AGENDA FOR CHANGE JOB ANALYSIS QUESTIONNAIRE (JAQ) Version 1.0 Page 1 of 59 © Crown Copyright 2004 INTRODUCTION TO THE JOB ANALYSIS QUESTIONNAIRE (JAQ) This questionnaire is designed to obtain all the information necessary to evaluate your job locally. It may seem long and sometimes repetitive but it is very important that you take the time to complete it fully and provide relevant and clear examples about your job. If the Evaluation Panel does not have all the information it needs, it will not be able to evaluate your job properly. Why do I have to complete a JAQ? As there is not an appropriate nationally agreed profile for your job, it has to be assessed by a Panel made up of trained evaluators who, working in management and trade union partnership, will use the NHS Job Evaluation Scheme to evaluate the job information provided in the JAQ so that the job can be placed in the appropriate pay band. If other people do the same job, do we all need to complete a JAQ? Where there is more than one person doing a job there are a number of options for completion, including the following: One of the jobholders can volunteer (or be selected) to complete a JAQ and be interviewed by Job Analysts: the completed JAQ is circulated to other jobholders for comment both before the interview and, if there are changes, after the interview, before being signed off. Jobholders can work together to complete a JAQ and then select one to represent them all at the interview with the Job Analysts. This option works best where jobholders work together in the same work location. It is effective, but can be time consuming. Where jobholders work in different locations, one option is for one jobholder from each location to complete the JAQ, as described above and then meet together to produce a single JAQ and select a representative for interview. Again this is time consuming but would give participants a sense of ownership. Alternatively, jobholders may nominate one jobholder to complete the JAQ and then send it to the others for comment and agreement afterwards. You will be advised which of the above options has been agreed locally, on a partnership basis for your job. How should I complete the JAQ? It can be completed by hand or electronically, using Microsoft Word. If you have a choice, it is preferable for the analysts and the Evaluation Panel to have a JAQ, which has been completed electronically, as it can be duplicated easily. It is clearer for the panel to read, agreed amendments can be made neatly and the boxes automatically expand to fit the words. Version 1.0 Whichever way you choose, answer the questions in your own words and, if you are familiar with the NHS Job Evaluation Scheme, try to avoid key phrases which are contained in it as these are unhelpful and do not describe the type of activity/task. If you want to use the same example to answer a different question, there is no need to write it out again, you can just refer to the first example. Is there any guidance on how to complete it? The guidance is contained in the interactive help facility and in an electronic file of that name which can be read electronically or printed and used as a reference document. It is helpful to read each question in the JAQ and then read the guidance relating to it before answering the question. For those sections with a series of Yes/No boxes, it is sensible to work through the questions first, putting ticks or Yes’s or No’s in the boxes, as appropriate. Then consider the examples you want to use and allocate them to the Yes box options. This provides a better range of examples to evaluators and helps avoid repetitive box filling for you! Using the Interactive ‘Help’ The electronic interactive ‘Help’ facility can be accessed by moving the cursor over the corresponding shaded area (usually the question number) and waiting one second. Guidance will then be displayed on the screen. Please note that the grey shaded boxes are not associated with the Help system, but are designated as the areas to enter data. There are slight variations for Microsoft Word 2002 and Word XP users, which are outlined below. You can check the Word version you are using by opening Word, clicking "Help" then "About". For MS Word 2002 users the Help area may not be shaded but will be enclosed within coloured brackets. MS Word 2002 and XP users should ensure that the ‘Balloons’ element of the tracking/ reviewing is not enabled. If you do not see all of the Help comments down the side of the document when the file initially opens, the ‘Balloons’ element is not enabled and nothing need be done. This feature can be disabled through the Review toolbar by clicking 'Show' then 'Balloons' and then 'Never' or through the Tools menu by clicking 'Options' then 'Track Changes' then by 'Use Balloons' choose 'Never'. This will not be an issue for users of Word 2000 or lower. For advanced PC users, the field codes facility should be off. This facility will be on if the button that looks like a backwards “P” ¶ is displayed and depressed on the toolbar. Page 2 of 59 © Crown Copyright 2004 What duties should I include? The JAQ takes into account all the duties you are required to carry out. Think what you do in a typical week, start from the beginning and work through each day. If your job varies from week to week or has a monthly cycle, look at your diary to help to list your activities. You should include those duties agreed by you and your manager to be part of the job. These may be more, or less, than the duties listed on your formal job description. When you have completed the JAQ, it is sometimes helpful to keep it with you for a few days so that you can add anything else that comes to mind. Be sure however to keep in mind the date it has to be completed by, so that the process is not delayed. How much information should I include? Wherever there is a question that you have ticked or answered ‘Yes’, there should be a clear, factual answer. It should be detailed enough to enable someone who does not know the job to understand what you do. Please avoid including unnecessary information as this can be confusing. Also avoid initials or jargon, as these may not be understood. Can I get help from other people? Yes, it is a good idea to talk to others who know about the job when completing the JAQ, for example: Colleagues who do a different job but work closely with you Colleagues who do the same or a similar job to you Staff representative(s) for your area of work Supervisor and/or line manager Trained staff member dedicated to do this (where available). HR department will probably be able to supply these. An organisation chart, induction materials and department reports may also be useful if they include a description of your work. Does the JAQ ask me to list what I think I have done particularly well? No, Job Evaluation is concerned with WHAT you do, not how well you do it. It takes no account of performance. What will the Job Analysts do? The Job Analysts are trained NHS staff and when you have finished completing the JAQ, two analysts (one management, one staff representative) will go through the JAQ with you to ensure that you have not left anything out, the examples provided are clear to people who do not know your work and that the JAQ accurately reflects the job duties and responsibilities you describe. They will also, where possible, answer any questions concerning what will be happening next. Will the Job Analysts make any changes to the JAQ? They may suggest making some amendments, with your agreement, where they think that it can be improved or where it may be misunderstood or misleading. Their aim is to ensure that the JAQ is clear, complete, concise and correct. What will happen after I have agreed the JAQ with the Job Analysts? The completed JAQ needs to be agreed by your manager and signed off by you, your manager and both Job Analysts at the end of the process. It then goes to the Evaluation Panel. Should I refer to any documents? It may be helpful to refer to a job description or person specification, especially if it is agreed as up-to-date and accurate. Your line manager or the Version 1.0 Page 3 of 59 © Crown Copyright 2004 Job Analysis Questionnaire Date issued 28th February 2008 Job Reference Number SHS S040 JOB TITLE DEPUTY MANAGER – VALIDATION & ASSOCIATED SERVICES GROUP PRINCIPAL PURPOSE OF JOB (JOB STATEMENT) In no more than two sentences, please describe the principal purpose(s) of your job. This can be taken from your job description. Management and development of a service that provides NHS Scotland with an independent UKAS 17025 accredited validation service for sterilization and decontamination equipment. To project manage major decontamination capital projects and to provide expert specialist and professional decontamination advice and technical services to Health Boards, NHS Trusts, Directly Managed Units, the Scottish Government, Estates Managers, Departmental Heads and other customers to ensure that equipment purchased is to specification, installed on time and is within budgeted costs. Version 1.0 Page 4 of 59 © Crown Copyright 2004 ORGANISATION CHART Please draw an organisation chart showing your job and the jobs two levels above and two levels below (where possible) by job title only. Draw a box around your job Assistant Director ETB Validation & Associated Services Manager Project Manager Sterilizers & Decontamination Deputy manager Validation & Associated Services Validation Engineer Validation Engineer Validation Engineer Validation Engineer Validation Engineer Validation Engineer Validation Engineer Validation Engineer Admin. Assistant NOTE:- 2008/2009 Divisional Workforce Plan indicates a growth over the next 4 years from the current 8 Validation Engineers to 24 Validation Engineers to meet the increasing demands of the service. Version 1.0 Page 5 of 59 © Crown Copyright 2004 MAIN TASKS Please list the main tasks within your job and indicate any tasks, which are only carried out occasionally. Provide enough detail to enable readers to understand what you do. Please also indicate the approximate proportion of your time spent on each task. This may be over a typical week if your job has a weekly work cycle or over a month or year for jobs, which vary seasonally. MAIN TASKS % of time spent on this, rounded to the nearest 5% OPERATIONAL MANAGEMENT 40% I am the operational manager for logistical activities of field based team. Tasks include forward planning, scheduling, rescheduling, customer liaison via email, telephone and face to face meetings (40%) Manages the operational infrastructure for 8 field engineers. Draws up work schedules. Develops operational procedures. Designs and develops validation strategies with client representatives. Liaises with HPS, HFS regarding alignment of procedures with Government policy. Reviews and signs off Test Reports. Witnesses and conducts commissioning. Investigates equipment defects. Troubleshoots technical issues. The postholder holds the position of Deputy Head of Laboratory within 2 UKAS accredited schemes (SHS Validation Services is a UKAS accredited Calibration and Testing laboratory). Conducts and participates in Audit of team activities. Defines Quality System procedures. Carries out adjustments & applies calibrations to complex, intricate equipment. Evaluates SAL, (Sterility Assurance Levels), of processes to quantify risks of cross-infection. Calculates Microbiological Log reductions, thermal death curves, T, D and K values. Calculates uncertainty of system measurement to UKAS M3003 levels. Evaluates test report syntax and content, and compares this with specified requirements to assess if equipment may continue in service. Participates in disciplinary hearings. Travels daily by car. Version 1.0 Page 6 of 59 © Crown Copyright 2004 MAIN TASKS % of time spent on this, rounded to the nearest 5% PROJECT MANAGEMENT 25% I am a Project Manager for decontamination equipment installations. Projects range from small installations to full new build equipping (25%). Defines equipment specifications. Develops procurement strategies. Manages the project schedule. Requires understanding of EU law in relation to capital item purchasing. Meets suppliers. Chairs equipment selection processes. Debriefs unsuccessful bidders. Develops Gantt diagrams. 15% GROUP MANAGEMENT I am the deputy manager for the validation section. The full remit of the Validation Manager’s activities will be undertaken around 15% of available time owing to the manager being on leave, training courses, etc. Represents SHS at SGHD level in lieu of Line Manager when appropriate. DECONTAMINATION ADVISOR 10% I am a decontamination specialist representing SHS and provide specialist decontamination advice to NHS Boards etc. (10%). VALIDATION ENGINEER 10% I perform the role of HTM 2010 / HTM 2030 Test Person (10%). Conducts periodic and validation tests on all types of decontamination equipment to ensure equipment meets the required standards. Version 1.0 Page 7 of 59 © Crown Copyright 2004 1. 1.1 COMMUNICATION AND RELATIONSHIP SKILLS This factor measures the skills required to communicate, establish and maintain relationships and gain the co-operation of others. It takes account of the skills required to motivate, negotiate, persuade, make presentations, empathise, communicate unpleasant news sensitively and provide counselling and reassurance. Please answer the following questions and provide examples for communication that has occurred in the last 12 months. State whether the communication is with other employees, patients/clients or their carers, or with the general public/external organisations. Do you Yes/ Please give a typical example No Remember to move the cursor over the yellow shaded area to access guidance notes. 1.1.1 YES Describe/ explain? I frequently explain details of tendering process to NHS staff at all levels. I explain the reasons for not selecting equipment to unsuccessful suppliers in tendering exercises. This is done in writing and verbally in debrief meetings. I explain how items of decontamination equipment work to staff who may be unfamiliar with the equipment. This is done by giving practical demonstrations and classroom training. I describe and explain developments, improvements and revisions to information and reporting systems to staff in my section. 1.1.2 Persuade or influence? YES I have recently persuaded an equipment manufacturer to make modifications to equipment design and pipework layout, which I identified as necessary prior to equipment delivery and installation. As a lead specialist in the field of decontamination, I am required to influence and persuade clients’ staff to make changes to working practices where these are long established and staff are reluctant to accept changes. I occasionally have to demonstrate alternative methods of operating equipment to staff to persuade them that there are more effective methods of operation. I regularly have to persuade departmental managers, dentists and GPs to remove equipment from service to enable testing to be done on the machine. I have to advise them of the benefits of having their machines independently tested and the consequences of continuing to operate a machine which is overdue for testing. 