Scientific Planning Committee Report 1th Meeting of the Committee 12-13 February 1998 Amsterdam Institute for Environmental Studies The meeting of the IHDP-IT Scientific Planning Committee was attended by David Angel, Theo de Bruijn, Cutler Cleveland, Jacqueline Cramer, Sukehiro Gotoh, Robert Socolow, Pier Vellinga (chair) and Charles Vlek. Additional participants: Larry Kohler (IHDP), Ramine Shaw (IHDP), Marjan Hofkes (IVM), Peter Mulder (IVM). Peter Groenewegen (VU) and Frank den Hond (IVM) joined the meeting during the discussions on the Inventory of Research, since both contributed to the Update of the Inventory of Research . Aim of the meeting: 1. to screen the Inventory of Research 2. to discuss and endorse the first draft of framework for the Science Plan 3. to discuss the process of developing a Science Plan, including the organisation of Regional Workshops and a Global Conference 1. Inventory of Research Document After the IHDP-IT Scoping Report was approved by the IHDP Scientific Committee in May 19961, a small group started at the International Institute for Applied Systems Analysis (IIASA) to develop an Inventory of Research that could be relevant for IHDP-IT. This resulted in a first edition of an IHDP-IT Inventory of Research document that was published in February 1997 (IHDP-IT doc. no 3). This document was discussed at an international workshop on IT, hosted by the Vrije Universiteit/IVM on February 20th 1997. Based on the discussions during this workshop, the Inventory of Research has been modified and complemented resulting in a revised version of the Inventory of Research. This document was published in May 1997 (IHDP-IT doc. no.8). Still it was felt at that time that this Inventory of Research document needed to be updated in order to make it more comprehensive. Peter Groenewegen, Frank den Hond and Marjan Hofkes were asked to engage in this task. Marjan Hofkes edited chapter 2, Frank den Hond edited chapters 3 and 5 and Peter Groenewegen edited chapter 4. A number of experts, including the members of the Scientific Planning Committee (SPC), were asked to contribute to this update. However, only little response was received and what arrived was rather late in view of the SPC meeting. Due to limited time and budget available the process of updating the Inventory actually integrated the received comments in the existing Inventory of Research document without pretending of being complete. The latest version of the document was discussed in the meeting with the following results. In general the SPC’s opinion is that there is yet no clear line in the document. What are the questions addressed in the Inventory? Do we want to describe or identify research gaps? A clear framework for the organisation of the chapters is more or less lacking. Furthermore the document does not deal explicitly with the notion of change, evidently a key word in transformation processes. At this moment the document raises expectations which cannot be met by the existing Inventory: it is more a recent view on research fields than a thorough inventory of Industrial Transformation. It should be stressed that the document is a tool of the SPC in developing a Science Plan; it is a living working document which should serve as an input in the process of developing a Science Plan. At the meeting it was decided to change ‘Inventory of Research’ in ‘Research Directions’. 1 See Annex 1 for a historical overview of IHDP-IT The organising principle of a distinction between bottomup and topdown will be maintained since Industrial Transformation deals with both bottom up and top down approaches. The Research Directions should take into account in a more comprehensive way that there is a tension between both approaches as well as the limited significance of this distinction. The latter refers to the fact that much is in between both approaches: each of them can be applied to study the properties of systems as a whole and properties at the level of organisations (firms) and individuals. Furthermore, research on Industrial Transformation does rely on the interaction of both levels of analysis. Any work on IT has to include the systems and processes shaping the environment of production, the production itself (things we produce) and the consumption. Discussions on aim and scope of the Research Directions document raised the question: what should be the relation between this document and the Science Plan? Can we develop a Science Plan before we agree on and finish the Research Directions document? Furthermore, there is an interdependence between both documents: the identification of research relevant in the field depends on what research questions we want to address in IHDP-IT Science Plan. After discussion the Committee agreed that the document on Research Directions should be distinguished from the Science Plan. In the Research Directions the emphasis is on providing a view of relevant research in the broad field of Industrial Transformation, including different views, while the Science Plan has a more narrow focus: providing a framework for research, formulating research questions and identifying core projects. To summarize: It was felt important to clarify and improve the leading lines in the document, to make aim and scope of the Research Directions more explicit and to rewrite the document in order to make it more comprehensive. Therefore the Inventory of Research will be updated as follows: IHDP - IT Research Directions CHAPTER 1. Introduction: the research field of Industrial Transformation By Pier Vellinga; input by David Angel preliminary content of the chapter: 1. Background 2. Scoping 3. Narrowing down the field including a more comprehensive view on the use of top-down and bottom-up approaches and the notion of change. CHAPTER 2. Macro-Systems and Incentive Structure by Cutler Cleveland; additional input by Marjan Hofkes preliminary content of the chapter ? CHAPTER 3: Production System By Jacqueline Cramer; input by Peter Groenewegen and Frank den Hond preliminary content of the chapter: Firms, Management, production: Eco-Efficiency and beyond 1. Introduction - Industrial Ecology (IE) as the normative framework. How is IE being developed and implemented? - What is production system: firms, networks, flieres, chains, .... 2. Taking up the Environmental Challenge Pollution Prevention (p2), Life-Cycle Design / Closing the Loop, Industrial Symbiosis 3. Environmental Impact of Production Environmental Accounting, Environmental Performance 4. Drivers for Sustainability Opportunities & Threats, Culture / Leadership, Stakeholders, Larger Context (institutions, national & regional differentiation, sectoral differences) 5. Stimulating Sustainability in Production Managing External Pressure, focus on needs, Incentives, Creating New Resources, including Technology 6. Conclusions CHAPTER 4: Consumption System By Charles Vlek; input from Pier Vellinga, Paul Stern (possibly) preliminary content of the chapter: 1. Introduction 2. Determinants of Consumer Behavior 3. The environmental impact of Consumption Patterns 4. Stimulating Sustainable consumption 5. Research on sustainable consumption for IT ANNEX 1: Networks and organisations with a potential link to IHDP-IT By Peter Mulder; input from David Angel Including only those networks and organisations of relevance for IHDP-IT that have their own e-mail network. The criterion is that those organisations provide a wider access. Chapter 3 includes the original chapter 3 (Industrial Ecology) and the original chapter 4 (Firms: Organisations, Management and Networks) of the Inventory of Research. Chapter 4 will be the original chapter 5 of Inventory of Research. Chapter 6 of Inventory of Research will be taken out. Annex 2, 3 and 4 will be included in the document text as far as their content is relevant. specific details on the chapters: Chapter 2: Sentence on page 20: “A drastic reduction of the material and energy flows due to human activities is the core element in the field of eco-restructuring.” Such normative and questionable elements should be taken out. (third world participants would have a completely different point of view). Chapter 4: Annex 1: use will be made of the report Paul Stern et al (1997), Sustainable Consumption to the NSF. David Angel will investigate whether the Greening of Industry Network links can be arranged Pier Vellinga will slightly rewrite chapter 1 as soon as possible in order to avoid confusion during the Regional Workshops since the Research Directions document will serve as basis for the discussions during the Workshops. Final editions of the chapters should be send to IVM by the end of June 1998. Draft editions should be ready by the end of March. 