ownership before share issue 90% Ownership after share issue 72% Change 18% Percentage of investment reduction: 18% / 90% = 20% Oct. 1, Year 6 – Regent acquires 1,300 shares Regent’s % = 7,200 + 1,300 8,500 = = 85% 10,000 10,000 Therefore a step purchase of 13% has occurred. (a) Dec. 31, Year 5 (90/10) Land Equipment Trademarks Total Parent NCI 28,333 44,444 52,223 125,000 112,500 12,500 – (1,389) (1,305) (2,694) (2,425) (269) 28,333 43,055 50,918 122,306 110,075 12,231 (22,015) 22,015 Amort to April 1 April 1 20% sold to NCI – (2,778) (2,611) (5,389) (3,880) (1,509) 28,333 40,277 48,307 116,917 84,180 32,737 15,200 (15,200) Amort– April to Oct. 1 (72/28) Oct. 1 13/28 sold to parent Amort – Oct. to Dec. 31 (85/15) Dec. 31, Year 6 – (1,389) (1,305) (2,694) (2,290) (404) 28,333 38,888 47,002 114,223 97,090 17,133 (b) Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 134 Modern Advanced Accounting in Canada, Sixth Edition Parent NCI 315,000 35,000 Net income to April 1 (50,000 3/12 90%) 11,250 1,250 Acquisition differential amortization to April 1 (2,425) (269) 323,825 35,981 (64,765) 64,765 108,000 42,000 Net income April to Oct. (50,000 6/12 72%) 18,000 7,000 Acquisition differential amortization April 1 to Oct. 1 (3,880) (1,509) 381,180 148,237 Oct. 1 acquisition from NCI (13/28 x 148,237) 68,825 (68,825) Net income Oct. to Dec. (50,000 3/12 85%) 10,625 1,875 (2,290) (404) Dividends (20,000 85%) (17,000) (3,000) Balance December 31, Year 6 441,340 77,883) Investment account Dec. 31, Year 5 Result of Argyle share issue 20% 323,825 New shares (2,000 $75) 150,000 72% Acquisition differential amortization Oct. to Dec. Proof: Investment account Dec. 31, Year 6 441,340) Shareholders' equity Jan. 1 225,000 New shares issued (2,000 x 75) 150,000 Net income 50,000 Dividends Dec. 31 (20,000) Shareholders' equity Dec. 31, Year 6 405,000 85% ) Parent’s share of unamortized acquisition differential 344,250) 97,090) Problem 4 Shareholders' equity of Sub Dec. 31, Year 1: 1,120,000 Parent's investment account Dec. 31, Year 1: Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 135 (1,120,000 + 565,000) 1,685,000 Parent's journal entry Jan. 1, Year 2: Cash 629,000 Investment (30% 1,685,000) 505,500 Retained earnings - gain on sale 123,500 Effect on consolidated statements: Cash 629,000 Non-controlling interest (30% 1,685,000) 505,500 Retained earnings - gain on sale 123,500 * Calculation of dividends paid to noncontrolling shareholders: Opening balance of non-controlling interest Carrying value of shares purchased from parent (30% 1,685,000) Add non-controlling interest’s share of sub's income 0 505,500 38,400 543,900 Less: Ending balance of non-controlling interest Non-controlling interest in sub's dividends 515,000 28,900 Parent Ltd. Consolidated Cash Flow Statement For the Year Ended December 31, Year 6 Operating cash flow: Profit 414,900) Add (deduct): Depreciation Goodwill impairment loss 370,000) 35,000) Increase in inventory (499,500) Decrease in current liabilities (701,500) Decrease in accounts receivable Cash used in operations 110,000) (271,100) Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 136 Modern Advanced Accounting in Canada, Sixth Edition Investing cash flow: Proceeds from sale of investment in Sub 629,000) Acquisition of plant and equipment (250,000) Cash from investing 379,000) Financing cash flow: Issuance of long-term debt 500,000) Dividends – to Parent Ltd. shareholders (104,000) – to noncontrolling shareholders (28,900)* Cash from financing 367,100) Net increase in cash 475,000) Cash – January 1 335,000) Cash – December 31 810,000) Problem 5 Cost of 70% of Simon 910,000 Implied value of 100% of Simon 1,300,000 Book value of Simon Common shares 550,000 Retained earnings Jan. 1 400,000 Profit to April 1 (¼ 200,000) 50,000 1,000,000 Acquisition differential 300,000 Allocated: FV – BV –0– Balance – broadcast rights 300,000 Cost of 60% of Fraser 600,000 Implied value of 100% of Fraser 1,000,000 Book value of Fraser Common shares 300,000 Retained earnings Jan. 1 300,000 Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 137 Profit to April 1 (¼ 150,000) 37,500 637,500 Acquisition differential 362,500 Allocated FV – BV –0– Balance – broadcast rights 362,500 Closing inventory profits Before Tax After tax 40% tax Simon selling 32,000 12,800 19,200 Princeton selling 18,000 7,200 10,800 (a) Princeton Corp. Calculation of Consolidated Profit for the Year Ended December 31, Year 7 Income of Princeton 100,000 Less: Dividends from Simon (70% 30,000) 21,000 Closing inventory profit after tax 10,800 31,800 68,200 Income of Simon (¾ 200,000) 150,000 Less: Broadcast rights amortization – see part (c) 22,500 Dividend from Fraser (60% 70,000) Closing inventory profit after tax 42,000 19,200 83,700 66,300 Income of Fraser (¾ 150,000) Less: Broadcast rights amortization – see part (c) 112,500 27,188 85,312 Consolidated profit 219,812 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 138 Modern Advanced Accounting in Canada, Sixth Edition Attributable to: Princeton’s shareholders (68,200 + 70% x [66,300 + 60% x 85,312]) 150,441 Non-controlling interests (30% x [66,300 + 60% x 85,312] + 40% x 85,312) 69,371 219,812 (b) Calculation of non-controlling interest – Dec. 31, Year 7 Fraser shareholders' equity – Dec. 31 680,000 Unamortized broadcast rights – Fraser (see part c) 335,312 1,015,312 Non-controlling interest’s share 40% Simon shareholders' equity – Dec. 31 1,120,000 Retained earnings Fraser – Dec. 31 380,000 Acquisition 337,500 Increase 42,500 Less: Broadcast rights amortization 27,188 406,125 15,312 60% 9,187 1,129,187 Unamortized broadcast rights – Simon (see part c) 277,500 1,406,687 Less: Closing inventory profit