SAMPLE New York University Stern School of Business Law, Business & Society Fall 2013 SOIM-UB.0006.03 and SOIM-UB.0006.04 PROFESSOR AND TEACHING ASSISTANT DETAILS Name: MARIA PATTERSON Office: TISCH 435 Office Hours: MON, 10:30-12:30 TUES, 10:30-12:30 and 1:30-5:30 Phone: 212-992-6845 Email: mpatters@stern.nyu.edu Teaching Assistants: Section 3 - Matthew Holbreich, mnh267@nyu.edu Section 4 – Austin Kim, amk707@nyu.edu TA Office Hours: TBA Secretary: AUTHERINE ALLISON, x80048, aallison@stern.nyu.edu COURSE MEETINGS Meeting times and Location: Section 3 – MON/WED, 2:00-3:15PM, TISCH-UC15 Section 4 - MON/WED, 3:30-4:45PM, TISCH-UC15 Additional Information: IF YOU MUST MISS A CLASS, ARRIVE LATE, LEAVE EARLY, OR WILL NOT BE PREPARED, ADVISE PROFESSOR VIA EMAIL AT LEAST ONE DAY IN ADVANCE, GIVING THE REASON. CLASS ATTENDANCE AND PARTICIPATION ARE FACTORS IN YOUR GRADE. Schedule exceptions: Class will not meet on: Mon., October 14 – Fall Break Class will meet on: Fri., Sept. 13, Time & Location TBD – Writing Guidelines TENTATIVE 1 THE SOCIAL IMPACT CORE CURRICULUM Law, Business & Society is the third course in Stern’s four-year Social Impact Core Curriculum. As freshmen Stern students took their first social impact course, Business and its Publics, in which they examined the relationships between corporations and society, in particular the social impact of business. During sophomore year the second social impact core course, Organizational Communication and its Social Context, taught Stern students the theoretical fundamentals in communication, communication strategy in oral and written business assignments, and how organizations communicate to their varied internal and external stakeholders using a variety of media. In Law, Business & Society Stern students will examine how key areas of business law influence the structure of business relationships, and how businesses play an active role in shaping the very laws that govern them through lobbying, public relations and the media. Students will gain a basic understanding about how our legal system works and learn how to read, understand and interpret judicial decisions. This will enable Stern students to feel more comfortable with ambiguity as an inherent aspect of our legal system and become aware of potential legal liability in business settings. As seniors at Stern students will study Professional Responsibility & Leadership, in which they will become more familiar with the variety of ethical dilemmas that can arise in the course of business practice, understand the different values and principles that can inform and guide decisions in such ambiguous situations, and gain experience articulating and defending courses of action that are coherent with their own values. COURSE DESCRIPTION The learning objectives of the Law, Business & Society course are: 1) To familiarize students with some of the legal dilemmas that can arise in the course of business practice; 2) To introduce students to how professionals effectively navigate complex problems that lack a clear right answer; and 3) To provide students with the opportunity to articulate and defend courses of action coherent with their own values. These themes are developed in reference to a series of readings drawn from judicial decisions, statutes, recent news reports, multimedia (videos, podcasts, etc.) and materials specifically drafted for this course by NYU Stern faculty. The course readings are posted on NYU Classes, and students are expected to come to class having read the assigned readings for that class session and reflected upon their meaning. Class discussion is a critical component of this course. Each class session may include a variety of activities, including: discussion, in-class reading and writing, role-playing, and other participatory exercises. These activities will be designed and facilitated by the professor to allow students to engage in reflective 2 dialogue with each other. The overarching themes of this dialogue include: the relationship between law, business and society; the foundations of individual rights; and the role each of society’s stakeholders play in infringing or protecting such individual rights. Written assignments build upon the classroom discussion. Each assignment requires