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Familiarity with the work of Descartes (1596-‐‑1650), Locke (1632-‐‑1704), Berkeley (1685-‐‑1753) and
Hume (1711-‐‑1776) is widely regarded as an essential pre-‐‑requisite for informed engagement in analytical philosophy. This module will concentrate on knowledge , meaning and the mind which have remained central topics of philosophical discussion from Descartes and Locke onwards. It aims to combine an accurate interpretation of these philosophers’ views with current philosophical debate about such issues as the relation between mind and body, innate knowledge, whether words stand for meanings in the mind, primary and secondary qualities, personal identity, and how best to deal with scepticism.
The module will start with an introduction to topics in Descartes ’ philosophy, specifically:
• Sceptical hypotheses (the Dream Argument and the Evil Demon)
• The Cartesian Circle
• The Real Distinction between mind and body
We then go on to consider some important themes in Locke ’s Essay , in particular:
• The Critique of Innate Knowledge
• Ideas and meanings
• Primary and secondary qualities and the Representative Theory of Perception
• Identity and Personal Identity
Berkeley will mainly be considered as a critic of Locke. So his arguments will be taken under these thematic headings, rather than in chronological order.
The module will conclude with an examination of Hume ’s treatment of the topics of
• causation
• personal identity
• liberty and necessity (free will and determinism); and
• the evidence for miracles
The main texts we will be studying are:
Descartes Meditations on First Philosophy , 1641
Locke An Essay concerning Human Understanding , 1690
Berkeley
Hume
The Principles of Human Knowledge , 1710
Three Dialogues between Hylas and Philonous , 1713
A Treatise of Human Nature Book I, 1739 esp. Part IV Section VI
An Enquiry concerning Human Understanding , 1748 esp. VII, VIII, and X
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The aims of the module fit in with the general departmental aims for its courses, in particular: a) to equip students with an understanding of a range of philosophers and philosophical problems, while encouraging as deep a critical engagement with those philosophers and problems as is feasible in the time
available.
A key objective of the lectures is to introduce students to the problems concerning knowledge, mind, and meaning that Descartes, Locke, Berkeley, and Hume tackled in a way that stresses difficulties in their positions and weaknesses in their arguments — in other words, in a critical way. I will try to avoid being harshly dismissive or too unsympathetic, but will for the most part be representing their philosophical works as gallant failures. Such failures have served to stimulate many attempts at
improved treatments in the subsequent course of philosophical thinking.
In terms of assessment, the objective is that students should display the core philosophical skills: clear expression; accurate exposition; and critical analysis and evaluation of arguments.
It is important for students to appreciate that there are in general two different types of topics in which these skills can be displayed on a course such as the present one. There are philosopher-‐‑based topics and problem-‐‑based topics. The philosopher-‐‑based topics are more scholarly and are concerned with questions of interpretation. Descartes, Locke, Berkeley, and Hume all try to convince their readers of the correctness of their views by presenting reasoned arguments. But in some cases it is far from easy to see how their arguments are supposed to work out — sometimes, perhaps, because they just do not work, on any reconstruction. So a philosopher-‐‑based issue of interpretation (such as “What exactly is Descartes’ argument for his dualism of mind and body?
” ) can be quite challenging. Problem-‐‑based issues are concerned with what is the correct solution to some particular philosophical problem. With such an issue it will not suffice to summarise the views and arguments of one of our philosophers. For example, if the question is “What does the identity of a person over time consist in?”, an account of what Locke thought it consisted in can only be, at best, part of the answer. Even if you should think that Locke got it right, you will need to explain in your own terms why he was right — and also why others have been wrong in arguing he was wrong ...
You will find examples of both philosopher-‐‑based and problem-‐‑based issues in the essay questions (detailed in the coursework summary). The two essays for the module are on topics in Descartes and Locke, while the examination questions will be mainly on topics concerning Berkeley and Hume. So you can go in for a degree of specialization and concentration on a favoured philosopher (or two), but will need to spread your attention over the whole range of topics on the course in order to get the most out of the module.
Two coursework essays are required, and there will be a two-‐‑hour examination on pre-‐‑released questions
(the exam paper will be mainly on Berkeley [Section A] and Hume [Section B]).
For further details concerning coursework consult the Coursework Summary for the module.
There is a rich literature on the ‘classics’ of early modern philosophy, and so there is a great deal of potential reading associated with this module. Reading everything would be a superhuman task. But it is not too difficult to devise a strategy that should provide you with an adequate general grounding in topics in Descartes, Locke, Berkeley, and Hume, with specific “hot-‐‑spots” you have chosen as your special subjects for assessment where you will want to go in for more intensive study, and more extensive reading.
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You should read through Descartes’ Meditations — a slim volume — in the early weeks, if you have not already done so. I recommend the translation by Cottingham (Cambridge UP) because it is the most recent translation, and also because it includes useful selections from the Objections and Replies .
By contrast, Locke’s Essay is a thick book and one that very few people, professional philosophers included, would choose to read from cover to cover. (Many of the published versions of the Essay are indeed abridgements. There is always a danger with editorial abridgement, since a section deemed less important may acquire fresh significance in the light of later philosophical debate — as is the case with
Locke’s views on kind-‐‑terms and natural kinds.) We will tackle the book by examining some of its most interesting and important chapters (which will be available on MOLE). It should be noted that this focus on selected sections leaves open a possibility of coming up with re-‐‑interpretations of Locke by relating material in the more celebrated chapters to things he says in less visited parts of the Essay . So do feel free to branch out beyond our core readings of that primary text.
Some of the secondary literature on Descartes, Locke, Berkeley, and Hume is interesting in its own right, as well as for the light it casts on our primary authors. In the twentieth century there was a tradition of distinguished philosophers — such as A.J. Ayer, Geoffrey Warnock ( Berkeley , 1953), Jonathan Bennett
( Locke, Berkeley, Hume: Central Themes , 1971), and Bernard Williams ( Descartes: The Project of Pure Enquiry ,
1978) — engaging in philosophy through the medium of a sort of debate with these classical authors. My own favoured recommendation from the secondary literature is J.L. Mackie’s Problems from Locke (Oxford
UP, 1976). Although published over a quarter of a century ago, this book still stands out as being particularly good at showing the relevance of Locke’s thinking to modern philosophical debates.
Electronic sources are becoming increasingly useful for philosophical texts and papers. In fact, all the primary texts are available on the Web as free downloads. It is also important to note that many of the papers (in the recommended reading) published in journals are available in electronic format. Making use of the library’s access to electronic journals should certainly help to reduce pressure on conventional, hard-‐‑copy holdings. Links to major Internet sources are to be found in a folder on our MOLE site.
Abbreviations
— as used in references below — and you may well come across them elsewhere too:
Essay = Locke’s An Essay Concerning Human Understanding
EHU = Hume’s Enquiry concerning Human Understanding
PHK = Berkeley’s The Principles of Human Knowledge
THN = Hume’s Treatise of Human Nature
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The First Meditation is one of the best known and most striking passages in all philosophical literature. But its function is not always well understood. Although Descartes uses sceptical hypotheses as a device for finding indubitable foundations for human knowledge, in intention he is himself an anti-‐‑sceptical philosopher . His attempt to defeat sceptical hypotheses is, however, generally regarded as a failure. We shall be looking at the sceptical argument that I cannot tell whether I am experiencing something real, because we have experiences just like real experiences while dreaming. Notice that Descartes himself ( Sixth Meditation ) claimed that he had reason to dismiss this “exaggerated” doubt on the grounds that ‘dreams are never linked by memory with all the other actions of life as waking experiences are’. Others have argued, either on conceptual grounds (Malcolm) or because of empirical evidence (Dennett) that it is wrong to think of dreams as experiences had during sleep. Yet despite all the attempts to rebut it, the sceptical argument from dreaming remains surprisingly difficult to refute.
Curley, E.M. Descartes Against the Skeptics , Oxford: Blackwell, 1978, ch 3
Blumenfeld, D. & J.B. ‘Can I know that I am not dreaming?’. In M. Hooker ed, Descartes: Critical and Interpretive Essays , Johns Hopkins UP, 1978, pp.234-‐‑55
Bouwsma, O.K. ‘Des Cartes’ skepticism of the senses’, Mind 54, 1945, pp.313-‐‑22
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Malcolm, N. ‘Dreaming and skepticism’, Philosophical Review 65, 1956, pp.14-‐‑37. Reprinted in
Doney W ed, Descartes , Macmillan (1967).
Brown, R. ‘Sound sleep and sound scepticism’, Australasian Journal of Philosophy 35, 1957, pp.47-‐‑
53
Canfield, J.V. ‘Judgments in sleep’, Philosophical Review 70 (1961), 224-‐‑30
Putnam, H. ‘Dreaming and depth grammar’. In R.J. Butler ed, Analytical Philosophy , 1962.