1.1.3 Negotiate? YES I negotiate with suppliers, contractors, estates personnel, managers and operators during all stages of equipping projects. I negotiate with suppliers at the post-tendering stage to ensure that NHS Scotland receives best value for money in equipping projects. In recent projects, I have negotiated to have extended warranty periods on equipment supplied free of charge and negotiated with a supplier to supply a free clean steam generator, worth in excess of £10,000, with a sterilizer equipping project. I negotiate with test equipment suppliers to arrange for trial/demonstration equipment for our team to evaluate. Version 1.0 Page 8 of 59 © Crown Copyright 2004 Do you Yes/ Please give a typical example No Remember to move the cursor over the yellow shaded area to access guidance notes. 1.1.4 YES Motivate? All staff that I have management responsibility for, are field engineers who work from home. Skilful motivation is required to ensure that the welfare needs of the staff are met, whilst balancing the needs of the organisation. I motivate clinician groups during training by giving case histories and explaining why they should be concerned about something and showing them how they can assure that concern by taking certain actions. Often a lack of awareness leads to inappropriate actions – installing the awareness can motivate effectively. I motivate my staff regularly through my ability to provide them with solutions to the typical problems that can occur while they are on-site carrying out tests. Through my own experience of testing many different types of decontamination equipment, I am aware that there is the potential for staff to feel isolated and de-motivated with the task in hand if problems occur during testing. I frequently meet the engineers on-site to provide support and motivation in a hands-on manner. 1.1.5 Use tact / diplomacy? YES Tact and diplomacy is necessary when discussing equipment performance issues with suppliers during equipment commissioning. I have been involved in disputes with suppliers in relation to equipment performance and I had to be careful not to infer blame, but to offer ways to improve and resolve, as failure to act could have affected patient safety. I use tact and diplomacy when discussing results of failed tests with departmental managers, as this can affect production and may lead to cancellation of patient lists. Managers have to be informed of the consequences of failed tests and the potential risk of cross infection from instruments processed in machines which are not functioning correctly. 1.1.6 Use empathy? YES My staff have a physically and mentally demanding job, which they have to perform as lone-workers. They regularly have to work in remote locations and stay overnight in hotels, away from their families. A great deal of empathy is required when dealing with staff in these circumstances. Recently, one of my engineers informed me that his father was terminally ill, so I re-arranged his work schedule to allow him to work in locations close to home. This allowed him to be able to go to the hospital at short notice if necessary, whilst still remaining productive at work. 1.1.7 Counsel? YES I monitor engineers’ performance and productivity levels to ensure that first class results are achieved within carefully prescribed timescales. I counsel employees individually in accordance with NSS Disciplinary Policy &Procedure when performance or productivity issues arise. Counselling skills have been gained through experience, rather than formal training. 1.1.8 Re-assure? YES Because my staff work in different locations every day and do not work on site as a team, I regularly communicate with them and provide feedback on their work to re-assure them that the job they are doing is appreciated. I review all test reports and calibration certificates created by the Validation Engineers prior to sending them to customers. This reassures customers that the reports they receive are accurate and complete. 1.1.9 Give advice, instruction and training? YES I give advice instruction and training on topics including induction, HR issues, working practices and equipment operation to all new members of staff in my section and on an ongoing basis to all other team members. I give advice, instruction and training to staff at all levels on how to operate and test newly installed decontamination equipment at various NHS locations. Version 1.0 Page 9 of 59 © Crown Copyright 2004 Do you Yes/ Please give a typical example No Remember to move the cursor over the yellow shaded area to access guidance notes. 1.1.10 Communicate to YES groups/give presentations? I communicate and give presentations to groups of up to 30 people at one time. I chair and co-ordinate meetings with manufacturers and specialist NHS staff to ensure projects progress according to plan. This is performed up to 20 times per year and group size is about 10 - 12 people on average. Attendees typically include theatre staff, estates staff, Finance/procurement staff, Trust senior management, microbiologists, equipment suppliers and external contractors. I give demonstrations 4 – 5 times per year on how to use software packages to my own staff using an overhead projector. I give formal presentations to groups of up to 30 nursing staff at a time using overhead projector and handouts to instruct them on highly complex endoscope decontamination procedures to explain concepts and methods about assurance that they are unfamiliar with. This is carried out approximately 4 - 5 times per year in a classroom environment. The presentations are necessary because the new types of washers being installed are radically different from the “old” washers and the procedures and protocols for operating and testing are entirely different and much more complex. 1.1.11 Communicate in a language other than English? Version 1.0 NO N/A Page 10 of 59 © Crown Copyright 2004 Do you Yes/ Please give a typical example No Remember to move the cursor over the yellow shaded area to access guidance notes. 1.1.12 Overcome barriers YES to understanding? I frequently travel to decontamination equipment suppliers’ manufacturing facilities in Germany & Switzerland to inspect equipment and perform Factory Acceptance Testing on new equipment on behalf of clients. This involves communicating complex technical information with groups of individuals whose first language is not English. I often have to ask them to make modifications to pipework and electrical wiring circuits and also ask them to make modifications to cycle parameters within the control software. Decontamination is now a very high profile area, being linked to Healthcare Acquired Infection, (HAI) and in particular the public concern about re-transmission of Transmissible Spongiform Encephalopathy’s via decontamination processes. The public perception to the risks is one of being concerned but not always understanding the vectors of transmission. Such a low level of understanding presents a barrier when changes to processes are raised and the risk areas must be illustrated to show why care is needed. For example an emerging but critical area concerns High Level Disinfection of equipment. This process is used where devices are heat sensitive but is not as effective as sterilisation and therefore even greater care is needed to monitor the process. Contamination with specific organisms can be very harmful to minority patient groups and such aspects are changing as micro-organisms evolve rapidly. I need to correlate the most recent medical/scientific publications with our work to ensure that I keep abreast of emerging developments and transmit the implications of these to other concerned bodies and ultimately to improvements in practice. When new equipment or procedures are installed, management as well as staff at operator level are often reluctant to accept changes to procedures and work patterns that may be necessary due to the different design and mode of operation of the new equipment. The reluctance is often related to failure to understand why a method should be changed or that a risk exists that they are not aware of. Sometimes risks are understood but the implications of risks may not be. These barriers to understanding have to be overcome, often by providing a hands-on demonstration, to enable the users to have confidence in the new equipment and / or by providing training in the area that has been of concern in order to raise understanding. 1.1.13 Communicate complicated information? YES I am required to project manage several high value, technically complex equipping projects simultaneously and routinely provide complex technical reports and project updates to senior NHS executives. A number of different complex financial and technical factors and calculations need to be taken into account when calculating life-cycle costs of equipment (see 3.1.4) to ensure that the most appropriate and cost effective equipment is procured. I present this information at equipment selection meetings to staff with varying degrees of understanding. I chair equipment selection meetings to summarise and present complicated technical and financial tender information to clients. Membership of selection panels will typically include estates staff, department managers, nursing staff, microbiologists and finance/procurement staff. Group size is normally approximately 10 – 12 people. I give formal presentations to groups of up to 30 nursing staff at a time using overhead projector and handouts to instruct them on highly complex endoscope decontamination procedures. This is carried out approximately 4 - 5 times per year in a classroom environment. The presentations are necessary because the new types of washers being installed are radically different from the “old” washers and the procedures and protocols for operating and testing are entirely different and much more complex. Version 1.0 Page 11 of 59 © Crown Copyright 2004 Do you Yes/ Please give a typical example No Remember to move the cursor over the yellow shaded area to access guidance notes. 1.1.14 Communicate sensitive information? YES As manager for 8 engineers, I am required to discuss sensitive personal information in situations such as return-to-work interviews. I also participate in Occupational Health Service case studies and formal disciplinary hearings for staff members. One of my staff was recently off with mental health problems and I had to deal with his case with sensitivity and care. I discussed his personal situation in face to face meetings with him and had to communicate the sensitive information disclosed during the meetings to my line manager, H.R. and Occupational Health doctors. Communication was both verbal and written. I had to be careful not to discuss his health situation with his colleagues. I make contractual arrangements for our engineers to test machines in facilities such as animal research laboratories and CJD surveillance laboratories. I have to discuss the nature of the tests with my staff and highlight that the contractual information and results of the testing are highly sensitive and must be treated as strictly confidential. The consequences could be disastrous if the press or animal rights organisations discovered details of animal testing laboratory locations within NHS hospitals. As Project Manager for decontamination equipping projects, all Tender submissions are returned to me and I have to summarise the financial information from all tenderers and present this information to the Trust project teams. I have to stress the importance of not disclosing one manufacturer’s financial information to another manufacturer, as this could result in legal action. 1.1.15 Communicate in an emotive atmosphere? YES Communicating with equipment suppliers in relation to equipment performance issues can often end in dispute. Requests to have modifications made to equipment due to performance issues can lead to very heated debates because of the financial implications involved for the company and the risk to their professional reputation if their equipment is labelled as “not compliant”. A great deal of tact and diplomacy is required to ensure that problems are resolved to the client’s satisfaction and future working relationships with the suppliers are not damaged. Unsuccessful bidders in tendering exercises normally request a de-briefing meeting to discuss the reasons why they have been unsuccessful. Occasionally these meetings become very hostile because the suppliers dispute the reasons given for not being selected. I have been threatened with legal action by a company because they felt that they have been treated unfairly. The reasons for not selecting the company had to be presented in a clear, calm, precise and accurate manner because of the significant barriers to acceptance. Communicating in this highly emotive, type of atmosphere requires a great deal of tact, diplomacy and levelheadedness. Knowledge about infection control is constantly changing and many of these changes are completely changing the way decontamination is being carried out and in some respects some manufacturers’ products haven’t reached state of the art levels causing technical rejection and dismay to the manufacturer. Version 1.0 Page 12 of 59 © Crown Copyright 2004 Do you Yes/ Please give a typical example No Remember to move the cursor over the yellow shaded area to access guidance notes. 1.1.16 Communicate information which may be contentious YES Informing clients of equipment performance issues identified during a periodic test performed by one of our team can be highly contentious. Catastrophic failures on decontamination equipment can have extremely serious consequences for patients. In 1972 five patients died as a consequence of such process failure. A fault identified during testing might mean that patients have been exposed to a risk of cross infection since the last successful test was performed on that machine. Such risks can be minor or could be life changing/threatening for the patient depending upon what infectious material they have been exposed to. The results have to be communicated to the client in a tactful, diplomatic and re-assuring manner and co-operation is required to assist the client with any investigation into the fault. If there has been a failure to decontaminate, this information must be conveyed without fear of reaction while being aware that this will mean re-tracing of instrumentation and identification of possible risks. 1.1.17 Communicate in a hostile/antagonistic atmosphere? NO N/A Version 1.0 Page 13 of 59 © Crown Copyright 2004 2 KNOWLEDGE, TRAINING AND EXPERIENCE 2.1 Please describe the knowledge of work procedures/practices (i.e. methods of doing things) and the administrative, clinical, therapeutic, social care, scientific, technical, managerial and professional knowledge which you need for your job in the table below. Please look first at the box on the left and then work across, stating whether you need any knowledge in this area, describing the range of procedures, how the knowledge is usually obtained and the qualifications/knowledge that you actually require to enable you to do your job. Further guidance is available in Appendix 1 at the end of the document *Where courses are part-time please state the full time equivalent or quote the amount of time per week/year required for course completion. Note: Knowledge required in job Yes/ Q1 Please give examples of the work No procedures/practices you need to know about in your job Q2 Describe the type and length of experience or on-the-job training that is required to gain this knowledge Q3 Describe the minimum qualifications that are required for this job and how long it normally takes to acquire them* 2.1.1 Administrative knowledge YES Training through on the job experience with gradual assimilation of knowledge and experience gained over time. At least 5 years working within the engineering team required. N/A Prepares quotations and invoices. Reconciles activity against billing. Signs off time sheets and overtime requests. Authorises flex time carry-overs. 