1 Teaching Virtue (Anselm W. Müller, Trier) When I came to Oxford from Germany in 1965 to do postgraduate work in philosophy, Philippa Foot gave a lecture on “Virtues and Vices”. At the time I had virtually no idea of what kind of philosophy I might expect to be taught at this university. So I was not aware that what she was doing in those lectures, approaching ethics from an examination of goodness as attributed to components of plant and animal life, was not at all typical of Oxford moral philosophy. Nevertheless, when I studied the lecture list, I myself could not help feeling that the topic of virtue was somehow soft and marginal if not out-dated. It must have been the wise and kind advice given by Tony Kenny, the supervisor that had been appointed to me for the first two terms, that nevertheless made me choose Philippa’s lecture. Later on I was supervised by Elizabeth Anscombe, and it was through her that I got to know Philippa well and became a friend of hers. Over the years we had many philosophical conversations, esp. in 1998-99, when I was at CCC on sabbatical leave. One of the things that became clear to me then was that Philippa did not take herself to be a “virtue ethicist”. And I could see why. As her wonderful book on Natural Goodness shows, her basic insight is that morality is part of that practical rationality which is constitutive of man’s nature. Ethical virtue, too, is natural to us; but it is good reasons for doing a thing that make it a good thing to do, whereas the need for virtue depends on the fact that we are often tempted not to do what is good and to do what is not good by the standards of practical reason. Human nature as we know it does give rise to temptation. So we do in fact need ethical virtue in order to live well. And since we do not seem to develop it without support from outside, we are in need of ethical upbringing. This is why it may be said that such upbringing is itself part of the human form of life – part of a pattern that provides us with a standard by which to judge whether things are going well or badly with actual human beings. On the other hand, philosophers have doubted that virtue can be taught. The Sophists claimed to be teachers of virtue. But Socrates, famously, had 2 his doubts, and the question was much discussed: in the Dissoi Logoi (ch. 6) as well as by Antisthenes, Aristippos, Xenophon, Isocrates, Xenocrates, and others. ((Sources are given in HistWb 10, Basel 1998, Hg. J. Ritter / K. Gründer, 1535.)) Plato explores it in several of his dialogues (Protagoras, Euthydemos, Phaidros, Symposion and, in particular, Meno). We may expect that, if virtue is, as Socrates and the Stoics hold, a question of knowing what is good for one, it ought to be teachable (Meno 86-89). But the picture presented by Socrates is more complex and, indeed, aporetic. Remember that he also holds that real knowledge, even in mathematics, does not get imparted by a teacher; it is something you find in yourself when suitably prompted (Meno 80-85). What perhaps can be imparted is correct opinion; but, unlike knowledge, correct opinion is unstable and therefore cannot constitute virtue (Meno 97-98). Moreover it would seem that, if virtue could be taught, there would be people who could effectively teach it; according to Socrates, however, there aren’t, and this, he thinks, calls into question even the original assumption that virtue is knowledge (Meno 97-98). If, on the other hand, virtue is a qualification of the will, rather than reason, the idea of teaching it appears to be even less plausible. “Velle non discitur”, says Schopenhauer. Maybe you can be taught that something is good; but by coming, in this way, to think it good you have not necessarily come to go for it. The following reflexions are to throw some light on the question whether virtue can be taught, without however taking up the kind of consideration pursued by either Socrates or Schopenhauer. Instead I am going to examine and criticize a conception of upbringing that is I think representative of present day pedagogical theory, and suggest a more plausible alternative that I hope will go some way towards answering the Socratic question. 1 Ethical upbringing understood as intentional activity If we are to develop a certain amount of virtue, we have to start as children. ((This is why I shall talk about their upbringing rather than, with Plato, about the acquisition of virtue by young men.)) In general it is, above all, our parents from whom we learn to behave in ways that conform 3 to the ethical virtues. It is their task to give us what is often called a “moral education”. In what follows, I am going to use the expression ethical upbringing, or just upbringing, to talk about the formation of character that children receive from their parents or other people responsible for such formation. (The use of ethical rather than moral upbringing is to remind us that the virtues that go to make up a person’s ethos, or character, are not concerned with the well-being of others only. And upbringing seems less suggestive than education of schooling and erudition.) Authors who write about so-called “moral education” do not, in general, define it. In this they may be acting wisely. German authors, for instance, who do give definitions of Erziehung invariably get them wrong. Here is what Wolfgang Brezinka writes: “By bringing up we mean actions by which people try to effect an enduring improvement in the structure of other people’s mental dispositions, or to preserve those of its components that are judged to be valuable, or to prevent the development of dispositions that are esteemed to be bad.” It is amazing to what extent the author of this definition, an otherwise rather conscientious writer of the Popper school, goes wrong here. 1) Any kind of brainwashing will qualify as upbringing under that definition. 