ICE (PHOTO)CHEMISTRY. ICE AS A MEDIUM FOR LONG-TERM (PHOTO)CHEMICAL TRANSFORMATIONS – ENVIRONMENTAL IMPLICATIONS Petr Klán1* and Ivan Holoubek2 1 Department of Organic Chemistry, Faculty of Science, Masaryk University, Kotlarska 2, 611 37 Brno, Czech Republic; e-mail: klan@sci.muni.cz 2 RECETOX, Faculty of Science, Masaryk University, Veslarska 230b, 637 00 Brno, Czech Republic; e-mail: holoubek@chemi.muni.cz * Author to whom all correspondence should be addressed. Abstract This review accounts for the current knowledge about the distribution, accumulation, and chemical/photochemical transformations of persistent, bioaccumulative, and toxic compounds (PBTs) in water ice, especially in the connection with Polar Regions and atmospheric cloud particles. (Photo)reactions on/in ice are discussed in terms of photochemistry, photobiology, paleochemistry, as well as astrophysics. Authors propose a model, in which a significant amount of some PBTs are generated by (photo)chemistry of primary pollutants in ice, which may subsequently be released to the environment. It is argued that ice photochemistry might play an important role in the chemical transformations in cold ecosystems and in the upper atmosphere, particularly now when the ozone layer is partially depleted. Keywords: Ice; Snow; Photochemistry; UV radiation; PBTs; Polar Regions; Accumulation; Distribution; Cloud particles; Atmosphere; Interstellar; Paleochemistry. 1 1. Introduction Persistent, bioaccumulative, and toxic substances (PBTs) are of local, regional and/or global concern, depending on their mobility in the environment (Wallack et al., 1998). The global extent of pollution by PBT substances became apparent with their detection in remote areas, such as the Arctic, where they have never been used or produced, at levels posing risks to both wildlife (Barrie et al., 1992) and humans (Mulvad et al., 1996). The studies of deposition/emission and transformation processes, as well as PBT bioavailability in terrestrial ecosystems, will certainly be among the main topics of further research (UNEP, 1996; UN ECE, 1996; UNEP, 1999). Photochemical reactions, i.e. reactions induced by ultraviolet (UV) or visible light, play a major role in the environment (Boule, 1999). Solar light is involved in a large number of reactions in the atmosphere, in natural waters, on soil, and in living organisms (Roof, 1982; Zepp, 1982; Boule, 1999). Photochemical activation is the principal driving force of transformations of organic substances in the atmosphere and it plays a significant role in the degradation of compounds which are inefficiently biodegraded in surface waters (Boule, 1999). Special attention is now paid to the photochemistry of many important and widely distributed environmental groups of pollutants, such as polycyclic aromatic hydrocarbons (PAHs), polychlorinated biphenyls (PCBs) (Pagni and Sigman, 1999), or pesticides (Méallier, 1999). This review accounts for the current knowledge about distribution, accumulation, and chemical/photochemical transformations of PBTs in water ice in the connection with Polar Regions and atmospheric cloud particles. Knowledge about the (photo)chemical changes that can occur in frozen water, are still quite limited. However, it seems that scientists have started to pay more attention to this problem in the recent years. 2. Global Distribution and Arctic Accumulation of PBTs Snow and ice are important components of cold ecosystems as well as of temperate ecosystems in winter and they undoubtedly influence the fate and behaviour of PBTs (Hoff et al., 1995). Over the past several years there has been a growing concern about the chemical composition of snow pack and ice cores in Polar Regions (Bales and Wolf, 1995; Chappellaz et al., 1997; Legrand, 1997; Sumner, 1999). Wolf and his coworker (Wolf, 1992; Wolff and 2 Suttie, 1994) noted that the Antarctic ice sheet is an important sink for atmospheric pollution from other continents. There is a common belief that the major mechanism for PBT substance mobility is a cyclical evaporation from soil and water surfaces, where winds lift them along with water vapor and dust into the air, transport them, and eventually, deposit them with rain, snow, and solid particles. With repeated evaporation and deposition, the net result is a movement of PBTs over long distances in the direction of atmospheric air movements. Models of this behaviour correlate well with the measured PBT concentrations in the Northern Hemisphere (Delzell et al., 1994). Snow is an important form of precipitation, especially at higher altitudes and/or latitudes (Tanabe et al., 1983; Cotham and Bidleman, 1991; de Voogt and Jansson, 