Reprinted in Putnam’s Mind, Language and Reality , Phil Papers Vol 2
Suter, R. ‘The dream argument’, American Philosophical Quarterly 13, 1976, pp.185-‐‑94.
Hunter, J.F.M. ‘A puzzle about dreaming’, Analysis 36, 1976, pp.126-‐‑31
Dennett, D.C. ‘Are dreams experiences?’, Philosophical Review 73, 1976, pp.151-‐‑71. Reprinted in his Brainstorms (1978), 129-‐‑48.
Wachbrit, R. Dreams and representations: a new perspective on dreaming and Cartesian skepticism, American Philosophical Quarterly 24, 1987, pp.171-‐‑80
Botterill, G. ‘The Internal Problem of Dreaming: Detection and Epistemic Risk’, International
Journal of Philosophical Studies 16, 2008, pp.139-‐‑160.
The problem for Descartes has never been more elegantly formulated than by Antoine Arnauld
( Fourth Objections ; Cottingham, p.106) when he said that there was a worry as to:
‘how the author avoids reasoning in a circle when he says that we are sure that what we clearly and distinctly perceive is true only because God exists. But we can be sure that God exists only because we clearly and distinctly perceive this. Hence, before we can be sure that God exists, we ought to be able to be sure that whatever we perceive clearly and evidently is true.’
One attempt to defend Descartes against the charge of circularity has it that the existence of a non-‐‑deceiving God assures us that we can rely on our memory of what we think we have clearly and distinctly perceived, current clear and distinct perception being self-‐‑validating. We will see there is considerable textual support for this view, but it does create other problems, hardly less serious than circularity, for Descartes’ overall strategy.
Descartes et al. Cottingham’s version of the Meditations , Objections and Replies , pp.102-‐‑6.
Stout, A.K. ‘The basis of knowledge in Descartes’, Mind 38, 1929, pp.330-‐‑42 and pp.458-‐‑72. An abridged and revised version is reprinted in W. Doney ed [1967], Descartes , Macmillan.
Doney, W. ‘The Cartesian circle’, Journal of the History of Ideas 16, 1955, pp.324-‐‑38
Frankfurt, H.G. ‘Memory and the Cartesian Circle’, Philosophical Review 71, 1962, pp.504-‐‑11
Frankfurt, H.G. ‘Descartes’ validation of reason’, American Philosophical Quarterly 2, 1965, pp.149-‐‑56. Reprinted in W. Doney ed, Descartes , Macmillan: 1967, pp.208-‐‑26.
Kenny, A. Descartes , 1968, ch 8
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Curley, E.M. Descartes Against the Skeptics , 1978, ch 5
Williams, B. Descartes: The Project of Pure Enquiry , 1978, chs 5 & 7
Wilson, M.D. Descartes , London: Routledge, 1978, ch III.4 van Cleve, J. ‘Foundationalism, epistemic principles and the Cartesian circle’. In J. Cottingham ed, Descartes , Oxford Readings: 1998.
This is a major topic which connects with issues that will be discussed in the Philosophy of
Mind (PHI202), and elsewhere. Rejection of Cartesian dualism is a standard point of departure in modern philosophy of mind (e.g., see Ryle, 1949; Smith & Jones, 1986). Dualism is held to be unacceptable on several grounds:
§ because it makes a mystery of mental-‐‑physical causal interaction (the most popular objection);
§ because it involves a category mistake (Ryle);
§ because minds cannot be individuated in the way that physical bodies can be
(Strawson);
§ because it generates an insoluble problem of knowledge of other minds;
§ or because it makes the gradual evolution of mental capacities an impossibility. Descartes claims to have a compelling argument for the ‘Real Distinction’.
But, as we shall see, it is not so easy to spell out exactly what this argument is supposed to be — or where in the Meditations it is to be found. The impression that we gain from reading the primary texts is that Descartes remained convinced of the thesis, but changed his mind about how best to argue for it.
Ryle, G. The Concept of Mind , London: Hutchinson, 1949, ch 1. (Reprinted 1963, Harmondsworth:
Penguin.)
Smith, P. & Jones, O.R. The Philosophy of Mind , Cambridge UP, 1986, ch 3
Carruthers, P. Introducing Persons , London: Croom Helm, 1986, chs 2-‐‑3, and 5
Dennett, D.C. Consciousness Explained , London: Allen Lane, 1991, ch 2, pp.21-‐‑42
Kenny, A. 1968. Descartes , ch 4
Malcolm, N. ‘Descartes’s proof that his essence is thinking’ , Philosophical Review 74, 1965, pp.315-‐‑38.
Reprinted in W. Doney ed, Descartes , Macmillan: 1967.
Wilson, M.D. ‘Descartes: the epistemological argument for mind-‐‑body distinctness’, Nous 10,
1976, pp.3-‐‑15. Reprinted in J. Cottingham ed, Descartes , Oxford Readings: 1998.
Wilson, M.D. ‘Cartesian dualism’. In M. Hooker ed, Descartes: Critical and Interpretive Essays ,
Johns Hopkins UP: 1978.
Wilson, M.D. 1978. Descartes , ch VI
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Schiffer, S. ‘Descartes on his essence’, Philosophical Review 85, 1976, pp.21-43
Donagan, A. ‘Descartes’s “synthetic” treatment of the real distinction between mind and body’.
In Hooker M ed , Descartes: Critical and Interpretive Essays , Johns Hopkins UP: 1978.
Hooker, M. ‘Descartes’s denial of mind-body identity’. In M. Hooker ed, Descartes: Critical and
Interpretive Essays , Johns Hopkins UP, 1978.
Williams, B. Descartes: The Project of Pure Enquiry , 1978, ch 4
Curley, E.M. Descartes Against the Skeptics , 1978, pp.193-206.
Locke, D. ‘Mind, matter, and the Meditations ’, Mind 90, 1981, pp.343-66
Richardson, R.C. ‘The “scandal” of Cartesian interactionism’, Mind 91, 1982, pp.20-37
Cottingham, J. ‘Cartesian trialism’, Mind 94, 1985, pp.218-230
Cottingham, J.
‘Cartesian dualism: theology, metaphysics, and science’. In J. Cottingham ed.,
The Cambridge Companion to Descartes , Cambridge UP: 1992, pp.236-57
Murdoch, D. ‘Exclusion and abstraction in Descartes’ metaphysics’, The Philosophical
Quarterly 43, 1993, pp.38-57
Garber, D. Descartes Embodied , Cambridge UP, 2001, Part III
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John Locke, 1632-1704
Some Notes on his Life and Times
1632 Born on August 29 th in Wrington, Somerset
1647-1652 Attended Westminster School
1649 Charles I beheaded
1649-1660 The “Commonwealth”: Parliamentary Rule and Cromwell’s Protectorate
In 1652 Locke entered Christ Church, Oxford and in 1655 was awarded with the Bachelor of Arts degree.
In 1660 he met Robert Boyle (famous now for his law concerning pressure, volume and temperature of gases), and assisted Boyle in some of his experiments. In that year Locke was also appointed lecturer in Greek
(later he was appointed lecturer in Rhetoric).
1667-1681 Personal Physician and Secretary to Anthony Ashley Cooper, the Earl of Shaftesbury
1668: Elected a Fellow of the Royal Society
In 1671 he started writing the Essay concerning Human Understanding
In 1674 he was appointed to a Medical “Studentship” at Oxford. (All the fellows of Christ Church College are, rather quaintly, called students.)
1683-89
1684
Voluntary exile in Holland
Deprived of Oxford appointment by Royal Decree
In 1689 Locke returned to England in the wake of that quiet “revolution” in which the British throne was offered to William of Orange and Mary.
In 1690 the first edition of the Essay concerning Human Understanding is published.
In 1690 Locke also publishes, anonymously, Two Treatises of Government .
1696-1700 Locke held an appointment as commissioner at the Board of Trade
1704 Locke died at Oates, High Laver in Essex
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We shall be concentrating on the work for which Locke is chiefly famous, his Essay concerning
Human Understanding . And in fact we will only be able to examine some major topics in this large and rich text. Its basic structure is given by its division into four books, the subjects of which are:
Book I: Attack on Innate Knowledge
Book II: Ideas
Book III: Words
Book IV: Knowledge and Belief
(Unfortunately, we won’t have time to penetrate into Book IV on this module.)
Locke’s objectives, as stated in I.i.3, are to explain:
(1) the origins of ideas
(2) the extent of our knowledge
(3) the nature of faith and opinion
But what are ‘ideas’?:
‘... I have used it to express ... whatever it is which the mind can be employed about in thinking...’ EHU I.i.8
Locke claimed his terminology was both clear enough, and quite harmless. From a letter to
Stillingfleet, Bishop of Worcester:
‘Having thoughts and having ideas with me mean the same thing...’