after tax 19,200 1,387,487 Non-controlling interest’s share 30% Non-controlling interest 416,246 822,371 (c) Calculation of consolidated broadcast rights – Dec. 31, Year 7 Broadcast rights – Simon 300,000 Less: amortization – Year 7 (300,000 10 × ¾) Broadcast rights – Fraser Solutions Manual, Chapter 8 22,500 277,500 362,500 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 139 Less: amortization – Year 7 (362,500 10 × ¾) 27,188 335,312 612,812 Problem 6 Cost of 80% (800 1000) of SET 56,000 Implied value of 100% of SET 70,000 Shareholders' equity Total Preferred Common Preferred stock 40,000 42,0001 (2,000) Common shares 20,000 Retained earnings 30,000 8,0002 90,000 50,000) 20,000 22,000 40,000 Acquisition differential (all allocated to patents) 30,000 Patent amortization – Year 5 (six year life) (5,000) Unamortized patent, December 31, Year 5 25,000 Calculation of consolidated profit PET profit 30,000 Less: Dividends from SET3 (2,400) 27,600 SET profit 20,000 Less: Patent amortization (5,000) Consolidated profit 15,000 42,600 Attributable to: PET’s shareholders NCI (4,0004 + 20% x 36,400 [15,0003 – 4,0004]) 6,200 42,600 Notes: 1. Liquidation value of 40,000 x 1.05 = 42,000 2. Dividends in arrears: 4,000 shares x $1/year x 2 years = 8,000 3. Dividends on common shares: (15,000 – 4,000 x $1/year x 3 years) x 80% = 2,400 4. Income for preferred: 4,000 x $1/year x 1 year = 4,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 140 Modern Advanced Accounting in Canada, Sixth Edition (a) PET Company Statement of Retained Earnings For the year ended December 31, Year 5 Retained earnings, beginning of year $50,000 Profit 36,400 Dividends (25,000) Retained earnings, end of year $61,400 (b) PET’s retained earnings 55,000 Total Preferred Common SET’s retained earnings, End of Year 5 35,000 At acquisition 30,000 8,000 22,000 5,000 (8,000) 13,000 (5,000) 0 (5,000) (000) (8,000) 8,000 Change since acquisition Amortization of patents 35,000 PET’s share 80% Consolidated retained earnings, December 31, Year 5 6,400 61,400 (c) Calculation of non-controlling interest – income statement Interest in preferred shares (100% x 4,000) 4,000 Interest in common shares (20% x 11,000 as per above) 2,200 Total 6,200 Calculation of non-controlling interest – statement of financial position Preferred Preferred stock Common Total (2,000) 40,000 20,000 20,000 . 35,000 35,000 42,000 53,000 95,000 . 25,000 42,000 78,000 42,000 Common shares Retained earnings Unamortized acquisition differential Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 141 100% 20% ) 42,000 15,600) 57,600 Problem 7 (a) July 1, Year 8 Proceeds from sale 720 $30 21,600 Book value sold (see * in part (c) below for calculation) 26,550 Loss on sale Year 8 4,950 Dec. 29, Year 9 Reduction in investment account ** 118,800 ***1/9 (see ** and *** in part (c) below for calculation of investment account and new percentage ownership) 13,200 Gain due to new assets 500 $46 23,000 Plumber’s % 64% Gain on share issue, Year 9 14,720 1,520 (b) The parent, using the equity method, would not report the gain (loss) on its income statement. These two transactions resulting from the ownership change are viewed as capital transactions between shareholders of the same consolidated entity. For capital transactions, gains are reported in contributed surplus and losses are shown first as a reduction in contributed surplus, if any exists, and then as a reduction to retained earnings. The gain or loss from the capital transactions would not be eliminated in the consolidation process and therefore would appear in shareholder’s equity on the consolidated balance sheet in the same manner as it appears on Plumber’s separate entity balance sheet. (c) Total Parent’s Investment account Jan. 1, Year 8 (90%) Implied value of 100% NCI’s 126,000 140,000 126,000 14,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 142 Modern Advanced Accounting in Canada, Sixth Edition Common shares (4,000 shares) 20,000 Retained earnings 70,000 90,000 81,000 9,000 50,000 45,000 5,000 (50,000 10 = 5,000 1/2 year) (2,500) (2,250) (250) Balance July 1, Year 8, before sale 47,500 42,750 4,750 (8,550) 8,550 Trademarks Jan. 1, Year 8 Amortization to July 1, Year 8 Sale (720 / 3,600 = 20%) Balance after sale July 1, Year 8 (72% & 28%) 47,500 34,200 13,300) Amortization to Dec. 31, Year 8 (2,500) (1,800) (700) Amortization Year 9 (5,000) (3,600) (1,400) Balance Dec. 29, Year 9 before ownership change 40,000 28,800 11,200 (3,200) 3,200 25,600 14,400 *** Disposal due to share issue (1/9) Plumber’s share of trademarks Dec. 31, Year 9 (64%) Ownership before share issue 2,880/4,000 = 72% Ownership after share issue 2,880/4,500 = 64% 8% 40,000 8% 72% = 1/9 reduction*** Calculation of investment account balances Investment account Jan. 1, Year 8 126,000 Trademark amortization to July 1, Year 8 (2,250) Net income to July 1 (10,000 90%) 9,000 Balance before sale 132,750 Sale (720 / 3,600 = 20%) (26,550)* Balance after sale July 1, Year 8 106,200 Net income July to Dec. (10,000 [2,880 / 4,000]) 7,200 Dividend Year 8 (5,000 72%) (3,600) Trademark amortization to Dec. 31, Year 8 (1,800) Balance Dec. 31, Year 8 108,000 Net income Year 9 (28,000 72%) 20,160 Dividend Year 9 (8,000 72%) (5,760) Trademark amortization Year 9 (3,600) Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 143 Balance before share issue 118,800** Gain on share issue (see part (a)) 1,520 Balance after share issue 120,320 Proof of Investment Account Components Book value of sub’s net assets (64% x [90 + 20 – 5 + 28 – 8 + 23]) 94,720 Unamortized fair value excess of trademarks 25,600 Total investment account (d) 120,320 Yes, the trademarks are recorded at historical cost