RND RESOURCES, INC.
Securities Brokerage Professionals
21860 Burbank Blvd, North Bldg * Suite 150, Woodland Hills, CA 91367
Phone (818) 657-0288 Fax (818) 657-0299
website: www.finracompliance.com
For Immediate Release: February 15, 2016
Contact:
Amie Akridge
RND Resources Inc
818.657.0288
amie@finracompliance.com
RND Resources now an Independent Member of McGladrey Alliance
RND Resources Inc compliance consulting joins forces with McGladrey Alliance to form a
more robust compliance consulting and accounting powerhouse.
Woodland Hills, CA Jan 2016 : RND Resources Inc. (RND) is a newly accepted member of
McGladrey Alliance, the nations’ leading provider of middle market audit, tax, and consulting
services with global reach. As of January 1, 2016 clients of RND Resources will begin to
experience benefits of the new membership. This strategic alliance creates a more robust
compliance consultant and outsourced solution for registered investment advisers (RIAs),
broker-dealers (BDs), hedge funds and other financial services clients.
With 30+ years of experience in the registration and compliance consulting space, RND has the
expertise needed for small to middle market brokerages, while McGladrey Alliance provides
access to services and expertise of a big 5 accounting firm. Both companies have enjoyed strong
growth in recent years, fueled by an increasingly demanding regulatory environment.
McGladrey Alliance provides RND Resources with sophisticated Infrastructure tools, technical
resources, and a culture of growth to stay on top of emerging industry issues for its clients. This
free’s up more of RND’s time to serve clients using a stronger competitive advantage and access
to valuable industry expertise. “We’re now able to provide better controls, human resource
training, and industry benchmarks than we have in the past”, say’s Dave Banerjee CPA.
Tax planning, financial operations services (FINOPs), certified audits, and forensic accounting
services will still be provided by Dave Banerjee CPA. RIA and BD compliance consulting,
registration services, federal filings services and regulatory exam support will be handled by
RND Resources. New technology will be on-boarded for handling outsourced financial
operations and outsourced chief compliance officer services.
RND Resources, Inc. Full Service Support for Securities Brokerages
Compliance  Accounting  Registration  Audits
RND RESOURCES, INC.
Securities Brokerage Professionals
21860 Burbank Blvd, North Bldg * Suite 150, Woodland Hills, CA 91367
Phone (818) 657-0288 Fax (818) 657-0299
website: www.finracompliance.com
cont…
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Client Benefits of the new Membership
Access to a comprehensive suite of compliance services from a single firm
Service expansion across industry segments and geographies
Deeper benchmark intelligence and reporting standards
Access to big 5 CPA thought leadership, webinars, conferences, compliance newsletters, tools
and training
Combined economies of scale through member alliance
Increased national presence of 38 states and growing
Global capabilities allow us to work seamlessly with professionals from over 100 countries
As the firms execute on-boarding in the coming months, clients and prospects can interact with
RND Resources Inc as they have done in the past. RND will continue to operate out of its Los
Angeles, California headquarters while McGladrey Alliance provides access to RND at offices
in New York and throughout the country. Dave Banerjee co-founder and CEO of RND, will
continue to serve as the leadership for RND Resources Inc.
The alliance marks a step of RND’s expansion into New York and throughout the United States
as well as Asian and European countries. "We see full-service compliance firms like ourselves
as best able to assist underserved middle market firms with global solutions and cost-effective
services using trusted technology," added Banerjee. "This will further improve our capability to
deliver on services we know the industry needs and clients value, including tax services, cybersecurity programs, and legal support."
Pressure from self-regulated regulatory authorities like FINRA and SEC is always focused on
increasing investor protection and ensuring best practices are implemented across the firms. It’s
clear that large firms enjoy economies of scale in providing clients with technology and service,
now RND can help small to middle market firms get similar advantages though access to
McGladrey Alliance resources. This will provide an exceptional competitive edge in responding
to ever-changing government regulation, audit and risk management, and market demand for an
easier, cost-efficient and centralized source of comprehensive compliance consulting services.
While respective industry focus between McGladrey and RND are complimentary, the
organizational cultures are similar, with a shared goal of providing personalized, comprehensive
and hands-on customer service. Together, we are able to provide high-caliber compliance
solutions to RIAs and broker-dealers of any size. RND will blend and maximize the best of
combined talents, capabilities, technologies and cultures to build an even stronger compliance
consulting solution.
RND Resources, Inc. Full Service Support for Securities Brokerages
Compliance  Accounting  Registration  Audits
RND RESOURCES, INC.
Securities Brokerage Professionals
21860 Burbank Blvd, North Bldg * Suite 150, Woodland Hills, CA 91367
Phone (818) 657-0288 Fax (818) 657-0299
website: www.finracompliance.com
cont…
About RND Resources (www.finracompliance.com)
RND Resources Inc brings 30+ years of experience to assisting broker-dealers and investment
advisers in meeting critical compliance requirements and regulatory filing deadlines. Our
seasoned professionals are highly skilled in navigating the complex FINRA and SEC regulatory
requirements to keep registered firms in compliance with securities regulations. Our clients
receive ongoing compliance support through monthly retainer programs, fixed fee engagements,
or hourly based rates. RND supports firms with all types of compliance, accounting, and
consulting needs including; exams, FinOp and CCO services, compliance manuals, certified
audits, and more.
About McGladrey Alliance (www.rsmus.com)
RND Resources Inc is proud to have been chosen to be a member of McGladrey Alliance, a
premier affiliation of independent accounting and consulting firms in the United States, with
more than 75 members in over 38 states. This affiliation gives RND access to a full range of
national and international capabilities. As a member of McGladrey Alliance, RND has access to
the resources and services RSM provides its own clients.
McGladrey Alliance provides its members with access to resources of RSM US LLP (formerly
known as McGladrey LLP), the leading provider of audit, tax and consulting services focused on
the middle market, with more than 8,000 people in 80 offices nationwide. RSM US LLP is a
licensed CPA firm and the U.S. member of RSM International, a global network of independent
audit, tax and consulting firms with more than 37,500 people in over 110 countries. McGladrey
Alliance member firms are separate and independent businesses and legal entities that are
responsible for their own acts and omissions, and each are separate and independent from RSM
US LLP. Visit rsmus.com/aboutus for more information regarding RSM US LLP and RSM
International.
RND Resources, Inc. Full Service Support for Securities Brokerages
Compliance  Accounting  Registration  Audits