I-n-f-o-r-m-a-t-i-o-n Sharing and Client Privacy Statement For children and young people under the guardianship of the Minister Minister for Families and Communities Part of Rapid Response and Keeping Them Safe Child Protection Reform Program Acknowledgement This publication may be reproduced in whole or in part for work, study or training purposes, subject to the inclusion of and acknowledgement of the source. Copies can be obtained from www.familiesandcommunities.sa.gov.au/rapidresponse Enquiries or comments should be directed to: The Department for Families and Communities Children, Youth and Family Services Guardianship and Alternative Care GPO Box 292 Rundle Mall Adelaide SA 5001. 2005 Information Sharing and Client Privacy Statement I N F O R M AT I O N S H A R I N G A N D C L I E N T P R I VA C Y S TAT E M E N T > Foreword Children and young people under the guardianship of the Minister1 are some of the most vulnerable and disadvantaged members of our society. These children enter state care for reasons of abuse or neglect where their birth families have been unable to provide for their appropriate care and protection. The Government of South Australia is committed to addressing the needs of children and young people under guardianship. The government’s reform agenda, Keeping Them Safe, specifically refers to: > the government’s intent of developing collaborative partnerships with children and young people, parents and carers, communities, non-government agencies, local government, the Commonwealth, the private sector, across sectors and government portfolios > removing barriers that prevent appropriate exchange of information about children, young people and families who are involved in the child protection system. Information sharing will occur on a broad level enabling an analysis of trends across service systems. Information sharing will also occur on an individual child level thereby enabling responses tailored to their individual needs. Hon Jay Weatherill Minister for Families and Communities 2005 The Government of South Australia is committed to ensuring that relevant information about children and young people under guardianship is shared across government and non-government agencies and with other persons (for example foster and relative carers) so that service needs are identified and appropriate collaborative responses to these needs are developed and implemented. Collaborative partnerships or ‘care teams’ will have access to information necessary for them to undertake their respective roles in caring for and meeting the needs of children and young people under guardianship. 1 In this paper, the term ‘Guardianship’ refers to all children and young people under the Minister’s guardianship or in the Minister’s custody. See definitions in Appendix. 1 I N F O R M AT I O N S H A R I N G A N D C L I E N T P R I VA C Y S TAT E M E N T > Information Sharing and Client Privacy Statement Introduction 8. Foster Carers’ Charter The Information Sharing and Client Privacy Statement articulates the Government of South Australia’s position on sharing information regarding children and young people under the guardianship of the Minister for Families and Communities to enable the improvement of continuity and quality of care and service for these children. It also provides direction for sharing sensitive personal information in such a way that the privacy of the child or young person is protected. 9. Memorandum of Understanding: Child Protection Framework for the Provision of Services between the Department of Health and Department for Families and Communities. The Information Sharing and Client Privacy Statement provides the broad framework for information sharing and client privacy. Specific procedural and protocol documents will be developed to provide operational guidance for staff and individuals in the wide range of contexts in which information sharing occurs. The Information Sharing and Client Privacy Statement is framed within the broader legislative and administrative information sharing and privacy context detailed in the following documents: 1. Children’s Protection Act 1993 2. Privacy Act 1988 (Commonwealth) 3. Cabinet Information Privacy Principles Instruction 4. South Australian Health Commission Act 1976 5. Consent to Medical Treatment and Palliative Care Act 1995 6. Code of Fair Information Practice (refers to both Department for Families and Communities and Department of Health Codes of Fair Information Practice) 1. Authority to disclose information about a child under guardianship The Information Sharing and Client Privacy Statement specifically applies to children or young people placed under the guardianship or custody of the Minister by the Youth Court under section 38 of the Children’s Protection Act 1993. The Children’s Protection Act 1993 section 51 explicitly places responsibility with the Minister for Families and Communities to make provision for the care of a child who is under the guardianship of the Minister or of whom the Minister has custody. The Minister and Children, Youth and Family Services (CYFS) staff (as delegates of the Minister) therefore have the responsibility of managing information relating to children under guardianship, including the collection, use, disclosure, quality, storage and transfer of information across government, to nongovernment agencies and other persons. The Minister or his delegate2 will make the arrangements referred to in section 51 to ensure appropriate dissemination of personal information concerning children and young people under guardianship and will make arrangements for the careful management of sensitive personal information about children under guardianship. 