If that really was all Locke was committed to, then it would seem that all he could be accused of was a long-winded way of speaking. Where others say ‘Anna is thinking’ Locke offers the stylistic variant ‘Anna is-having-ideas’. The phrase ‘is-having-ideas’ should no more incline us to suppose that ideas are independent items, than saying ‘I did it for Anna’s sake’ (rather than just: ‘I did it for Anna’ — and in contrast with ‘I did it for Anna’s cat’) should be taken as implying that Anna’s sake is something other than Anna and potentially independent of her and her well-being (in the way that her cat is ).
But notice he seems to be saying something quite different from this in II.i.1, where ideas serve a
theoretical function as internal (mental) objects of thought:
“1. Idea is the object of thinking.
Every man being conscious to himself that he thinks; and that which his mind is applied about whilst thinking being the ideas that are there, it is past doubt that men have in their minds several ideas,-‐ such as are those expressed by the words whiteness, hardness, sweetness, thinking, motion, man, elephant, army, drunkenness, and others: it is in the first place then to be inquired, How he comes by them?
I know it is a received doctrine, that men have native ideas, and original characters, stamped upon their minds in their very first being. This opinion I have at large examined
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already; and, I suppose what I have said in the foregoing Book will be much more easily admitted, when I have shown whence the understanding may get all the ideas it has; and by what ways and degrees they may come into the mind;-‐ for which I shall appeal to every one’s own observation and experience.”
Since he believed all knowledge, and indeed all the ideas that are the material of human knowledge, to be derived from experience, it is not surprising that Locke starts the Essay with an attack on innate knowledge. But the sharply polemical tone of Book I is striking. Who was he arguing against? Descartes? But Descartes is not so much an advocate of innate knowledge as of innate ideas — which, admittedly, may be a source of knowledge if clearly and distinctly perceived. It is still of interest to consider how strong Locke's arguments against innate knowledge are. Do they work against modern innatist theories (e.g., Chomsky’s)? Or are these just too different from the views that Locke was attacking to be considered as potential targets?
Locke J Essay , Bk.I
Lowe EJ , Locke on Human Understanding , Routledge: 1995, ch 2
Aaron RI (1955) John Locke , Pt Two ch II
Woozley AD (1960) Introduction to the Fontana edition of Locke’s Essay , 3 No Innate
Principles, 16-24.
Wall G Locke’s attack on innate knowledge, Philosophy 49 (1974), pp.414-9. Reprinted in
Tipton IC ed (1977), Locke on Human Understanding , 19-24
Harris J Leibniz and Locke on innate ideas, Ratio 16 (1974), 226-42. Reprinted in Tipton IC ed
(1977), Locke on Human Understanding , 25-40
Mackie JL 1976. Problems from Locke , ch 7
Atherton M (1983) Locke and the issue over innateness, How Many Questions? Essays in
Honor of Sidney Morgenbesser . Reprinted in V. Chappell ed, Locke , Oxford Readings: 1998.
Jolley N Leibniz and Malebranche on innate ideas, Philosophical Review 92 (1988), pp.71-91
Carruthers P 1992. Human Knowledge and Human Nature , ch 4
(See also references in the bibliography in Tipton IC ed, Locke on Human Understanding , p.165.)
Topics for discussion
-- Did Locke prove no knowledge is innate? Was Descartes his main target?
-- Can the theory that we have innate knowledge only be defended by stretching the concept of knowledge?
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The distinction between primary and secondary qualities was of central importance to the philosophy of the Scientific Revolution because the world as described by scientific theory seemed very different from the world as revealed by ordinary experience. At one time a standard view of Locke and Berkeley took it that Locke argued that secondary qualities (unlike primary qualities) were not really in the objects because they were dependent upon the observer, and that
Berkeley refuted the distinction by showing that the same applied to primary qualities. However, attention to Essay II.viii reveals that this is a misinterpretation of Locke. Is it a misinterpretation that Berkeley was guilty of?
Locke J Essay , II.viii
Berkeley G PHK , paras. 9-20
Galileo G (1623) Extract from The Assayer/Il Saggiatore , in Drake S, Discoveries and Opinions of Galileo , pp.273-9
Boyle R (1666) The Origin of Forms and Qualities According to the Corpuscular Philosophy — in Stewart MA ed (1991), Selected Philosophical Papers of Robert Boyle , esp. pp.18-53.
Alexander P Boyle and Locke on primary and secondary qualities, Ratio 16 (1974), 51-67.
Reprinted in Tipton IC ed (1977), Locke on Human Understanding , 62-76.
Bennett J Substance, reality and primary qualities, American Philosophical Quarterly 2 (1965).
Reprinted in Martin CB & Armstrong DM eds., Locke and Berkeley , Macmillan, pp.86-124
Bennett J . Locke, Berkeley, Hume: Central Themes , Oxford UP: 1971, ch IV
Curley EM Locke, Boyle and the distinction between primary and secondary qualities,
Philosophical Review 81 (1972).
Jackson R Locke’s distinction between primary and secondary qualities, Mind 38 (1929).
Reprinted in Martin CB & Armstrong DM eds., Locke and Berkeley , Macmillan, 53-77.
Mackie JL 1976. Problems from Locke , ch 1
Lowe EJ , Locke on Human Understanding , Routledge: 1995, pp.47-59
Campbell J Locke on qualities, Canadian Journal of Philosophy 10 (1980), 567-85. Reprinted in V. Chappell ed, Locke , Oxford Readings: 1998.
Stroud B Berkeley v Locke on primary qualities, Philosophy 55 (1980), 149-66
Maull NL Berkeley on the limits of mechanistic explanation. Turbayne CM ed (1982), Berkeley:
Critical and Interpretive Essays , 95-107
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Wilson MD . Did Berkeley completely misunderstand the basis of the primary-secondary quality distinction in Locke?, in Turbayne CM ed (1982), Berkeley: Critical and Interpretive Essays ,
108-23.
Smith AD Of primary and secondary qualities, Philosophical Review 99 (1990), pp.221-54
Topics for discussion
-- Berkeley says ‘an idea can be like nothing but an idea’. Does this demolish Locke's distinction between primary and secondary qualities?
-- “...the ideas of primary qualities of bodies are resemblances of them, and their patterns do really exist in the bodies themselves, but the ideas produced in us by these secondary qualities have no resemblance of them at all.” ( Essay II.viii.15) Why does Locke think this? And can his view still be defended?
Unfortunately, Locke is not as explicit about the process of perception in the Essay as he might have been. But it has standardly been thought that he held a Representative Theory, according to which what we directly and immediately perceive are always internal items ( ideas ) which represent or resemble the objects that cause them in us. The snag with this view is that it leads to the veil of perception problem : how can we know that ideas represent or resemble objects if we only perceive ideas, never objects themselves?
Woozley (1960) questions the standard attribution of a Representative Theory to Locke. Mackie (1976) questions whether such a theory need be the hopeless mistake it has often been thought to be.
Mackie JL 1976. Problems from Locke , ch 2
Lowe EJ , Locke on Human Understanding , Routledge: 1995, ch 3
Jackson R Locke’s version of the doctrine of representative perception, Mind 39 (1930).
Reprinted in Martin CB & Armstrong DM eds., Locke and Berkeley , Macmillan, 125-54.
Woozley AD 1960. Introduction to the Fontana edition of Locke’s Essay , 4 The New Way of
Ideas, 24-35.
Bennett J 1971. Locke, Berkeley, Hume: Central Themes , Oxford UP, chs. 3 & 5
Matthews HE 1971. Locke, Malebranche and the representative theory, Locke Newsletter 2, 12-
21. Reprinted in Tipton IC ed (1977), Locke on Human Understanding , 55-61.
Mackie JL 1985. Locke and representative perception, Logic and Knowledge: Selected Papers I,
214-24. Reprinted in V. Chappell ed, Locke , Oxford Readings: 1998.
Ayers M 1993. Locke: Epistemology and Ontology , Vol I Part III, Perceptual Knowledge
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Topics for discussion
-- Did Locke hold a Representative Theory of Perception? Is that theory clearly wrong?
-- Locke’s use of the term ‘idea’: does it involve questionable theoretical commitments?
Unacceptable “reification”?
Book II ch.xvii of the Essay (though only added in the 2nd edition) is one of the most important chapters in the whole of philosophical literature. Its central concern is the identity over time of persons, but Locke places the topic in the context of a ground-breaking examination of identity
(continued existence) in general. His basic contention is that the identity of some sort of thing depends upon what the idea of that sort of thing is. So the identity-conditions of persons can
(and, according to Locke, do) differ from the identity conditions for physical bodies or souls
(spiritual substances). Notice that Locke’s concern over the identity of persons is driven by the thought that persons are the locus of moral responsibility (would it be fair to hold someone accountable for something of which no recollection remained?) and, above all, the subjects of
Divine Judgement. Locke’s own account of personal identity in terms of consciousness seems unsatisfactory. But perhaps that is because it is too simplistic, rather than basically mistaken.