2) The definition allows any adult person, however mature, to be the object of upbringing. 3) It does not place any conditions or restrictions (relating to age, maturity, sanity, assigned responsibility, presence, continuity etc.) on who may count as an agent, or subject of upbringing. 4) It does not prevent an isolated action from being upbringing. 5) It commits what might be called the “fallacy of truth and goodness”, which consists in predicating universally what holds only in cases of true judgement, statement, evaluation etc., or good conduct, work, products … and, in our case, upbringing. – More important, however, for our purposes is another, sixth, defect of the definition – an erroneous assumption generally unexamined and taken for granted, in my experience, wherever educational theorists talk about moral education. Brezinka’s definition reflects our tendency to expect activity or action where there is a verb – a predicate that attributes a kind of doing. More particularly, we tend to think that if children are to learn from their parents how to act and to live, the parents must somehow teach them how to act 4 and to live; and this teaching must, it seems, consist in characteristic intentional action or activity performed with a further intention to effect an increase in virtue in the child. I call this kind of view of ethical upbringing “intentionalism”. And the definition I quoted goes wrong, above all, in being intentionalist (“try to effect …”). In order to see that it does go wrong, we must examine what Wittgenstein would call the grammar of upbringing. And in order to get ready for this, let us take a closer look at the way we evaluate upbringing. 2 Ethical upbringing understood as production, admitting of two kinds of evaluation We have no problem wondering whether the So-and-sos brought up their children well; or saying that this or that youngster was, or was not, brought up well. Admittedly, we find it difficult to say what you have to do in order to bring a child up well; or to show that this or that defect of character is a result of bad upbringing. Nevertheless we do take it for granted that a child’s upbringing has an impact on the development of its character – an impact not totally dissimilar to the kind of impact which the manipulation of a piece of wood at the hands of a carpenter has on its shape, or the manipulation of bow and strings at the hands of a violinist on the sounds of her instrument. In view of this similarity, upbringing appears to be a kind of what Aristotle calls poiesis – a kind of production or modification. Now a poiesis can be evaluated in two ways. Thus if you have your car serviced, and the brakes do not work well afterwards, the defect in the result will by itself be proof that the car was not serviced well – in one sense of “serviced well”. There is, however, another sense of this expression, in which the car was serviced well, whatever happens afterwards, as long as the doings and omittings that went into the servicing were as they ought to have been. So there is one way of evaluating a poiesis whose standard relates to the quality of the actual outcome; and another way whose standard is a correct conception of how this kind of poiesis should proceed in a given kind of case ((in order to produce its characteristic effect)). This conception is of course provided by a conception of that way of proceeding which tends, ceteris paribus, to lead 5 to a good product, as products characteristic of that poiesis go. And this is how the second form of evaluation relates to and presupposes the first. Now, this twofold way of evaluating a poiesis also applies to the upbringing of children. Thus, on the one hand, we may say of a youngster, in view of his manifestation of character defects, that he was not brought up well; while, on the other, we may also wish to say that he turned out rather a scoundrel in spite of a good upbringing. We need this second point of view in order to be able to evaluate a case of upbringing, or any kind of poiesis, independently of the quality of the result, and before the result is reached. We need it, in particular, in order to decide how, given a certain end, we ought to proceed in order to attain it. We may speak here of the antecedent ((as opposed to result-oriented)) evaluation of a procedure. 3 Ethical upbringing understood as deployment of suitable means for providing the child with the intended kind of character If upbringing is a kind of poiesis we may ask: How is it done well? What is the kind of procedure that tends to produce a good product, as products of upbringing go? That is, roughly: Doing what, will you tend to produce a good and independent character in your child? If intentionalism is right, a general answer will be, in accordance with what Aristotle says about deliberation: You form a notion of what your child is to be like in respect of character; you figure out the means and ways of achieving this result most easily and reliably; and you implement whatever you have figured out. If your notion of the end of upbringing is adequate, your judgement concerning means and ways correct, and your implementation of these means and ways unimpeded: then you will bring up your child well by the standards of antecedent evaluation. This kind of answer may be in need of qualification even for ordinary cases of poiesis like carpentry or playing a musical instrument. But it raises special problems where upbringing is the poiesis whose goodness is in question. The problems I wish to discuss will become apparent as we compare upbringing with paradigmatic types of poiesis in respect of temporal continuity, responsibility, and evaluation. 