7. Commitments in Care Charter 2 Section 57 of the Children’s Protection Act 1993 gives the Minister or Chief Executive Officer the power to delegate any of his or her powers under the Act. The term ‘delegate’ in this document generally refers to the persons exercising powers under section 51 of the Act. These powers have been delegated to supervisors (PSO3 level or above) except for: temporary shortterm interstate transfers delegated to the CYFS Executive Director; any matters pertaining to a risk to the life of the child; medical procedures of a significant or final nature; and non-resuscitation procedures—which all remain with the Minister. 2 I N F O R M AT I O N S H A R I N G A N D C L I E N T P R I VA C Y S TAT E M E N T The responsibility to carefully manage sensitive personal information is framed within the principles of the United Nation’s Convention on the Rights of the Child, particularly Article 16 which states that, ‘no child shall be subjected to arbitrary or unlawful interference with his or her privacy...’ To facilitate this process: > > the decision to disclose information will be made by a senior officer (PSO3 or above) on a case-by-case basis when the information involved is of a sensitive nature pro forma letters will be provided from CYFS to the agency or other persons to whom the information is disclosed regarding the confidentiality of the child’s personal information and the responsibility to maintain this confidentiality. 2. Views of the child The Children’s Protection Act 1993, section 4 (3) requires that the views of the child ‘as to his or her ongoing care and protection be... sought and given serious consideration’. The Commitments in Care Charter details CYFS’ undertaking to respect the confidentiality of children and: …whenever it is necessary for personal information to be disclosed the child/young person in care will be consulted beforehand and offered a rationale for the sharing of information. An attempt will be made to negotiate about the nature of information to be shared. Permission from the child/young person will be gained wherever possible (page 15). The views of the child (if s/he is able to form and express them) will generally be sought when disclosure of their personal information is contemplated. The child will be advised as appropriate of the procedures in place to protect his or her privacy. If the child is against disclosure, re-consideration will be given to whether it is still in his or her best interests to release the information. 3. Information to be disclosed to the Minister or his delegate by other government agencies Information about children under the guardianship of the Minister should automatically flow to the Minister or his delegate, due to his status as Guardian, if that information would normally be disclosed to a parent in the same circumstances. The Minister or his delegate may also request for that information to be provided to other agencies or persons. Disclosure of such information does not breach the Government of South Australia Cabinet Information Privacy Principles Instruction (IPPs) or other legislative provisions requiring that certain information be kept confidential (for example, section 64 South Australian Health Commission Act) because it is authorised under the provisions of the Children’s Protection Act 1993 section 513. The only qualification to the automatic flow of information to the Minister relates to information regarding the child’s medical affairs when the child is aged 16 or over. The Consent to Medical Treatment and Palliative Care Act 1995 allows persons of or over the age of 16 years to decide freely for themselves on an informed basis whether or not to undergo medical treatment (section 6). The decision to disclose to the Minister or his delegate information about medical treatment 3 Section 51 outlines the extensive powers of the Minister in relation to the care and welfare of children under his guardianship or in his custody. Those powers include making arrangements for the care, education, medical or dental, ‘or such other professional’ treatment of the child. Section 43 provides: ‘If the Court places a child under the guardianship of the Minister... under this Division, the Minister... is... the lawful guardian... of the child to the exclusion of the rights of any other person’. 3 I N F O R M AT I O N S H A R I N G A N D C L I E N T P R I VA C Y S TAT E M E N T administered or proposed to be administered to a guardianship child between the ages of 16 and 18 should be based on the consideration of whether a parent would be informed in the same circumstances. Consideration should also be given to the circumstances of the child and must be assessed on a case-by-case basis. 4. Information to be disclosed to the Minister or his delegate by persons or entities outside government Information about children under the guardianship of the Minister should automatically flow to the Minister or his delegate, due to his status as Guardian, if that information would normally be disclosed to a parent in the same circumstances. The Minister or his delegate may also request for that information to be provided to other agencies or persons. Disclosure of such information does not, in the main, contravene the Commonwealth Privacy Act (with the qualification attaching to medical information concerning a child who has reached the age of 16). If there is or is to be a contractual relationship between the state and the entity, then a requirement of disclosure of information may form part of the arrangement. This could apply, for instance, to non-government service providers who may provide services to, or in connection with, children within the purview of the Children’s Protection Act 1993. If there is no such relationship between the entity and the government, the Minister may write to the entity, explaining that the child is under his guardianship and therefore he requests that information about the child be made available to him to enable him to make fully informed decisions relating to the child’s care, protection and welfare. This will only be done when it is in the best interests of the child to reveal that s/he is a child under the Minister’s guardianship. The highly confidential nature of that fact and of other sensitive information relating the child will be emphasised. 