Volume 36, 2010 Pages 229–247 http://topology.auburn.edu/tp/ Counting Overlattices for Polyhedral Complexes by Seonhee Lim and Anne Thomas Electronically published on May 3, 2010 Topology Proceedings Web: Mail: E-mail: ISSN: http://topology.auburn.edu/tp/ Topology Proceedings Department of Mathematics & Statistics Auburn University, Alabama 36849, USA topolog@auburn.edu 0146-4124 c by Topology Proceedings. All rights reserved. COPYRIGHT โ http://topology.auburn.edu/tp/ Volume 36 (2010) Pages 229-247 E-Published on May 3, 2010 COUNTING OVERLATTICES FOR POLYHEDRAL COMPLEXES SEONHEE LIM AND ANNE THOMAS Abstract. We investigate the asymptotics of the number of “overlattices” of a cocompact lattice Γ in Aut(๐), where ๐ is a locally ๏ฌnite polyhedral complex. We use complexes of groups to prove an upper bound for general ๐ and a lower bound for certain right-angled buildings. 1. Introduction The group of automorphisms Aut(๐) of a tree (or a locally ๏ฌnite polyhedral complex) is a locally compact group which shares many properties with rank one simple Lie groups. This analogy has motivated many works, including the study of lattices in Aut(๐) (see [3] and references therein). One contrast between such Lie groups and Aut(๐) is in the covolumes of lattices. A theorem of D. A. Kazhdan and G. A. Margulis [13] says that for a given connected semisimple Lie group ๐บ, there is a positive lower bound on the set of covolumes ๐(Γโ๐บ) of lattices in ๐บ. On the other hand, if ๐บ is the automorphism group of a locally ๏ฌnite regular tree, Hyman Bass and Ravi Kulkarni [2] constructed in๏ฌnite strictly ascending sequences (called towers) of lattices Γ1 < Γ2 < ⋅ ⋅ ⋅ < Γ๐ < ⋅ ⋅ ⋅ 2010 Mathematics Subject Classi๏ฌcation. Primary 20E99; Secondary 20E42, 20E08. Key words and phrases. buildings, lattices, polyhedral complexes. The second author is supported in part by NSF Grant No. 0805206. c โ2010 Topology Proceedings. 229 230 S. LIM AND A. THOMAS in ๐บ; hence, the covolumes ๐(Γ๐ โ๐บ) tend to zero. A question raised by Bass and Alexander Lubotzky ([3], Section 0.7) is to ๏ฌnd the asymptotic behavior of the number ๐ขΓ (๐) of overlattices of Γ of index ๐, that is, the number of lattices Γ′ ≤ ๐บ containing Γ with [Γ′ : Γ] = ๐, as a question analogous to the question of ๏ฌnding subgroup growth, i.e. the number of subgroups of index ๐ of a ๏ฌnitely generated group [16]. The growth of ๐ขΓ (๐) is non-trivial (that is, ๐ข(๐) > 0 for arbitrarily large ๐) if there exists a tower of lattices starting with Γ1 = Γ. In this paper, we consider the asymptotics of ๐ขΓ (๐) for Γ cocompact in the automorphism group ๐บ of a locally ๏ฌnite polyhedral complex ๐. By arguments similar to those for tree lattices [2, Theorem 6.5], for such lattices Γ, the cardinality ๐ขΓ (๐) is ๏ฌnite. ∑ Alternatively, we could also consider the asymptotics of ๐ผΓ (๐) = ๐≤๐ ๐ขΓ (๐), which are more stable, but there is a well-known way to interpret the asymptotics of ๐ผΓ (๐) via those of ๐ขΓ (๐) (see [16, Chapter 1], for example). The case where ๐ is a tree is treated by Seonhee Lim [14]. In higher dimensions, for some ๐, ๐ขΓ (๐) may have trivial growth for all cocompact lattices Γ of Aut(๐). For example, suppose ๐ is the classical Bruhat-Tits building associated to a higher-rank semisimple group ๐ข over a nonarchimedean local ๏ฌeld of characteristic 0 (for example, ๐ข = ๐๐ฟ3 (โ๐ )). Here, ๐ข has ๏ฌnite index in Aut(๐) [22] and the covolumes of lattices in ๐ข are bounded away from 0 [4]; hence, ๐ขΓ (๐) = 0 for large enough ๐. In contrast, the existence of towers is known for certain right-angled buildings (see [9] for towers of lattices for the product of two trees and [21] for towers of lattices for much more general right-angled buildings). Note also that, as in the tree case (see [10]), for a ๏ฌxed ๐ such that Aut(๐) admits a tower of lattices, the existence of a tower starting with a given lattice Γ depends on Γ (see [9] for examples of irreducible lattices Γ < Aut(๐), where ๐ is the product of two regular trees, for which the growth of ๐ขΓ (๐) is trivial). In this work we establish an upper bound on ๐ขΓ (๐) for very general ๐ (see Theorem 1.1), and a lower bound for some lattices in certain right-angled buildings ๐ (see Theorem 1.2). We note, by the previous paragraph, that there cannot be a non-trivial lower bound for general Γ and general ๐. Our proofs use covering theory COUNTING OVERLATTICES FOR POLYHEDRAL COMPLEXES 231 for complexes of groups, developed by Martin R. Bridson and Andreฬ Hae๏ฌiger in [6] and further in our article [15]. Theorem 