that the students assume a hypothetical role such as a legislative assistant, editorial writer, advocate or judicial clerk and present persuasive arguments justifying a position on a particular issue. In some assignments students will argue opposing positions to encourage debate. COURSE REQUIREMENTS Individual Legal Assignments Students will complete three written assignments, approximately 5 pages in length, which analyze specific issues introduced in the course, synthesize these issues in reference to the cases and the readings, and present reflective arguments about legal issues within the context of business and society. Each of these assignments will be completed individually. Group Work Assignment: U.S. Supreme Court Debate In addition to the Legal Assignments, students will work in groups to debate pending U.S. Supreme Court cases. Students will present their team’s legal position as either appellee or appellant to the class. Students will work together and share the responsibility. Debate preparation will take place throughout the second half of the semester. The debates will take place during the last week of class. Final Exam The Final Exam will be based upon the legal cases & concepts that are in the course readings. Class Participation Class participation will be a substantial part (20%) of a student’s overall grade for the course. Attendance & Homework Assignments Attendance will be taken. A significant number of unexcused absences may result in a student’s overall grade for the course being lowered. A perfect attendance record may also be taken into consideration to raise the grade of a student whose grade point average falls between two possible grades, e.g. B+/A-. Written homework assignments will be assigned and collected for most class sessions. If a significant number of homework assignments are not turned in, then a student’s overall grade for the course may be lowered. 3 Turnitin All students are required to submit their papers using the Assignments tab on NYU Classes. Integrated within NYU Classes is Turnitin, a plagiarism detection software program that enables faculty to compare the content of submitted assignments to data on the Internet, commercial databases, and previous student papers submitted to the system – INCLUDING papers submitted by your STERN PEERS!! Additional information about expectations regarding academic integrity appears below. ACADEMIC INTEGRITY All students in Stern are expected to adhere to the Code of Conduct and uphold its values. New students must sign the Code, whereby they pledge to abide by the Stern Code of Conduct and acknowledge its imperative. Upon signing the Code, students not only recognize their personal responsibility in maintaining the Code of Conduct, but also acknowledge the consequences of violating the University’s trust. Integrity is critical to the learning process and to all that we do here at NYU Stern. As members of our community, all students agree to abide by the NYU Stern Code of Conduct, which includes a commitment to: Exercise integrity in all aspects of one's academic work including, but not limited to, the preparation and completion of exams, papers and all other course requirements by not engaging in any method or means that provides an unfair advantage. Clearly acknowledge the work and efforts of others when submitting written work as one’s own. Ideas, data, direct quotations (which should be designated with quotation marks), paraphrasing, creative expression, or any other incorporation of the work of others should be fully referenced. The full NYU Stern Code of Conduct can be found here: http://www.stern.nyu.edu/cons/groups/content/documents/webasset/con_039512.pdf NYU STERN GRADING POLICIES Grading Information for Stern Core Courses At NYU Stern, we strive to create courses that challenge students intellectually and that meet the Stern standards of academic excellence. To ensure fairness and clarity of grading the Stern faculty have adopted a grading guideline for core courses with enrollments of more than 25 students in which approximately 35% of students will receive an “A” or “A-“grade. In core classes of less than 25 students, the instructor is at liberty to give whatever grades they think the students deserve, while