5. Information disclosed to other government agencies by the Minister or his delegate The Children’s Protection Act 1993 (section 51) outlines the extensive powers of the Minister in relation to the care and welfare of children under his guardianship. Those powers include making arrangements for the care, education, medical or dental, ‘or such other professional’ treatment of the child. Where other government agencies provide these services for a child under guardianship, it will be necessary for the Minister or his delegate to share that information about the child to enable the agency to provide the particular service for the child. The disclosure of information should always be: > in the best interests of the child, and > necessary for some purpose, such as making arrangements for the child’s education or a medical or professional examination under section 51 of the Children’s Protection Act 1993. Sharing such information about children under guardianship so that the Government of South Australia IPPs or Code of Fair Information Practice are not breached4 is possible when: > the child has expressly or impliedly consented > disclosure is required or authorised by or under law. The Children’s Protection Act 1993 section 58 allows the disclosure of personal information by a person engaged in the administration of the The main exemptions relevant to children under guardianship are listed, however, other exemptions also apply. See Principle 10 of the IPPs (a-d); Principle 2.1 of the Code ((a)-(h)). 4 4 I N F O R M AT I O N S H A R I N G A N D C L I E N T P R I VA C Y S TAT E M E N T Act ‘if authorised or required to do so by his or her employer5’. Public servants in CYFS who are managing the care of children under the guardianship of the Minister are employees of the Crown employed in the Department for Families and Communities. They are therefore authorised to share information as required by their employer. In all instances where a decision is being made whether to disclose information relating to a child under guardianship, the guiding principle will be whether the disclosure is: > in the best interests of the child; and > reasonably necessary to enable proper arrangements for the child’s day-to-day care, including their education, medical treatment and/or the provision of other services for the child (Children’s Protection Act 1993 section 51). To facilitate this disclosure: > > a formal authorisation for the release of a child’s information will be provided by the Department for Families and Communities Chief Executive to all CYFS staff who are managing the care of children under the guardianship or in the custody of the Minister the decision to disclose information of a sensitive nature about a child will be made by a senior officer (PSO3 or above) on a case-by-case basis. To facilitate appropriate disclosure of information to other persons: > a formal authorisation for the release of a child’s information will be provided by the Department for Families and Communities Chief Executive to all CYFS staff who are managing the care of children under the guardianship or in the custody of the Minister > the decision to disclose will be made by a senior officer (PSO3 or above) on a case-by-case basis when the information involved is of a sensitive nature > foster and relative carers will be informed of their obligations to protect privacy and confidentiality as is detailed in their Foster Carer’s Agreement > a confidentiality requirement will be incorporated into approvals of foster carers under the Family and Community Services Act and made a condition of approval. The sensitive nature of the information will be emphasised at the time of disclosure. 6. Information disclosed to other persons (for example, persons with day-to-day care of the child) by the Minister or his delegate Where other persons (for example, persons with day-to-day care of the child: foster carers, relative carer, or private service providers) provide services or care for a child under guardianship, it will be necessary for the Minister or his delegate to share information so that the person is able to provide the particular service or care for the child. Other persons will be informed of the requirement to protect the privacy of the child and to maintain confidentiality prior to their personal information being disclosed. 5 CFYS staff will be protective of any information disclosed to other persons, for example a person with the day-to-day care of the child. In particular, confidentiality should be emphasised whenever particularly sensitive information is disclosed. The importance of maintaining confidentiality and the penalties for breach of this condition will form part of the process of review of foster carers. In addition, the confidentiality of information The term ‘employer’ in section 58 should be taken to be the Chief Executive of the department. 5 I N F O R M AT I O N S H A R I N G A N D C L I E N T P R I VA C Y S TAT E M E N T relating to the child will be emphasised whenever a child is placed with a carer. 7. Information disclosed by other persons or entities (for example, non-government agencies) outside government to other persons or entities outside government Caregivers, persons or entities outside government are able to disclose personal information about a child under guardianship to another person or entity outside government only when the disclosure: > is in the best interests of the child; and > is reasonably necessary to enable the other person or entity to provide a service to the child; and > is authorised by the child/young person; > is authorised by the Minister or his delegate. Other persons or entities should not disclose information to third parties without the authority of CYFS other than that information required for the day-today care of the child. The nature of the other person, entity and the specific circumstances of the child are highly relevant to the decision of the Minister or his delegate regarding the extent of the authorisation to the other person or entity to disclose information. is disclosed. Confidentiality should also be emphasised whenever particularly sensitive information is disclosed. 