One puzzling feature of Locke’s account is that on his view persons do not seem to be substances at all. So it is not clear that they should have the sort of identity-conditions that Locke attempts to lay down. (E.g., suppose we thought that being a person was a state that a human being could be in. In that case, the identity-conditions would surely belong to the human being.
In other words, being the same person would be a matter of being the same human being, so long as one was in a state of personhood .)
Locke, J. Essay , II.xxvii
Hume. D. THN I.iv.vi
Reid, T. Essays on the Intellectual Powers of Man , Essay III, chs. 4 & 6.
Flew, A. ‘Locke and the problem of personal identity’, Philosophy 27, (1951), pp.53-68.
Reprinted in Martin CB & Armstrong DM eds., Locke and Berkeley , 155-78.
Hughes, M.W. ‘Personal Identity: A Defence of Locke’, Philosophy 50, 1975, pp.169-187.
Helm, P. ‘Locke’s Theory of Personal Identity’, Philosophy 54, 1979, pp.173-185.
Allison, H.E. Locke’s theory of personal identity: a re-examination, Journal of the History of
Ideas 27, (1976), pp.41-58. Reprinted in Tipton IC ed (1977), Locke on Human Understanding ,
105-22.
Noonan, H. Locke on personal identity, Philosophy 53, (1978), pp.343-51
Lowe, E.J. Locke on Human Understanding , Routledge: 1995, ch 5
Mackie, J.L.1976. Problems from Locke , chs. 5 & 6
Alston, W.P. and Bennett, J. Locke on people and substances, Phil Review 97 (1988), 25-46
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Ayers, M. 1991. Locke Volume II: Ontology , Part III, pp.205-92
Winkler, K.P. Locke on personal identity, Journal of the History of Philosophy 29 (1991), pp.201-26. Reprinted in V. Chappell ed, Locke , Oxford Readings: 1998.
(See also the references in the bibliography in Tipton, I.C. ed. [1977], Locke on Human
Understanding , p.166.)
Topics for discussion
* How well does the rest of what Locke has to say about identity cohere with his views on the identity of persons?
* Was Locke right to maintain that ‘Nothing but consciousness can unite remote existences into the same person’?
If the ideas used in thought were only direct copies or stored versions of the ideas received in experience (perception or ‘reflexion’), then empiricism would indeed be a cripplingly restrictive doctrine. For experience is always experience of something particular , whereas thoughts can be general and will usually involve us in thinking of something as a thing of some kind . In other words, thought involves the deployment of concepts — and how are concepts to be derived from experience? For example, the sight of her father may be familiar to a child, but how does she come to entertain the thought that her father is a man . She knows her cat Tiddles, but how does she come to grasp that Tiddles, like Tabby next door, is a cat ; or that all cats are animals ? Locke was well aware that he needed to deal with this issue, and he thought that he could do so by claiming that the mind, by means of a process of abstraction , has a power of forming abstract general ideas from comparisons between particular ideas:
"The use of words then being to stand as outward marks of our internal ideas, and those ideas being taken from particular things, if every particular idea that we take in, should have a distinct name, names must be endless. To prevent this, the mind makes the particular ideas, received from particular objects, to become general; which is done by considering them as they are in the mind such appearances, separate from all other existences, and the circumstances of real existence, as time, place, or any other concomitant ideas. This is called ABSTRACTION, whereby ideas taken from particular beings, become general representatives of all of the same kind; and their names general names, applicable to whatever exists conformable to such abstract ideas. Such precise, naked appearances in the mind, without considering, how, whence, or with what others they came there, the understanding lays up (with names commonly annexed to them) as the standards to rank real existences into sorts, as they agree with these patterns, and to denominate them accordingly. Thus the same colour being observed to day in chalk or snow, which the mind yesterday received from milk, it considers that appearance alone, makes it a representative of all of that kind; and having given it the name whiteness , it by that sound signifies the
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same quality wheresoever to be imagin’d or met with; and thus universals, whether ideas or terms, are made." Locke, Essay II.xi.9
Berkeley was severely critical of Locke’s doctrine of abstraction, and he devoted most
(paragraphs 6-24) of the Introduction to The Principles of Human Knowledge to an attack on ‘the opinion that the mind hath a power of framing abstract ideas or notions of things’. Many philosophers have taken Berkeley’s critique to be a decisive refutation of the Lockean view.
Hume, for example, eulogised Berkeley’s rejection of abstract ideas as “one of the greatest and most valuable discoveries that has been made of late years in the republic of letters” ( THN ,
I.I.vii).
But is it so clear that Locke’s theory of abstraction is a mistake? Berkeley’s most famous objection, the ‘killing blow’ of paragraph 13 of the Introduction to PHK , seems at best rather unfair (because he pounces on a rather casual formulation in a passage in which Locke is actually emphasising how difficult it is to have a clear grasp of such a general idea as the idea of a triangle ). Mackie has suggested that if we reformulate Locke’s theory in terms of selective attention , it is actually quite reasonable and defensible.
Here, as elsewhere, much depends on what we take Locke to mean by an ‘idea’. It is certainly tempting to think of ideas as images. If we do that, then abstraction would seem to be a mental
‘cutting and pasting’ operation — cutting out all those features in which examples of a kind can differ, and pasting together the features in which they are similar. That way of thinking about abstraction certainly seems problematic — either we have a composite image which is composed out of mutually incompatible features (which seems quite impossible even as a mental item), or we have too little left to paste together to make up any determinate image at all. So perhaps we would be doing more justice to Locke if we did not think of abstract ideas as images or copies of original sensory ideas. As usual, this move makes Locke’s view less easy to refute, but at the cost of making it obscure whether he has any particular theory of abstraction at all.
Locke, J. Essay II.xi-xii, III.iii.6, IV.vii.9
Berkeley, G. 1709. An Essay Towards a New Theory of Vision , paras. CXX-CXXVII.
Berkeley, G.
PHK, Introduction
Hume, D. THN , I.I.vii ‘Of abstract ideas’
Beardsley, M.C. ‘Berkeley on abstract ideas’, Mind 52 (1943). Reprinted in Martin CB &
Armstrong DM eds., Locke and Berkeley , Macmillan, 409-25.
Mackie, J.L. 1976. Problems from Locke , ch 4
Lowe, E.J. Locke on Human Understanding , Routledge: 1995, ch 7
Bennett, J. 1971. Locke, Berkeley, Hume: Central Themes , Oxford UP, chs. 1-2
Warnock, G.J. 1953. Berkeley , ch 4
Tipton, I.C. 1974. Berkeley: The Philosophy of Immaterialism , ch 5.
Flage, D.E. ‘Berkeley on abstraction’, Journal of the History of Philosophy 24 (1987), 483-501
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Topics for discussion
* Did Berkeley misunderstand Locke’s doctrine of abstraction?
* Did Berkeley prove that there can be no general ideas corresponding to general terms?
“Wo rds in their primary or immediate signification, stand for nothing, but the ideas in the mind of him that uses them ” Locke, Essay III.ii.2
In effect Locke proposes the first explicit encoding-decoding theory of communication:
1 Thinking: people have thoughts in the form of ideas
2 Encoding: they put them into words
3 Receiving: other people hear the sounds they make
4 Decoding: they associate these words with ideas in their own minds
If the Receiver’s ideas match the Sender’s ideas a successful communication has occurred.
Locke’s view of meaning has been widely regarded in 20th century analytical philosophy as hopelessly mistaken. It is, however, by no means dead and buried, since versions of it are repeatedly rediscovered with new terminology (e.g.: images, representations, mental models) to designate the psychological items that are supposed to be the real vehicles of meaning.
Locke Essay III.i-iii & vi
Hume THN , I.I
Hume EHU , secs. II-III
Bennett J [1971], Locke, Berkeley, Hume: Central Themes , Oxford UP, chs. I & IX
Blackburn S Spreading the Word ch.2
Kretzmann N ‘The main thesis of Locke’s semantic theory’, Philosophical Review 77 (1968), pp.175-96. Reprinted in IC Tipton ed, Locke on Human Understanding , pp.123-40.
Hacking I 1975. Why Does Language Matter to Philosophy?
, Section A, esp. ch.5
Ashworth EJ Locke on language, Canadian Journal of Philosophy 14 (1984), pp.45-73.
Reprinted in V. Chappell ed, Locke , Oxford Readings: 1998.
Pears D 1990. Hume’s System , ch I
Lowe EJ , Locke on Human Understanding , Routledge: 1995, ch 7
Lowe EJ 1996. Subjects of Experience , ch. 6.