6 4 The role of continuity and the irrelevance of intention for the occurrence and evaluation of upbringing Imagine a violinist producing unpleasant sounds on her instrument. If we charge her with playing rather poorly, she may successfully rebut this charge by pointing out, truthfully, that she is not actually playing, but rather tuning her instrument, or testing a new string or bow, or the like. If, on the other hand, we charge you with bringing up your child rather badly, you cannot defend what you are doing by saying: I am not actually bringing up the child right now; I am just trying out, say, ways of making him cry, or getting to know his repertoire of reactions, or testing the latest recipe that education theorists have come up with. There are (at least) two reasons why this kind of reply won’t do. First, upbringing isn’t the kind of thing that you engage in for a time, so that you may stop doing it for while, turn to other activities and then return to it. Time does come into upbringing, but in other ways. For instance, you may bring up a child from the year 2009 onwards, if the person in charge beforehand suddenly died. But there is no such thing as an interruption of upbringing on account of sleep, or distraction and inattention, or occupation with other matters, or indeed a “test”. You can meaningfully say to another person: “Would you please look after / talk to / feed Freddy for a few minutes, while I go shopping” but not: “Would you please bring him up for a few minutes”, nor, for that matter, “for a few days”. The continuity of upbringing is that of a responsibility, not of an activity. That it is the continuity of a responsibility is shown by the fact that, far from counting as entrusting Freddy’s upbringing to your friend for a few minutes, you might, under certain conditions, be charged with neglecting your responsibility for Freddy’s upbringing by entrusting the child to that other person for that time. There is, however, a second reason why the person in charge of a child’s upbringing cannot say: “I am not bringing him up right now, that is not my intention; I am rather doing something else.” He cannot intelligibly say this because whether he brings the child up or not does not depend on any such intention. The violinist’s intention determines whether she is tuning, or trying out, or playing (though, of course, what she says may not settle what she intends!). By contrast, your intention is neither here nor there when upbringing is in question. The quality of the upbringing may of course 7 depend on your intending to do this and to omit that. But, as long as you are responsible for a child’s upbringing and are, or should be, aware of this responsibility, you will bring him up well or badly, depending on how your conduct tends to influence his character – whether you intend to bring him up or not. In this sense, intention is not a necessary component of upbringing. 5 Evaluation of the agent Let us now attend to the evaluation of doers rather than their doings. And let us again consider first our violinist. This time we shall charge her not just with playing badly but with being a bad violinist. And let her rebut the charge by claiming not that she is tuning rather than playing her instrument but, instead, that she intends to play badly rather than well. “I am indeed playing badly”, she says, “but I can play well, and shall do so when I intend to. So there is nothing wrong with me as a violin player.” This kind of defence is perfectly acceptable in her case (unless of course it is not true that she can play well). The point is: she does not need to perform well in order to count as competent. An analogous defence, however, will not save you from the charge of being a bad parent ((, or, more precisely if less nicely, a bad upbringer)). On the contrary, you show yourself to be an especially bad upbringer and a vicious parent, if you say: “I am indeed bringing up that child pretty badly; but that is what I intend to do; I can do better if I want to.” Anyone familiar with the Nicomachean Ethics will recognize in this comparison a pattern that Aristotle applies in comparing techne (a productive, or poietic, capacity) with arete (an excellence, esp. a disposition to act well). I am going to return to this similarity. Meanwhile we may note that sections 4 and 5 already show that ethical upbringing, if a poiesis at all, is untypical, viz. different from paradigmatic cases like carpenting or playing an instrument, in more than one way. – Let me now draw your attention to a further peculiarity of the way in which upbringing is productive of its outcome. 