8. Information disclosed by government agencies to other government agencies Government agencies other than the Department for Families and Communities which provide services for children under guardianship (for example, education, health, etc) are able to share information with other agencies so that the other agency is able to provide a service for a child under guardianship. Disclosures by government agencies of information received from the Minister or his delegate relating to, or information collected about, children under guardianship remains protected by various statutory provisions (for example, Public Sector Management Act section 57, regulation 15, SA Health Commission Act section 64), as well as the State Government IPPs. The information cannot be passed on except as permitted by those provisions. In each case, disclosures can be authorised by the ‘employer’6 of other government agencies. To facilitate this disclosure: > a formal authorisation by a government agency (other than the Department for Families and Communities) for the release of information about children under guardianship to another government agency will be developed by that agency’s Chief Executive for all staff involved in providing services to children under guardianship > the decision to disclose information of a sensitive nature about a child will be made by a senior officer of the agency. When a person or entity outside government has a contractual relationship with the government, then they will be bound by the provisions of the Code of Fair Information Practice and in the case of foster carers, the Foster Carer’s Contract/Agreement. The Minister or his delegate has the duty to maintain control over the information disclosed. Other persons and entities should be made aware of the need for confidentiality before any information relating to a child under guardianship The sensitive nature of the information will be emphasised at the time of disclosure. 6 This will be the Chief Executive of the other government agency, for example Chief Executive, Department of Education and Children’s Services, or the equivalent. 6 I N F O R M AT I O N S H A R I N G A N D C L I E N T P R I VA C Y S TAT E M E N T > Appendix 1. Definitions The definitions in this document are based on Code of Fair Information Practice7. Personal information is defined as: Information or an opinion (including information or an opinion forming part of a database) whether true or not, and whether recorded in material form or not, about an individual whose identity is apparent, or can reasonably be ascertained, from the information or opinion (Department of Human Services, 2003, page 3). Guardianship In this paper, the term ‘guardianship’ refers to all children and young people under the guardianship or custody of the Minister under the provisions of the Children’s Protection Act 1993 section 38. 2. Children’s Protection Act 1993 The Children’s Protection Act 1993 provides the legislative framework for children and young people under the guardianship or custody of the Minister. Of particular relevance to the Information Sharing and Client Privacy Statement are sections 8 (a) (h), 51 and 58 of the Act. General functions of the Minister Section 8 The Minister must seek to further the objects of this Act and, to that end, should endeavour– (a) to promote a partnership approach between the Government, local government, non-government agencies and families in taking responsibility for and dealing with the problem of child abuse and neglect; (h) to provide, or assist in the provision of, services to assist persons who, as children, have been under the guardianship or in the custody of the Minister, in making a successful transition to adulthood; Powers of Minister in relation to children under the Minister’s care and protection Section 51 (1) Subject to this Act, the Minister may from time to time make provision for the care of a child who is under the guardianship of the Minister or of whom the Minister has custody pursuant to this Act, in any of the following ways: (a) by placing the child, or permitting the child to remain, in the care of a guardian of the child or some other member of the child’s family; (b) by placing the child in the care of an approved foster parent or any other suitable person; (c) by placing the child in a home (not being a training centre) established or licensed under the Family and Community Services Act 1972 or in any other suitable place, and by giving such directions as to the care of the child in that home or place as the Minister thinks fit; (d) by making arrangements for the education of the child; (e) by making arrangements (including admission to hospital) for the medical or dental examination or treatment of the child or for such other professional examination or treatment as may be necessary or desirable; Department of Human Services, 2003, Code of Fair Information Practice for the Department of Human Services (South Australia), 3rd ed, Adelaide. 7 7 I N F O R M AT I O N S H A R I N G A N D C L I E N T P R I VA C Y S TAT E M E N T (c) a person engaged in the administration of this Act from divulging information if authorised or required to do so by his or her employer. (f) by making such other provision for the care of the child as the circumstances of the case may require. Section 51. (2) In making provision for the care of a child pursuant to subsection (1), the Minister must, where appropriate, have regard to the desirability of securing settled and permanent living arrangements for the child. Duty to maintain confidentiality Section 58. (1) A person engaged in the administration of this Act who, in the course of that administration, obtains personal information relating to a child, a child’s guardians or other family members or any person alleged to have abused, neglected or threatened a child, must not divulge that information. Maximum penalty: $10 000. (2) A person who attends a family conference (not being the child, a guardian of the child or any other member of the child’s family) must not divulge any personal information obtained at the conference relating to any of those persons. 