Topics for discussion
-- Is Locke’s basic claim concerning meaning, that the primary function of words is to signify ideas, completely mistaken?
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-- ‘Hume and Locke had the same theory of meaning, but only Hume applied it to philosophical issues.’ Discuss.
What do we mean by words for general kinds of which there can be many particular instances or samples — like ‘water’, ‘gold’, ‘lead’, ‘kangaroo’, ‘pine’, ‘tomato’? Do we mean by such words to include in the kind anything that has certain detectable features or properties? Or do we rather mean something that has a certain internal composition — such as a molecular structure or a genotype — which is causally responsible for the properties that things of that kind (typically) have? Locke calls the former — the cluster of observable properties — the nominal essence of a sort; he calls the latter — the underlying structure or mechanism in virtue of which things of a kind have the powers and properties that they do — the real essence . Locke acknowledges that there is a temptation to make our words for kinds stand for real essences, but he stoutly maintains that all that such words can mean is the nominal essence, since we have ideas of that, but are hopelessly ignorant of real essences — if, indeed, there are any:
“9. Not the real essence, or texture of parts, which we know not.
Nor indeed can we rank and sort things, and consequently (which is the end of sorting) denominate them, by their real essences; because we know them not. Our faculties carry us no further towards the knowledge and distinction of substances, than a collection of those sensible ideas which we observe in them; which, however made with the greatest diligence and exactness we are capable of, yet is more remote from the true internal constitution from which those qualities flow, than, as I said, a countryman’s idea is from the inward contrivance of that famous clock at Strasburg, whereof he only sees the outward figure and motions. There is not so contemptible a plant or animal, that does not confound the most enlarged understanding. Though the familiar use of things about us take off our wonder, yet it cures not our ignorance. When we come to examine the stones we tread on, or the iron we daily handle, we presently find we know not their make; and can give no reason of the different qualities we find in them. It is evident the internal constitution, whereon their properties depend, is unknown to us: for to go no further than the grossest and most obvious we can imagine amongst them, What is that texture of parts, that real essence, that makes lead and antimony fusible, wood and stones not? What makes lead and iron malleable, antimony and stones not? And yet how infinitely these come short of the fine contrivances and inconceivable real essences of plants or animals, every one knows. The workmanship of the all-‐wise and powerful God in the great fabric of the universe, and every part thereof, further exceeds the capacity and comprehension of the most inquisitive and intelligent man, than the best contrivance of the most ingenious man doth the conceptions of the most ignorant of rational creatures. Therefore we in vain pretend to range things into sorts, and dispose them into certain classes under names, by their real essences, that are so far from our discovery or comprehension. A blind man may as soon sort things by their colours, and
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he that has lost his smell as well distinguish a lily and a rose by their odours, as by those internal constitutions which he knows not. He that thinks he can distinguish sheep and goats by their real essences, that are unknown to him, may be pleased to try his skill in those species called cassiowary and querechinchio; and by their internal real essences determine the boundaries of those species, without knowing the complex idea of sensible qualities that each of those names stand for, in the countries where those animals are to be found.” Essay , III.vi.9
Does Locke offer any arguments that have any force against the ‘new essentialism’ of Kripke and Putnam? Or are his arguments not really so convincing?
Notice that Locke’s main claim is that we cannot mean by a kind-word the real essence for that kind because we don’t know what it is . He repeatedly supports this by urging that we must sort or distinguish things by their nominal essences . That may well be true, but it doesn’t establish his central contention. Note how he runs these two things together:
“Nor indeed can we rank and sort things, and consequently (which is the end of sorting) denominate them, by their real essences; because we know them not.”
But they are to be distinguished. For a criterion or way of telling that something is of kind K may very well not be the same as what it is for something to be of kind K.
For example, it may be that the best way for an ornithological observer of telling whether a bird is a male thrush or a female thrush is by the colour of its plumage. But, clearly enough, what makes a male thrush male and a female thrush female is not the respective colours of their plumage, no matter how reliably that feature is correlated with sex in thrushes.
Locke’s Essay III.vi
; III.ix (esp. §12), III.x.
Mackie, J.L. Problems from Locke , ch.3
Atherton, M. The inessentiality of Lockean essences, Canadian Journal of Philosophy 14 (1984),
277-93. Reprinted in V. Chappell ed, Locke , Oxford Readings: 1998.
Ayers, M. 1991. Locke Volume II: Ontology , Part I
Kripke, S. (1970) ‘Naming and necessity’, in G. Harman & D. Davidson eds., Semantics of
Natural Language. Reprinted as Naming and Necessity , Blackwell: 1980.
Putnam, H. (1975) ‘The meaning of “meaning”’, in K. Gunderson ed., Language, Mind and
Knowledge . Reprinted in Putnam’s Mind, Language and Reality , pp.215-71
Smith, A.D. ‘Natural Kind Terms: A Neo-Lockean Theory’, European Journal of Philosophy 13
(2005), pp.70-88.
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Brief biographical notes
1704: Berkeley graduated at Trinity College, Dublin (in year Locke died)
1707-13 and 1721-4: Resident in Trinity College as a Fellow, holding various offices and appointments (e.g., as Librarian, as Junior Dean, as Lecturer in Greek, and in Hebrew, and in
Divinity, as Senior Proctor)
1726: His youngest brother, Thomas, was condemned to death for bigamy. It is not known whether the sentence was carried out. (See A.A. Luce, The Life of George Berkeley , Nelson:
London, 1949, p.27 and p.185)
1734-52: In Ireland as Bishop of Cloyne
1709 An Essay Towards a New Theory of Vision
1710 A Treatise concerning the Principles of Human Knowledge
1713 Three Dialogues between Hylas and Philonous
1721 De Motu
1732 Alciphron
1734 The Analyst
1744 Siris
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Berkeley maintained that material substance does not exist and that the things we recognize as ordinary objects are all, in fact, nothing but collections of ideas. As he put it, to be is to be perceived or to be a perceiver — esse est percipi aut percipere . Although Berkeley claimed to be a defender of common sense (and also an opponent of scepticism and atheism ), most people are convinced his idealism is inconsistent with common sense belief in the independent and continuous existence of objects. However, it isn’t as easy to prove this, as you might at first suppose.
The Main Argument?
What may be regarded as his main argument for immaterialism is presented in very compressed form in para.4 of PHK :
“It is indeed an opinion strangely prevailing amongst men, that houses, mountains, rivers, and in a word all sensible objects, have an existence, natural or real, distinct from their being perceived by the understanding. But, with how great an assurance and acquiescence soever this principle may be entertained in the world, yet whoever shall find in his heart to call it in question may, if I mistake not, perceive it to involve a manifest contradiction. For, what are the forementioned objects but the things we perceive by sense? and what do we perceive besides our own ideas or sensations? and is it not plainly repugnant that any one of these , or any combination of them, should exist unperceived?”
Unpacking the rhetorical questions, we get the following argument:
1) Ordinary objects are things we perceive.
2) The only things we perceive are ideas .
3) So, ordinary objects are (collections of) ideas. [from 1) and 2)]
4) Ideas cannot exist unperceived, or outside a mind.
5) So, objects cannot exist unperceived, or outside a mind. [from 3) and 4)]
In The Principles of Human Knowledge he did little to defend the crucial premise 2) in this argument — presumably supposing that other readers of Locke would be prepared to accept it.
He did, however, argue for it at some length in the first of the Three Dialogues between Hylas and Philonous .
Berkeley’s ‘Master Argument’
You should also take a look at the remarkable argument of paragraph 23 of PHK (an argument also repeated in the Three Dialogues ):
“But, say you, surely there is nothing easier than for me to imagine trees, for instance, in a park, or books existing in a closet, and nobody by to perceive them. I answer, you may so, there is no difficulty in it. ... But do not you yourself perceive or think of them all the while? This therefore is nothing to the purpose: ... it does not shew that you can conceive it possible the objects of your thought may exist without the mind. To make out this, it is necessary that you conceive them existing unconceived or unthought of, which is a manifest repugnancy. ...”
This has been called Berkeley’s ‘Master Argument’ because he himself says “I am content to put the whole upon this issue” (PHK para.22). There seems to be something very tricky or sophistical about this argument. But what exactly is wrong with it?
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PHK , paras. 1-24, paras. 34-40, paras. 45-55.
Berkeley, G. Three Dialogues between Hylas and Philonous , First Dialogue
Russell, B. History of Western Philosophy , London: Allen & Unwin, 1946, Bk III, ch XVI
Warnock, G.J. [1953] Berkeley , ch 6
Cummins, P.D. ‘Berkeley’s likeness principle’, Journal of the History of Philosophy 4 (1966). Reprinted in C.B. Martin & D.M. Armstrong eds, Locke and Berkeley: a collection of critical essays , London:
Macmillan, 1968, pp.353-63.