2.1.2 Clinical/ therapeutic/ social care knowledge Version 1.0 YES Knowledge of infection control principles Requires unique and extensive specialist required to minimise risk of iatrogenic or knowledge in the fields of cross infection. decontamination science as well as extensive knowledge in the field of microbiology. Page 14 of 59 Masters Degree in Medical Device Decontamination. © Crown Copyright 2004 Knowledge required in job Yes/ Q1 Please give examples of the work No procedures/practices you need to know about in your job 2.1.3 Technical YES knowledge (including knowledge of equipment) 2.1.4 Scientific knowledge Version 1.0 YES Develops validation protocols. Evaluates test data, Signs off test and calibration certificates, Evaluates equipment performance, Prepares technical specifications, evaluates equipment specifications, carries out tender evaluations, designs circuit diagrams, reads and prepares engineering drawings using AutoCAD, evaluates safety of equipment, carries out risk assessments, performs safety tests, performs engineer competence assessments, assesses implications of microbiological log count reductions, performs calibrations and adjustments on equipment to eliminate risk of iatrogenic or cross infection. Q2 Describe the type and length of experience or on-the-job training that is required to gain this knowledge Q3 Describe the minimum qualifications that are required for this job and how long it normally takes to acquire them* Requires unique and extensive specialist knowledge in the fields of decontamination science as well as extensive knowledge in the fields of microbiology, mechanical and electrical engineering, operational and project management, metrology, HR and financial management An expert in decontamination science and associated disciplines, the post holder holds the position of Deputy Head of Laboratory within two UKAS accredited schemes (SHS Validation Services are United Kingdom Accreditation Service accredited testing and calibration laboratories). Degree in Mechanical / Electrical / Microbiological Engineering. Masters Degree in Medical Device Decontamination. Experience will be acquired through time spent working with and testing decontamination equipment 5 years. Evaluating thermal and chemical kinetics Very wide range of engineering and Degree in Mechanical / Electrical / i.e.; via log count reductions, determining scientific practical experience in hospital Microbiological Engineering. D, K values, Thermal Death Curves, engineering environment. At least 5 years Masters Degree in Medical Device Sterility Assurance Levels, Physics – post qualification (First Degree). Decontamination. properties of gases, Thermodynamics – properties of heat transfer, mechanics – properties of materials, stress and strain, understanding of mixed gas pressure systems, measuring or estimating probabilities to k=2 (95%) using M3003 to define uncertainty calculations, understanding of properties of measurement sensors Page 15 of 59 © Crown Copyright 2004 Knowledge required in job Yes/ Q1 Please give examples of the work No procedures/practices you need to know about in your job Q2 Describe the type and length of experience or on-the-job training that is required to gain this knowledge Q3 Describe the minimum qualifications that are required for this job and how long it normally takes to acquire them* 2.1.5 Managerial knowledge YES Training through on the job experience with gradual assimilation of knowledge and experience gained over time. At least 5 years working within the engineering team required before management can be contemplated. 5 years management experience, including – ability to counsel, motivate, appraise, discipline, train, delegate, interview, explain, plan, interpret, evaluate, direct others, project manage, negotiate, budget, co-ordinate, etc. Uncertainty of measurement. Two-week residential qualification accredited by UKAS. Certification by UKAS that competence has been achieved. Sterilizer validation Two-week residential course at Eastwood Park. HTM 2010 BTEC Test Person (sterilizers) certificate. Washer/Disinfector validation Two-week residential course at Eastwood HTM 2030 BTEC Test Person Park. (washer/disinfectors) certificate. Measuring compliance with range of legislation, statutory laws and approved codes of practice i.e. Pressure Vessel regulations 2000, HTM2010/30/31, European standards, Medicines, Healthcare Regulatory Authority notices Very wide range of engineering and Degree in Mechanical / Electrical / scientific practical experience in hospital Microbiological Engineering. engineering environment. At least 5 years Masters Degree in Medical Device post qualification Decontamination. Conducting employee counselling / disciplinary hearings. Strong knowledge of HR policies required. Leads the team for operational needs. Chairing meetings, Budgeting and financial planning and reconciliation. Skills in people management, ability to evaluate knowledge levels of target groups and present information in a way that can be understood. Recruitment and interviewing staff. 2.1.6 Additional specialist knowledge 2.1.7 Knowledge of legislation, codes of practice Version 1.0 YES YES Page 16 of 59 © Crown Copyright 2004 Knowledge required in job Yes/ Q1 Please give examples of the work No procedures/practices you need to know about in your job Q2 Describe the type and length of experience or on-the-job training that is required to gain this knowledge 2.1.8 Other types of knowledge not already covered but required for the job YES Very wide range of engineering and Masters Degree in Decontamination scientific practical experience in hospital Science plus Degree in engineering. engineering environment. At least 5 years Full UK driving licence required. post qualification. Version 1.0 All items above represent discrete granules of knowledge however it is the sum of the knowledge and the ability to correlate it in context that enables the higher level technical aspects of the role to be fulfilled i.e.; equipment evaluations, determining validation plans, determination of decontamination efficacy. Driving to meetings and appointments throughout the whole of Scotland. Page 17 of 59 Q3 Describe the minimum qualifications that are required for this job and how long it normally takes to acquire them* © Crown Copyright 2004 2.2 Please list below the qualifications or experience actually required for your post. QUALIFICATIONS: Degree in Mechanical/Electrical/Microbiological Engineering. Masters Degree in Medical Device Decontamination. UKAS M3003 Uncertainty of measurement Certificate. HTM 2010 BTEC Test Person (Sterilizers) Certificate. HTM 2030 BTEC Test Person (Washer/Disinfectors) Certificate. Full UK Driving Licence. EXPERIENCE: To fulfil the principal aspects of the role 10 consecutive years post Degree qualification experience is required working in the relevant fields covering all aspects described in section 2, some of which can be obtained concurrently, others of which cannot be obtained until foundational experience has been established, i.e. 5 years foundational and 5 years higher level. It is the higher level aspects that are required to fulfil the role, the foundational aspects may be sufficient for the Validation Engineer role. 5 years post Degree qualification working in the field on decontamination equipment, plus 5 years management experience. Approval by UKAS as authorised signatory. Version 1.0 Page 18 of 59 © Crown Copyright 2004 3 ANALYTICAL AND JUDGEMENTAL SKILLS 3.1 This factor measures the analytical and judgemental skills required to fulfil the responsibilities of the job satisfactorily, for example, analytical skills to diagnose a problem or illness and understand complex situations or information; judgemental skills to formulate solutions and recommend/decide on the best course of action/treatment. Complete the appropriate boxes about the nature of the judgements you have to make regularly in the course of your work. Do you Yes/ Please give a typical example No 3.1.1 Make judgements where the situation is straightforward? YES 3.1.2 Make judgements where the situation is not straightforward? YES Decisions regarding deployment of staff require careful judgement. The decision on where, when and which particular member of staff to send to perform a particular task is not straightforward. My decision has to take into account a number of different factors, including; staff location in relation to the job, staff skills and training, staff availability due to annual leave and other testing commitments and clinical needs, as certain types of machines need to be given a higher priority than others. 3.1.3 Make judgements where there is a range of options to select from? YES Equipment selection during tendering processes requires judgements to be made where there are ranges of options to select from. I need to take into account factors such as equipment cost, compliance with specification, life-cycle costs (see 3.1.4), after-sales support, compatibility with I.T. systems and manufacturing/delivery timescales. 3.1.4 Assess or interpret information in order to make a judgement? YES Life cycle costing exercises performed as part of the tendering process for decontamination equipment requires a number of different items of information to be interpreted in order to make a judgement on equipment selection. Factors to be taken into account include energy consumption, cost of supplying services to the machine, cost of spare parts, servicing costs/call-out rates, predicted downtime, cycle times, and throughput capacity. These types of factors must all be taken into account for the whole life of the equipment to ensure that fair and equal comparisons are made between machines. Version 1.0 I make judgements about the validity of test results based on time/temperature/pressure relationships and historic test results for that particular item of equipment. I take account of equipment uncertainty budgets when signing off engineers’ Calibration Reports to ensure data supplied to clients is accurate. Page 19 of 59 © Crown Copyright 2004 Do you Yes/ Please give a typical example No 3.1.5 Make judgements where expert opinion may differ or be conflicting? YES Version 1.0 As a lead specialist in the field of decontamination, I participate in meetings, joint working groups and equipment selection panels with other lead specialists from HPS, HFS, National Procurement and the Scottish Government. I am required to research, analyse and interpret highly complex technical and theoretical information in order to form judgements and develop options for improving decontamination services. Conflicting opinions, priorities and demands can make it difficult to reach an agreement. For example in relation to specification of endoscope decontamination equipment, there are three relevant standards, HTM2030, HTM2031 and EN ISO 15883. Some aspects of the standards will describe how a feature should function while other aspects will not describe function, but will describe an outcome specification. A machine that complied with HTM2030 may not comply with ISO EN 15883. Although a manufacturer can claim compliance with HTM2030, the machine may not necessarily meet the requirements of the user, so I often have to make judgements about the best type of equipment to suit individual user’s circumstances. A poorly designed machine may be susceptible to contamination from water-borne organisms such as pseudomonas aeruginosa which can critically affect vulnerable patient groups, such as those with Cystic Fibrosis. It is therefore vitally important to have a practical awareness of the limitations of equipment as well as knowledge of specifications and standards when making judgements about equipment. Page 20 of 59 © Crown Copyright 2004 4 PLANNING AND ORGANISATIONAL SKILLS 4.1 Note: This factor measures the planning and organisational skills required to fulfil the responsibilities of the job satisfactorily, for example, for clinical or non-clinical planning, including strategic planning and organising services, departments, rotas, meetings and conferences. Does your job require you to plan or organise any of the following? If so, complete the relevant boxes below. *Time in advance of the event means the period that the plan is to cover, starting with the day it is prepared. Do you plan or organise Yes/ Please describe what you do and whether you need to make changes to the plans/arrangements No Time in advance of the event* 4.1.1 Own time? YES I liaise with my line manager regularly but direct my own daily / weekly / monthly activities. This is generally done monthly in advance. I plan and arrange meetings, I make my own travel and accommodation arrangements to ensure I am in the right place at the right time and that I am adequately prepared by printing notes, papers etc in advance. Monthly 4.1.2 Time of others? YES I plan complete annual work schedules for the entire Validation team and direct the team members to attend different sites as required. The work schedules are organised annually in advance and revised weekly according to progress and staff / equipment availability. The schedule affects eight field staff. The schedule is organised via an internet platform planning system bespoke to our team (TUTOS). Yearly Over and above the scheduling that takes place there are often ad-hoc ‘off-schedule’ activities that will mean I have to direct an appropriate member of the team to attend a location to carry out a task. This can involve other members of the team and/or admin. support and will usually require the co-operation of other stakeholders. 4.1.3 Rotas? 4.1.4 Meeting arrangements? No YES N/A Requirements for meetings arise spontaneously in the course of my work and I decide where attendance is appropriate then make my own arrangements to attend. Meetings may be low key or at NSS Divisional level depending on subject and activity. Monthly I have to book meetings rooms, arrange parking spaces, book teas/coffees, prepare papers & presentations and talk to groups of between 3 and 30 persons. Planned meetings are normally arranged monthly in advance. 4.1.5 Conference arrangements? Version 1.0 NO N/A N/A Page 21 of 59 © Crown Copyright 2004 Do you plan or organise Yes/ Please describe what you do and whether you need to make changes to the plans/arrangements No 4.1.6 Co-ordinating other YES agencies/ organisations? Time in advance of the event* Planning and scheduling the team activity is a regular activity. The workloads are frequently fluid and changing Yearly owing to machine breakdowns or some stakeholder failure and the objective is to obtain the best deployment of the team while meeting conflicting demands of clients. Planning is principally my responsibility as defined in my performance objectives. The technical specification of equipment/systems and software the team uses is updated regularly to take into account improvements. I take responsibility for planning upgrades to software templates and design these exclusively. I also have to manage version control. There are occasional requests from other NSS divisions for input and I also manage the planning of such activity, for example recently we carried out an analysis of equipment for HPS which required liaison at senior level with HPS, HFS, NP, suppliers as well as planning deployment of engineers. I am responsible for co-ordinating manufacturers and contractors activities during equipping projects. I coordinate their activities to ensure that the client can continue to operate his department with the minimum amount of disruption during installation and commissioning stages. Activities may need to be planned up to one year in advance. 