1.1. Let ๐ be a simply connected, locally ๏ฌnite polyhedral complex and Γ ≤ Aut(๐) a cocompact lattice. Then there are positive constants ๐ถ0 and ๐ถ1 , depending only on Γ, such that for any ๐ > 1, 2 ๐ขΓ (๐) ≤ (๐ถ0 ๐)๐ถ1 log (๐) . This bound is asymptotically the same as the upper bound for tree lattices in [14]. Although the proof uses the same deep results of ๏ฌnite group theory, Bridson and Hae๏ฌiger’s [6] de๏ฌnition of covering of complexes of groups makes this bound easier to obtain than the result for trees (which uses Bass’s covering theory for graphs of groups [1]), thus giving a simpler proof of the tree case. Alternatively, we can obtain this upper bound using the upper bound for tree lattices (see section 3). The lower bound, proved in subsection 3.3, is for certain rightangled buildings. A special case of the lower bound we obtain is presented below. Theorem 1.2. Let ๐ be prime and let ๐ be a Bourdon building ๐ผ๐,2๐ (see [5]). Then there are a cocompact lattice Γ in Aut(๐) and constants ๐ถ0 and ๐ถ1 , such that for any ๐ > 0, there exists ๐ > ๐ with ๐ขΓ (๐) ≥ (๐ถ0 ๐)๐ถ1 log ๐ . The full statement, in Theorem 3.2, applies to more general rightangled buildings, including examples in arbitrarily high dimension. The proof applies the Functor Theorem of [21] to a construction for tree lattices in [14]. Theorems 1.1 and 3.2, together with the examples given above for buildings, are presently the only known behaviors for overlattice counting functions in higher dimensions. 2. Background In subsection 2.1 we describe the topology on the group ๐บ of automorphisms of a locally ๏ฌnite polyhedral complex ๐; in 2.2 we characterize cocompact lattices in ๐บ using a combinatorial normalization of Haar measure. We also recall the basic theory of complexes of groups. Subsection 2.3 states the pertinent results of [15] 232 S. LIM AND A. THOMAS on covering theory for complexes of groups. Subsection 2.4 de๏ฌnes right-angled buildings and recalls properties that we will need to prove Theorem 3.2. 2.1. Lattices in automorphism groups of polyhedral complexes Let ๐ be a connected, locally ๏ฌnite polyhedral complex, with ๏ฌrst barycentric subdivision ๐ ′ . Let ๐ (๐ ′ ) be the set of vertices of ๐ ′ , which is in bijection with the set of cells of ๐. Let Aut(๐) be the group of cellular isometries of ๐ acting without inversions on ๐, i.e., its elements ๏ฌx pointwise each cell that they preserve. The group ๐บ = Aut(๐) is naturally a locally compact group with the compact-open topology. In this topology, a subgroup Γ ≤ ๐บ is discrete if and only if it acts on ๐ with ๏ฌnite cell stabilizers. For a given cell ๐ ∈ ๐ (๐ ′ ), let Γ๐ be its stabilizer in Γ. For a given cell ๐ ∈ Γโ๐ (๐ ′ ) in a quotient complex, by abuse of notation, let us denote by โฃΓ๐ ˜โฃ the cardinality of the stabilizer of a lift ๐ ˜ of ๐ in ๐ (๐ ′ ). Note that two stabilizers of two lifts ๐ข, ๐ฃ of ๐ have the same cardinality since they are conjugate by an element of Aut(๐) sending ๐ข to ๐ฃ. Using Jean-Pierre Serre’s normalization [19] and the same arguments as for tree lattices [3, Chapter 1], it can be shown that if ๐บโ๐ is ๏ฌnite, then a discrete subgroup Γ ≤ ๐บ is a lattice (that is, ๐(Γโ๐บ) < ∞ where ๐ is left-invariant Haar measure on ๐บ) if and only if its ๐ (๐ ′ )-covolume ∑ 1 , โฃΓ ๐ ˜โฃ ′ ๐ ∈Γโ๐ (๐ ) which we will denote by Vol(Γโโ๐ (๐ ′ )), is ๏ฌnite. (Here, Γโโ๐ (๐ ′ ) denotes the quotient complex of groups of Γ which will be de๏ฌned in subsection 2.2. See the paragraph just below the de๏ฌnition of a complex of groups.) A lattice Γ is cocompact (that is, the quotient Γโ๐บ is compact) if and only if this sum has ๏ฌnitely many terms. We now normalize the Haar measure ๐ on ๐บ = Aut(๐) so that for all lattices Γ ≤ ๐บ, the covolume of Γ is ๐(Γโ๐บ) = Vol(Γโโ๐ (๐ ′ )). COUNTING OVERLATTICES FOR POLYHEDRAL COMPLEXES 2.2. 233 Complexes of groups We give here the de๏ฌnitions from Bridson and Hae๏ฌiger’s theory of complexes of groups [6] needed to state the relevant results of [15]. Let ๐ be a polyhedral complex with barycentric subdivision ๐ ′ . Let ๐ (๐ ′ ) be the set of vertices of ๐ ′ and ๐ธ(๐ ′ ) its set of edges. Each ๐ ∈ ๐ธ(๐ ′ ) corresponds to cells ๐ ⊂ ๐ of ๐ and so may be oriented from ๐ to ๐ , with ๐(๐) = ๐ and ๐ก(๐) = ๐ . Two edges ๐ and ๐ of ๐ ′ are composable if ๐(๐) = ๐ก(๐), in which case there exists an edge ๐ = ๐๐ of ๐ ′ such that ๐(๐) = ๐(๐), ๐ก(๐) = ๐ก(๐) and ๐, ๐ and ๐ form the boundary of a 2-simplex in ๐ ′ . A complex of groups ๐บ(๐ ) = (๐บ๐ , ๐๐ , ๐๐,๐ ) over a polyhedral complex ๐ is given by: (1) a