Gallois, A. ‘Berkeley’s Master Argument’, Philosophical Review 83 (1974), pp.55-69.
Bennett, J. Locke, Berkeley and Hume: central themes , Oxford: Clarendon, ch VI
Tipton, I.C. Berkeley: The Philosophy of Immaterialism , London: Methuen, 1974, ch 2 & ch 5
Grayling, A.C. Berkeley: The Central Arguments , London: Duckworth, 1986, ch 2
Issues for Discussion
•
Is Berkeley a defender of common sense against philosophical extravagance?
•
How should Hylas have responded to Philonous?
“ Phil . ... Take here in brief my meaning. It is evident that the things I perceive are my own ideas, and that no idea can exist unless it be in a mind. Nor is it less plain that these ideas, or things by me perceived, either themselves or their archetypes, exist independently of my mind, since I know myself not to be their author, it being out of my power to determine at pleasure, what particular ideas I shall be affected with upon opening my eyes or ears. They must therefore exist in some other mind, whose will it is they should be exhibited to me. ... From all which I conclude, there is a mind which affects me every moment with all the sensible impressions I perceive . And from the variety, order, and manner of these, I conclude the author of them to be wise, powerful, and good, beyond comprehension . ...
“ Hyl . I think I understand you very clearly; and own the proof you give of a Deity seems no less evident, than it is surprising.”
Berkeley, Three Dialogues between Hylas and Philonous , Second Dialogue
A standard view of the place of God in Berkeley’s philosophy has been that, according to Berkeley, God sustained the continued existence of the world. This view would have Berkeley arguing as follows:
♦
Objects exist when not perceived by humans or other finite spirits.
♦
But objects cannot exist unperceived. — — —
♦
Therefore, they must be perceived (or be in the mind of) some other non-human (and nonfinite?) spirit.
One problem with this argument is that it is not clear how Berkeley could have thought himself entitled to its first premise. How could he know objects exist when he and other people are not perceiving them?
Jonathan Bennett has suggested we can find in Berkeley’s texts another, quite different argument for
God’s existence which is not open to this objection. I will be suggesting a third (and novel) interpretation of the argument, as presented in Botterill, 2007.
Mabbott, J.D.‘The place of God in Berkeley’s philosophy’, Journal of Philosophical Studies 6, 1931, 18-
29.
Bennett, J. 1965. ‘Berkeley and God’, Philosophy 40, 1965, 207-21.
Furlong, E.J. ‘Berkeley and the tree in the quad’, Philosophy 41, 1966, pp. 400-408.
(All reprinted in C.B. Martin & D.M. Armstrong eds, Locke and Berkeley: a collection of critical essays ,
London: Macmillan, 1968, pp. 364-79, 380-99, & 400-408.)
Bennett, J. Locke, Berkeley and Hume: central themes , Oxford: Clarendon, ch VII .
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Tipton, I. ‘Descartes’ demon and Berkeley’s world’, Philosophical Investigations 15, 1992, pp.111-130.
Botterill, G. ‘God and First Person in Berkeley’, Philosophy 82, 2007, pp.87-114.
Issues for Discussion
•
How can Berkeley be confident that objects exist when not perceived by humans?
•
Is Berkeley’s God just a benevolent version of Descartes’ Demon?
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DAVID HUME
Major Publications
1739
Bk I Of the Understanding; Bk II Of the Passions
1740
Bk III Of Morals; Appendix
1740
: Copy rediscovered in
1933; authorship by Hume is probable, but not absolutely certain.
1748
( originally
)
[often referred to as ‘the first Enquiry’]
1752
[often referred to as ‘the second Enquiry’]
1754-62
1777
1779
‘Hume possessed powers of a very high order; but regard for truth formed no part of his character. ... His mind, too, was completely enslaved by a taste for literature ... that literature which, without regard for truth or utility, seeks only to excite emotion.’ John
Stuart Mill
Hume has a very distinctive, mannered, and highly polished style of writing. He was a professional author and wrote in order to attract a wide readership. In fact, he wasn’t at all successful with the Treatise , the early work usually regarded as his philosophical masterpiece. (Though note that Hume himself rated the Enquiry concerning the Principles of Morals his best work.)
Hume’s cleverness and quick-wittedness are readily apparent in everything he wrote. But you need to be on your guard against Hume’s irony — he often prefers to say the very reverse of what he actually means.
Hume’s desire for literary fame, which he frankly acknowledged in his autobiography, has sometimes been held against him and used as grounds for questioning his sincerity , in the way J.S. Mill does in the quotation above. However, I suggest these accusations of insincerity and of writing merely for effect fail to do justice to Hume. His philosophical views are, after all, pretty uncompromising and it would be a more fitting judgement to say that he erred on the side of being too thorough-going in his empiricism.
There was one area in which Hume was — quite deliberately — less than straight with his readers, and that was religious belief. There can be little doubt that
Hume was actually an atheist. He wanted to defend atheism, but not in such a way as to attract all the controversy and trouble that might ensue, and so he had to conceal his atheism as a hidden message, decipherable by his more acute readers, but not presented in such a way as to offend the faithful. See the First Enquiry Sections X-XI;
and of course the Dialogues Concerning Natural Religion , in which it is surely Philo, the philosopher, who is speaking for Hume.
‘In the Age of Reason, Hume set himself apart as a systematic anti-rationalist. Most of what passes for knowledge, he taught, is not achieved by the faculty of reason but by custom and habit; and most knowledge is not perfectly certain but, at best, probable.
The realm of reason is, therefore, restricted to the relations of ideas, as in pure logic and pure mathematics, and it is only in that realm that absolute certainty is achievable.
All other knowledge belongs to the realm of matter of fact: “all our reasonings in the conduct of life”; “all our belief in history”; “all philosophy, excepting only geometry and arithmetic.” And all our knowledge of matter of fact is determined by our inference from cause to effect. This relation, then, provides the key to the remainder of the Treatise , and is the only idea extensively treated in the Abstract .’
Mossner, E.C., The Life of David Hume , Oxford: 1980, pp.126-7
1 Sceptical Naturalism
Hume is a sceptic, of sorts. His position is sometimes referred to as sceptical naturalism or naturalistic scepticism . What this amounts to is that, in the case of whole classes of belief that we ordinarily take for granted, Hume agrees with the sceptic that we cannot provide any adequate justification for our beliefs. But this does not have the significant implications one might suppose, because it is a purely academic or philosophical result . There would be no use proclaiming: “These beliefs are unjustified, so we ought to abandon them”. For belief itself is a natural phenomenon . So it is not to be commanded by philosophical argument. We may find that there is no answer to sceptical arguments. But that doesn’t mean that we will stop believing in the continued existence of external objects: we just can’t help believing .
See, for example, the following passages:—
The opening paragraph of THN I.IV.II:
“We may well ask, What causes induce us to believe in the existence of body?
but
‘tis in vain to ask, Whether there be body or not?
That is a point, which we must take for granted in all our reasonings.” and also:
“The Cartesian doubt, therefore, were it ever possible to be attained by any human creature (as it plainly is not) would be entirely incurable; and no reasoning could ever bring us to a state of assurance and conviction upon any subject.” EHU XII Part I
Hume’s sceptical naturalism is sometimes admired. It seems a subtle position.
But is it really coherent? Above all, is Hume’s overall position coherent? For surely he is engaging in reasoning with the purpose of affecting the beliefs that he and his readers hold. This would seem to presuppose that reasoning, philosophical or otherwise, is not entirely powerless to influence belief.
2 Aggressive Empiricism
Hume uses his empiricism in a strikingly more aggressive way than Locke did. In the
Treatise , at least, Hume’s fundamental principle is:
‘ No idea without an antecedent impression.
’
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[NB: — It also appears in Hume’s texts in the form of various corollaries, e.g.: ‘If you cannot point out any such impression , you may be certain you are mistaken, when you imagine you have any such idea.
’]
Hume insists that a word is only meaningful if there is some idea that it stands for. This, of course, was also Locke’s official doctrine ( Essay BkIII). But Locke was apt to be more easily satisfied that there was such an idea. Using his distinction between impressions and ideas Hume demands that we be able to track an idea back to its source in our impressions. If we can’t do that, he concludes that the word lacks meaning; or perhaps (cf. causation and necessary connection) that we are in error about what it really means.
His arguments for the fundamental principle — no idea without an antecedent impression — are:
1) For every simple idea there is a simple impression. Since ideas never come first, impressions must produce ideas rather than vice versa .
2) If you cannot have impressions, you cannot have the corresponding ideas. This is shown by the cases of those who are blind and deaf — and, in general, by any case of experiential deprivation or limitation (cf. the taste of pineapple).