4.1.7 Project management? YES I am responsible for project management of decontamination equipping projects within NHS Scotland. This involves meeting clients and discussing requirements, agreeing milestones and checkpoints, discussing finance, carrying out capacity audits, assessing throughput calculations and comparing with marketplace equipment. Also specification of type, capacity, arrangement and cycle performance of equipment, (note that none of the equipment is ‘off-the-shelf’). Annual Once a decontamination equipping project is underway, I take full responsibility for its planning, implementation schedule and factory test, right through to commissioning. Planning is completed via liaison with client and suppliers, using MSProject and DotProject as visualisation tools with scheduling being applied via tutos. There can be up to 20 projects in various stages of planning at any time. Planning is often up to one year in advance for major equipping projects. 4.1.8 Service provision? YES The validation team’s activity IS service in various ways. We deliver service via around 50 active projects. Types Yearly of project are procurement/commissioning and periodic testing. I normally plan our team’s service provision up to one year in advance. However at the moment, I am planning for service provision to GDP’s, which will not be fully implemented until 2013. 4.1.9 Educational or training programmes? YES I liaise with my manager in relation to core training activities and plan and deliver training in techniques across all areas that the group covers. Training programmes are planned up to one year in advance. Yearly Our UKAS accreditation requires us to maintain a skills matrix for all of our staff. I am responsible for ensuring that training programmes are available for new and existing staff to ensure that their competencies can be signed off against the skills matrix. Staff are not allowed to perform specific tasks if they have not been trained and assessed for that type of task. Version 1.0 Page 22 of 59 © Crown Copyright 2004 Do you plan or organise Yes/ Please describe what you do and whether you need to make changes to the plans/arrangements No Time in advance of the event* 4.1.10 Long term strategic planning? NO N/A N/A 4.1.11 Other, please specify? NO N/A N/A 4.2 Does any of your planning affect departments, staff or management across the organisation or in other organisations? If ‘Yes’, please describe. Yes [√] No [ ] Our section is unique in that being an infrastructure service, it delivers a service to Health Boards throughout NHS Scotland. It is the primary reference service concerning function and effectiveness of decontamination equipment for NHS Scotland. Calibrations and adjustments carried out by our team are used as reference values against which Board staff refer to when determining continuing effectiveness of processes. Where values fall beyond certain specifications, equipment must be revalidated and our team is required and has been accredited by UKAS to do this. All activities therefore impact broadly as well as in depth, this means that dialogue takes place at operational level as well as at strategic level. I liaise with HPS and HFS in order to ensure our service delivery is in accordance with Government Policy as directed by the SGHD SSPR (Sterile Suppliers Provision Review) Group. I input Ideas, proposals and influence decisions that directly affect the operational decontamination policy of every Health Board in Scotland. Version 1.0 Page 23 of 59 © Crown Copyright 2004 5 PHYSICAL SKILLS 5.1 This factor measures the physical skills required to fulfil the job duties. It takes into account hand eye co-ordination, sensory skills (sight, hearing, touch, smell, taste), dexterity, manipulation, requirements for speed and accuracy, keyboard and driving skills. Does your job require physical skills? If so, please tick the box(es) next to the appropriate activity and provide an example of how the skill is used. *Developed skills are normally acquired through considerable practice and/or training and include dexterity. Note: Skill required for 5.1.1 van Description of skill Driving a car/ small Standard driving skills (car/light van driving test + practice) Yes/ Please describe the purpose for which you use this skill No YES Frequent requirement for me to travel throughout all NHS Scotland premises to attend meetings, perform tests on equipment and to meet suppliers and other team members. I am an NHS Crown Car user. I often drive in darkness, i.e. early mornings and late evenings according to meeting times. 5.1.2 Driving a lorry/ heavy vehicle/ patient transport services Advanced driving skills (HGV, PSV, PCV driving test or equivalent + practice) NO N/A 5.1.3 Driving vehicles in emergency situations High speed driving skills (ambulance driving test or equivalent + practice) NO N/A YES I am frequently required to produce detailed electronic technical reports, technical tender documentation, tender summaries, work quotations, service level agreements, invoices and numerous office applications such as e-mail and planning/scheduling software. 5.1.4 use Standard keyboard Typing skills normally acquired through practice or RSA1 or equivalent 5.1.5 Advanced keyboard use High speed, accurate typing skills; RSA NO level 2/3 or equivalent 5.1.6 tools Skills normally acquired through practice or during practical training YES I frequently use a variety of tools and complex test and calibration instrumentation. Examples of the tools I use include screwdrivers, spanners, pliers and knives. Instrumentation I use includes temperature and pressure data logging equipment, precision digital thermometers, heat sources, pressure transducers and pumps. I regularly disassemble and assemble surgical instruments to inspect for cleanliness as part of my testing carried out on Washer/Disinfectors. 5.1.7 Non-intravenous injections Skills normally acquired through practice or during practical training NO N/A 5.1.8 Restraint of patients/ clients Skills requiring formal training and updating NO N/A Use of equipment/ Version 1.0 N/A Page 24 of 59 © Crown Copyright 2004 Skill required for Description of skill Yes/ Please describe the purpose for which you use this skill No 5.1.9 Manipulation of objects/ tools where narrow margins for error Developed skills* e.g. laying out instrument trays; fine adjustment of equipment/plant YES The Validation Services department is accredited by UKAS to carry out highly accurate temperature and pressure calibrations on decontamination equipment on a daily basis. I regularly calibrate decontamination equipment to an accuracy of 1/100 of a degree and 1 mBar. Fine adjustment is required to calibrate machines to this level of accuracy. Accuracy is important because incorrectly calibrated equipment could result in non-sterile instruments being used to operate upon patients. I am frequently required to disassemble and reassemble surgical instruments and trays to inspect for cleanliness and sterility. I do this as part of an annual validation test on a Washer/Disinfector. 5.1.10 Hand signing 5.1.11 skills Advanced sensory Developed skills* e.g. listening for speech defects Skills requiring formal training NO N/A YES I am required to listen for vacuum pumps starting/stopping and solenoid valves opening/closing to determine start and end of cycle stages during equipment testing. These triggers determine when cycle temperatures, times and pressures must be recorded. It is important that these figures are noted at the correct time to allow comparison with previous and future tests. It is this repeatability, which determines whether a machine passes or fails. YES I frequently calibrate decontamination equipment to an accuracy of 1/100 of a degree and 1 mBar. The process of calibrating the equipment often requires inserting my hands in to areas where there are risks of steam burns or electric shocks. High levels of accuracy using precision screwdrivers are required to safely and accurately calibrate the equipment. I am required to display very good hand and sensory coordination to enable me to perform fine adjustment of digital equipment under steady state conditions. Accuracy is important because incorrectly calibrated equipment could result in non-sterile instruments being used to operate upon patients. 5.1.12 Manipulation of fine tools; where accuracy important Developed skills* e.g. operating a lathe/manual control of intravenous infusions 5.1.13 Manipulation of materials where accuracy important Developed skills* YES e.g. manipulating materials on a slide or under microscope Version 1.0 Presentation of loads for processing through decontamination cycles is essential to check for performance repeatability. I have to ensure that loads of surgical instruments, pharmaceutical fluids or laboratory waste are presented in the correct loading pattern to enable direct comparison with previous tests to be made. Page 25 of 59 © Crown Copyright 2004 Skill required for Description of skill Yes/ Please describe the purpose for which you use this skill No 5.1.14 Assembly of surgical equipment; accuracy important Developed skills* e.g. assembling equipment in theatre/assembling boiler pump YES I am frequently required to dismantle and reassemble some items of surgical equipment to inspect for cleanliness at the end of a test cycle. When testing complex items of equipment, panels or components normally need to be removed to allow access for calibration and testing purposes. The machines have to be carefully reassembled to ensure that they function correctly and safely after completion of testing. I regularly set up discrete articles of test equipment and establish their correct function via digital parameters. 5.1.15 Intravenous injections Developed skills*; accuracy and handeye co-ordination NO N/A 5.1.16 Manoeuvring people where accuracy important Developed skills* requiring accuracy and hand-eye co-ordination e.g. for a precise procedure NO N/A 5.1.17 Developed skills* requiring precision or speed + hand-eye, sensory co-ordination. NO N/A 5.1.18 Manual physiotherapy treatment Developed skills* requiring precision + hand-eye, sensory co-ordination NO N/A 5.1.19 Surgical interventions Developed skills* requiring precision or speed + hand-eye, sensory co-ordination; includes intubation and tracheotomy NO N/A 5.1.20 Keyhole, laser surgery, IVF procedures Developed skills* requiring the highest level of physical skill NO N/A 5.1.21 Other physical skill Please state YES Constant hand/eye/aural co-ordination is required when testing decontamination equipment. I am required to simultaneously record elapsed time plus indicated, recorded and measured temperatures and pressures for a number of different probes at numerous stages in a machine cycle. This is performed several times a day. Version 1.0 Suturing Page 26 of 59 © Crown Copyright 2004 6 RESPONSIBILITY FOR PATIENT/CLIENT CARE This factor measures the responsibilities of the job for patient/client care, treatment and therapy, taking into account the nature of the responsibility and the level of the jobholder’s involvement in the provision of care or treatment to patients/clients. It also takes account of the responsibility to record care/treatment/advice/tests. 6.1 Do you have any responsibility for providing services to patients/clients such as cleaning or food delivery, personal care, clinical or non-clinical advice, technical services, treatment, therapy or the registration, inspection or quality assurance of facilities or services for patients/clients? Yes [√] No [ ] If ‘Yes’ go through all the sections below. If ‘No’ go to Q 6.5 Please tick answer all questions and for all those you have answered ‘Yes’ describe what you do on the next page 6.2 General services Do you have responsibility for providing any of the following? Yes/No 6.2.1 Providing general non-clinical advice or information directly to patients/clients? NO 6.2.2 Providing a cleaning or food delivery service directly to, or in the immediate vicinity of patients/clients? NO 6.2.3 Providing personal care (assisting with feeding, bathing, appearance), or portering services directly to patients/clients? NO 6.2.4 Implementing clinical care/treatment/therapy programmes/packages? NO 6.2.5 Assessing clinical care needs and developing clinical care/treatment/therapy programmes/package? NO If ‘Yes’, are these in a specialist field or do they cover a broad range of situations? 6.2.6 6.3 N/A Clinical/therapeutic advice; advice on facilities/services Do you have: Yes/No 6.3.1 Direct involvement in the provision of basic clinical/therapeutic advice to patients/clients? NO 6.3.2 Involvement in the registration, inspection or quality assurance of facilities/services for patients/clients? YES 6.3.3 Direct involvement in the provision of clinical/therapeutic advice to patients/clients? NO 6.3.4 If ‘Yes’, are these in a specialised area of practice? N/A 6.3.5 If ‘Yes’, are these in an expert area of practice? N/A Version 1.0 Page 27 of 59 © Crown Copyright 2004 6.4 Clinical technical services Do you have: Yes/No 6.4.1 Direct involvement in the provision of basic clinical technical services to patients/clients? YES 6.4.2 Direct involvement in the provision of clinical technical services to patients/clients? YES 6.4.3 If ‘Yes’, do you provide clinical technical services which are of a specialist nature? YES 6.4.4 If ‘Yes’, are these of a highly specialist nature in an expert area of practice? YES 6.5 6.5.1 Direct delivery of a service Are you responsible for: Yes/No Direct delivery of a clinical, clinical technical, therapeutic or social care service? YES 6.5.2 Version 1.0 NO If ‘Yes’, do you have corporate responsibility for this? Page 28 of 59 © Crown Copyright 2004 If you have said ‘YES’ to any of the points in 6.2 to 6.5 above please describe your involvement below, starting with the one that is the most applicable to your job. 6.4.4 I provide expert technical advice in relation to improvement of decontamination processes and services in order to reduce the possibility of iatrogenic or cross-infection of patients who will be in contact with surgical materials. I am required to monitor results of commissioning and periodic testing at national (NHS Scotland) level and make recommendations to SGHD, HPS, Health Boards and individual client organizations, where the information reviewed indicates that conditions may contribute to a compromise in patient care. 6.4.3 SHS Validation Services group provides highly specialist clinical technical services to the NHS in Scotland. One of the key functions of the role of HTM 2010/HTM 2030 Test Person is to calibrate highly specialist and complex decontamination equipment to United Kingdom Accreditation Service (UKAS) standards. The Validation Services Group are accredited by UKAS to carry out these calibrations and are audited regularly to ensure standards are maintained. The consequences of incorrectly calibrating this equipment could prove to be fatal. An incorrectly calibrated and poorly maintained steriliser resulted in the death of 5 patients in 1972. This led to a government inquiry chaired by Sir Cecil Clothier, which ultimately led to the introduction of HTM2010. I carry out a number of these calibrations each year. 6.5.1 In addition to calibrating equipment, I am also one of two SHS Authorised Signatories in NHS Scotland for UKAS calibration certificates and am ultimately responsible for certifying that every calibration certificate issued by the team is accurate. 