group ๐บ๐ for each ๐ ∈ ๐ (๐ ′ ), called the local group at ๐; (2) a monomorphism ๐๐ : ๐บ๐(๐) → ๐บ๐ก(๐) for each ๐ ∈ ๐ธ(๐ ′ ); (3) for each pair of composable edges ๐, ๐ in ๐ ′ , a “twisting” element ๐๐,๐ ∈ ๐บ๐ก(๐) , such that Ad(๐๐,๐ ) โ ๐๐๐ = ๐๐ โ ๐๐ where Ad(๐๐,๐ ) is conjugation by ๐๐,๐ in ๐บ๐ก(๐) , and for each triple of composable edges ๐, ๐, ๐, the following cocycle condition holds ๐๐ (๐๐,๐ )๐๐,๐๐ = ๐๐,๐ ๐๐๐,๐ . Similar to Bass-Serre theory of graphs of groups, if Γ is a lattice in the automorphism group Aut(๐) of a connected, locally ๏ฌnite polyhedral complex ๐, then we can de๏ฌne a quotient complex of groups Γโโ๐ (๐ ′ ), by taking the quotient complex Γโ๐ (๐) as the base polyhedral complex ๐ , the stabilizer Γ๐ ˜ of any lift ๐ ˜ of ๐ ∈ Γโ๐ (๐ ′ ) for the local group at ๐ , and the injection followed by a suitable conjugation โ๐ (sending ๐(๐) to ๐ก(๐)) for the monomorphism ๐๐ for each ๐ ∈ ๐ธ(๐ ′ ), and elements ๐๐,๐ = โ๐ โ๐ โ−1 ๐๐ . We denote this complex of groups by Γโโ๐ (๐ ′ ). Let ๐บ(๐ ) = (๐บ๐ , ๐๐ , ๐๐,๐ ) and ๐ป(๐) = (๐ป๐ , ๐๐′ , ๐๐′ ,๐′ ) be complexes of groups over polyhedral complexes ๐ and ๐, respectively. Let ๐ : ๐ ′ → ๐ ′ be a simplicial map sending vertices to vertices and edges to edges (such an ๐ is nondegenerate). A morphism ๐ : ๐บ(๐ ) → ๐ป(๐) over ๐ : ๐ ′ → ๐ ′ consists of (1) a homomorphism ๐๐ : ๐บ๐ → ๐ป๐ (๐) for each ๐ ∈ ๐ (๐ ′ ), and 234 S. LIM AND A. THOMAS (2) an element ๐(๐) ∈ ๐ป๐ก(๐ (๐)) for each ๐ ∈ ๐ธ(๐ ′ ), such that Ad(๐(๐)) โ ๐๐ (๐) โ ๐๐(๐) = ๐๐ก(๐) โ ๐๐ , where Ad(๐(๐))(๐) = ๐(๐)๐๐(๐)−1 , and for all pairs of composable edges (๐, ๐) in ๐ธ(๐ ′ ), ๐๐ก(๐) (๐๐,๐ )๐(๐๐) = ๐(๐)๐๐ (๐) (๐(๐))๐๐ (๐),๐ (๐) . If ๐ is an isomorphism of simplicial complexes and each ๐๐ is an isomorphism of groups, then the morphism ๐ is an isomorphism. A morphism of complexes of groups ๐ : ๐บ(๐ ) → ๐ป(๐) is a covering if (1) each ๐๐ is injective, and (2) for each ๐ ∈ ๐ (๐ ′ ) and ๐ ∈ ๐ธ(๐ ′ ) such that ๐ก(๐) = ๐ (๐) = ๐ , the map โ ๐บ๐ /๐๐ (๐บ๐(๐) ) → ๐ป๐ /๐๐ (๐ป๐(๐) ) ๐∈๐ −1 (๐),๐ก(๐)=๐ induced by ๐ 7→ ๐๐ (๐)๐(๐) is a bijection. An isomorphism of complexes of groups is clearly a covering. From condition (2) above in the de๏ฌnition of covering and the connectedness of ๐ ′ , if the value of ∑ โฃ๐ป๐(๐) โฃ ∑ โฃ๐ป๐ โฃ = ๐ := โฃ๐บ๐ โฃ โฃ๐บ๐(๐) โฃ −1 −1 ๐∈ ๐ (๐ ) ๐∈๐ (๐) is ๏ฌnite, it is independent of the vertex ๐ and the edge ๐. A covering of complexes of groups with the above ๐ is said to be ๐-sheeted. Any action (without inversions) by a group ๐บ on a polyhedral complex ๐ induces a complex of groups over the quotient ๐บโ๐, which is unique up to isomorphism of complexes of groups. A complex of groups is developable if it is isomorphic to a complex of groups induced by an action. Bridson and Hae๏ฌiger [6] proved that a certain local condition, called nonpositive curvature, of a complex of groups ๐บ(๐ ) ensures developability. To de๏ฌne this, for some ๐ ≤ 0, each cell of ๐ must be equipped with a Riemannian metric of constant sectional curvature ๐ . For each vertex ๐ of ๐ ′ , there is a simplicial complex called the local development at ๐, which is de๏ฌned combinatorially using the local groups of ๐บ(๐ ) at ๐ and neighboring vertices. Gromov’s Link Condition (see [6]) implies that if, for each ๐ ∈ ๐ (๐ ′ ), the link of COUNTING OVERLATTICES FOR POLYHEDRAL COMPLEXES 235 the local development at ๐ is CAT(1), then ๐บ(๐ ) is nonpositively curved. In particular, if dim(๐ ) = 2, then the link of the local development at each ๐ ∈ ๐ (๐ ′ ) is a metric graph, and ๐บ(๐ ) is nonpositively curved if and only if each of these links contains no circuits of length < 2๐. The fundamental group ๐1 (๐บ(๐ ), ๐ ) of a complex of groups ๐บ(๐ ) is de๏ฌned with respect to a choice of maximal tree ๐ in the 1skeleton of ๐ ′ , so that if ๐ is simply connected and all twisting elements ๐๐,๐ are trivial, then ๐1 (๐บ(๐ ), ๐ ) is isomorphic to the direct limit of the family of groups ๐บ๐ and monomorphisms ๐๐ . If a complex of groups ๐บ(๐ ) is developable, then its universal cover ๐ท(๐บ(๐ ), ๐ ) is a connected, simply-connected polyhedral complex. Di๏ฌerent choices of trees ๐ result in isometric universal covers. The universal cover is equipped with a natural action of ๐1 (๐บ(๐ ), ๐ ), so that the complex of groups induced by the action of the fundamental group on the universal cover ๐ท(๐บ(๐ ), ๐ ) is canonically isomorphic to ๐บ(๐ ). Let ๐บ(๐ ) be a developable complex of groups with fundamental group Γ and universal cover ๐. We say that ๐บ(๐ ) is faithful if Γ acts faithfully on ๐, in which case Γ may be regarded as a subgroup of Aut(๐). In this case, by subsection 2.1, Γ is a cocompact lattice in Aut(๐) if and only if all local groups of ๐บ(๐ ) are ๏ฌnite and ๐ is a ๏ฌnite polyhedral complex. 