Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Chapter 5 The Victorian Charter of Human Rights and Responsibilities 1. OVERVIEW OF THE CHARTER OF HUMAN RIGHTS AND RESPONSIBILITIES 4 1.1 Overview of Operation 4 1.2 Process 5 2. INTERPRETING AND APPLYING THE CHARTER 5 2.1 General Principles 5 2.2 Research Methodology for Interpreting and Applying the Charter 7 2.3 International Sources 7 2.4 Regional Sources 9 2.5 Comparative Domestic Sources 2.6 Further International, Regional and Comparative Domestic Jurisprudence and Materials 12 3. SUBSTANTIVE RIGHTS AND LIMITATIONS 12 3.1 Overview 12 3.2 Limitations on Human Rights 13 3.3 Recognition and Equality Before the Law 17 3.4 Right to Life 19 3.5 Protection from Torture and Cruel, Inhuman or Degrading Treatment 23 3.6 Freedom from Forced Work 28 3.7 Freedom of Movement 29 3.8 Privacy and Reputation 30 3.9 Freedom of Thought, Conscience, Religion and Belief 32 3.10 Freedom of Opinion and Expression 34 10 1 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities 3.11 Peaceful Assembly and Freedom of Association 35 3.12 Protection of Families and Children 37 3.13 Taking Part in Public Life 38 3.14 Cultural Rights 40 3.15 Property Rights 41 3.16 Right to Liberty and Security of Person 42 3.17 Humane Treatment When Deprived of Liberty 45 3.18 Children in the Criminal Process 47 3.19 Fair Hearing 47 3.20 Rights in Criminal Proceedings 58 3.21 Right Not to be Tried or Punished More Than Once 60 3.22 Retrospective Criminal Laws 61 4. SCRUTINY OF LEGISLATION 61 4.1 Introduction 61 4.2 Statements of Compatibility 62 4.3 Scrutiny of Acts and Regulations Committee 63 5. OVERRIDE DECLARATIONS 64 5.1 Power to Issue Override Declaration 64 5.2 Effect of Override Declaration 64 5.3 Procedural Elements 65 6. STATUTORY INTERPRETATION 65 6.1 Requirement that Legislation be Interpreted and Applied Compatibly with Human Rights 65 6.2 Use of International and Comparative Human Rights Law and Jurisprudence 69 6.3 Effect of Incompatibility 70 6.4 Declarations of Inconsistent Interpretation 71 6.5 Referral Process 73 6.6 Attorney-General’s Right of Intervention 73 2 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities 7. PUBLIC AUTHORITIES 74 7.1 Obligations of and on Public Authorities 74 7.2 Definition of a Public Authority 76 8. REMEDIES 82 8.1 Legal Proceedings 82 8.2 Ombudsman 85 8.3 Public Officials and Public Servants 85 9. VICTORIAN EQUAL OPPORTUNITY AND HUMAN RIGHTS COMMISSION 85 9.1 Expansion of the Commission 85 9.2 The Commissions’ Functions 86 10. REVIEW OF THE CHARTER 87 3 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities 1. Overview of the Charter of Human Rights and Responsibilities 1.1 Overview of Operation The Victorian Charter of Human Rights and Responsibilities (‘the Charter’) establishes a ‘dialogue model’ which seeks to ensure that human rights are taken into account when developing, interpreting and applying Victorian law and policy without displacing current constitutional arrangements. The dialogue between the various arms of government — namely, the legislature, the executive (which includes ‘public authorities’) and the courts — is facilitated through the following mechanisms: Prior to introduction to parliament, bills must be assessed for the purpose of consistency with the human rights contained within the Charter, and a Statement of Compatibility tabled with the Bill when it is introduced to Parliament (discussed at Part 4.2 below); All legislation, including subordinate legislation, introduced to Parliament, must be considered by the Scrutiny of Acts and Regulations Committee for the purpose of reporting as to whether the legislation is incompatible with human rights (discussed at Part 4.3 below); Public authorities must act compatibly with human rights and also give proper consideration to human rights in any decision-making process (discussed at Part 7 below); So far as possible, courts and tribunals must interpret and apply legislation consistently with human rights (discussed at Part 6.1 below); The Courts may have regard to relevant international, regional and comparative domestic human rights law and jurisprudence in the interpretation and application of human rights (discussed at Part 6.2 below); The Supreme Court has the power to declare that a law cannot be interpreted and applied consistently with human rights and to issue a Declaration of Inconsistent Interpretation (discussed at Part 6.4 below); The Government must respond to a Declaration of Inconsistent Interpretation within six months (discussed at Part 6.4 below); and The Victorian Equal Opportunity and Human Rights Commission has responsibility for monitoring and reporting on the implementation and operation of the Charter (discussed at Part 9 below). The Charter is scheduled to enter into force on 1 January 2007, although the obligation of public authorities to consider and act consistently with human rights and the powers of the courts to interpret and apply legislation in accordance with the Charter and to issue Declarations of Inconsistent Interpretation where this is not possible do not become effective until 1 January 2008. 4 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities 1.2 Process Until the Human Rights Act 2004 (ACT) came into force in the Australian Capital Territory on 1 July 2004, there was no comprehensive legislative protection for human rights in Australia, at either a federal or state level. At the time, many hoped that the introduction of this legislation in the ACT would be the catalyst for other states to follow suit. This has in fact proven to be the case, with the NSW, Tasmanian and Western Australian Governments expressing interest in exploring whether or not such legislation is favoured by their constituents. In Victoria, developments have progressed much further, culminating in the enactment of the Charter of Human Rights and Responsibilities Act 2006 (Vic) in July 2006. Exploring the need for a Charter of Rights in Victoria was a major initiative of the Justice Statement released by the Victorian Attorney-General, Rob Hulls, in 2004. On 18 April 2005, the Attorney-General announced the establishment of a Human Rights Consultation Committee (‘the Committee’), which was given until the end of November 2005 to report on whether there was a need for legislative protection of human rights in Victoria. The Committee sought written submissions from the community (it received 2524), and conducted a series of information sessions, forums and consultations with the Victorian community, government and other bodies. The Committee’s 190 page report, launched by the Attorney-General on 20 December 2005, concluded that a substantial majority of Victorians wished their human rights to be better protected by law, and included a draft Charter based upon the results of its consultations. 2. Interpreting and Applying the Charter 2.1 General Principles The following overarching principles should be considered in the interpretation and application of the Charter. The human rights contained in the Charter are largely modelled on the civil and political human rights enshrined in the International Covenant on Civil and Political Rights (‘ICCPR’).1 Many of these civil and political rights have also been enshrined in regional human rights instruments (such as the European Convention on Human Rights) and domestic human rights instruments (such as the United Kingdom Human Rights Act 1998). There is a vast body of international and comparative jurisprudence that can and should therefore be considered in the elucidation of the content and application of the Charter. This is particularly so given the well established principle that ‘when treaty obligations are incorporated into domestic law, the obligation should be construed by reference to the principles of international law governing its interpretation, rather than any 1 Opened for signature 16 December 1966, 999 UNTS 171 (entered into force 23 March 1976). 5 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities domestic principle of construction’.2 A research methodology for the identification of such jurisprudence is detailed at Part 2 below. The Charter is founded on the principle that human rights are essential in a democratic and inclusive society that respects the rule of law, human dignity, equality and freedom. Having regard to this, the rights should be interpreted broadly. 3 In situations where a person alleges that their rights have been breached, the rights should be interpreted in favour of that person, particularly where they bear on issues of civil liberty, equality or human dignity.4 The UN Human Rights Committee (‘HRC’) has, on a number of occasions, been critical of the tendency of states to interpret and apply rights too narrowly.5 The rights should be interpreted and applied in a manner which renders them ‘practical and effective, not theoretical and illusory’. 6 Consistently with the nature of human rights obligations articulated by the HRC (namely, that states have obligations to respect, protect and fulfil human rights, as discussed in Chapter 3)7 and the approach adopted by UK courts under the Human Rights Act 1998 (UK) and the European Court of Human Rights under the European Convention on Human Rights,8 rights may impose both negative and positive obligations on public authorities. The right to life, for example, may require public authorities to not only refrain from taking life but to take measures to protect human life. The Charter is a ‘living document’ which should be interpreted and applied in the context of contemporary and evolving values and standards.9 The European Court of Human Rights has stated that: Richard Clayton QC, ‘The Human Rights Act Six Years On: Where are We Now?’ [2007] 1 European Human Rights Law Review citing Re H [1998] AC 72, 87 (per Lord Browne-Wilkinson). See also R (on the application of Marper) v Chief Constable of Yorkshire [2004] UKHL 39, [27] (per Lord Steyn). 2 3 See, eg, Hunter et al v Southam Inc [1984] 2 SCR 145. 4 See generally, Conor Gearty, Principles of Human Rights Adjudication (2004). 5 See, eg, HRC, General Comment No 6: The Right to Life (1982) [5], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. 6 Goodwin v United Kingdom (2002) 35 EHRR 447, [73]-[74]. See also Airey v Ireland (1979) 2 EHRR 305, 314. 7 See,eg, HRC, General Comment 3: Implementation at the National Level, UN Doc HRI\GEN\1\Rev.1 (1981) available at http://www.ohchr.org/english/bodies/hrc/comments.htm in which the HRC stated: The Committee considers it necessary to draw the attention of States parties to the fact that the obligation under the Covenant is not confined to the respect of human rights, but that States parties have also undertaken to ensure the enjoyment of these rights to all individuals under their jurisdiction. This aspect calls for specific activities by the States parties to enable individuals to enjoy their rights. 8 See, eg, Marckx v Belgium (1979) 2 EHRR 330; Gaskin v United Kingdom (1989) 12 EHRR 36; Airey v Ireland (1979) 2 EHRR 305; Plattform Artze fur das Leben v Austria (1988) 13 EHRR 204. 9 See, eg, Tyrer v United Kingdom (1978) 2 EHRR 1, 10 for an articulation of this principle in relation to the European Convention on Human Rights. See Hunter et al v Southam Inc [1984] 2 SCR 145 and Carter v Saskatchewan (Attorney General) [1991] 2 SCR 158 in relation to the Canadian Charter of Rights and Freedoms. See also R v Asfaw [2008] UKHL 31 (21 May 2008), [55]. 6 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities The Convention is a living instrument which must be interpreted in light of present day conditions…the increasingly high standard being required in the area of the protection of human rights and fundamental liberties correspondingly and inevitably requires firmness in assessing breaches of the fundamental values of democratic societies. 10 Recognising that human rights are interdependent and indivisible, the rights should be read so as to complement and reinforce each other.11 The principles relating to the interpretation and application of human rights instruments are discussed more fully in Part 6 of Chapter 2 of this Manual. 2.2 Research Methodology for Interpreting and Applying the Charter As discussed above, the human rights contained in the Charter are largely modelled on provisions of the ICCPR. These provisions are also replicated in a range of regional and domestic human rights instruments, such as the Human Rights Act 1998 (UK). Pursuant to s 32(2) of the Charter (which provides that ‘international law and the judgments of domestic, foreign and international courts and tribunals relevant to a human right may be considered in interpreting a statutory provision’), the considerable jurisprudence developed under these instruments can and should be considered in determining the content and application of Charter provisions. Set out below is a selection of key international and comparative jurisprudential sources. 2.3 International Sources (a) International Covenant on Civil and Political Rights – UN Human Rights Committee The ICCPR enshrines a body of civil and political rights, many of which are mirrored in the Charter. As discussed in Chapter 2, the HRC is responsible for monitoring implementation of, and compliance with, the ICCPR. Pursuant to the First Optional Protocol to the ICCPR, the HRC also has jurisdiction to hear complaints from individuals who claim that their human rights have been violated by a State party to that Protocol. Through these functions, the HRC has generated significant jurisprudence regarding the substantive content and application of civil and political rights; it is a ‘judicial body of high standing’.12 The jurisprudence of the HRC is likely to be particularly influential to the interpretation and application of the Charter. The substantive rights contained within the Charter are primarily sourced from the ICCPR. It is an accepted principle of domestic law that it is legitimate to have regard to the opinions and decisions of bodies established to receive 10 Selmouni v France (2000) 29 EHRR 403, [101]. 11 See, eg, Dubois v R [1985] 2 SCR 350. 12 Tavita v Minister of Immigration [1994] 2 NZLR 257. See also Cornwell v The Queen [2007] HCA 12 (22 March 2007) [175]-[176] (Kirby J); Re Woolleys [2004] HCA 49, [108]-[109] (McHugh J). 7 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities reports or determine claims under the treaty over which it has jurisdiction.13 It is also well established that it is desirable, as far as possible, that expressions used in international agreements be construed in a uniform and consistent manner by both municipal courts and international courts and panels.14 The following sources of HRC jurisprudence, in particular, may be relevant to the Charter: General Comments – A General Comment is an authoritative interpretation of the content of a human rights provision of the ICCPR. As at 5 September 2007, the HRC had issued 32 General Comments. General Comments are available at http://www.ohchr.org/english/bodies/hrc/comments.htm Views on Individual Communications – Views on Individual Communications are decisions made under the First Optional Protocol and an important source of jurisprudence. Views on Individual Communications are available at http://www.bayefsky.com/docs.php/area/jurisprudence/node/3/treaty/ccpr/opt/0 or at http://www1.umn.edu/humanrts/undocs/allundocs.html. Concluding Observations – Concluding Observations are findings and recommendations by the HRC in relation to State party implementation of the ICCPR. Again, they are an important source of jurisprudence. Concluding Observations are available at http://www.bayefsky.com/docs.php/area/conclobs/node/2/treaty/ccpr/opt/0 or at http://www1.umn.edu/humanrts/hrcommittee/hrc-country.html The Bayefsky website also contains summaries of HRC jurisprudence (including General Comments, Views and Concluding Observations): by treaty article at http://www.bayefsky.com/bytheme.php/index/article/treaty/CCPR; and by theme at http://www.bayefsky.com/bytheme.php/index/theme. Much of the HRC’s jurisprudence is also summarised, by article, in: Sarah Joseph, Jenny Schultz and Melissa Castan, The International Covenant on Civil and Political Rights: Cases Material and Commentary (2nd ed, 2004); and Manfred Nowak, UN Covenant on Civil and Political Rights: CCPR Commentary (2nd ed, 2004). (b) International Covenant on Civil and Political Rights – UN Special Rapporteurs The UN Human Rights Council has also appointed a number of UN Special Rapporteurs (or independent experts) with thematic mandates in areas of civil and political rights under the ICCPR. Among other things, these Special Rapporteurs are responsible for developing the normative content of human rights within their mandate, including by preparing and publishing 13 See, eg, Commonwealth v Bradley (1999) 95 FCR 218, 237 [39] per Black CJ; Commonwealth v Hamilton (2000) 108 FCR 378, 387 [36], 388 [39]. 14 See, eg, Rocklea Spinning Mills Pty Ltd v Anti Dumping Authority (1995) 56 FCR 406, 421E; Povey v Qantas Airways Ltd (2005) 216 ALR 427, 433 [25] per Gleeson CJ, Gummow, Hayne and Heydon JJ; R v Asfaw [2008] UKHL 31 (21 May 2008), [55]; R v Immigration Appeal Tribunal, Ex p Shah [1999] 2 AC 629, 657B. 8 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities annual reports and thematic reports. Special Rapporteurs have been appointed, and developed jurisprudence and standards, in the following areas, among others, relevant to the Charter: Arbitrary detention (http://www.ohchr.org/english/issues/detention/index.htm); Freedom of opinion and expression (http://www.ohchr.org/english/issues/opinion/index.htm); Freedom of religion or belief (http://www.ohchr.org/english/issues/religion/index.htm); Minority issues (http://www.ohchr.org/english/issues/minorities/expert/index.htm); and Torture and other cruel, inhuman or degrading treatment or punishment (http://www.ohchr.org/english/issues/torture/rapporteur/index.htm). (c) Other International Human Rights Bodies In addition to being enshrined in the ICCPR, there are a range of specific civil and political rights contained in other international human rights instruments, including: International Covenant on Economic Social and Cultural Rights; International Convention on the Elimination of all Forms of Racial Discrimination; Convention on the Elimination of all Forms of Discrimination against Women; Convention against Torture and Other Forms of Cruel, Inhuman or Degrading Treatment or Punishment; Convention on the Rights of the Child; Convention relating to the Status of Refugees; and International Convention on the Protection of the Rights of All Migrant Workers and Members of Their Families. Where relevant, it may therefore be necessary to consider the General Comments, Views and Concluding Observations of those bodies. The following websites are useful in this regard: 2.4 http://www.ohchr.org/english/bodies/index.htm http://www.bayefsky.com/ http://www1.umn.edu/humanrts/un-orgs.htm Regional Sources (a) European Convention on Human Rights The European Convention on Human Rights contains a range of civil and political rights that are similar in content and form to those contained in the Charter. The European Court of Human Rights in Strasbourg is the supreme court for the adjudication of matters under the European Convention. 9 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities For jurisprudence and case law from the European Court, see: http://www.worldlii.org/eu/cases/ECHR/; or http://www.echr.coe.int/. Much of the case law has also been summarised in: H Clayton QC and R Tomlinson, The Law of Human Rights (2000); Lord Lester and D Pannick, Human Rights Law and Practice (2nd ed, 2004); and D Harris, M O’Boyle and C Warbick, Law of the European Convention on Human Rights (1995). (b) Inter-American Commission on Human Rights The Inter-American Commission on Human Rights is responsible for the determination of matters arising under the American Declaration of the Rights and Duties of Man and the American Convention on Human Rights. Both of these instruments enshrine a range of civil and political rights of similar content and form to those in the Charter. For case law and analysis of these human rights, see: the Commission’s website at http://www.cidh.oas.org/DefaultE.htm; and the University of Minnesota Human Rights Library at http://www1.umn.edu/humanrts/cases/commissn.htm. (c) African Commission on Human and Peoples’ Rights The African Commission is charged with three major functions: the promotion of human and peoples' rights; the promotion of human and peoples' rights; and the interpretation of the African Charter on Human and Peoples' Rights. For information, documentation and jurisprudence from the African Commission, see http://www.achpr.org/english/_info/news_en.html 2.5 Comparative Domestic Sources Pursuant to s 32(2) of the Charter, comparative domestic human rights jurisprudence may also be relevant to the interpretation and application of Charter rights. An excellent source of comparative domestic human rights jurisprudence is www.interights.org, which includes a searchable database of international and Commonwealth human rights law and jurisprudence. Given that the Charter is modelled on similar human rights instruments in the ACT, the United Kingdom, New Zealand and Canada, jurisprudence from each of those jurisdictions is likely to be particularly useful and relevant to the interpretation and application of the Charter. 10 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Below is a list of online resources for jurisprudence and case law from each of those jurisdictions. (a) Australian Capital Territory: Human Rights Act 2004 (ACT) ACT Human Rights Act Research Project – http://acthra.anu.edu.au/ ACT Human Rights Office – http://www.hro.act.gov.au/index.html ACT Department of Justice Human Rights Act Website – http://www.jcs.act.gov.au/humanrightsact/indexbor.html (b) United Kingdom – Human Rights Act 1998 (UK) Department for Constitutional Affairs, A Guide to the Human Rights Act 1998 (3rd ed, 2006) – http://www.dca.gov.uk/peoples-rights/human-rights/pdf/act-studyguide.pdf Liberty Guide to Human Rights under the Act – www.yourrights.org.uk One Crown Office Row Human Rights Update – http://www.humanrights.org.uk/5/ Doughty Street Chambers Human Rights Practice – www.doughtystreet.co.uk/human_rights/index.cfm Department for Constitutional Affairs - http://www.dca.gov.uk/peoples-rights/humanrights/index.htm (c) M Amos, Human Rights Law (2006) New Zealand – New Zealand Bill of Rights Act 1990 New Zealand Human Rights Network – http://www.humanrights.net.nz/ New Zealand Human Rights Commission – http://www.hrc.co.nz/home/default.php New Zealand Department of Justice – http://www.justice.govt.nz/pubs/reports/2004/billof-rights-guidelines/index.html (d) Canada – Canadian Charter of Rights and Freedoms 1982 Canadian Charter of Rights Decisions Digest – http://www.canlii.org/en/ca/charter_digest/index.html Inside the Canadian Charter of Rights and Freedoms – http://www.charterofrights.ca/en/11_00_01. 11 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities 2.6 Further International, Regional and Comparative Domestic Jurisprudence and Materials For further international, regional and comparative domestic human rights cases, commentary, analysis, articles and research links, visit the Human Rights Law Resource Centre online ‘Human Rights Library’ at www.hrlrc.org.au 3. Substantive Rights and Limitations 3.1 Overview The substantive rights recognised in the Charter are contained in Part 2 of the Act. The rights protected by the Charter include: right to equality before the law; right to life; right to protection from torture and cruel, inhuman or degrading treatment or punishment; freedom from forced work; freedom of movement; right to privacy and protection of reputation; freedom of thought, conscience religion and belief; freedom of assembly; right to peaceful assembly and freedom of association; right to protection of families and children; right to take part in public life; cultural rights; property rights; right to liberty and security of person; right to humane treatment when deprived of liberty; right to a fair hearing; certain rights in criminal proceedings; right not to be punished more than once; and protection from retrospective laws. As discussed above, the substantive and normative content of these rights is likely to be developed by reference to an established body of international, regional and comparative domestic human rights jurisprudence. The discussion of the content and application of the rights at Parts 3.3 to 3.22 below is based primarily on HRC jurisprudence and is not intended 12 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities to be comprehensive or exhaustive. The full content and application of the rights should be determined by applying the research methodology discussed at Parts 2.1 to 2.6 above. 3.2 Limitations on Human Rights At international law, it is well established that some human rights are absolute while, in certain circumstances and subject to certain conditions, other human rights may be limited. Reflecting this, the Charter contains a limitation provision, s 7, which is modelled on broadly equivalent provisions in s 5 New Zealand Bill of Rights Act 1990 (NZ) and s 36 of the South African Bill of Rights contained in the Constitution of the Republic of South Africa 1996. Section 7 of the Charter provides that ‘[a] human right may be subject under law only to such reasonable limits as can be demonstrably justified in a free and democratic society based on human dignity, equality and freedom and taking into account all relevant factors’. According to the Explanatory Memorandum, the section ‘reflects Parliament’s intention that human rights are, in general, not absolute rights, but must be balanced against each other and against other competing public interests’.15 (a) Non-Derogable Rights Although, unlike many other human rights instruments, the Charter does not provide that certain rights are non-derogable, the preferable view is that, consistently with art 4(2) of the ICCPR, certain human rights are absolute and must not be subject to limitation or derogation.16 Pursuant to art 4(2) of the ICCPR, these rights include: the right to life (art 6); the right to freedom from torture and other cruel, inhuman or degrading treatment or punishment (art 7); the right to freedom from slavery or forced labour (art 8); the right not to be imprisoned for a contractual debt (art 11); freedom from retrospective criminal punishment (art 15); the right to recognition as a person before the law (art 16); and freedom of thought, conscience and religion (art 18). In General Comment 29, the HRC posited that, in addition to those rights identified in art 4(2) the following further rights may not be lawfully derogated because to do so would be inherently inconsistent with the ICCPR or because they have attained the status of peremptory norms of customary international law: 15 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 8. See, eg, United States v Burns [2001] 1 SCR 283 in which the Supreme Court of Canada stated that ‘Canada's international human rights obligations should inform not only the interpretation of the content of the rights guaranteed by the Charter but also the interpretation of what can constitute pressing and substantial s. 1 objectives which may justify restrictions upon those rights.’ 16 13 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities the right of persons deprived of liberty to be treated with humanity and with respect for the inherent dignity of the human person (art 10); the prohibition against taking of hostages, abductions or unacknowledged detention; fundamental principles of the right to a fair trial, including the presumption of innocence (art 14); the prohibition against incitement to discrimination, hostility or violence (art 20); and the obligation to provide ‘effective remedies’ for breaches of human rights (art 2(3)). 17 Similarly to the ICCPR, art 37(5) of the South African Bill of Rights provides that components of particular human rights are non-derogable, including in relation to: the right to equality; the right to human dignity; the right to life; the right to freedom and security of the person; certain children’s rights; and certain rights of arrested, detained and accused persons. Section 5 of the Charter recognises that rights or freedoms arising in international law must not be taken to have been abrogated or limited only because the right or freedom is not included in the Charter. Thus, even though the Charter does not explicitly recognise any right to be non-derogable, the preferable approach is that those rights which international law recognises as not subject to derogation or limitation should be treated as such pursuant to the Charter. (b) Permissible Limitations on Human Rights under International Human Rights Law International human rights law provides that, in respect of rights that are not absolute, limitations are only permissible in certain circumstances and subject to particular conditions. In General Comment 31, the HRC stated that, where limitations or restrictions are made, States must demonstrate their necessity and only take such measures as are proportionate to the pursuance of legitimate aims in order to ensure continuous and effective protection of Covenant rights. In no case may the restrictions be applied or invoked in a manner that would impair the essence of a Covenant right. 18 The general principles relating to the justification and extent of limitations have been further developed by the UN Economic and Social Council in the Siracusa Principles on the 17 HRC, General Comment 29: States of Emergency (Article 4), UN Doc CCPR/C/21/Rev.1/Add.11 (2001) [11]– [16]. 18 HRC, General Comment 31: Nature of the General Legal Obligation Imposed on States Parties to the Covenant, UN Doc CCPR/C/21/Rev.1/Add13 (2004) [6]. 14 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Limitation and Derogation Provisions in the International Covenant on Civil and Political Rights. Those principles include that: no limitations or grounds for applying them may be inconsistent with the essence of the ICCPR or the particular right concerned; all limitation clauses should be interpreted strictly and in favour of the rights at issue; any limitation must be provided for by law and be compatible with the objects and purposes of the ICCPR; limitations must not be arbitrary or unreasonable; limitations must be subject to challenge and review; limitations must not discriminate on a prohibited ground; any limitation must be ‘necessary’, which requires that it: o is based on one of the grounds which permit limitations (namely, public order, public health, public morals, national security, public safety or the rights and freedoms of others); (c) o responds to a pressing need; o pursues a legitimate aim; and o is proportionate to that aim.19 Permissible Limitations under the Charter As discussed above, s 7(2) of the Charter provides that: A human right may be subject under law only to such reasonable limits as can be demonstrably justified in a free and democratic society20 based on human dignity, equality and freedom and taking into account all relevant factors. Section 7(2) also sets out an inclusive list of factors: the nature of the right; o While there is no ‘hierarchy’ of rights as such, human rights that are considered absolute and non-derogable under international law, such as the prohibition on torture, would clearly require a much higher level of justification so far as limitations are concerned than, say, the right to freedom of expression. the importance of the purpose of the limitation; o The limitation must fulfil a pressing need and pursue a legitimate aim;21 19 UN Economic and Social Council, Siracusa Principles on the Limitation and Derogation Provisions in the International Covenant on Civil and Political Rights, UN Doc E/CN.4/1985/4, Annex (1985). According to the Supreme Court of Canada, the values of a ‘free and democratic society’ include: respect for the inherent dignity of the human person, social justice, equality, accommodation of a plurality of beliefs, and respect for cultural and group identity: R v Oakes [1986] 1 SCR 103, 136. 