less accumulated amortization on the consolidated balance sheet. On the date of acquisition, the trademarks were recorded at $45,000 which was the amount paid by Plumber when it purchased a 90% interest in Summer. Since the date of acquisition, the cost of the trademarks has been amortized and reduced for the portion deemed to be sold. Problem 8 Consolidated Enterprises Consolidated Cash Flow Statement for the Year Ended December 31, Year 2 Operations Net income (450,000 + 14,000) 464,000) Add (deduct): Goodwill impairment loss 3,000) Depreciation 73,000) Gain on sale of equipment (8,000) Equity earnings – Pacific Finance Dividends from Pacific Finance Increase in inventory Increase in accounts payable Decrease in accounts receivable Total cash from operations (90,000) 25,000) (15,000) 5,000) 23,000) 480,000) Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 144 Modern Advanced Accounting in Canada, Sixth Edition Investing Purchase of building (580,000) Sale of equipment (8 + 37) 45,000) Total cash from investing (535,000) Financing Bond issue 120,000) Dividends – to parent's shareholders (60,000) – to noncontrolling shareholders (6,000) Total cash from financing 54,000) Total decrease in cash (1,000) Cash – January 1 42,000) Cash – December 31 41,000) Problem 9 Part A Investment account (9,500 sh) – January 1, Year 6 Book value of Sub 320,000 270,000 95% 256,500 Parent’s share of acquisition differential 63,500 Allocated: Land 35% 22,225 Equipment 40% 25,400 Patents 25% 15,875 63,500 Implied value of 100% of acquisition differential Land (22,225 / 95%) 23,395 Equipment (25,400 / 95%) 26,737 Patents (15,875 / 95%) 16,710 Total P sold 66,842 1,900 sh = 20% 9,500 sh Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 145 New ownership 7,600 sh = 76% 10,000 sh (a) Cash 66,500 Investment in Sub (20% 320,000) 64,000 Contributed surplus – gain on sale 2,500 (b) Balance Jan. 1, Year 6 Land Equipment Patents Total 23,395 26,737 16,710 66,842 – 6,684 1,671 8,355 23,395 20,053 15,039 58,487 Amortization Year 6 Balance Dec. 31, Year 6 (c) Investment account Jan. 1, Year 6 320,000 20% sold (64,000) Acquisition differential amortization (8,355 x 76%) (6,350) Net income (76% 150,000) 114,000 Dividends (76% 70,000) (53,200) Balance Dec. 31, Year 6 – equity method 310,450 Shareholders' equity Sub (270,000 + 150,000 – 70,000) 350,000 76% 266,000 Balance – Parent’s share of unamortized acquisition differential 44,450 100% of unamortized acquisition differential (44,450 / 76%) 58,487 Part B Cash 66,500 Contributed surplus - gain on sale 2,500 Non-controlling interest [19% (270,000 + 66,842)] 64,000 Change in non-controlling interest After sale (100 – 76) 24% Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 146 Modern Advanced Accounting in Canada, Sixth Edition Before sale (100 – 95) 5% Change 19% or, Change in non-controlling interest Shares sold by P: 1,900 = 19% 10,000 Problem 10 1st 2nd Cost of purchase 600,000 166,000 Implied value of 100% 800,000 Book value of Sic’s net assets Common shares 200,000 200,000 Retained earnings 300,000 310,000 500,000 510,000 100 % Acquisition differential 500,000 20% 102,000 300,000 64,000 300,000 48,0001 Allocated to: Patents Direct charge to retained earnings for excess of cost over Carrying value transferred from NCI Total Solutions Manual, Chapter 8 16,000 300,000 64,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 147 Allocation and amortization of acquisition differential allocated to patents Total Parent NCI Purchase on Jan 1, Year 5 300,000 225,000 75,000 Amort. for Year 5 (5 years) (60,000) (45,000) (15,000) Dec 31, Year 5 240,000 180,000 60,000 48,0001 (48,000) 1 NCI sold 2,000/2,500 x 60,000 240,000 228,000 12,000 Amort. for Year 6 (4 years) (60,000) (57,000) (3,000) Dec 31, Year 6 180,000 171,000 9,000 (a) Calculation of consolidated profit for Year 6 Pic profit 140,000 Less: Dividends from Sic (95% x 90,000) (85,500) 54,500 Sic profit 110,000 Less: patent amortization 60,000 Consolidated profit 50,000 104,500 Attributable to: Pic’s shareholders 102,000 NCI (5% x 50,000]) 2,500 104,500 (b) (i) Patents (see patent amortization schedule above) 180,000 (ii) Sic’s common shares 200,000 Sic’s retained earnings 330,000 530,000 NCI’s ownership 5% 26,500 NCI’s share of unamortized patent 9,000 Total NCI on statement of financial position 35,500 (iii) Pic’s retained earnings Sic’s retained earnings 550,000 1st 2nd 310,000 330,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 148 Modern Advanced Accounting in Canada, Sixth Edition Sic’s retained earnings, at acquisition Change since acquisition Cumulative amort. of patents Pic’s ownership 300,000 310,000 10,000 20,000 (60,000) (60,000) (50,000) (40,000) 75% 95% (37,500) (38,000) (75,500) Excess of purchase price over carrying value for 2 nd purchase (16,000) 458,500 Consolidated retained earnings Problem 11 (a & b) York Queens McGill Carleton Trent Total Profit 54,000) 22,000) 26,700) 15,400) Less – inventory profits (6,000) ) (600) (1,440) ) (8,040) Consolidated profit 48,000) 22,000) 26,100) 13,960) 11,600) 121,660 11,600) 129,700) Allocate Trent 60% to McGill 6,960) (6,960) Allocate Carleton 70% to Queens 9,772) McGill’s profit – equity method ) (9,772) 33,060) Allocate McGill 10% to Queens 80% to York 26,448) Queen’s profit – equity method 3,306) (3,306) ) (26,448) 35,078) Allocate Queens 90% to York 31,570) Unallocated (31,570) ) ) ) 3,508) 3,306) 4,188) 4,640) Consolidated profit – attributable to York’s shareholders (part a) Yorks’s profit – equity * (c) 15,642 * 106,018 ** 106,018 Consolidated profit – attributable to non-controlling interest (part b) It makes no difference whether McGill sells to York, its parent, or to