2.3. Covering theory for complexes of groups To count overlattices, we use several results from our previous paper [15], which we recall in this subsection. The main result, Theorem 2.1, gives a one-to-one correspondence between isomorphism classes of coverings of complexes of groups and overlattices. Theorem 2.1. Let ๐ be a simply connected, locally ๏ฌnite polyhedral complex, and let Γ be a cocompact lattice in Aut(๐) (acting without inversions) which induces a complex of groups ๐บ(๐ ) over ๐ = Γโ๐. Then there is a bijection between the set of overlattices of Γ of index ๐ (acting without inversions) and the set of isomorphism classes of ๐-sheeted coverings of faithful developable complexes of groups by ๐บ(๐ ). The de๏ฌnition of isomorphism of coverings is given at the end of this subsection. 236 S. LIM AND A. THOMAS We will need Proposition 2.2, which gives su๏ฌcient conditions for a developable complex of groups ๐บ(๐ ) to be faithful. For any choice of tree ๐ in the 1-skeleton on ๐ ′ , there is a canonical morphism of complexes of groups ๐๐ : ๐บ(๐ ) → ๐1 (๐บ(๐ ), ๐ ) which is injective on each local group ๐บ๐ (here, the group ๐1 (๐บ(๐ ), ๐ ) is considered as a complex of groups over a single vertex). Proposition 2.2. Let ๐บ(๐ ) be a developable complex of groups over a connected polyhedral complex ๐. Choose a maximal tree ๐ in the 1-skeleton of ๐ ′ , and identify each local group ๐บ๐ with its image in ๐1 (๐บ(๐ ), ๐ ) under ๐๐ . Let ๐๐ = ker(๐1 (๐บ(๐ ), ๐ ) → ๐ท(๐บ(๐ ), ๐ )). Then (1) ๐๐ is a vertex subgroup, that is, ๐๐ ≤ ๐บ๐ for each ๐ ∈ ๐ (๐ ′ ). (2) ๐๐ is ๐ -invariant, that is, ๐๐ (๐๐ ) = ๐๐ for each ๐ ∈ ๐ธ(๐ ′ ). (3) ๐๐ is normal, that is, ๐๐ โด ๐บ๐ for each ๐ ∈ ๐ (๐ ′ ). (4) ๐๐ is maximal: if ๐๐′ is another ๐ -invariant normal vertex subgroup, then ๐๐′ ≤ ๐๐ . The following result appears as Proposition 2.5 in [15], where the induced maps Λ๐1 ,๐2 and ๐ฟ๐๐1 ,๐2 are explicitly de๏ฌned. Proposition 2.3. Let ๐ : ๐บ(๐1 ) → ๐บ(๐2 ) be a covering of complexes of groups over a nondegenerate simplicial map ๐ : ๐1′ → ๐2′ , where ๐1 and ๐2 are connected polyhedral complexes. Assume ๐บ(๐1 ) and ๐บ(๐2 ) are developable. For any maximal trees ๐1 and ๐2 in the 1-skeletons of ๐1′ and ๐2′ , respectively, there is an induced monomorphism of fundamental groups Λ๐1 ,๐2 : ๐1 (๐บ(๐1 ), ๐1 ) → ๐1 (๐บ(๐2 ), ๐2 ) and a Λ๐1 ,๐2 -equivariant isomorphism of universal covers ๐ฟ๐๐1 ,๐2 : ๐ท(๐บ(๐1 ), ๐1 ) → ๐ท(๐บ(๐2 ), ๐2 ). Proposition 2.3 is used to de๏ฌne an isomorphism of coverings as follows. Let ๐ : ๐บ(๐1 ) → ๐บ(๐2 ) and ๐′ : ๐บ(๐1 ) → ๐บ(๐3 ) be COUNTING OVERLATTICES FOR POLYHEDRAL COMPLEXES 237 coverings of developable complexes of groups over connected polyhedral complexes. We say that ๐ and ๐′ are isomorphic coverings if, for any choice of maximal trees ๐1 , ๐2 , and ๐3 in ๐1 , ๐2 , and ๐3 , respectively, there exists an isomorphism ๐′′ : ๐บ(๐2 ) → ๐บ(๐3 ) of complexes of groups such that the diagram of induced isomorphisms of universal covers commutes, that is, ′′ ′ ๐ฟ๐๐2 ,๐3 โ ๐ฟ๐๐1 ,๐2 = ๐ฟ๐๐1 ,๐3 . 2.4. Right-angled buildings We recall the de๏ฌnition and some properties of right-angled buildings for which we obtain a nontrivial lower bound in Theorem 3.2. This class of buildings contains not only right-angled hyperbolic buildings, but also some Euclidean buildings (which are not classical Bruhat-Tits buildings). We mostly follow [7]. Recall that a Coxeter system (๐, ๐) is a group ๐ with presentation ๐ = โจ ๐ โฃ (๐ ๐ก)๐๐ ๐ก = 1 for all ๐ , ๐ก ∈ ๐ โฉ where ๐๐ ๐ = 1 for all ๐ ∈ ๐ and ๐๐ ๐ก ∈ {2, 3, . . .} ∪ {∞} for ๐ โ= ๐ก in ๐, with ๐๐ ๐ก = ∞ meaning that the element ๐ ๐ก has in๏ฌnite order. A Coxeter system is right-angled if for all ๐ , ๐ก ∈ ๐ with ๐ โ= ๐ก, ๐๐ ๐ก ∈ {2, ∞}. For any Coxeter system (๐, ๐) there is a locally ๏ฌnite simplicial complex Σ, called the Davis complex for (๐, ๐), on which ๐ acts properly discontinuously and cocompactly by isometries. The de๏ฌnition is as follows. A subset ๐ of ๐ is called spherical if the subgroup ๐๐ ≤ ๐ generated by elements of ๐ is a ๏ฌnite subgroup. The poset ๐ฎ>๐ of all nonempty spherical subsets, as an abstract simplicial complex, is called the nerve for (๐, ๐). Let ๐พ be the cone on the barycentric subdivision of the nerve ๐ฟ for (๐, ๐). Write ๐ฎ for the set of subsets ๐ ⊂ ๐ such that the subgroup ๐๐ of ๐ generated by ๐ is ๏ฌnite. By convention, ๐∅ = 