20 15 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities o The aim sought to be achieved should be ‘specific’ and not merely general and must be compelling and important, not ‘trivial’.22 o It is the aim of the limit itself that should be the subject of scrutiny rather than the aim of the law as a whole.23 o the nature and extent of the limitation; o Financial considerations in and of themselves will almost never constitute a legitimate aim or justify a limitation on human rights.24 The limitation must be proportionate;25 the relationship between the limitation and its purpose; o The limitation must be reasonably, rationally and by evidence connected to the aim. It should be accompanied by ‘relevant and sufficient reasons’. 26 It should not be, or operate in a way which is, arbitrary, unfair or not based on rational considerations.27 any less restrictive means reasonably available to achieve the purpose that the limitation seeks to achieve. o This involves a consideration of whether the objective of the limitation be achieved in a way that does not interfere with, or interferes less with, human rights.28 It is desirable that, so far as possible, the s 7 limitation provision be interpreted and applied consistently with international law and the Siracusa Principles.29 21 See, eg, Derbyshire County Council v Times Newspapers [1993] AC 534, 550; Handyside v UK [1976] 1 EHRR 737. See also R v Oakes [1986] 1 SCR 103, in which the Supreme Court of Canada stated that the aim must be ‘of sufficient importance to warrant overriding a constitutionally protected right or freedom’, which required that it must ‘relate to concerns which are pressing and substantial’. 22 See, eg, Zundel v R [1992] SCR 731. 23 See, eg, RJR-MacDonald Inc v Canada [1995] 3 SCR 199, 335. 24 See, eg, Newfoundland (Treasury Board) v NAPE [2004] 3 SCR 38; Reference re Remuneration of Judges of the Provincial Court of Prince Edward Island [1997] 3 SCR 3. 25 See, eg, Stanková v Slovakia [2007] ECHR 7205/02 (9 October 2007). 26 See, eg, Stanková v Slovakia [2007] ECHR 7205/02 (9 October 2007). 27 See, eg, R v Oakes [1986] 1 SCR 103, 139. 28 These factors are drawn from s 36(1) of the South African Constitution which, in turn, was informed by the decision of Chaskalson P in State v Makwanyane (1995) Case No CCT/3/04 (Constitutional Court of the Republic of South Africa) where it was stated at [104] that: The limitation of constitutional rights for a purpose that is reasonable and necessary in a democratic society involves the weighing up of competing values, and ultimately an assessment based on proportionality…[P]roportionality…calls for the balancing of different interests. In the balancing process, the relevant considerations will include the nature of the right that is limited, and its importance to an open and democratic society based on freedom and equality; the purpose for which the right is limited and the importance of that purpose to such a society; the extent of the limitation, its efficacy, and particularly where the limitation has to be necessary, whether the desired ends could reasonably be achieved through other means less damaging to the right in question. 16 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities It is also desirable that s 7 be interpreted so as to place the burden of proof in relation to the permissibility of a limitation on the party arguing that the limitation is justified and proportionate and that the ‘demonstrable justification’ require a ‘very high degree of probablity’ and evidence.30 Section 7 also provides that the Charter should not be interpreted as giving a person, entity or public authority a right to limit or to destroy the human rights of any person. This provision was included to safeguard against the possibility that the Charter might be misused to destroy or limit human rights.31 For example, the right to freedom of expression should not be used to destroy the right to privacy. Rather, a balancing exercise is envisaged. 3.3 Recognition and Equality Before the Law The right to equality and freedom from discrimination is an integral component of the international human rights normative framework and is entrenched in both the ICCPR and ICESCR.32 Reflecting the importance of the norm, s 8 of the Charter sets out a range of equality rights. Specifically, it provides that every person: has the right to recognition as a person before the law;33 has the right to enjoy his or her human rights without discrimination;34 and is equal before the law, is entitled to the equal protection of the law without discrimination and has the right to equal and effective protection against discrimination.35 Section 8(4) further states that measures taken to assist disadvantaged groups because of discrimination do not themselves amount to discrimination. The purpose of this provision is to recognise that substantive equality is not necessarily achieved by treating everyone equally, See, eg, United States v Burns [2001] 1 SCR 283 in which the Supreme Court of Canada stated that ‘Canada's international human rights obligations should inform not only the interpretation of the content of the rights guaranteed by the Charter but also the interpretation of what can constitute pressing and substantial s. 1 objectives which may justify restrictions upon those rights.’ 29 30 See,eg, R v Oakes [1986] 1 SCR 103, 105, 136-7; Minister of Transport v Noort [1992] 3 NZLR 260, 283; Moise v Transitional Land Council of Greater Germiston 2001 (4) SA 491 (CC), [19]. See also P Hogg, Constitutional Law of Canada (2004) 795-6. 31 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 8. 32 CESCR, Substantive Issues Arising in the Implementation of the International Covenant in Economic, Social and Cultural Rights: Poverty and the International Covenant on Economic, Social and Cultural Rights, UN Doc E/C.12/2001/10 (2001) 3. See also ICCPR, above n 1, arts 2(1), 26; ICESCR art 2(2). 33 Section 8(1), modelled on art 16 of the ICCPR, above n 1. 34 Section 8(2), modelled on art 2(1) of the ICCPR, above n 1. 35 Section 8(3), modelled on art 26 of the ICCPR, above n 1. For HRC jurisprudence on the right to nondiscrimination and equality before the law, see HRC, General Comment 18: Non-Discrimination (1989), available from http://www.ohchr.org/english/bodies/hrc/comments.htm. See also http://www.bayefsky.com/bytheme.php/id/856. 17 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities and that special measures may be required to achieve equality for some groups in the community.36 The definition of ‘discrimination’ in the Charter has the same meaning as provided in the Equal Opportunity Act 1995 (Vic).37 Thus, for the purpose of the Charter, discrimination is less favourable treatment on the grounds of a ‘protected attribute’, or the imposition of an unreasonable requirement condition or practice with which people with a particular attribute may have difficulty complying. ‘Protected attributes’ include: age; breastfeeding; gender identity; impairment; industrial activity; lawful sexual activity; marital status; parental or carer status or status; physical features; political belief or activity; pregnancy; race; religious belief or activity; sex; and sexual orientation. Having regard to comparative and international law regarding the right to equality and nondiscrimination, the likely interpretations and applications of s 8 seem to include the following. First, pursuant to s 8(2), it is unlawful to discriminate against a person in any area that falls within the wide ‘ambit’ of a relevant human right even though there may not be any violation of that right.38 The application of s 8(2) does not presuppose a breach of any of the Charter’s substantive provisions. A measure which itself conforms with the other human rights in the Charter may nevertheless violate s 8(2) if it is discriminatory. Thus, in a UK case concerning treatment in detention, the House of Lords held that, notwithstanding that the detention involved did not violate any of the substantive rights of the European Convention, the detention did fall within the ‘ambit’ of the right to liberty and security such as to engage the prohibition on discrimination in the enjoyment of this right. 39 On this issue, the House of Lords followed the European Court of Human Rights in Stec v United Kingdom40 where the Court stated that: Article 14 (the prohibition on discrimination) complements the other substantive provisions of the Convention and the Protocols. It has no independent existence since it has effect solely in relation to 'the enjoyment of the rights and freedoms' safeguarded by those provisions. The application of Article 14 does not necessarily 36 This provision is modelled on s 19(2) of the New Zealand New Zealand Bill of Rights Act 1990 (NZ). 37 The accompanying note to the definition of discrimination in s 3(1) of the Charter notes that s 6 of the Equal Opportunity Act 1995 (Vic) lists a number of attributes in respect of which discrimination is prohibited. Some of these attributes are listed in the note, however this list is not exhaustive. Therefore, it will be necessary to refer to the Equal Opportunity Act 1995 (Vic) when interpreting the meaning of discrimination in the Charter. 38 Looking at the equivalent provision of the Human Rights Act 1998 (UK), the Court of Appeal considered that four questions should be asked: 1. Do the facts fall within the ambit of one of more of the substantive provisions? 2. If so, was there different treatment as between the complainant and other comparators? 3. Were the comparators in an analogous situation to the complainant? 4. If so, did the differential treatment pursue a legitimate aim and bear a reasonable relationship of proportionality to the aim?: Wandsworth London Borough Council v Michalak [2002] EWCA Civ 271, [20]; [2003] 1 WLR 617, 625. 39 R (on the application of Clift) v Secretary of State for the Home Department [2006] UKHL 54 (13 December 2006). 40 (2005) 41 EHRR SE 295, [38]. 18 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities presuppose the violation of one of the substantive rights guaranteed by the Convention…it is also sufficient for the facts of the case to fall 'within the ambit' of one or more of the Convention Articles. The prohibition of discrimination in Article 14 thus extends beyond the enjoyment of the rights and freedoms which the Convention and Protocols require each State to guarantee. It applies also to those additional rights, falling within the general scope of any Convention article, for which the State has voluntarily decided to provide. Second, pursuant to s 8(3), there is an immediate obligation on the government and public authorities to ensure that legislation, policies and programs prohibit discrimination and are themselves non-discriminatory. Third, pursuant to ss 8(2) and (4), read together, there may be a further substantive obligation on the government and public authorities to take positive steps and adopt special measures to address the needs of people experiencing disadvantage so as to enable them to realise all of their rights and freedoms.41 Having regard to international jurisprudence, these steps should include legislative, educative, financial, social and administrative measures that are developed and implemented using the maximum of available governmental resources.42 3.4 Right to Life Section 9 of the Charter recognises that every person has the right to life and the right not to be arbitrarily deprived of life. This provision is modelled on art 6(1) of the ICCPR. The HRC has described the right to life as the supreme right from which no derogation is permitted,43 even in time of public emergency. The right to life has also been recognised in a range of human rights instruments, including art 3 of the Universal Declaration of Human Rights,44 art 6 of the Convention on the Rights of the Child,45 arts 9 and 28 of the International Convention on the Protection of the Rights of All Migrant Workers and Members of Their Families 46 and, indirectly, in the Convention on the Elimination of All Forms of Discrimination against Women.47 41 HRC, General Comment 18, above n 35. See also Belgian Linguistic Case (No 2) (1968) 1 EHRR 252, 278; Lovelace v Ontario [2000] 1 SCR 950. 42 CESCR, Substantive Issues Arising in the Implementation of the International Covenant in Economic, Social and Cultural Rights, above n 32, [11]. See also Eldridge v British Columbia (Attorney General) [1997] 2 SCR 624. 43 See also Bugdaycay v Secretary of State for the Home Department [1987] AC 514, 531 where Lord Bridge stated that ‘The most fundamental of all human rights is the right to life and when an administrative decision is said to be one which may put an applicant’s life at risk, the basis of the decision must surely call for the most anxious scrutiny’. 44 GA Res 217A, UN GAOR, 3rd sess, 183rd plen mtg, UN Doc A/Res/217A (1948). 45 Opened for signature 20 November 1989, 1577 UNTS 3 (entered into force 2 September 1990) (‘CRC’). 46 Opened for signature 2 May 1991, 30 ILM 1517 (1991) (entered into force 1 July 2003) (‘ICRMW’). Opened for signature 18 December 1979, 1249 UNTS 13 (entered into force 3 September 1981) (‘CEDAW’). See Committee on the Elimination of All Forms of Discrimination Against Women, General Recommendation No 19: Violence against Women (1992) [7(a)]. 47 19 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Given the supremacy of the right to life and its relationship with all other human rights and fundamental freedoms, international courts and tribunals have generally interpreted the right broadly. For instance, in its General Comment No 6: The Right to Life, the HRC noted that the right to life ‘is a right which should not be interpreted narrowly’48 and ‘cannot properly be understood in a restrictive manner’.49 Thus, in the case of Mullin v Administrator, Union Territory of Delhi, the Supreme Court of India held that [t]he fundamental right to life which is the most precious human right and which forms the ark of all other rights must therefore be interpreted in a broad and expansive spirit so as to invest it with significance and vitality which may endure for years to come and enhance the dignity of the individual and the worth of the human person. We think that the right to life includes right to live, with human dignity and all that goes along with it, namely, the bare necessaries of life such as adequate nutrition, clothing and shelter and facilities for reading, writing and expressing oneself in diverse forms, freely moving about and mixing and commingling with fellow human beings.50 Developing this approach further, international courts and tribunals have interpreted the right to life as including both positive and negative rights and imposing negative, positive and procedural obligations. Specifically, it has been held that the right to life imposes a negative right in that it requires public authorities not to arbitrarily or unlawfully deprive a person of his or her life, and a positive right in the sense that public authorities must adopt measures that are conducive to allowing a person to live with human dignity. The nature of the rights and obligations provided for by the right to life was helpfully summarised by Lord Bingham of the UK House of Lords in R (Middleton) v West Somerset Coroner: The European Court of Human Rights has repeatedly interpreted article 2 of the European Convention as imposing on member states substantive obligations not to take life without justification and also to establish a framework of laws, precautions, procedures and means of enforcement which will, to the greatest extent reasonably practicable, protect life… The European Court has also interpreted article 2 as imposing on member states a procedural obligation to initiate an effective public investigation by an independent official body into any death occurring in circumstances in which it appears that one or other of the foregoing substantive obligations has been, or may have been, violated and it appears that agents of the state are, or may be, in some way implicated. 51 (a) Positive Obligations Arising from the Right to Life The right to life requires that public authorities take positive steps and adopt measures that are conducive to allowing a person to live with human dignity. 48 HRC, General Comment No 6, above n 5, [1]. 49 Ibid [5]. 50 [1981] 2 INSC 516, 528. See also Bandhua Mukti Morcha v Union of India (1984) 2 SCR 67. 51 R (Middleton) v West Somerset Coroner: [2004] 2 AC 182, [1]-[2]. See also Gentle, R (on the application of) & Anor v The Prime Minister & Anor [2008] UKHL 20 (9 April 2008), [4]-[7]. 20 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities For example, the HRC noted in General Comment No 6 that the protection of this right requires that States adopt positive measures. In this connection, the Committee considers that it would be desirable for States parties to take all possible measures to reduce infant mortality and to increase life expectancy, especially in adopting measures to eliminate malnutrition and epidemics.52 Accordingly, in EHP v Canada, the HRC found that the location of disposal sites for radioactive waste near residential areas could give rise to a legitimate claim that the right to life in art 6 had been breached.53 Similarly, in various Concluding Observations to state reports, the HRC has identified homelessness,54 the increasing rate of infant mortality,55 and the shorter life expectancy of women56 as matters to be addressed in accordance with art 6. The right to life under art 2 of the European Convention for the Protection of Human Rights and Fundamental Freedoms57 has similarly been interpreted as imposing an obligation on states ‘not only to refrain from the intentional and unlawful taking of life, but also to take appropriate steps to safeguard the lives of those within its jurisdiction.’ 58 Examples from the United Kingdom as to the circumstances in which positive obligations may apply include: hospitals are under an obligation to provide life sustaining treatment where it is in the best interests of the patient;59 police and protective authorities are under an obligation to provide protection to a person who has received death threats or whose life is at ‘real and immediate risk’; 60 and 52 HRC, General Comment No 6, above n 5, [5]. 53 EHP v Canada, HRC, Communication No 67/1980, UN Doc CCPR/C/OP/1 (27 October 1982). In a series of cases, the Supreme Court of India has also held that the right to life subsumes the rights to healthy water, air and environment: see, eg, Kumar v State of Bihar (1991) AIR 1991 SC 420. See also LCB v United Kingdom (1998) 27 EHRR 212. 54 HRC, Consideration of Reports Submitted by States Parties under Article 40 of the Covenant: Concluding Observations of the Human Rights Committee: Canada, UN Doc CCPR/C/79/Add.105 (1999) [12]. 55 HRC, Consideration of Reports Submitted by States Parties under Article 40 of the Covenant: Comments of the Human Rights Committee: Romania, UN Doc CCPR/C/79/Add.30 (1994) [11]. See also HRC, Consideration of Reports Submitted by States Parties under Article 40 of the Covenant: Concluding Observations of the Human Rights Committee: Brazil, UN Doc CCPR/C79/Add.66 (1996) [23]. 56 HRC, Consideration of Reports Submitted by States Parties under Article 40 of the Covenant: Comments of the Human Rights Committee: Nepal, UN Doc CCPR/C/79/Add.42 (1995) [8]. Opened for signature 4 November 1950, 213 UNTS 221 (entered into force 3 September 1953) (‘European Convention on Human Rights’). 57 58 Osman v United Kingdom (1998) 29 EHRR 245, [115]; LCB v United Kingdom (1998) 27 EHRR 212, [36]. See also Lopez Ostra v Spain (1994) 20 EHRR 277 and Guerra v Italy (1998) 26 EHRR 357 for a discussion of the positive obligations inherent in effective respect for human rights, including the rights to life, privacy and family life. 59 NHS Trust A v M and NHS Trust B v H [2001] Fam 348. 60 Osman v United Kingdom (1998) 29 EHRR 245; Irwin Van Colle (Administrator of the Estate of Giles Van Colle, Deceased) v Chief Constable of Hertfordshire [2007] EWCA Civ 325. See also Kontrova v Slovakia [2007] ECHR 7510/04 (31 May 2007), where the European Court of Human Rights found that the right to life had been breached where the State did not take adequate steps or measures to intervene or protect the lives of children in circumstances in which the mother had reported serious domestic violence and threats by her husband. 21 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities if a person is killed by an agent of the state (such as a police officer or the army), dies or is seriously injured while in the care, custody or control of the state or a public authority (such as in a prison, public hospital or train crash), the state has an obligation to ensure a prompt, effective and independent inquiry into the death or injury. 61 The international jurisprudence makes it clear that the right to life imposes particular obligations in relation to persons in detention. For example, in Lantsova v Russian Federation,62 a case concerning the death of a previously healthy 25 year old man following inadequate medical treatment in prison, the HRC held that: it is incumbent on States to ensure the right of life of detainees, and not incumbent on the latter to request protection … the essential fact remains that the State party by arresting and detaining individuals takes responsibility to care for their life. It is up to the State party by organizing its detention facilities to know about the state of health of the detainees as far as may be reasonably expected.63 Similarly, in Fabrikant v Canada,64 which concerned an alleged failure on the part of Canadian authorities to provide appropriate medical treatment to a prisoner suffering from a heart condition, the HRC stated that the State party is ‘responsible for the life and well-being of its detainees’ and has a positive duty to maintain an adequate standard of health for detainees.65 Furthermore, in its Concluding Observations on Georgia, the HRC urged Georgia ‘to take urgent steps to improve the situation in prisons, in particular, sanitary conditions’.66 In its Concluding Observations on the Republic of Moldova, the HRC reiterated the State’s ‘obligation to ensure the health and life of all persons deprived of their liberty’, and urged the State to take immediate steps to ensure that the conditions of detention within its facilities comply with the standards set out in articles 6, 7 and 10 of the [ICCPR], including the prevention of the spread of disease and the provision of appropriate medical 61 R (on the application of Amin) v Secretary of State for the Home Department [2004] 1 AC 653. JL, R (on the application of) v Secretary of State for the Home Department [2006] EWHC 2558 (Admin); Main(R) v Minister for Legal Aid [2007] EWHC 742 (2 April 2007). See also decisions of the European Court of Human Rights, such as Jordan v United Kingdom (2003) 37 EHRR 2; Baysayeva v Russia [2007] ECHR 74237/01 (5 April 2007). The European Court has also held that the lack of any plausible explanation by authorities as to the circumstances leading to a person’s death at the hands of or while in the custody of the state violates the right to life: see, eg, Canan v Turkey [2007] ECHR 39436/98 (26 June 2007). 62 HRC, Communication No 763/1997, UN Doc CCPR/C/74/D/763/1997 (26 March 2002). 63 Ibid [9.2]. See also McFeeley v United Kingdom (1980) 3 EHRR 161; Keenan v United Kingdom (2001) 33 EHRR 38, [110]. 64 HRC, Communication No 970/2001, UN Doc CCPR/C/79/D/970/2001 (11 November 2003). 65 Ibid [9.3]. The HRC noted that insufficient evidence had been provided to suggest that the authorities had ever failed to determine the most appropriate medical treatment: at [9.3]. 66 HRC, Consideration of Reports Submitted by States Parties under Article 40 of the Covenant: Concluding Observations of the Human Rights Committee: Georgia, UN Doc CCPR/C/79/Add.75 (1997) [28]. 22 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities treatment to persons who have contracted diseases, either in prison or prior to their detention.67 International and comparative jurisprudence also establishes that where the protection of the life of a person who is vulnerable or disadvantaged – such as a child or a person with a physical, intellectual or psychiatric disability – is concerned, there is a requirement for heightened vigilance and protection.68 (b) Procedural and Investigative Obligations Arising from the Right to Life The procedural obligations arising from the right to life were recently discussed by the UK Court of Appeal in JL, R (on the application of) v Secretary of State for the Home Department: That express obligation on each State has been construed as imposing (a) a negative obligation, not intentionally and unlawfully to take a life, and (b) a positive obligation, to take appropriate steps to protect lives within the jurisdiction of the State. It has further been construed as imposing procedural obligations. One such obligation imposed on a State is to have an effective criminal and civil law under which either a prosecution can take place or a civil suit can be commenced under which an investigation can be carried out as to the civil or criminal responsibility for a death. But in certain cases where the State itself is ‘accountable’, e.g. where the death has occurred through the act of an agent of the State, or where the death has occurred in custody, there can arise an obligation to carry out an investigation which has certain features; (i) the State itself must commence the investigation; (ii) the investigation or inquiry must be public or open to public scrutiny; (iii) the investigator must be independent of those persons involved; and (iv) the family must have a proper opportunity to participate.69 Finally, it should be noted that s 9 of the Charter must be read together with the savings provision in s 48, which states that nothing in the Charter affects any law applicable to abortion or child destruction. 3.5 Protection from Torture and Cruel, Inhuman or Degrading Treatment Section 10 of the Charter recognises a person’s right not to be subjected to torture; treated or punished in a cruel, inhuman or degrading way; or 67 Consideration of Reports Submitted by States Parties under Article 40 of the Covenant: Concluding Observations of the Human Rights Committee: Republic of Moldova (2002) UN Doc CCPR CO/75/MDA (2002) [84.9]–[84.10]. 68 Keenan v United Kingdom (2001) 33 EHRR 38; Herczegfalvy v Austria (1993) 15 EHRR 437, [82]. 69 JL, R (on the application of) v Secretary of State for the Home Department [2007] EWCA Civ 767, [1] (24 July 2007). 23 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities subjected to medical or scientific experimentation or treatment without full, free and informed consent. With the exception of the provision relating to medical experimentation or treatment, s 10 is modelled on art 7 of the ICCPR.70 Pursuant to s 32(2) of the Charter, a court should also consider the Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment in interpreting and applying the right not to be tortured under s 10 of the Charter. Section 10 has particular relevance to persons in the custody, care or control of the state, including persons held in prisons, detention centres and mental health facilities. 71 It may also be relevant to issues such as corporal punishment, child abuse or neglect, extradition, and systemic and serious discrimination. The purpose of art 7, according to the HRC, is to ‘protect both the physical and mental integrity … and the dignity of the individual’. 72 Article 7 therefore prohibits ‘not only … acts that cause physical pain but also … acts that cause mental suffering to the victim’. 73 The ICCPR does not contain a definition of ‘torture’ or of ‘cruel, inhuman or degrading treatment or punishment’. In its General Comment No 20 on art 7, the HRC states that [t]he Covenant does not contain any definition of the concepts covered by article 7, nor does the Committee consider it necessary to draw up a list of prohibited acts or to establish sharp distinctions between the different kinds of punishment or treatment; the distinctions depend on the nature, purpose and severity of the treatment applied.74 Consequently, where the HRC finds a violation to have occurred, it often fails to specify which aspect of the article has been breached. Violations may simply be described as ‘violations of article 7’.75 For example, in Vuolanne v Finland,76 the author of the complaint had been 70 This modification of the ICCPR is intended to reflect the requirements for consent outlined in s 5(1) of the Medical Treatment Act 1988 (Vic). Note that in the area of involuntary mental health treatment, both UK courts and the European Court of Human Rights have held that compulsory treatment which is a ‘medical necessity’ will ordinarily not violate the prohibition on torture and other cruel treatment or punishment: see, eg, R (B) v Responsible Medical Officer and others [2006] 1 WLR 810; Herczegfalvy v Austria (1993) EHRR 437. 71 There is a substantial body of jurisprudence from both the UK and the European Court of Human Rights establishing that there is a positive obligation on public authorities to take reasonable steps to prevent the vulnerable from harm. See, eg, A v UK (1998) 27 EHRR 611, Osman v UK (2000) 29 EHRR 245, R (Pretty) v DPP [2001] 3 WLR 1598; A Local Authority v Z [2005] 1 WLR 959. 72 HRC, General Comment No 20: Replaces General Comment 7 concerning Prohibition of Torture and Cruel Treatment or Punishment (2001) [1]–[2], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. For further HRC jurisprudence on art 7, see http://www.bayefsky.com/bytheme.php/id/1282. 73 Ibid [2]. 74 Ibid [4]. Cf the approach adopted by the European Court of Human Rights under the European Convention on Human Rights where the ill-treatment concerned must attain ‘a minimum level of severity and [involve] actual bodily injury or intense physical or mental suffering’: see, eg, Pretty v United Kingdom (2002) 35 EHRR 1, [52]. 75 Sarah Joseph, Jenny Schultz and Melissa Castan, The International Covenant on Civil and Political Rights: Cases, Materials and Commentary (2000) 208. 