3. Code of Fair Information Practice The Department of Health and the Department of Families and Communities’ Codes of Fair Information Practice outline what the departments and their service providers should do, and what clients can expect, in protecting personal information. The codes provide a framework to ensure personal information privacy issues are handled in an appropriate manner across the department, its funded service providers and persons with whom it has a contractual relationship. 4. Commitments in Care Charter The Commitments in Care Charter8 details CYFS commitments to children and young people in the alternative care system in South Australia. The charter states that: > information about a child/young person in alternative care will not be shared or available to any person without a very good reason (page 8) > confidentiality will be respected and upheld in relationships between children/young people and the department (page 15). Maximum penalty: $10 000. (3) This section does not prevent– (a) a person from divulging information if authorised or required to do so by law; or (b) a person from divulging statistical or other data that could not reasonably be expected to lead to the identification of any person to whom it relates; or 8 Department for Family and Community Services, 1997, Commitments in care: a charter for children and young people in care, Adelaide. 8 I N F O R M AT I O N S H A R I N G A N D C L I E N T P R I VA C Y S TAT E M E N T 5. Government of South Australia – Information Privacy Principles The Information Privacy Principles regulate the way South Australian Public Sector agencies collect, use, store and disclose personal information. They are contained in Cabinet Instruction 1/89 and apply to all agencies other than those declared exempt by Cabinet or the Privacy Committee. Collection of Personal Information (1) Personal information should not be collected by unlawful or unfair means, nor should it be collected unnecessarily. (2) An agency that collects personal information should take reasonable steps to ensure that, before it collects it or, if that is not practicable, as soon as practicable after it collects it, the recordsubject is told: (a) the purpose for which the information is being collected (the ‘purpose of collection’), unless that purpose is obvious; Access to Records of Personal Information (5) Where an agency has in its possession or under its control records of personal information, the record-subject should be entitled to have access to those records in accordance with the Freedom of Information Act 1991. Correction of Personal Information (6) An agency that has in its possession or under its control records of personal information about another person should correct it so far as it is inaccurate or, having regard to the purpose of collection or to the purpose that is incidental to or connected with that purpose, incomplete, irrelevant, out of date, or where it would give a misleading impression in accordance with the Freedom of Information Act 1991. Use of Personal Information (7) Personal information should not be used except for a purpose to which it is relevant. (b) if the collection of the information is authorised or required by or under law – that the collection of the information is so authorised or required; and (8) Personal information should not be used by an agency for a purpose that is not the purpose of collection or a purpose incidental to or connected with that purpose unless: (c) in general terms, of its usual practices with respect to disclosure of personal information of the kind collected. (a) the record-subject has expressly or impliedly consented to the use; (3) An agency should not collect personal information that is inaccurate or, having regard to the purpose of collection, is irrelevant, out of date, incomplete or excessively personal. (b) the agency using the information believes on reasonable grounds that the use is necessary to prevent or lessen a serious and imminent threat to the life or health of the recordsubject or of some other person; Storage of Personal Information (c) the use is required by or under law; or (4) An agency should take such steps as are, in the circumstances, reasonable to ensure that personal information in its possession or under its control is securely stored and is not misused. (d) the use for that other purpose is reasonably necessary for the enforcement of the criminal law or of a law imposing a pecuniary penalty or for the protection of the public revenue or for the protection of the interests of the government, statutory authority or statutory office-holder as an employer. 9 I N F O R M AT I O N S H A R I N G A N D C L I E N T P R I VA C Y S TAT E M E N T (9) An agency that uses personal information should take reasonable steps to ensure that, having regard to the purpose for which the information is being used, the information is accurate, complete and up to date. Disclosure of Personal Information (10) An agency should not disclose personal information about some other person to a third person unless: (a) the record-subject has expressly or impliedly consented to the disclosure; (b) the person disclosing the information believes on reasonable grounds that the disclosure is necessary to prevent or lessen a serious and imminent threat to the life or health of the record-subject or of some other person; (c) the disclosure is required or authorised by or under law; or (d) the disclosure is reasonably necessary for the enforcement of the criminal law, or of a law imposing a pecuniary penalty or for the protection of the public revenue or for the protection of the interests of the government, statutory authority or statutory officeholder as an employer. 10