GUIDELINES for writing ACADEMIC PAPERS Preamble: Why write papers? What is meant by a (pro)seminar paper? A paper is a demonstration to the writer him/herself and the reader(s) that they are interested in and capable of academic work. A well written paper shows that the writer demonstrates: 1. Good thinking skills, and is able to describe their thought processes logically and clearly. Good writing results from good thinking. 2. Interest in, and a comprehending, critical response to literary or cultural texts/artefacts (of all kinds) or a lively investigation of a linguistic phenomenon. Papers are a kind of cross-examination of an idea, putting something to the test, or proving a point. 3. Capacity to carry out founded research by referring to scholarly work, dealing with new information and other people’s ideas and finding supporting and convincing evidence. 4. Ability to organise and structure thoughts, arguments and evidence and express these clearly. A reader wants to see the development of a writer’s thoughts, analysis and discussion, NOT a simple regurgitation of facts or other people’s opinions. 5. Ability to arouse and keep readers’ interest, maybe even coming up with new ideas or a new approach to the topic (the latter would apply more to a thesis). Types of paper: 1) discursive/analytical/argumentative (most likely to be in literature/culture studies) 2) empirical/descriptive (most likely in areas such as linguistics). the area of The difference between PS/SE papers and theses are in their length and complexity. A PS paper is more like a long essay where some research has been undertaken. A SE paper is more detailed and is dealt with in greater depth. A thesis is a much longer investigation requiring more primary material, more research, which includes finding out about the status quo of the topic, and shows more originality. 1 From “Pro-seminar” and ”Seminar” paper to B.A. thesis, “Diplomarbeit” and M.A. thesis. Most of the following deals with seminar papers, but the same principles should be applied to theses. A note on length: Proseminar paper: between 2,500 and3,000 words Seminar paper: between 4,500 and 6,000 words B.A. thesis: between 9,000 and 15,000 words Diploma thesis: minimum 25,000 words M.A.Seminar paper: minimum 6,000 words M.A. thesis: minimum 35,000 – 40,000 words These word counts exclude front and back material such as title page, plagiarism declaration, acknowledgements, table of contents, bibliography and so on. Don’t forget to give a word count at the end of your actual text and before your bibliography. The printed version of the paper should have a cover page which provides all the necessary information for submission. The title should indicate what is going to be discussed. For the main part see the Style Sheet. Good, clear layouts always impress readers. Fasten the loose sheets together in a presentation folder. A step by step approach to writing a paper: 1. Ask yourself the following questions: - - Who is this paper being written for? What do you know about your readers’ interests/pre-knowledge? Why did I choose the particular topic? What is my goal? You should be interested in this topic and want to find out more about it, so that you definitely have something to say. What type of paper is it supposed to be: analytical or empirical? What deadline do I have? This refers to time management: set yourself a specific timeline /timetable and keep to it! 2. Brainstorming: this is a preliminary consideration of ideas; what the paper might focus on. This can be changed or modified in the light of research. Maybe you already have a title which has been given to you: consider whether it is specific enough for you to work with, or whether you need to narrow the topic down. If so, reassess at stage 5. Mind-mapping is a good idea at this stage. Always write down any ideas that occur to you. 2 3. Researching: use every source possible. Primary material: the original texts/artefacts you are investigating. - How much is going to be necessary for the scope of the paper? Secondary material: the sources you will need to help you with your investigation. - 1. Print media of all types → Specific subject-oriented books; when accessing these you will find it useful to skim through the table of contents/the index to see if and which chapters are going to be useful, the bibliography is there to give you more leads. Lexica of all kinds, which might even include an atlas, for definitions and background facts. Databases and archives. Course notes, if you are confident these are accurate. - 2. Audio and visual media → Films, T.V. programmes Songs and their lyrics etc. Personal interviews. - - 3. Internet web-sites, but please note that you should be referring NOT ONLY to online material, but print material as well. For more possibilities see the Style Sheet. In - all cases - pay special attention to: Credibility/authority of author(s) (for example: scholar or journalist) Accuracy of information - when in doubt consult more than one source. Date of publication/production - you don’t want to be using information that is hopelessly out-of-date. The publisher and the country of publication. Validity and reliability of web-sites - there are plenty of texts/entries that are incorrect or badly written. 4. Making notes: - For your own research purposes always make short written notes in your own words; plagiarism, which is copying from sources in whatever way, is illegal (see guidelines for this on the Style Sheet)! Get out of the habit of simply highlighting passages of text with a marker pen. - Keep a very careful record of all of your sources: authors, titles, page numbers since you may wish to refer to these again or your reader may want to make a check. You will find that you will accumulate quite a lot of material: make copies of articles/chapters/pages and mark what you want to use for the record and for future reference. Keep this material well organised! In addition you will need accurate references in order to write your bibliography. For this purpose it is useful to make bibliography cards or use a software programme designed to do the same. 3 Keep careful and separate records of: - Verifiable information. - The author’s interpretation or perspective. - Whether you agree or disagree with the author. - Your own thoughts and ideas as you go along. 