Does Hume confuse genetic questions with analytic questions? This has been a familiar objection to his whole procedure, and it has been urged with particular force by Bennett . However, it should be pointed out that the criticism seems less pertinent if one considers that Hume conceives himself to be engaged in psychology rather than the development of a theory of meaning.
2.1 Distinguishing Impressions from Ideas
It is often remarked that in Descartes, Locke and Berkeley any appearance of the term
‘idea’ is dogged by a percept/concept ambiguity. (As if the very same sort of mental objects could be passively received in perception and actively manipulated in thought and imagination.) Hume does at least attempt to draw a distinction that might avoid this ambiguity:
“All the perceptions of the human mind resolve themselves into two distinct kinds, which I shall call IMPRESSIONS and IDEAS.” (THN, I.I.I, first sentence)
Now, it might be possible to draw such a distinction in an external way by saying that impressions and ideas have different causal histories, or different relations to other states, or different functions. But this is not Hume’s way. He tries to give an internal, psychological criterion:
“The difference betwixt these consists in the degrees of force and liveliness with which they strike upon the mind, and make their way into our thought or consciousness. Those perceptions, which enter with most force and violence, we name impressions ... By ideas I mean the faint images of these in thinking and reasoning...”
So, in general, ideas are copies of impressions . Of course, there is the usual empiricist wrinkle concerning simple and complex ideas to be considered, so that
Hume’s version of Locke’s doctrine that we are incapable of originating such a thing as a single simple idea is:
“... That all our simple ideas in their first appearance are deriv’d from simple impressions, which are correspondent to them, and which they exactly represent.”
He attempts to support this general empiricist theory about the mental contents available with a couple of points:
1) The developmental claim that in children impressions must precede ideas (‘To give a child an idea of scarlet or orange, of sweet or bitter, I present the objects...’)
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2) Where perceptual faculties, and hence impressions are lacking (‘one born blind or deaf’), so are the corresponding ideas. And where we cannot have the appropriate impressions for other reasons, we are debarred from the ideas too: ‘We cannot form to ourselves a just idea of the taste of a pine-apple, without having actually tasted it.’
Is this good evidence for Hume’s theory concerning the derivation of ideas?
See J. Bennett, Locke, Berkeley, Hume: Central Themes , ch.IX for critical comment.
Bennett: ‘Hume offers an empirical theory as though it were an a priori one; and the theory which he offers turns out to be largely irrelevant to the matters which he wants it to illuminate. ... The crucial trouble is that Hume's theory is genetic rather than analytic: he expresses it as a theory about what must occur before there can be understanding, rather than about what understanding is, or about what it is for an expression to have a meaning.’ (p.230)
Issues for Discussion:
Should we agree with Bennett's criticism?
Will ‘force and liveliness’ do as a mark to distinguish impressions from ideas?
2.2 A Counterexample? An Exception that Proves the Rule? : The Missing
Shade of Blue
“Suppose ... a person to have enjoyed his sight for thirty years, and to have become perfectly well acquainted with colours of all kinds, excepting one particular shade of blue, for instance, which it has never been his fortune to meet with. Let all the different shades of that colour, except that single one, be plac’d before him, descending gradually from the deepest to the lightest; 'tis plain, that he will perceive a blank, where that shade is wanting, and will be sensible that there is a greater distance in that place betwixt the contiguous colours, than in any other.”
References:
Treatise I.I.I;
Enquiry II & III;
J. Bennett, Locke, Berkeley, Hume , ch.IX
THN I.I.I
3 The Treatise (Bk I) and the Enquiry concerning Human Understanding
There are some significant differences:
• The Enquiry is better organized and easier reading
• The Treatise’s ambition to be the ‘Newton of Moral Science’ is dropped
• The more metaphysical and/or problematic parts of THN — in particular I.IV.II
(Belief in the continued and independent existence of objects) and I.IV.VI
(Personal identity) — are omitted
It is a moot point whether the Enquiry should be regarded as just a simpler presentation, designed to appeal to a wider audience; or whether Hume actually changed his mind about some of the more difficult topics in the Treatise (such as
I.IV.II and I.IV.VI). We will directly compare Hume’s parallel discussions of ‘liberty and necessity’ (or free will and determinism ) in Treatise II.III.I-II and Enquiry VIII.
Hume on personal identity
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“... I may venture to affirm of the rest of mankind, that they are nothing but a bundle or collection of different perceptions, which succeed each other with an inconceivable rapidity, and are in a perpetual flux and movement. ... The mind is a kind of theatre where several perceptions successively make their appearance; pass, re-pass, glide away, and mingle in an infinite variety of postures and situations. There is properly no simplicity in it at one time, nor identity in different; whatever natural propension we may have to imagine that simplicity and identity.” THN I.IV.VI
In I.IV.VI of the Treatise Hume attempts to explain away our belief in the continued existence of persons as a mistake that results from confounding a series of changing perceptions with a continuously existing self. This abandonment of personal identity appears somewhat less startling when one compares I.IV.VI with I.IV.II and realizes that Hume does not acknowledge the genuine existence of any continuants at all.
There is a suspicion that in I.IV.VI Hume was guilty of the gross error of demanding that identity requires exact similarity over time — e.g., when he says "We have a distinct idea of an object, that remains invariable and uninterrupted thro' a suppos'd variation of time; and this idea we call that of identity or sameness ." Is there something of more worth than this in his account of personal identity? Or was he only too right when he confessed in the Appendix "I am sensible, that my account is very defective"?
Hume THN , I.IV.II & I.IV.VI
Appendix , pp.633-6 in Selby-Bigge
Bennett, J . 1971. LBH , ch XIII
Penelhum, T.
1955 Hume on personal identity, Philosophical Review LXIV, 571-89.
Reprinted in Chappell VC ed, Hume , 213-39.
Pears, D.
1990. Hume’s System , chs 8-9
Cummins, P.D.
1973. Hume’s disavowal of the Treatise , Philosophical Review
LXXXII, 371-9
Haugeland, J.
1998. Hume on personal identity. In J. Haugeland, Having Thought ,
(Harvard UP, 1998), pp.63-71.
Broackes, J. 2002. Hume, belief, and personal identity. In P. Millican ed., Reading
Hume on Human Understanding , Oxford: Clarendon, 2002, pp.187-210
Issues for Discussion
• Is what Hume has to say about personal identity a natural consequence of his treatment of the continued existence of any object over time?
• To judge from what he wrote in the Appendix to the Treatise Hume seems to have been dissatisfied with his treatment of personal identity. Should he have been?
For many this will be the most important of all Hume’s contributions to the history of philosophy. It is one of the most heavily discussed topics in philosophy. So inductive
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reasoning also gets discussed on a number of other courses in the Department — e.g.
Knowledge, Justification & Doubt in the first year and Philosophy of Science in the first and third years.
Indeed, Hume’s problem has sometimes been held to reveal a limitation in the whole empiricist programme, on the grounds that one thing which cannot be learnt from experience is that past experience will be a reliable guide to the course of future experience .
A standard way of introducing ‘the problem of induction’ is to say that any inference from the observed to the unobserved must involve a sort of inductive leap or is
“ampliative” (i.e., in the conclusion something is added which is not given in the premises). So inductive reasoning (even though we constantly rely upon it) is not valid by the standards of deductive logic, since one can deny the conclusion while asserting the premises of such reasoning without formal contradiction. But if that is so, then the question can be raised of what makes it rational to believe the conclusions of inductive inferences?
(This modern formulation of the problem of induction only gives a part of Hume’s argument that inductive inferences cannot be rationally justified, which takes the form of a dilemma. See Millican’s paper below for an extremely careful reconstruction.)
There have been many subsequent attempts to justify inductive inference (too many for us to survey them all). Hume himself thought that we just have to accept that there are some beliefs which we are so constituted that we are bound to form them, even if we cannot justify them.
But I will suggest that the problem of induction has been radically misconceived because philosophers have not questioned Hume’s characterisation of how inductive reasoning actually works. (Note that in fact Hume himself talks about ‘the inference from the impression to the idea’, rather than ‘inductive reasoning’.)
Hume THN , I.III.VI ‘Of the inference from the impression to the idea’
Hume EHU , Sect.IV & Sect.V Pt.I
Hume ?? The Abstract
Russell, B . 1912. The Problems of Philosophy , ch 6
Strawson, P.F
. 1952. An Introduction to Logical Theory , ch 9.II.
Popper, K.R
. 1972. Objective Knowledge , ch 1
Swinburne, R.
ed. The Justification of Induction (contains the chapter from Russell and also Paul Edwards’ paper on ‘Russell's doubts about induction’)
Stove, D.C. 1965. Hume, probability, and induction. Philosophical Review 74, pp.160-77 (reprinted in V.C. Chappell ed, Hume , pp.187-212)
Millican, P.