2. Framework for Science Plan The Science Plan will be a follow up of the Research Directions document and aims to provide the basis for conducting research under the umbrella of IHDP-IT( see annex 4 for the time-frame of IHDP-IT). During the meeting a first proposal for the set-up of the Science Plan was presented by Pier Vellinga. During the meeting this draft was slightly modified and endorsed by the Committee. See annex 5 for the framework of the Science Plan. The Science Plan will consist of: 1. a framework for IHDP-IT research, including the type of research which is required for getting a thorough understanding of the issues relevant for transformation of the industrial activities 2. a decision on what global environmental issues and what transformations we should focus on within IHDP-IT 3. Core projects, both global and regional In the Research Directions document a tentative list of disciplines and fields to be covered by an IHDP-IT research framework (see also annex 5) has been made. What kind of research adds to our understanding of the process of IT should be described in the Science Plan more specifically by addressing the question what global environmental issues IHDP-IT should focus on. Three kinds of global environmental issues can be distinguished: Truly Global (from a natural systems perspective) Universal Practices, that in cummulation can cause a threat to the global environment Regional Problems of Global Importance It was agreed upon that all three are of relevance for IHDP-IT, but in particular Universal Practices are important to identify research programmes and core-projects. With respect to the latter the importance of linking global environmental problems with local practices should be taken into account. In order to translate issues and questions in research questions A three step approach was agreed (see annex 5) 1. Identify activities affecting global environment, including underlying needs/wants/preferences 2. Identify options for transformation. i.e. alternative ways of meeting needs/wants/preferences 3. Identify and study opportunities incl. barriers for transformation Form this it follows that preferably, research should have an analytical part: why are things as they are, and a design oriented part: what are the options for meeting the needs in a different way, a way that has a lesser impact on the environment. What are human needs? It is important to notice that ‘human needs’ is broader than ‘material consumption’ as well that needs drive consumption (the need for autonomy in the western societies drives (partly) car consumption). Within IHDP-IT the ultimate starting point will be taken by needs as forces behind consumption and production. Since IT is about industrial activities the focus is not on needs in itself but on needs as far as they are embedded in activities (consumption and production). It was agreed upon that sectors are not a good starting point because that may cause a tunnel view i.e. research questions will be formulated within one sector and may stay close to existing practices. On the contrary, the challenge of research on IT lies in studying alternative ways of meeting the needs driving activities, including a long time horizon. This way of including needs into the Framework has the advantage of meeting the requirement for research on transformations to go beyond solely (present) material consumption and production. Furthermore is does justice to the fact that the consumption side of industrial activities - including the role of individual consumers - is essential and must therefore be treated as an integral part of the Science Plan. The set up of the Framework (see annex 5) can be used during the Regional Workshops to test this method of dealing with the issues addressed. Thereby it should be noticed that the methodology of connecting the horizontal rows (research fields) and vertical columns (activities) depends upon the column, i.e. upon the activities being investigated. Moreover, it should be understood that in social sciences, framing the question is often regarded as the most important part of the research. In addition to the present components of the draft Science Plan, the difference between the IHDP-IT Science Plan and existing research programs and activities should made clear. In other words, the core weaknesses of existing research should be demonstrated (e.g. the fact that the energy efficiency discussion missed the N-curve (the strong rebound effect)) and the added value of IHDP-IT must be formulated explicitly. The tentative set-up of the Framework can be seen as a tool of organizing research towards important effectiveness and efficiency. It was decided that a number of cases will be developed by the Committee-members on how the proposed IHDP-IT framework works out for research on transformation of (industrial) activities in specific areas. The structure of these cases is as follows: 1. Identification of the activity 2. Identification of the underlying needs/wants/preferences 3. Description of present practice 4. identification of alternatives 5. identification of opportunities and barriers for transformation 6. identification of key research questions including value added character of IHDP-IT Cases will be developed on Transport by Charles Vlek Materials Use by Cutler Cleveland Energy by Pier Vellinga/IVM Recreation by Robert Socolow Water by Theo de Bruijn (subject to further discussion within CSTM) The current working definition of the Industrial Transformation research theme was re-considered by the Committee. The best proposal the Committee came up with is: understanding the human drives and mechanisms that could enable a transformation of the industrial system towards a decoupling of industrial activities from their environmental impact’. Additional suggestions are still welcome. 