5. Writing a thesis statement (for papers): By this time you may have changed or modified the original focus of the paper. You should now write a statement of what the point, or message of your paper is going to be. It is a brief explanation of your goals, theory or argument - “that which is to be proved”. Keep this in mind at all times during the writing process. Make sure the title is still appropriate. If not you may wish to modify it at this stage. Remember that the connection between the title and the contents must always be maintained. A thesis proposal (B.A./M.A. thesis) goes further than a statement: First consideration: topic. - Which field of study are you most interested in? - Within this area of interest, is there something that has caught your attention that you would really like to do some research on? What is your focus going to be? What is the central question of the topic you are researching? - What would you like to discover? What kind of scope do you expect? Where might you have to limit your search? - Why is this worth pursuing? What are you contributing to this field of learning? Second: methodology - Which theories are you going to need to use? - Do you understand the relevant terminology? - What primary literature or research data are you going to examine or assess? - What secondary literature do you need? - How are you going to proceed and organize your work within the time limit you have been given, or have given yourself. Third: proposal - Now that you know in which direction you are going, you should write a longer proposal developing the basic hypothesis/premise of the thesis statement, and include your methodology and how you plan to proceed. This should be in prose form, and about 1½ pages (around 700-800 words). 4 6. Planning: you need to sketch out the structure of your paper, so consider: - In what order you wish your ideas to be since your paper must be coherent. It is often a good idea to begin with some general or theoretical considerations that work up to your main points or arguments towards the end of your paper. - Make tentative notes on what might be included in the introduction and conclusion (see below for more information on these). - Remember to organise your thoughts into sections and paragraphs. - Delete points that may only be digressions, or irrelevant. Your sketch should look something like this (with the contents, of course): Introduction - a broad general statement introducing the topic (thesis statement) - is about 5%-10% of total text. ↓ First section - main point, followed by - supporting points. ↓ Second section - main point, followed by - supporting points. etc. (any number of sections) ↓ Conclusion - brings together all the arguments, restates the points made, rounds off with a final statement - this may be a comment, or may be looking ahead to future solutions or research - is about 5%-10% of total text. Some further notes on structure: particularly relevant to the writing of theses, but not only... Overall structure: You need to keep in mind throughout your writing a plan of your overall structure. Likewise you should never lose sight of your main theme/statement/hypothesis/argument. The following order should be kept to for the sake of logic and coherence. 5 - - Introduction. Key concepts, definitions, theoretical background, together with an explanation of how these will be applied in your paper. Historical background when and where relevant. This should not be too long, your reader doesn’t want to get the impression that the paper is being filled (padded out) with unnecessary detail. Other contexts: political, religious, socio-cultural etc. Main body of research: - - - Text(s), artefact(s): novels poems songs speeches films T.V. series etc.. - Data case studies surveys interviews questionnaires tests reports statistics Analysis and discussion, whereby you can choose whether you want to deal with your texts/data ‘en bloc’ first (A), and then analyse and discuss them (B) - (A followed by B), or whether you wish to deal with each point/aspect of your texts/data separately, followed each time by your analysis and discussion (A1 + B1 followed by A2 + B2 ,etc.). Work up to your strongest/most interesting points and arguments that should come at the end of your paper, leading up to the Conclusion.1 It must always be clear to the reader what you are setting out to achieve and how you are approaching your goal, which you can only do when you are clear about these things yourself. Internal structure: on the level of each chapter or section. - - Each chapter should have an interior structure, like that of an essay. The content of each chapter must be relevant to the question or topic being discussed, and not contain any digressions. You must unambiguously keep to the point, backing up anything you say with valid arguments, explanations and direct references to your text(s), data, etc. The chapters should follow on from each other in a logical way. Chapters are divided into paragraphs, and these should also have an internal structure, and, be linked from one to the next. This is in the interests of cohesion and coherence. A paragraph is a section of text 1 This is the case with a Euro-centric approach; there are other writing cultures that work the other way round, beginning with the results/conclusions and then demonstrating how these were arrived at. 6 - dealing with one idea; this is marked by the topic, or key sentence often at the beginning of the paragraph, which sets out this idea, and all the other sentences in the paragraph must be linked to it. These sentences contain explanations, definitions, analyses, qualifications and illustrations, in other words are a development of the topic sentence and help to clarify your points. Anything which doesn’t relate to the main idea belongs in another paragraph. Illustrations are necessary to convince the reader of the validity of statements; they are one way to provide evidence. Evidence is displayed through references to facts, parts of texts and data which might be from your primary material, but it will also be related to your secondary material which has been produced by other authors and scholars. Background or direct facts relating to your primary material will belong to a body of ‘common knowledge’ which can easily be found in standard works of reference (dictionaries, encyclopaedias, text books etc.). Other evidence will come from your secondary literature, and references to these will be dealt with by means of summarising and paraphrasing what you have read. Including these, not only supports your points, but also demonstrates that you are familiar with what renowned scholars have written and that you have come to terms with it and can discuss it appropriately. Direct evidence can be given by including quotations (see more on these below). 7. Beginning the writing process: - - - Develop your ideas paragraph by paragraph; paragraphs vary in length; fewer than 3 sentences would be too short, because it is unlikely that you have developed the idea adequately, and three-quarters of a page would be too long, since it will probably contain too much irrelevant padding. In English, paragraphs do not have subsections. Include your examples as you are writing2. Remember to indicate your references and your quotations (see the relevant section in the Style Sheet). It is useful to frequently reread what you have written to check on sense and purpose, i.e. that you have actually said what you wanted to, that it is clear to the reader. Check that you have no unfinished sentences or sentences with more than one idea, that your sentences are appropriately linked3, that they follow 2 Visual references (illustrations, diagrams, graphs, photos) can also be useful to focus the reader’s attention, explain or clarify a point, but they must be given a caption and referred to and explained in the text. Do not pepper your paper with illustrations. Footnotes can be used to qualify a point, give an explanation or provide additional evidence, the inclusion of which in the main text would interrupt the argument considerably. This is an example of how to use footnotes. 3 Avoid indiscriminate use of connectors such as: ‘in addition’, ‘moreover’, nevertheless’ etc.. Check correct use of these in: Swan, Michael. 2005. Practical English Usage. Oxford University Press. 7 on logically from each other and that each paragraph follows on logically from the previous one. Notes on writing introductions: An introduction: - is a general statement, maybe an expansion of your title, which leads into the thesis statement, and informs the reader(s) what the paper/thesis is going to be about; you may wish to include here why you chose the topic or what lead you to it; an introduction is important for catching the reader’s attention and drawing them into your topic. - explains what you are expecting to find, what you hope the outcome will be, what topics, which aspects you are going to deal with, but does NOT give any conclusions or answers at this stage. - might include a ‘creative tie-in’ in the form of a quotation or anecdote, but keep this short, and only include such things when they serve to enhance your introductory statements, fit into your theory or framework; formulate anecdotes as formally/academically as possible (you should avoid too informal a style). - declares and describes your theoretical approach (e.g.: postmodernist, feminist etc.), your method of research, and the material you are going to analyse; explain these and any terminology more fully later on in your first section/chapter. - might need to include some historical or theoretical context. - might need a brief discussion on the scope of your work and possible limitations (what you have decided to omit and why). - maps out the structure of your paper/thesis, so that both you, while you’re writing and your reader later on, can see clearly where your work is leading (“this paper/thesis will begin by ..., this will be followed by..., ). - should be between 5% and 10% of the total paper/thesis. Everything in the introduction must be relevant to the text as a whole. It is a good idea to write your introduction first, and modify it as the writing project develops should you find yourself moving in a different direction to the one you set out from; alternatively write the introduction and conclusion once the main part is finished and you are quite clear about it. Inserting definitions into a running text: Some people are not happy with direct dictionary quotations and feel that it is better to paraphrase these. For example, suppose you had to define ‘identity’. You could express definitions of identity as follows: “Since the term ‘identity’ has complex associations and connotations, scholars have attempted to define it in a number of ways. For example, the 11th edition of the Concise Oxford English Dictionary states that certain characteristics determine who a person is, which can only be seen as the very beginning of an attempt to discover what the term might imply or cover. The Gale Encyclopaedia of Psychology goes slightly further by 8 including the idea of uniqueness, and states that people develop a social identity according to which particular groups