1. There is then a one-to-one correspondence between the vertices of ๐พ and the types ๐ ∈ ๐ฎ, with the cone point having type ∅. For each ๐ ∈ ๐, let ๐พ๐ be the closed star of the vertex {๐ } in the barycentric subdivision of ๐ฟ. In other words, it is the union of simplices of ๐ฟ containing ๐ . We call ๐พ๐ the ๐ -mirror of ๐พ. For 238 S. LIM AND A. THOMAS each ๐ฅ ∈ ๐พ, put ๐(๐ฅ) = {๐ ∈ ๐ โฃ ๐ฅ ∈ ๐พ๐ }. Then the Davis complex Σ is de๏ฌned by Σ := (๐ × ๐พ)/ ∼ where (๐ค, ๐ฅ) ∼ (๐ค′ , ๐ฅ′ ) if and only if ๐ฅ = ๐ฅ′ and ๐ค−1 ๐ค′ ∈ ๐๐(๐ฅ) . The natural ๐ -action on ๐ × ๐พ induces a ๐ -action on Σ with strict fundamental domain ๐พ. This ๐ -action preserves types, so each vertex of Σ has type some ๐ ∈ ๐ฎ. The Davis complex Σ may be equipped with a standard piecewise Euclidean metric, so that it is a CAT(0) space, and conditions on (๐, ๐) are known for when Σ may be equipped with a standard piecewise hyperbolic metric, so that it is CAT(−1) (see [7]). From now on we assume that Σ is equipped with one of these standard metrics. De๏ฌnition 2.4. Let (๐, ๐) be a right-angled Coxeter system. A right-angled building of type (๐, ๐) is a polyhedral complex ๐, equipped with a maximal family of subcomplexes, called apartments. Each apartment is polyhedrally isometric to the Davis complex Σ for (๐, ๐), and the copies of ๐พ in ๐ are called chambers. The apartments and chambers of ๐ satisfy the axioms (1) any two chambers of ๐ are contained in a common apartment; and (2) given any two apartments Σ and Σ′ of ๐, there is an isometry Σ → Σ′ which ๏ฌxes the intersection Σ ∩ Σ′ . Note that ๐, although a building, is not, in general, isomorphic to any classical Bruhat-Tits building for an algebraic group over a nonarchimedean local ๏ฌeld. Each vertex of a right-angled building ๐ has a type ๐ ∈ ๐ฎ, induced by the types of vertices of its apartments, and any copy of an ๐ -mirror ๐พ๐ of a chamber ๐พ in ๐ will be called an ๐ -mirror of ๐. For ๐ ∈ ๐, an {๐ }-residue of ๐ is a connected subcomplex consisting of all chambers which meet a given ๐ -mirror of ๐. A right-angled building ๐ is regular if for each ๐ ∈ ๐, there is a cardinality ๐๐ ≥ 2 such that every {๐ }-residue of ๐ contains exactly ๐๐ chambers. We will refer to a regular right-angled building of type (๐, ๐) as a building of type (๐, ๐) and parameters {๐๐ }๐ ∈๐ . COUNTING OVERLATTICES FOR POLYHEDRAL COMPLEXES 239 The following result classi๏ฌes regular right-angled buildings and will be used in the proof of Theorem 3.2 below. Theorem 2.5 (Proposition 1.2, [12]). Let (๐, ๐) be a right-angled Coxeter system and {๐๐ }๐ ∈๐ a family of cardinalities (๐๐ ≥ 2). Choose the type of standard metric on the Davis complex Σ for (๐, ๐), either piecewise Euclidean or (if possible) piecewise hyperbolic. Then there exists a unique (up to isometry) building ๐ of type (๐, ๐), with the given standard metric, such that for each ๐ ∈ ๐, the {๐ }-residue of ๐ has cardinality ๐๐ . The result in the 2-dimensional case (with hyperbolic metric) is due to M. Bourdon [5]. According to [12, p. 139], Theorem 2.5 was proved by M. Globus, and was known to M. Davis, T. Januszkiewicz, and J. Sฬwiaฬงtkowski. For example, let (๐, ๐) be the Coxeter system generated by re๏ฌections in the sides of a regular right-angled hyperbolic ๐-gon ๐ (with ๐ ≥ 5). The Davis complex Σ for (๐, ๐) may then be equipped with the standard piecewise hyperbolic metric, and with this metric is isometric to the barycentric subdivision of the tesselation of the hyperbolic plane by copies of the regular polygon ๐ . An example of a regular building of type (๐, ๐) is (the barycentric subdivision of) Bourdon’s building ๐ = ๐ผ๐,๐ in which every 2-cell is a copy of the ๐-gon ๐ , and there are ๐ copies of ๐ glued around each 1-cell of ๐, with ๐ ≥ 2. 3. Proof of main results We prove ๏ฌrst the upper bound of Theorem 1.1 and conclude with the proof for the lower bound for right-angled buildings. 