76 HRC, Communication No 265/1987, UN Doc CCPR/C35/D/265/1987 (7 April 1989). 24 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities subjected to military detention for a period of 10 days, during which time he suffered physical maltreatment and verbal intimidation. The HRC stated that ‘what constitutes inhuman or degrading treatment falling within the meaning of article 7 depends on all the circumstances of the case, such as the duration and manner of the treatment, its physical or mental effects as well as the sex, age and state of health of the victim’.77 A similar approach appears to have been adopted under the CAT. While the assessment of what constitutes inhuman or degrading treatment is relative, it is clear that ‘ill treatment must attain a minimum level of severity if it is to fall within the scope of [the right]’.78 According to the European Court of Human Rights: [T]he Court's case-law refers to ‘ill-treatment’ that attains a minimum level of severity and involves actual bodily injury or intense physical or mental suffering. Where treatment humiliates or debases an individual, showing a lack of respect for, or diminishing, his or her human dignity, or arouses feelings of fear, anguish or inferiority capable of breaking an individual's moral and physical resistance, it may be characterised as degrading and also fall within the prohibition of Article 3. The suffering which flows from naturally occurring illness, physical or mental, may be covered by Article 3, where it is, or risks being, exacerbated by treatment, whether flowing from conditions of detention, expulsion or other measures, for which the authorities can be held responsible.79 [citations omitted] The UK House of Lords has stated that ‘treatment is inhuman and degrading if, to a seriously detrimental extent, it denies the most basic needs of any human being’. 80 Courts have also recognized that the scope of the right is flexible, and subject to changing contemporary values. Thus, the European Court of Human Rights has stated that: Having regard to the fact that the Convention is a living instrument which must be interpreted in light of present day conditions…certain acts which were classified in the past as inhuman and degrading as opposed to torture could be classified differently in the future.81 Article 7 is considered to be one of the few absolute rights in the ICCPR; no restrictions or limitations on, or derogations from, the right are permitted. In its General Comment No 20, 77 Ibid [9.2]. See also Ireland v United Kingdom (1979-80) 2 EHRR 25, [162]. 78 See, eg, Ireland v United Kingdom (1979-80) 2 EHRR 25, [162]. 79 Pretty v United Kingdom (2002) 35 EHRR 1, [52]. 80 R (Limbuela) v Secretary of State for the Home Department [2006] 1 AC 396, [7]. See also Anufrijeva v Southwark London Borough Council [2004] QB 1124 in which the UK Court of Appeal held that ‘There is a stage at which the dictates of humanity require the state to intervene to prevent any person within its territory suffering dire consequences as a result of deprivation of sustenance’. 81 Selmouni v France (2000) 29 EHRR 403, [101]. See also Catholic Commission for Justice and Peace in Zimbabwe v Attorney-General [1993] 1 ZLR 242 (S) (Supreme Court of Zimbabwe, Judgment No SC 73/93) (Gubbay CJ), in which it was stated that ‘[w]hat might not have been regarded as inhuman decades ago may be revolting to the new sensitivities which emerge as civilization advances’ and that the state ‘must not only take account of the emerging consensus of values in the civilized international community’ as evidenced by decisions of other courts and writings of academics, but also of ‘contemporary norms operative in Zimbabwe and the sensitivities of its people’. 25 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities the HRC affirms that ‘no justification or extenuating circumstances may be invoked to excuse a violation of article 7 for any reasons’. 82 For example, in Mukong v Cameroon, the HRC rejected an attempt by the state party to justify appalling prison conditions on the basis of economic and budgetary problems.83 The UK Court of Appeal made a similar finding in R (Noorkoiv) v Secretary of State for the Home Department, where it held that the Government could not be excused from what were otherwise breaches of the right to liberty and freedom from cruel treatment in the prison context ‘simply by pointing to a lack of resources that are provided by other arms of government’.84 Similarly, the European Court of Human Rights has consistently stated that it is ‘incumbent on the…Government to organise its penitentiary system in such a way that ensures respect for the dignity of detainees, regardless of financial or logistical difficulties’.85 International and comparative jurisprudence reflects a broad interpretation of the right to protection from torture or other cruel treatment or punishment, encompassing not only physical pain or suffering, but also psychological or mental pain or suffering. Recent decisions of the European Court of Human Rights, for example, indicate that the following circumstances may give rise to a violation: severe fear, anguish and inferiority felt by the applicant while in police custody; 86 unnecessary handcuffing in public view leading to humiliation and damage to selfesteem;87 and strip searching in circumstances where such a measure is not ‘absolutely necessary’ and where there are serious reasons to suspect that the prisoner was hiding an object or substance on or in their body.88 A state's failure to act – including a failure to prevent, investigate, punish or provide effective remedies – may constitute a violation of the right to be free from cruel inhuman or degrading treatment. According to the HRC, states have a positive obligation to promote safeguards to enforce the right not to be tortured or subject to cruel treatment or punishment. Such safeguards may include: 82 HRC, General Comment No 20, above n 75, [3]. 83 HRC, Communication No 458/1991, UN Doc CCPR/C/51/D/458/1991 (1994) [9.93]. 84 [2002] EWCA Civ 770, [31] (Buxton LJ). 85 Mamedova v Russia [2007] ECHR 7064/05, [63]. See also Frolov v Russia [2007] ECHR 205/02; Holomiov v Moldova, Application [2007] ECHR 30649/05 (6 November 2006); Istratii and others v Moldova [2007] ECHR 8721/05 (27 March 2007); Benediktov v Russia [2007] ECHR 106/02 (10 May 2007). 86 Alsayed Allaham v Greece [2007] ECHR No 25771/03 (18 January 2007). 87 See, eg, Erdogan Yagiz v Turkey [2007] ECHR 27473/02 (6 March 2007); Gorodnitchev v Russia [2007] ECHR 52058/99 (24 May 2007). 88 Ferot v France [2007] ECHR 70204/01 (12 June 2007); Wieser v Austria [2007] ECHR 2293/03 (22 February 2007). According to the European Court, in respect of a person deprived of his liberty, ‘recourse to physical force which has not been made strictly necessary by his own conduct diminishes human dignity and is in principle an infringement of the right set forth in art 3 (cf Ribitsch v. Austria, judgment of 4 December 1995, Series A No 336, p. 26, § 38 and Berliński v. Poland, Nos 27715/95 and 30209/96, § 59, 20 June 2002)’: Kucheruk v Ukraine [2007] ECHR 2570/04 (6 September 2007). 26 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities provisions against detention incommunicado; granting, without prejudice to the investigation, persons such as doctors, lawyers and family members access to detainees; provisions requiring that detainees should be held in places that are publicly recognised and that their names and places of detention should be entered in a central register available to persons concerned; provisions making confessions or other evidence obtained through torture or other treatment contrary to art 7 of the ICCPR inadmissible in court; and measures for training and instructing law enforcement officials not to apply such treatment. The European Court of Human Rights has similarly held that a failure to act may constitute a violation of the right to freedom from torture under art 3 of the European Convention on Human Rights. This includes, for example: failure to provide adequate facilities so as to ensure that people are not subject to degrading conditions, including: o failure to provide adequate health care to a mentally ill prisoner;89 o failure to provide appropriate drug withdrawal and medical treatment to a heroin dependent prisoner;90 o failure to provide the level of medical care necessary to treat a prisoner with a severe urological condition, even where such health care may not be available to that same person outside of prison;91 o failure to provide humane conditions of detention. Prison conditions such as lack of natural light, inadequate ventilation, overcrowding, poor quality food and inadequate exercise facilities may amount to cruel, inhuman or degrading treatment even absent any intention on the part of authorities to humiliate or debase prisoners;92 89 Keenan v United Kingdom (2001) 33 EHRR 913. See also Price v United Kingdom (2001) 34 EHRR 1285. 90 McGlinchey v United Kingdom (2003) 37 EHRR 821 (where the European Court of Human Rights held that a heroin dependent prisoner had died in conditions which violated art 3 of the European Convention due to the failure of prison authorities to take more effective steps to address her withdrawal symptoms and deteriorating health). 91 Holomiov v Moldova [2006] ECHR 30649/05 (7 November 2006) in which the Court held that lack of adequate medical treatment for a prisoner with a serious urological condition amounted to a violation of art 3. The Court stated that that the quality of healthcare to those imprisoned by the action of the state is not to be relative. While an individual in society may have no right to healthcare under the Convention, let alone adequate healthcare, where he or she is in the state's custody the state must ensure that he receives the medical care he requires. Scarce resources or logistical difficulty will not be legitimate excuses. See also Istratii and others v Moldova [2007] ECHR 8721/05 (27 March 2007). 92 Todor Todorov v Bulgaria [2007] ECHR 50765/99 (5 April 2007); Andrey Frolov v Russia [2007] ECHR 205/02 (29 March 2007). 27 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities o failure of a local authority to act to prevent children in a family from ongoing abuse and neglect;93 and o failure to provide support to persons so as to leave them destitute.94 failure to investigate, punish or provide remedies for breaches, including: o failure of the authorities to provide adequate explanation for the applicant’s injuries while in custody, or to conduct a proper investigation into how they were sustained, constituted a violation;95 and o failure of the state to take adequate disciplinary action against police officers responsible for subjecting a prisoner to cruel and degrading treatment amounted to a providing de facto immunity and violating the obligation to prevent and provide remedies for contravening conduct.96 3.6 Freedom from Forced Work Section 11 of the Charter provides for freedom from forced work. This encompasses the right to be free from slavery or servitude, and the right not to perform compulsory labour.97 ‘Slavery’ is effective ownership of a person while ‘servitude’ includes practices such as debt bondage or trafficking which involve economic exploitation and dominance by one person over another. ‘Forced work’ refers to work exacted from a person under threat of a penalty and typically involves involuntariness and injustice, oppression or unjustifiable hardship. 98 Section 11 does contain exceptions to the general right of freedom from forced work. It states that the right does not apply to: work or service normally required of a person under detention because of a court order; work or service required because of an emergency threatening the Victorian community; or work or service that forms part of normal civil obligations (such as, for example, jury duty).99 93 Z v United Kingdom (2001) 34 EHRR 97. 94 In 2005, the UK House of Lords found that a law prohibiting the provision of support for asylum seekers whose claims for asylum were not made as soon as ‘reasonably practicable’ so as to leave them destitute and potentially without food or water, amounted to cruel treatment in violation of art 3 of the Convention; R v Secretary of State for the Home Department; ex parte Limbuela [2005] UKHL 66. 95 Pruneanu v Moldova, Application No 6888/03 (16 January 2007); Olmez v Turkey, Application No 39464/98 (20 February 2007); Jasar v The Former Yugoslav Republic of Macedonia, Application No 69908/01 (15 February 2007); Barta v Hungary, Application No 26137/04 (10 April 2007); Dzwonkowski v Poland, Application No 46702/99 (12 April 2007); Haci Ozen v Turkey, Application No 46286/99 (12 April 2007). 96 Zeynap Ozcan v Turkey, Application No 45906/99 (20 February 2007). 97 This provision is modelled on art 8(3)(a) of the ICCPR, above n 1. 98 See, eg, Van der Mussele v Belgium (1984) 6 EHRR 63, [37]. 99 The civil obligations exception to the freedom from forced work is modelled on art 8(3)(c) of the ICCPR. 28 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities This provision is likely to have particular relevance in the areas of sex slavery, human trafficking and domestic servants. In a recent case, the European Court of Human Rights found France to be in violation of the prohibition on slavery under art 4 of the European Convention on Human Rights for failing to take adequate domestic steps to criminalise the practices of slavery, servitude and forced labour and for failing to take other effective measures to prevent any act intended to maintain a person in such circumstances. 100 3.7 Freedom of Movement Section 12 of the Charter provides that a person who is lawfully within Victoria has the right to move freely within Victoria, and to enter and leave it, as well as the freedom to choose where to live.101 The right is likely to include a qualified right not to be moved to, or from, a particular location, and freedom from procedural impediments to free movement (such as requirements for prior notification for a public demonstration). The HRC has commented, in relation to the parallel right in art 12 of the ICCPR, that: liberty of movement is an indispensable condition for the free development of a person; and the permissible limitations which may be imposed on the rights protected by art 12 must not nullify the principle of liberty of movement, and are governed by the requirement of necessity provided for in art 12(3) of the ICCPR as well as the need for consistency with other ICCPR rights. Further, in General Comment No 27, the HRC emphasised that the right to freedom of movement was to be protected from public, but also private interference, and that this right was particularly pertinent in the case of women.102 However, the right to freedom of movement may, according to the HRC in General Comment No 27, be subject to such reasonable limitations as can be demonstrably justified in a free and democratic society.103 As stated in the explanatory memorandum to the Charter, acceptable restrictions on the freedom of movement may include: restrictions on the freedom of movement of persons lawfully detained; restrictions on movement/place of residence based on a court order; restrictions based on family violence intervention orders.104 100 Siliadin v France (Application No 73316/01, 26 July 2005). The case concerned a 16 year old Togolese national who worked as a maid for a French family, looking after four children 7 days a week from 7.30am to 10.30pm without pay. 101 This provision is modelled on art 12 of the ICCPR, above n 1. 102 HRC, General Comment 27: Freedom of Movement, UN Doc CCPR/C/21/Rev.1/Add.9 (1999) [6], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. For further HRC jurisprudence on art 12, see http://www.bayefsky.com/bytheme.php/id/1170. 103 Ibid [11]. 104 Although any such restrictions would also need to be proportionate and justifiable pursuant to s 7: see, eg, Raimondo v Italy (1994) 18 EHRR 237. 29 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities The explanatory memorandum further indicates that the right to freedom of movement should be observed through government restraint, rather than through positive actions. For example, the right does not require the provision of positive steps by a public transport operator to promote free movement. 3.8 Privacy and Reputation Section 13 of the Charter establishes that a person has the right not to have their privacy, family or correspondence unlawfully or arbitrarily interfered with, and the right not to have their reputation unlawfully attacked.105 It is intended that the right to privacy be interpreted consistently with the existing information privacy and health records framework in Victoria. 106 The HRC has stated in relation to the parallel right under the ICCPR that this right is a guarantee against interferences and attacks, whether they emanate from state authorities or from natural or legal persons. Further, the HRC has stated that: the term ‘unlawful’ means that no interference can take place except in cases envisaged by the law;107 the prohibition against ‘arbitrariness’ is intended to guarantee that even interference provided for by law should be in accordance with the provisions, aims and objectives of the ICCPR, and should be, in any event, reasonable and proportionate in the particular circumstances;108 the term ‘privacy’ refers to the ‘sphere of a person’s life in which he or she can freely express his or her identity, be it by entering into relationships or alone’; 109 the term ‘family’ should be given a broad interpretation to include all those comprising the family as understood in society and is not confined by marriage; 110 105 Section 13 is modelled on art 17 of the ICCPR, above n 1. 106 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 13. See also State of Victoria & Anor v Nine Network [2007] VSC 431 (29 November 2007). 107 HRC, General Comment No 16: The Right to Respect of Privacy, Family, Home and Correspondence, and Protection of Honour and Reputation (1988) [3], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. For further HRC jurisprudence on the right to privacy, see http://www.bayefsky.com/bytheme.php/id/1193. The UK Courts have further held that for interference with the right to privacy to be ‘in accordance with law’ as required by the Human Rights Act 1998 (UK), the law justifying the interference must be sufficiently precise to enable an individual to regulate his or her conduct: De Freitas v Ministry of Agriculture [1999] 1 AC 76, 78E-F (per Lord Clyde). This requires that the law: 108 1. have some discernible legal basis; 2. be adequately accessible; and 3. be formulated in a way which is sufficiently foreseeable: see, eg, R (on the application of Munjaz) v Merseyside Care NHS Trust [2005] UKHL 58; R (on the application of Gillan) v Commissioner of Police for the Metropolis [2006] UKHL 12. HRC, General Comment No 16, above n 107 [4]. 109 Coeriel and Aurik v The Netherlands, HRC, Communication No 453/1991, UN Doc CCPR/C/52/D/453/1991, [10.2]. 110 HRC, General Comment No 16, above n 107 [5]. 30 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities the term ‘home’ includes ‘where a person resides or carries out their ordinary occupation’.111 The right to privacy and respect for private life under art 8 of the European Convention on Human Rights has been considered extensively by the European Court of Human Rights. In a recent case, Pretty v United Kingdom, the European Court stated that, the concept of ‘private life’ is a broad term not susceptible to exhaustive definition. It covers the physical and psychological integrity of a person. It can sometimes embrace aspects of an individual's physical and social identity. Elements such as, for example, gender identification, name and sexual orientation and sexual life fall within the personal sphere protected by Article 8. Article 8 also protects a right to personal development, and the right to establish and develop relationships with other human beings and the outside world. Although no previous case has established as such any right to self-determination as being contained in Article 8 of the Convention, the Court considers that the notion of personal autonomy is an important principle underlying the interpretation of its guarantees. [citations omitted]112 Accordingly, the right to respect for private and family life, home and correspondence under art 8 of the European Convention has been considered to include: the right to have personal and health information kept private and confidential; an obligation on the part of public authorities to ensure that any personal information they collect is necessary, secure and accurate;113 the right to peaceful enjoyment of, and non-interference with, the home; the right not to be summarily evicted into a state of homelessness or inadequate housing;114 the right not to be subject to strip searches unless they are strictly necessary and comply with safeguards and precautions to protect the dignity of those being searched; 115 the right to private and secure correspondence, including communication by letter, telephone, facsimile or email;116 111 HRC, General Comment No 16, above n 107 [5]. 112 Pretty v United Kingdom (2002) 35 EHRR 1, [61]. 113 Norman Baker MP v Secretary of State for the Home Department [2001] UKHRR 1275; Gunn-Russo v Nugent Care Society and Secretary of State for Health [2002] 1 FLR 1. 114 Connors v United Kingdom [2005] 40 EHRR 189. See also Stanková v Slovakia [2007] ECHR 7205/02 (9 October 2007). 115 Wainwright v United Kingdom [2006] ECHR 12350/04 (26 September 2006). 116 See, eg, R (Daly) v Secretary of State for the Home Department [2001] 2 AC 532 where the Court held that a blanket policy of searching prisoners’ cells, including opening letters from legal representatives, was a violation of the right to privacy. See also Potter, Re Judicial Review [2007] ScotCS CSOH 56 (20 March 2007) at http://www.bailii.org/scot/cases/ScotCS/2007/CSOH_56.html in which the Scottish Court of Sessions held that attaching a pre-recorded message to all outgoing telephone calls made by a prisoner, informing the person receiving the call that the call is coming from a prison, breached right to respect for family life and correspondence. 31 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities the prima facie prohibition on the ability of employers to collect and store personal information about employees through the monitoring of telephone, email and internet correspondence;117 freedom to choose sexual identity; freedom to choose how a person looks and dresses; 118 and freedom from media intrusion.119 The right may also impose an obligation on governments and public authorities to take positive steps and measures to prevent intrusions by third parties. For example, in R. (Bernard) v Enfield LBC,120 the UK courts found that the authority had acted unlawfully and incompatibly with art 8 of the European Convention in failing for over two years to provide suitable accommodation for a family which included a severely disabled woman. It was held that just satisfaction for the failure required an award of compensation, and the court used amounts recommended by the Ombudsman as guidance in ordering the payment of £10,000. Similarly, the state may have an obligation to ameliorate, or protect people from, serious pollution.121 Finally, as with many rights, the right to privacy may need to be balanced against other human rights. For example, in R (Stevens) v Plymouth City Council and C, the UK Court of Appeal held that a County Council could disclose confidential information about an adult medical patient to his mother as it was necessary for her to be involved in his care. 122 3.9 Freedom of Thought, Conscience, Religion and Belief Section 14 establishes that every person has the right to freedom of thought, conscience, religion and belief.123 The right includes the freedom to have or adopt a religion or belief of choice, and freedom to demonstrate religion or belief in worship, observance, practice and 117 See, eg, Copland v United Kingdom [2007] ECHR Application No 62617/00 (3 April 2007). 118 See, eg, Lopez Ostra v Spain (1994) 20 EHRR 277 and Guerra v Italy (1998) 26 EHRR 357. 119 See, eg, CC v AB [2006] EWHC 3083 (QB); Douglas v Hello! Ltd [2001] QB 967. 120 [2002] EWHC 2282 (Admin). See also Marzari v Italy (1999) 28 EHRR CD 175, in which the European Court of Human Rights found that, although art 8 does not guarantee the right to have one’s housing problem solved by the authorities, a refusal of the authorities to provide assistance in this respect to an individual suffering from a severe disease might in certain circumstances raise an issue under art 8 of the European Convention because of the impact of such a refusal on the private life of the individual. See also, Anufrijeva v Southwark London Borough Council; R (on the application of N) v Secretary of State for the Home Department [2003] EWCA Civ 1406, in which the UK Court of Appeal held that art 8 was capable of imposing a positive obligation on the state to provide accommodation where otherwise family life was to be seriously inhibited or the welfare of children threatened. 121 Dennis v Ministry of Defence [2003] EWHC 793. See also Fadeyeva v Russia [2005] ECHR Application No 55723/00 (9 June 2005); Giacomelli v Italy [2006] ECHR Application No 59909/00 (2 November 2006) (persistent noise and harmful omissions from toxic plant breached art 8); Evans v United Kingdom [2007] ECHR Application No 6339/05 (10 April 2007). Cf Hatton v United Kingdom (2003) 37 EHRR 611. 122 [2002] 1 FLR 1177. 123 This provision of the Charter is modelled on art 18 of the ICCPR, above n 1. 32 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities teaching, either by an individual or as part of a community, in public or in private. It also includes the right not to have or adopt a religion or belief. Section 14 also states that a person must not be coerced or restrained in a way that limits these freedoms. According to the HRC, commenting on the right to free thought, conscience, religion and belief under art 18 of the ICCPR, this right is profound and fundamental, and cannot be derogated from, even in times of public emergency.124 The HRC has also observed that: governments may not permit any limitations on the freedom of thought and conscience, or on the freedom to have or adopt a religion or belief of one's choice; it may be permissible to restrict freedom to manifest religion or belief only if such limitations are prescribed by law and are necessary to protect public safety, order, health or morals, or the fundamental rights and freedoms of others;125 the terms ‘belief’ and ‘religion’ are to be construed broadly, and are not limited to traditional religions or to religions and beliefs with institutional characteristics or practices analogous to those of traditional religions;126 the freedom to manifest religion or belief in worship, observance, practice and teaching encompasses a broad range of acts, including ritual and ceremonial acts, the display of symbols, the observance of holidays and days of rest, the observance of dietary regulations, and the wearing of distinctive clothing or headcoverings;127 the right protects against coercion to have or adopt a religion or belief, including the use or threat of physical force or penal sanctions to compel believers or non-believers to adhere to their religious beliefs and congregations, to recant their religion or belief or to convert. The same protection is enjoyed by holders of all beliefs of a non-religious nature;128 and 124 Article 4(2) of the ICCPR, above n 1; HRC, General Comment No 22: The Right to Freedom of Thought, Conscience and Religion (1993) [1], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. For further HRC jurisprudence on art 4(2), see http://www.bayefsky.com/bytheme.php/id/1276. 125 HRC, General Comment No 22, above n 124, [8]. See also Church of Scientology Moscow v Russia [2007] ECHR 18147/02, in which the European Court of Human Rights held that the state has an obligation of ‘neutrality and impartiality vis-à-vis religious communities’ but may restrict religious association or manifestation of belief where such associations or manifestations endanger democracy. 126 HRC, General Comment No 22, above n 124, [2]. 127 Ibid [4]. Cf R (Begum) v Governors of Denbigh High School [2005] 2 WLR 3372 and R (on the application of X (by her father and litigation friend)) v Headteachers [2006] EWHC 298 (Admin) in which UK courts held that a school’s decision to refuse to allow Muslim students from wearing a jilbab (a long coat-like garment) and a niqab (a veil covering the entire face and head except the eyes) were justifiable and permissible limitations ‘in the interests of public safety or for the protection of the rights and freedoms of others’. The courts held that freedom of religion ‘does not require that one should be allowed to manifest one’s religion at any time and place of one’s own choosing’. See also Singh Binder v Canada, HRC, Communication No 208/1986, UN Doc CCPR/C/37/D/208/1986 (1989) in which the UN Human Rights Committee ruled that a restriction on the wearing of a turban due to a requirement to wear safety headgear was permissible. 128 Ibid [5]. 33 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities in accordance with art 20 of the ICCPR, manifestations of religion or belief may not amount to propaganda for war or advocacy of national, racial or religious hatred that constitutes incitement to discrimination, hostility or violence. 129 The state also has an obligation to adequately protect people from religious vilification, hatred or serious offence.130 3.10 Freedom of Opinion and Expression Section 15 of the Charter establishes the right to hold an opinion without interference, and the right to freedom of expression.131 Freedom of expression includes the freedom to impart and receive132 information and ideas of all kinds, whether orally, in writing, in print, through art or another medium. The right to freedom of opinion and expression is particularly important in the areas of political communication, journalism and the media, demonstrations, industrial activity and ‘whistleblowing’. Commenting on the right to freedom of expression under s 14 of the New Zealand Bill of Rights Act (NZ), the New Zealand Ministry of Justice has stated that: Speech or an expression that is considered important to the ability of individuals to participate in core democratic processes, for example in elections, and political and social speech, is likely to enjoy a very high degree of protection. 133 The right to freedom of opinion permits no restrictions or limitations. However, the right to freedom of expression is not free from limitations. Section 15 states that freedom of expression is subject to special duties and responsibilities, and may be subject to lawful restrictions reasonably necessary to: respect the rights and reputation or other people; or for the protection of national security, public order, public health or public morality. The Supreme Court of Canada has adopted a two-step inquiry to determine whether an individual’s freedom of expression has been infringed. The first involves a determination of whether the individual’s activity falls within the freedom of expression. The second step is to determine whether the purpose or the effect of the impugned government action is to restrict that freedom. 