Syllabus PUAD 483: EMERGING ISSUES IN PUBLIC ADMINISTRATION Fall 2004 Nonprofits and NGOs: Managing for Human Services, Advocacy, Development, and Relief FACILITATOR: DOUGLAS SKELLEY MAURY 211 6832 (o); 434-8046 (h) skellebd@jmu.edu Office Hours: M & W 2:00- 4:00 Th: 12:00-3:00 COURSE RATIONALE: Why a course on management of nonprofit (NP) and nongovernmental organizations (NGO)? At the national level it is estimated that there are 1.4 million NP organizations in the U.S. expending more than $500 billion. More than half of all hospitals, colleges, orchestras, social service agencies, and civic organizations fall in the NP category. Government, moreover, is increasingly dependent on nonprofits as service delivery mechanisms, particularly in the area of human services. Internationally, the number of NGOs has grown rapidly. The Human Development Report 2002, published by the UN, indicates that there were 37,281 NGOs in the year 2000, up 19% from 1990. This number includes a great range of organizations, both international and domestic, most international ones having local programs and affiliate organizations in many countries. They have become especially popular with funders as devices for addressing social and economic problems. The study of NPs and NGOs deserves the attention a dedicated course will bring, and it is most appropriate that the course be offered in the public administration. SEMINAR: This course is offered as a seminar. What is a seminar? A seminar is a small group of students who work together and with faculty to study a subject(s), research information and ideas, report to the group on research, and discuss the product of study and research. COURSE OBJECTIVES: Common: With other courses in the public administration, this course seeks to enhance students' 1. 2. 3. 4. effective written and oral communication. global understanding and appreciation of diversity. research skills. critical thinking and problem solving skills. Course Specific Objectives: Specifically this course seeks: 1. to acquaint students with the NP or nongovernmental organization as a type distinct from government and private business; 2 2. to acquaint students with the distinguishing organizational features of NP and INGO organizations salient to their management; 3. to assist students in identifying the principal challenges facing NP and INGO management in policy formation, resource generation, client identification, service coordination and service delivery; 4. to assist students in identifying and applying managerial techniques and devices appropriate to these challenges; 5. to assist students in gaining experience in solving practical problems with working NP organizations. 6. to increase the student's sense of the role of nonprofits and NGOs in civil society building. COURSE OVERVIEW This course will provide you with an understanding of the challenges involved in operating NPs, specifically human service, organizations and developmental NGOs through readings, research, and case study applications. In class you will explore (a) the notion of “civil society” and how NPs and NGOs are thought to fit within that concept. (b) the distinguishing organizational features of NP organizations salient to their management; specifically their legal basis, their tax status, policy direction by a board of directors, and their philanthropic and resource-generating services and goods. (c) the special, or not so special, case of NGOs. (d) the principal challenges facing NP/NGO management including policy formation, resource generation, client identification, service coordination and delivery, service quality and customer satisfaction. (e) managerial techniques and devices applicable to these challenges: strategic planning, goal-setting, quality management, benchmarking, contracting, performance budgeting, and human resources, both paid and volunteer. (f) current events in the NP and NGO world. (g) the application of managerial theories, systems, and techniques to case studies of NPs and NGOs. GENERAL COURSE REQUIREMENTS: To accomplish the course objectives, you are expected to attend class, read the assigned texts, articles, and cases acquaint yourself with the terminology of the fields of management and nonprofits, participate in presentation of class materials such as readings and case studies participate in discussions of class materials, join other class members in carrying out assignments, produce research for presentation to class. 