3.1. Upper bound We now prove the upper bound of Theorem 1.1, stated in the introduction, using the bijection between overlattices and coverings given in Theorem 2.1. We will also use the following deep results of ๏ฌnite group theory. ∏ Suppose ๐บ is a group of order ๐ = ๐ก๐=1 ๐๐๐ ๐ (๐๐ are distinct primes, i.e., ๐๐ are maximal) and let ๐(๐) = max{๐๐ }. By results of Andrea Lucchini [17], Robert M. Guralnick [11], and Charles C. Sims [20], the minimal number ๐(๐บ) of generators of ๐บ is bounded above by ๐(๐) + 1. By work of L. Pyber [18] and Sims [20], there 240 S. LIM AND A. THOMAS is also an upper bound on the number ๐ (๐) of isomorphism classes of groups of order ๐: ๐ (๐) ≤ ๐๐(๐) , 2 where ๐(๐) = 27 ๐(๐)2 + 12 ๐5/3 (๐) + 75๐(๐) + 16. Now let Γ be a cocompact lattice in ๐บ, the automorphism group of a simply connected, locally ๏ฌnite polyhedral complex ๐. Fix a quotient complex of groups ๐บ(๐ ) induced by the action of Γ on ๐. By Theorem 2.1, we need to count only the number of isomorphism classes of coverings of faithful developable complex of groups by ๐บ(๐ ). From the de๏ฌnition of covering, as ๐ is a ๏ฌnite polyhedral complex, there exist only ๏ฌnitely many polyhedral complexes ๐ such that a covering (of any number of sheets) may be de๏ฌned over a simplicial map ๐ : ๐ ′ → ๐ ′ (since ๐ must be surjective). Let ๐ be the number of such lattices. Note that ๐ is the number of all possible ๐’s and that for each ๏ฌxed ๐, the number of possible ๐’s for which there is a covering ๐บ(๐ ) → ๐ป(๐) of index ๐ is bounded above by ๐ . Now let us count the number of isomorphism classes of ๐-sheeted coverings of complexes of groups ๐ : ๐บ(๐ ) → ๐ป(๐) = (๐ป๐ , ๐๐′ , ๐๐′ ,๐′ ) over morphisms ๐ : ๐ → ๐, where ๐ is ๏ฌxed. Note that some of the complexes of groups de๏ฌned on ๐ might result in isomorphic coverings; thus, our counting is valid only as an upper bound. For ๐ ∈ ๐ (๐ ′ ), let ๐๐ = โฃ๐บ๐ โฃ, and for ๐ ∈ ๐ (๐ ′ ), let โ โ−1 ∑ โ . ๐๐ = โ ๐−1 ๐ ๐∈๐ −1 (๐ ) By the de๏ฌnition of an ๐-sheeted covering, the cardinality โฃ๐ป๐ โฃ is equal to ๐๐๐ . Let ๐0 = โฃ๐ (๐ ′ )โฃ ≥ โฃ๐ (๐ ′ )โฃ and ๐1 = โฃ๐ธ(๐ ′ )โฃ ≥ โฃ๐ธ(๐ ′ )โฃ. Let us ๏ฌrst count the ∏ number of possible complexes of groups ๐ป(๐). There are at most ๐ ∈๐ (๐ ′ ) (โฃ๐ป๐ โฃ)๐(โฃ๐ป๐ โฃ) isomorphism classes ∏ of groups ๐ป๐ . There are at most ๐∈๐ธ(๐ ′ ) (โฃ๐ป๐ก(๐) โฃ)๐(โฃ๐ป๐(๐) โฃ)+1 monomorphisms ๐๐ : ๐ป๐(๐) → ๐ป๐ก(๐) ∏ determined by ๐1the images of generators of ๐ป๐(๐) , and at most ๐∈๐ธ(๐ ′ ) (โฃ๐ป๐ก(๐) โฃ) twisting elements ๐๐′ ,๐′ . Now for a given complex of groups ๐ป(๐), we count the number of possible coverings determined by local maps ๐๐ and elements COUNTING OVERLATTICES FOR POLYHEDRAL COMPLEXES 241 ∏ ๐(๐). There are at most ๐∈๐ (๐ ′ ) (โฃ๐ป๐(๐) โฃ)๐(๐๐ )+1 monomorphisms ∏ ๐๐ : ๐บ๐ → ๐ป๐(๐) and at most ๐∈๐ธ(๐ ′ ) โฃ๐ป๐ก(๐(๐)) โฃ choices for the ๐(๐). Let ๐ = max๐∈๐ (๐ ′ ) max{๐๐ , ๐๐(๐) } and ๐ = ๐(๐ ๐). The number ๐ขΓ (๐) is at most the product of the number of isomorphism classes of groups ๐ป๐ , the number of monomorphisms ๐๐ , the number of twisting elements ๐๐′ ,๐′ , the number of local maps ๐๐ , and the number of elements ๐(๐). Combining all the estimates above, we get the following upper bound for ๐ขΓ (๐): ๐ขΓ (๐) ≤ ๐ Π๐ ∈๐ ๐ ′ (๐๐ ๐)๐(๐๐ ๐) Π๐∈๐ธ๐ ′ (๐๐ก(๐) ๐)๐(๐๐(๐) ๐)+1+๐1 Π๐∈๐ ๐ ′ (๐๐(๐) ๐)๐(๐๐ )+1 Π๐∈๐ธ๐ ′ ๐๐ก(๐(๐)) ๐ ≤ ๐ (๐ ๐)๐0 ๐(๐ ๐)+๐1 (๐(๐ ๐)+๐1 +1)+๐0 (๐(๐ )+1)+๐1 2 ′ 2 ≤ ๐ (๐ ๐)๐ถ1 ๐(๐ ๐) ≤ (๐ถ0 ๐)๐ถ1 (log ๐) where ๐ถ0 = ๐ ๐ , ๐ถ1 = ๐0 (2/27+1/2+75+16+1+1)+๐1 (1+๐1 +2), and ๐ถ1′ = 4๐ถ1 (๐(๐ ) + 1)2 . Note that the last inequality comes from the fact that ๐(๐ ๐) ≤ ๐(๐ ) + ๐(๐) ≤ (๐(๐ ) + 1)2 log ๐. (Here, log denotes the natural log.) This completes the proof of Theorem 1.1. โก Remark 3.1. (1.) The leading term comes from the number of isomorphism classes of local groups ๐ป๐ . More careful counting of other morphisms or twisting elements does not change the asymptotics of the upper bound. (2.) We do not insist on the complex of groups ๐ป(๐) being faithful or developable, which indicates that a better general upper bound might be obtained. However, the faithfulness condition seems to translate into a hard question in ๏ฌnite group theory. For example, in David M. Goldschmidt’s deep result [10], the ๏ฌnite number of amalgams comes from faithfulness of certain graphs of groups. Indeed, the Goldschmidt-Sims Conjecture (the analogue of [10] for more general amalgams) has been open for several decades. (3.) Here is an alternative proof of Theorem 1.1, using the upper bound in [14]. Let ๐ and Γ be as in Theorem 1.1. Let ๐ (1) be the 1-skeleton ˜ (1) of ๐, ๐ = ๐1 (๐ (1) , ⋅) its (free) fundamental group, and ๐ = ๐ its universal covering tree. There is a short exact sequence 1 → ๐ → ๐ป = ๐ Aut(๐) → Aut(๐) → 1, 242 S. LIM AND A. THOMAS and an action of ๐ป on the tree ๐ , giving rise to an embedding ๐ป < Aut(๐ ). The group Γ๐ < ๐ป < Aut(๐ ) is a uniform lattice in ๐ป; thus, the number of overlattices of Γ < Aut(๐) is bounded by the number of overlattices of Γ๐ in Aut(๐ ). Note that to prove the upper bound for tree overlattices in [14], standard Bass-Serre theory does not su๏ฌce, and similar results to those given in subsection 2.3 had to be proved. Therefore, given the results in [15], this alternative proof roughly amounts to our main proof. 