134 129 Ibid [7]. 130 Otto-Preminger Institute v Austria (1995) 19 EHRR 34. 131 This right is based on art 19 of the ICCPR, above n 1. 132 See, eg, Rocket v Royal College of Dental Surgeons of Ontario [1990] 2 SCR 232. 133 http://www.justice.govt.nz/pubs/reports/2004/bill-of-rights-guidelines/section12-15.html#section14. See also Livingstone v The Adjudication Panel for England [2006] EWHC 2533 (Admin) [35]; Lombardo & Ors v Malta, Application No 7333/06 (24 April 2007); Baczkowski v Poland, Application No 1543/06 (3 May 2007). 134 Ross v New Brunswick School District No 15 [1996] 1 SCR 825. 34 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Therefore, defamation laws which restrict absolute freedom of expression for the purpose of striking a balance with other rights may not breach s 15.135 Similarly, restrictions on hate speech or on racial or religious vilification may be permissible. It is unlikely, however, that limitations are permissible on the communication of information or ideas which merely ‘offend, shock or disturb’, because such are the demands of that pluralism, tolerance and broadmindedness without which there is no democratic society’. 136 It is important that any restrictions on the right to freedom of expression be examined with particular care and scrutiny.137 Article 19(3) of the ICCPR contains a similar limitation on the freedom of expression, providing that ‘the exercise of the right to freedom of expression carries with it special duties and responsibilities and for this reason certain restrictions on the right are permitted which may relate either to the interests of other persons or to those of the community as a whole’.138 The HRC has noted that any state-imposed restrictions on the exercise of freedom of expression must not put the right itself in jeopardy.139 3.11 Peaceful Assembly and Freedom of Association Section 16 of the Charter establishes a right to peaceful assembly and freedom of association with others, including the right to join trade unions.140 Freedom of assembly enshrines the right to individuals and groups to meet together to receive or impart information or ideas, to express their views or to hold a protest. Freedom of assembly is not an absolute right141 and is confined to peaceful, non-violent assemblies (for example, riots would not be protected). However, civil disobedience manifested without force may be protected. Moreover, the right may impose a positive obligation on the government to 135 But see Colaco Mestre and SIC v Portugal, Application Nos 11182/03 and 11319/03 (26 April 2007) and Lombardo & Ors v Malta, Application No 7333/06 (24 April 2007), in which the European Court of Human Rights held that domestic defamation laws and court decisions went too far in restricting freedom of expression. 136 Handyside v United Kingdom [1976] 1 EHRR 737 commenting on the right to freedom of opinion and expression under art 10 of the European Convention on Human Rights. See also Arbeiter v Austria, Application No 3138/04 (25 January 2007); Livingstone v The Adjudication Panel for England [2006] EWHC 2533 (Admin) [36]. 137 Vereinigung Bildender v Kunstler v Austria, Application No 68354/01 (25 January 2007). 138 HRC, General Comment No 10: Freedom of Expression (1983) [4], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. For further HRC jurisprudence on the right to freedom of opinion and expression, see http://www.bayefsky.com/bytheme.php/id/950 and on permissible limitations in the areas of hate speech and propaganda, see http://www.bayefsky.com/bytheme.php/id/956. 139 Ibid. 140 The right to peaceful assembly is modelled on art 21 of the ICCPR, above n 1; the right to freedom of association with others is modelled on art 22 of the ICCPR, above n 1. For further HRC jurisprudence on the right to freedom of assembly, see http://www.bayefsky.com/bytheme.php/id/651. For further HRC jurisprudence on the right to freedom of association, see http://www.bayefsky.com/bytheme.php/id/658. 141 Joseph, Schultz and Castan, above n 75, 426. However, according to the Grand Chamber of the European Court of Human Rights, the only ‘necessity capable of justifying an interference with any of the rights enshrined in 35 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities facilitate peaceful assemblies142 and to take action to protect peaceful demonstrators from counter-demonstrators.143 The positive obligation of the state to secure genuine and effective respect for freedom of association and assembly is of particular importance to those with unpopular views or belonging to minorities because they are more vulnerable to victimisation.144 Freedom of association permits a person to join together in groups formally to pursue common interests.145 Examples of such groups are: political parties; professional or sporting clubs; non-governmental organisations; trade unions; and corporations. The right may be limited to groups that form for a ‘public’ purpose — groups with solely private interests, such as family groups, are protected by the right to privacy in s 13 of the Charter.146 For example, in PS v Denmark, the HRC stated that a father’s complaint about restrictions on his ability to associate with his son did not breach the equivalent ICCPR provision (art 22).147 The right to freedom of association includes the right not to associate with others. Article 22(2) of the ICCPR provides for permissible limitations to the exercise of the right to freedom of association. An example of such a limitation occurred in MA v Italy.148 That case concerned a ban on the Italian fascist party, which the HRC found to be permissible. Presumably, this was on the grounds of public order and national security. These limitations are reflected in the Charter. Pursuant to s 7, the right to freedom of association may be subject under law to such reasonable limitation as can demonstrably be justified in a free and democratic society based on human dignity, equality and freedom. 149 those Articles is one that may claim to spring from “democratic society”’: Refah Partisi (the Welfare Party) and Others v Turkey, Application Nos 41340/98, 41342/98, 41343/98, and 41344/98 (13 February 2003). 142 See, eg, R (Laporte) v Chief Constable of Gloucester Constabulary [2004] EWCA Civ 1639 in which the House of Lords held that the police had acted unlawfully, both in preventing coach passengers from reaching the site of a demonstration (because a breach of the peace was not imminent at the time the coaches were stopped) and in escorting the coaches back to London. 143 See, eg, Baczkowski v Poland [2007] ECHR 1543/06 (3 May 2007) in which the European Court of Human Rights found a violation of the right to peaceful assembly where a municipal authority refused permission for a march through the city regarding discrimination against homosexuals on the grounds of traffic regulations and the risk of clashes with counter-demonstrators. See also Platform ‘Artze fur das Leben v Austria (1991) 13 EHRR 204. 144 See, eg, Baczkowski v Poland [2007] ECHR 1543/06 (3 May 2007). 145 Joseph, Schultz and Castan, above n 75, 426. 146 The equivalent to s 13 is art 17 of the ICCPR, above n 1. 147 HRC, Communication No 397/1990, UN Doc CCPR/C/45/D/397/1990 (18 August 1992). 148 HRC, Communication No 117/1981, UN Doc CCPR/C/OP/2 (at 31) (10 April 1984). 149 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 14. 36 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities For instance, reasonable limits may be justified to ensure safety and security in Victorian prison facilities.150 3.12 Protection of Families and Children Section 17 of the Charter states that families are the fundamental group unit of society, and as such are entitled to protection by society and the state.151 The term ‘families’ is intended to be interpreted broadly, so as to recognise the diversity of families living in Victoria and to afford all such families protection.152 The HRC has confirmed in General Comments 16 and 19 that it is not possible to give the concept of ‘family’ a standard definition, and has emphasised that protection should be given to any group of people regarded within a particular country or region as a ‘family’.153 One of the principal ways in which the family is to be protected is through the promotion of family unity. This is most relevant in the context of, and has most commonly been agitated in cases concerning, the reunification of migrants with their families who remain overseas. In Australia, though this is more likely to be a matter for the federal jurisdiction, it is possible it may have some implications at state level, for example in the case of prisoners’ contact with families or the removal of a child from his or her home. The HRC has also emphasised that protection of families should be carried out by society, and requires the development of necessary protections by social institutions. 154 Section 17 of the Charter also establishes the right of the child, without discrimination, to protection in his or her best interests. This provision is modelled on art 24(1) of the ICCPR. The HRC has made the following comments in relation to the rights of the child: every possible economic and social measure should be taken to reduce infant mortality, to eradicate malnutrition among children, and to prevent them from being subjected to acts of violence and cruel and inhuman treatment or exploitation; 155 and in the cultural field, every possible measure should be taken to foster the development of a child’s personality and to provide them with a level of education that will enable them to enjoy other rights, such as the right to freedom of opinion and expression. 156 150 Ibid. 151 The right of families to protection is modelled on art 23 of the ICCPR, above n 1. 152 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 14. 153 HRC, General Comment No 16, above n 107, [5]; HRC, General Comment No 19: Protection of the Family, the Right to Marriage and Equality of the Spouses (1990) [2], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. 154 HRC, General Comment No 19, above n 153, [3]. 155 HRC, General Comment No 17: Rights of the Child (1989) [3], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. The Inter-American Court of Human Rights has held that an analogous provision imposes a positive obligation to ensure access to the conditions that guarantee a dignified existence’: ‘Street Children’ Case, Inter-American Court of Human Rights, Judgment of 19 November 1999, InterAm. Ct. H.R. (Ser. C) No. 63. 156 Ibid. 37 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities The HRC has also stated that all necessary measures should be taken ‘ensure that children fully enjoy the other rights enunciated in the Covenant. 157 3.13 Taking Part in Public Life It is a central principle of the international human rights framework that all people have the right, and should have the opportunity without discrimination, to participate in public affairs and, in particular, in decision-making processes that affect them.158 The concept of ‘public affairs’ is broad and extends to matters relevant to or affected by the exercise of governmental power across all levels (ie, local and state) and arms (ie, the legislature, executive and judiciary) of government.159 The rights to participate in the conduct of public affairs, to vote and to be elected at periodic elections, and to have equal access to the Victorian public service, are recognised in s 18 of the Charter. The section is modelled on art 25 of the ICCPR.160 In art 25 of the ICCPR, the rights to take part in public life are guaranteed to ‘[e]very citizen’. In s 18 of the Charter, the rights to vote and be elected at periodic elections, and to have equal access to the Victorian public service, are guaranteed to ‘[e]very eligible person’ (which in effect is likely to mean, for the most part, ‘every citizen’ of capacity and age), but the right to participate in public affairs extends to ‘[e]very person in Victoria’. The right to participate in public affairs conferred by the Charter is thus broader in terms than that in the ICCPR. In relation to art 25 of the ICCPR, the following principles apply: ‘Any conditions which apply to the exercise of the rights protected by article 25 should be based on objective and reasonable criteria.’ 161 All of the following comments should be read in light of this general principle. For example, the right to vote at elections can only be restricted by reference to ‘objective and reasonable criteria’ such as by the setting of a minimum age.162 157 Ibid. 158 CESCR, Substantive Issues Arising in the Implementation of the International Covenant in Economic, Social and Cultural Rights, above n 32, [12]. 159 HRC, General Comment No 25: The Right to Participate in Public Affairs, Voting Rights and the Right of Equal Access to Public Service (1996) [5], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. For further HRC jurisprudence on the right to participate in public life, see http://www.bayefsky.com/bytheme.php/id/1187. 160 There are broadly equivalent provisions in: Human Rights Act 2004 (ACT) s 17; Canadian Charter of Fundamental Rights and Freedoms art 3 (‘Canadian Charter’); New Zealand Bill of Rights Act 1990 (NZ) s 12; Constitution of the Republic of South Africa 1996 (Sth Afr) (‘South African Constitution’) s 19; and the European Convention on Human Rights, First Protocol, art 3. The Canadian Charter is part of the Canadian Constitution Act 1982, itself being Schedule B to the Canada Act 1982 (UK) c 11. The European Convention on Human Rights has been largely incorporated into UK law by the Human Rights Act 1998 (UK). 161 HRC, General Comment No 25, above n 161, [4]. 162 Ibid [10]. 38 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities The right to take part in the conduct of public affairs encompasses legislative, executive and administrative powers, taking in public administration and policy ranging from the international through to the regional and local level. 163 Methods of participation in public life include: exercising legislative or executive power; amending a state’s constitution; voting in referenda and elections; taking part in popular assemblies; and engaging in public debate and dialogue with elected representatives. 164 There must be ‘[g]enuine periodic elections … held at intervals which are not unduly long and which ensure that the authority of government continues to be based on the free expression of the will of the electors’.165 The state must ensure that all persons entitled to vote are able to do so, including by not instituting obstacles to registration or excluding the homeless, prohibiting intimidation and coercion of voters, and conducting education and registration campaigns.166 Positive measure should be taken to overcome specific difficulties, such as illiteracy, language barriers, poverty or impediments to freedom of movement which prevent people entitled to vote from exercising their rights effectively. The state is under numerous other obligations in relation to elections. 167 Strategies must be developed, special measures taken and resources dedicated to provide for the consultation and inclusion of individuals and groups who are marginalised or have special needs (such as people experiencing homelessness or poverty) in the development and implementation of public policies and programs.168 For access to the public service to be equal: ‘the criteria and processes for appointment, promotion, suspension and dismissal must be objective and reasonable’. In some circumstances, affirmative measures for specific citizens or classes of citizens may be appropriate. Access should be based on principles of equal opportunity and merit, and should include security of tenure.169 The term ‘public service’ is quite broad. 170 163 Ibid [5]. In South Africa, the Constitutional Court has recently held that the right to participate in public affairs requires parliament to provide people with a meaningful opportunity to be heard in the making of laws that will govern or affect them, including by convening adequate and accessible public hearings into Bills prior to enactment and by facilitating the provision of oral and written submissions: see Doctors for Life International v The Speaker of the National Assembly & Ors [2006] CCT 12/05 (17 August 2006) at http://www.constitutionalcourt.org.za/uhtbin/hyperion-image/J-CCT12-05. The Court will grant a margin of appreciate or discretion to parliament as to how and the extent to which it facilitates public participation, but measures taken must be ‘reasonable’, having regard to issues such as the impact of the legislation on the public: see also Matatiele Municipality & Ors v President of the Republic of South Africa & Ors [2006] CCT 73/05 (18 August 2006) at http://www.constitutionalcourt.org.za/uhtbin/hyperion-image/J-CCT73-05A. 164 HRC, General Comment No 25, above n 161, [6]–[8]. 165 Ibid [9]. 166 Ibid [11]. 167 See Ibid [9]–[21]. 168 Ibid. See also UN OHCHR, Draft Guidelines: A Human Rights Approach to Poverty Reduction Strategies (2002) 16–17 [Guideline 5], 48–52 [Guideline 14]. 169 HRC, General Comment No 25, above n 161, [23], [24]. 170 Protection has been afforded to schoolteachers and lecturers in universities: see respectively Delgado Paez v Colombia, HRC, Communication No 195/1985, UN Doc CCPR/C/39/D/195/1985 (12 July 1990); Aduayom v 39 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities The rights guaranteed by art 25 can only be fully supported by concomitant freedoms of expression, assembly and association, including (but not limited to) a free press and the freedom to organise politically.171 3.14 Cultural Rights The rights of persons with particular cultural, religious, racial and/or linguistic backgrounds to enjoy their culture, practise their religion, and use their language in community with others of their background are recognised in s 19(1) of the Charter. Section 19(2) specifically recognises that Aboriginal persons have distinct cultural rights which include enjoyment of their identity and culture, maintenance and use of their language, maintenance of kinship ties, and maintenance of ‘their distinctive spiritual, material and economic relationship with the land and waters and other resources with which they have a connection under traditional laws and customs’. Section 19 of the Charter is modelled on art 27 of the ICCPR; in particular, s 19(2) reflects decisions of the HRC extending art 27 to the protection of rights of indigenous peoples. 172 The section also draws on s 4 of the Multicultural Victoria Act 2004 (Vic).173 In relation to art 27 of the ICCPR, the following principles apply: The particular rights of members of ethnic, religious or linguistic minorities recognised in art 27 are separate from and in addition to the general rights that such people enjoy under other provisions of the Covenant in common with everyone else.174 The rights recognised in art 27 are conferred on all members of minority groups existing within a state party, even if they are not nationals, citizens or permanent residents of the state. The rights are enjoyed equally by temporary visitors to a state.175 The state does not have power to define a ‘minority’ or its membership.176 Togo, HRC, Communications Nos 422/1990, 423/1990 and 424/1990, CCPR/C/51/D/422/1990, CCPR/C/51/D/422/423/1990 and CCPR/C/51/D/422/424/1990 (30 June 1994). 171 HRC, General Comment No 25, above n 161, [8], [12], [25]. 172 See, eg, Lovelace v Canada, HRC, Communication No 24/1977 (30 July 1981); Report of the Human Rights Committee, GAOR, 36th sess, Supp 40, UN Doc A/36/40, 166; Kitok v Sweden, HRC, Communication No 197/1985, CCPR/C/33/D/197/1985 (27 July 1988); Ominayak v Canada, HRC, Communication No 167/1984, UN Doc CCPR/C/38/D/167/1984 (26 March 1990). 173 There are broadly equivalent provisions in the Human Rights Act 2004 (ACT) (s 27), New Zealand Bill of Rights Act 1990 (s 20) and South African Constitution (ss 30, 31). 174 HRC, General Comment No 23: The Rights of Minorities (1994) [1], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. For further HRC jurisprudence on the rights of minorities, see http://www.bayefsky.com/bytheme.php/id/922 and on cultural rights, see http://www.bayefsky.com/bytheme.php/id/751. 175 Ibid [5.2]. 176 Ibid; Lovelace v Canada, HRC, Communication No 24/1977 (30 July 1981); Report of the Human Rights Committee, GAOR, 36th sess, Supp 40, UN Doc A/36/40, 166. 40 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities States may be under an obligation to take ‘positive measures … to protect the identity of a minority and the rights of its members to enjoy and develop their culture and language and to practise their religion, in community with the other members of the group’. 177 One form in which culture manifests itself is in ‘particular way[s] of life associated with the use of land resources, especially in the case of indigenous peoples’.178 This is recognised in s 19(2) of the Charter, which goes beyond the express provisions of the ICCPR. The protection of rights provided by art 27 ‘is directed towards ensuring the survival and continued development of the cultural, religious and social identity of the minorities concerned, thus enriching the fabric of society as a whole’. 179 3.15 Property Rights Section 20 of the Charter provides that a person must not to be deprived of property other than in accordance with law. This section has no direct equivalent in the ICCPR.180 However, the ICCPR does require states parties to the Covenant to respect and ensure to all individuals within their territories the rights recognised in the Covenant without any distinction, including as to property.181 Although the term ‘property’ is not defined in the Charter, it is likely to be interpreted broadly to include both real and personal property, and possibly also intellectual property. The term ‘deprived’ is similarly not defined in the Charter but is likely to include transfer, extinguishment, disposition, destruction or substantial lessening of value. The Human Rights Consultation Committee, on whose report the Charter was largely modelled, referred to the federal constitutional guarantee of ‘just terms’ where property is compulsorily acquired by the state and noted that the guarantee does not apply to property acquired under state law.182 However, the right ‘does not provide a right to compensation’. 183 Beyond this, it is difficult to comment on the likely content of this right. The broadly equivalent rights in the European Convention on Human Rights and the South African Constitution are expressed in much more detail than s 20 of the Charter and so jurisprudence of courts on those provisions is likely to be of limited value in interpreting s 20. 177 General Comment No 23, above n 174, [6.2]. 178 Ibid [7]. 179 Ibid [9]. 180 There are broadly equivalent provisions in the European Convention on Human Rights (first protocol, art 1) and the South African Constitution (s 25). 181 ICCPR, above n 1, art 2(1). 182 Human Rights Consultation Committee, Rights, Responsibilities and Respect: Report of the Human Rights Consultation Committee (2005) 36. 183 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 15. See also Halwood Corporation (in liq) v Roads Corporation [2008] VSC 28 (14 February 2008). 41 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities 3.16 Right to Liberty and Security of Person The rights of persons: to liberty and security; not be arbitrarily arrested or detained; not be deprived of liberty except in accordance with law; to be informed of the reasons for being arrested and of any proceedings to be brought against them; to promptly be brought before a court and brought to trial; and to other related procedures and guarantees, including the right not to be imprisoned merely for being unable to fulfil a contractual obligation, are recognised in s 21 of the Charter. This section is modelled on art 9 of the ICCPR, except the right to freedom from imprisonment for contractual breach, which is modelled on art 11.184 According to the Explanatory Memorandum, by contrast to the equivalent provision in the Canadian Charter, s 21 of the Victorian Charter is ‘concerned primarily with physical liberty [and] is not intended to extend to such matters as a right to bodily integrity, personal autonomy or a right to access medical procedures’. 185 In relation to art 9 of the ICCPR, the HRC has stated that following principles apply: The right applies to all deprivations of liberty and not just in respect of criminal cases, listing deprivations in the instances of ‘mental illness, vagrancy, drug addiction, educational purposes, [and] immigration control’ as examples.186 This includes preventive detention.187 The state has horizontal obligations to protect individuals’ rights to personal security as against other private individuals.188 The right to liberty probably does not preclude states from imposing restrictions on people’s ability to move freely within a state. 189 However, such restrictions may violate the right to freedom of movement.190 184 There are broadly equivalent provisions in the Human Rights Act 2004 (ACT) (s 18), Canadian Charter (art 7), New Zealand Bill of Rights Act 1990 (s 22), South African Constitution (s 12) and European Convention on Human Rights (art 5). 185 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 26. 186 HRC, General Comment No 8: Right to Liberty and Security of Persons (1982) [1], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. For further HRC jurisprudence on the right to liberty and security of person, see http://www.bayefsky.com/bytheme.php/id/1131. 187 Ibid [4]. 188 Delgado Paez v Colombia, HRC, Communication No 195/1985, UN Doc CCPR/C/39/D/195/1985 (12 July 1990). 189 Celepli v Sweden, HRC, Communication No 456/1991, UN Doc CCPR/C/51/D/456/1991 (26 July 1994). 190 ICCPR, above n 1, art 12; the Charter s 12. 42 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Pre-trial detention should only be used in exceptional circumstances, and should be as short as possible.191 The extent of the requirement that a person ‘promptly’ be brought before a court and to trial is unclear. It has been suggested that somewhere between three and five days is likely to be the limit, but that there are signs that there is a trend towards a stricter view regarding this limit.192 While art 9 of the ICCPR is generally concerned with the lawfulness of detention, the HRC has stated that: the notion of ‘arbitrariness’ must not be equated with ‘against the law’ but be interpreted more broadly to include such elements as inappropriateness and injustice. Furthermore, remand in custody could be considered arbitrary if it is not necessary in all the circumstances of the case … the element of proportionality becomes relevant in this context.193 In A v Australia,194 the HRC also stated that the following considerations are relevant to whether detention is arbitrary: whether there has been individual consideration of whether detention is necessary rather than a blanket decision to detain a class of people; the length of time of non-punitive detention; and whether detention is a disproportionate measure in the circumstances. The HRC found in that case that administrative detention of an asylum seeker was arbitrary and in breach of art 9 on the basis that he was detained for four years pursuant to a blanket policy of detaining all persons in his situation. In the United Kingdom, the following situations, among others, have been argued to constitute a breach of the analogous right to personal freedom under art 5 of the European Convention on Human Rights: 191 delays in the processing of asylum applications while the applicants were held in detention;195 HRC, General Comment No 8, above n 186, [3]. 192 Joseph, Schultz and Castan, above n 75, 222–3, citing Van der Houwen v The Netherlands, HRC, Communication No 583/1994, UN Doc CCPR/C/54/D/583/1994 (24 July 1995), Jijon v Ecuador, HRC, Communication No 277/1988, UN Doc CCPR/C/44/D/277/1988 (26 March 1992), and HRC, Consideration of Reports Submitted by States Parties under Article 40 of the Covenant: Concluding Observations of the Human Rights Committee: Zimbabwe, UN Doc CCPR/C/79/Add.89 (1998) [17]. 193 A v Australia, HRC, Communication No 560/1993, UN Doc CCPR/C/59/D/560/1993 (3 April 1997) [9.2] (italics added). See also Van Alphen v The Netherlands, HRC, Communication No 305/1988, UN Doc CCPR/C/39/D/305/1988 (15 August 1990) [5.8]. 194 Ibid [9.1]–[9.7]. 195 R (Saadi, Maged, Osman and Mohammed) v Secretary of State for the Home Department [2002] 1 WLR 3131. Note, however, that while the UK High Court found a breach of art 5, this was overturned by the Court of Appeal. The Court of Appeal judgment was upheld by the House of Lords and, subsequently, the European Court of 43 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities the imposition of mandatory life sentences for murder;196 the detention of persons for several hours in a police cordon; 197 delays in the process for reviewing the involuntary detention of persons for mental health treatment purposes;198 and delays in the consideration of an application for parole entitled a prisoner.199 The European Court of Human Rights has also considered the right to liberty and security, particularly the right to freedom from arbitrary detention, in a number of cases pertaining to remand detention. This jurisprudence establishes that: a person charged with an offence should always be released pending trial, unless the prosecution can show there are ‘relevant and sufficient’ reasons to justify detention; a reasonable suspicion that a person has committed an offence is a necessary precondition for the lawfulness of detention but, after a certain lapse of time, it no longer suffices; the ‘gravity of the charge(s)’ and the ‘severity of [a] potential sentence’ will not in itself legitimise prolonged detention; continued detention will only be justified if there are specific indications of a public interest which, notwithstanding the presumption of innocence, outweigh the rule of respect for individual liberty; the state must ‘scrupulously examine’ and address ‘evolving circumstances’ in order to legitimise the continued deprivation of liberty of a defendant. ‘Mere repetition’ of earlier rationales in the ‘later stages of investigation’ will not justify continued detention; the authorities must also demonstrate ‘due and special diligence’ in ensuring the expeditious conduct of proceedings; and detained persons must have the ability to ‘obtain a review by a court of the lawfulness of their detention both at the time of the initial deprivation of liberty and, where new issues of lawfulness are capable of arising, periodically thereafter’.200 Human Rights: Saadi v United Kingdom, European Court of Human Rights (4th Section), Application No 13229/03, 11 July 2006. 196 R v Lichniak; R v Pyrah [2003] 1 AC 903. 