3 SPECIFIC REQUIREMENTS: ATTENDANCE: Because this is a seminar, it is expected that you will not miss class. Participation is the “soul” of a seminar, and you can’t participate if you are absent. We will be meeting frequently for brief periods (MWF) in the middle of the day. There is little reason to miss. You are encouraged to attend whether you feel prepared or not. READING ASSIGNMENTS: Because a seminar presumes both preparation and participation on the part of students, class members must make a special effort to read assignments and to be prepared to raise questions about the readings as well as provide interpretations of them. Much of the reading you will be doing for the big ideas and arguments in the chapters and articles. Try to read thoroughly, but quickly. All reading assignments have been measured and adjusted to be reasonable preparation for a MWF course. When reading, you will want to approach the chapters and articles with an analytical frame of mind. You may want to be able to: (1) Identify the hypotheses that are tested or the contentions argued in the reading. (2) Briefly describe the theoretical basis of the chapter. (3) Critique the author's methodology, if any, or assess the author's support for her argument and its logic. (5) Summarize the author's findings briefly. (6) Report the author's conclusions. (7) Attempt to relate the conclusions to the previous readings and discussion in the course. Feel free to relate the reading to your personal experiences in organizations and to the cases we have covered in the course. BLACKBOARD RESOURCES/PARTICIPATION: Every week you will be expected to visit the class Blackboard. Here you will find the syllabus (including the schedule of class activities) and other course guide sheets. From time to time the facilitator will post information and instructions for the class at this site. Weekly a class member will post an entry on the “IN THE NEWS” section of the Discussion Board and write a comment that connects the story to the course material. Class members are expected to comment on these entries. CLASS DISCUSSION: You will want to share your interpretations and criticisms of the reading material in class. Propositional Inventories, “IN THE NEWS” items, and case studies will be vehicles for carrying this discussion. Participation will be an element of your course grade, and the facilitator will provide you with qualitative and quantitative feedback on your participation. PROPOSITIONAL INVENTORIES (PIs) and CASE APPLICATIONS: When reading articles in NGO Management and chapters in The Welfare Marketplace, you will write a Propositional Inventory (PI) for each article/chapter to bring to class. For each case study discussion you will want to prepare a Case Application (CA) assigned in the schedule. PIs and CAs should be typed and brought to class on the day assigned. The articles/chapters and dates PIs and CAs are due are marked in the Assignment Schedule. You will want to keep a “notebook” electronically of these items for later reference. What are propositional inventories (PIs)?: PIs are brief, written exercises that are intended to help you focus on the important ideas in reading material and provide evidence to the instructor that you have read and thought about the assigned material. For the purposes of 4 this course a PI will consist of four sentences that you compose, using your own words, based on your reading and understanding of the author's ideas: Statement #1: This statement will be called the "general contention" of the chapter or article you have read. Every author is trying to argue some point that is either explicit or implicit in his piece. The general contention is your statement of what you believe the author's argument is. This statement must capture the WHOLE point of the author's writing the chapter (article). STATEMENT#1 MUST BEGIN WITH THE PHRASE: "In this chapter [article], the author contends that . . . ." Statements #2-4: These statements will be called "supporting propositions." They will be statements in YOUR words of what YOU believe to be the most convincing points of evidence or logic that the author provides to support his/her general contention. Sanger, for example, reports many examples of contracting in America. Your statements 2-4 should focus on the substance of her claims, not a description of her chapters or simply examples of what she is discussing. We define "proposition," for our purposes here, to be a point to be maintained or discussed or a statement of a believed truth that must be demonstrated. Rules Regarding PIs: (1) NEVER copy sentences from the chapters/articles. You are to write the PIs yourself in your own words as if you were the author. Always write