they belong to such as ethnic, occupational and many others.” In the above example, what has been found in reference works has been paraphrased. (As lexica etc. are compiled by teams of lexicographers or contributors, these are not always identifiable and so cannot be referred to. The titles of these works alone are sufficient.) If this were in a thesis it would only be a beginning; you would need to add the opinions of social and cultural scientists, as for example Stuart Hall, and maybe others, depending on how important this concept is for your paper. If you were writing a paper that analysed questions of identity in a particular novel, for example, it would be advisable then to discuss various models of identity, so not just Stuart Hall’s, but others as well. On the other hand, if this was only a minor issue in your paper, then a paragraph such as the above would be enough. Different dictionaries/encyclopaedias/other sources give quite a ‘variety’ of definitions, so making a comparison can be revealing! You don’t need to consult ‘dozens’ of sources, but comparing meanings can be interesting and worthwhile. More to the point is how different scholars use definitions AND how they define their own terminology. Depending on the topic and the necessary depth of investigation, you can decide on how many scholarly statements you want to include. If you doubt someone’s definition, then challenge it! For example: “Kenneth Wald in Religion and Politics (1992) claims that: ‘a civil religion can be described as ideas and standards that give people a sense of belonging together while they differentiate themselves from others’. It could be argued that as a ‘civil religion’ has no formal code of beliefs, people form their own individual sets of beliefs by selecting these from the doctrines of various religions (or no religion at all). Since this is an individualisation of religion, there is nothing to say that this binds people together in any way. Since the ‘individualists’ do not belong to an established church, they are different from those who do, but otherwise they do not ‘belong’ to a group of people having the same beliefs.” This is what the author of a paper on ‘civil religion’ argues, which would contradict the argument provided by K. Wald. (The underlining in the above example only indicates the argument and the attempt at countering it.) Incorporating information etc. from source material: - Use phrases like: according to X claims that X argues that X states, suggests, explains that X has demonstrated 9 - - - However, reformulate the author’s claims, rather than substitute them by using synonyms, in order to avoid accusations of plagiarism. A translation from another language is going to be a reformulation. On the question of translating, it is appropriate to quote in the original language if you know your reader/supervisor understands that language, but check with your supervisor on this. When some piece of information can be regarded as ‘common knowledge’ (something which is easily verifiable in easily obtained reference works) then this does not have to be referenced. If the information is ‘new’ then it needs to be referenced. Most commonly you will refer to the scholar or author by name, so this is quite clear: “As the cultural theorist X X (1976:20) suggested..... “ Or, you will give the argument and follow this with the reference: “[..] consumption can become an illness that turns people into robots (Y Y, 1951:123-5)”. (The full references of the above examples will go in the bibliography.) A note on the use of quotations: It is unlikely you wouldn’t want to quote anything at all. However, it is best to keep these to a minimum. Do NOT pepper your writing with quotations just because: - you happen to like them, - you wish to demonstrate you have referred to particular scholars, - you have difficulties with paraphrasing, - you are using them to achieve the required word count. Include them only: - where they are essential (the very essence of something), - when you are providing examples from your primary text(s), in which case you are quoting verbatim to demonstrate a point or give evidence of something, - where the author’s formulation is vital to understanding and they are “words of wisdom”, - when every word has an impact and cannot be replaced by a paraphrase or explained in any other way. If you are given information in emails or interviews then this will be part of your documentation and you can refer to it. If the information was not recorded, then it’s best to refer to the person who gave you the information in the ‘acknowledgments’ or ‘dedication’ at the beginning of (particularly) a thesis. 10 Notes on writing Conclusions: A conclusion is: - an appropriate ending to your paper not an abrupt stop that leaves the reader perplexed; - should give final cohesion to all the points and arguments made in the body of the paper; - an answer to the question or hypothesis stated in the introduction. You should: - bring all the main points together working from the ‘parts to the whole’; mention your main points/key arguments for which you simply need to refer to your chapter headings and consider what these point towards. Consider what the important connections are between the points and what these points have in common. From there you should be able to make general conclusions about what you have noticed during your research. You will, as well, be reminding the reader that everything has been discussed, questions answered, hypotheses proved. This process is circular; you don’t want any loose ends. - give the reader the feeling they have read something that was worthwhile, that they have discovered something new and interesting (even if this just a new perspective to an ‘old’ question) and thought provoking, and that the paper/thesis has future relevance, or wider implications, that