Carleton, another subsidiary. In both cases, the entire amount of the unrealized profits is eliminated on Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 149 consolidation because the sales were within the consolidated entity. Therefore, the profit has not been realized with an entity outside of the consolidated entity and should be eliminated on consolidation. The unrealized profit will be deducted from McGill’s income and 10% of the unrealized profit will be absorbed by the non-controlling interest in McGill regardless of whether McGill sold to Carleton or York. Problem 12 Investment in Delta Book value of Delta 490,000 600,000 80% 480,000 Craft’s share of unamortized patent Dec. 31, Year 12 10,000 Value of 100% of unamortized patent Dec. 31, Year 12 12,500 Before share issue, Craft's holdings (80% 49,000) = 39,200 sh. After share issue, Delta's shares outstanding (49,000 + 12,250) = 61,250 sh Craft's ownership before 80% Craft's ownership after (39,200 61,250) 64% Change 16% Reduction in ownership 16% 80 = 20% Analysis Reduction in investment (20% 490,000) New shares (12,250 sh $15) 98,000 183,750 64% Net gain from share issue 117,600 19,600 Non-controlling interest – Dec. 31, Year 12 Previous common shares 250,000 New shares issued 183,750 Retained earnings 350,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 150 Modern Advanced Accounting in Canada, Sixth Edition 783,750 Add: Unamortized patent 12,500 796,250 36% 286,650 Craft Ltd. Consolidated Statement of Financial Position as at December 31, Year 12 Buildings and equipment (600,000 + 400,000) Patent 1,000,000) 12,500) Inventory (180,000 + 200,000) 380,000) Accounts receivable (90,000 + 120,000) 210,000) Cash (50,000 + 65,000 + 183,750) 298,750) 1,901,250) Common shares 480,000) Retained earnings 610,000) Contributed surplus 19,600 Non-controlling interest 286,650) Mortgage payable 250,000) Accrued liabilities 85,000) Accounts payable (70,000 + 100,000) 170,000) 1,901,250) Problem 13 A's 40% of C Acquisition differential – equipment Jan. 1, Year 4 (10,000) Amortization, Years 4–6 3,000) Balance, Dec. 31, Year 6 (7,000) Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 151 Proof: Investment in C, Jan. 1, Year 7 85,000) Shareholders' equity, C Jan. 1, Year 7 230,000 40% 92,000) Unamortized acquisition differential – as above (7,000) Note: A business combination occurred on January 1, Year 7 when B Company purchased its 40% interest in C Company because A Company now controls C Company. A Company will be able to control 80% of the votes in C Company because it owns 40% of C Company directly and controls B Company, which owns another 40% of C Company. On the date of the business combination, C Company will be valued at 100% of its fair value. Therefore, A Company revalues its existing investment in C Company to fair value of $92,000. A Company will record a gain of $7,000 ($92,000 – $85,000). Accordingly, the $7,000 negative acquisition differential related to equipment will disappear and there will be no acquisition differential related to C Company. A's 75% of B Bal. Jan. 1/6 Amort. Bal. Amort. Bal. Year 6 Dec. 31/6 Year 7 Dec. 31/7 Buildings (20 yrs) 40,000 2,000 38,000 2,000 36,000 Patents (8 yrs) 53,333 6,667 46,666 6,667 39,999 93,333 8,667 84,666 8,667 75,999 70,000 6,500 63,500 6,500 57,000 A’s share (75%) Proof: Investment in B, Jan. 1, Year 7 Shareholders' equity B, Jan. 1, Year 7 409,250 461,000 75% Unamortized acquisition differential – as above 345,750 63,500 B's 40% of C Investment in C, Jan. 1, Year 7 92,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 152 Modern Advanced Accounting in Canada, Sixth Edition Shareholders' equity C, Jan. 1, Year 7 230,000 40% 92,000 –0– Acquisition differential Intercompany receivables and payables 22,000 Unrealized profits Before Tax After tax 40% tax Closing inventory – A selling 2,400 960 1,440 – C selling 3,000 1,200 1,800 5,400 2,160 3,240 A Company Calculation of Consolidated Net Income for the Year Ended December 31, Year 7 A Net income 118,800) Gain on revaluation of C Consolidated net income Total 55,300) 20,000) 194,100 7,000 (8,667) (8,667) (1,440) ) (1,800) (3,240) 124,360) 46,633) 18,200) 189,193) 7,280) (7,280) ) (7,280) Allocate C – 40% to B – 40% to A C 7,000 Amortization – purch. discr. Inventory profits B 7,280) B’s net income 53,913) Allocate B – 75% to A 40,435) Attributable to NCI Attributable to A’s shareholders A’s net income – equity (40,435) ) 13,478) 3,640) ) 17,118) * 172,075) 172,075) (a) Non-controlling interest’s share of consolidated net income 17,118* (b) A Company Consolidated Retained Earnings Statement Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 153 for the Year Ended December 31, Year 7 Balance Jan. 1 314,250 Net income 172,075 486,325 Dividends 70,000 Balance Dec. 31 416,325 Calculation of non-controlling interest – Dec. 31, Year 7 Shareholders' equity C 250,000 Less: closing inventory profit 1,800 248,200 20% 49,640 Shareholders' equity B Common shares 400,000 Retained earnings Jan. 1 61,000 Net income (55,300 + 7,280) 62,580 523,580 Unamortized acquisition differential 75,999 599,579 25% 149,894 Preferred shares 50,000 199,894 249,534 (c) A Company Consolidated Balance Sheet as at December 31, Year 7 Cash (117.8 + 49.3 + 20) 187,100) Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 154 Modern Advanced Accounting in Canada, Sixth Edition Accounts receivable (200 + 100 + 44 – 22) 322,000) Inventory (277 + 206 + 58 – 5.4) 535,600) Property, plant and equipment (2,800 + 1,500 + 220 + 40) Accumulated depreciation (1,120 + 593 + 90 + 4) Patents 4,560,000) (1,807,000) 39,999) Deferred income tax 2,160) 3,839,859) Accounts payable (206 + 88 + 2 – 22) 274,000) Bonds