in COMPLETE SENTENCES. (2) On the first line of the PIs you turn in, put the following identifying information: (a) your name; (b) author's name; (c) the chapter number and/or title, (d) date of assignment. What are Case Applications?: We will be looking at several case studies and using them several times as devices for the application and testing of the prescriptions in our readings. The first three class meetings we will read and discuss the basic elements of these cases. Later in class we will apply our readings. First Reading: Respond to the following concerning the cases when first reading them and bring in your responses: (1) LABEL: Course Number, Case Title, and Your Name. Example: PUAD 625, CA #1, "Deciding . . ." Skelley/9/10/04 (2) PROBLEM: In one or two sentences state the fundamental problem of the case--that is, the problem that must be resolved before all others can be solved. Express the problem IN TERMS OF A GENERALIZABLE MANAGEMENT CONCEPTS, e.g., "turnover," "management style," "job satisfaction," etc. We will be learning more and more of these as the course goes along. (Look for the real problem. Don't confuse symptoms with problems.) (3) ATTENDANT PROBLEMS: List briefly other problems you see in the case. Subsequent Case Applications: Do the following: (1) LABEL: Course number, CA Number, Case Title, and Your Name. Example: PUAD 625, CA #1, "Deciding . . ." Skelley/1/10/04 (2) PROBLEM: If you see the problem differently now that you have read more material, how might you restate the fundamental problem. (Are you better able to state it in generalizable concepts?) (3) READINGS a., b., c., etc.: How are the readings assigned relevant to the case assigned with it? You must comment on how the assigned chapter(s)/articles in (a) Wolf’s Managing a Nonprofit . . . (b) Edwards and Fowler’s NGO Management and (c) Sanger’s The Welfare Marketplace might relate to the case. You MUST write a brief, substantive paragraph on the relevance of each assigned reading with SPECIFIC references to the SUBSTANCE of each article/chapter. If a reading appears irrelevant, EXPLAIN WHY it is irrelevant. 5 (6) In a concise, but not over-generalized, paragraph explain how you would begin to attack the fundamental problem given what you have learned so far in the course. RULES REGARDING CAs: 1. Never copy sentences from the cases. You are to write your own CAs, basing them on the case material. 2. Always write in complete sentences and proper English. 3. On the first line of the CA label it as directed above. “IN THE NEWS”: Each week a student will be given responsibility to identify three items in the news about NPs and NGO. One will be posted on the Blackboard Discussion Board for comments by classmates. It may address any aspect of NPs and NGOs of interest to the student. Two other news items will be brought to class as indicated in the Assignment Schedule. These will be chosen on the basis on the subject matter of the day’s assignment. The responsible student will explain to the class why the item was chosen and what aspect of the assignment it exemplifies or illuminates. RESEARCH PROJECT AND PRESENTATION: The research project will focus on a contemporary management issue peculiar to nonprofits. It will be developed through discussion with the instructor. PAPER REQUIREMENTS: BIBLIOGRAPHY/REFERENCE LIST: The bibliography/reference list for this paper should include AT LEAST AS MANY WORKS CITED IN THE TEXT OF THE PAPER AS THERE ARE PAGES IN THE TEXT. This is a rule of thumb. The textbooks for this course SHOULD NOT BE INCLUDED in this number. No more than one-half of the references may be internet sources. At least one-third should be academic and professional journals. LENGTH: The paper should be a typed manuscript of no less than twelve pages exclusive of the cover page and the reference list. The paper should be double-spaced and in a 12 point font. Headings for various sections of the paper are appropriate. See STYLE. ENGLISH COMPOSITION: The strictest standards of English composition should be employed. Spell check and grammar check your paper, then read it through yourself. STYLE: The citation style currently used by Public Administration Review, a parenthetic authordate style, should be used. The PAR style is based on the University of Chicago Style Manual, 14th ed. A guide for the journal is available at http://www.aspanet.org/publications/par/guidelines.html. EVALUATION: (1) Your paper should reflect a command of its topic and be based on a bibliography of representative articles and books on the subject. Articles tend to be the