6.3.2 I regularly visit decontamination settings throughout NHS Scotland and have incidental contact with patients when visiting clinical settings in relation to procurement of decontamination equipment, making recommendations for improvements to decontamination services or discussing validation services that may have an affect upon groups of patients. 6.4.1 The role of HTM 2010 Test Person also involves cleaning, inspecting, packing and sterilising specialist surgical instruments that are to be used on patients. Version 1.0 Page 29 of 59 © Crown Copyright 2004 7 7.1 POLICY AND SERVICE DEVELOPMENT This factor measures the responsibilities of the job for development and implementation of policy and/or services, taking into account the nature of the responsibility and the extent and level of the jobholder’s contribution to the relevant decision making process, for instance, making recommendations to decision makers and the scope of the relevant policies or services. Please select the options on the left which accurately reflect the requirements of your job concerning policies and procedures and complete the boxes in that row. Responsibility for policies Yes/ Please describe the types of policies you are involved with, and what you are required to do No Department/ Area Covered 7.1.1 Are you required to comment on policy that is used within your area? YES I work in partnership with my manager when developing procedures to be applied by the team. This is routine. Higher level policy development relates to forward planning of service delivery and is carried out in relation to SGHD policy and implementation strategies will be agreed with HPS and SHS management before implementation. I am always asked to comment and often plans will be altered in light of such comments National (NHS Scotland) 7.1.2 Do you actively implement policy within your section/department/ service/ directorate or the whole organisation? YES Yes, this is done through implementation of directives from the Manager or as described by the SHS Validation operational policy via the quality system. For example, we are currently implementing full electronic Services document management and my line manager has asked me to comment on this. Part of this strategy involves electronic review of test reports and he asked me to comment on this. I then implemented the above policy of creating electronic reports which can be securely backed-up or e-mailed to customers by rolling out the software to all our field engineers and training them on how to create and send reports. When we changed our data logging equipment from paper-based chart recorders to computer-based data loggers, my manager gave me sole responsibility for designing how the new-style reports should look. I am solely responsible for designing and developing templates, checklists and test forms to suit our operational requirements. 7.1.3 Are you required to YES propose changes to policies or procedures that are used in your section/ department/ service and/ or other areas? Version 1.0 Often, as procedures and technologies evolve, I have to identify different ways of delivering the SHS Validation service and this will be done through alteration of procedures. For example, I proposed how the test Services and calibration reports issued by the group should look and I designed and developed templates, checklists and procedures to facilitate this. Page 30 of 59 © Crown Copyright 2004 7.1.4 Are you involved with the creation of policy that impacts on a service/ directorate/ the whole organisation/other organisations? YES The role of SHS Validation naturally impacts upon a service/directorate and other organisations since National (NHS it delivers a service to these. For example, when we change to EDM, (electronic document Scotland) management) our customers will no longer receive hard copy reports; instead they will be emailed reports, which will change how they deal with reports being received. Such a change will affect all decontamination customers in NHS Scotland whom we serve. When this is implemented, it will become our policy on the matter. The test procedures that we apply have been developed by myself and my manager over many years and are used as the model adopted by local, hospital based test persons as ‘best practice’. When we develop new procedures, our clients observe this and once the rationale has been understood, will normally adopt the changes we instigate. 7.1.5 Are you involved with YES service development for a service/ directorate/ the whole organisation/ other organisations? Until recently, no validation work at all was being carried out on endoscope washers within the NHS in Scotland. I assisted my manager with the development of a service to provide a full HTM2030 endoscope washer validation service and this service has now been taken up by a number of health boards. Demand for this service is increasing rapidly and we have recently recruited additional engineers to enable us to continue expanding the service. Introduction of this service has undoubtedly reduced the risk of infection for patients undergoing endoscopy procedures. National (NHS Scotland) 7.1.6 Do you have corporate NO responsibility for the creation of policy within your organisation? N/A N/A Version 1.0 Page 31 of 59 © Crown Copyright 2004 8 FINANCIAL AND PHYSICAL RESOURCES 8.1 This factor takes account of the type of responsibility (i.e. what you are responsible for) and the nature of that responsibility (for example, careful use, security, maintenance, budgetary, ordering and purchasing responsibilities) and the frequency with which it is exercised. Physical Assets Responsibility Yes/ No 8.1.1 Are you responsible for the safe use of equipment used by others? YES 8.1.2 Do you use YES expensive or highly complex equipment? Description Delegated authority level or value (£) Are you a signatory for this responsibility? Do you share this responsibility? If Yes, with whom? Not required I am solely responsible for returning decontamination to use following testing. Sterilizers are pressure vessels and operate at a high temperature, so it is vital that the equipment is guaranteed safe to be used by others before leaving site. Not required Sole Responsibility. I am fully responsible for the client’s equipment when performing tests. Cost of equipment under test can be up to £200,000. Value of most expensive piece of equipment = £200,000 Not required Not required Not required Not required Yes – Other members of Validation team. Test and calibration equipment held personally has a value of approximately £20,000. 8.1.3 Do you have responsibility for security of a site? YES I am a key holder for our department’s testing/calibration laboratory and equipment store, located in an industrial unit in West Lothian. Often responsible for security of customers’ premises. Frequent lone-working means that I am sometimes responsible for safely locking up a department at the end of the day. Sole responsibility for security of equipment at home. Responsible for safe storage of personal test equipment and security of homeworking equipment. Equipment needs to be kept at home when not in use. 8.1.4 Do you repair, maintain or install physical assets? YES 8.1.5 Are you responsible for the maintenance of all physical assets for an area? YES Version 1.0 Personally responsible for maintaining a set of test equipment worth approximately £20,000. Not required Not required Not required Responsible for ensuring that all test and calibration equipment Not required held by the Validation Services section are kept in good working order and calibrated in accordance with their UKAS calibration schedule. Not required Yes – Validation Manager Responsible for commissioning new items of decontamination equipment at customers’ premises to ensure that they are fit for use. Page 32 of 59 © Crown Copyright 2004 8.1.6 Are you responsible for the purchase of equipment/ materials? 8.1.7 Do you undertake purchasing as a major part of your role? YES YES Responsible for purchasing all physical assets required by the Validation section to calibrate and test all types of decontamination equipment. This includes data loggers, heat sources, thermometers and tool kits. No Yes – Validation Manager £up to 1 million I am responsible for the procurement of high value decontamination equipment, such as sterilizers and WasherDisinfectors for NHS clients. I am responsible for selecting suppliers, which involves taking into account factors such as equipment cost, quality, compliance with specification, life-cycle costs, after-sales support, compatibility with I.T. systems and manufacturing/delivery timescales. I can have up to 20 projects to manage simultaneously and this is an integral part of every single project. I ensure that EU procurement rules are adhered to and ensure adverts and award notifications are placed in EU journals. No Sole Responsibility. I am responsible for the procurement of high value Annual value of decontamination equipment, such as sterilizers and Washerpurchases = Disinfectors for NHS clients. I am responsible for selecting £up to 1 million suppliers, which involves taking into account factors such as equipment cost, quality, compliance with specification, life-cycle costs, after-sales support, compatibility with I.T. systems and manufacturing/delivery timescales. Up to 25% of my time is spent on project management. I can have up to 20 projects to manage simultaneously and this is an integral part of every single project. No Sole Responsibility. Annual value of purchases = £up to 30,000 I am also required to make judgments about the robustness of strategies, methods and systems that control how funds are spent on capital equipment up to £24m per annum. 8.1.8 Are you responsible for the physical assets for several services? NO N/A N/A N/A N/A 8.1.9 Do you have corporate responsibility for physical assets? NO N/A N/A N/A Not required Version 1.0 Page 33 of 59 © Crown Copyright 2004 8.2 Stocks and Supplies Responsibility Yes/ No 8.2.1 Is a significant part of YES your role the security of stock or supplies? Description Responsible for security of personal test equipment and consumables. These have to be kept at home because I am a homeworker. Items include data logger, temperature reference unit, temperature calibrator, pressure calibrator, tool kit, etc. Delegated Are you a Authority level or signatory for this value (£) responsibility? Do you share this responsibility? If Yes, with whom? Value of goods = £25,000 Not required Sole Responsibility Also responsible for security of homeworking equipment, such as laptop, laser printer, communications equipment, etc. 8.2.2 Are you responsible for ordering or controlling stock and supplies used in the course of your work? YES Annual value of Responsible for ordering test consumables for all Validation Engineers. Required by UKAS to inspect goods upon receipt and goods ordered = £5,000 sign them off as being acceptable. No Yes – Validation Manager 8.2.3 Are you responsible for the purchase of stock and supplies? NO N/A Annual value of purchases = £N/A No N/A 8.2.4 Do you undertake purchasing as a major part of your role? NO N/A Annual value of purchases = £N/A N/A N/A Delegated Authority level or value (£) Are you a signatory for this responsibility? Do you share this responsibility? If Yes, with whom? Not required Not required 8.3 Financial Resources Note: * = Delete as necessary Responsibility Yes/ No 8.3.1 Do you handle cash, cheques or patients’ valuables? NO N/A N/A 8.3.2 Do you check and verify expense sheets, purchase documents or similar? YES Approve engineers’ flexi amendments on a weekly basis and verify that scheduled work has been carried out. This information is used by the engineers to complete expenses sheets and overtime claim forms. Total value Not required = £2000 per month* 8.3.3 Are you an authorised signatory for invoices, overtime etc.? YES Authorised to approve/decline monthly overtime claims from Validation team. Total value = £2000 per month Version 1.0 Description Page 34 of 59 Yes Sole Responsibility Yes – Validation Manager © Crown Copyright 2004 8.3.4 Do you monitor financial information? YES Careful management of budgets required throughout entire duration of capital equipping projects. Costs are monitored using spreadsheets. Regular progress reports are provided to Finance Manager. £ up to 1 million Not required Not required £ up to 100,000 Not required Yes – Validation Manager Engineers’ returned hours are monitored using TUTOS software package to keep track of actual time vs budgeted time and to ensure that information is accurately entered to enable invoices to be created. 8.3.5 Are you involved in drawing up budgets or financial initiatives? YES Yes, my manager presents me with a development priority and asks me to research the market and make proposals. The costs of the various options are presented and we select the option that is determined to be the most appropriate. The capital and revenue costs for the proposal become the budgets we need to work within. 8.3.6 Is your budget delegated to you by your manager? YES There are different budgets. In relation to validation, the team Varied budget is delegated and forms a revenue value that needs to be returned by each member of the team. In relation to project management the budgets are defined by the client and I have to work within the budget and specification to identify a solution that meets these, (and other) criteria. I also prepare quotations for commercial clients and once such work is agreed, the quotations form the budgets I have to direct the team to work within. Not required Not required 8.3.7 Are you a budget holder? NO I have to ensure that all members of the team recover their operating costs. Engineers’ returned hours are monitored using TUTOS software package to keep track of actual time vs budgeted time and to ensure that information is accurately entered to enable invoices to be created. NO Yes – Validation Manager £450,000 8.3.8 Are you involved with YES the setting of the budget for your department/ service? Each engineer has to be allocated with enough work throughout £450,000 the year to complete 1300 chargeable hours. This equates to approximately £65,000 per engineer Not required Yes – Validation Manager 8.3.9 Are you involved with YES the budget setting of more than one department/ service/ organisation? I prepare budgets for validation & project activities. My role is in £600,000 estimating the amount of time that will need to be spent on the activity, which is then related to the rates that are applicable at the time. Not required Yes – Validation Manager Version 1.0 Page 35 of 59 © Crown Copyright 2004 8.3.10 Do you have YES responsibility for determining the budget levels for one or more departments/ services or organisations? 