payable (1000 + 700) 1,700,000) Common shares 1,200,000) Retained earnings 416,325) Non-controlling interest 249,534) 3,839,859) Problem 14 (a) Parento Inc. Consolidated Cash Flow Statement for the Year Ended December 31, Year 4 Operating Net Income Add (deduct): Database amortization 52,200) ) 2,400) Depreciation 37,000) Bond premium amortization (1,200) Loss on sale of land Decrease in accounts receivable Increase in inventory 2,000) 11,000) (40,000) Increase in accounts payable 23,200) Decrease in accrued liabilities (19,800) 66,800) Investing Proceeds from sale of land Purchase of buildings and equipment 26,000) (88,000) (62,000) Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 155 Financing Issue of bonds payable 80,000) Dividends – to shareholders of Parento (14,400) – to noncontrolling shareholders (1,600) 64,000) Increase in cash during the year 68,800) Cash at beginning of year 49,800) Cash at end of year (b) 118,600) Santana paid dividends of $8,000 of which 20% went to the non-controlling interest and 80% went to Parento. Only the 20% paid to the non-controlling interest shows up on the consolidated cash flow statement because the non-controlling interest is an outside entity wheras Parento is within the consolidated entity. Problem 15 Wellington owns 90% of Sussex, therefore: 90% 7,200 = 6,480 shares Sussex issues 1,800 additional shares: 7,200 + 1,800 = 9,000 shares outstanding 6,480 9,000 Wellington's new ownership percentage Ownership before share issue 90% Ownership after share issue 72% Change = 72% 18% Percentage of investment reduction: 18% / 90% = 20% Wellington sells 648 shares = 10% reduction Ownership after sale (6,480 – 648) 9,000 = 64.8% Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 156 Modern Advanced Accounting in Canada, Sixth Edition (a) Investment account Jan. 1, Year 5 for 90% interest Total 235,800 Parent NCI 90,000 10,000 (18,000) 18,000 100,000 72,000 28,000 30,000 (21,600) (8,400) 70,000 50,400 19,600 (5,040) 5,040 45,360 24,640 Implied value of 100% 262,000 Shareholders' equity – Sussex 162,000 Unamortized acquisition differential – land 100,000 Less: 20% sale to NCI (share issue) Less: 30% of land sold to outsiders Less: 10% sale to NCI Unamortized acquisition differential – land Balance Dec. 31, Year 5 70,000 (b) Investment account Jan. 1, Year 5 235,800) Net income to April 1 (3/12 36,000 90%) 8,100) 243,900) Sussex share issue – April 1 Net book value deemed sold (20% 243,900) New shares (1,800 $25) 48,780) 45,000 Parent’s share 72% Loss due to share issue 32,400) (16,380) June 30 dividend (12,000 72%) (8,640) Sept. 15: 30% of land sold (21,600) Net income April to Dec. (9/12 36,000 72%) 19,440) 216,720) Dec. 31 sale of 10% of shares (21,672) Balance Dec. 31, Year 5 195,048) (c) Calculation of non-controlling interest Dec. 31, Year 5 Common shares Solutions Manual, Chapter 8 28,000) Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 157 Retained earnings Jan. 1 Net income Dividends Issue of new shares (1,800 $25) 134,000) 36,000) (12,000) 45,000) 203,000 231,000 Unamortized acquisition differential – land 70,000 301,000 Non-controlling interest share (100% – 64.8%) 35.2% Non-controlling interest 105,952 Proof of Investment Account Components Book value of sub’s net assets (64.8% x 231,000) 149,688 Unamortized acquisition differential – land 70,000 Parent’s share 64.8% Total investment account 45,360 195,048 Problem 16 It is assumed that Panet’s first purchase of 8% does not provide significant influence or control. Therefore, it is not necessary to allocate the purchase price. It is assumed that Panet’s second purchase of 27%, which brings the percentage ownership to 35%, does result in significant influence. Therefore, it is necessary to allocate the purchase price. When Panet acquires an additional 45%, it would gain control. A business combination has occurred. The subsidiary is valued at fair value and a gain or loss is recognized when adjusting the previous investments to fair value. Panet’s investment: Cost of 40,000 common shares (8%) 500,000 Cost of 135,000 common shares (27%) 1,890,000 175,000 common shares (35%) 2,390,000 Book value Common shares 3,000,000 Retained earnings 2,700,000 5,700,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 158 Modern Advanced Accounting in Canada, Sixth Edition Panet's %: 175,000 / 500,000 = 35% 1,995,000 Acquisition differential Jan. 1, Year 10 395,000 Allocated: 120,000 35% 42,000 1,000,000 35% 350,000 Inventory Land 392,000 Balance – goodwill 3,000 Balance Amortization Balance Jan. 1, YR 10 YR 10 Dec. 31, YR 10 42,000 42,000 350,000 – Inventory Land Goodwill 3,000 .395,000 350,000 3,000 42,000 353,000 Investment in Saffer, Jan 1, Year 10 2,390,000 Share of change in retained earnings during Year 10 (3,200,000 – 2,700,000) x 35% 175,000 Amortization of acquisition differential for Year 10 (42,000) Carrying value of investment in Saffer, Dec 31, Year 10 2,523,000 Fair value of investment using value paid for Jan 1, Year 11 purchase 3,600,000 / 225,000 x 175,000 2,800,000 Gain in value of investment 277,000 Panet NCI 80% 20% Cost of 225,000 common shares (45%) 3,600,000 Implied value of 80% (3,600,000 x 80 / 45) 6,400,000 Fair value of NCI’s interest in Saffer (15 x 100,000) 1,500,000 Book value of Saffer’s shareholders’ equity Common shares 3,000,000 Retained earnings 3,200,000 Acquisition differential Jan. 1, Year 11 6,200,000 4,960,000 1,240,000 1,700,000 1,440,000 260,000 – 60,000 -48,000 -12,000 Allocated: Accounts receivable Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 159 Plant and equipment 900,000 720,000 180,000 Long-term liabilities - 200,000 -160,000 -40,000 Balance – goodwill 1,060,000 928,000 132,000 