8 6 Educational measures? As the definition quoted from Brezinka (section 1) shows, it is tempting to believe that a child is brought up by “educational measures” taken by (e.g.) parents. Since, however, as we have seen (section 4), you may, in suitable circumstances, be said to bring up a child whether or not you intend to do so, this cannot be right. For suppose there were indeed kinds of action that you must perform in order to bring the child up well. What then if you fail to perform them? You will just bring him up badly. So you will still be bringing him up – and not by applying educational measures! ((You will be bringing him up even if your failure to perform the required actions were to prove that you had no intention, or were not even aware, of influencing his character.)) In this way upbringing again differs from ordinary types of poiesis. For there are indeed kinds of action that, e.g., it takes to perform a particular piece of music well; and if the violinist does not perform them, she will not be playing badly – she will not be playing that piece at all. Likewise the carpenter who fails to fasten legs to the top of a table plate is not producing a table at all – he is not just bad at the job. Let us, however, consider the pleasing case in which you do bring up your child well. Even here there is no implication that you perform any acts of upbringing, let alone that upbringing consists in such acts. 1) In the first place, bringing a child up well is to a large extent a matter of not doing a lot of things, of waiting for changes, of doing things now rather than later or in particular ways, etc. And if it is also a question of performing suitable kinds of action – as it surely is, at least as a matter of fact – this does not justify us in allotting a special role to this component of a good upbringing. 2) Secondly, a specific situation of a particular child may make a specific kind of action desirable or even necessary for a good development of its character. Call such actions “educational measures” if you must (((or wait until I have made my fifth point, or, preferably, until section 8 (3)!))). Yet there seem to be no “educational measures” in the sense of kinds of action such that, wherever there is to be good upbringing, these kinds of action must be performed 9 3) Third, one very important component of upbringing is of course the upbringer’s (ethical) example. Obviously, it plays that role quite independently of any intention to influence the child. Moreover, since the upbringer’s virtue and vice may show in unintended as well as intended behaviour, upbringing, too, is a matter, in part, of unintended behaviour. 4) But let us, fourthly, concentrate on the remaining part of upbringing, viz. intended behaviour. There will no doubt be plenty of this and, in particular, of actions by which the upbringer sets a good, or bad, example for the child. But these intentional actions need not, of course, be intentional components of upbringing in the sense required by intentionalism ((, e.g., by Brezinka’s definition)): they need not be actions performed with the further intention of influencing the character of the child. 5) This brings us to a fifth objection to the idea that in order to bring up a child, or at least to bring it up well, you must engage in acts of upbringing. This idea presupposes that you have a conception of your task, i.e. a conception of what the child’s character is to develop into, and that this conception provides you with the purpose you pursue by means of those alleged instrumental “acts of upbringing”. Now such a conception may well be helpful. But upbringing certainly can and frequently does take place without one. And I doubt that even a good upbringing depends on the presence and influence of a conception of what kind of character the child is to develop. 6) Even where parents are guided, in bringing up their child, by such a conception, we can raise the question how it influences their dealings with the child. Here I wish to draw your attention only to one aspect of the problem. Remember that the parents’ good or bad example is an important component of any upbringing, and that it is, in part, a matter of intentional actions and omissions. Now if intentionalism is right even with regard to good upbringing only, these actions and omissions, to be constitutive of good upbringing, have to implement the further intention of realizing that guiding conception. But how can this be if, for something to be an act of justice, kindness, solidarity, or any other virtue, it has to be performed from a kind of motive that is characteristic of that virtue? When our violinist plays notes with the intention of performing Bach’s Chaconne, this intention does not exclude the further intention of showing a student of 10 hers how to do that. When, on the other hand, you help a neighbour because you promised to do so, or from kindness, the virtuous motivation does exclude any “further” intention. In the case of praxis, and therefore of upbringing, the good example is not compatible with the intention of setting an example – as it is in the case of any typical poiesis. And, at least in this area, a conception of what sort of person their child is to become cannot guide its parents by way of providing them with a purpose to be intended and achieved via educational measures. So much then in criticism of the idea that upbringing consists in acts of upbringing. But if all this is right, what does upbringing consist in? Surely you have to do something in order rightly to be said to bring up a child? 