2002. Hume’s sceptical doubts concerning induction. In P. Millican ed.,
Reading Hume on Human Understanding , Oxford: Clarendon, 2002, pp.107-173
Issues for Discussion
(but not for examination on this module)
• Have Strawson and Edwards shown that the Problem of Induction is a “pseudoproblem”?
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• Has Popper solved Hume’s Problem of Induction?
Hume has standardly been taken to be the founder of the Regularity Theory of
Causation — i.e., the view that there is nothing more to causation than a certain regularity of succession between cause-type and effect-type events. This interpretation of Hume has recently been challenged by several writers — particularly Galen
Strawson, in his The Secret Connexion . Strawson makes some interesting points, but as I argued in my review of his book ( Philosophical Books 1990, pp.203-5), he does not succeed in making a convincing case against the standard interpretation. The most interesting question, then, still remains the philosophical one: is there more to causation than regularity of succession? The answer to this question will have a wide impact within philosophy, since so many other concepts can be argued to involve a causal component (e.g. perception, memory, action).
Hume EHU , sec. VII
Hume THN , I.III esp. secs. II, VI, XIV
Bennett, J.
1971. LBH , chs XI & XII
Robinson, J.A.
1962. Hume’s two definitions of “cause”, Philosophical Quarterly
XII, 162-71. Reprinted in Chappell VC ed, Hume .
Ducasse, C.J.
1966. Critique of Hume’s conception of causality, Journal of
Philosophy LXIII, 141-8.
Mackie, J.L.
1974. The Cement of the Universe , ch 1 ‘Hume’s Account’, pp.4-28.
Strawson, G .1989. The Secret Connexion: Causation, Realism, and David Hume ,
Oxford: Clarendon Press.
Pears, D . 1990. Hume’s System , chs 5-7
Carroll, J.
1990 The Humean tradition, Philosophical Review XCIX, 185-219
Craig, E.
2002. The idea of necessary connexion. In P. Millican ed., Reading Hume on Human Understanding , Oxford: Clarendon, 2002, pp.211-29
Strawson, G.
2002. David Hume: objects and power. In P. Millican ed., Reading
Hume on Human Understanding , Oxford: Clarendon, 2002, pp.231-57
Read, R. & Richman, K.A
. eds. 2000. The New Hume Debate , Routledge.
Issues for Discussion
• Discuss Hume’s critique of ‘necessary connexion’.
• ‘... necessity is something that exists in the mind, not in objects...’ (Hume). Give a critical assessment of the argument Hume advances for this conclusion.
• Is a Regularity Theory of Causation defensible?
• Is it a distortion to regard Hume’s treatment of causation as the first version of the
Regularity Theory?
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“I hope, therefore, to make it appear that all men have ever agreed in the doctrine both of necessity and of liberty, according to any reasonable sense, which can be put on these terms; and that the whole controversy, has hitherto turned merely upon words.”
EHU VIII
In both the Treatise (II.III.I-II) and section VIII of the Enquiry Hume attempts to persuade his readers of what he calls ‘the doctrine of necessity’ — what we would term determinism . He is quite convinced that there is no such thing in the world as
‘chance’; any instance in which we might be tempted to think that there is, is just a case in which we are ignorant of the causes at work.
There is, however, an apparently striking difference between the two treatments. In the terminology that William James was later to introduce, Hume appears to be a hard determinist in the Treatise and a soft determinist in Enquiry VIII.
This change is actually not too difficult to explain. In the Treatise Hume says that because everything is caused there is no such thing as ‘liberty’, whereas in the
Enquiry he commits himself to the reconciling project of showing that there can be both ‘liberty’ and universal causation (‘necessity’). The change is just a change in what he means by ‘liberty’: in the Treatise he had understood ‘liberty’ to signify absence of causation . He never wavers from the view that there is no liberty in this sense . In both works he is also insistent that causal determinism — so far from undermining morality — is a fundamental requirement for our moral attitudes towards agents, because it is only in so far as actions are reliably caused by traits of agents’ characters that the agents themselves can be appropriately held to account.
Overall, then, Hume is definitely a compatibilist . This is, of course, the standard view. However, it is also thought that Hume originated an argument (which I call the Contrastive Argument ) later to be found in other compatibilist philosophers — notably Mill, Schlick, and Ayer. But I argue that this is not so, and that in fact the
Contrastive Argument is (for good reasons) not to be found in Hume.
Botterill, G. 2002. Hume on Liberty and Necessity. In P. Millican ed., Reading Hume on Human Understanding , Oxford: Clarendon, 2002, pp.277-300. Also:-
Ayer, A.J.
1954. Philosophical Essays (London: Macmillan).
Hobart, R.E.
1934. ‘Free Will as Involving Determination and Inconceivable
Without It’, Mind XLIII, pp.1-27.
Penelhum, T.
1975. Hume , (London: Macmillan).
Russell, P.
1983. ‘On the Naturalism of Hume’s “Reconciling Project”’, Mind XCII, pp. 593-600.
Russell, P.
1988. ‘Causation, Compulsion, and Compatibilism’, American
Philosophical Quarterly 25, pp. 313-21.
Schlick, M.
1939. Problems of Ethics , translated by D. Rynin (New York: Prentice-
Hall).
Stroud, B.
1977. Hume , (London: Routledge & Kegan Paul)
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•
Is acting freely just a matter of not being subject to coercion and constraint?
In Section X of the Enquiry concerning Human Understanding Hume argues that, on balance of probability, we should always reject any reports of allegedly miraculous occurrences. This argument is interesting in itself, and also interesting for a topic too rarely addressed in epistemology — namely, what justification we have for accepting beliefs on the testimony of other people.
Here is the kernel of Hume’s argument:
‘A miracle is a violation of the laws of nature; and as a firm and unalterable experience has established these laws, the proof against a miracle, from the very nature of the fact, is as entire as any argument from experience can possibly be imagined. Why is it more than probable, that all men must die; that lead cannot, of itself, remain suspended in the air; that fire consumes wood, and is extinguished by water; unless it be, that these events are found agreeable to the laws of nature, and there is required a violation of these laws, or in other words, a miracle to prevent them? Nothing is esteemed a miracle, if it ever happen in the common course of nature. It is no miracle that a man, seemingly in good health, should die on a sudden: because such a kind of death, though more unusual than any other, has yet been frequently observed to happen. But it is a miracle, that a dead man should come to life; because that has never been observed in any age or country.
There must, therefore, be a uniform experience against every miraculous event, otherwise the event would not merit that appellation. And as a uniform experience amounts to a proof, there is here a direct and full proof, from the nature of the fact, against the existence of any miracle; nor can such a proof be destroyed, or the miracle rendered credible, but by an opposite proof, which is superior.
The plain consequence is (and it is a general maxim worthy of our attention), “that no testimony is sufficient to establish a miracle, unless the testimony be of such a kind, that its falsehood would be more miraculous, than the fact, which it endeavors to establish; and even in that case there is a mutual destruction of arguments, and the superior only gives us an assurance suitable to that degree of force, which remains, after deducting the inferior.” When anyone tells me, that he saw a dead man restored to life, I immediately consider with myself, whether it be more probable, that this person should either deceive or be deceived, or that the fact, which he relates, should really have happened. I weigh the one miracle against the other; and according to the superiority, which I discover, I pronounce my decision, and always reject the greater miracle. If the falsehood of his testimony would be more miraculous, than the event which he relates; then, and not till then, can he pretend to command my belief or opinion.’
EHU X
Broad, C.D.
1916. Hume’s theory of the credibility of miracles. Proceedings of the
Aristotelian Society XVII, pp.77-94
Flew, A.
1959. Hume’s check. Philosophical Quarterly 9, pp.1-18
Swinburne, R.
1970. The Concept of Miracle , Macmillan
Coady, C.A.J.
1973. Testimony and observation. American Philosophical Quarterly
10, pp.149-55
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Gaskin, J.C.A.
1978. Hume’s Philosophy of Religion (London: Macmillan), ch.8.
Hambourger, R. 1980. Belief in miracles and Hume’s Essay. Nous 14, pp.587-604
Mackie, J.L. 1982. The Miracle of Theism , Oxford: Clarendon, ch.1
Sobel, J.H.
1987. On the evidence of testimony for miracles: a Bayesian reconstruction of David Hume’s analysis. Philosophical Quarterly 37, pp.166-86.
Garrett, D.
1997. Cognition and Commitment in Hume’s Philosophy (Oxford UP), ch.7.
Garrett, D. 2002. Hume on testimony concerning miracles. In P. Millican ed.,
Reading Hume on Human Understanding , Oxford: Clarendon, 2002, pp.301-34
•
How should ‘miracle’ be defined?
•
Is Hume’s main argument consistent with his inductive scepticism?
•
Is evidence from testimony subordinate to evidence from experience?
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