197 Austin & Saxby v Metropolitan Police Commissioner [2005] EWHC 480. In this case, the UK High Court held that the detention of the claimants for several hours in a police cordon constituted a deprivation of their liberty contrary to article 5 of the ECHR but was justified as there had been a conditional intention to arrest those whom it was lawful and practicable to arrest. Additionally, the detention although amounting to false imprisonment had been necessary for the protection of the crowd to detain them until dispersal could be safely arranged. 198 R (on the application of KB) v Mental Health Review Tribunal [2004] QB 936. See also R v Secretary for the Home Department & Anor, ex parte IH [2002] EWCA Civ 646. 199 Johnson v Secretary of State for the Home Department [2007] EWCA Civ 427; R (on the application of Cooper) v Parole Board [2007] EWHC 1292 (Admin). 200 Benjamin and Wilson v United Kingdom (2003) 36 EHRR 1. See also Melnikova v Russia [2007] ECHR 24552/02 (21 June 2007); Duyum v Turkey [2007] ECHR 57963/00 (27 March 2007); Tereszczenko v Poland [2007] ECHR 37326/04 (3 April 2007); Kreisz v Hungary [2007] ECHR 12941/05 (3 April 2007). 44 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities 3.17 Humane Treatment When Deprived of Liberty The right to be treated humanely when deprived of liberty is recognised in s 22 of the Charter. In addition to establishing the right of all persons deprived of liberty to be treated with humanity and with respect for the inherent dignity of the human person, s 22 also establishes that accused persons who are detained and persons who are detained without charge should: generally be segregated from convicted offenders;201 and be treated in a way appropriate to a person who has not been convicted. 202 This section is modelled on art 10 of the ICCPR, but has a wider scope in that it specifically refers to the right of persons who are detained but have not been convicted to humane treatment.203 In relation to art 10 of the ICCPR, the following principles apply: The rights apply ‘to any one deprived of liberty under the laws and authority of the State who is held in prisons, hospitals — particularly psychiatric hospitals — detention camps or correctional institutions or elsewhere’. 204 This is reflected in the wording of the Charter, noted above.205 The Standard Minimum Rules for the Treatment of Prisoners 206 and the Body of Principles for the Protection of all Persons under Any Form of Detention or Imprisonment207 should be taken into account in determining the content of the obligation to treat detainees with humanity and dignity. The travaux preparatoires of the ICCPR support that approach in relation to the Minimum Rules208 and the HRC has applied the Minimum Rules in giving content to article 10 and, in connection with article 10, have asked State parties in their reports to indicate to what extent they are applying the Minimum Rules and 201 Section 22(2). 202 Section 22(3). 203 There are broadly equivalent provisions in the Human Rights Act 2004 (ACT) (s 19), New Zealand Bill of Rights Act 1990 (s 22) and South African Constitution (s 35(2)(e)). 204 HRC, General Comment No 21 (Replaces General Comment 9) concerning Humane Treatment of Persons Deprived of Liberty (1992) [2], available from http://www.ohchr.org/english/bodies/hrc/comments.htm. For further jurisprudence on the right to human treatment of persons in detention, see http://www.bayefsky.com/bytheme.php/id/1006. 205 The New Zealand Court of Appeal has held that detention includes not only confinement, but also extends to any ‘substantial intrusion on personal liberty’: Police v Smith and Herewini [1994] 2 NZLR 306. 206 Adopted by the First United Nations Congress on the Prevention of Crime and the Treatment of Offenders, Geneva, Switzerland (1955), available at http://www.ohchr.org/english/law/treatmentprisoners.htm (‘Standard Minimum Rules’). 207 Adopted by the UN General Assembly in GA Res 43/173, GAOR, 43 rd sess, 76th plen mtg, UN Doc A/RES/43/173 (9 December 1988), available at http://www.ohchr.org/english/law/bodyprinciples.htm (‘Body of Principles’). 208 Mark Bossuyt, Guide to the Travaux Preparatoires of the International Covenant on Civil and Political Rights (1987) 233. 45 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities the Body of Principles.209 Carr J (dissenting in the overall result) used the Minimum Rules and the Body of Principles to construe article 10 in respect of the right to humane treatment in detention in Wu v Minister for Immigration for Ethnic Affairs.210 Article 10 imposes a positive obligation on the state towards persons who are particularly vulnerable because of their status as persons deprived of liberty. In accordance with this article, persons deprived of their liberty may not be: subjected to any hardship or constraint other than that resulting from the deprivation of liberty; respect for the dignity of such persons must be guaranteed under the same conditions as for that of free persons. Persons deprived of their liberty enjoy all the rights set forth in the Covenant, subject to the restrictions that are unavoidable in a closed environment.211 The implementation of the right is not dependent on the material resources available to the state and the right must be enjoyed by all persons without any kind of distinction as to race, sex, etc.212 Article 10(3) provides, inter alia, that ‘[t]he penitentiary system shall comprise treatment of prisoners the essential aim of which shall be their reformation and social rehabilitation’. The HRC has emphasised that every penitentiary system must seek to realise that aim and must not be ‘only retributory’.213 There is no equivalent provision in s 22 of the Charter but it is arguable that the same essential aim informs s 22. Breaches of art 10(1) have been found, inter alia, in cases where the prisoner is denied adequate bedding, food, exercise or medical attention; is exposed to unsanitary food/water and/or living conditions; physical abuse; extended periods of isolation; overcrowding; lack of educational opportunities, work or reading materials; and physical, psychological and verbal abuse.214 Article 10(1) also complements the ban on torture or other cruel, inhuman or degrading treatment or punishment contained in art 7 of the ICCPR. Thus, persons deprived of their liberty may not be subjected to treatment that is contrary to art 7, including medical and scientific experimentation, nor may they be subjected to any hardship or constraint other than that resulting from the deprivation of liberty. 215 Consistently with the jurisprudence of the HRC 209 Kurbanov v Tajikistan, HRC, Communication No 1096/2002,UN Doc CCPR/C/79/D/1096/2002 [7.8]; Mukong v Cameroon, HRC, Communication No 458/1991, UN Doc CCPR/C/51/D/458/1991 (1994) [9.3]; HRC, General Comment No 21, above n 204, [5]. 210 (1996) 64 FCR 245, 265. 211 HRC, General Comment No 21, above n 204, [3]. 212 Ibid [4]. 213 Ibid [10]. 214 See, eg, Robinson v Jamaica, HRC, Communication No 731/1996, UN Doc CCPR/C/68/D/731/1996 (2000); Sextus v Trinidad and Tobago, HRC, Communication No 818/1998, UN Doc CCPR/C/72/D/818/1998 (2001); Lantsova v Russian Federation, HRC, Communication No 763/1997, UN Doc CCPR/C/74/D/763/1997 (2002); Freemantle v Jamaica, HRC, Communication No 625/1995, UN Doc CCPR/C/68/D/625/1995 (2000). 215 HRC, General Comment No 21, above n 204, [3]. 46 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities in respect of art 7, the HRC has recognised that mental distress and deterioration caused by detention may constitute a breach of art 10(1). 3.18 Children in the Criminal Process The rights of children in the criminal process are recognised in s 23 of the Charter. These include: the right of a child who is detained to be segregated from adults in detention; the right of an accused child to be brought to trial as quickly as possible (which goes beyond the requirement of ‘a reasonable time’ as required in respect of adults);216 and the right of a child who has been convicted to be treated in a way appropriate to their age. The Charter defines ‘child’ as a person under the age of 18. 217 This section is modelled on arts 10(2)(b) and 10(3) of the ICCPR.218 The interpretation and application of s 23 may be further influenced by other international instruments relevant to children in the criminal process, including: 3.19 United Nations Rules for the Protection of Juveniles Deprived of their Liberty;219 United Nations Standard Minimum Rules for the Administration of Juvenile Justice;220 and United Nations Guidelines for the Prevention of Juvenile Delinquency.221 Fair Hearing The right to a ‘fair hearing’ is recognised in s 24 of the Charter, which provides that: (1) A person charged with a criminal offence or a party to a civil proceeding has the right to have the charge or proceeding decided by a competent, independent and impartial court or tribunal after a fair and public hearing. See, eg, Perovic v CW (Unreported, ACT Children’s Court, Magistrate Somes, 1 June 2006) available at http://acthra.anu.edu.au/cases/case.php?id=49. 216 217 Although not specified in the ICCPR, the HRC has suggested that the guarantees in art 10 should apply to all persons under the age of 18: see HRC, General Comment No 17, above n 155, [4]. 218 There are broadly equivalent provisions in the Human Rights Act 2004 (ACT) (s 20) and the New Zealand Bill of Rights Act 1990 (s 25) and South African Constitution (s 28). For HRC jurisprudence on the rights of children in the criminal process, see http://www.bayefsky.com/bytheme.php/id/1112. 219 Adopted by General Assembly resolution 45/113 of 14 December 1990, available at http://www.ohchr.org/english/law/res45_113.htm. 220 Adopted by General Assembly resolution 40/33 of 29 November 1985, available at http://www.ohchr.org/english/law/beijingrules.htm. 221 Adopted and proclaimed by General Assembly resolution 45/112 of 14 December 1990, available at http://www.ohchr.org/english/law/juvenile.htm. 47 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities (2) Despite sub-section (1), a court or tribunal may exclude members of media organisations or other persons or the general public from all or part of a hearing if permitted to do so by a law other than this Charter. (3) All judgments or decisions made by a court or tribunal in a criminal or civil proceeding must be made public unless the best interests of a child otherwise requires or a law other than this Charter otherwise permits. Section 24 applies to both persons charged with criminal offences222 and persons who are party to a civil proceeding.223 The right to a ‘fair hearing’ under s 24 of the Victorian Charter is broadly similar to provisions in other jurisdictions, including art 14(1) of the ICCPR,224 although the wording used varies slightly. The concept of a fair hearing contains many elements and the standards against which a hearing is to be assessed in terms of fairness are interconnected. At the very least, the minimum basic elements of the right to a fair hearing can be said to consist of: equal access to, and equality before, the courts; the right to legal advice and representation; the right to procedural fairness; the right to a trial without undue delay; the right to a competent, independent and impartial tribunal established by law; the right to a public hearing; the right to have the free assistance of an interpreter where necessary; and certain rights in respect of self-represented litigants. Each of these elements of the right to a fair hearing is discussed further below. It is notable that while many of these elements may also arise under the common law, s 24 of the Charter provides for ‘a positive right to a fair trial, rather than the right not to be tried unfairly as the common law provides’.225 According to UK jurisprudence, a person is ‘charged with a criminal offence’ when he or she is officially alerted to the likelihood of criminal proceedings against him or her, normally being the time when he or she is formally charged or served with a summons. Arrest would not ordinarily mark the beginning of the period: see, eg, Attorney General's Reference (No 2 of 2001) [2003] UKHL 68, [2004] 2 AC 72, paras 26-28, 31, 43, 44, 45, 128, 129, 140 and 141. 222 223 A civil dispute does not necessarily have to be in a court for the right to a fair hearing to apply. From the UK experience, if the procedure involves the decisive settlement of a genuine, serious dispute, for example concerning a right or obligation and not merely the exercise of a discretion, then s 24 may apply. 224 There are broadly equivalent provisions in the Human Rights Act 2004 (ACT) (s 21), Canadian Charter (art 6), New Zealand Bill of Rights Act 1990 (s 25), South African Constitution (s 35(3)) and the European Convention on Human Rights (art 6). 225 R v Griffin [2007] ACTCA 6 (5 April 2007), [4] – [6] (Higgins CJ, Gray and Madgwick JJ). 48 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities (a) Equal Access to Courts Article 14 of the ICCPR has been interpreted to signify that all persons must be granted, without discrimination, the right of equal access to the justice system. The administration of justice must ‘effectively be guaranteed in all cases to ensure that no individual is deprived, in procedural terms, of his/her right to claim justice’.226 This is inherently linked with notions of equality before the courts and may raise issues of court fees, complexity of procedure, a right to legal aid, awarding of costs and discrimination. Courts have determined that equal access to the courts requires the legal system to be set up in such a way as to ensure that people are not excluded from the court process. 227 However, this right is not unlimited and courts have generally recognised the following categories of exclusion from the court process: litigants who bring cases without merit;228 bankrupts; minors; people who fall outside a reasonable time-limit or limitation period for bringing a case;229 and other people where there is a legitimate interest in restricting their rights of access to a court, provided the limitation is not more restrictive than necessary. 230 It is important to note, however, that the right to a fair hearing is a fundamental human right which must not be limited in the mere interests of ‘practicality and convenience’. 231 Limitations on the right to equal access to courts are discussed in further detail below. Equal access to courts has also been linked to the notion of equality before the courts. In Olo Bahamonde v Equatorial Guinea, the HRC stated that ‘a situation in which an individual’s attempts to seize the competent jurisdictions of their grievances are systematically frustrated runs counter to the guarantees of Article 14(1)’.232 In Graciela Ato del Avellanal v Peru, the HRC was of the view that the preclusion of married women from bringing suits regarding matrimonial property breached article 14(1) of the ICCPR as it discriminated against litigants on the basis of sex and marital status. 233 226 HRC, Draft General Comment No 32: Article 14 Concerning the Right to Equality before Courts and Tribunals and to a Fair Trial, CCPR/C/GC/32/CRP.1Rev.2 (2006), [2] available from http://www.ohchr.org/english/bodies/hrc/comments.htm. See also Raymond v Honey [1983] 1 AC 1. 227 Department for Constitutional Affairs, Human Rights: Human Lives (2006), available at www.dca.gov.uk/peoples-rights/human-rights/pdf/hr-handbook-public-authorities.pdf. 228 See, eg, Ashingdane v United Kingdom (1985) 7 EHRR 528, [58]; M v United Kingdom (1987) 52 DR 269, 270; Seal v Chief Constable of South Wales Police [2007] UKHL 31, [20]. 229 Stubbings v United Kingdom (1996) 23 EHRR 213. 230 See generally Department for Constitutional Affairs, Human Rights: Human Lives (2006) 20. 231 R v McBride [2007] ACTSC 8 (13 February 2007). 232 Olo Bahamonde v Equatorial Guinea, HRC, UN Doc CCPR/C/49/D/468/1991, [9.4]. 233 Graciela Ato del Avellanal v Peru, UN Doc CCPR/C/34/D/202/1986. 49 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities (b) Right to Legal Advice and Representation The jurisprudence regarding legal aid emphasises that the right to a fair hearing does not impose an obligation on the state to provide free legal assistance in civil matters. It does, however, require the state to make the court system accessible to everyone, which may itself entail the provision of legal aid. Indeed, the complexity of some cases may actually require legal aid to ensure a fair hearing.234 According to the HRC’s recent Draft General Comment on art 14 of the ICCPR, availability or access to legal assistance is often determinative of whether or not a person can access the relevant judicial proceedings or participate in them in a meaningful way. 235 The HRC also encourages states to provide free legal aid in all types of cases where the individual cannot afford it, but observed that there may be situations where states are positively obliged to provide it.236 In P C and S v UK,237 the European Court held that the failure to provide an applicant with a lawyer was a violation because, in the circumstances, legal representation was deemed to be indispensable. Lack of legal representation prevented the party from putting forward their case effectively because of the complexity, high emotional content and serious consequences of the proceedings. A state’s obligation to provide legal aid was further clarified in Steel and Morris v UK in which the European Court held that states ‘enjoy a free choice of the means to be used in guaranteeing litigants the right to a fair trial.’238 The European Court reiterated that legal aid schemes represent but one of those means. The Court added that the right of access to a lawyer is not absolute and may be subject to restriction provided that those restrictions pursue a legitimate aim and are proportionate. It may be acceptable to impose conditions on the grant of legal aid based on the financial situation of the applicant or on the prospects of their success in the proceedings. It is not incumbent upon the state to seek, through public funds, to ensure total equality of arms as long as each side is afforded a reasonable opportunity to present their case under conditions that do not put them at a substantial disadvantage. The case of Currie v Jamaica239 involved a prisoner on death row and his ability to launch a constitutional challenge. The HRC found that the state’s denial of legal aid amounted to a denial of a fair hearing. Although the HRC did not regard provision of legal aid as an absolute right of litigants, it held that the state was under an obligation to make proceedings in the constitutional court available and effective. The complexity of constitutional proceedings was a significant factor in determining that legal aid was required. It was not the denial of legal aid 234 Department for Constitutional Affairs, above n 227, 20. See also Airey v Ireland [1979] 6289/73 ECHR 3 (9 October 1979); R v Home Secretary, Ex parte Leech (No 2) [1994] QB 198; New Brunswick (Minister of Health and Community Services ) v G (J) [1999] 3 SCR 46. 235 Draft General Comment 32, above n 226, [3]. 236 Ibid. 237 56547/00 [2002] ECHR 604 (16 July 2002). 238 Steel and Morris v UK, 68416/01 [2005] ECHR 103 (15 February 2005). 50 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities itself that amounted to a breach but rather that its absence resulted in a denial of access to the courts, which the state did not rectify in any other way. Similarly, in Golder v United Kingdom,240 the applicant, a prisoner, was denied access to his solicitor to discuss the prospect of bringing a civil suit. This was held to violate his right to a fair hearing because although not preventing him from bringing a proceeding altogether, it did prevent him from commencing it at that time. The European Court held that the fair conduct of a civil proceeding is meaningless if one does not have the right to bring the proceeding in the first place and explained that the convention presupposes the right of access to the courts just as it presupposes the existence of the courts themselves. 241 In Airey v Ireland,242 the European Court held that fulfilment of a duty under the ECHR requires positive action by the state and thus it is a positive duty to ensure effective access to the courts. Likewise, in its Concluding Observations on Norway, the HRC noted that civil proceedings are serious enough to warrant an entitlement to legal aid when they concern the attempted enforcement of a right protected by the ICCPR. 243 Most recently, in Jarrett (R on the Application of) v Legal Services Commission 244 and Challender (the Queen on the application of) v Legal Services Commission,245 the UK High Court held that where the withholding of legal aid would make the assertion of a civil claim practically impossible or where it would lead to an obvious unfairness of the proceedings, the state will be positively required to provide civil legal aid. In sum, the jurisprudence indicates that an individual’s access to the justice system should not be prejudiced by reason of his or her inability to afford the cost of independent advice or legal representation. (c) Costs of Litigation An important aspect of ensuring equal access to justice is the applicant’s ability to pay the associated costs and the discriminatory effect this has on disadvantaged members of the community.246 In Kreuz v Poland,247 the requirement to pay court fees was held to be a violation of article 6 of the ECHR because it imposed a disproportionate burden on the individual. While the right to a fair hearing does not endow citizens with the right to free civil proceedings, the European 239 UN Doc CCPR/C/50/D/377/1989. 240 4451/70 [1975] ECHR 1 (21 February 1975). 241 Ibid. 242 6289/73 [1979] ECHR 3 (9 October 1979). 243 Concluding Observation on Norway, UN Doc CCPR/C/79/Add. 112(1999). This was particularly so in the context of the discriminatory impact of high legal costs and the absence of legal aid on Sami protection of traditional livelihood from competing land uses. 244 [2001] EWHC Admin 389. 245 [2004] EWHC 925 (Admin). 246 See, eg, R v Lord Chancellor, Ex parte Witham [1998] QB 575 (Laws J). 247 28249/95 [2001] ECHR 398 (19 June 2001). 51 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Court said that the imposition of court fees must be balanced against the burden placed on the individual litigant. The relevant factors in this case were: the level of court fees involved; the court had refused his application without taking into consideration any evidence; and under the relevant domestic law, an exemption from fees could be revoked when the circumstances of the individual changed, effectively suspending the fees temporarily and allowing the applicant to commence his proceedings. The significance of the issues raised by a case is also relevant to the compatibility or incompatibility of court fees with the right to a fair hearing. 248 In Aarela v Finland,249 the HRC held that a rigid application of a policy to award costs to the winning party may breach the right of access to justice contained in the right to a fair hearing. The imposition of substantial costs against a disadvantaged claimant may prevent them from bringing a proceeding at all and therefore hinder their ability to remedy a breach of their rights. The HRC held that there should be judicial discretion to consider individual circumstances on a case-by-case basis and that, without such a discretion, the imposition of indiscriminate costs acts as a strong deterrent to the whole community, particularly its disadvantaged members, in exercising their right to have their complaint heard. Notions of fairness in matters relating to security for costs have undergone a case-by-case development. In Ait Mouhoub v France,250 the requirement to pay 80,000 francs for proceedings against the gendarmes was held to be a disproportionate obstacle to the author’s access to court. However, in Tolstoy Miloslavsky v UK,251 the payment of 124,900 pounds was not considered an infringement of art 6 of the ECHR. It is clear that the availability of funding for the costs of litigation, including court fees, disbursements and awards of costs is critical to ensuring access to justice for impecunious litigants. In many cases, a lack of available funding creates a significant barrier to progressing claims and may result in an individual being unable to access justice effectively. (d) Right to Procedural Fairness Article 14 of the ICCPR provides procedural guarantees as to the conduct of a hearing. Essentially, the right ensures litigants have the opportunity to present their case in conditions without substantial disadvantage compared to the other party. However, the right to procedural fairness does not necessarily amount to a guarantee of a favourable outcome and 248 See, eg, Ciorap v Moldova [2007] ECHR 70204/01 (19 June 2007), in which the European Court found a violation of art 6 on the grounds that the applicant should have been exempted from paying court fees due to the serious nature of his allegations of torture, regardless of his ability to pay. 249 Anni Aarela and Jouni Nakkalajarvi v Finland, UN Doc CCPR/C/73/D/779/1997. 250 22924/93 [1998] ECHR 97 (28 October 1998). 251 18139/91 [1995] ECHR 25 (13 July 1995). 52 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities errors of fact or law do not amount to a violation of the right.252 The procedural guarantees include equal access to courts, fair and public hearings, and the competence, impartiality and independence of the judiciary.253 The same procedural rights must be given to each party involved unless distinctions can be justified on objective and reasonable grounds. 254 More specifically, the interests of equality between parties demand that each side be given the opportunity to respond to evidence put forward by the other. This may include access to material held by the other side or an equal ability to cross-examine witnesses.255 In Gertruda Hubertina Jansen-Gielen v The Netherlands,256 the HRC stated that there is a duty imposed on courts (in the absence of time limits) to ensure that each party has the opportunity to challenge the documentary evidence that the other has filed and that proceedings should be adjourned if necessary. The ECHR has also found that a fair hearing requires parties to have the opportunity to have knowledge of and comment on all evidence adduced.257 In Anni Aarela and Jouni Nakkalajarvi v Finland,258 the authors were precluded from responding to a brief the other party had submitted and which was then relied upon to their detriment. The HRC held that justice required the ability of each party to contest the arguments and evidence of the other party. The HRC also determined that the onus of establishing unfairness lies on the author. 259 In the case of Daniels v Walker,260 the parties agreed on a joint expert in accordance with the UK Civil Procedure Rules. However, one of the parties was dissatisfied with the report but was denied permission to seek their own expert. They consequently argued a breach of the right to a fair trial because denial had ‘barred the essential or fundamental part of [their] claim’. The court agreed and said that where there were sound reasons for a party wishing to obtain further evidence before deciding whether to challenge part or whole of a report, then the request to instruct another expert should be allowed at the court’s discretion. If, however, the damages claimed are modest, the court may, in the interests of proportionality, refuse the request and merely allow the party to put questions to the expert who had already prepared the report. 252 RM v Finland, UN Doc CCPR/C/35/D/301/1998. See also BdB v Netherlands, UN Doc CCPR/C/35/D/273/1988 and Martinez Mercader et al v Spain, UN Doc CCPR/C/84/D/1097/2002. 253 BdB v Netherlands, UN Doc CCPR/C/35/D/273/1988. 254 Draft General Comment 32, above n 226, [3]. 255 See, eg, R v Bersinic [2007] ACTSC 46 (6 July 2007) in which Connolly J of the ACT Supreme Court stated that, where the defendant’s right to a fair trial under s 21 of the Human Rights Act 2004 (ACT) was compromised because he was unable to access evidence or cross-examine certain witnesses on the grounds of national security, it was ‘clearly correct and proper’ that the prosecution withdraw the charges. 256 UN Doc CCPR/C/71/D/846/1999. 257 Van Orshoven v Belgium, 20122/92 [1997] ECHR 33 (25 June 1997). 258 UN Doc CCPR/C/73/D/779/1997. 259 The HRC also stated that the procedural practice applied by domestic courts is a matter for the courts to determine in the interests of justice. 260 [2000] 1 WLR 1382. 53 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities In the case of Pappas v Noble,261 the ACT Supreme Court held that a provision in another Act which had the effect of rendering evidence inadmissible that would otherwise be determinative in civil proceedings would be inconsistent with the right to a fair trial. (e) Right to an Expeditious Hearing According to the HRC’s Draft General Comment No 32, an important aspect of a fair hearing is its expeditiousness. In fact, the most litigated requirement under art 6 of the ECHR is the obligation to ensure that proceedings do not exceed a reasonable time.262 Delays in civil proceedings that cannot be justified by the complexity of the case or the behaviour of the parties are not compatible with the right to a fair hearing. 263 It is clear from the jurisprudence that the level of expeditiousness required will depend very much on the circumstances of the case. Factors to be taken into account include: the type and complexity of the case; the conduct and diligence of both sides of the dispute; the conduct and diligence of the court; and what is at stake for the applicant in the dispute. 264 Some examples of decisions on the reasonableness of delay include: the European Court placed a greater emphasis on the need for an expeditious hearing in the case of a terminally ill AIDS patient in X v France265 and in a case concerning the adoption of a child in H v United Kingdom;266 the European Court held that an employment dispute which lasted 9 years was unreasonable in the overall circumstances;267 the HRC has held that a delay of 7 years in a dismissal complaint was unreasonable, as was a further two and a half year delay in the implementation of the remedy. 268 Conversely, two years and nine months was considered reasonable for a dismissal complaint in Casanovas v France;269 261 [2006] ACTSC 39. 262 Rosalind English, Human Rights Update (2005) One Crown Office Row, available at www.humanrights.1cor.com/247/. 263 General Comment 32, above n 226, [7]. See also Yves Morael v France UN Doc CCPR/C/36/D/207/1986 and Ruben Turibio Munoz Hermoza v Peru UN Doc CCPR/C/34/D/203/1986, which held that a fair hearing in civil proceedings required justice be rendered without undue delay. 264 See, eg, Kreisz v Hungary [2007] ECHR 12941/05 (3 April 2007). 265 18020/91 [1992] ECHR 45 (31 March 1992). 266 9580/81 [1987] ECHR 14 (8 July 1987). 267 Darnell v United Kingdom 15058/89 [1993] ECHR 47 (26 October 1993). 268 Ruben Turibio Munoz Hermoza v Peru, UN Doc CCPR/C/34/D/203/1986. 269 Casanovas v France, UN Doc CCPR/C/51/D/441/1990. 