3.2. Lower bound for right-angled buildings We now prove Theorem 3.2 below, a special case of which was stated as Theorem 1.2 in the introduction. This theorem gives a lower bound on the number of overlattices of a particular lattice for certain right-angled buildings. See subsection 2.4 for de๏ฌnitions. Theorem 3.2. Let ๐ be a regular right-angled building of type (๐, ๐) and parameters {๐๐ }๐ ∈๐ . Assume that for some ๐ก, ๐ก′ ∈ ๐, with ๐ก โ= ๐ก′ , (1) ๐๐ก = ๐๐ก′ = 2๐ where ๐ is prime; and (2) ๐๐ก๐ก′ = ∞. Then there is a cocompact lattice Γ in Aut(๐), acting without inversions, such that for ๐ = ๐๐ and ๐ ≥ 3, 1 ๐ขΓ (๐) ≥ ๐ 2 (๐−3) . Let ๐ be as in Theorem 3.2. Let ๐2๐ be the 2๐-regular tree. In [14], Lim constructed many non-isomorphic coverings of faithful graphs of groups with universal cover ๐2๐ , as sketched in Figure 1. α1 Z/pZ {1} G H α2 Figure 1. Coverings of faithful graphs of groups with universal cover ๐2๐ COUNTING OVERLATTICES FOR POLYHEDRAL COMPLEXES 243 Let Γ2๐ < Aut(๐2๐ ) be the cocompact lattice which is the fundamental group of the left-hand graph of groups in Figure 1. The 1 lower bound obtained from these constructions is ๐ขΓ2๐ (๐) ≥ ๐ 2 (๐−3) , for ๐ = ๐๐ and ๐ ≥ 3. To obtain the same lower bound for overlattices of a certain cocompact lattice Γ in Aut(๐), we ๏ฌrst take the “double cover” of the graphs of groups in Figure 1, as shown in Figure 2. A0 = Z/pZ {1} {1} Z/pZ α1 H α2 A=G G α2 H α1 Figure 2. “Double cover” of graphs of groups in Figure 1 We now carry out a special case of the Functor Theorem of [21], for the graphs of groups ๐ธ0 and ๐ธ in Figure 2. The idea is to “fatten up” these graphs of groups to obtain complexes of groups ๐บ0 (๐ ) and ๐บ(๐ ), respectively, so that the fundamental group Γ of ๐บ0 (๐ ) is a cocompact lattice in Aut(๐) and the fundamental group of ๐บ(๐ ) is an overlattice of Γ. Let ๐ด be the graph underlying both of the graphs of groups in Figure 2. Let ๐พ be the cone on the barycentric subdivision of the nerve for (๐, ๐), as described in subsection 2.4. Note that since ๐๐ก๐ก′ = ∞, the ๐ก- and ๐ก′ -mirrors of ๐พ are disjoint. Let ๐พ 1 and ๐พ 2 be two copies of ๐พ. Glue together, preserving types, the ๐ก-mirrors of ๐พ 1 and ๐พ 2 , and similarly with the ๐ก′ -mirrors. Denote by ๐ the resulting polyhedral complex. The vertices of ๐ have well-de๏ฌned types ๐ ∈ ๐ฎ, induced by the types of the vertices of ๐พ 1 and ๐พ 2 . The edges of ๐ are then naturally oriented, so that an edge ๐ of ๐ joining vertices of types ๐, ๐ ′ ∈ ๐ฎ has ๐(๐) of type ๐ and ๐ก(๐) of type ๐ ′ if and only if ๐ โ ๐ ′ . Composable edges may then also be de๏ฌned, and thus we may de๏ฌne a complex of groups over ๐ (without ๏ฌrst taking the barycentric subdivision). Choose an identi๏ฌcation of the two vertices of the graph ๐ด with the vertices of ๐ of types {๐ก} and {๐ก′ } and of the two edges of ๐ด with the two vertices of ๐ of type ∅. An example is sketched on the left of Figure 3, which shows the complex ๐, and the types of 244 S. LIM AND A. THOMAS its vertices, for ๐พ the barycentric subdivision of a regular rightangled hyperbolic hexagon with ๐พ๐ก and ๐พ๐ก′ on opposite sides of the hexagon. Y = {s1 , s2 } {t, s1 } {s1 } {s1 } {t} {t, s4 } ∅ {s2 } {s2 } ∅ H × Gs 1 × Gs 2 G(Y ) = H × Gs 1 H × Gs2 H × Gs 1 H × Gs 2 G × Gs 1 G × Gs 2 H {t! , s2 } {t! } G G H {s4 } {s } {t! , s3 } 3 {s3 } {s4 } G × Gs 4 {s3 , s4 } G × Gs 3 H × Gs4 H × Gs3 H × Gs 4 H × Gs 3 H × Gs 3 × Gs 4 Figure 3. The space ๐ and the complex of groups ๐บ(๐ ) We now explain how ๐ธ induces a complex of groups ๐บ(๐ ) over ๐. The construction for ๐ธ0 is similar. First, ๏ฌx the local groups ๐บ and ๐ป induced by the identi๏ฌcation of the vertices and edges of ๐ด with certain vertices of ๐. Each of the monomorphisms ๐ผ๐ : ๐ป → ๐บ in ๐ธ then induces a monomorphism ๐๐ along an edge ๐ of ๐ with ๐(๐) of type ∅ and ๐ก(๐) of type either {๐ก} or {๐ก′ }. To assign the remaining local groups and monomorphisms in ๐บ(๐ ), for each ๐ ∈ ๐, let ๐บ๐ be a group of order ๐๐ . Let ๐ ∈ ๐ฎ. If ๐ contains neither ๐ก nor ๐ก′ , then the local group at the two vertices of ๐ of type ๐ is ∏ ๐ป× ๐บ๐ . ๐ ∈๐ The monomorphisms between such local groups are natural inclusions. Now suppose ๐ contains one of ๐ก and ๐ก′ . (Since ๐๐ก๐ก′ = ∞ and ๐๐ is ๏ฌnite, ๐ cannot contain both ๐ก and ๐ก′ .) Without loss of generality, suppose ๐ contains ๐ก. Then the unique vertex of type ๐ in ๐ is contained in the glued ๐ก-mirror, and we assign the local group at this vertex