1993; Wania et al., 1998; 1999). In the latter areas, snow accumulation represents more than 75 % of the annual precipitation (Gregor, 1990). Although it has been argued that snow is probably a more efficient scavenger of organic compounds than rain, the opposite opinion has been recently suggested (de Voogt and Jansson, 1993). Summer snow scavenging ratios do not seem to differ much from rain scavenging ratios, whereas winter snow scavenging efficiency may be lower by a factor of 3 (Cotham and Bidleman, 1991; Hoff and Barrie, 1986). The differences between snow scavenging during winter and summer are probably due to riming during the snow formation (Collet, et al., 1991). The process of uptake of chemicals into nascent snow crystals can take place either by adsorption onto the surface of a precipitating snow crystal (Goss, 1994; Hoff et al., 1995; Bales and Choi, 1996; Fuhrer et al., 1996; Hutterli et al., 1999) or through co-deposition with water into the growing crystals (Hanot and Domine, 1999). Measurements of the specific snow surface area and formulation of a model describing the behavior of PBT substances in an aging snowpack are definitely important recent developments (Wania, 1997). It was found that sorption of non-polar compounds by ice surfaces was similar to that observed for water films on mineral surfaces at higher temperatures (Hoff et al., 1995; Goss, 1994). The current understanding of the interaction of organic vapors or organic components of atmospheric aerosols with the surface of snow and ice is still insufficient, because of difficulties with the quantitative treatment of these processes (Hoff et al., 1995; Scheringer et al., 2000). 3 3. Chemical Impurities in Ice: Physical Processes The fate of organic chemicals is likely to be profoundly influenced by the unique characteristics of high latitude ecosystems: low temperatures, the prolonged snow precipitation, glaciers, ice caps, and permanently frozen water on the ground (permafrost). Seas, lakes, and rivers may be ice-covered either permanently or for some part of the year. Snow and ice covers limit the extent of direct dry particle deposition as well as the diffusive gas exchange with water, soil, and vegetation. Nevertheless, the snow pack itself is a subject to diffusive gas exchange (Wania et al., 1998). Our present understanding of how PBTs interact with frozen water is relatively limited and the process has only recently become a subject to detailed investigations. While inorganic snow chemistry generated some information in the past several decades, the study of the fate of organic chemicals in association with snow and ice has been largely neglected (Wania et al., 1998). The limited understanding of the physics and chemistry of these systems, and difficulties in conducting field studies under reproducible and controllable conditions, has retarded the development of quantitative models describing snow-contaminant interactions, yet there are successful ones (Dozier et al., 1991; Michalowski et al., 2000). In order to assess and evaluate the environmental fate and behaviour of PBTs in cold ecosystems, it is of particular importance to design an extensive and, if possible, a fully quantitative model of (Wania et al., 1998). This would need to include: 1. the efficiency and nature of PBT snow scavenging from the atmosphere; 2. the behaviour of the chemicals in the snowpack, especially as they age; 3. the release of chemicals from the snowpack into the ecosystem; 4. the potential preservation of a chemical depositional record in permanent ice. Contamination levels tend to be highest close to sources of a chemical and decline with increasing distance as a result of dilution, dispersion, and degradation (Wania, 1999). Higher concentrations of the pollutants deposited in Polar Regions are often explained in part by their temperature-dependent partitioning (Paasivirta at al., 1985; Wania and Mackay, 1993; Scheringer et al., 2000). The contaminants of the snow accumulating on the ground can be transferred with the melted water to the terrestrial or aquatic environment underlying the snow pack or they may volatilize back into the atmosphere (Pomeroy and Jones, 1996; Wania et al., 1999). Volatilization and drainage can occur during different phases of the post-depositional 4 snow pack metamorphosis (Wania, 1999; Wania et al., 1999). There are large areas of sea-ice formation in the Arctic Ocean (e.g. Kara and Laptev Sea), while the areas of sea ice melting (e.g. Barents Sea, Baffin Bay, etc.) are relatively small resulting in a strong “funneling” effect (Wania, 1997). Additionally, sea ice may be several years old by the time it melts. During its lifetime, a multi-year ice floe had plenty of opportunities to collect contaminants by dry and wet atmospheric deposition, and these contaminants are released to the water column in a fairly short time period. Laboratory experiments have indicated the importance of interfacial adsorption for the behaviour of organic compounds in snow and ice. First modeling attempts, based on these studies, have opened the prospect of quantitative description of these processes (Wania, 1999; Wania et al., 1999). 