3. Core Projects The goal is to identify 2-4 global and 7-8 regional core projects by 1999. Core projects should fit in the overall framework as described in the previous section, although there will be flexibility / pragmatism. especially regarding regional initiatives. Probably 3 different categories of research as related to IHDP-IT can be distinguished: 1. Research that is fundamentally required to answer research questions posed in the Science Plan 2. Research that contributes from a regional level to these questions 3. Relevant research contributing to but not part of IHDP-IT Category 1 and may be also category 2 applies to Core Projects and consists of research for which the SPC is responsible and which requires screening, endorsement and quality control by the SPC. 4. Regional Workshops Regional Workshops will be organised in East-Asia, South Asia, Latin America, Africa, and Eastern Europe with Nort Amercia and Western Europe still under discussion. The idea is to bring together in a workshop 20 to (a maximum of ) 40 experts mainly representing several institutes in the region and the industrial production and consumption sectors and the government. The workshop organisers are encouraged to identify and invite participants covering each of the three fields distinguished within IHDP-IT and researchers who take a long term interest in conducting research within the framework of IHDP-IT. For each workshop a Steering Committee will be established which is responsible for the organisation of their Workshop. See Annex 6 for the Terms of Reference of the Regional Workshops and Annex 7 for a general overview of the state-of-the-art of the organisation of the several workshops. The East-Asia Workshop: Sukehiro Gotoh presented the provisional program of this workshop, see Annex 8. The SPC indicates that also experts from other East-Asian countries (Indonesia, Philippines, Thailand etc) should join the Workshop. Moreover, the participants from the Greening of Industry Network could be invited. IGES (Institute for Global Environmental Strategies) is a newly founded institute, initiated by the Japanese Environment Agency. IGES may adopt IT as one of its core themes. Under the heading of IGES a project on de-industrialising old industry cites is likely to be initiated. The question is raised whether this project can become a potential IT core project. The committee agrees that the first focus of IT core projects has to be on industrial activities related to substance, energy and material flows relevant for global environmental change. Therefore the Committee at the moment is hesitant to consider the IGES project for adaoption as a core project because that may focus too much on geographical, urbanisational and planning issues and less on physical flows and the industrial system. In other words: the committee is not yet sure this project will meet the criteria as described in the previous section. Remaining details: - David Angel will provide Gotoh with two names of the experts within the Greening of Industry Network. - Robert Socolow will provide Gotoh with a name of a Japanese researcher on consumption issues. The South-Asia Workshop Pier Vellinga presented the Status Report as forwarded to the meeting in writing by Rajendra Pachauri (see annex 7). Dr. Pachauri himself could not be present at this SPC-meeting. The SPC felt that the proposal to focus the Workshop on Energy and Coal in South and South-Asia could be a chocie very relevant for IHDP-IT. The Committee however is not sure whether the proposal sufficiently covers the human dimensions side of research. At this moment the tentative outline of the backgroundpaper is rather technical oriented. The three fields of research as distinguished in the Inventory of Research and the framework for the Science Plan are not clearly reflected. Coal and Energy is a good topic under the heading of IHDP-IT. To be adopted by IHDP-IT the project should reflect the transformation approach and the three major fields of research as indicated in the framework (see annex 5). Moreover, it should deal with a long term-horizon and should focus on transformations. With respect to the organisation of the Workshop the question is raised how international and how multidisciplinary the meeting will be. remaining details: - Pier Vellinga will contact Pachauri to discuss the questions raised within two weeks. A further telephoneconference with Pachauri, Mohan Munasinghe, Socolow and Larry Kohler may be useful to discuss the final preparations for the workshop.to discuss the raised issues. - Jacqueline Cramer will provide names of potential participants to Pier Vellinga/Peter Mulder The Eastern Europe Workshop The focus of this workshop will be on the level of Macro Systems and Incentive Structure, in particular the difficulties Eastern-Europe is facing with adopting EU policies on environmental regulation. While the EU is focusing on best available technology legislation, Eastern Europe may find it more attractive to move ahead to more recent economic instruments in environmental policy. remaining details: Charles Vlek will suggest names of researchers working on attitude changes in relation to transitions to Jill Jaeger. The Latin America Workshop See Annex 7. remaining details: - Jacqueline Cramer does have contacts with Philips and Akzo Nobel in this region; she will forward some names to Pier Vellinga - Cutler Cleveland will provide names of social scientists participating in a major workshop in Brasil last year. The African Workshop Karakezi was not able to organise this workshop; at this moment no keyperson has been found yet. Larry Kohler will contact prof. Massaquoi. When Massaquoi indeed is not able to organise the workshop, Larry Kohler will investigate the possibilities of organising the workshop in Zimbabwe (UNEP). Meanwhile Jacqueline Cramer will provide names of South African experts. The Nort Amercia Workshop David Angel and Cutler Cleveland will organise a one day workshop in the US (Boston). The goal of the Workshop is to test the IHDP-IT approach in order get support and possibly to identify 1 or 2 potential core projects. The workshop will probably take place in the summer 1998 remaining details: - Robert Socolow will assist David Angel and Cutler Cleveland with the organisation. - Larry Kohler will provide names of Canadian experts for participating in this workshop. The Western-Europe Workshop Jacqueline Cramer will take the lead in organising a workshop The goal of the Workshop is to test the IHDP-IT approach in order get support and possibly to identify 1 or 2 potential core projects. The workshop will take place in Brussels, probably in the end of August 1998. If not Brussels, than Bonn may be a convenient location. remaining details - Charles Vlek, Theo de Bruijn and Pier Vellinga will assist Jacqueline Cramer with the organisation - Pier Vellinga will contact Andrew Sors of the EU-DGXII regarding travel cost to Brussels. 4. Global Conference The SPC decided that the Regional Workshops and the preparation of the Science Plan require more time than is envisaged in the existing timeframe. Therefore the Global Conference is postponed to 24-26 February 1999, still to be held in Amsterdam. During the conference the Science Plan will be presented by the SPC Target Groups of the Conference will be Research Community Groups interested in research use and research agenda building, such as governments, private sector and NGOs International Organisations Research Funding Agencies 5. Publication by SPC It was decided to postpone a joint publication by the SPC on ‘the need to address energy and material flows at a global level’. The Research Directions document and the Science Plan itself have priority. 