University of California, Los Angeles Academic Senate Program Review Council on Planning and Budget Department of Mechanical and Aerospace Engineering Approved on January 28, 2008 The self-review submitted by the UCLA Department of Mechanical and Aerospace Engineering (MAE) to the UCLA Council on Planning and Budget (CPB) is a thorough and well-written document, which presents adequate data for analysis and provision of feedback. The self-review was unanimously approved by 25 out of 31 MAE’s ladder ranking faculty. Overall, evidence points to the fact that UCLA MAE is a well-regarded department within the Henry Samueli School of Engineering and Applied Science, has an excellent reputation in the industry, and is well respected in the nation. The objective of this report is to analyze UCLA MAE’s self-report and to identify areas in which it excels as well as to point out areas where improvement can be afforded. At UCLA, the Mechanical and Aerospace Engineering disciplines function as one department because they are relatively small when compared to other universities, where the two disciplines may function as independent departments. MAE currently houses 31 ladder faculty members, a number which remains unchanged since its last self-review, despite the fact that it currently has 35.5 budgeted FTEs. The remaining 4.5 FTEs are occupied by 15 newly affiliated faculty members who have joined MAE since its last review. In 1999, MAE had 31 ladder faculty members and no affiliated faculty; therefore the current 35.5 FTEs represent a 15% increase in the body of the faculty. Between 1999 and 2007, the number of undergraduate students has increased from 363 to 710 (96% increase), the number of MS students has increased from 80 to 139 (74% increase), and the number of PhD students has increased from 98 to 115 (17% increase). The overall relative increase in the number of students since the last review was 78% while the relative increase in the number of FTEs was 15%. It is obvious that the number of students being taught per faculty member has increased substantially since the last review and the fact that the teaching average is 7.4 on a scale of 1-9 is admirable. Research funding has increased 41% since the last review from $17M to $24M. That increase was paralleled by a 43% increase in the number of graduate students from 178 to 254. As teaching responsibilities increased on a per faculty member basis (refer to comment on the paragraph above), ladder faculty should be commended for being able to keep the ratio of research funding per graduate student constant. UCLA Mechanical and Aerospace Engineering – CPB Review – Page 1 UCLA MAE ranks 15th in the country, and this position has remained unchanged since the last review. While this is a respectful position in itself and also understanding that MAE ranks favorably nation-wide when compared to other UCLA engineering departments in their fields, being among the top 10 programs in the US should be a desirable goal for any educational program at UCLA. With that in mind, MAE faculty should develop a medium range plan (i.e., 5-10 years) to reach a position among the top 10 departments in the country and determine the resources that are necessary to achieve such a goal. At the undergraduate level, MAE’s current student to faculty ratio is 22.9, while at the graduate level that same ratio is 8.2. Those ratios are well above the national averages of approximately 14 and 6.6, respectively. While the national averages include private schools that do not need to follow faculty to student ratio guidelines imposed by governing bodies such as state governments (and therefore bring national averages down), MAE’s average ratio is still higher than other departments within the UCLA campus. These discrepancies are likely to have a direct impact on the department’s national ranking. In that respect, the selfreview suggests an increase in FTEs to 43 as desirable, and that seems to be a correct step in that direction. Since MAE’s last review, the attrition rate among ladder faculty members was 39% (12 separations). The reason for 8 of those separations (26% of the ladder ranking faculty) was accepting positions in other educational institutions. In general, these other institutions house Mechanical and/or Aerospace Engineering departments with a better ranking than UCLA or are thought of as having a better reputation. Some of these universities are public institutions such as UC Berkeley and the University of Illinois. This rate of separation appears high and can undoubtfuly create disruptions to the day-to-day operations of the department. The causes for these separations should be fully identified and a plan including the necessary resources to overcome the problem ought to be developed. It appears as faculty may be using UCLA MAE as a stepping-stone to obtain positions at higher caliber departments in other universities, in which case a plan to become a top 10 department appears relevant to remediate the situation. Another common problem for faculty retention at UCLA is adequate compensation due to the high cost of living and, as that appears to also affect MAE’s ability to retain faculty, thought might be given to raising funds to supplement faculty pay (it is the reviewer’s understanding that UC Berkeley’s engineering has raised $100M for a similar purpose). Diversity among UCLA MAE’s faculty body falls below national averages, despite involvement of several faculty members in