8.3.11 Do you have corporate responsibility for the financial stewardship of the organisation(s)? Version 1.0 NO I prepare costs & therefore budgets for validation & project management activities £600,000 Not required Yes – Validation Manager N/A N/A N/A N/A Page 36 of 59 © Crown Copyright 2004 9 HUMAN RESOURCES 9.1 This factor measures the responsibilities of the job for management, supervision, co-ordination, teaching, training and development of employees, students/trainees and others in an equivalent position. Physical Assets Responsibility Yes/ For how No many people? Please describe the nature of the responsibility 9.1.1 Are you responsible for the day-to-day work allocation, supervision or co-ordination of staff? YES 8 I am solely responsible for arranging engineers’ work schedules. I use the Tutos planning system to allocate work plans up to 1 year in advance. I have management responsibility for staff productivity, disciplinary/counselling matters, managing annual leave requests, dealing with sickness absences, recruitment & selection, financial planning and budgeting. I raise performance issues with staff in counselling scenarios. 9.1.2 Are you responsible for the clinical or professional supervision of staff? YES 8 All engineers in the team are highly qualified medical device validation engineers. Over and above the routine activities, there are also frequently investigations, research and evaluations to be conducted and I select the most appropriately qualified staff and direct their activity. I conduct internal audits on engineers activities in line with the UKAS skills Matrix which I am responsible for maintaining. 9.1.3 Do you manage a group of staff within a department/function? YES 9.1.4 Do you manage a whole department/ function? YES 8 I have management responsibility for a team of 8 validation engineers. My responsibilities include, conducting employee counselling/disciplinary hearings, managing annual leave requests, dealing with sickness absences, planning, scheduling and allocating engineers work activities, recruitment & selection, financial planning and budgeting. 9.1.5 Do you manage a number of departments/ functions? NO N/A N/A Version 1.0 8 I manage the validation team’s engineers and in the event of my line manager being unavailable, I also direct the activity of the project management team. My responsibilities include, conducting employee counselling/disciplinary hearings, managing annual leave requests, dealing with sickness absences, planning, scheduling and allocating engineers work activities, recruitment & selection, financial planning and budgeting. Page 37 of 59 © Crown Copyright 2004 9.2 Training and Teaching Responsibility Yes/ For how No many people? Please describe the nature of the responsibility 9.2.1 Do you train new people in the department? YES Up to 4 I give advice instruction and training on topics including induction, HR issues, working practices and equipment operation to all new members of staff in my section. Training requirements for staff are defined by a skills and competencies matrix. It is only my manager and I who are allowed to sign off staff as being competent in particular areas of work. I spend about 15 days each year training new staff members. 9.2.2 Are you required to deliver formal training? YES Up to 30 I give formal presentations to groups of nursing staff using overhead projector and handouts to instruct them on endoscope decontamination procedures. This is carried out in a classroom environment. The presentations are necessary because the new types of washers being installed are radically different from the “old” washers and the procedures and protocols for operating and testing are entirely different. This type of training is delivered 4 or 5 times per year. I deliver training to staff at all levels on how to operate and test newly installed decontamination equipment at various NHS locations. This type of training is delivered 4 or 5 times per year. 9.2.3 Are you required to undertake work place assessments? YES 8 I conduct site audits to assess all areas of engineers’ activities as part of our UKAS scheme of accreditation. This activity is performed approximately 10 times per year. I carry out self-assessments in my home working environment and when working alone on site for health and safety reasons. This has to be done very frequently. 9.2.4 Are you responsible NO for the placement or allocation of staff or students? N/A N/A 9.2.5 Is your role concerned NO with the delivery of core training or teaching as a significant responsibility? N/A N/A NO N/A N/A Not required N/A 9.2.6 Is your role principally concerned with devising and delivering training programmes? 9.2.7 Are you responsible NO for the overall management of the teaching or training function? Version 1.0 Page 38 of 59 © Crown Copyright 2004 9.3 Human Resource Advice Responsibility Yes/ For how No many people? Please describe the nature of the responsibility 9.3.1 Do you offer basic HR advice as part of your role? YES 8 As operational manager for 8 field based engineers, I am required to offer basic HR advice as part of my role. This includes advising staff on annual leave and flexi matters, sickness and absence matters, disciplinary and grievance policies, health & Safety policies and procedures, induction, training, etc. 9.3.2 Are you responsible for giving core HR advice to managers? NO N/A N/A 9.3.3 Do you deliver an HR service across a number of departments or services? NO N/A N/A 9.3.4 Are you responsible NO for a significant part of the HR function in your organisation? N/A N/A 9.3.5 Do you have corporate NO responsibility for the HR function? N/A N/A Version 1.0 Page 39 of 59 © Crown Copyright 2004 10 INFORMATION RESOURCES 10.1 This factor measures the responsibilities of the job for all forms of information resources and information systems (for example, computerised, paper based, microfiche). It takes account of whether the information is personally generated or not. Information Production and Storage for other people Responsibility Yes/ No Describe your involvement How often (daily, weekly, monthly, yearly) 10.1.1 Are you required to make or word process clinical records, letters, reports etc. compiled by others? NO N/A N/A 10.1.2 Are you required to complete a timesheet or similar records? YES All SHS staff at all levels are required to complete timesheet records. Monthly 10.1.3 Are you required to YES process data e.g. test results, statistics etc. compiled by others? Required to evaluate returned tenders for new equipment. This involves receiving large quantities of Weekly information from numerous suppliers in various formats, such as pdf files, spreadsheets, word documents and paper files and summarising the relevant information using spreadsheets and graphs for presenting to staff with different levels of understanding 10.1.4 Are you YES responsible for the storage of data and for its distribution to others? UKAS accreditation requires that electronic copies of all reports created by the department are retained on the network server. Paper copies of all reports are issued to customers by mail. Electronic copies are retained on our server. Reports can vary in size from 20 to 150 pages and include charts, graphs, photographs and numerical data. Weekly N/A N/A 10.1.5 Are you required to take and transcribe formal minutes? 10.2 NO Use of computer software for design, development or data manipulation Are you responsible for Yes/ No Describe your involvement 10.2.1 The creation of spreadsheets, including the programming of formulae? YES I regularly create Excel spreadsheets from scratch to summarise project and procurement data (financial and technical) to assist customers in the equipment selection processes. I regularly use formulae such as addition, subtraction, multiplication, average, standard deviation, square root, etc. I also create macros and display information within spreadsheets using charts and graphs. Version 1.0 Page 40 of 59 How often (daily, weekly, monthly, yearly) Weekly © Crown Copyright 2004 Are you responsible for Yes/ No 10.2.2 Manipulating data using spreadsheets, databases or other software? YES Describe your involvement How often (daily, weekly, monthly, yearly) I frequently manipulate technical and financial data using spreadsheets to summarise tender returns Weekly before presenting data to clients. This involves collating large quantities of information from numerous suppliers in various formats, such as pdf files, spreadsheets, word documents and paper files and summarising the relevant information using spreadsheets and graphs for presenting to staff with different levels of understanding I continually manipulate our department’s TUTOS database to schedule engineers’ work programmes and Daily to keep track of completed work. This allows me to monitor engineers performance and to keep my manager appraised of progress. I populate our DotProject database with all specifications, files, tender documentation, etc. relating to all Weekly decontamination equipping projects. 10.2.3 Creating designs, drawings, layouts using software; other computer aided design (CAD) work? 10.3 YES I prepare AutoCAD drawings to ensure the design and installation of decontamination equipment and facilities comply with appropriate standards and guidance notes. Drawings are used to indicate how new equipment will fit into existing departments or new-build facilities. 4 to 5 times per year System Design, Operation and Maintenance Responsibility Yes/ No 10.3.1 Are you responsible YES for maintaining information systems/ installing software? Version 1.0 Describe your involvement How often (daily, weekly, monthly, yearly) I am responsible for installing and maintaining our data logging software, TQSoft. I have sole responsibility within SHS to install this software and to manage updates. There are currently 14 licensed users within SHS. Daily I develop and maintain information systems relating to customers on contract, to ensure that a comprehensive record of validation work carried out is available at all times. All information is held in our team management database (TUTOS). Daily I develop and maintain information systems relating to all decontamination equipping projects, to ensure that a comprehensive record of information is available at all times. All specifications, files, tender documentation, etc. relating to all decontamination equipping projects are held in our Project Management database (DotProject). Weekly Page 41 of 59 © Crown Copyright 2004 Responsibility Yes/ No Describe your involvement How often (daily, weekly, monthly, yearly) 10.3.2 Are you responsible YES for the adaptation, design or development of information systems? The data logging system used by all the members of the Validation Services Group on a daily basis is Weekly called TQSoft. There are no off-the-shelf packages available which can meet our needs, so it is my responsibility to adapt this system to suit our individual requirements and to develop templates to create reports and certificates, which are unique to SHS. This is done using an optional “designer” module which is not available to the general public. 10.3.3 Are you responsible YES for the operation of information systems as a major job responsibility? This is a major job responsibility and I spend approximately 20% of my time operating and maintaining our information systems. As line manager, I am responsible for the operation of our group's team management software (TUTOS). This system is used for planning, scheduling, recording of engineers’ chargeable and non-chargeable activities, preparing customer quotations, generating invoices, monitoring progress against planned work, creating productivity reports, etc. I have to ensure that engineers’ work schedules are planned in advance and upon completion of a job, I ensure that the information entered by the engineer is correct and create invoices if required. Weekly I am also responsible for maintaining our equipping projects database (DotProject). This system is used to track all project related activities and all project documentation is uploaded on to this system. In addition to this, I am also fully responsible for all matters relating to our data logging system, TQSoft, which is detailed in section 10.3.2. All of the above systems are critical. Our team’s activity could not function without these tools in place and there are no other staff who take responsibility for this. We requested support from NSS IT for this in 2003 but they could not support the information management needs of a team that has diverse geographical locations, nor were there suitable software tools available within the NSS IT infrastructure, leading us to develop and maintain our own infrastructure and systems. 10.3.4 Is the main part of NO your role the management of information systems? N/A N/A NO N/A N/A 10.3.5 Do you have corporate responsibility for system development and management for your organisation or a number of organisations? Version 1.0 Page 42 of 59 © Crown Copyright 2004 11 RESEARCH AND DEVELOPMENT 11.1 This factor measures the responsibilities of the job for informal and formal clinical and/or non-clinical research and development activities underpinned by appropriate methodology and documentation, including formal testing or evaluation of drugs, or clinical or non-clinical equipment. Are you required to do any of the following? Yes/ If Yes, how often No do you do this per year? 11.1.1 Carry out surveys? YES 2-3 times 1% 11.1.2 Carry out audits? YES 20-30 times 5% 11.1.3 Participate in R & D, clinical trials or equipment testing led by others? YES 2-3 times 1% 11.1.4 Carry out research/development work which is not part of a formal research programme? YES 5-6 times 2% 11.1.5 Carry out research/development work which is part of a formal research programme? NO N/A N/A% 11.1.6 Carry out clinical trials? NO N/A N/A% 11.1.7 Carry out your own equipment testing or adaptation? YES 10-15 times 3% 11.1.8 Co-ordinate/implement R & D programmes/activities? YES 10-15 times 3% 11.1.9.i Initiate & develop R & D programmes/activities? NO N/A N/A% NO N/A N/A% NO N/A N/A% 11.1.9.ii 11.1.10 Version 1.0 and do the programmes/activities impact on other trusts or organisations? Secure funding for R & D programmes/activities? Page 43 of 59 How much time do you spend on it per year? © Crown Copyright 2004 Question If you have said YES to any of the points in 11.1.1 to 11.1.10 on the previous page, please describe your involvement below, starting with the one that is the most applicable to your job . For easy reference, write the number you are describing e.g. 11.1.4 in the left hand column. number 11.1.2 Audit all calibration certificates and test reports produced by engineers. Conduct site audits of engineers’ activities as part of our UKAS scheme of accreditation. Carry out capacity audits of client’s equipment to determine future equipment requirements. 11.1.8 I co-ordinate R&D programmes for our test engineers. Examples of this include test equipment trials and evaluations, and sterilizer and Washer/Disinfector evaluations to determine if machines are suitable for inclusion on national contracts. R & D programmes/activities need to be coordinated to ensure that they do not conflict with engineers’ other planned/scheduled work. Sometimes clashes are unavoidable, so I have to reschedule planned jobs to ensure R & D programme timescales are adhered to. 11.1.7 New test equipment trials are carried out on an ongoing basis to identify suitable equipment for test engineers to use. I regularly liaise with equipment suppliers to obtain trial/demonstration equipment to perform trials on. The tests performed on the trial equipment are developed by myself and my line manager and are designed to test each item of equipment at the extremes of its operating capability. I frequently make suggestions of equipment modifications/enhancements to manufacturers and test prototypes for suitability. 