4. (Photo)chemical Processes in Ice and Snow Water and ice are still regarded as poorly understood reaction media. Knowledge of the chemical properties of ice or ice-like solids is important for understanding a wide variety of phenomena. Photochemical and photophysical properties of water ice are quite complex (Petrenko and Whitworth, 1999). Aggregation of isolated water molecules into a solid matrix and photoproducts produced by initial irradiation, trapped into the matrix, strongly perturb ice spectroscopic characteristics (Quickenden et al., 1996; Xu et al., 1997; Langford et al., 2000). Ice is not completely transparent from 200 to 700 nm and photoproducts identified include molecules of oxygen and hydrogen peroxide, atomic hydrogen, and hydroxyl radical (Moorthy, 1965; Ohno, 1968; Eiben and Wieczorek, 1971; Matich et al., 1993; Ghormley and Hochanadel, 1971; Quickenden et al., 1996; Khusnatdinov and Petrenko, 1997; Watanabe et al., 2000). Absorption of light by sea ice (Perovich and Govoni, 1991; Askebjer et al., 1997; Miller et al., 1997; Vincent, 1998) thus influences photosynthetic production of microalgae (Soohoo et al., 1987; Ryan, 1992; Belzile et al., 2000). Because of its physical and chemical properties and its common occurrence in atmospheric aerosols, ice is an important part of atmospheric chemistry (Wang and Prinn, 2000; Prenni and Tolbert, 2001). Natural clouds (cirrus and convective clouds) and anthropogenic tropospheric clouds (condensation trails of air planes) are made up of ice crystals. Surface and near-surface reactions that are promoted by water ice most likely play a key role in the formation of the Antarctic ozone hole (Solomon, 1988; Toon and Turco, 1991; McConnell et al., 1992; Prather, 1992; Molina, 1993; Michalowski et al., 2000; Peterson and 5 Honrath, 2001) or may mediate some other chemical transformations (Fan and Jacob, 1992; Brasseur and Granier, 1992; Hanson and Ravishankara, 1993). It is now generally accepted that enhanced levels of Cl2 in the atmosphere, caused by release from chlorofluorocarbons, are responsible for the destruction of ozone (Russell at al., 1996). Some chemical processes occurring on/in ice result in chlorine and nitric acid formation (Molina at al., 1987; Tolbert et al., 1988; Hanson and Ravishankara, 1992; Abbatt and Molina, 1992): HCl + ClONO2 Cl2 + HNO3 HCl + HOCl Cl2 + H2O N2O5 + H2O 2HNO3 Studies of heterogeneous chemical reactivity of chlorine peroxide (ClOOCl) on metal halide-doped ice surfaces indicated that the reaction was sensitive to the presence of ice (De Haan and Birks, 1997). Reactions of the absorbed organic molecules at the surface of the ice film, propene and 2-methyl-2-propanol, in the presence of Cl2 and HCl, respectively, were recently investigated (Graham and Roberts, 1999a; 1999b). The reaction of coadsorbed propene and chlorine was found to be very different from what occurs in aqueous solution. Instead of chlorohydrine, the product of the reaction with water, 1,2-dichloropropane, was identified as a major product. 2-Methyl-2-propanol was converted to 2-chloro-2methylpropane. The starting material was not reactive toward HCl; reactive chlorine was derived from a dissociatively ionized state in the near surface region of the film. The hydrogen bonding capabilities of water molecules of ice and proton transfer has been investigated experimentally as well as theoretically in connection with ozone depletion (Kroes and Clary, 1992a; 1992b; Silverstein et al., 1998; Schaff and Roberts, 1999; Thibert and Domine, 1997; Thibert and Domine, 1998; Gertner and Hynes, 1998; Livingston and George, 1998; Holmes and Sodeau, 1999; Kobayashi et al., 2000; Pursell et al., 2000). There is increasing evidence for post-depositional chemical alterations in accumulated ice and snow. Organic as well inorganic matter found in ancient ice layers provides useful information for palaeochemists and palaeobiologists, but it can also serve as a source of information about some basic chemical reactions in this medium (Crutzen and Bruehl, 1993; Neftel et al., 1995; Thompson, 1995). Protein oxidation over long-time periods has been, for example, studied in human hair samples which are almost 1000 years old (Lubec at al., 1997). 