6. Next meeting of the Committee October 29-30, 1998 in Amsterdam ANNEX 1 History of IHDP-IT The IHDP-steering group requested Pier Vellinga, director of the Institute for Environmental Studies (IVM) of the Vrije Universiteit Amsterdam and Scientific Director of the SENSE Research School, to initiate and coordinate the preparations for the development of an international research agenda on Industrial Transformation. The IHDP Scientific Committee, the Vrije Universiteit, the Netherlands Academy of Sciences and the Netherlands’ Council on Environmental Research (RMNO) have provided the funds to support the preparatory activities. The activities started in 1996 with the development of a Scoping Report (March 1996). This Scoping Report (SR) was based on two workshops held at IVM. Industrial Transformation (IT) describes in an abstract and preliminary way the Research Field IT. When the SR was approved by the IHDP Steering Committee in May 1996, a small group started at the International Institute of Applied Systems Analysis (IIASA) to work on a inventory of research by summarising main achievements and research clusters that would be relevant for IT. This document describes the research activities in the field of IT and summarises several background-papers. This Inventory of Research was first discussed at an international workshop on IT, hosted by the Vrije Universiteit/IVM on February 20th 1997. In May 1997 a revised version of the Inventory of Research was finished. During the IHDP Open Science Meeting held at IIASA (12-14 June 1997) a tentative framework of the Research Agenda on IT (table 1) was presented and discussed during a plenary and two small group meetings. sectors research fields System-analytical Perspectives (Environmental Kuznetscurve, International Mass Balance Research, Eco-restrucutring, Dev-Dev country Issues) Industrial Ecology (firms, networks, organisations, products, Life Cycle Analysis, Eco-efficiency etc.) Consumers Consumer chocie, role of consumers in decision making food chemical industry transport electronics energy others Table 1. First tentative set-up of the Research Agenda The Meeting supported the idea to develop a Science Plan on the basis of this tentative framework. The IHDP-IT Scientific Planning Committee was established in the fall of 1997. This committee will co-ordinate the forthcoming activities and has the formal responsibility of drawing up and presenting a IHDP-IT Science Plan at an International Conference to be held in Amsterdam in February, 24-26, 1999 ANNEX 2 Members of the IHDP-IT Scientific Planning Committee David Angel is chair of the Economics, Technology and Environment section of the Graduate School of Geography, Clark University. His background and training are in economic geography, focusing upon issues of industrial restructuring and technological change within advanced economies. He has begun a series of projects examining industrial innovation and the environment, including a study of obstacles to environmental innovation and reconstruction in Poland and Russia, and an analysis of international collaboration in green technology development in the US, Asia and Japan. He is the US coordinator of the Greening of Industry Network. Theo de Bruijn is a senior research associate at the Center for Clean Technology and Environmental Policy CSTM of the University of Twente (NL).He publishes and teaches about the relations between governments and companies on environmental affairs and conducted research on environmental management, the evaluation of pollution prevention projects, and the meaning of sustainability for industrial development. He is the European Coordinator of the Greening of Industry Network. Cutler Cleveland is Director of the Center for Energy and Environmental Studies and Associate professor in Geography, Boston University. His background is in ecology and economics. He conducted research on physical and economic modeling of natural resource scarcity, energy systems and dematerialisation. He is initiating a collaboration between his Center and a Business School in order to conduct ‘IT-kind’ of research Jacqueline Cramer is professor in Environmental Management at the Tilburg University in the Netherlands and affiliated with TNO ( the major government supported Technological Research Institute). Furthermore she works with several large companies, in particular Philips (electronics) and Akzo Nobel (chemical industry), where she advises on and assists with the implementation of eco-efficiency. She is member of several advisory committees for the Netherlands Government. Sukehiro Gotoh is Director of the Social & Environmental Systems Division of the National Institute for Environmental Studies, Japan Environment Agency. He teaches at the School of Art & Science and the Graduate School of the University of Tokyo. Professor He did research for over 20 years on soil waste management, recycling and Industrial Ecology. He is experienced with corporate practices on transforming Japanese industries towards sustainability. Rajendra Pachauri is director of Tata Energy Research Institute (TERI), an independent, non-profit institute mainly working on industry related environmental topics (e.g. industrial ecology). He views Industrial Transformation (IT) as a highly relevant issue for India, since industry is increasing rapidly growing in India. TERI is part of the TATA Research Institute that has affiliates in Washington DC and is related, among others, to research institutes in Germany and Moscow. Gerard Scherhorn is professor in Consumer Economics at the University of Hohenheim, Stuttgart Germany, and Director of the Working Group on New Models of Wealth at the Wuppertal Institute on Climate, Environment and Energy. He conducted research on excessive buying behaviour and post-material values, the informal sector and ecological enterprises. Robert Socolow is professor of Mechanical and Aerospace Engineering and Director of the Center of Energy and Environmental Studies, both at Princeton University. He is member of several Scientific Boards and Advisory Committees and has an extensive experience in research on Energy Conservation, Industrial Ecology and Global Change. Pier Vellinga is director of the Institute for Environmental Studies (IVM) at the Free University of Amsterdam. He has been asked by the IHDP Scientific Committee to initiate and coordinate the preparations for the development of an international Science Plan on IT. He and the institute take a high interest in this topic (i.e. the interaction between economy and environment). Charles Vlek is professor of applied psychology, particularly behavioural decision theory. He is chairman of the Centre for Environmental and Transport Psychology at the University of Groningen. He carries out research in environmental risk analyses/ evaluation, the environmental impacts of household consumption and motorised transport as a source of environmental and societal problems. He is member of various advisory boards and research coordination committees. Thomas Zylicz is director of the Warsaw Ecological Economics Center and professor in Economics at the Warsaw University. Moreover, he is Project Associate of the Central and Eastern Europe Environmental Economics and Policy Project of the Harvard Institute for International Development. He has a broad experience, both at the research and the public policy level, in environmental policy and environmental economics and is advising governments in Central and Eastern Europe on these issues. There are still a number of vacancies in the Scientific Planning Committee. These vacancies will be filled after the Regional Workshops. ANNEX 3: Addresses of members Scientific Planning Committee Dr. David Angel Graduate School of Geography Clark University 950 Main Street WORCESTER MA 01610 USA Tel. +1 508 7937388 Fax. +1 508 7938881 E-mail: dangel@clarku.edu Dr. Theo J.N.M. de Bruijn University of Twente Center for Clean Technology & Environmental Policy European Coordinator Greening of Industry P.O. Box 217 7500 AE ENSCHEDE The Netherlands Tel. +31 53 4894234 Fax. +31 53 4894850 E-mail: t.j.n.m.debruijn@cstm.utwente.nl Dr. Cutler Cleveland Boston University (CEES) Centre for Energy & Env. Studies/Dept. of Geography 675 Commonwealth Avenue BOSTON, MA 02215 USA Tel. +1 617 3535740/3083 Fax. +1 617 3535986 E-mail: cutler@bu.edu Mrs.prof.dr. Jacqueline Cramer Akzo Nobel/ TNO-STB Sons Beekweg 2 6814 BA ARNHEM The Netherlands Tel. +31 26 4439699 Fax. +31 26 4436764 E-mail: jmcramer@worldaccess.nl Dr. Sukehiro Gotoh Nat. Inst. for Environmental Studies Japan Environment Agency Onogawa 16-2 TSUKUBA, IBARAKI 305 Japan Tel. +81 298 502334 Fax. +81 298 502572 E-mail: sgotoh@nies.go.jp Dr. Rajendra K. Pachauri TERI/Tata Energy Research Institute Darbari Seth Block, Habitat Place Lodi Road, NEW DELHI-110003 India Tel. +91 11 4627651/01550/4622246 Fax. +91 11 4621770/4632609 E-mail: pachauri@teri.ernet.in Prof.dr. Gerhard