54 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities the HRC held that 4 years in a case where a company’s affairs had been placed under judicial supervision was a reasonable delay given the complexity of the case;270 in Fei v Colombia,271 a matter concerning the custody of children, the HRC considered the case to be a clear breach of art 14 of the ICCPR because custodial issues particularly require expeditious proceedings. Each matter took several years, there were inexplicable delays on the part of the state and the determination was handed down before the expiration of time to enter a defence; in the ACT, s 21 of the ACT Act was used to allow a civil action to proceed despite the expiry of time limitations and delay.272 In the circumstances, the court considered that to deny the applicant would have been unjust and there was no prejudicial effect on the other party. A lack of resources and chronic under-funding of the legal system generally cannot be an excuse for unacceptable delays.273 In Procurator Fiscal v Watson and Burrows, the House of Lords (drawing on jurisprudence of the European Court) stated that it is generally incumbent on contracting states to organise their legal systems so as to ensure that the reasonable time requirement is honoured.274 In its Concluding Observations on Croatia,275 the HRC highlighted concerns over breaches of art 14 arising from the suspension or discontinuance of cases because of the operation of statutes of limitations where there had been delays in the administration of justice through no fault of the litigants. The HRC stated that it is the obligation of the state to ensure compliance with all the requirements of art 14 and that in this case it was necessary for Croatia to accelerate reform of the judicial system through, among other things, the simplification of procedures and the training of judges and court staff in efficient case management techniques. (f) Right to a Public Hearing Article 14 of the ICCPR guarantees the right to a public hearing as one of the essential elements of the concept of a fair trial. It is a right belonging to the parties, but also to the general public in a democratic society. The publicity of a trial includes both the public nature of the hearings and the publicity of the judgment eventually made in a case. The right to a public hearing means that the hearing should be conducted orally and publicly. The court or tribunal is obliged to make information about the time and venue of the hearing available and to provide adequate facilities for attendance by interested members of the public, within reasonable limits. 270 Yves Morael v France, UN Doc CCPR/C/36/D/207/1986. 271 Fei v Colombia, UN Doc CCPR/C/53/D/514/1992. 272 Hanan Al-Rawahi v Mohammad Ali Niazi [2006] ACTSC 84. 273 Suzanne Lambert and Andrea Lindsay Strugo, Delay as a Ground of Review (2005) One Crown Office Row, available at www.humanrights.org.uk/1030/. 274 Procurator Fiscal v Watson and Burrows [2002] UKPC D1, 55. 55 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities These concepts were considered in G.A. Van Meurs v The Netherlands,276 where the HRC held that labour disputes argued in oral hearings before a court are subject to the requirement that they be held publicly. Importantly, the HRC noted that this is a duty imposed upon the state and is not dependent on any request by the parties. The right to a public hearing may be limited in certain circumstances where the interests of morals, public order or national security, or the interests of those under 18 or the privacy of the parties, require an exclusion of the public and the press. Article 6 of the ECHR provides that: … [The] public may be excluded from all or part of the trial in the interest of morals, public order or national security in a democratic society, where the interests of juveniles or the protection of the private life of the parties so require, or to the extent strictly necessary in the opinion of the court in special circumstances where publicity would prejudice the interests of justice. However, any exclusion of the public must only go as far as is necessary to protect those interests. Even where the public has been excluded from the hearing, the court must pronounce its judgment in public. (g) Right to an Interpreter While the right to the free assistance of an interpreter is only guaranteed in criminal proceedings,277 in certain circumstances, the right to a fair hearing in civil matters will include the right to an interpreter. In the UK, public authorities must ensure that any person who is subject to a decision-making process has access to an interpreter if required. 278 In Victoria, the court plays no role in civil proceedings in organising an interpreter to be present or to ensure that the services of an interpreter are available where required. The unavailability of interpreting services in the courts presents a major barrier to access to justice. A party’s ability to participate in the legal process is severely undermined where he or she is unable to afford to pay for an interpreter to attend a hearing. (h) Rights of Self-Represented Litigants Courts have recognised that the right to a fair hearing is particularly important in respect of self-represented litigants. The principles relevant to access to justice for self-represented 275 Concluding Observations on Croatia, UN Doc CCPR/CO/71/HRV (2001). 276 UN Doc CCPR/C/39/D/215/1986. 277 Section 25(2)(i) of the Victorian Charter; art 14(3)(f) of the ICCPR. Similar provisions are contained in the UK Act and ACT Act. See also R v Yasso [2007] VSCA 306 (14 December 2007), in which the Victorian Court of Appeal stated that: ‘It is, of course, an elementary requirement of natural justice that a defendant in criminal proceedings be able to participate fully, to present argument and answer questions, and to understand everything that is said by the bench and by opposing counsel. For a non-English speaking defendant, accurate interpreting is vitally important.’ [at 2] 278 Department for Constitutional Affairs, above n 227, 23. 56 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities litigants, and the obligations of the court to ensure that self-represented litigants receive a fair hearing, where recently summarised by the Supreme Court of Victoria as follows: Every judge in every trial, both criminal and civil, has an overriding duty to ensure the trial is fair. A fair trial is the only trial a judge can judicially conduct. The duty is inherent in the rule of law and the judicial process. Equality before the law and equal access to justice are fundamental human rights specified in the ICCPR. The proper performance of the duty to ensure a fair trial would also ensure those rights are promoted and respected. Most self-represented persons lack two qualities that competent lawyers possess legal skill and ability, and objectivity. Self-represented litigants therefore usually stand in a position of grave disadvantage in legal proceedings of all kinds. Consequently, a judge has a duty to ensure a fair trial by giving self-represented litigants due assistance. Doing so helps to ensure the litigant is treated equally before the law and has equal access to justice. The matters regarding which the judge must assist a self-represented litigant are not limited, for the judge must give such assistance as is necessary to ensure a fair trial. The proper scope of the assistance depends on the particular litigant and the nature of the case. The touchstones are fairness and balance. The assistance may extend to issues concerning substantive legal rights as well as to issues concerning the procedure that will be followed.279 (i) Limitations on the Right to a Fair Hearing The right to a fair hearing is not absolute. However, it is well established that any limitation on the right must be in pursuit of a legitimate aim and there must be a reasonable proportionality between the means employed and the aim sought to be achieved.280 Any limitations must be based upon reasonable and objective grounds. 281 Furthermore, they should not impair the ‘essence’ of the right to a fair hearing.282 Determination of what is proportionate is heavily dependent on the individual circumstances of the case. In ensuring equal and uninhibited access to justice, courts have to balance the interests of individuals with the need to manage case load and avoid unnecessary delays. The avoidance of delay is, in itself, part of ensuring better access to justice for genuine 279Tomasevic v Travaglini & Anor [2007] VSC 337 (13 September 2007), [127]-[129] at http://www.austlii.edu.au/au/cases/vic/VSC/2007/337.html. 280 Tinnelly & Ors v UK, 20390/92 [1998] ECHR 56 (10 July 1998); Ashingdane v United Kingdom (1985) 7 EHRR 528, [57]; Seal v Chief Constable of South Wales Police [2007] UKHL 31, [20], [55]-[56]. 281 Kavanagh v Ireland, UN Doc CCPR/C/71/D/819/1998; Gangadin v Netherlands, UN Doc CCPR/C/89/D/1451/2006 (4 April 2007), [4.2]. 282 Ashingdane v United Kingdom (1985) 7 EHRR 528, [57]; Seal v Chief Constable of South Wales Police [2007] UKHL 31, [56]. See also R v McBride [2007] ACTSC 8 (13 February 2007) in which the ACT Supreme Court held that ‘issues of practicality and convenience must give way to the overwhelming interest, now recognised by the Human Rights Act 2004, that every accused must be afforded a fair trial’. 57 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities litigants.283 While restrictions impacting on the right to a fair hearing are allowed in some cases, courts have acknowledged that a restrictive interpretation of the right to a fair hearing should not be taken.284 In R v HM Attorney General, ex parte Andy Covey,285 the UK High Court made it clear that the process of declaring someone a vexatious litigant was not necessarily an unjustified interference with their right of access to the court. Restriction of a vexatious litigant was required for legitimate protection of the legal process as well as those against whom the respondent may decide to litigate in the future. The court held that exclusion was the only proper course in the circumstances and it did not amount to a denial of the respondent's access to a court under article 6. The European Court’s jurisprudence recognises the need for the reasonable and proportionate ordering by the court of its processes, including the requirement of a filter in some cases to ensure that the court processes are properly used. 286 3.20 Rights in Criminal Proceedings Certain rights in respect of criminal proceedings are recognised in s 25 of the Charter. These include the rights: to be presumed innocent until proved guilty according to law; to be informed promptly and in detail of the charge; to have enough time and facilities to prepare a defence and to communicate with a lawyer; to be tried without unreasonable delay; in certain circumstances, to have legal aid provided under the Legal Aid Act 1978 (Vic);287 to examine witnesses and to obtain their attendance; 283 Sir Anthony Clarke, Vexatious Litigants and Access to Justice: Past, Present and Future, First Keynote Address, Conference on Vexatious Litigants (30 June 2006) available at www.judiciary.gov.uk/publications_media/speeches/2006/sp300606.htm. 284 Moreira de Asevedo v Portugal, 11296/84 [1990] ECHR 26 (23 October 1990). 285 [2001] EWCA Civ 254. 286 Rosalind English, Human Rights Update (2000) One Crown Office Row, available at www.humanrights.org.uk/374/. 287 Relevantly, by s 25(2) of the Charter: A person charged with a criminal offence is entitled without discrimination to the following minimum guarantees: … (d) to be tried in person, and to defend himself or herself personally or through legal assistance chosen by him or her or, if eligible, through legal aid provided by Victoria Legal Aid under the Legal Aid Act 1978; and (e) to be told, if he or she does not have legal assistance, about the right, if eligible, to legal aid under the Legal Aid Act 1978; and (f) to have legal aid provided if the interests of justice require it, without any costs payable by him or her if he or she meets the eligibility criteria set out in the Legal Aid Act 1978 … 58 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities if necessary, to have the free assistance of an interpreter, assistants and communication tools and technology; and not to be required to incriminate oneself. Section 25 also recognises the rights of a child charged with a criminal offence to a procedure which is appropriate to their age and the aim of rehabilitation, and of any convicted offender to review by a higher court. Section 25 is modelled on art 14(2)–(5) of the ICCPR.288 In relation to art 14(2)–(5) of the ICCPR, the following principles apply: The presumption of innocence is ‘fundamental to the protection of human rights’. It implies: ‘a right to be treated in accordance with [the principle that guilt cannot be presumed until a charge has been proved beyond reasonable doubt]. It is, therefore, a duty for all public authorities to refrain from prejudging the outcome of a trial.’ 289 The right to be informed promptly and in detail of the charge arises when a court or prosecution authority ‘decides to take procedural steps against a person suspected of a crime or publicly names him as such’.290 The right to time and facilities includes access to documents and other evidence needed to prepare the case of the accused.291 Whether the requirements of the right are satisfied may to some extent depend on the actions of the accused’s counsel. 292 The right to communicate with counsel will be violated by incommunicado detention of an accused person.293 All stages of the trial must take place ‘without undue delay’, including on appeal. 294 The complexity of the alleged crime and the issues involved in investigating it may be 288 There are broadly equivalent provisions in the Human Rights Act 2004 (ACT) (s 22), Canadian Charter (art 11), New Zealand Bill of Rights Act 1990 (ss 24-5), South African Constitution (s 35) and European Convention on Human Rights (art 6). 289 HRC, General Comment No 13: Equality before the Courts and the Right to a Fair and Public Hearing by an Independent Court Established by Law (1984) [7] available at http://www.ohchr.org/english/bodies/hrc/comments.htm. For further HRC jurisprudence on the right to a presumption of innocence, see http://www.bayefsky.com/bytheme.php/id/1054. 290 Ibid [8]. For further HRC jurisprudence on the right to be protected against undue delay, see http://www.bayefsky.com/bytheme.php/id/1071. 291 Ibid [9]. For further HRC jurisprudence on the right to the counsel and the time and facilities to prepare a defence, see http://www.bayefsky.com/bytheme.php/id/1088. For a discussion of the comparative jurisprudence on the right to a fair trial and legal representation, including from Europe, the United Kingdom, Ireland, the United States, Canada, New Zealand and Australia, see Robert John Condon v The Queen [2006] NZSC 62 (23 August 2006) at http://www.nzlii.org/nz/cases/NZSC/2006/62.html#_Ref143503673. See also Modarca v Moldova, Application No 14437/05 (10 May 2007) in which the European Court of Human Rights discusses case-law on the right of access to a lawyer and the issue of confidentiality in communications between lawyer and client. 292 Harward v Norway, HRC, Communication No 451/1991, UN Doc CCPR/C/51/D/451/1991 (16 August 1994). 293 Kelly v Jamaica, HRC, Communication No 537/1993, UN Doc CCPR/C/57/D/537/1993 (29 July 1996); Drescher Caldas v Uruguay, HRC, Communication No 43/1979, UN Doc CCPR/C/OP/2 (21 July 1983). 294 HRC, General Comment No 13, above n 289, [10]. For further HRC jurisprudence on the right to be protected against undue delay, see http://www.bayefsky.com/bytheme.php/id/1071. 59 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities relevant.295 This would probably also apply to the Charter, albeit with the different language of ‘without unreasonable delay’. The right to examine and cross-examine witnesses.296 However, the right to examine witnesses and to obtain their attendance will not be violated merely because counsel failed to call material witnesses, even if counsel is provided by the state.297 The right to have the assistance of an interpreter is available to aliens as well as to nationals.298 The right not to be required to incriminate oneself should be read in conjunction with guarantees of freedom from torture and cruel, inhuman or degrading treatment or punishment (ICCPR art 7, Charter s 10), and treatment with humanity and respect for human dignity while deprived of liberty (ICCPR art 10(1), Charter s 22): ‘[t]he law should require that evidence provided by means of such methods or any other form of compulsion is wholly unacceptable’. 299 Moreover, it is possible that restrictions on the right to silence may impermissibly infringe upon the right to freedom from compulsory self-incrimination.300 3.21 Right Not to be Tried or Punished More Than Once The right not to be tried or punished more than once for an offence with respect to which a final determination has already been made in accordance with law is recognised in s 26 of the Charter. This codifies the well-established principle that ‘double jeopardy’ is not permissible and is modelled on art 14(7) of the ICCPR.301 The HRC has not substantially considered this right in its General Comments. The rule against double jeopardy is widely recognised in both international and domestic Australian 295 Compare Wolf v Panama, HRC, Communication No 289/1988, UN Doc CPR/C/44/D/289/1988 (8 April 1992); Hill and Hill v Spain, HRC, Communication No 526/1993, UN Doc CCPR/C/59/D/526/1993 (2 April 1997). See also Joseph, Schultz and Castan, above n 75, 313. 296 See http://www.bayefsky.com/bytheme.php/id/1094. 297 Gordon v Jamaica, Communication No 237/1987, UN Doc CCPR/C/46/D/237/1987 (23 November 1992); Pratt and Morgan v Jamaica, HRC, Communication Nos 210/1986, 225/198, UN GAOR, 40th sess, Supp 40, UN Doc A/44/40 (1989) 222. 298 HRC, General Comment No 13, above n 289, [13]. For further HRC jurisprudence on the right to an interpreter, see http://www.bayefsky.com/bytheme.php/id/1100. 299 Ibid [14]. For further HRC jurisprudence on the right to freedom from self-incrimination, see http://www.bayefsky.com/bytheme.php/id/1077. 300 HRC, Consideration of Reports Submitted by States Parties under Article 40 of the Covenant: Comments of the Human Rights Committee: United Kingdom of Great Britain and Northern Ireland, UN Doc CCPR/C/79/Add.55 (1995). 301 There are broadly equivalent provisions in the Human Rights Act 2004 (ACT) (s 24), Canadian Charter (art 11(h)), New Zealand Bill of Rights Act 1990 (s 26(2)) and South African Constitution (s 35(3)(m)). For HRC jurisprudence on the right not to be tried or punished more than once, see http://www.bayefsky.com/bytheme.php/id/1060. 60 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities and Victorian law.302 The HRC has held that the rule does not apply in respect of trials or punishments which take place in different states, meaning, for example, that if a person had already been tried for an offence in a foreign nation, and was then retried for the same offence in Victoria, the retrial would not violate art 14(7) of the ICCPR.303 3.22 Retrospective Criminal Laws The right not to be convicted of offences which were not offences at the time that the relevant acts were done is recognised in s 27 of the Charter. Section 27 also provides for the situation where an offence was committed, as recognised at the time, and there are subsequent changes in the penalty for that offence — if this occurs, only the lower of the possible penalties may be imposed on the person. It further specifies that trial and punishment of persons in relation to international crimes are not affected by s 27. The section is modelled on art 15 of the ICCPR.304 The HRC has not considered this right in its General Comments. The rule against retrospectively effective criminal laws is widely recognised. Such laws breach two fundamental principles of criminal law — nullum crimen sine lege (no crime except in accordance with the law) and nulla poena sine lege (no punishment except in accordance with the law). Perhaps as a result, ‘[t]here has been little jurisprudence on article 15(1)’. 305 4. Scrutiny of Legislation 4.1 Introduction One of the key operational mechanisms that the Charter establishes is a process for the scrutiny of Bills passing through the Victorian Parliament, set out in Division 1 of Part 3 of the Charter. It employs two scrutiny mechanisms for new Bills: statements of compatibility, which must be prepared and presented by the introducing member; and 302 In relation to Victoria, see Crimes Act 1958 (Vic) s 394. 303 AP v Italy, HRC, Communication No 204/1986, UN Doc CCPR/C/OP/2 (2 November 1987); ARJ v Australia, HRC, Communication No 692/1996 CCPR/C/60/D/692/1996 (28 July 1997). Note, however, that the pleas of autrefois acquit and autrefois convict may be raised in respect of previous acquittals or convictions by a competent foreign tribunal: R v Roche (1775) 1 Leach 134; 168 ER 169; R v Aughet (1918) 13 Cr App R 101. 304 There are broadly equivalent provisions in the Human Rights Act 2004 (ACT) (s 25), Canadian Charter (art 11(g)), New Zealand Bill of Rights Act 1990 (s 26(1)), South African Constitution (s 35(3)(l)) and European Convention on Human Rights (art 7). 305 Joseph, Schultz and Castan, above n 75, 340, citing Manfred Nowak, UN Covenant on Civil and Political Rights: CCPR Commentary (1993) 275. However, for the HRC jurisprudence available, see http://www.bayefsky.com/bytheme.php/id/1065. See also Teofila Casafranca de Gomez v Peru, HRC, Communication No 981/2001, UN Doc. CCPR/C/78/D/981/2001 (2003) at http://www1.umn.edu/humanrts/undocs/981-2001.html. 61 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities the review of all Bills introduced into Parliament by the Scrutiny of Acts and Regulations Committee. 4.2 Statements of Compatibility The more expansive of the two mechanisms is the requirement for statements of compatibility. A member introducing a new Bill into the House ‘must cause a statement of compatibility to be prepared in respect of that Bill’.306 The statement must specify: whether, in the member’s opinion, the Bill is compatible with human rights and, if so, how it is compatible;307 and if, in the member’s opinion, any part of the Bill is incompatible with human rights, the nature and extent of the incompatibility.308 Subsequently, the member introducing the Bill, or another member acting on his or her behalf, must bring the statement of compatibility before the House before giving his or her second reading speech on the Bill.309 A failure to comply with the statement of compatibility requirement will have no effect on the validity, operation or enforcement of that Act, or of any other statutory provision.310 The Explanatory Memorandum states that this ‘confirms Parliament’s intention that [s] 28 is not to be regarded as a constitutional “manner and form” provision for the passing of legislation’.311 The Charter explicitly states that a statement of compatibility made under s 28 ‘is not binding on any court or tribunal’.312 The Explanatory Memorandum notes that this provision makes it clear that the Supreme Court has an independent role in determining questions of law involving the application of the Charter and questions with respect to the interpretation of statutory provisions, including provisions for which a statement of compatibility has been made, in accordance with the Charter.313 The statement of compatibility has two main purposes: to ensure that Ministers or other Parliamentarians introducing Bills ‘take responsibility for the human rights impact of their legislation’;314 and to provide information to the Parliament to help inform its deliberations on legislation. 315 306 Charter s 28(1). 307 Charter s 28(3)(a). 308 Charter s 28(3)(b). 309 Charter s 28(2). 310 Charter s 29. 311 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 21. 312 Charter s 28(4). 313 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 21. 314 Simon Evans, The Victorian Charter of Rights and Responsibilities and the ACT Human Rights Act: Four Key Differences and their Implications for Victoria (Paper presented at the Australian Bills of Rights: The ACT and Beyond Conference, Australian National University, 21 June 2006) 4. 62 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities In terms of content, the Human Rights Consultation Committee recommended that statements of compatibility ‘should address the same matters as would be required in respect of a Human Rights Impact Statement’.316 This includes: a statement of the purpose of the Bill; a statement of its effect upon any of the human rights in the Charter; and a statement of any limitation placed upon any human right in the Charter by the Bill, including: o the nature of the human right limited; o the importance of the purpose of the limitation; o the nature and extent of the limitation; o the relationship between the limitation and its purpose; and o any less restrictive means reasonably available to achieve the purpose that the limitation seeks to achieve. As Evans suggests, this format would ‘follow the analysis required by s 7 [of the Charter] in determining whether a limit on a human right is reasonable and demonstrably justified in a free and democratic society based on human dignity, equality and freedom.’317 There is no guarantee, however, that this level of detail and analysis will automatically eventuate. The equivalent provision of the Human Rights Act 2004 (ACT) requires the Attorney-General to prepare a written compatibility statement, again outlining whether or not the Bill is consistent with human rights. However, in comparison with the Charter, which requires an explanation of how proposed legislation is consistent or inconsistent with the Charter, the ACT Act only requires an explanation if the Bill is inconsistent. This has resulted in many brief and unreasoned statements that the proposed legislation is compatible, with no accompanying analysis.318 The broader requirement in the Charter that statements of compatibility explain ‘whether … the Bill is compatible … and if so, how’319 should overcome this deficiency. 4.3 Scrutiny of Acts and Regulations Committee The second scrutiny mechanism introduced by the Charter is the requirement that the Scrutiny of Acts and Regulations Committee ‘must consider any Bill introduced into Parliament and must report to the Parliament as to whether the Bill is incompatible with human rights’.320 315 Ibid. 316 Human Rights Consultation Committee, above n 182, 73. 317 Evans, above n 314, 6. 318 Ibid 7. 319 Charter s 28(3)(a) (emphasis added). 320 Charter s 30. 63 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Depending on the approach taken and process adopted by the Committee, this may be a useful forum within which civil society, particularly human rights organisations and representatives of affected individuals and communities, may contribute to the scrutiny of bills and regulations. 5. Override Declarations 5.1 Power to Issue Override Declaration The Charter sets out a regime by which Parliament can issue an ‘override declaration’, which means that the Charter will not apply to the interpretation or application of that legislation. However, it is intended that such a declaration will only be made in ‘exceptional circumstances’.321 The Explanatory Memorandum to the Charter states that this section is intended to be invoked only ‘when Parliament is introducing new legislation and exceptional circumstances exist which require Parliament to depart from the Charter in a specific manner and for a fixed period of time’.322 Threats to national security, or a state of emergency which threatens the safety, security and welfare of the people of Victoria 323 are examples of the kind of exceptional circumstances which may justify a s 31 override declaration. 5.2 Effect of Override Declaration An override declaration is an express declaration by Parliament in an Act to the effect that ‘that Act or a provision of that Act or another Act or a provision of another Act has effect despite being incompatible with one or more of the human rights or despite anything else set out in [the] Charter’.324 Under s 31(2), such a declaration similarly ‘must be taken to extend to any subordinate instrument made under or for the purpose of [the] Act or provision’. The effect of an override declaration is that, ‘to the extent of the declaration [the] Charter has no application to that provision’.325 The note that accompanies the section indicates that the importance of this will be that: the Supreme Court cannot make a declaration of inconsistent interpretation (discussed at Part 6.4 below) in respect of that statutory provision; and the s 32(1) requirement that the provision must be interpreted in a way that is compatible with human rights (discussed at Part 6.1 below) does not apply. 321 Charter s 31(4). 322 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 21. 323 Ibid. 324 Charter s 31(1). 325 Charter s 31(6). 64 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities It is regrettable that the Charter makes provision for the issuance of override declarations, particularly given that, where exceptional circumstances exist justifying limitations on or derogations from human rights, s 7 of the Charter already permits such action. One creative and constructive way in which the provision could be used, however, is in the context of statutory interpretation under s 32(1). It is at least arguable that, absent an override declaration, there should be a strong presumption that the legislation in question be interpreted consistently with human rights (as against being the subject of a declaration of inconsistent interpretation) because if the parliament intended otherwise it would have issued an override declaration. This argument (and the absence of an override declaration) may support a more robust approach to promoting human rights compatible statutory interpretation than would have otherwise been the case. 5.3 Procedural Elements The process by which an override declaration is brought about is set out in s 31. The Member of Parliament introducing a Bill containing an override declaration (or someone acting on his or her behalf) must make a statement to the Legislative Council or the Legislative Assembly, as the case requires, explaining the exceptional circumstances that justify the inclusion of the override declaration.326 Such statements must be made during the second reading speech of the Bill, 327 at a point before the third reading but no less than 24 hours after notice that such a statement is to be made,328 or, with leave of the Legislative Council or Assembly, at any time before the third reading of the Bill.329 However, a failure to comply with either of ss 31(3) or (5) in relation to any Bill that becomes an Act ‘does not affect the validity, operation or enforcement of that Act of any other statutory provision’.330 Once enacted, a provision containing an override declaration expires on the fifth anniversary of the day on which it came into operation, or on the (earlier) date specified in the Act.331 However, Parliament may at any time re-enact an override declaration.332 6. Statutory Interpretation 6.1 Requirement that Legislation be Interpreted and Applied Compatibly with Human Rights Section 32(1) Charter provides that: 326 Charter s 31(3). 