>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>> SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS (SSEOMS) A Bloomberg Trading Solutions Offering BE AGILE EXPAND YOUR REACH Bloomberg Trading Solutions delivers front-end portfolio, inventory, sales and trading and middle and back office operations solutions. With these solutions, buy-side and sell-side firms gain unrivaled agility to respond to their changing business needs, and market regulations and innovations. Fully integrated with the Bloomberg Professional® service, Bloomberg Trading Solutions provides access to unmatched analytics, data, news and the largest financial network, supported by Bloomberg global customer service at the local level. CONTENTS 02 SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS 04 OPTIMIZE YOUR WORKFLOW 05 INCREASE DIRECT MARKET ACCESS 06 MANAGE RISK AND COMPLIANCE 07 IMPROVE OPERATIONAL EFFICIENCY BUY-SIDE AND SELL-SIDE FIRMS GAIN UNRIVALED AGILITY TO CHANGING BUSINESS NEEDS, AND MARKET REGULATIONS & INNOVATIONS SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS GLOBAL SOLUTIONS FOR SELL-SIDE EQUITY FIRMS Whether you’re a trader, compliance manager, or IT manager, you face the challenge of doing your job in the most efficient way possible. You need sell-side solutions that help you generate revenue, attain best execution, manage risk and compliance and deliver the best technology solution. Bloomberg provides global trading solutions to meet those needs. Bloomberg Sell-Side Execution and Order Management Solutions (SSEOMS) deliver global order and execution management solutions for front-end sales and trading and middle and back office operations. SSEOMS offers an integrated suite of solutions including: idea generation, liquidity management and electronic order flow; market execution, positions and P&L and risk management; compliance and middle and back office operations. With SSEOMS, you can optimize your workflow, increase direct market access, manage risk and compliance, and improve operational efficiency. Bloomberg delivers SSEOMS on a hosted platform for flexibility and scalability because markets evolve and your needs change. It eliminates the need to have dedicated workstations or servers on your premises, so you can lower your total cost of ownership. We take on the burden of keeping up with the costs of development inherent with changing markets, such as infrastructure build-outs, version upgrades, data sourcing, continual tuning and system maintenance. °°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°° Leverage the largest financial network in the world °°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°° °°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°° SSEOMS is fully integrated with the Bloomberg Professional service, so you can take greater advantage of easy access to Bloomberg business and financial news, data and analytics °°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°° SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS (SSEOMS) 02 // 03 OPTIMIZE YOUR WORKFLOW TOOLS FOR SALES, TRADING AND OPERATIONS Bloomberg recognizes that traders, salespeople, middle-office and back-office professionals all have very different needs. SSEOMS provides users intuitive navigation, customizable views and advanced trading tools to optimize workflow. SSEOMS FOR TRADERS • Build custom views, columns and alerts to display key data elements that are most critical to your workflows • Create strategies and view historical performance • Gain better transparency into the market with multi-market trading across liquidity pools SSEOMS FOR SALES • Shop trade ideas and strategies to customers • View real-time and historical commission reports • Search internal order inventory • Receive news and corporate action alerts on customer focus lists SSEOMS WORKFLOW SSEOMS FOR MIDDLE OFFICE • Access a central blotter with trades, summary views and ticket matching features • Confirm and allocate customer block trades with post-trade processing tools • Quickly open new customer accounts on a custom middle office dashboard SSEOMS FOR BACK OFFICE • Automate the trade reporting process with a rules based engine for timely execution reports. • Real-time alerts to manage trading breaches • Real-time alerts audit reports to display full order lifecycle INCREASE DIRECT MARKET ACCESS CONNECT TO EXCHANGES AND DIVERSE LIQUIDITY POOLS SSEOMS provides a complete market access solution connecting to exchanges and diverse liquidity pools for any given market. SSEOMS also provides the solutions to fulfill your market making obligations and work customer orders directly from the market depth and trade proprietarily. • Gain instant access to thousands of electronic counterparties, third-party FIX networks, buy-side order management systems, global exchanges, MTFs, ECNs, brokers, dark pools and algorithmic trading destinations • Target institutional holders, the Bloomberg IOI network and buy-side OMS systems, or take advantage of capabilities to deliver IOIs via personalized email, or anonymous instant messaging • Manage Care or DMA client orders with automatic routing rules with true “no touch” capabilities, including custom route buttons to send orders to whichever market you want with the parameters you need. Leverage algorithmic and smart order routing technology for execution or send orders to a third-party algorithmic destination SSEOMS CONNECTIVITY TRADE REPORTING VENUES SSEOMS EXCHANGE CONNECTIVITY BROKER DEALERS ALGORITHMIC TRADING BUY-SIDE OMSs BACK OFFICES SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS (SSEOMS) 04 // 05 MANAGE RISK AND COMPLIANCE TRACK FIRM-WIDE POSITIONS AND ORDER HISTORY SSEOMS provides a full range of real-time solutions to manage risk and compliance. • Increase visibility throughout your firm with easy access to real-time positions and P&Ls individually and across the firm • Integrate the position monitor with the Bloomberg Professional service enabling employees to view real-time news, data and analytics while tracking firm-wide positions and risk • Meet global regulatory obligations and receive firm-wide transparency • Set trading limits, thresholds and receive real-time alerts on trading breaches • Maintain accurate order history for trade reporting with time stamping • Utilize industry standard, real-time supervisory reports SSEOMS REGULATORY REPORTING REG SHO REG NMS MIFID REGULATORY REPORTING SSEOMS TRADE REPORTING RISK CONTROLS IMPROVE OPERATIONAL EFFICIENCY SEAMLESS WORKFLOW FOR STRAIGHT THROUGH PROCESSING SSEOMS INTEGRATION THIRDPARTY PROVIDERS OMS TARGETED IOI INTEGRATION SSEOMS BACK OFFICE INTEGRATION OMGEO ALLOCATION PRODUCTS SSEOMS improves firm-wide operational efficiency through seamless workflow and pre-integration with the Bloomberg Professional service and third-party providers to achieve straight through processing. • Onboard buy-side connectivity with existing Bloomberg routers or utilize third-party network firms • Limit dual entry to third-party systems with real-time integration with back office providers • Manage the allocation process with full integration to Omgeo’s suite of products and direct FIX connectivity with your clients’ OMS SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS (SSEOMS) 06 // 07 ABOUT BLOOMBERG Bloomberg is the world’s most trusted source of information for financial professionals and businesses. Combining innovative technology with unmatched analytics, data, news and tools, Bloomberg delivers critical information via the Bloomberg Professional service and multimedia platforms. Bloomberg Enterprise Solutions provides leaders in corporations, finance and government with a dynamic network that allows them to access, integrate, distribute and manage information and technology across organizations more efficiently and effectively. 08 // 09 SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS (SSEOMS) //////////////////////////////////////////////////// Bloomberg Trading Solutions and SSEOMS not only help address the needs you have today, but also prepare you for those to come. To learn more email our SSEOMS team at sseomsb@bloomberg.net //////////////////////////////////////////////////// BEIJING +86 10 6649 7500 DUBAI +971 4 364 1000 FRANKFURT +49 69 9204 1210 HONG KONG +852 2977 6000 LONDON +44 20 7330 7500 MUMBAI +91 22 6120 3600 NEW YORK +1 212 318 2000 SAN FRANCISCO +1 415 912 2960 SÃO PAULO +55 11 3048 4500 SINGAPORE +65 6212 1000 SYDNEY +61 2 9777 8600 TOKYO +81 3 3201 8900 ©2013 Bloomberg L.P. All rights reserved. 53816936 0613