Scherhorn Wuppertal Institute for Climate, Environment and Energy Postfach 100480 42004 WUPPERTAL Germany Tel. +49 202 2492175/42 Fax. +49 202 2492138/08 E-mail: scherhor@rs1.rz.uni-hohenheim.de Prof.dr. Robert Socolow Center Energy & Environmental. Studies Princeton University Princeton, NJ 0-8544 USA Tel. +1 609 2585446 Fax. +1 609 2583661 E-mail: socolow@princeton.edu Prof.dr. Pier Vellinga Institute for Environmental Studies Vrije Universiteit De Boelelaan 1115 1081 HV AMSTERDAM The Netherlands Tel. +31 20 4449515 Fax. +31 20 4449553 E-mail: pier.vellinga@ivm.vu.nl Prof.dr. Charles A.J. Vlek University of Groningen Dept. Psychology Grote Kruisstraat 2 9712 TS GRONINGEN The Netherlands Tel. +31 50 3636443/386 Fax. +31 50 3636304 E-mail: c.a.j.vlek@ppsw.rug.nl Prof.dr. Tomasz Zylicz Warsaw Ecological Economics Center, Warsaw University, 44 / 50 Dluga Street PL - 00241 WARSAW Poland Tel. +48 22 8313201 Fax. +48 22 8312846 E-mail:tzylicz@wne.uw.edu.pl ANNEX 4: Time frame IHDP-IT Industrial Transformation Scoping Report increasing level of specificity 1996 Research Directions 1997-1998 Framework Science Plan 1998* Core Programmes and Projects Core Programme 1 1998-2002 Research Project 1 Research Project 2 * Adoption of Science Plan by Global Conference on February 24-26, 1999 Annex 5: Development of the Science Plan. 9837IHDP.doc A tentative framework for research and criteria for the development of core research projects 1. Industrial Transformation research under the International Human Dimensions Programme What makes an Industrial Transformation Science Plan different from existing research programs and activities. The leitmotif as indicated in the Scoping Report and in the Research Inventory document suggests that research should focus on the generation of knowledge and information that can help to guide production and consumption patterns in more sustainable directions, i.e. towards a decoupling of economic growth and a parallel growth of environmental pressures. This approach has two elements that should be highlighted: one, research should consider the process of transformation of certain activities. This implies that we should identify these. Second, we should have an idea about options for transformation of these practices such that the pressures on the environment would be reduced. An important criterion for the development of a coherent International Science Plan is a shared understanding of what type of research is required for getting a thorough understanding of the issues relevant for transformation. What disciplines and what fields of research should be covered? In the Research Inventory document a tentative listing has been made. It is suggested that research should be aimed at analyzing the process of transformation and analyzing the options for transformation covering the following three fields: 1. Macro-systems and incentive structure. The sets of rules and incentives that are or have been important for production and consumption processes that are addressed, and an understanding 2. 3. of the related environmental resource use, including the flow of materials and substances affecting the environment; The production system, including the technologies applied in view of its organizational and economic system and their setting; in the earlier documents this was referred to as industrial ecology/production; The consumption system, including the needs (abilities and opportunities), demands and preferences of consumers, and the ways in which consumers express their preferences; in earlier documents, this was referred to as consumers perspective/sustainable consumption. Any research core project on Industrial Transformation should cover all three fields of research in a multi-disciplinary setting. Industrial Transformation Research should focus on the transformation of the activities related to the flows of substances, energy and materials that negatively affect the global environment. A final and most important criterion for the development of a Science Plan is the decision about what global environment issues we should focus on. As the title of the overall programme is Human Dimensions of Global Environmental Change it seems obvious that the Science Plan focuses on production and consumption activities that, by their nature, pose a threat to the global environment. The notion of global environment however, can be defined in three different ways: 1. Truly global environmental systems such as ozone layer depletion, climate change, unique global biodiversity and/or resource depletion; 2. Universal practices that, through their cumulative effect, could over time result into global problems such as eutrofication, land degradation, acidification, water scarcity and water pollution, irreversible soil/ground water pollution; 3. Regional environmental problems that could over time develop into global problems as a result of “knock-on effects”, for example regional problems that could lead to political instability, or problems that could trigger diseases which in turn could spread around the world, or problems that would generate environmental refugees. 2. A Step wise approach to the development of a Science Plan The elements and criteria discussed in the previous paragraph provide the basis for the development of the Industrial Transformation Science Plan. Building on these elements the framework could be developed as follows: Step 1: identify specific activities (production and consumption), indicate how these activities affect the quality of the global environment and get agreement on the need for transformation; Step 2: identify underlying human needs, wants, preferences and investigate alternative ways of meeting these, thereby increasing the efficiency of resource use and reducing the pressure on the global environment (this should be done at a high level of abstraction); Investigate what we can learn from examples; Step 3: make a tentative list of existing or perceived opportunities and barriers for adjustment of the activities, such opportunities/barriers could include information/awareness, technological options/lock-in effects, market opportunities/barriers, institutional opportunities/barriers, psychological/sociological barriers, emerging/persistent consumers preferences, etc., etc.; Step 4: the development of a comprehensive plan that addresses the issues identified in step 1, 2 and 3. An example is the present ways in which energy needs are met; growing use of fossil fuel poses a threat to the global climate. A second example is the way we meet our food demands. Present practices result into a considerable loss of biodiversity and land degradation. A third example is the way in which the human needs for water are met resulting into scarcity and/or shortages for now and/or future generations. A fourth example is the way industrial production systems are organized. Especially the areas used for heavy industry may require a restoration for sustainability purposes, transformation research on this topic could include the process of de-industrialization and environmental rehabilitation. Once a specific set of activities aimed at meeting human demands/needs has been identified the options for meeting these in a different way can be investigated. Each alternative will have its own opportunities and barriers. To ensure a comprehensive approach in transformation research all three research fields/disciplines as listed in the previous paragraph should be covered: the consumers side of the issue, the producers side and the overall institutional and cultural setting in which producers and consumers operate. Preferably, the research should have an analytical part: why are things as they are, and a design oriented part: what are the options for meeting the needs in a different way, a way that has a lesser impact on the environment. 