to be ∏ ๐บ× ๐บ๐ . ๐ ∈๐,๐ โ=๐ก 1 COUNTING OVERLATTICES FOR POLYHEDRAL COMPLEXES 245 The monomorphism from ๐บ (the local group at the vertex of ๐ of type {๐ก}) to this local group is inclusion onto the ๏ฌrst factor. For each ๐ ′ ⊂ ๐ with ๐ก ∈ ๐ ′ , the monomorphism ∏ ∏ ๐บ× ๐บ๐ → ๐บ × ๐บ๐ ๐ ∈๐ ′ ,๐ โ=๐ก ๐ ∈๐,๐ โ=๐ก ๐′ is the natural inclusion. For each ⊂ ๐ with ๐ก โ∈ ๐ ′ , the monomorphism ∏ ∏ ๐ป× ๐บ๐ → ๐บ × ๐บ๐ ๐ ∈๐ ′ ๐ ∈๐,๐ โ=๐ก is a monomorphism ๐ผ๐ : ๐ป → ๐บ from the graph of groups ๐ธ on the ๏ฌrst factor, with ๐ = 1, 2 chosen so that all triangles of monomorphisms commute, and natural inclusions on the other factors. Put all ๐๐,๐ = 1, and we have a complex of groups ๐บ(๐ ). See the right of Figure 3 for an example. Let ๐บ0 (๐ ) be the complex of groups induced in the same way by ๐ธ0 . We now show that ๐บ0 (๐ ) and ๐บ(๐ ) have nonpositive curvature and are thus developable, and that they have universal cover the regular right-angled building ๐. For this, we claim ๏ฌrst that the link of each vertex of ๐บ0 (๐ ) of type ๐ in its local development is the join of โฃ๐ โฃ sets of points of cardinalities, respectively ๐๐ , ๐ ∈ ๐ . The only vertices where this requires some care are those of type ๐ where ๐ contains either ๐ก or ๐ก′ ; here there are two collections of cosets of the trivial group {1} in โค/๐โค (or of ๐ป in ๐บ for ๐บ(๐ )), each of cardinality ๐, and since ๐๐ก = ๐๐ก′ = 2๐, the claim follows. For example, in Figure 3, the local development at the vertex of type ๐ = {๐ก, ๐ 1 } is the (barycentric subdivision of) the complete bipartite graph ๐พ๐๐ 1 ,๐๐ก ; the cosets in ๐บ × ๐บ๐ 1 of ๐บ contribute ๐๐ 1 vertices, and the cosets in ๐บ × ๐บ๐ 1 of the two copies of ๐ป × ๐บ๐ 1 contribute ๐๐ก = 2๐ vertices. With the standard piecewise Euclidean metric on ๐พ, which induces a metric on ๐ , it follows by Gromov’s Link Condition that ๐บ0 (๐ ) and ๐บ(๐ ) have nonpositive curvature and are thus developable. The universal cover of ๐บ0 (๐ ) and of ๐บ(๐ ) is a building of type (๐, ๐) (see [8, Section 3.3]), and by construction it is regular. Theorem 2.5 then implies that the universal cover of ๐บ0 (๐ ) and of ๐บ(๐ ) is the unique regular right-angled building ๐ of type (๐, ๐) and parameters {๐๐ }. Hence, ๐บ0 (๐ ) and ๐บ(๐ ) are developable complexes of groups with universal cover ๐. 246 S. LIM AND A. THOMAS By construction, every covering, as in Figure 2, induces a covering of complexes of groups ๐บ0 (๐ ) → ๐บ(๐ ). Recall that the graphs of groups in [14] are faithful because there is no nontrivial subgroup of ๐ป whose images in ๐บ under ๐ผ1 and ๐ผ2 are the same. This condition implies that there is no nontrivial group ๐๐ satisfying the conditions in Proposition 2.2; thus, each ๐บ(๐ ) is faithful. Moreover, in Lim’s construction, distinct coverings of the form in Figure 1 are non-isomorphic because the vertex and edge groups ๐บ and ๐ป are non-isomorphic; thus, they induce non-isomorphic coverings ๐บ0 (๐ ) → ๐บ(๐ ). By Theorem 2.1, this completes the proof. โก Acknowledgments. We are grateful to Freฬdeฬric Paulin and Benson Farb for their constant help, advice and encouragement. We also thank Yale University and the University of Chicago for supporting mutual visits which enabled this work, and Karen Vogtmann for advice on this manuscript. References [1] Hyman Bass, Covering theory for graphs of groups, J. Pure Appl. Algebra 89 (1993), no. 1-2, 3–47. [2] Hyman Bass and Ravi Kulkarni, Uniform tree lattices, J. Amer. Math. Soc. 3 (1990), no. 4, 843–902. [3] Hyman Bass and Alexander Lubotzky, Tree Lattices. Progress in Mathematics, 176. 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(Basel) 53 (1989), no. 4, 313–317. [18] L. Pyber, Enumerating ๏ฌnite groups of given order, Ann. of Math. (2) 137 (1993), no. 1, 203–220. [19] Jean-Pierre Serre, Cohomologie des groupes discrets, in Prospects in Mathematics. Annals of Mathematics Studies, No. 70. Princeton, N.J.: Princeton Univ. Press, 1971. 77–169 [20] Charles C. Sims, Enumerating ๐-groups, Proc. London Math. Soc. (3) 15 (1965), 151–166. [21] Anne Thomas, Lattices acting on right-angled buildings, Algebr. Geom. Topol. 6 (2006), 1215–1238 [22] Jacques Tits, Buildings of Spherical Type and Finite BN-Pairs. Lecture Notes in Mathematics, Vol. 386. Berlin-New York: Springer-Verlag, 1974. (Lim) Department of Mathematical Sciences; Seoul National University; Seoul, Korea 151-747 E-mail address: slim@snu.ac.kr (Thomas) Mathematical Institute; University of Oxford; 24-29 St Giles’; Oxford OX1 3LB United Kingdom E-mail address: anne.thomas@maths.ox.ac.uk