327 Charter s 31(5)(a). 328 Charter s 31(5)(b). 329 Charter s 31(5)(c). 330 Charter s 31(9). 331 Charter s 31(7). 332 Charter s 31(8). 65 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities So far as it is possible to do so consistently with their purpose, all statutory provisions must be interpreted in a way that is compatible with human rights. The purpose and effect of this provision is to require that any person or entity that interprets and applies legislation, including particularly courts and tribunals, does so in a way that gives effect to human rights. Section 32(1) requires, as a matter of law, that a human rights consistent interpretation be adopted whenever it is possible to do so, regardless of whether there is any ambiguity and regardless of how the provision in question may have been previously interpreted and applied.333 The provision therefore goes much further than the common law requirement (discussed at Part 5 in Chapter 4) that, where a statute is ambiguous, the courts should favour a construction which accords with Australia's human rights obligations.334 The Explanatory Memorandum indicates that the reference to statutory ‘purpose’ in s 32(1) is to ensure that ‘courts do not strain the interpretation of legislation so as to displace Parliament’s intended purpose or interpret legislation in a manner which avoids achieving the object of the legislation’.335 This is consistent with jurisprudence from New Zealand and the UK regarding similar interpretative provisions, with courts holding that the ‘amendment’ of legislation is reserved to parliament and that any use of an interpretative provision to ‘produce a result departing from the fundamental features of a statute is not acceptable.’336 However, subject to not unduly ‘straining’ the meaning and purpose of legislation, s 32 may involve the ‘reading down’ of express provisions 337 and also the implication (or ‘reading in’) of provisions338 to ensure human rights compatibility. 333 Charter s 49(1). See, eg, R v Offen [2001] 2 All ER 154 which held that, in light of the interpretative requirement under the Human Rights Act 1998 (UK), a decision made a year earlier in relation to the interpretation and application of a provision of the Criminal (Sentences) Act 1977 was no longer good law. See also Re S (Care Order: Implementation of Care Plan) [2002] AC 291, 313. 334 Minister for Immigration and Ethnic Affairs v Teoh (1995) 183 CLR 273, at 287 (Mason CJ and Deane J). See also Chu Kheng Lim v Minister for Immigration Local Government and Ethnic Affairs (1992) 176 CLR 1, 38. 335 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 22. 336 See, eg, Ghaidan v Godin-Mendoza [2004] AC 557, 572 and Re S (Minors) (Care Order: Implementation of Case Plan) [2002] AC 291. See also R(Anderson) v Secretary of State for the Home Department [2003] 1 AC 837, in which the UK House of Lords refused to give a s 3 interpretation, which would override an express power on the Home Secretary, to release a prisoner; Lord Bingham said that to do so would not be ‘judicial interpretation but judicial vandalism’. 337 See, eg, Ghaidan v Godin-Mendoza [2004] AC 557, 585; R v A [2001] 3 All ER 1; R v A (No 2) [2002] 1 AC 45; R v Lambert [2001] 3 WLR 206 and R v Carass [2002] 1 WLR 1714 in the UK context. See, eg, Flickinger v Crown Colony of Hong Kong [1991] 1 NZLR 439, 440-1 (Cooke P) in the New Zealand context. 338 See, eg, Ghaidan v Godin-Mendoza [2004] AC 557, 585; R v A [2001] 3 All ER 1; R v A (No 2) [2002] 1 AC 45. For example, in R v Offen [2001] 2 All ER 154, the UK Court of Appeal interpreted s 2 of the Criminal (Sentences) Act 1977 to take a broad view of the meaning of ‘exceptional circumstances’ in making the power to impose a life sentence following a conviction for a second serious offence compatible with the prohibition from inhuman and degrading treatment. 66 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities In the leading House of Lords case on the equivalent provision of the Human Rights Act 1998 (being s 3(1) which requires that, so far as it is possible to do so, legislation be interpreted and applied compatibly with human rights), Lord Nicholls of Birkenhead stated that: the interpretive obligation decreed by section 3 is of an unusual and far reaching character. Section 3 may require a court to depart from the unambiguous meaning the legislation would otherwise bear.339 Lord Nicholls further stated at paragraph 32 that: Section 3 enables language to be interpreted restrictively or expansively. But section 3 goes further than this. It is also apt to require a court to read in words which change the meaning of the enacted legislation, so as to make it Conventioncompliant. In other words, the intention of Parliament in enacting section 3 was that, to an extent bounded only by what is 'possible', a court can modify the meaning, and hence the effect, of primary and secondary legislation. At paragraph 44, Lord Steyn similarly said: It is necessary to state what section 3(1), and in particular the word 'possible', does not mean. First, section 3(1) applies even if there is no ambiguity in the language in the sense of it being capable of bearing two possible meanings. The word 'possible' in section 3(1) is used in a different and much stronger sense. Secondly, section 3(1) imposes a stronger and more radical obligation than to adopt a purposive interpretation in the light of the European Convention on Human Rights ... Parliament specifically rejected the legislative model of requiring a reasonable interpretation. And at paragraphs 119 and 121, Lord Rodger of Earlsferry confirmed: where the court finds it possible to read a provision in a way which is compatible with Convention rights, such a reading may involve a considerable departure from the actual words…it is possible for the courts to supply by implication words that are appropriate to ensure that legislation is read in a way which is compatible with Convention rights. When the court spells out the words that are to be implied, it may look as if it is 'amending' the legislation, but that is not the case. If the court implies words that are consistent with the scheme of the legislation but necessary to make it compatible with Convention rights, it is simply performing the duty which Parliament has imposed on it and others. It is reading the legislation in a way that draws out the full implications of its terms and of the Convention rights. And, by its very nature, an implication will go with the grain of the legislation. This decision has been followed in the ACT in respect of the equivalent s 30(1) of the Human Rights Act 2004 (ACT).340 339 Ghaidan v Godin-Mendoza [2004] AC 557, 571. 340 See, eg, Kingsleys Chicken Pty Limited v Queensland Investment Corporation and Canberra Centre Investments Pty Limited [2006] ACTCA 9 (2 June 2006); Capital Property Projects (ACT) Pty Ltd v Planning and Land Authority [2006] ACTSC 122 (15 December 2006). 67 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities If this approach is followed in Victoria, it is likely that s 32(1) of the Charter will be, in effect, the primary ‘remedy’ under the Act, with a Declaration of Inconsistent Interpretation (discussed at Part 6.4 below) being a ‘remedy’ of last resort. The approaches of both the New Zealand and United Kingdom courts to the interpretative provisions in the New Zealand Bill of Rights Act 1990 (NZ) and the Human Rights Act 1998 (UK), respectively, may be useful to Victorian courts. The New Zealand approach to interpreting and applying legislation consistently with human rights involves: 1. starting with a ‘human rights orientation’ (that is, considering at the outset the principles and standards with which legislation must comply to be ‘human rights compatible’); and 2. then determining whether the legislation can be reasonably and properly interpreted to conform with these principles and standards. 341 This approach enables the courts to approach the interpretative exercise without preconceptions derived from the literal wording of the legislation and encourages a focus on the goal of human rights consistent interpretation without unduly straining the legislation or ‘rewriting’ the law.342 The New Zealand approach can be slightly contrasted with the interpretative approach adopted by UK courts under s 3(1) of the Human Rights Act 1998 (UK), where the process involves: 1. ascertaining whether, on its face, the legislation in question is inconsistent with human rights (thus giving rise to a ‘provisional incompatibility’);343 and 2. then, if an incompatibility arises, modifying the meaning of the legislation by reference to s 3(1) only to the extent necessary to achieve compatibility. 344 Section 3(1) of the Human Rights Act 1998 (UK), has been deployed in a range of cases, including: expanding the range of circumstances considered to be ‘exceptional’ for sentencing purposes;345 interpreting ‘husband and wife’ to include same-sex couples in the context of tenancy legislation;346 Petra Butler, ‘Australian Bills of Rights: The ACT and Beyond — Lessons from New Zealand’ (Paper presented at the Australian Bills of Rights: The ACT and Beyond Conference, Australian National University, 21 June 2006) 11–12. 341 342 For examples of this approach, see Ministry of Transport v Noort; Police v Curran [1992] 3 NZLR 260, 272, 286; Quilter v Attorney General [1998] 1 NZLR 523, 524, 581; Moonen v Film and Literature Board of Review [2000] 2 NZLR 9, [16]–[17]; Simpson v Attorney General [1994] 3 NZLR 667, 674. 343 See, eg, R v A (No 2) [2002] 1 AC 45 at 1582, 1583 para 110 (Lord Hope); R v Lambert [2002] AC 545 at 234 para 80. 344 Poplar Housing and Regeneration Community Association Ltd v Donoghue [2002] QB 48, [75]. 345 R v Offen [2001] 1 WLR 253. 346 Ghaiden v Godin-Mendoza [2004] 2 AC 557, 585. 68 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities replacing a legal burden of proof with an evidential burden of proof;347 displacing the ‘natural meaning’ of provisions of the Official Secrets Act 1989 (UK) which applied a reverse burden of proof which the court held to be disproportionate and unjustifiable;348 reading down a presumption against bail in respect of certain offences such that the burden remains on the prosecution to demonstrate that bail should not be granted; 349 and interpreting a provision which stated that applications for reconsideration of minimum terms of sentence were to be determined ‘without an oral hearing’ to be subject to an implied provision that, where it was necessary to comply with the right to a fair hearing, an oral hearing must be held.350 6.2 Use of International and Comparative Human Rights Law and Jurisprudence Section 32(2) provides that ‘[i]nternational law and the judgments of domestic, foreign and international courts and tribunals relevant to a human right may be considered in interpreting a statutory provision’. The Explanatory Memorandum suggests that s 32(2) ‘will operate as a guide’, and goes on to state that a court or tribunal may examine international conventions, international customs as evidence of a general practice accepted as law, the general principles of law recognised by civilised nations, and (as subsidiary means) judicial decisions and teachings of the most highly qualified publicists of various nations. 351 It also suggests that decisions of the International Court of Justice, the European Court of Human Rights, the Inter-American Court of Human Rights and United Nations treaty 347 R v Lambert [2002] QB 1112; R v Carass [2002] 1 WLR 1714. In Lambert the House of Lords considered whether it would be compatible with art 6(2) to interpret provisions of the Misuse of Drugs Act 1971 as imposing on a defendant the burden of proving that he was unaware that the contents of a bag in his possession were prohibited drugs. They decided that it would not. 348 Keogh v R [2007] EWCA Crim 528. In this case the Court held that the Act could operate effectively without the reverse burdens that s 2(3) and s 3(4) imposed according to their natural meaning and that the provisions should therefore be read down. The relevant sections provided that ‘It is a defence for a person charged with an offence under this section to prove that at the time of the alleged offence he did not know, and had no reasonable cause to believe, that the information, document or article in question related to defence or that its disclosure would be damaging’. The Court of Appeal held that the provision should be interpreted and applied such that, ‘if the person adduces evidence which is sufficient to raise an issue with respect to the matter the court or jury shall assume that the defence is satisfied unless the prosecution proves beyond reasonable doubt that it is not’. See also R v Director of Public Prosecutions (ex parte Kebiline) [2000] 2 AC 326. 349 R (O) v Harrow Crown Court [2006] 3 WLR 195 (House of Lords). 350 R (Hammond) v Secretary of State for the Home Department [2006] 1 AC 603 (House of Lords). 351 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 23. This approach is modelled on art 38(1) of the Statute of the International Court of Justice, which sets out the sources of international law that may be applied by the International Court of Justice. 69 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities monitoring bodies will be particularly relevant.352 Judgments of domestic and foreign courts with similar legislative human rights instruments, particularly the Australian Capital Territory, Canada, New Zealand, South Africa and the United Kingdom, may also be relevant.353 The jurisprudence of the HRC is likely to be particularly persuasive. As discussed at Part 2.3 above, the HRC is responsible for monitoring and reporting on State party implementation of the ICCPR and hearing and determining individual communications against States party to the First Optional Protocol to the ICCPR. It has been recognised by domestic courts as a ‘‘judicial body of high standing’.354 Given that the substantive rights contained in the Charter are largely drawn from the ICCPR, the HRC’s jurisprudence should be considered especially influential and authoritative.355 For specific information regarding research and analysis of jurisprudence from each of the jurisdictions discussed above, see Part 2 of this Chapter. For further information regarding online sources of international and comparative human rights law and jurisprudence, see Part 7 of Chapter 2. 6.3 Effect of Incompatibility Pursuant to s 32(3)(a), the validity of an Act or provision of an Act is not affected in circumstances where it is not possible to interpret and apply that Act or provision compatibly with human rights. In a UK context, it has been suggested that the analogous provision (s 3(2) of the Human Rights Act 1998 (UK)), in effect, delimits the extent to which courts may ‘modify’ or ‘reinterpret’ legislation to ensure human rights compatibility — if the interpretative exercise so strains legislation as to affect its ‘validity’ or intended operation, then the courts should deploy a statement of incompatibility (or, in the case of the Charter, a declaration of inconsistent interpretation) rather than seek to interpret the legislation consistently with human rights.356 The situation in relation to subordinate legislation is different. Section 32(3)(b) of the Charter provides that the validity of a subordinate instrument or provision of a subordinate instrument that is incompatible with a human right is not affected by such incompatibility, provided that the incompatibility is ‘empowered’ (or authorised) by the Act under which the subordinate 352 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 23. 353 Ibid 23–4. 354 Tavita v Minister of Immigration [1994] 2 NZLR 257. 355 In a UK context, the House of Lords has analogously held that the jurisprudence of the European Court of Human Rights should be particularly persuasive in the interpretation and application of the Human Rights Act 1998; the substantive rights therein being drawn from the European Convention on Human Rights: It is the clear duty of our domestic courts, save where and so far as constrained by primary domestic legislation, to give practical recognition to the principles laid down by the Strasbourg court as governing the Convention rights specified in the 1988 Act. That court is the highest judicial authority on the interpretation of those rights, and the effectiveness of the Convention as an international instrument depends on the loyal acceptance by member states of the principles it lays down: Kay v Lambeth LBC [2006] UKHL 10, [28] (per Lord Bingham). 356 See, eg, Re S (Minors); Re W (Minors) [2002] 2 AC 291. See also Conor Gearty, above n 4, 52–4. 70 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities instrument is made. Thus, where subordinate legislation is not capable of being interpreted and applied compatibly with human rights and that incompatibility is not authorised by the primary legislation (which should itself be interpreted, so far as possible, to be consistent with human rights), then the subordinate legislation may be arguably invalid. 6.4 Declarations of Inconsistent Interpretation Where a court is unable, pursuant to s 32, to interpret and apply legislation consistently with human rights, the Supreme Court is empowered, pursuant to s 36, to issue a Declaration of Inconsistent Interpretation. This is a remedy of last resort to be deployed only in circumstances where a human rights compatible interpretation of legislation is not possible. Section 36 may apply in three instances: 1. Supreme Court proceedings in which a question of law arises about the application of the Charter or a question arises about the interpretation of statutory provisions in accordance with the Charter;357 2. Supreme Court proceedings after a referral is made under s 33; 358 and 3. an appeal before the Court of Appeal in which a question of law arises about the application of the Charter or a question arises about the interpretation of statutory provisions in accordance with the Charter.359 Where one of these categories applies, s 36 provides that, in the absence of an override declaration (see the discussion of s 31, above), the Court can make a declaration that a statutory provision cannot be interpreted consistently with a human right.360 As discussed above, a Declaration of Inconsistent Interpretation will only be issued where it is not possible, pursuant to s 32, to interpret legislation to be human rights compliant. There are two further conditions on this power of declaration: 1. If the Court is considering making a declaration under s 36, it must first give notice to the Attorney-General and the Victorian Equal Opportunity and Human Rights Commission. 361 2. The Court must not make a declaration of inconsistent interpretation unless it is satisfied that notice has been given under s 36(3),362 and that a reasonable opportunity has been given to the Attorney-General and the Commission to intervene or make submissions in respect of the proposed declaration.363 357 Charter s 36(1)(a). 358 Charter s 36(1)(b). 359 Charter s 36(1)(c). 360 Charter s 36(2). 361 Charter s 36(3). 362 Charter s 36(4)(a). 363 Charter s 36(4)(b). 71 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities A Declaration of Inconsistent interpretation does not, of itself, affect the validity, operation or enforcement of the relevant statutory provision; 364 or create in any person any legal right or give rise to any civil cause of action. 365 This, as the Explanatory Memorandum notes,366 ‘confirms Parliament’s clear and unequivocal intention that the Charter is not intended to create any independent cause of action or provide remedies for breach of the Charter’s provisions’. Where a Declaration of Inconsistent Interpretation is issued, the Supreme Court must provide a copy of the declaration to the Attorney-General, either seven days after the expiry of the appropriate appeal period (if an appeal against the declaration was not made), 367 or, if on appeal the declaration is upheld, within seven days of the appeal being finalised. 368 The Attorney-General is then obliged to give a copy of any such declaration received to the Minister administering the relevant statutory provision. 369 The Minister has six months from receiving the declaration to: prepare a written response to the declaration;370 and bring a copy of the declaration and the response before each House of Parliament, and publish both in the Government Gazette.371 These requirements are intended to ensure that appropriate action is taken in response to any Declaration of Inconsistent Interpretation issued by the Supreme Court.372 It is notable that, in the United Kingdom, as at July 2006, declarations of incompatibility had been made in 15 cases and that, on remit to parliament, all of the incompatibilities had been remedied or where still under consideration with a view to remediation. 373 By implementing a model in which the courts are not empowered to strike down primary legislation, the Charter follows the legislative approach adopted in the ACT, the UK and New Zealand. This differs from the Canadian Charter model, where the Supreme Court is permitted to invalidate legislation but Parliament may subsequently override the Court’s finding and reinstate the law. As noted by the Human Rights Consultation Committee, these differences are consistent with the legislative foundation of the former Acts, and the constitutional foundation of the Canadian Charter.374 364 Charter s 36(5)(a). 365 Charter s 36(5)(b). 366 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 26. 367 Charter s 36(6)(a). 368 Charter s 36(6)(b). 369 Charter s 36(7). 370 Charter s 37(a). 371 Charter s 37(b). 372 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 27. 373 Department for Constitutional Affairs (UK), above n 227, 17. 374 Human Rights Consultation Committee, above n 182, 84. 72 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities 6.5 Referral Process The Charter establishes a referral procedure which applies where a question of interpretation under s 32(1) (or any other Charter section) arises in judicial proceedings. Section 33(1) provides that ‘if … a question of law arises relating to the application of [the] Charter or a question arises with respect to the interpretation of a statutory provision in accordance with [the] Charter, that question may be referred to the Supreme Court’ for consideration (where it is the Trial Division of the Supreme Court itself that makes a referral, the referral is made to the Court of Appeal).375 Such a referral may occur only if a party has applied for a referral, and the question is considered appropriate for the Supreme Court to determine.376 Where a question is referred to the Supreme Court under s 33(1), the referring court or tribunal is not permitted to determine an issue to which the referred question is relevant until the question is determined or to act inconsistently with the Court’s determination once it is made.377 This referral power is, despite the content of any other Act, the only section under which a question of this nature may be referred to the Supreme Court.378 There is also a requirement under s 35(1)(b) that notice be given to the Attorney-General (unless the state of Victoria is a party)379 and the Victorian Equal Opportunity and Human Rights Commission (unless the Commission is a party)380 if any question is referred under s 33. 6.6 Attorney-General’s Right of Intervention The Charter also provides for a right on the part of the Attorney-General to intervene in Charter-related proceedings. Section 34(1) provides that the Attorney-General may intervene in, and may be joined as a party to, any proceeding before any court or tribunal in which a question of law arises that relates to the application of [the] Charter or a question arises with respect to the interpretation of a statutory provision in accordance with [the] Charter. The decision to exercise this right to intervene is a matter for the Attorney-General’s discretion.381 375 Charter s 33(3). 376 Charter s 33(1). 377 Charter s 32(2)(b). 378 Charter s 33(4). 379 Charter s 35(2)(a). 380 Charter s 35(2)(b). 381 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 25. 73 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities After such an intervention, the Attorney-General is taken to be a party to the proceeding for the purposes of the institution and prosecution of an appeal from an order made in that proceeding.382 A party to any proceeding in the Supreme or County Courts must give notice to the AttorneyGeneral (unless the state is a party),383 as well as the Victorian Equal Opportunity and Human Rights Commission (unless the Commission is a party),384 if a question of law arises in respect of the application of the Charter, or a question arises regarding the interpretation of a statutory provision in accordance with the Charter.385 7. Public Authorities 7.1 Obligations of and on Public Authorities Section 38(1) of the Charter outlines the obligations of a public authority, including that it is unlawful for a public authority: (a) to act in a way that is incompatible with a human right; or (b) in making a decision, to fail to give proper consideration to a relevant human right. It should be noted that s 3(1) of the Charter defines an ‘act’ to include not only a positive act, but also a failure to act and a proposal to act.386 Section 38(1) is modelled on s 6 of the UK Human Rights Act 1998. It imposes a substantive obligation on ‘public authorities’ to act compatibly with human rights and a procedural obligation to properly consider relevant human rights in decision-making processes, with failure to do so amounting to unlawfulness. In relation to the substantive obligation, a failure to act compatibly with human rights is, prima facie, unlawful and beyond power and may entitle an affected person to seek injunctive and declaratory relief (discussed further below at Part 8.1). In the UK, this has also enabled the courts to strike down as ultra vires any such acts.387 In relation to the procedural obligation, the term ‘proper consideration’ is likely to require that public authorities give real and genuine consideration to human rights, where relevant, and is also likely to import a notion of weight and proportionality, rather than merely requiring a ‘tick 382 Charter s 34(2). 383 Charter s 35(2)(a). 384 Charter s 35(2)(b). 385 Charter s 35(1)(a). 386 See also Vriend v Alberta [1998] 1 SCR at [54]-[64], in which the Supreme Court of Canada considered the importance to human rights of not only reviewing government acts, but also reviewing governments’ failures to act. 387 This is not a new remedy, as such, but a new set of circumstances in which existing judicial review remedies can be used: Department for Constitutional Affairs (UK), above n 227, 18. 74 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities the box’ exercise.388 In R (Daly) v Secretary of State for the Home Department, for example, the House of Lords stated that: the doctrine [of proper consideration] may require the reviewing court to assess the balance which the decision maker has struck, not merely whether it is within the range of rational or reasonable decisions…It may go further than the traditional grounds of review inasmuch as it may require attention to be directed to the relative weight accorded to interests and considerations. 389 The House of Lords further stated that where the decision made is, prima facie, incompatible with human rights, questions relevant to whether proper consideration has been accorded include: is the objective sought by the decision maker sufficiently important to justify limiting a fundamental human right? are the measures resulting from the decision rationally connected with this objective? is the limitation or the means used to impair the right or freedom no more that is necessary to accomplish the objective?390 Thus, Lord Steyn stated: The intensity of the review…is guaranteed by the twin requirements that the limitation of the right was necessary in a democratic society, in the sense of meeting a pressing social need, and the question whether the interference was really proportionate to the legitimate aim being pursued.391 The intention is not to impose complex procedures on public authorities but to promote human rights compliance. According to UK jurisprudence, ‘the question is not whether the decision was the product of a defective decision-making process, but whether, in the specific case, the applicant’s human rights have been violated’. 392 In relation to both the substantive and procedural obligations, it is likely that courts will give a ‘margin of appreciation’ or recognise a ‘discretionary area of judgment’ 393 within which the judiciary will defer to the opinion of the legislature or executive in particular areas. Case law from the UK suggests that courts may accord particular respect to policy decisions made by 388 See, eg, R (Daly) v Home Secretary [2001] 2 AC 532. 389 R (Daly) v Home Secretary [2001] 2 AC 532, [28] (Lord Steyn). See also R (Begum) v Denbeigh High School [2006] 2 WLR 719, in which Lord Bingham stated, ‘there is no shift to a merits review, but the intensity of review is greater than was previously appropriate, and greater even than the heightened scrutiny test’. See also Samaroo v Secretary of State [2001] EWCA Civ 1139, [17]. 390 R (Daly) v Home Secretary [2001] 2 AC 532, [27] (Lord Steyn). See also de Freitas v Permanent Secretary of Minisrty of Agriculture, Fisheries, Land and Housing [1999] 1 AC 69 (Lord Clyde); R (on the application of Clays Lane Housing Co-operative) v Housing Corporation [2004] EWCA Civ 1658. 391 R (Daly) v Home Secretary [2001] 2 AC 532, [27] (Lord Steyn). 392 R (Begum) v Denbeigh High School [2006] 2 WLR 719. 393 See, eg, R v (Pro-Life Alliance) v British Broadcasting Authority [2004] 1 AC 185; R (Begum) v Denbeigh High School [2006] 2 WLR 719. 75 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities parliament or the executive in the areas of national security, 394 criminal justice395 and economic policy.396 Section 38(2) places a limitation on the substantive and procedural obligations outlined above. It states that the obligation does not apply if the public authority could not reasonably have acted differently or made a different decision due to a statutory provision or otherwise under law. It is important to note, however, that any such provisions would themselves be required to be read in light of s 32(1). Finally, s 38(3) reinforces the notion that the obligations on public authorities are limited to their functions only insofar as they are ‘public’, stating that the section does not apply to acts or decisions of a private nature. 