7 Bringing up compared with acting At this point I wish to remind you of the analogy which (at the end of section 5) I claimed exists between the requirements of bringing up a child well and acting well. I shall try to show that bringing up is not only similar in grammar to acting but also consists in acting in the sense ((, or rather: one sense,)) of Aristotle’s prattein. – What is this sense? If it is tempting to view upbringing as a matter of educational measures, it is at least as tempting to view acting as a matter of performing actions or engaging in activities. And yet, there is a very common use of the word acting that does not fit this idea. Aristotle explains this sense of acting by saying that the inherent telos of prattein is its own goodness rather than anything produced by and separable from it. It is an immanent telos: it is nothing beyond acting in a certain way – namely: well (eu prattein) – or, roughly speaking, the practice of the ethical virtues and practical wisdom. When speakers of English speak of acting well and acting badly, they are using the word acting in pretty much this sense. The function of this word in this sense is to signify a standard by which a human agent’s life is being judged, viz. the standard from which it is being judged qua rational life, or: the standard of ethics. To see this, we may compare acting well / badly with expressions like behaving (well / badly), getting on (well / badly), working (well / badly) or dressing (well / badly) – expressions that bring to bear other standards on 11 a person’s life but exhibit the same kind of grammar. Just as you need to put on clothes in order to be a person who dresses well, or badly, you likewise need to perform actions in order to act well, or badly; but also: just as dressing well does not consist in the good performance of acts of dressing or any other acts or activities, so acting well does not consist in the good performance of actions, or even in good acts. The verbs that occur in those evaluative expressions – working, dressing, etc., and also acting – these verbs may be compared to determinables such as colour, or sound. In each case, the words serve to indicate a dimension of predication; they cannot themselves be informatively predicated on their own. Or, to put the point somewhat differently: It is part of the grammar of those verbs that a human being, if in possession of his rational powers, cannot help getting on, working, dressing, and acting somehow or other. Are we, then, “acting” all the time, even while asleep for instance? – The answer is: Yes. But since this answer expresses a grammatical observation, it need not make you concerned about the regenerative value of your slumber. Acting, in the relevant sense, does not exhibit the same kind of temporality as performing an action. Acting well, or badly, is indeed at times a matter of performing a certain act; but at least as frequently it is a matter of refraining from action, of failing to do something, or simply of not doing things. Also, you may act well, or badly, by being, or not being, asleep at a given time; by doing something frequently, or rarely; by treating A and B alike, or differentially; you may act badly by doing the wrong thing from a good motive, or the right thing for the wrong reasons. In none of these cases can we point to an action whose performance would by itself constitute your acting well, or badly. What I am driving at is, of course, that bringing up exhibits the same grammatical peculiarity as the sort of acting I have been talking about. Just as you may, at least for a time, act well or badly without performing any action, you may also, at least for a time, bring a child up well or badly without employing any “educational measures”. And just as you cannot, while in possession of the usual mental powers, fail to act, so you cannot, while responsible for the ethical development of a child, fail to bring him up. 12 8 Bringing up well / badly by acting well / badly So much for the grammatical analogy between “acting” and “bringing up”. What then of my further claim that not only does the grammar of bringing up resemble that of acting but bringing up actually consists in acting? It comes to this: Suppose the experience of your presence is part of the life of a child for whose ethical development you are responsible, i.e.: you are his upbringer. Then, by the second, antecedent, form of evaluation explained in section 2, you will bring him up well to the extent that you act well, and badly to the extent that you act badly. If this is correct, upbringing does not consist in anything apart from the practice of virtue and vice. What the concept of upbringing adds to that of acting seems to be a combination of three components: a) an adult’s more or less continuous presence in a child’s experience, b) that adult’s special task, or responsibility for the development of the child’s character, and c) the peculiar ethical requirements resulting from such responsibility. In the remaining part of my paper I wish to say a little more about this last component of ethical upbringing. If acting well is to be the essence of good upbringing, there has to be an answer to the question how your virtues make sure you bring your child up well? – I believe that there are two ways in which they do this: first, by shaping the example that you inevitably set for the child; and second, by ethically qualifying your interaction with the child. Let me say a little on each of these as well as on the place of practical wisdom (Aristotle’s phronêsis) in the context of upbringing. 