3. The Research Framework The overall frame for the Science Plan can be developed on the basis of the considerations described above. The Scientific Planning Committee is charged with the development of an overall Science Plan and with the identification/selection of a set of specific core research projects. Preferably, some of the core research projects should be global by nature and global in terms of international cooperation and task sharing. Other core projects could have a more regional focus and be composed of mainly regional research teams. The goal of the Scientific Planning Committee could be to identify one core project per region (presently we have 7 regions) and two or three global core projects. The frame work in which the specific core projects should fit can be illustrated by the matrix presented below. The Research Plan could select a number of priority area’s. Activities Water Food Water Food production production production production consumption consumption consumption consumption Transport Transport Materials Materials Processing Processing and andUse Use (steel, paper, pulp, (steel, paper, pulp, plastics, cement) plastics, cement) Energy Energy production production consumption consumption Financial Financial Services Services Information Information and and Recreation Recreation Communication Communication Services Services Research fields/ disciplines: Macro-Systems and Incentive Structure Production System Consumption System Industrial Transformation is about the way production and consumption activities,related to substance, energy and material flows, take place, and about bringing about alternative ways of organising these activities such that environmental presure is reduced, in view of the functions these activities performand the human needs, wants and preferences that underlie these functions. 4. Epilogue This is a proposal based on consultations with a broad range of experts and in depth discussions by the IHDP-IT Scientific Planning Committee at our meeting on February 12-13, 1998. The Framework will be tested, elaborated and complemented in the 7 Regional Workshops to be held in 1998. A full Science Plan, including core projects will be presented at the global IHDP-IT Conference on February 24-26, 1999 in Amsterdam. Pier Vellinga Chair IHDP-IT Scientific Planning Committee Amsterdam, February 22, 1998 ANNEX 6: Terms of Reference Regional Workshops IHDP Industrial Transformation Terms of Reference Regional Workshops (version 2) February 1998 Prof. Dr. Pier Vellinga, Dr. Marjan Hofkes, Peter Mulder Part of the process of developing a Science Plan on IHDP-IT is the organisation of Regional Workshops. They will be organised in East-Asia, South Asia, South-/ Meso-America, Africa, and Eastern Europe, Western Europe and North America. 1. Scope and Mandate: Two documents will serve as input for the discussions at the workshops: the Research Directions and the framework for the Science Plan. The Research Directions was first published in May 1997 as an Inventory of Research document. It is continually updated since then. After the first Science Planning Committee meeting the title has been modified form Research Inventory to Research Directions. The IHDP-IT Scientific Planning Committee has discussed and slightly modified the framework for a Science Plan at their first meeting in February 1998. The broad scope and mandate of the Regional Workshops is as follows: 1. Discuss and consider the Research Directions document and the overall goal of the IHDP research activities. 2. Develop ideas, set priorities and make proposals for a Science Plan on IHDP-IT, both at the global level and the regional level. 3. Explore contributions, including funding for the implementation of the prioritised research activities. The results of the Regional Workshops serve as input for the Science Plan, which will draw up a set of global research core projects and a set of regional core projects. 2. Topics to be discussed: In line with the above mentioned the following Research Fields are to be discussed at the Regional Workshops: A) Macro-systems and Incentives-structure Issues are, among others, the environmental Kuznets curve, international mass balance analyses, fiscal and financial incentive structure, trade issues, etc. Both international political and economic science issues have to be reflected. The main disciplines here would be econometrics, development economics, environmental economics, political sciences, international policy analyses and geographical sciences. B) Production System Issues are, among others, LCA, eco-design, industrial networks, organisational aspects, etc. The main disciplines and expertise here is technology, technology assessment, chemistry, physics, management and organisational expertise. C) Consumption System Issues are, among others, consumer needs and preferences and the role of the consumer in decision making (e.g. in NGOs). The main disciplines here are psychology, sociology, marketing and related disciplines. 3. Participants: The idea is to bring together in a workshop 20 to (a maximum of ) 40 participants from a several institutes in the region. Potential commitment to the program, i.e. willingness to develop research proposals in future time, is an important criterion for the experts to be invited. To ensure disciplinary balance in the workshop and in the future research programme, the workshop organisers are encouraged to identify and invite experts and institutions covering each of the three fields mentioned above. Moreover, representatives of the industrial production and consumption sectors and government representations from the ministries of science, environment and economics should participate. 4. Finances: The START Office in Washington has agreed to sponsor the development of the Science Plan on IHDP-IT through the co-sponsoring of the Regional Workshops to be held in Africa, South-Asia, East-Asia and Eastern-Europe. Contact has been established with the US National Science Foundation for funding the South/ Meso-America workshop. In addition, several regional organisations identified by the workshop organisers, will sponsor the workshops. 5. Regional Steering Committee: For each workshop a Regional Steering Committee will be established which is responsible for the organisation of their Workshop. Furthermore, this Committee can function as the starting point to build up a regional network. The Committee members will consist of the already identified key-persons organising the workshops, supplemented by regional experts. 6. Organisational Issues: In view of a smooth communication among several key-persons in the process, we will encourage you to keep the following persons in the loop in the correspondence of the preparations of the Regional Workshops: Prof.Dr. Roland Fuchs START Office, Washington Dr. Larry Kohler IHDP Secretariat, Bonn Prof.Dr. Robert SocolowPrinceton University, Princeton Prof.Dr. Pier Vellinga IHDP-IT Secretariat, Amsterdam In order to be able to disperse information of the workshops which have been held to subsequent workshops, the Regional Steering Committee will write a report on the workshop. This report should be sent to IVM as soon as possible after the workshop has been held. IVM will distribute the reports among the organisers of the other workshops. ANNEX 7: Overview Workshops * The East-Asia Workshop: Date: June 23-25, 1998. Place: Kita-Kyushu City, Japan. Jointly with the IGES (Institute for Global Environmental Strategies ) Workshop ‘Urbanization and Environment’. Contactperson: Dr. Sukehiro Gotoh, National Institute for Environmental Studies Japan. Social & Environmental Systems Division National Institute for Environmental Studies Onogawa 16-2, Tsukuba, Ibaraki 305 JAPAN Tel: +81-298-50-2334 Fax: +81-298-50-2572 E-mail: sgotoh@nies.go.jp Steering Committee: Dr. Sukehiro Gotoh (co-chair), Prof.Dr. Imura (Kyushu University; co-chair), Mr. Moriya (IGES; coordination), Mr. Natori (APN), Mr. Shinohara (Kita Kyushu City; logistics), Prof.Dr. Pier Vellinga, Prof.Dr. Robert Socolow . Japan and South-East Asia Participants: Finances:. START will provide $ 10,000 ; APN will provide $ 10,000 ; Kita Kyushu City will provide 6 million Yen (ca. $ 50.000) ; IGES will balance the total expenditure of the IGES and IHDP-IT workshop which is currently estimated to be 10 million Yen (ca. $ 83,000). * The South-Asia Workshop: Date: April 4-5, 1998 Place: New Delhi, India. Tata Energy Research Institute (TERI) Contactperson: Dr. Rajendra Pachauri, TERI TATA Energy Research Institute Darbari Seth Block, Habitat Place, Lodhi Road, New Delhi - 110003, INDIA Tel: + 91-11-4627651/4647762 Fax: + 91-11-4621770/4632609 E-mail: pachauri@teri.res.in Steering Committee: Dr. Rajendra Pachauri (chair), Dr. Pradheep Dadhich, Dr. Mohan Munasinghe, Dr. Ijaz Hussain, Prof.Dr. Pier Vellinga, Prof.Dr. Robert Socolow, Dr. Gotoh. Participants: Mainly India and surrounding countries, in addition: South-East Asia Finances:. START will provide $ 20.000 * The Latin America Workshop: Date: End of September 1998 Place: IAI office, Brasil Contactperson: Prof.Dr. José Goldemburg /Dr. Marcella Ohira, Inter American Institute Inst. Electrotechn. and Energy, Av. Prof. Almeida Prado 925 Cidade Universitaria 05508-900, Sao Paulo, BRASIL Tel: + 55 11 8185053 Fax: + 55 11 2107750 E-mail: goldemb@iee.usp.br Steering Committee: Prof.Dr. José Goldenburg (chair), Prof.Dr. Pier Vellinga, Dr. Armando Rabufetti (IAI), Dr. Marcella Ohira (IAI), Dr. Mauricio Tolmasquin (IHDP/Univ. Of Rio de Janeiro) Participants: South- and Meso America Finances:. Contact has been established with Paul Filmer from the US National Science Foundation for financial support for this workshop * The Africa Workshop: Date: Still to be established Place: Still to be established Contactperson: Prof. Dr. J.G.M. Massaquoi (?) Programme Specialist in Science and Technology UNESCO Nairobi Office P.O. Box 30592 Nairobi, KENYA Tel: +254-2-621234 Fax: +245-2-215991 Telex: 2222275 Nairobi Steering Committee: Still to be established Participants: Africa Finances:. START will provide $ 20.000. * The Eastern-Europe Workshop: Date: March 26 - 27, 1998 Place: Laxenburg, Austria. The International Institute for Applied Systems Analysis (IIASA) Contactperson: Dr. Jill Jaeger IIASA A-2361 Laxenburg, AUSTRIA Tel: + 42-2236-807 571 Fax: + 42-2236- 71313 E-mail: jaeger@iiasa.ac.at Steering Committee: Dr. Jill Jaeger (chair), Prof.Dr. Thomas Zylicz, Prof.Dr. Pier Vellinga, Prof.Dr. Robert Socolow Participants: Eastern-Europe Finances:. START will provide $ 20.000. * The North America Workshop: Date: Summer of 1998 Place: Boston, USA Contactperson: Dr. David Angel Graduate School of Geography Clark University 950 Main Street WORCESTER MA 01610 USA Tel. +1 508 7937388 Fax. +1 508 7938881 E-mail: dangel@clarku.edu Steering Committee: Dr. David Angel, Dr. Cutler Cleveland, Prof.Dr. Robert Socolow Participants: USA Finances:. * The Western Europe Workshop: Date: August 1998 Place: Brusells, Belgium Contactperson: Mrs.prof.dr. Jacqueline Cramer Akzo Nobel/ TNO-STB Sons Beekweg 2 6814 BA ARNHEM The Netherlands Tel. +31 26 4439699 Fax. +31 26 4436764 E-mail: jmcramer@worldaccess.nl Steering Committee: Mrs.Prof.Dr. Jacqueline Cramer, Dr. Theo de Bruijn, Prof. Dr. Charles Vlek, Prof. Dr. Pier Vellinga Participants: Western-Europe Finances:. To be investigated/EU -DGXII ANNEX 8: Status Report Japan Proposed Draft Program - IHDP-IT East-Asia Regional Workshop Dr. Sukehiro Gotoh February 1998 Date: June 23 - 25, 1998 This East-Asia Workshop will be jointly held with the IGES-UE (Institute for Global Environmental Strategies - Urbanization and Environment) Project Workshop. This IHDP-IT Workshop will be in the latter one and a half days. Place: The Kita-Kyushu International Convention Center, Kita-Kyushu City, Japan (Main Hall and International Conference Room are reserved.) Purpose and Scope of the Workshop This Kita-Kyushu Workshop on Industrial Transformation has been organized for the Region Japan/East-Asia as a part of the process of developing a Science Plan of IHDP-IT. The purpose and scope of the Workshop are; 1) To discuss and consider the existing research inventory, the overall goal of the research activities, 2) To develop ideas, set priorities and make proposals for a Science Plan on IHDP-IT, both at global and the East-Asian Regional level, and 3) To explore ways and means including funding for the implementation of the prioritized research activities. Two documents will serve as an input for the Workshop discussions: the Inventory of Research document (re-revised version) and a draft framework document for developing a Science including criteria to identify core programs and projects. These should be provided by the Secretariat of the Scientific Planning Committee (SPC) on IT in Amsterdam, The Netherlands. The results of the Workshop discussions will in turn serve as an input as one of the regional components to the SPC for development of a global Science Plan, which will be discussed and finalized at the SPC Meeting scheduled on October 29-30, 1998, in Amsterdam. Issues and Topics to be Discussed: For the following three distinguished Research Fields, issues and topics as identified in the revised Inventory of Research document are to be discussed: 1) Macro Systems Approach and Incentive Structure Issues are, among others, the Environmental Kuznets Curve, international mass balance and flow analyses, economic incentive structure, eco-restructuring, etc. Both international policy and economic science issues have to be reflected. The main disciplines here would be econometrics, environmental/ecological economics, political sciences, international policy analyses and geographical sciences. 2) Production System (Industrial Ecology and Organizational Aspects) Issues are, among others, LCA, eco-designs, sustainable production practices at firm level, organizational aspects including management and industrial networking in terms of both organizational and physical contexts, etc. The main disciplines and expertise here will be process technology/engineering, technology assessment, business management, organizations, and networks. 3) Consumption System (Consumers Actions, Sustainable Consumption) Issues are, among others, consumer needs and preferences, and the role of the consumer in decision-making (e.g., in NGOs). The main disciplines here are psychology, sociology, education, marketing and related disciplines. Tentative Program and Workshop Sessions: At the Workshop, the following five consecutive Sessions are planned to take place from the afternoon, June 24, and the whole day of June 25. The program is organized accordingly and designed as follows. Splitting up the participants into groups of three Research Fields is avoided in order to preserve the linkage among them and to share all the information and discussions. (Afternoon, Wednesday, June 24, 1998) SESSION I: “INTRODUCTION - TOWARDS RESEARCH AGENDA OF IHDP-IT” (Chair S. Gotoh) In this Session, first P. Vellinga, in the capacity of SPC Cahir, will make an introductory presentation on the background of IHDP-IT, the two documents as an input, and aim & goal of the Workshop discussions to follow. Then, following the presentation, some brief discussions from the invited (table) participants may be in order. Purpose of this Session is to share a general and common understanding on the Industrial Transformation and the Workshop purpose. SESSION II: “RESEARCH FIELD 1 - MACRO SYSTEMS AND INCENTIVE STRUCTURE” (Chair S. Nakamura ?) In this Session, the first half will be