6 It is believed that pre-industrial environmental system processes are well recorded in polar ice cores (Delmas, 1992 and 1994; Fuhrer et al., 1993). Interest in spectral properties of water ice, and their implications for possible photochemical transformations in ice as a medium, received a substantial motivation in recent years from its identification on outer solar system bodies and in interstellar space (Grim and Greenberg, 1987; Mayer and Pletzer, 1986; Mukai, 1986). Such occurrence of ice is important because it could allow life to be supported at those locations or might play a key role in the formation of biologically interesting molecules (Kerridge, 1999). A chemical change in ice can be promoted, due to penetrating cosmic radiation or absorbed solar radiation (Allamandola et al., 1988; Schutte et al., 1993; Schutte, 1995; Bernstein et al., 1997; Johnson and Quickenden, 1997; Tielens and Charnley, 1997; Chiar, 1997; Cottin et al., 1999; Allamandola et al., 1999; Sandford et al., 2000; Gerakines, 2000; Duley, 2000; Moore et al., 2001; Ehrenfreund, 2001). As an example, hexamethylentetraamine photolysis in frozen water and its implications for astrochemistry has been reported (Berstein et al., 1994). The products found were simple molecules such as HOCN, H2NCN, HNCO, CH3CN, N(CH3)3. Interesting results have been obtained about photolysis of polycyclic aromatic hydrocarbons in the laboratory under astrophysical conditions (T < 50 K; UV < 200 nm), which resulted in oxidation of peripheral carbon atoms yielding aromatic alcohols, ketones, and ethers (Scheme 1) (Bernstein et al., 1999; Bernstein et al., 2001). Scheme 1 Information on photochemical transformations in ice, other than that from astrophysical research, is limited. Photolysis of chlorine dioxide (OClO) in amorphous and polycrystalline ice yielded the chlorine peroxy radical, ClOO, and atomic chlorine (Pursell et al., 1995; 1996; Graham et al., 1996). Photochemistry of chlorine nitrate adsorbed on HCldoped crystals produced Cl2O and Cl2 (Faraudo and Weibel, 2001). Kinetics of HO2 radicals has been investigated in UV-irradiated frozen solutions of H2O2 by EPR techniques (Bednarek and Plonka, 1994). McConnell an his coworkers (1992) have proposed that HBr and brominated organic compounds, scavenged by ice crystals, might undergo photochemical heterogeneous reactions resulting in the Br2 release. In addition, Sumner and Shepson (1999) reasoned that formaldehyde photolysis can be a dominant source of oxidizing free radicals in the lower polar troposphere and at the snow surface, facilitating the release of bromine into the lower troposphere. Researchers recently showed that sunlight irradiation of snow results in 7 the release of significant amounts of gas phase NOx (NO + NO2) (Honrath et al.; 1999; 2000a; 2000b; Jones et al., 2000). The laboratory experiments revealed that the observed NO x production is a result of nitrate photolysis. The authors suggested that this reaction could have a potential impact on ice core records of oxidants. Since HNO3 is scavenged by cirrus clouds, the NOx photorelease studies may clarify uncertainties of current models simulating the [NOx]:[HNO3] ratios in the atmosphere. Another investigation of NO2 fluxes from the photolyzed ice solid solution of KNO3 has recently been published (Dubowski et al., 2001). The authors utilized the photoisomeration reaction of 2-nitrobenzaldehyde in the frozen aqueous solution to determine the photon flux. The same reaction was used in the study of the proton transport in the ice matrix (Konstantinov et al., 1982). Scheme 2 In order to understand the photodeactivation mechanism of DNA, photodimerization reactions of thymine (Scheme 2), pyrimidine, or uracil derivatives in frozen media, especially water ice, were investigated (Wacker et al., 1961; Wang et al., 1965; Blackburn and Davies, 1966; Rahn and Hosszu, 1969; Khattak and Wang, 1969; Varghese, 1970; Borkman and Yamanashi, 1974; Sasson and Wang, 1997; Fahr, 1978; Bose et al., 1984). Those reactions in ice have been also utilized for synthetic reasons. Scheme 3 Klán and his coworkers published three papers about unusual photobehaviour of halobenzenes in ice (Klán et al., 2000; Holoubek et al., 2000; Klán et al., 2001). The photolysis of these compounds in ice yielded very different photoproducts from those observed in liquid water. Instead of phenol derivatives formed from the photoreaction between water and organic halides in aqueous solution, biphenyl, terphenyl, and their chlorinated (brominated) isomers were the only products found due to aggregation of the