1) The relevance of the upbringer’s example seems obvious. If we blame you because your child has not learnt to treat other people with consideration and respect, you may try to defend yourself by saying: “I did bring the child up to be considerate and respectful: I often told him how to treat other people; I even punished him for inconsiderate behaviour”. This, however, is no rebuttal of the charge if, in the child’s experience, your own conduct was lacking in consideration and respect. It seems to follow that influence by example is an integral part of upbringing, since lack of virtue in the upbringer is likely to issue in lack of virtue in the child, and that, for these reasons, the practice of virtue is as such constitutive of good upbringing. 13 2) Some ethical virtues (and vices) are “relational” in the sense that they give ethical quality to the way in which you relate to, and interact with, determinate individual people, or groups of people, or institutions to which you are related in a special way, and not to others. In this sense, loyalty is an instance of a relational virtue in that you owe it, e.g., to friends, and there is an answer to the question who they are. Patriotism, too, is relational in that you owe it to the country you belong to, and the question which country that is has an answer. Marital fidelity would be another example. Justice, on the other hand, is not a relational virtue. You do, of course, owe it to other people. But no special relationship is presupposed here that would entail that you owe it to these people but not to those. The relationship that connects you with a child for whose ethical development you are responsible creates a demand for relational virtues. These will include, in particular, love for this child, trust in his capacity for a desirable development, and a sense of responsibility for him. As soon as you are in charge of the child, you cannot act well unless you practise the relevant relational virtues. In this way, for parents to bring their children up well, or badly, is nothing beyond their acting well or badly – precisely in the sense in which, for a husband, being a good husband is nothing beyond his acting well or badly In other words: The relational virtues that are required specifically for the task of bringing up a child, are ethically required of you if ((or to the extent that)) you are responsible for Freddy’s moral development. The function of these virtues is, of course, not primarily that of the good example. Rather, they will make you come to the right decision as to whether the child should be allowed to play with little So-and-so, or whether to send him to a boarding-school; they will make you ready to give high priority to his needs, to foster his self-confidence, to be attentive, spontaneously affectionate, encouraging, critical, and whatever else the child’s ethical situation and potential may require you to be. 3) One might insist that decisions of the kind just mentioned are educational measures, and that these require not just virtue but “educational” competence, a kind of techne or poietic capacity. Now, first, a certain amount of competence is required for the practice of the virtues quite generally, and it is practical wisdom that tells you, 14 depending on your station in life, what kind and what amount of competence you are ethically required to bring to the scene. But, second, don’t forget that we are talking about bad as well as good upbringing. Lack of competence, whether blameworthy or not, may be a source of your failure to bring the child up well. But for just this reason, it is not true that upbringing as such – good or bad – cannot take place without competence on the part of the upbringer. With regard to this last point, too, upbringing is different from ordinary poiesis. You need a certain amount of characteristic competence – e.g. violinistic, or cabinet-making competence – in order to play the violin well or badly, to be good or bad at producing furniture, etc. But no special educational competence is generally needed for people to bring up their children well or badly. This, I hope, is all that needs to be said in order to explain a plausible sense in which, for people in charge of children, to bring them up well is for them to act well. 9 Can virtue be taught? Is any of this going to bring us anywhere near an answer to the question whether virtue can be taught? If we agree that parents bring up their children well by acting well, we thereby deny that ethical upbringing is as such a matter of competence, of poietic skill. Do we not thereby also deny that it is a matter of teaching? For, it would seem, you cannot be said to teach, well or badly, unless you intend that the pupil learn what you teach; and to achieve the intended result, you have to practise a suitable skill. I do not know whether this is right. If it is, we shall have to say: In being brought up well, a child is learning to act virtuously from another person’s praxis even if this person cannot be said to teach the child virtue. No doubt philosophy has more to say about the ways in which virtue is learnt, and about the Socratic question. But in order to have a chance of coming up with helpful answers it has to avoid the error of intentionalism, that persuasive misunderstanding of the grammar of upbringing. I believe that this misunderstanding is rife among contemporary theorists of “moral education”, and a rich source of their ideas of pedagogical “competence” and “professionality”. We are not going to overcome it as long as we try to 15 understand the task of ethical upbringing primarily on the model of poiesis rather than praxis.