used for presentation of three speakers introducing their ongoing research of relevance to this Research Field, 15 min each. The speakers are leader of research groups and/or institutions mainly in Japan as identified by the organizers. The latter half of the Session will be devoted to discussions by the speakers and other table participants on issues specifically relevant to Industrial Transformation in terms of priority setting of research agenda and potential regional collaboration. The discussions will be moderated by the Chair. (Morning, Thursday, June 25, 1998) SESSION III: “RESEARCH FIELD 2 - INDUSTRIAL ECOLOGY AND ORGANIZATIONAL ASPECTS” (Chair R. Socolow) In this Session, the first half will be used for presentation of several speakers introducing their ongoing research of relevance to this Research Field, 15 min each. The speakers are leader of research groups and/or institutions mainly in Japan as identified by the organizers. The latter half of the Session will be devoted to discussions by the speakers and other table participants on issues specifically relevant to Industrial Transformation in terms of priority setting of research agenda and potential regional collaboration. The discussions will be moderated by the Chair. (Afternoon, Thursday, June 25, 1998) SESSION IV: “RESEARCH FIELD 3 - CONSUMERS CHOICE AND SUSTAINABLE CONSUMPTION” (Chair ????????) In this Session, the first half will be used for presentation of four speakers introducing their ongoing research of relevance to this Research Field, 15 min each. The speakers are leader of research groups and/or institutions mainly in Japan as identified by the organizers. The latter half of the Session will be devoted to discussions by the speakers and other table participants on issues specifically relevant to Industrial Transformation in terms of priority setting of research agenda and potential regional collaboration. The discussions will be moderated by the Chair. SESSION V: “CONCLUSION - WORKSHOP SUMMARY AND PROPOSALS FOR A SCIENCE PLAN” (Chair P. Vellinga) In this concluding Session, the first 45 min will be used for summary report of Chair of previous three Sessions. Following the reporting, a Panel composed of all Chairs will discuss, with some participation from the table, on the overall goal of research activities, proposals for a Science Plan, and possible international collaborative research network including funding for the implementation of the research activities envisaged. The Panel will conclude this Workshop with endorsement of the table participants. Participants of the Workshop: Participants to this Workshop may be divided into two categories; invited table participants, 20-30 in number, who sit on the central roundtable to be selected from the experts of potential commitment and of higher relevance to IT including speakers at the Sessions, and registered observers, maximum 50 in number due to the size of the Meeting Room, who sit outside of the roundtable willing to participate in this Workshop because of their interest in research need and use. The table participants, including SPC members, will be several from Asia, three or four from North America and Europe, but mainly from Japan, while observers are expected to be mostly from industry in Japan. SIMULTANEOUS INTERPRETATION All the presentation and discussion of the Workshop shall be simultaneously translated between Japanese and English due to the fact of larger participation of the Japanese. The service is provided from the sponsors, The City of Kita-Kyushu and IGES. Contact Person for Program: Dr. Sukehiro Gotoh Director, Social & Environmental Systems Division National Institute for Environmental Studies, JAPAN ENVIRONMENT AGENCY Onogawa 16-2, Tsukuba-shi, Ibaraki-ken 305-0053 JAPAN TEL: +81-298-50-2334 FAX: +81-298-50-2572 E-MAIL: sgotoh@nies.go.jp <H10.02.02/18> ANNEX 9: Status Report India Status Report - on the IHDP-IT South Asian Regional Workshop, April 6-7, 1998, New Delhi, India i Dr. Pachauri February 12th, 1998 Administrative Preparations for the Workshop A workshop on IHDP-IT, to discuss and draw up a research agenda for the South and South-East Asian Region, is scheduled for April 6-7, 1998, New Delhi, India. It is has been given wider publicity by posting its details on the Internet and TERI homepage (which is also linked to IHDP-IT homepage). A regional steering committee was constituted in consultation with Prof Pier Vellinga. The committee members include Dr R K Pachauri (India) Dr Mohan Munasinghe (Sri Lanka), Dr Ijaz Hussain (Bangladesh), Prof. Socolow (USA) and Prof. Pier Vellinga (Netherlands). A core IT group, with professionals from TERI who have different backgrounds (such as environmental engineering and sciences, sociology, economics and management), was formulated to work for the regional workshop. A detailed program for the workshop was prepared in consultation with the International Steering Committee The proposed participants for the workshop, essentially from South and South-East Asian countries, were selected after discussions with the IT core group at TERI. Invitations were sent out in January 1998 to participants along with information about the workshop. Responses with confirmations from participants have already started coming in. The workshop venue, accommodation for the international participants are being fixed up in New Delhi (at India Habitat Center and India International Center). Travel arrangements and other logistics will be initiated in accordance with the confirmations from the participants. Technical Preparations for the Workshop The IT core group at TERI has met several times to discuss and understand the workshop objectives and the “Asian Dilemma” of industrial transformation. The focus areas for the regional workshop are Coal and Power related issues for IHDP-IT. Recently, on Feb.5, 1998 the TERI-IT core group met and discussed the background material to be prepared and further activities to be carried out for the workshop. A tentative outline of the background paper, on which the TERI-IT core group is working, is given below. 1. Introduction Context of the workshop, Industrial Transformation, Energy/Coal in South and South-East Asia 2. Status and BAU projections of energy, Impacts of coal cycle Impact of coal cycle - Up stream and down stream impacts on the environment, economy and other sectors like transport etc. Power requirements and projections - Power demand projections till 2030, Demand/supply deficits, Sectoral break-up, projections under various scenarios, etc. 3. Industrial Transformation applied to the problem Technological issues: Advanced technologies for power generation using coal- IGCC, PFBC, Ultra-super critical boilers and other technologies. The target efficiencies are greater than 50% and comparable with Natural Gas. Industrial use of coal- process heat generation, process feedstocks for chemicals, fertilizers and metallurgical industries. Pollution related aspects of power generation and industrial use of coal - pollution control, pollution prevention, clean technology, life cycle analysis, waste recycling, environmental management systems and ISO 14000. Renewable energy for power generation - biomass, solar, wind, hydro and others like M.S.W. Technologies for use of renewable energy to be considered are gas turbines, wind turbines, gassifiers, and other decentralized power generation systems. Economic aspects: Ecological economics, cost benefit analysis, environmental Kuznets Curve, natural resource accounting. Institutional issues: related to privatization, liberalization. Points of discussion (The Asian Dilemma) The background paper will be ready by the end of February 1998 with inputs from Prof. R H Socolow and Dr R K Pachauri. Guidelines for participants will be prepared in the next few weeks.