starting molecules even in very diluted solutions (Scheme 3). A similar observation was made by Huntley and the coworkers (1998), who found small amounts of biphenyl and chlorobiphenyl (in addition to the major product benzene) in the photolysis of chlorobenzene adsorbed on the ice films grown on a Ni(111) substrate under ultrahigh vacuum conditions. The lack of water-molecule reactivity in the halobenzene experiments was explained in terms of the effective reaction cavity (Weiss et al., 1993); the bimolecular reactions between the 8 host water molecules and the guest organic substances were restricted. As a model photoreaction, the Norrish type II reaction of valerophenone was investigated in ice and other solid solvents (Klán, Janošek et al., 2000) and it was found that its conformational motion in the reaction cavity of ice was partially reduced. Scheme 4 It is known that solutes tend to be largely segregated from the ice phase and are dispersed at the grain boundaries or interstitial pores (Gross et al., 1987; Dash et al., 1995; Petrenko and Whitworth, 1999). Photoreactions resembling liquid phase photochemistry are expected in a quasi-liquid water layer on the surface of snow (ice) grains (Conklin and Bales, 1993) at higher (sub-zero) temperatures, especially when the organic substances are more hydrophilic (i.e. water-soluble). Dubowski and Hoffmann (2000) reported results from investigations on photochemical degradation of 4-nitrophenol in ice pellets. They found similar photoproducts, hydroquinone, benzquinone, 4-nitrosophenol etc., as known from 4-nitrophenol photolysis in aqueous solution. The results suggest a similar mechanism for the decomposition in both liquid and solid states (Scheme 4). The authors also discussed this reaction as an archetypal process for photochemical behaviour of organic compounds in polar ice and snow. 5. Ice as a Potential Source of Environmental Contamination We have reasonable knowledge about the levels of PBTs (mainly pesticides and PCBs) in Polar Regions because measurements have been made since the beginning of the 1960s (e.g., Barrie et al., 1992; Masclet et al., 1995; Chernyak, 1996). However, we have a lack of knowledge about their potential (photo)chemical transformations in ice. Gregor (1990) suggested that photodegradation is likely to become important only after revolatilization. It has been argued that the final effect of these phenomena during snowmelt (revolatilization followed by photolytic degradation) would be a significant reduction of the quantity of pesticides and other PBTs entering the arctic aquatic environment. Hoffmann (1996) suggested in his review two possible transformation pathways that can occur in ice: (1) induced by high-energy cosmic radiation or by (2) UV solar radiation. The photochemical reactions may be initiated by direct irradiation or sensitization by other UV absorbers present 9 in ice. Photodegradation by sunlight seems to be the most readily available, especially as the ozone layer is becoming a less effective UV filter. Photochemical activation is evidently feasible, due to the excellent transparency of ice, even at lower temperatures (photochemical reactions are usually not very sensitive to temperature). Strongly absorbing pollutants might partially filter out the radiation, which can cause lowering the photochemical activity of compounds from deeper layers of ice. However, this should be only a minor effect because their concentrations are very low. Light reflection and scattering (Grenfell et al., 1994) certainly play a much more important role in diminishing the quantum efficiencies of photochemical reactions in ice or snow. Figure 1 Thanks to a relative lack of attention, information, and knowledge, there are serious difficulties in the formulation of a model that would describe a general behaviour of PBTs in ice. We recently discussed the problem of a long-range transport of PBTs to Polar Regions, their deposition and accumulation, and the following photochemical transformations that result in the formation of new kinds of PBTs (Klán et al., 2000; Holoubek et al., 2000; Klán et al., 2001). Based on this discussion, we suggest a potentially new aspect of the fate of PBTs in the polar environment or the upper atmosphere. The key processes in the step-by-step model are (Figure 1): 1. Transport of PBTs through air, water, and solid particles to Polar Regions; 2. Their possible (photo)transformations in/on ice, resulting in “secondary pollutants” which may be: a) less toxic, eventually further degradable in nature, or b) new types of PBTs, possibly more toxic and persistent; 3. 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