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Risk Management (DFS2) Assessment Booklet
Investment Banking Institute
www.ibi.edu.au
Students if possible should complete and submit all responses to the assessments digitally on
the electronic Risk Management Assessment Booklet (‘soft copy’) provided. Students can
copy this Microsoft Word file from the (DFS2) CD-ROM and:
1.
Save a copy of the Risk Management Assessment Booklet to your computer.
2.
Change the file name to your Student Number provided by Investment Banking
Institute, for example, ‘DFS2 SMITH001JAN2008 Version 1”.
3.
Deliver any re-submissions (if required) with changes with different file name and
version number, for example the second submission should be
‘DFS2 SMITH001JAN2008 Version 2’.
4.
Multiple Choice Questions (MCQ)
Students select their answer for each Multiple Choice Questions (MCQ) by placing
the cursor over your selection and simply clicking on the box chosen
A
To
F
You can unselect any answer by clicking on the same box again or, alternatively, by
clicking on another box (toggle).
5.
Case Study and Role Play (RP)
All Students must, after completing all the Multiple Choice Questions in Module 15, deliver the Risk Management Role Play Assessment (Module 6 – Activity 4
Presenting a Statement of Advice).
Please use our Guidelines contained in the Course Materials as a framework for the
Presentation. The Role Play Guidelines requires the student to assume the role of a
financial advisor. Presenting a Statement of Advice (SoA) to a client played by
another individual and/or assessor.
Role Play (Workshop Students)
Risk Management Role Play Assessment (Module 6 Activity 4), requires face to
face workshop Students to deliver the Role Play to an Investment Banking Institute
assessor at IBI training session or via webcam.
Diploma of Financial Services (106753113
Copyright © 2008. Investment Banking Institute of Australia All Rights Reserved
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Role Play (Distance Students Only)
All Students enrolled purely by correspondence need to complete the Risk
Management Role Play Assessment (Module 6 Activity 4), after completing all
MCQs.
Investment Banking Institute
www.ibi.edu.au
The Role Play Guidelines requires the student to assume the role of a financial
advisor presenting a statement of advice (SoA) to a client played by another
individual. Your delivery of the Role Play MUST be assessed. This can be done
either by:
1. an IBI assessor at an IBI training centre,
2. an IBI assessor via a webcam;
3. another qualified assessor approved by IBI or
4. you can submit your Role Play presentation to IBI on DVD/video.
Diploma of Financial Services (106753113
Copyright © 2008. Investment Banking Institute of Australia All Rights Reserved
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Instructions
Students should work through the Risk Management Course materials and the
corresponding Assessment Material carefully and at a comfortable pace.
Once you have completed all the responses to the assessment activities for Risk Management
Course (ie. the MCQs and the Case Study short answers), please submit your completed
Assessment Booklet by:
Investment Banking Institute
www.ibi.edu.au
Email: training@ibi.edu.au
“I affirm that all work submitted within the Assessment Booklet is my true and original work
unless otherwise credited”
“I also declare that by inserting my name and date at the top of each page of the
Assessment Booklet Students that all assessment submissions to the Investment Banking
Institute are a result of their own work”.
Student Signature
(please print name if submitting electronically)
Date:
Diploma of Financial Services (106753113
Copyright © 2008. Investment Banking Institute of Australia All Rights Reserved
Page 4 of 7
Risk Management (DFS2) Assessment Booklet
Student
Location
Date
Assessor
Investment Banking Institute
www.ibi.edu.au
Please indicate your answer by selecting the appropriate box next to the corresponding activity.
Question
Module 1
Activity 1
Activity 2
Activity 3
Activity 4
Activity 5
Activity 6
Activity 7
Activity 8
Activity 9
Activity 10
Activity 11
Activity 12
Activity 13
Module 2
Activity 1
Activity 2
Activity 3
Activity 4
Activity 5
Activity 6
Activity 7
Activity 8
Activity 9
Activity 10
Activity 11
Activity 12
Activity 13
Activity 14
Activity 15
Activity 16
Activity 17
(a)
(a)
(b)
(b)
Answer
(c)
(d)
(c)
(d)
Diploma of Financial Services (106753113
Copyright © 2008. Investment Banking Institute of Australia All Rights Reserved
(e)
(e)
(f)
(f)
Question
Module 2
Activity 18
Activity 19
Activity 20
Activity 21
Module 3
Activity 1
Activity 2
Activity 3
Activity 4
Activity 5
Activity 6
Activity 7
Activity 8
Activity 9
Activity 10
Activity 11
Activity 12
Activity 13
Activity 14
Activity 15
Activity 16
Module 4
Activity 1
Activity 2
Activity 3
Activity 4
Activity 5
Activity 6
Activity 7
Activity 8
Activity 9
Activity 10
Activity 11
Activity 12
(a)
(b)
Answer
(c)
(d)
(a)
(b)
(c)
(a)
(b)
(c)
(d)
(d)
(e)
(f)
(e)
(f)
(e)
(f)
Investment Banking Institute
www.ibi.edu.au
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Question
Module 4
Activity 13
Activity 14
Activity 15
Module 5
Activity 1
Activity 2
Activity 3
Activity 4
Activity 5
Activity 6
Activity 7
Activity 8
Activity 9
Activity 10
Activity 11
Activity 12
Activity 13
Activity 14
Activity 15
Activity 16
Activity 17
Activity 18
Module 6
Activity 1
Activity 2
Activity 3
Activity 4
(a)
(b)
Answer
(c)
(d)
(a)
(b)
(c)
(d)
(e)
(f)
(e)
(f)
(a)
(b)
(c)
(d)
(e)
(f)
Short Answers
Please answer the Short Answer
Questions and submit the completed with
this Answer Sheet
Short Answers
Please answer the Short Answer
Questions and submit the completed with
this Answer Sheet
Short Answers
Please answer the Short Answer
Questions and submit the completed with
this Answer Sheet
Role Play – Present SoA
Please call our office to book
appointment time after completing all
relevant Multiple Choice Questions.
Diploma of Financial Services (106753113
Copyright © 2008. Investment Banking Institute of Australia All Rights Reserved
Page 6 of 7
Module 6 - Risk Management (Insurance)
Student Name
Date
Activity 1 – Richard’s Insurance Needs
Investment Banking Institute
www.ibi.edu.au
What personal risk insurance would you recommend Richard implement to ensure he and his
family is fully protected should he die, become permanently disabled or lose his ability to earn
income?
Activity 2 – Jane’s Insurance Needs
What personal risk insurance would you recommend Jane implement to ensure she and her
family is fully protected should she die, or become permanently disabled?
Diploma of Financial Services (106753113
Copyright © 2008. Investment Banking Institute of Australia All Rights Reserved
Page 7 of 7
Student Name
Date
Activity 3 – Policy Options
Investment Banking Institute
www.ibi.edu.au
When would the insurances you have recommended be payable directly to Richard and/or
Jane?
To whom would the recommended insurances be payable to if it was not Richard and Jane and
why?
Activity 4 – Presenting a Statement of Advice
Please use our Statement of Advice Guidelines contained in the Risk Management Course
Materials as a framework for the Statement of Advice Role-Play presentation.
Diploma of Financial Services (106753113
Copyright © 2008. Investment Banking Institute of Australia All Rights Reserved