maintaining rigorous academic standards. http://www.stern.nyu.edu/portal-partners/current-students/undergraduate/resourcespolicies/academic-policies/index.htm 4 LBS GRADING and EVALUATION CRITERIA Grade Breakdown Class Participation 3 Written Legal Assignments US Supreme Court Debate Final Exam 20% 45% (15% each) 15% 20% Classroom Participation Criteria Grade Criteria A student receiving an A/A- comes to class prepared; contributes readily to the conversation but does not dominate it; makes thoughtful contributions based on A/Athe assigned readings that advance the conversation; and demonstrates an excellent understanding of the course readings. A student receiving a B+ comes to class prepared; makes thoughtful comments B+ when called; contributes occasionally without prompting; and demonstrates a very good understanding of the course readings. A student receiving a B comes to class prepared, but does not voluntarily contribute to discussions and gives only minimal answers when called B upon. Such student shows interest in the discussion, listening attentively and taking notes. A student that fails to satisfy the requirements outlined above will receive a B- & below in class participation. The most likely way to receive this grade is by B- & failing to be prepared, frequent class absences (unless excused by professor), and below demonstrating a lack of knowledge of the course readings when called upon in class. Criteria for Written Legal Assignments Your Teaching Assistant (TA), who is a student at NYU Law School, will provide you with feedback to improve your writing skills and will hold either group help sessions or office hours prior to each scheduled written assignment The TA, in conjunction with the Professor, will read and evaluate your papers according to these criteria: Structure/Format: Did you follow the instructions and proof read your paper for spelling and grammatical errors? Clarity: Did you clearly state what you were trying to prove and support you arguments with relevant support from case law, statutes, regulations, articles, etc? Legal Reasoning: Did you use legal reasoning in an accurate manner and do you show an understanding of the relevant judicial precedent and statutes? 5 Argument: Have you shown that you are able to recognize ambiguity and analyze both sides of a legal controversy from the perspective of the various players, for example, judge, jury, plaintiff and/or defendant? NYU STERN POLICY: IN-CLASS BEHAVIOR & EXPECTATIONS Students are also expected to maintain and abide by the highest standards of professional conduct and behavior. Please familiarize yourself with Stern's Policy in Regard to In-Class Behavior & Expectations http://www.stern.nyu.edu/portal-partners/current-students/undergraduate/resourcespolicies/academic-policies/index.htm And NYU’s policy on Bullying, Threatening and Other Disruptive Behavior Guidelines http://www.nyu.edu/about/policies-guidelines-compliance/policies-andguidelines/bullying--threatening--and-other-disruptive-behavior-guidelines.html STUDENTS WITH DISABILITIES Students whose class performance may be affected due to a disability should notify me immediately so that arrangements can be made in consultation with the Henry and Lucy Moses Center for Students with Disabilities. For more information please visit http://www.nyu.edu/csd/ COURSE POLICIES Cell phones, smart phones, recorders, and other electronic devices may not be used in class. Attendance is required and will be a factor in the final grade for the course. Absences will be excused only in the case of documented serious illness, family emergency, religious observance, or civic obligation. If you will miss class for religious observance or civic obligation, you must inform your professor no later than the first week of class. Recruiting activities are not acceptable reasons for absence from class. Students are expected to arrive to class on time and stay to the end of the class period. Students may enter class late or leave class early only if given permission by the professor and if it can be done without disrupting the class. (Note that professors are not obliged to admit late students or readmit students who leave class or may choose to admit them only at specific times.) Late assignments will either not be accepted or will incur a grade penalty unless due to documented serious illness or family emergency. Professors will make exceptions to this policy for reasons of religious observance or civic obligation only when the assignment cannot reasonably be completed prior to the due date and the student makes arrangements for late submission with the professor in advance. 