Balance Jan. 1, YR 11to Dec. 31, YR 11 Amortization YR 12 Balance Dec. 31, YR 12 Accounts receivable – 60,000 – 60,000 Plant and equipment 900,000 45,000 45,000 810,000 - 200,000 - 20,000 - 20,000 - 160,000 640,000 - 35,000 25,000 650,000 928,000 73,600 46,400 808,000 132,000 18,400 11,600 102,000 1,700,000 57,000 83,000 1,560,000 1,440,000 45,600 66,400 1,328,000 (d) 260,000 11,400 16,600 232,000 (e) Long-term liabilities Goodwill – Panet’s purchase – NCI’s purchase Panet’s share (80% x subtotal + Goodwill) NCI’s share (20% x subtotal + Goodwill) Total dividends paid by Saffer 200,000 Preferred 50,000 Common 150,000 Panet's %: 400,000 / 500,000 Dividend revenue 80% 120,000 Intercompany sales – Saffer 2,600,000 – Panet 3,900,000 6,500,000 Intercompany receivables and payables 30% 450,000 = Unrealized profits 135,000 Before tax Tax 40% After tax 85,000 34,000 51,000 Opening inventory Saffer selling Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 160 Modern Advanced Accounting in Canada, Sixth Edition Panet selling 190,000 76,000 114,000 275,000 110,000 165,000 Saffer selling (400,000 35%) 140,000 56,000 84,000 Panet selling (250,000 45%) 112,500 45,000 67,500 252,500 101,000 151,500 210,000 84,000 126,000 10,000 4,000 6,000 200,000 80,000 120,000 Closing inventory Equipment – Saffer selling July 1, Year 12 Depreciation Year 12 (210,000 ÷ 10½ ½) Balance Dec. 31, Year 12 Calculation of consolidated net income – Year 12 Panet 1,620,000 Less: Dividends from Saffer 120,000 Closing inventory profit after tax 67,500 187,500 1,432,500 Add: opening inventory profit after tax 114,000 1,546,500 Saffer 1,100,000 Less: Acquisition differential amort. Closing inventory profit after tax Equipment profit after tax 83,000 84,000 120,000 287,000 813,000 Add: opening inventory profit after tax 51,000 864,000 Consolidated net income 2,410,500 Attributable to: Panet’s shareholders (1,546,500 + 80% x (864,000 – 50,000) NCI (20% x 814,000 + 100% x 50,000) 2,197,700 212,800 2,410,500 Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 161 (a) (i) Panet Company Consolidated Income Statement for the Year Ended Dec. 31, Year 12 Sales (15,000 + 9,000 – 6,500) $17,500,000 Cost of sales (9,500 + 6,200 – 6,500 – 275 + 252.5) 9,177,500 Selling and admin (2,500 + 530 + 45 – 10) 3,065,000 Other (468 + 440 – 20 + 58 + 210)* 1,156,000 Income tax (1,032 + 730 + 110 – 101 – 84 + 4) 1,691,000 Total expenses 15,089,500 Consolidated net income 2,410,500 Attributable to: Panet’s shareholders 2,197,700 NCI (20% x 814,000 + 100% x 50,000) 212,800 2,410,500 * Gain on sale of equipment was not shown as a separate income statement item, therefore must have been netted against other expenses. Upon consolidation it must be added back, as it is unrealized. Calculation of consolidated retained earnings – Dec. 31, Year 12 Panet retained earnings 9,500,000 Less: Closing inventory profit 67,500 9,432,500 Retained earnings Saffer Jan. 1, Year 11 3,200,000 Jan. 1, Year 10 2,700,000 Increase 500,000 35% 175,000 Acquisition differential amort. for Year 10 (42,000) Gain on revaluation of investment at date of business combination 277,000 Dec. 31, Year 12 4,900,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 162 Modern Advanced Accounting in Canada, Sixth Edition Jan. 1, Year 11 3,200,000 Increase 1,700,000 Less: Acquisition differential amort. for Years 11 and 12 (57,000 + 83,000) 140,000 Closing inventory profit 84,000 Equipment profit 120,000 344,000 1,356,000 80% 1,084,800 10,927,300 Calculation of non-controlling interest – Dec. 31, Year 12 Share capital Preferred Common 500,000 3,000,000 Retained earnings 4,900,000 7,900,000 Less: unrealized profits 204,000 500,000 7,696,000 100% 20% 1,539,200 NCI’s share of unamortized acquisition differential (650 x 20% + 102) 232,000 500,000 1,771,200 2,271,200 (a) (ii) Panet Company Consolidated Balance Sheet as at December 31, Year 12 Cash (500 + 200) Accounts receivable (2,400 + 300 – 135) Solutions Manual, Chapter 8 700,000 2,565,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 163 Inventory (500 + 400 – 252.5) 647,500 Plant and equipment (10,610 + 9,000 + 810 – 200) 20,220,000 Land (5,500 + 1,000) 6,500,000 Goodwill 910,000 Deferred income taxes (101 + 80) 181,000 31,723,500 Current liabilities (3,000 + 500 – 135) 3,365,000 Long-term liabilities (4,000 + 2,000 + 160) 6,160,000 Common shares 9,000,000 Retained earnings 10,927,300 Non-controlling interest 2,271,200 31,723,500 (b) Goodwill impairment loss under entity theory 58,000 Less: NCI’s share (20%) 11,600 Goodwill impairment loss under parent company extension theory 46,400 NCI on income statement under entity theory 212,800 Add: NCI’s share of goodwill impairment (20%) 11,600 NCI on income statement under parent company extension theory (c) 224,400 The debt to equity ratio would increase because debt would remain the same while equity would decrease under the parent company extension ratio. Problem 17 Part A Cost of 70% of common (70,000 x $30) 2,100,000 Implied value of 100% 3,000,000 Book value of net assets 1,525,000 Less: preferred shares 1,400,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 164 Modern Advanced Accounting in Canada, Sixth Edition Book value of common shares 125,000 Acquisition differential 2,875,000 Allocated: Land 95,000 Patents 300,000 Inventory 105,000 Brand name 2,375,000 2,875,000 Balance: goodwill 0 Land Balance Amort. Amort. 12/31/YR 6 YR 7 YR 8 95,000 Patent Balance Sold 12/31/YR 8 95,000 Patent 300,000 60,000 Inventory 105,000 105,000 2,375,000 59,375 59,375 2,256,250 2,875,000 224,375 117,375 14,000 2,519,250 Brand name (40 years) * 58,000* 14,000* 168,000 Patents (12/31/YR 6) Amort. Year 7 Amort. 