7.2 Definition of a Public Authority The Charter contains an extensive definition of ‘public authority’, which is broken into two broad categories: ‘core’ public authorities, which are bound by the Charter generally; and ‘functional’ public authorities, which will only be bound by the Charter when they are exercising functions of a public nature. The second category is an important one in the context of modern government practice. Its inclusion was recommended by the Human Rights Consultation Committee on the basis of similar practice in New Zealand and the United Kingdom. It also reflects the reality that modern governments use numerous organisational structures and arrangements to deliver public services and ensures that the duty to respect the Charter is not avoided by the ‘outsourcing’ of government functions. A requirement that private organisations act lawfully in respect of occupational health and safety, equal opportunity and similar obligations has for some time been a feature of government contracts and funding agreements.397 This provision is simply a natural progression in this process. (a) Core Public Authorities Entities which fall into the first category (core public authorities) include the following: public officials within the meaning of the Public Administration Act 2004 (Vic);398 394 See, eg, Secretary of State for the Home Department v Rehman [2003] 1 AC 153; Al Rawi & Ors, R (on the application of) v Secretary of State for Foreign & Commonwealth Affairs & Anor [2006] EWCA Civ 1279, [146][148]. 395 See, eg, R (Marper) v Chief Constable of South Yorkshire [2004] 1 WLR 2196. 396 See, eg, R (Hooper) v Pensions Secretary [2005] 1 WLR 1681. 397 Human Rights Consultation Committee, above n 182, 56. 398 A public official under this Act includes public sector employees, certain judicial employees and parliamentary officers, directors of public entities, and persons holding certain statutory or prerogative offices. It does not 76 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities an entity established by a statutory provision that has functions of a public nature (the meaning of ‘functions of a public nature’ is discussed below); the Victoria Police;399 the Office of Public Prosecutions;400 a Local Council within the meaning of the Local Government Act 1989 (Vic),401 together with Councillors and members of Council staff under the meaning of that Act; a Minister; members of a Parliamentary Committee when the Committee is acting in an administrative capacity; and (b) an entity declared under regulations to be a public authority for the purposes of the Charter. Functional Public Authorities The second, broader category — that of ‘functional’ public authorities — is established by s 4(1)(c), which provides that a public authority is: any entity whose functions are or include functions of a public nature, when it is exercising those functions on behalf of the State or a public authority (whether under contract or otherwise). [italics added] Pursuant to s 4(2), in determining if a ‘function is of a public nature’, the factors that may be taken into account include: (a) that the function is conferred on the entity by or under a statutory provision (eg, the Transport Act 1983 confers powers of arrest on an authorised officer under that Act); (b) that the function is connected to or generally identified with functions of government (eg, under the Corrections Act 1986, a private company may have the function of providing correctional services (such as managing a prison), which is a function generally identified as being a function of government); (c) that the function is of a regulatory nature (eg, a professional association which has statutory disciplinary, ethical or qualification powers is likely to be exercising public functions); (d) that the entity is publicly funded to perform the function; and include the Governor, judges, magistrates, coroners, members of the Victorian Civil and Administrative Tribunal (‘VCAT’), Government Ministers, Parliamentary Secretaries, the President of the Legislative Council, the Speaker of the Legislative Assembly and certain Ministerial officers. 399 See s 4(1)(d) and Guneser v Magistrates' Court of Victoria & Anor [2008] VSC 57 (5 March 2008), [61]. 400 See ss 4(1)(a) and (b) and Guneser v Magistrates' Court of Victoria & Anor [2008] VSC 57 (5 March 2008), [61]. 401 Reference should be had to the Local Government Act 1989 (Vic) if further guidance is required in respect of these terms. 77 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities (e) that the entity that performs the function is a company (within the meaning of the Corporations Act) all of the shares in which are held by or on behalf of the State (eg, all the shares in the companies responsible for the retail supply of water within Melbourne are held by or on behalf of the State). Section 4(3) provides that, to avoid doubt, the factors listed in s 4(2) are not exhaustive of the factors that may be taken into account in determining if a function is of a public nature. According to the Explanatory Memorandum, ‘in a particular case, other factors may be equally or more important in determining the nature of the function. Similarly, the fact that one or more of the factors exist in relation to a function, does not necessarily mean that the function is one of a public nature.’ Sections 4(4) and 4(5) further provide that: an entity may be acting on behalf of the State or a public authority even if there is no agency relationship between the entity and the State or public authority. According to the Explanatory Memorandum, ‘a more loosely connected arrangement in which an entity is acting as a representative of or for the purpose of the State or a public authority may be covered’;402 and the fact that an entity is publicly funded to perform a function does not necessarily mean that it is exercising that function on behalf of the State or a public authority. According to the Explanatory Memorandum, ‘while public funding may be relevant to deciding if the entity is acting on behalf of the State, all of the circumstances, such as the degree of government regulation and control and the nature of the functions being performed, are relevant factors to consider’.403 The ‘functional’ approach is said to be similar to that adopted by the New Zealand and UK legislatures, with the factors that may be taken into account in determining if a function is of a public nature being ‘distilled from jurisprudence and commentary relating to like provisions in the United Kingdom Human Rights Act 1998 and the New Zealand Bill of Rights Act 1990’.404 This approach is intended to avoid the hit-and-miss nature of a list of entities attached to the Charter as a schedule,405 and to provide relative certainty as to who will be considered to be a public authority, or in what circumstances (in the case of entities which combine public functions with those of a private nature).406 The extent of private and community sector involvement in public services, together with the diversity of organisational arrangements and structures to manage and deliver those services, means that the determination of whether a body is a functional public authority will significantly affect the impact and influence of the Charter. Recognising this, the UK House of 402 Explanatory Memorandum, Charter of Human Rights and Responsibilities Bill 2006 (Vic) 6. 403 Ibid. 404 Ibid 4. 405 This approach was considered by the Committee (see Human Rights Consultation Committee, above n 182, 55. 406 An example given by the Committee is that of a security firm which carries out security work for a Victorian prison as well as for a supermarket. It would be a public authority for the purposes of the former function but not the latter: Human Rights Consultation Committee, above n 182, 57. 78 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Lords has stated that there should be a ‘generously wide’ and flexible interpretation of ‘public function’ so as to further the statutory object of promoting human rights.407 The House of Lords has stressed that, in contrast to the category of core public authority, the category of functional public authority ‘has a much wider reach and is sensitive to the facts of each case’.408 (c) Bodies that are not Public Authorities The Charter specifically excludes several entities from the definition of ‘public authority’. These are: parliament or a person exercising functions in connection with proceedings in Parliament;409 courts or tribunals except when acting in an administrative capacity; 410 and an entity declared under regulations not to be a public authority for the purposes of the Charter.411 Parliament is excluded in order to reflect its continuing sovereignty. Courts and tribunals are excluded from the ambit of the Charter in recognition of the doctrine that, in Australia, there is one unified common law throughout the nation, which should not be subject to the influence of a particular state’s legislation.412 It is arguable that, if Victorian courts were included as public authorities (and therefore had to expressly observe the Charter’s provisions) the High Court may strike down the affected part of the Charter as being unconstitutional. Nevertheless the Charter does bind courts and tribunals in carrying out their administrative functions,413 and may be useful in informing the courts, along with other influences, as they continue to develop the common law. (d) The Meaning of ‘Public Authority’ in the UK In March 2007, the House of Lords and House of Commons Joint Committee on Human Rights (‘Joint Committee’) published a report regarding the meaning of ‘public authority’ under the Human Rights Act 1998 (UK).414 Pursuant to s 32(2) of the Charter, which provides that 407 Aston Cantlow and Wilmcote with Billesley Parochial Church Council v Wallbank [2003] UKHL 37, [11]. 408 Ibid [41]. 409 Charter s 4(1)(i). 410 Charter s 4(1)(j). Examples of a court acting in an administrative capacity include committal hearings (Guneser v Magistrates' Court of Victoria & Anor [2008] VSC 57 (5 March 2008), [61]) and listing proceedings (R v Williams [2007] VSC 2 (15 January 2007) [50]). 411 Charter s 4(1)(k). 412 Esso Australia Resources Limited v The Commissioner of Taxation (1999) 183 CLR 10. 413 The Charter provides examples of these functions, which include: committal proceedings, issuing warrants, listing cases and adopting practices and procedures. A more obvious example is the hiring of staff. 414 Joint Committee on Human Rights, Ninth Report: The Meaning of Public Authority under the Human Rights Act (2007) available at http://www.publications.parliament.uk/pa/jt/jtrights.htm. 79 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities international and comparative human rights jurisprudence may be relevant to the interpretation and application of the Charter, this report may assist in the elucidation of the meaning of ‘public authority’ under s 4 of the Charter. Like s 38(1) of the Victorian Charter, s 6(1) of the UK Human Rights Act makes it unlawful for a ‘public authority’ to act in a way which is incompatible with human rights. Section 6(3)(b) of the Act defines a public authority to include ‘any person certain of whose functions are functions of a public nature’. Unlike the Victorian Charter, however, which enumerates a number of factors that may be taken into account to determine whether functions are of a ‘public nature’, the UK Act contains no further definition of ‘public authority’. The meaning of ‘public authority’ has therefore largely been developed through judicial interpretation. Case law from the UK establishes that the following bodies may be functional public authorities: fully privatised public utilities, such as water companies; 415 a community housing association providing rental accommodation on behalf of a local council;416 a provide provider of mental health care; 417 and a private company running a farmers’ market that had initially established by a local council.418 Ministerial statements by the Home Secretary and the Lord Chancellor have also suggested that the following entities may be functional public authorities: private operators of public transport (eg, Railtrack); private operators of prisons (eg, Group 4); doctors in the public health system; and charities that operate in areas such as health care and homelessness.419 The UK courts have also held that where government or a public authority delegates its functions to another entity, whether by contract or otherwise, the government or public authority will retain its obligations as a public authority, regardless of whether the delegate is also conferred with such obligations.420 415 Marcic v Thames Water [2002] EWCA Civ 65. 416 Poplar Housing and Regeneration Community Association v Donoghue [2001] EWCA Civ 595. 417 R (A) v Partnerships in Care Ltd [2002] WLR 2610. 418 R v Hampshire Farmers Market ex parte Beer [2003] EWCA Civ 1056. 419 Joint Committee on Human Rights, The Meaning of Public Authority under the Human Rights Act, 7th Report of Session 2003-04 (2004) 9-10. 420 Callin, Heather and Ward v Leonard Cheshire Foundation [2002] EWCA Civ 366. See also cases such as X and Y v Netherlands (1986) 8 EHRR 235, [23] which establish that a state cannot absolve itself of responsibility to protect the rights of people within its jurisdiction simply because the breaches are carried out by a private body; the state owes positive obligations to protect those rights. 80 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Notwithstanding this, the Joint Committee Report is highly critical of the restrictive approach that the UK courts, particularly the Court of Appeal in Leonard Cheshire, have taken to the meaning of ‘public authority’. This approach has prevailed notwithstanding, firstly, the House of Lords view that there should be a ‘generously wide’ interpretation of ‘public authority’ and ‘functions of a ‘public nature’ so as to further the statutory aim of promoting human rights and remedying human rights breaches 421 and, secondly, that in the course of parliamentary debates on the Act, the Home Secretary and the Lord Chancellor, ‘made it clear that persons or bodies delivering privatised or contracted-out public services were intended to be brought within the scope of the Act by the “public function” provision’. The Joint Committee states that: In a series of cases our domestic courts have adopted a more restrictive interpretation of the meaning of public authority, potentially depriving numerous, often vulnerable people…from the human rights protection afforded by the Act. We consider that this is a problem of great importance, which is seriously at odds with the express intention that the Act would help to establish a widespread and deeply rooted culture of human rights in the UK. The Joint Committee continues, stating, In an environment where many services previously delivered by public authorities are being privatised or contracted out to private suppliers, the law is out of step with reality. The implications of the narrow interpretation…are particularly acute for a range of particularly vulnerable people in society, including elderly people in private are homes, people in housing association accommodation, and children outside the maintained education sector, or in receipt of children’s services provided by private or voluntary sector bodies. The Joint Committee considers that this problem has arisen largely due to a judicial approach favouring an ‘institutional’ rather than ‘functional’ analysis of ‘functions of a public nature’, stating, Effectively, the protection of human rights is dependent not on the type of power being exercised, nor on its capacity to interfere with human rights, but on the relatively arbitrary criterion of the body’s administrative links with institutions of State. This is contrasted by the Joint Committee with other human rights legislation, such as the Equality Act (Sexual Orientation) Regulations 2006 which establishes that religious providers of functions relating to ‘any form of social security, healthcare, any form of social protection or any form of social advantage’ can not be exempted from the application of anti-discrimination law on the ground of sexual orientation. Calling for ‘urgent action’, the Joint Committee makes a range of recommendations to bring about a solution, including that: The Government enact an interpretative statute which provides that, for the purpose of s 6(3)(b) of the Act, a function of a public nature includes a function performed pursuant to a 421 Aston Cantlow and Wilmcote with Billesley Parochial Church Council v Wallbank [2003] UKHL 37. 81 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities contract or other arrangement with a public authority which is under a duty to perform the function; The Government and ‘pure’ public authorities include clear terms which incorporate human rights obligations in contracts with private sector bodies to provide public services; The Government continue to intervene in litigation to promote a wide and flexible interpretation of ‘public authority’ and ‘public functions’ (with the Joint Committee noting with approval that the Government is currently intervening in an appeal before the House of Lords regarding the meaning of public authority); and The Government promote the view, which is supported by strong evidence, that the application of the Act to private sector bodies providing public services will not only benefit service users but could also lead to positive benefits for service providers in relation to the efficiency and effectiveness of their operating and decision making processes. The Committee further concludes that, without such urgent action, many people, particularly vulnerable people, are deprived of their right to an effective remedy for any violation of their human rights and that the Act will continue to fall short of its aims of ‘bringing rights home’ to the UK. 8. Remedies 8.1 Legal Proceedings Section 39 provides for the legal options that may be available with respect to a public authority’s decisions or acts that are allegedly unlawful as a result of the Charter’s provisions. In terms, it provides: 39 (1) Legal proceedings If, otherwise than because of this Charter, a person may seek any relief or remedy in respect of an act or decision of a public authority on the ground that the act or decision was unlawful, that person may seek that relief or remedy on a ground of unlawfulness arising because of this Charter. (2) This section does not affect any right that a person has, otherwise than because of this Charter, to seek any relief or remedy in respect of an act or decision of a public authority, including a right— (a) to seek judicial review under the Administrative Law Act 1978 or under Order 56 of Chapter I of the Rules of the Supreme Court; and (b) (3) to seek a declaration of unlawfulness and associated relief including an injunction, a stay of proceedings or exclusion of evidence. A person is not entitled to be awarded any damages because of a breach of this Charter. 82 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities (4) Nothing in this section affects any right a person may have to damages apart from the operation of this section. While this is a complex provision, it seems that the following principles can be discerned. (a) Section 39(1) – Unlawful Acts of Public Authorities Pursuant to s 39(1), the Charter does not create an independent cause of action. Thus, a breach of a Charter right will not give rise to any cause of action in and of itself. However, where a person has some other cause of action arising from an unlawful act or decision of a public authority, then any unlawfulness arising from a breach of the Charter may be a further ground in the cause of action. For example: Under current law, evidence may be excluded if it was obtained unlawfully or as a result of improper conduct, such as duress. Pursuant to s 39(1) of the Charter, the range of circumstances in which evidence is considered to have been obtained unlawfully or improperly may expand to include: where it is obtained by way of covert surveillance in violation of the right to privacy; where it is obtained by way of an intrusive search in violation of the right to home; and where it is obtained while a person is held in restrictive or oppressive conditions in breach of the right to humane treatment in detention. Further, an act that would not otherwise have been unlawful but for the Charter may become unlawful in the context of the legislation authorising that act being required to be interpreted and applied compatibly with human rights pursuant to s 32. For example: Under current law, a person can seek to have an act or decision struck down if it is ultra vires (that is, unlawful in that it is beyond the power of the public authority to undertake or make). Section 39(1) of the Charter, read in conjunction with the obligation of public authorities to act compatibly with human rights, is likely to enable the courts to strike down as ultra vires any incompatible act. This is not a new remedy, as such, but a new set of circumstances in which existing judicial review remedies can be used. 422 This is particularly the case in relation to action under delegated or subordinate legislation, the validity of which may be impugned unless the incompatibility ‘is empowered’ by the Act under which the subordinate instrument is made. (b) Section 39(2) – Judicial Review, Injunctive and Declaratory Relief Pursuant to s 39(2), nothing in the Charter affects a person’s right, based on something other than the Charter, to seek relief or remedy in respect of an act or decision of a public authority. This explicitly includes a right to seek judicial review, a declaration of unlawfulness and other relief such as an injunction, stay of proceedings or exclusion of evidence. The effect of s 39(2) is that, while pursuant to s 39(1) a person cannot ‘sue’ for a breach of human rights, a person can seek a declaration that a public authority has acted incompatibly with human rights and an injunction to enjoin further contravening conduct. 422 Department for Constitutional Affairs (UK), above n 227, 18. 83 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities Section 39(2) also appears to enable judicial review of a decision of a public authority on the ground of failing to give proper consideration to relevant human rights. As discussed at Part 7.1 above, the term ‘proper consideration’ is likely to require that public authorities give real and genuine consideration to human rights, where relevant, and is also likely to import a notion of weight and proportionality. It is also arguable that, where a decision has been made which is incompatible with human rights, judicial review could be sought on the grounds of error of law or failing to take account of a relevant consideration. In the senses referred to above, the Charter does confer a ‘free standing’ cause of action in relation to human rights breaches and violations. (c) Sections 39(3) and (4) – Damages Section 39(3) provides that a person does not have a right to be awarded damages for a breach of the Charter. However, under s 39(4), this does not affect any right a person may have to damages apart from the operation of s 39. It appears that the operation of these provisions precludes an award of damages for a breach of the Charter in and of itself but may allow the award of damages for a breach of human rights where the contravening conduct constitutes some other unlawful conduct (such as tortious conduct or misfeasance in public office). For example: A prisoner would not be able to sue a prison for breaching his or her right to humane treatment in custody per se. However, if a prison breached a person’s human rights by, for example, treating that person inhumanely in custody, it may be taken to have committed a tort (such as assault) a breach of statutory duty (such as false imprisonment) or misfeasance in public office. In such circumstances, it appears that the person would be able, pursuant to s 39(4), to seek damages in respect of that tort or misfeasance. Section 39(4) also appears to preserve the right to damages for breach of statutory duty. This is important because the interpretative principle at s 32 of the Charter requires that statutory duties be interpreted consistently with human rights. Thus exercise of a statutory power incompatibly with human rights may give rise to a claim for breach of statutory duty sounding in damages. For example: In Baigent’s Case, the New Zealand Court of Appeal held that the overly intrusive execution of a search warrant amounted to a breach of statutory duty. The Court held that the statutory duty relating to execution of search warrants must be interpreted and applied in the context of s 21 of the New Zealand Bill of Rights, which prohibits unreasonable search and seizure.423 (d) 423 Other Matters Simpson v Attorney General [1994] 3 NZLR 667, 674, 694, 714-16. 84 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities The remedies provision is consistent with the recommendations made by the Committee. The Committee noted that they received a substantial number of submissions advocating a right to damages for breaches of the Charter. However, according to the Committee, experiences in other jurisdictions (notably the UK, where people can seek ‘just and appropriate remedies’ which may include damages only if no other suitable remedy is available) demonstrated that damages are rarely awarded, and are often of little concern to the victims of human rights violations. The Committee’s report also noted the support for the availability of a public apology and other innovative responses as remedies. These suggestions were not incorporated in the proposed Charter, however the appropriate causes of action and remedies for breaches of the Charter are specified as issues which must be considered (and reported on) by the AttorneyGeneral upon review of the Charter after its first four years of operation.424 8.2 Ombudsman In addition to the remedies outlined above, the Charter makes a consequential amendment to the Ombudsman Act 1973 (Vic) to empower the Ombudsman to enquire into or investigate whether any administrative action is incompatible with a human right set out in the Charter. The Ombudsman does not have the power to change the authority’s decision, but may recommend that the authority re-examine its decision. The Ombudsman can also recommend that the authority take some other course of action, for example: 8.3 offer an apology; change a policy or procedure; compensate for financial loss; or institute disciplinary or criminal proceedings. Public Officials and Public Servants The Charter also makes a number of consequential amendments to the Public Administration Act 2004 (Vic) requiring, in effect, that public officials respect and promote human rights, including by making decisions and providing advice consistent with human rights and actively implementing, promoting and supporting human rights. 9. Victorian Equal Opportunity and Human Rights Commission 9.1 Expansion of the Commission Part 4 of the Charter provides for an expanded role and the renaming of the Equal Opportunity Commission of Victoria. Along with the functions bestowed on it by (most 85 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities notably) the Equal Opportunity Act 1995 (Vic) and the Racial Religious Tolerance Act 2001 (Vic) in its former guise, the Victorian Equal Opportunity and Human Rights Commission (‘the Commission’) is also given a number of powers and functions specifically related to the Charter. These functions are quite similar to those given to the ACT’s Human Rights Commissioner. 9.2 The Commissions’ Functions Section 41 of the Charter outlines the following functions of the Commission: (a) the presentation to the Attorney-General of an annual report that examines the operation of the Charter (including the way it interacts with other laws), all declarations of inconsistent interpretation and all override declarations made during the year; (b) upon request of the Attorney-General, to review and report in writing to him or her on the effect of statutory provisions and common law on human rights; (c) upon request by a public authority, to review that authority’s programs and practices for compliance with their human rights obligations; (d) to provide community education about human rights and the Charter; (e) to assist the Attorney-General in conducting the four and eight year reviews of the Charter;425 (f) to advise the Attorney-General on any matters that are relevant to the operation of the Charter; and (g) any other function conferred on the Commission under the Charter or any other Act. Both the Committee’s report and the Explanatory Memorandum to the Charter note that the intention is that audits of public authorities will be comprehensive but also, importantly, undertaken in co-operation with the authority in question. Section 40 of the Charter allows the Commission to intervene and be joined as a party to proceedings before a court or tribunal if the proceedings involve a question of law relating to the application of the Charter, or the interpretation of a statutory provision in accordance with the Charter. Section 42 grants the Commission the power to do all things necessary and convenient in order to carry out the functions described above. Section 43 provides that reports prepared for the Attorney-General by the Commission are to be laid before both Houses of Parliament in a timely fashion. Section 43(2) allows the Attorney-General to amend such a report in order to prevent disclosure of information which discloses the identity of a person who contravened human rights of another or had their 424 Charter s 44(2)(d). 425 The four year review is referred to in the following section. Sections 44 and 45 of the Charter set out the obligation to conduct these reviews and, in respect of the four year review, the issues which must be considered. 86 Chapter 5 – The Victorian Charter of Human Rights and Responsibilities human rights contravened, or which would harm the public interest. Section 43(3) requires the Attorney-General to present a statement to Parliament, disclosing the fact that an amendment has been made, if a report is amended pursuant to s 43(2). 10. Review of the Charter Sections 44 and 45 require that the operation and content of the Charter be reviewed after four years and then again after eight years of operation respectively. Under s 44, the four year review is to be commissioned by the Attorney-General and tabled before Parliament by 1 October 2011. The review is to consider, among other things, whether the Charter should be amended to: (a) include additional human rights, including the right to self-determination and also human rights contained in the International Covenant on Economic Social and Cultural Rights,426 the Convention on the Rights of the Child,427 and the Convention on the Elimination of all Forms of Discrimination against Women;428 (b) require mandatory periodic auditing of public authorities to assess compliance with human rights; and (c) include a provision to create an independent cause of action and entitlement to remedies in relation to acts or decisions of public authorities that are incompatible with human rights. Under s 45, the Attorney General must commission and table a review of the Charter for the period 2011 to 2015 by October 2015. The content of this review is not specified. 426 Opened for signature 16 December 1966, 999 UNTS 3 (entered into force 3 January 1976). 427 Opened for signature 20 November 1989, 1577 UNTS 3 (entered into force 2 September 1990). 428 Opened for signature 18 December 1979, 1249 UNTS 13 (entered into force 3 September 1981). 87