sources of the latest research, whereas books often collect research done over several years. Obviously you may use the internet, but depend on demonstrably reliable, academic and practitioner sources here. There is a lot of junk on the internet. Do not attempt to write your paper using interviews as your major source materials. Any use of human subjects must be approved by the Institutional Review Board and that approval takes weeks to obtain. (2) Your paper will be judged on the basis of its organization and its presentation of the material you have found. Be sure to be systematic and logical. Your paper should have an introduction that makes clear what it is attempting to do. It should pose a question to answer about the subject or a hypothesis to be tested. 6 (3) Last of all, your paper will be evaluated as a written composition. Be sure to use formal English, write carefully, and avoid mistakes in punctuation, spelling, and grammar. Use page citations for any quoted material. SUBMISSIONS: TOPIC: Be prepared to discuss topic possibilities on September 8. Submit a refined topic by September 15. VIABILITY STATEMENT AND BIBLIOGRAPHY: Submit a research question or hypothesis, a one paragraph explanation of the viability of your topic. This statement should be supported by an annotated bibliography of six items. This is NOT your complete bibliography, of course, but a start that demonstrates there is enough information that you can write on the topic chosen. FINALIZED VERSION OF PAPER: The final version of your paper should be submitted in the class meeting after you make your class presentation (see below). RESEARCH PRESENTATIONS: CLASS PRESENTATION OF RESEARCH: In the last three class meetings each student will make a presentation of research to the class. The presenter will (1) want to make a carefully planned 12 minute presentation and employ materials that will help the class comprehend the presentation, (You should use PowerPoint slides.) (2) explain the research question, (3) discuss the challenges of doing the research, (4) pose stimulating questions to the class. SOME TOPIC AREAS FOR POSSIBILE RESEARCH: Measuring effectiveness (outcome evaluation) in NP/NGO organizations Competition between NPs and private sector organizations Managing and motivating volunteers to job satisfaction Managing contracts—especially with government Financial vulnerability and approaches to financial stability Merger and acquisition activity among nonprofits Sector blurring and its implications for management Unionization and NPs Agency theory in NPs Managerial challenges to NGO creation and operation in specific countries Managerial challenges facing a specific kinds of INGOs and NGOs Cultural issues in INGOs and NGOs EXAMINATIONS: There will be two hourly test and a final exam based on the readings, case studies, and class presentations. The tests and exams will consist of multiple choice items as well as case study elements. In other words you will have to demonstrate a knowledge of the readings and discussion and be able to apply them in an analysis. COURSE TEXTS: 7 Michael Edwards and Alan Fowler (eds.). The Earthscan Reader on NGO Management. London: Earthscan Publications, 2002. M. Bryna Sanger. The Welfare Marketplace: Privatization and Welfare Reform . Washington: Brookings Institution, 2003. Thomas Wolf. Managing a NP Organization in the Twenty-First Century (Revised). New York: Fireside Books, 1999. COURSE GRADING: Class Participation CAs PIs Research Paper Presentation Test 1 Test 2 Final Examination TOTAL 10 10 10 20 5 10 15 20 100 points Letter Grades with + and - , as appropriate, to reflect degree of accomplishment: 91-100 = A; 81-90 = B; 71-80 = C; 61-70 = D; 60-0 = F RESOURCES: Here are a number of research resources that may be useful for class and for our projects. Free Management Library at www.mapnp.org/library/ Non-Profit Nuts and Bolts: www.nutsbolts.com Fund Net Services: NP Journals/Magazines: www.fundnetservices.com/journals.htm Action Without Borders: www.idealist.org Independent Sector: Research, Public Policy, Newsroom: www.independentsector.org International Center for Not-for-Profit Law: http://www.icnl.org Grants and Related Resources: www.lib.msu.edu/harris23/grants/voluntee.htm NP Issues (Law): www.nonprofitissues.com Energize (Volunteers): www.energizeinc.com NGO Management: www.zeelearn.com/course/ngo/html/ NGO Café: www.gdrc.org/ngo/ Leader to Leader Institute (Drucker Institute): www.drucker.org/leaderbooks/l2l/index.html Center for nonprofits and Philanthropy of Urban Institute: www.urban.org/content/PolicyCenters/NonprofitsandPhilanthropy/overview.htm National Center for Charitable Statistics of Urban Institute: http://nccsdataweb.urban.org/FAQ/index.php?category=31 Center for Civil Society Studies: http://www.jhu.edu/~ccss/ Centre for Civil Society (London School of Economics): http://www.lse.ac.uk/collections/CCS/ Journals: NP and Voluntary Sector Quarterly (in Carrier Library on fische) NP Management and Leadership (online via Carrier Library) Voluntas: International Journal of Voluntary and NP Organizations International Journal of NP and Voluntary Sector Marketing International Journal for Not-for-Profit Law (on line at http://www.icnl.org/journal/journal.html) 8 National Civic Review Public Administration Review JMU HONOR SYSTEM: By accepting admission to JMU, you make a commitment to understand, support and abide by the University's honor system without compromise or exception. This class will be conducted in strict observance of the JMU Honor System. Please refer to you JMU Handbook for details. ASSIGNMENT SCHEDULE (BB=Blackboard; E&F=Edwards & Fowler; S=Sanger; W=Wolf.) Date Wk Topic/Activity AUG 23 1 Introductions/Orientation Assign “IN THE NEWS” Responsibility Assignment 25 What is Civil Society? Civil Society Article on BB (“Assignments”) Case 1 & 2 on BB (“Course Documents”) 27 What is the Third Sector? W pp. 11-21; S pp. 1-8 Case 3 on BB What are NGOs and INGOs? Write a PI in class E&F Introduction (pp. 1-10); Article 8 Case 4 on BB Why are values, missions, goals important? W pp. 21-42 Why are values, missions, goals important? IN THE NEWS E&F1 __________________________ Why are values, missions, goals important? IN THE NEWS Research Project E & F 2, 3 (2 PIs) __________________________ 30 2 SEP 1 3 6 3 8 10 13 15 4 Case Application (Do CA in class) Research Topics Bring Potential Topic Areas What is the role of the NP board? IN THE NEWS W2 __________________________ What is the role of the NP board? IN THE NEWS E & F 11, 12, 13 (3 PIs) __________________________ Case Application CA2: Case #? Research topic with research Question/hypothesis 9 17 20 How do we structure NPs? IN THE NEWS 5 E & F 10 (PI) __________________________ TEST #1 22 What kinds of human resources do NPs need? IN THE NEWS W3 __________________________ 24 How do we manage an NPs human resources? IN THE NEWS W4 __________________________ How do we manage an NPs human resources? IN THE NEWS E & F 30 (PI) Topic viability statement and bibliography __________________________ How do we manage an NPs human resources? IN THE NEWS E & F 27 & 28 (2 PIs) __________________________ Case Application CA3: Case #? Why do NPs need to use marketing? IN THE NEWS W5 __________________________ 6 How do we fundraise for NPs? W 8 (pp. 235-256) 8 How do we fundraise for NPs? IN THE NEWS W 8 (pp.256-274) __________________________ How do we fundraise for NPs? IN THE NEWS E & F 25 (PI) __________________________ Case Application CA4: Case#? FALL BREAK Why is contracting important to NPs? IN THE NEWS S 2 & 3 (2 PIs) Skelley____________________ 20 Why is contracting important to NPs? S 4 (PI) 22 Why is contracting important to NPs? IN THE NEWS S 5 & 6 (2PIs) Skelley____________________ 27 6 29 OCT 1 4 11 7 8 13 15 18 25 9 10 TEST 2 27 How should NPs manage their finances? IN THE NEWS W6 __________________________ 29 What are financial statements in NPs? IN THE NEWS W7 __________________________ NOV 10 1 Case Application Research Progress/Presentation Assignments CA5: Case # ? 3 Why must NPs plan strategically? IN THE NEWS W 9; E & F 5 (PI) __________________________ 5 Why must NPs plan strategically? IN THE NEWS E & F 22 (PI) __________________________ What is sustainability? IN THE NEWS W 10 __________________________ 10 Why is leadership important? IN THE NEWS E & F 24 & 29 (2 PIs) __________________________ 12 Case Application (planning, sustainability, and leadership) CA6: Case #? How can we measure performance and effectiveness? IN THE NEWS W 11; E & F 18 (PI) __________________________ 17 How can we measure performance and effectiveness? IN THE NEWS E & F 20 (PI) __________________________ 19 Case Application CA 7: Case #? How do NPs manage change? IN THE NEWS E & F 9 & 16 (2PIs) __________________________ 8 15 22 11 12 13 14 24 & 26 29 THANKSGIVING PRESENTATIONS __________________________ __________________________ __________________________ DEC 1 PRESENTATIONS __________________________ __________________________ __________________________ 3 PRESENTATIONS __________________________ __________________________ __________________________ 6 15 8-10AM EXAMINATION (TEST 3)