it is related to other topics. - round the paper off with a short, final statement. If you wish to finish with a quotation, then it must be appropriate, and sum everything up in a striking way - it should not be some sort of quick escape, to avoid what you should be doing! The key word is again, ‘relevance’. Do not: - go beyond what you have argued/demonstrated, because that would raise more questions than you can answer. - include anecdotes at this point. - introduce new ideas or pose new questions, anything that has not been dealt with in the main body of your paper. - criticise yourself, since this would lead the reader to wonder why you had bothered in the first place, however, you can acknowledge shortcomings due to the scope of the paper as set out in the introduction. Be careful about: - voicing an opinion; only do this if it is appropriate in the context, and you can back it up with solid evidence that you have already dealt with in the main part of the text, for example: “In the light of.. it might be possible to assume.. /it might be possible to conclude that..” or, “In the course of.. it became clear to me that..” 11 8. Editing and correcting: Having finished writing it is vital to spend time doing this. - Read what you’ve actually written, rather than what you think you’ve written. - Check that everything actually makes sense and there are no ‘gaps in your thinking’. - Check that everything is in logical sequence - Check your English: grammar, vocabulary, spelling. - Check that you haven’t made any typing mistakes. - Your final questions should be: “Have I achieved what I set out to do?” and “Can I find no more mistakes?” Always expect criticism! A tip: share your text with colleagues, and ask them to be as critical as possible! 9. Style: Academic papers must be written in a formal, impersonal style, which means from the third person perspective to show objectivity. So there should be NO - ‘inner monologues’, emotional confessions, personal accounts, unless you are describing work you carried out. In addition: Avoid lists of platitudes, superficial or vague comments (concentrate on making meaningful statements). Avoid repetitions. Do not ask rhetorical questions. Do not use abbreviations. Pay attention to being ‘gender neutral’. On Using Personal Pronouns (in general). You should be using the 3rd person in most cases because: The 1st person is used: - for autobiography, a personal account of something, a story which would be inappropriate for a paper or thesis. However, it can be used: - when setting out what is going to be dealt with in the paper/thesis and the procedure to be carried out, - when describing for example empirical work carried out by the writer, 12 when subjectivity is being stressed, and what is being said does not reflect any one else’s opinion, - when stating a personal opinion in contrast to the opinion(s) of others e.g. “I personally believe…” or, “As far as I am concerned..” - The 2nd person is used: - when the writer is directly addressing the reader(s), which would be inappropriate for a paper or thesis, - when the writer is making generalisations, also totally inappropriate, - when giving orders and in conversation, which would likewise not be part of an academic paper. Note: - the German construction using ‘man’ can be translated in different ways, other than using “you” so, for example: “Man weiß nicht was ihre Mutter ihr gesagt hat.” could be translated as follows: - in conversation – “You don’t know what her mother told her.“ - in formal terms – “It’s not known what was said.” Or rather, “No one/nobody knows what her mother told her [daughter].”, assuming that the active form is preferable to the passive. - “Who knows what her mother said to her.” would be informal. The 3rd person and the passive are common in this kind of construction. (See: Humphrey, Richard. 2005. Grundkurs Übersetzen Deutsch-English. Stuttgart: Klett Verlag.35-36. It gives many examples for the translation of ‘man’) The 3rd person is used: - in general, for everything else: when writing essays in particular, whenever objectivity needs to be shown. (Note: the author of this document didn’t write here: “whenever you need to be objective”, which they would say/write when giving instructions.) 3rd person plural for gender correctness: - It is better to AVOID the clumsy he/she, his/her etc. when trying to be gender correct. An alternative is THEY (their etc.). This has become quite common in the U.K./U.S. today, even when only one person is being referred to. - Also, it should not be automatically assumed that, for example, all teachers or students are male as we know this is clearly not the case. - Likewise it is incorrect to assume that ‘he’ represents both ‘he’ and ‘she’. It does NOT! 13 10. Final remarks or “Summing up”: Clear thinking Clear planning Good structure Clear message Consider your reader(s) Use an academic style Keep to the point Follow academic writing conventions (see the Style Sheet) 11. Further reading: (Writing, in general) Aczel, Richard. 1998. How to Write an Essay. Stuttgart: Klett Verlag Aczel, Richard. 2004. Creative Writing. Stuttgart: Klett Verlag Brookes, A. & P. Grundy. 1990. Writing for Study Purposes. Cambridge: C. University Press Doubtfire, D.& I. Burton. 2003. [1983] Creative Writing. London: Hodder and Stoughton Greetham, Bryan. 2001. How to Write Better Essays. Basingstoke: Palgrave Macmillan Manser, Martin. 2002. Penguin Writer’s Manual. Oliver, Paul. 1996. Writing: Essays and Reports A guide for Students. London: Hodder and Stoughton Siepmann,, Gallagher et al. 2008. Writing in English: A Guide for Advanced Learners. Stuttgart: UTB Wallace, Michael. 1988. Study Skills in English. Cambridge: Cambridge University Press Wisker, Gina. 2001. The Postgraduate Research Handbook. Basingstoke: Palgrave Macmillan Document updated 2010. 14