11.1.4 I routinely carry out research work to improve the performance of decontamination processes. Recent examples of research/development work includes performing comparison tests of instrument cleanliness in Washer/Disinfectors by using different types of detergents and carrying out tests to determine the most appropriate chemical indicators to use for detecting residual protein on instruments processed in Washer/Disinfectors. The results of these research projects are shared with all interested parties within NHS Scotland for their mutual benefit. 11.1.1 I regularly carry out surveys on manufacturers’ equipment to keep appraised of latest enhancements and improvements to equipment, and survey client’s existing department to identify client’s requirements prior to preparing tender documentation for decontamination equipping projects. 11.1.3 I participate in development/research work led by other groups such as IRIC, Health Protection Scotland, Health Facilities Scotland and National Procurement. A recent example of research work I was involved in was to develop and modify sterilization cycles to identify the most effective method of sterilizing plastic Petri dishes in a laboratory sterilizer (led by HFS). Version 1.0 Page 44 of 59 © Crown Copyright 2004 12 FREEDOM TO ACT 12.1 This factor measures the extent to which the jobholder is required to be accountable for own actions and those of others, to use own initiative and act independently and the discretion allowed to the jobholder to take action. It takes account of any restrictions on the jobholder’s freedom to act imposed by, for example, supervisory control, instructions, procedures, practices and policies, professional, technical or occupational codes of practice or other ethical guidelines. Supervision and management Yes/ No Describe the supervision, management or guidance you receive 12.1.1 Is your work checked on a regular basis? (e.g. daily) NO N/A 12.1.2 Is your work checked on a sample/random basis? NO N/A 12.1.3 Is your work assessed at agreed intervals? (e.g. monthly, quarterly) YES Brief manager on progress and achievements via a system of regular informal contact and twice yearly performance appraisal. 12.1.4 Is your supervisor/ manager generally close by or immediately contactable? NO The nature of the job means that I am required to use my own initiative and make decisions and judgements without consulting my line manager. 12.1.5 Is your supervisor/ manager generally only available at specific times? YES The nature of the job means that I am required to use my own initiative and make decisions and judgements without consulting my line manager. My manager is contactable by telephone if required, but we work in different locations and are not always able to contact each other immediately. 12.1.6 Do you refer to people outside the organisation for guidance? YES Regular liaison with other NSS Divisions i.e. HPS, HFS, NP. The liaison will often inform others how to proceed. 12.1.7 Are you a lead specialist, professional or expert in your field? YES Version 1.0 Occasional liaison with equipment suppliers to discuss tender processes and with other specialist staff, such as Consultant Microbiologists, Senior Estates Managers, Principal pharmacists, etc. to explain the outcome of test results and to inform them of any maintenance work which may be required as a result of faults identified during testing. I am a lead specialist in the field of decontamination. I provide expert professional and technical services to user groups of all levels within the NHS and beyond, to ensure advice, guidance and a comprehensive level of service is provided and best practices are maintained. There is only one other lead specialist (Validation Services Manager) within NHS Scotland who can provide the same level of service in this particular field. Page 45 of 59 © Crown Copyright 2004 12.2 Describe the areas of responsibility where you would act yourself without asking for assistance I report upon decontamination equipment intended for use in the NHS and beyond to ensure that it conforms to all relevant standards. I provide expert assistance and information for option appraisal and life-cycle costing exercises to ensure that the most appropriate equipment is procured. I evaluate returned tenders for new equipment and chair meetings at senior Trust level to select equipment suppliers. I co-ordinate the activities of various groups, such as suppliers, estates departments, building contractors, Validation Engineers, etc. throughout all stages of equipping projects. I am responsible for day-to-day operations of the Validation Services group. I am responsible for planning and scheduling work for 8 engineers and ensuring that planned work proceeds smoothly and that resources are applied in the most efficient and cost effective manner. I review all test reports submitted by the Validation Engineers to ensure that they are technically correct before issuing to customers. I am an Approved Signatory for all calibration certificates issued by the Validation Engineers. I discuss performance issues with staff where they are perceived to exist. I prepare quotations and estimates for work. I attend commodity advisory panels. I revise and publish revisions to test documents and quality procedures. 12.3 Describe the areas of responsibility where you would ask for assistance Health and Safety matters. Non-routine H.R. matters. Unusual work requests 12.4 Constraints, policies and procedures Yes/ Describe the policies, guidelines, procedures or legislation that you are required to work within No 12.4.1 Are there clear policies YES and procedures that you are not allowed to deviate from? Version 1.0 ISO 9000 and UKAS ISO 17025 accreditation means that certain quality procedures must be followed at all times. Page 46 of 59 © Crown Copyright 2004 Yes/ Describe the policies, guidelines, procedures or legislation that you are required to work within No 12.4.2 Are you required to YES work to policies and procedures (SOPs), but use your initiative when non-routine situations arise? Test Person activities are detailed in HTM 2010 and HTM 2030. These documents list the procedures that should be followed when carrying out testing, but I have the freedom to use my own initiative when non-routine situations arise. I develop SOP’s for the validation team. 12.4.3 Do you work to clear YES professional or occupational policies and are accountable for your own professional actions? Activities are governed by Health Technical Memoranda HTM 2010, HTM2030 and HTM2031, plus various European Standards, Hospital Planning Notes, etc. I have complete freedom to use my own initiative and am therefore fully accountable for my own professional actions. 12.4.4 Do you work to broad professional standards and have significant discretion to operate within these? YES 12.4.5 Are you responsible for YES determining how certain broad policies should be put into practice? Version 1.0 An example of where I would use my initiative would be if one of the 12 measuring thermocouples developed a fault midway through a test. By analysing the characteristics of the remaining 11 thermocouples along with the characteristics of the faulty probe prior to the fault occurring, I make a decision about the viability of the test result and decide whether to repeat the test or not. I have to use significant discretion because much of my operational work is driven by project and/or customer requirements and falls outwith policy guidelines applying to the Agency or NHS Scotland. Performance of contracts is reviewed on an ongoing basis by stakeholder meetings and post completion project reviews. I establish the timelines for projects and have to pursue suppliers to keep them on track. I deploy different engineers with different work targets on discrete tasks to ensure that targets are met. I am responsible for determining how certain broad policies are put into practice. For example, Validation Services Group’s operational procedures are currently aligned with the UK guidance documents, HTM 2010, HTM 2030 and HTM 2031. These documents have recently been re-written to align with the current European Standards, BS EN 285, BS EN ISO 15883 and BS EN ISO 17665. I am responsible for reviewing the new UK guidance document (HTM 01-01), along with the European Standard documents and making any necessary changes to our department’s operational procedures to ensure that we comply fully with the most up-to-date policies. Any changes have to be written into our quality procedures and rolled-out to staff. SHS policies are normally seen as “best practice” and are adopted at Trust level throughout NHS Scotland. Page 47 of 59 © Crown Copyright 2004 Yes/ Describe the policies, guidelines, procedures or legislation that you are required to work within No 12.4.6 Are you required to take action based on your own interpretation of national policies/legislation/initiatives? YES 12.4.7 Are you responsible for NO setting targets and goals for a department/division/ service/organisation? Version 1.0 There are various national and international standards that I need to adhere to. Some of the requirements can vary and I need to interpret the most applicable and plot a course of compliance that meets the highest standards across the board. This means that I often create gap analyses and scoring options to determine the most appropriate outcomes. When evaluating equipment, I am often required to interpret policies and standards in order to arrive at a compatible specification before equipment may be scored. For example in relation to specification of endoscope decontamination equipment there are three relevant standards, HTM2030, HTM2031 and EN ISO 15883. Some aspects of the standards will describe how a feature should function while other aspects will not describe function but will describe an outcome specification. A machine that complied with HTM2030 may not comply with ISO EN 15883. Although a manufacturer can claim compliance with HTM2030, the machine may not necessarily meet the requirements of the user, so I often have to make judgements about the best type of equipment to suit individual user’s circumstances. N/A Page 48 of 59 © Crown Copyright 2004 13 PHYSICAL EFFORT 13.1 This factor measures the physical effort (sustained effort at a similar level or sudden explosive effort) required for the job. It takes account of any circumstances that may affect the degree of effort required, such as working in an awkward position or confined space. Does your job require any of the following Job requirements Yes/ Please give an example(s) No Average number of shifts per week Number of times per shift Average Average duration weight of each occurrence (shift = 7 hours) 13.1.1 Lifting, pushing, pulling objects? YES Items which are required to be processed in the sterilizer / washer 1-2 disinfector under test are loaded onto carriages (trolleys) and I am required to manoeuvre these carriages frequently throughout the day, from one area of a department to another. A typical fully laden trolley will weigh in excess of 50kg. Equipment used to carry out the testing has to be moved from the car to the department and back every time a machine is tested. The equipment weighs in excess of 20kg. 12 5 mins 50kg 13.1.2 Bending, kneeling, crouching, stretching? YES Testing of decontamination equipment is carried out in front of the 1-2 machine, normally in a production area. Test equipment usually requires to be set up on floor, which means I have to bend, kneel or crouch for several extended periods to take readings from test equipment. 6 1 hour Not required 13.1.3 YES Sterile Services Departments are required to have the quality of their 1 steam supply checked on a regular basis. When carrying out this type of testing, it is necessary to balance on a ladder to collect samples of steam at ceiling level. 2 15 mins Not required Decontamination equipment is often sited in cramped locations. Conditions become even more cramped when test equipment is placed in front of machine. 6 1 hour Not required 2 15 mins Not required Crawling, climbing? 13.1.4 Working in physically YES cramped conditions? 13.1.5 Working at heights? YES 1-2 Steam quality testing involves balancing on ladders at ceiling level to 1 collect steam samples from steam supply pipes. Required to work above ceiling level occasionally when surveying sites for replacing equipment (services are above ceiling level). Version 1.0 Page 49 of 59 © Crown Copyright 2004 13.1.6 Standing/sitting with limited scope for movement for long periods? YES Required to stand or crouch in front of equipment for the duration of 1-2 its cycle to record data from a number of different sources, e.g. temperature, pressure and time. Individual cycle times can range from 1 hour to 3 hours and will be repeated throughout a shift. 6 1 hour Not required 13.1.7 Walking for substantial periods of time? NO N/A N/A N/A N/A Not required 13.1.8 Making repetitive movements? NO N/A N/A N/A N/A Not required 13.1.9 Controlled restraint? i.e. jobs requiring training/ certification in this NO N/A N/A N/A N/A Not required 13.1.10 Running? NO N/A N/A N/A N/A Not required 13.1.11 Lifting weights/equipment with mechanical aids? YES 2 30 mins 100kg 13.1.12 Clearing tables? NO N/A N/A Not required 12 5 mins 50kg N/A N/A N/A 13.1.13 Manoeuvring/ YES manipulating objects/ people? 13.1.14 Transferring people from bed to chair or similar? Version 1.0 NO Equipment used to carry out the testing of sterilizers and 1-2 washer/disinfectors has to be moved from the car to the department and back every time a machine is tested. A trolley is provided to assist with transportation. Total weight of equipment is in excess of 100kg. Distance from car park to department can easily be in excess of 0.5 miles. N/A N/A Items which are required to be processed in the sterilizer / washer 1-2 disinfector under test are loaded onto carriages and these carriages have to be manoeuvred frequently throughout the day. A typical fully laden trolley will weigh in excess of 50kg. Trolleys are pushed and pulled from a standing start. N/A N/A Page 50 of 59 © Crown Copyright 2004 13.1.15 Lifting weights/ YES equipment without mechanical aids? Equipment used to carry out the testing of sterilizers and 1-2 washer/disinfectors has to be moved from the car to the department and back every time a machine is tested. Several individual items of equipment weigh in excess of 20kg. Although a trolley is provided to assist with transporting equipment, there is a frequent requirement to carry individual items to position them for testing and often I have to carry individual items up and down stairs. 2 30 mins 20kg 13.1.16 Manual digging? NO N/A N/A N/A N/A Not required 13.1.17 Heavy-duty pot washing/oven cleaning? NO N/A N/A N/A N/A Not required 13.1.18 Other, please specify NO N/A N/A N/A N/A N/A Version 1.0 Page 51 of 59 © Crown Copyright 2004 14 MENTAL EFFORT 14.1 This factor measures the mental effort (concentration, responding to unpredictable work patterns, interruptions) required for the job. Concentration Note: * This should be the total amount of time spent on this activity each shift. Describe the duties that you undertake that require concentration. List the most important first How many How long for on shifts during the each shift* week (shift = 7 hours) Calibration and testing of decontamination equipment. 