1st 300,000 60,000 half Year 8 30,000 Balance June 30, Year 8 90,000 210,000 Portion sold (20/300 x 210,000) 14,000 196,000 Amort. 2nd half Year 8 30,000 – (20/300 x 30,000) 28,000 168,000 Intercompany profits PPC selling Before tax Tax 40% After tax Opening inventory (15,000 x 60%) 9,000 3,600 5,400 Closing inventory (22,000 x [60 – 42] / 60) 6,600 2,640 3,960 The intercompany loss on the transfer of computer hardware is allowed to stand because it is indicative of a permanent decline in value. Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 165 Intercompany sales 60,000 Annual dividends to preferred shareholders (12 x 12,500 shares) 150,000 Calculation of consolidated net income, Year 8 Ultra net income PPC net income Add: opening inventory profit 220,000 1,135,000 5,400 1,140,400 Less: closing inventory profit 3,960 1,136,440 Less: Acquisition differential amortization 117,375 Acquisition differential, sold patents 14,000 Consolidated net income 1,005,065 1,225,065 Attributable to: Shareholders of Ultra 818,546 NCI (100% x 150,000 + 30% x [1,005,065 – 150,000]) 406,519 1,225,065 (a) Consolidated Income Statement For the Year Ended December 31, Year 8 Sales (6,200 + 4,530 – 60) Other income (120 + 7) Gain on patent sale (50 – 14) 10,670,000 127,000 36,000 10,833,000 Cost of purchases (4,035 + 2,590 – 60) 6,565,000 Change in inventory (15 + 10 – 9 + 6.6) 22,600 Loss on write-down of computer equipment 1,080,000 Other expenses (850 + 675 + 3.6 – 2.64) 1,525,960 Depreciation and amortization (75 + 142 + 117.375) Interest (45 + 35) 334,375 80,000 9,607,935 Net income 1,225,065 Attributable to: Shareholders of Ultra 818,546 NCI 406,519 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 166 Modern Advanced Accounting in Canada, Sixth Edition 1,225,065 (b) Calculation of consolidated retained earnings – Jan. 1, Year 8 Ultra retained earnings 1,300,000 PPC retained earnings 117,000 Acquisition * 25,000 Increase since acquisition 92,000 Less: Inventory profit 5,400 86,600 Less: acquisition differential amort 224,375 (137,775) 70% (96,442) 1,203,558 * Net assets Preferred shares Net book value of common shares Common shares Retained earnings 1,525,000 1,400,000 125,000 100,000 25,000 Consolidated Retained Earnings Statement For the Year Ended December 31, Year 8 Balance January 1 1,203,558 Net income 818,546 Balance December 31 (c) 2,022,104 (i) Software patents and copyrights (350 + 450 + 168) 968,000 (ii) Inventory – software (350 + 380 – 6.6) 723,400 (iii) Non-controlling interest December 31, Year 8 Total R/E Jan. 1 Net income Dividends R/E Dec.31 Common 117,000 — 117,000 1,135,000 150,000 985,000 1,252,000 150,000 1,102,000 150,000 150,000 — 1,102,000 Preferred shares 1,400,000 Solutions Manual, Chapter 8 Preferred — 1,400,000 1,102,000 — Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 167 100,000 — 100,000 2,602,000 1,400,000 1,202,000 Common shares Bal. Dec. 31 Shareholders’ equity Preferred 1,400,000 Common 1,202,000 Add: unamortized acquisition differential 2,519,250 Less: inventory profit (3,960) 3,717,290 30% Non-controlling interest 1,115,187 2,515,187 Part B Conversion of the preferred would result in no change in the dollar amount of shareholders’ equity of PPC but all net income earned in the future would belong to the common shares. Twenty-five thousand new common shares would be issued. The parent’s ownership would change from 70% to 56% (70,000/125,000), a 20% reduction while the non-controlling interest would increase to 44%. The unamortized acquisition differential would remain the same in total but the split between the parent and non-controlling interest would change to their new percentage ownership. The parent’s investment account would be reduced by 20% for the deemed sale of 20% of its previous holdings and then would be increased by 56% of the value attributed to the new common shares, which would normally be the net book value of the preferred shares prior to their conversion to common shares. Problem 18 Purchase Price Allocation Schedule for first two steps Jan 1/YR 2 Jan 1/YR 4 50,700 98,300 Cost BV – CS 200,000 200,000 RE 28,000 69,000 228,000 269,000 % Acquired 20% Acquisition differential 45,600 5,100 30% 80,700 17,600 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 168 Modern Advanced Accounting in Canada, Sixth Edition Land 2,550 8,800 Patents 2,550 8,800 Amortization Year 2 255 Year 3 255 Year 4 255 1,100 Value Dec. 31, Year 4 1,785 7,700 Purchase Price Allocation Schedule for third step when Phase obtains control Jan 1/YR 5 Cost of 30% investment 108,000 Implied value of 100% investment 360,000 BV – CS 200,000 RE 104,000 304,000 Acquisition differential 56,000 Land 28,000 Patents 28,000 Amortization Year 5 (4,000) Value Dec. 31, Year 5 24,000 Intercompany profits Step selling Before tax Opening inventory (10,000 x 20%) 2,000 800 1,200 Closing inventory (5,000 x 20%) 1,000 400 600 Sale of depreciable assets (Phase selling) 60,000 24,000 36,000 5,000 2,000 3,000 55,000 22,000 33,000 Realized in Year 5 (1/6 x ½) Unrealized end of Year 5 Tax 40% After tax Calculation of gain on revaluation of investment account when Phase obtains control The investment account would show the following activity under the equity method: Cost of 20% investment 50,700 Phase’s share of change in Step’s retained earnings during Years 2 & 3 (69,000 – 28,000) x 20% 8,200 Amortization of patent during Years 2 and 3 (255 + 255) Solutions Manual, Chapter 8 (510) Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 169 Cost of 30% investment 98,300 Phase’s share of change in Step’s retained earnings during Year 4 (104,000 – 69,000) x 50% 17,500 Amortization of patent during Year 4(255 + 1,100) (1,355) Phase’s share of unrealized profit