programs to increase female and minority representation. It should be noted that the State of California and the county Los Angeles present with a higher proportion of minorities (i.e., Hispanics) than the US average. In view of this fact, diversity at UCLA MAE may UCLA Mechanical and Aerospace Engineering – CPB Review – Page 2 be even more diluted than reported from the minority standpoint. This appears to be a problem that needs immediate attention from UCLA MAE; resources should be identified and secured to aggressively reach out to minority groups and make positions at UCLA more attractive than they are at other institutions to talented individuals with minority backgrounds and females. In the area of resources, the self-study states that the operational budget is inadequate as shown by a short fall of $24K. The instructional support is reported as barely adequate. MAE gets around this problem by making use of discretionary funds to cover the deficit. However, the discretionary funds account is being progressively spent and not replenished. The self-report correctly suggests that the industry should be approached and encouraged to become a stronger contributor to that account and make up for the deficit. In the area of instructional support, the needs of the curriculum are fulfilled by funds received from the Dean ($163K per year). In order to save on resources, one out of the three technician job positions (whose main occupation is to assist in undergraduate laboratory courses) has been left unfilled and those monies are being used towards operational expenses. The impact of that resource allocation measure on the quality of the laboratory courses is not known and should be evaluated. MAE has 17.5 FTEs for teaching assistants and reports to be under funded for readers, resulting in a yearly salary overdraft of $15K, which is offset by not purchasing software and equipment. Again, the impact of that choice in resource allocation on the quality of education in unknown and should be evaluated. In the area of staff personnel, the self-study reports to be adequately served and operating at full capacity. In summary, it appears that the short falls in resources and staffing may affect the well being of the department and are not that substantial in absolute dollar value. That, combined with the fact that the student body has increased significantly in this department over the last eight years, supports the fact that a case can be made to the university upper administration to properly fund MAE needs from the operational and staffing standpoints. In terms of other approaches to self-generate resources to compensate for MAE’s deficiencies, the development of a continuing education office may be considered. This model has proven successful in health care related professions and in business education. Basically, the school or department organizes continuing education programs, which focus on current topics and that appeal to alumni or other professionals in the area who are interested in updating their knowledge in specific areas or to learn new techniques. UCLA MAE faculty members conduct teaching of such programs that can vary in length, from a day to several weeks. These self-supporting continuing education courses can become a substantial source of income to the department via tuition or corporate partnership (i.e., program sponsorship). UCLA Mechanical and Aerospace Engineering – CPB Review – Page 3 Finally, on-line education has become a reality in several high caliber institutions throughout the world. On-line education may be a solo-approach to non-degree and degree programs. However, more often and perhaps more efficiently, it may be combined with conventional classroom teaching. UCLA MAE’s self review does not outline a plan nor does it identify resources necessary to incorporate online education to their existing programs or to start new programs. It is suggested that a feasibility study and resource allocation plan be developed for this purpose. Issues for Review (1) (2) (3) (4) (5) (6) (7) (8) (9) How has the 78% increase in the size of the student body since the last review, which was a paralleled by only 15% increase in FTE, affected the quality of teaching? What is the effect of a faculty to student ratio that is well above the national average on the quality of teaching and faculty research productivity? What about national ranking? What resources would it take for UCLA MAE to become a top 10 department in the country? Why is the faculty separation rate so high and why is it that so many faculty members choose to move to other institutions as opposed to staying at UCLA? Given that faculty compensation is an issue in terms of faculty recruitment and retention, has thought been given to raise funds to compensate faculty members adequately? What is the specific strategy to attract talented females and individuals from minority groups as students and faculty members? What is the impact of less-than-optimal levels of instructional support and number of non-research staff on the quality of teaching, particularly undergraduate laboratory courses? What is the exact role of post-doctoral researchers in MAE’s teaching programs? How are post-doctoral researchers funded? Has thought been given to alternative avenues for the generation of resources such as on-line education and/or creation of an office to offer continuing education programs? UCLA Mechanical and Aerospace Engineering – CPB Review – Page 4