2 5 hours Driving. 3 3.5 hours Planning, scheduling and reviewing workloads for 8 field engineers. 2 2 hours Checking engineers’ reports for accuracy. 1 3.5 hours Checking and signing off UKAS calibration certificates. 1 2 hours Project managing up to 20 projects simultaneously and co-ordinating activities of suppliers and contractors. 1 2 hours * Developing and writing tender documentation. 0.5 3.5 hours * Evaluation of returned tender documentation. 0.5 3.5 hours * Chairing equipment selection meetings. 0.5 2 hours * Writing detailed technical reports. 0.5 2 hours * Preparing project plans and developing Gantt diagrams. 0.2 1 hour * Calculating calibration uncertainties. 0.1 2 hours * Investigating reported hazards and defects. 0.1 2 hours * Note: * Level of activity is dependent upon number of projects in progress. Version 1.0 Page 52 of 59 © Crown Copyright 2004 14.2 Interruptions If you are interrupted in the course of your work, describe the nature of the interruption and say whether you have to stop what you are doing to respond to the interruption and whether you have to re-prioritise your work as a result of it How often each shift Responsible for the operational management of 8 field based engineers, who may be working on different types of machinery in different 2 – 3 times locations throughout Scotland. My concentration may be interrupted by having to respond to the needs of the engineers or our clients. This may cause me to stop my current activities and re-prioritise my workload. 1 – 2 times Equipment breakdown or unexpected faults on equipment results in engineers spending more time on testing than anticipated. In these circumstances, I have to re-schedule engineers planned work and inform clients of alternative arrangements. 0 – 1 times Project emergencies can cause me to stop my current activities and re-prioritise my work to enable the emergency to be attended to. 0 – 1 times Staff welfare issues are extremely important. All 8 engineers are field based and work in isolation. It is extremely important to deal with staff issues quickly and sympathetically to maintain the high morale of the group. This may result in having to re-prioritise my own workload. Version 1.0 Page 53 of 59 © Crown Copyright 2004 15 EMOTIONAL EFFORT 15.1 This factor measures the emotional effort required to undertake clinical or non-clinical duties that are generally considered to be distressing and/or emotionally demanding. Please complete the table below, indicating whether you carry out the activities listed as examples. Examples Yes/ Number of occasions No per week/month/year Please describe, including the degree of involvement with the distressed/angry patient/client 15.1.1 Processing (e.g. typing/ transmitting) news of highly distressing events NO N/A N/A 15.1.2 Providing a service for distressed/ angry patients/ clients/ staff NO N/A N/A 15.1.3 Giving unwelcome news to patients/ clients/ carers/ staff YES 1-2 Times per month Holding de-briefing meetings with unsuccessful bidders in tendering exercises. Atmosphere can become quite hostile if suppliers do not agree with the reasons for not awarding the contract to them. Informing customers of failed test results, which may impact upon their production schedules and may cause cancellation of surgical procedures or have cost implications. Informing customers of postponed test visits due to other work priorities. Managing staff annual leave requests. Asking staff to work away from home for extended periods to test machines in remote areas. 15.1.4 Dealing with difficult situations/ circumstances YES 1-2 Times per month Dealing with staff grievances and disciplinary matters. I have line management responsibility for 8 validation engineers and it is my responsibility to deal with disciplinary and grievance matters. Dealing with contractor grievances during project equipping stages. Informing suppliers that they have been unsuccessful in tendering exercises for capital equipping projects relating to decontamination. 15.1.5 Designated to provide emotional support to front line staff NO N/A N/A 15.1.6 Caring for the terminally ill NO N/A N/A 15.1.7 Providing a therapy service to emotionally demanding patients/ clients/ staff NO N/A N/A Version 1.0 Page 54 of 59 © Crown Copyright 2004 15.1.8 Communicating life changing events to patients/ clients/ staff NO N/A N/A 15.1.9 Dealing with people with challenging behaviour NO N/A N/A 15.1.10 Arriving at the NO scene of a distressing incident N/A N/A 2-3 Times per week Lone working – All members of the team work in isolation. There is also a requirement to stay away from home from time to time during the course of normal working patterns, which leads to social isolation from both family and colleagues. 15.1.11 Other Version 1.0 YES Page 55 of 59 © Crown Copyright 2004 16 WORKING CONDITIONS 16.1 This factor measures the demands arising from inevitably adverse environmental conditions (such as extreme heat/cold, smells, noise, fumes) and hazards, which are unavoidable (even with the strictest health and safety controls), such as road traffic accidents, spills of harmful chemicals, aggressive behaviour of patients, clients, relatives, carer). Please describe where you work. If you work in more than one area, state the percentage of time in each. Sterile Services Departments - 25% Microbiology Laboratories - 7.5% Endoscopy suites - 5% Pharmacy Production Units - 7.5% At Home - 30% In Office - 20% Other NHS/SG venues - 5% 16.2 Please complete the table below concerning the conditions in which you are required to work or illness/injury to which you are exposed. Are you required to use or are exposed to: Yes/ Frequency per week/ No month/year on average Please describe the requirement 16.2.1 Using transport on a regular basis YES Daily As a home-based worker and an NHS Crown Car user, I am required to travel throughout the whole of NHS Scotland on business and regularly have to drive between Dundee and Edinburgh to attend meetings. I drive more than 12,000 miles per year on business journeys. Journeys can be up to 4 hours per day and are often undertaken in darkness, i.e. early mornings and late evenings according to meeting times. 16.2.2 Using road transport in emergency situations NO N/A N/A 16.2.3 YES 10-12 times per year Winter driving in snow/icy conditions is an unavoidable, hazardous task. Outdoor working Test equipment needs to be transported to and from car in all weather conditions. 16.2.4 Using a computer/ VDU for the majority of the shift YES Daily Daily use of computer to schedule engineers work activities, create and maintain spreadsheets, create reports, send and receive e-mails, etc. All data logging activities are performed using a laptop computer. VDU is used every day for 6 to 8 hours. 16.2.5 Extreme temperatures YES 2-3 times per week Sterilizers operate at 134 degrees C and the environmental conditions surrounding these machines can be very uncomfortable to work in. Frequently required to work in locations where the temperature can exceed 30 degrees C. Version 1.0 Page 56 of 59 © Crown Copyright 2004 16.2.6 Unpleasant smells or YES odours 1-2 times per week Laboratory sterilizers are used to sterilize microbiological waste from laboratories. This waste includes urine samples, faecal samples, blood, etc. Testing these sterilizers means exposure to extremely unpleasant odours for the entire shift. 16.2.7 Excessive noise or vibration YES 2-3 times per week Required to work with equipment that emits excessive noise. This includes vacuum pumps, motors and ultrasonic generators. 16.2.8 YES 2-3 times per week The rear of a sterilizer is in a plant room area. These areas are always dirty and dusty and it is necessary to spend extended periods of time in these areas. Dust or dirt Required to spend time in dirty or dusty locations whilst building work is taking place to re-furbish departments or create new departments. 16.2.9 A humid atmosphere YES 2-3 times per week Almost all sterilizers use steam as their primary source of heat. The atmosphere surrounding a sterilizer is therefore extremely humid. 16.2.10 Dangerous chemicals/ substances in containers YES 1-2 times per week Surgical instrument washer/disinfectors use aggressive acidic or alkaline detergents to remove contamination from instruments. Endoscope reprocessors also use hazardous chemicals (e.g. Peracetic Acid, Chlorine Dioxide or Cidex) and special care must be taken when testing these types of machines. 16.2.11 Aggressive verbal behaviour YES 4-5 times per year Holding de-briefing meetings with unsuccessful bidders in tendering exercises. Atmosphere can become quite hostile if suppliers do not agree with the reasons for not awarding the contract to them. 16.2.12 Unpleasant substances/ non household waste YES 1-2 times per week Regular exposure to human blood and tissue when testing instrument washer/disinfectors. Test probes are placed adjacent to soiled instruments. 16.2.13 Severe weather conditions NO N/A N/A 16.2.14 YES 1-2 times per week Laboratory sterilizers are used to sterilize microbiological waste from laboratories. This waste includes urine samples, faecal samples, blood, etc. Sterilizing these items involves heating them up, which creates extremely unpleasant, noxious fumes. When testing these machines, I have to stand directly in front of them for an entire 7.5 hour shift. YES 1-2 times per week Regular exposure to human blood and tissue when testing instrument washer/disinfectors. Test probes are placed adjacent to soiled instruments. Noxious fumes 16.2.15 Infectious materials or foul linen Version 1.0 Regular exposure to human faeces, urine and other biological waste when testing laboratory sterilizers. Test probes are placed within contaminated load items. (e.g. Petri dishes, sample bottles, vacutainers, etc.). Page 57 of 59 © Crown Copyright 2004 16.2.16 Fleas and lice 16.2.17 Bodily fluids, faeces, or vomit NO N/A N/A YES 1-2 times per week Regular exposure to human faeces, urine and other biological waste when testing laboratory sterilizers. Test probes are placed within contaminated load items. (e.g. Petri dishes, sample bottles, vacutainers, etc.). N/A N/A 16.2.18 Aggressive physical NO behaviour 16.2.19 Dangerous chemicals or substances that are not contained YES 1-2 times per week A frequent requirement of the job is to perform thermometric testing on Laboratory autoclaves (sterilizers), Endoscope Reprocessors and Washer/Disinfectors. Testing any of these machines involves frequent exposure to hazards and highly unpleasant working conditions. This is because temperature sensors need to be inserted directly into the load that is being processed, to ensure that the correct temperatures are attained during an operating cycle. This means having direct contact with blood, urine, faecal samples, high-risk Category 3 microbiological waste, HIV samples, TB samples, CJD samples, etc 16.2.20 Life threatening hazards YES 1-2 times per week The post require direct contact with biohazards such as high-risk Category 3 microbiological waste, HIV samples, TB samples, CJD samples, etc. Test probes need to be placed directly within the contaminated load to ensure that the correct temperatures are attained during a cycle. I am also exposed to life threatening hazards such as electric shocks and serious burns. It is necessary to remove safety covers and over-ride safety features when testing sterilizing equipment to ensure that the equipment will still protect the operator in the event of a process failure or electrical/mechanical/pneumatic fault during a cycle. I carry out steam quality testing on all Porous Load sterilizer installations. This involves standing on the top of a ladder whilst holding a vacuum flask at face level to collect a sample of steam from a steam header via a short length of rubber tubing. The steam is generally at a pressure of around 4 bar and a temperature of over 140 degrees C. This has to be performed 3 times on each installation and each sample takes about 15 minutes to collect. This test is performed alone, with no one else on site to assist with the procedure. 16.2.21 Other Version 1.0 YES 1-2 times per week There is a risk of electric shock when performing tests on machinery. It is usually necessary to remove safety covers to access the machine controls and to calibrate the machine’s temperature sensing probes. There is also a constant risk of serious burns, as almost all decontamination equipment is steam heated. The risk is even greater due to the fact that this work is carried out alone in a plant room. Page 58 of 59 © Crown Copyright 2004 APPENDIX 1 - ADDITIONAL GUIDANCE ON FACTOR 2 KNOWLEDGE, TRAINING & EXPERIENCE General Points qualification and/or experience requirements that are actually needed for your post. Consider the main types of knowledge required for your work and state them under the most appropriate question heading, starting with the one that is the most central to your job (e.g. scientific knowledge for biochemists). Only list qualifications once, in the most relevant section (e.g. a nursing qualification in the clinical knowledge section). Qualifications indicate that the level of knowledge required must be of an equivalent level to the stipulated qualification not that there is a requirement to hold any particular qualification. Training towards qualifications is a means of acquiring knowledge as is on-the-job training, short courses and practical experience. If a job does genuinely require the knowledge acquired through a specified formal qualification, then this should be recorded. This factor measures the minimum knowledge required by a competent performer to do the job to the required standards. You may have different or higher qualifications than those required for the job, but these should not be included. A Person Specification may set out the qualifications and experience required, but you should bear in mind that it may understate the knowledge actually needed to carry out the job because it is set at recruitment level on the expectation that the rest of the required knowledge will be acquired through on the job training and experience, for example, the person specifications for: Clerical posts typically state the recruitment level of knowledge as a number of GCSEs, whereas the actual knowledge requirement includes a range of clerical and administrative procedures. Managerial posts may state the recruitment level of knowledge as a number of GCSEs plus a specified period of health service experience, whereas the actual knowledge requirement includes the range of administrative procedures used by the team plus supervisory/managerial knowledge or experience. Healthcare jobs may state that a form of specialist knowledge is desirable, rather than essential, because the trust is willing to provide training in the particular specialist field. Where qualification and/or experience requirements for a job have changed over time, the current requirements should be entered. As it is the job that is evaluated, jobholders in post with previous qualifications are deemed to have achieved the current qualification level through on the job learning and experience. You may need to consult your line manager on the current Version 1.0 Page 59 of 59 © Crown Copyright 2004