in inventory at end of Year 4 (50% x 1,200) (600) Investment account balance, January 1, Year 5 before revaluation 172,235 Value of 10,000 shares (108,000 / 6,000 x 10,000) 180,000 Gain on revaluation to fair value on January 1, Year 5 7,765 (a) Patents total 24,000 (b) Property, plant, and equipment (540,000 + 298,000 + 28,000 – 55,000) 811,000 (c) Current assets (173,000 + 89,000 – [80,000 +10,000] x 50% -1,000) 216,000 (d) Non-controlling interest on statement of financial position Step’s common shares 200,000 Step’s retained earnings (104 + 400 – 260 – 55 – 40) 149,000 Unrealized profit in ending inventory (600) Unamortized acquisition differential 52,000 400,400 NCI’s ownership 20% NCI on statement of financial position (e) 80,080 Retained Earnings, beginning Phase’s retained earnings, beginning 360,000 Phase’s share of change in Step’s retained earnings during Years 2 and 3 (69,000 – 28,000) x 20% Amortization of patent during Years 2 and 3 (255 + 255) 8,200 (510) Phase’s share of change in Step’s retained earnings during Year 4 (104,000 – 69,000) x 50% Amortization of patent during Year 4(255 + 1,100) Phase’s share of unrealized profit in beginning inventory (50% x 1,200) 17,500 (1,355) (600) Consolidated retained earnings, beginning 383,235 (f) Cost of goods sold (610 + 260 – 80 – 10 – 2 + 1) 779,000 (g) Phase profit (1,002 – 610 – 190) 202,000 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 170 Modern Advanced Accounting in Canada, Sixth Edition Less: dividends (80% x 40) (32,000) unrealized gain on sale (33,000) Step profit (400 – 260 – 55) 85,000 Unrealized profit in ending inventory Amortization of acquisition differential (600) (4,000) 80,400 Gain on revaluation 7,765 Consolidated profit 225,165 Attributable to: Shareholders of Phase 209,085 NCI (20% x 80,400) 16,080 225,165 WEB-BASED PROBLEMS Problem 1 The following answers are based on Vodafone’s March 31, 2009 consolidated financial statements: (a) Vodafone uses the indirect method as per note 31. (b) Purchase of property, plant and equipment of £5,204 as per the cash flow statement. (c) The cost of purchase of interests in subsidiary undertakings and joint ventures, net of cash acquired was £1,389 as per the investing activities section of the cash flow statement. The details of the acquisition are provided in note 29, which includes the following: breakdown of cash consideration paid by major acquisition allocation of purchase price for the major acquisition proforma information assuming that acquisition had occurred at the beginning of the fiscal year (d) There were not any transactions during the year that resulted in a loss of control of any subsidiaries as per note 30 on disposals and as per note 9 on intangible assets. (e) There were not any transactions during the year with respect to a subsidiary that did not result in gaining or losing control as per note 30 on disposals. (f) Gains or losses reported in continuing operations generally have a more profound impact on share prices than gains or losses reported in discontinued operations. Activities reported in continuing operations are expected to reoccur in the future wheras activities reported in discontinued operations may not be expected to reoccur. The Solutions Manual, Chapter 8 Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 171 share price generally reflects future expectations i.e. what is expected to occur in the future. Problem 2 The following answers are based on Siemens’ September 30, 2009 consolidated financial statements: (a) Siemens uses the indirect method as per the statement of cash flows. (b) Additions to intangible assets and property, plant and equipment of €2,923 as per the cash flow statement. (c) The cost of acquisitions was €208 as per the investing activities section of the statement of cash flows. While none of the fiscal 2009 acquisitions were material, either individually or in aggregate, details of the fiscal 2008 acquisitions are provided in note 4, which includes the following: (d) cash consideration paid by major acquisition allocation of purchase price for the major acquisition There were no transations in fiscal 2009 between the Siemens and non-controlling shareholders that resulted in a loss of control of a subsidiary. However, in fiscal 2008, Siemens sold two major operating segments – Siemens VDO Automotive and the Communications operating segment as per note 4. Income earned from these subsidiaries and gains or losses on sale of these segments were reported on the income statement under discontinued operations for the current and all prior years. The assets and liabilities for these divisions were reported as held for disposal for the prior year’s comparative amounts. Siemens also sold its Global Tungsten & Powders unit and it’s Wireless Modules Business. The gains on these transactions were included in other operating income. Goodwill declined by €107 in the current year, and €630 in fiscal 2008 as a result of these sales or reclassifications. (e) There were not any transactions during the year with respect to a subsidiary that did not result in gaining or losing control as per note 4 on disposals. (f) Gains or losses reported in continuing operations generally have a more profound impact on share prices than gains or losses reported in discontinued operations. Activities reported in continuing operations are expected to reoccur in the future whereas activities reported in discontinued operations may not be expected to reoccur. The share price generally reflects future expectations i.e. what is expected to occur in the future. Copyright 2010 McGraw-Hill Ryerson Limited. All rights reserved. 172 Modern Advanced Accounting in Canada, Sixth Edition