6 COURSE MATERIALS NYU Classes All course materials are located on the NYU Classes page for this course under the Resources Tab. Reference The following textbook has been placed on reserve at Bobst Library for further reference: “Managers and The Legal Environment: Strategies for the 21st Century”, Constance Bagley, 7th edition, 2013. COURSE SCHEDULE For every class session, students are expected to read the assignments and be prepared to discuss them in class. Being unprepared does not excuse an absence, and students are expected to be present even if unprepared. If you are unable to prepare for a class, you should notify the professor via email or in person prior to that class. The schedule set forth below may change as the need arises. Any changes will be posted on NYU Classes. Dates 9/4 9/9 9/11 9/16 9/18 9/23 9/25 9/30 10/2 10/7 10/9 Topics Sources of Law, Federal & State Courts, Stare Decisis & Precedent Jurisdiction, Litigation & Alternative Dispute Resolution US Constitution, Federal, State & Individual Rights US Constitution, Federal, State & Individual Rights Criminal Law Property Property Introduction to Contracts Agreement & Consideration Legality, Capacity, Statute of Frauds & Parol Evidence Rule Defenses 7 Assignments Assignment #1 Handed Out Assignment #1 Due Assignment #2 Handed Out 10/16 10/21 10/23 10/28 10/30 Performance & Conditions, Remedies Introduction to Torts Intentional Torts Negligence & Strict Liability Product Liability Torts/ Product Liability Debates 11/4 11/6 Agency & Fiduciary Duty Employment Law 11/11 11/13 Employment Law Intellectual Property 11/18 11/20 Intellectual Property Business Organizations: Introduction Business Organizations: Corporation Law Issues Securities Law THANKSGIVING BREAK Securities Law Catch Up & Debate Prep DEBATES DEBATES Final Exams 11/25 11/27 11/28 – 12/1 12/2 12/4 12/9 12/11 12/16 – 12/20 Assignment #2 Due Assignment #3 Handed Out Assignment #3 Due on 11/15 (Friday) COURSE READINGS: all readings are on NYU Classes under the Resources Tab. Note that not all folders are identified as such herein. Please open any folders in NYU Classes and read all the contents. ********************************************************************* Subject to Change. Be guided by what is on NYU Classes rather than listed above and below or in your case book. For Sections that Cover Two Days, note that dates for assigned readings are indicated in parentheses following the reading. 8 SOURCES OF LAW, FEDERAL & STATE COURTS, STARE DECISIS & PRECEDENT – Sept. 4 Section Outlines: Introduction to the American Legal System; Sources of Law Folders: Relationship between Federal and State Courts; Stare Decisis and Precedent; Homework Worksheet; Citation Guide Cases: Brown v. Board of Education, 347 U.S. 483 (1954); Plessy v. Ferguson, 163 U.S. 537 (1896) ******************************************************************** JURISDICTION, LITIGATION & ALTERNATIVE DISPUTE RESOLUTION – Sept. 9 Section Outlines: Jurisdiction Chart of General Litigation Process; Civil vs. Criminal Litigation; Distinctions in the Law; Mediation and Arbitration “Loser Pays” Doesn’t, Legal Affairs Magazine “Inventive, at Least in Court,” NY Times, 7/16/13 “Justices Support Corporate Arbitration,” NY Times 6/20/13 “When Lawyers Cut Their Clients Out of the Deal,” NY Times 8/12/13 Cases: Popolizio v. Schmit, 2013 U.S. Dist. LEXIS 10683 (N.D.N.Y. 2013) ********************************************************************* U.S. CONSTITUTION, FEDERAL, STATE & INDIVIDUAL RIGHTS – Sept. 11 & 16 Section Outlines: US Constitution: Federal, State & Individual Rights; The Commerce Clause (9/11) The Constitution of the United Sates & Amendments (9/11) “A More Perfect Union: The Creation of the U.S. Constitution,” National Archives (9/11) “Benched: The Supreme Court and the Struggle for Independence,” The New Yorker, June 18, 2012 (9/11) “Texas Senate Approves Strict Abortion Measure,” NY Times, July 13, 2013 9 “Message to Congress Transmitting Proposed Legislation to Amend the Gun Free School Zones Act of 1990”, President Clinton, May 5, 1995 (9/11) Cases: United States v. Lopez, 514 U.S. 549 (1995) 9/11); McDonald v. Chicago, 561 U.S. 3025 (2010) (9/16); Roe v. Wade, 410 U.S. 113 (1973) (9/16) ********************************************************************* CRIMINAL LAW – Sept. 18 Section Outline: Criminal Law Criminal Procedure Overview “In Galleon Case, Prison Term is Seen as a Test,” NY Times, 9/19/11 “How Do They Figure Out Compensation for People Who Are Wrongly Convicted?” Slate, May 18, 2007 Cases: McBoyle v. United States, 283 U.S. 25 (1931) **************************************************************** PROPERTY – Sept. 23 & 25 Section Outlines: Real Property (9/23); Personal Property (9/23); Landlord Tenant (9/25) Jeremy Bentham, Principles of the Civil Code (1854), excerpts from Part I: Objects of the Civil Law (9/23) David Hume, A Treatise of Nature (1739), excerpts from Book III: Of Morals (9/23) Standard Form of Apartment Lease New York City) (for 9/25) Cases: Terrett v. Taylor, 13 U.S. 43 (Cranch) (1815) (9/23); Kaur v. New York State Urban Development Corp., 15 N.Y. 3d 235 (2010) (9/23); Quinlan v. Doe, 516140 App. Div., 3rd Dept., June 27, 2013 (9/23); Poyck v. Bryant, 2006 NY Slip Op 26343, 13 Misc. 3d 699 (2006) (9/25); Witkowski v. Blaskiewicz, 615 N.Y.S. 2d 640 (1994) (9/25) ************************************************************************ 10 CONTRACTS Introduction to Contracts – Sept. 30 Section Outline: Contracts Commentaries on the Laws of England (1765-1769), Sir William Blackstone, Of Title by Gift, Grant & Contract, Book 2, Chapter 30 http://www.lonang.com/exlibris/blackstone/bla-230.htm Cases: Fletcher v. Peck, 10 U.S. 87 (Cranch) (1810); Lucy v. Zehmer, 84 S.E.2d 516 (Va. 1954); Hoffman v. Red Owl Stores, Inc., 26 Wis.2d 683 (1965); Beer Capital Distributing v. Guinness Bass Import Company, 290 F. 3d 877 (7th Circ. 2002); Agreement and Consideration – Oct. 2 Section Outline: Agreement & Consideration YouTube: Pepsi Commercial http://www.youtube.com/watch?v=ZdackF2H7Qc MLB Uniform Player’s Contract Cases: Leonard v. Pepsico, 88 F. Supp. 2d 116 (S.D.N.Y. 1999); Osprey LLC v. Kelly-Moore Paint, 984 P.2d 194 (Okla. 1999); Hamer v. Sidway, 27 N.E. 256 (N.Y. 1891) Legality, Capacity, Statute of Frauds & Parol Evidence Rule – Oct. 7 Section Outlines: Capacity; Illegal Contracts; Statute of Frauds & Parol Evidence Rule Parol Evidence Hypotheticals Cases: Jones v. Star Credit Corp., 59 Misc.2d 189 (Nassau Co. 1969); Universal Grading Service v. eBay, 2009 U.S. Dist. LEXIS 49841 (2009); Dodson v. Shrader, 824 S.W.2d 545 (Tenn. 1992); Winkler v. Friedman, U.S. Dist. Ct. LEXIS 88853 (E.D.N.Y. 2013), Yocca v. Pittsburgh Steelers Sports, Inc., 854 A.2d 425 (Pa. 2004) 11 Defenses to Contract Enforcement – Oct. 9 Section Outline: Defenses to Contract Enforcement “The Difference Between Puffery & Fraud”, NYTimes, 10/10/11 Cases: Donovan v. RRL Corp, Corp., 27 P. 3d 702 (Cal: Supreme Court 2001); Vokes v. Arthur Murray, 212 So. 2d 906 (Fla: Dist. Court of Appeal, 2nd Dist. 1968) Performance, Conditions and Remedies – Oct. 16 Section Outlines: Performance & Conditions; Remedies Cases: Jacob and Youngs v. Kent, 129 N.E. 889 (NY 1921); 135 East 57th Street v. Daffy's, Inc., 2011 Slip Op. 08497 (1st Dep't Nov. 22, 2011 ********************************************************************* TORTS – Oct. 21 & Oct. 23 Introduction and Intentional Torts – Oct. 21 Section Outline: Intentional Torts The Right to Privacy, Justice Brandeis New York Right to Privacy Statute “Should Personal Data Be Personal?” NY Times, 2/5/12 “Can the Law Make Us Be Decent?” NY Times, 11/6/12 “To Singers, Ad Sounds Too Familiar”, New York Times, June 7, 2012 Carafano v. Metrosplash, 339 F.3d 1119 (9th Cir. 2003) (no need to brief for homework) Cases: Roach v. Stern, 675 N.Y.S. 2d 133 (2d Dep’t 1998); White v. Samsung Electronics America, Inc., 971 F.2d 1395 (9th Cir. 1992) Negligence, Strict Liability and Defenses – Oct. 23 Section Outline: Negligence Cases: Palsgraf v. LIRR, 248 NY 339 (1928); Zokhrabov v. Park, 2011 Ill. App. (1st) 10267; Zambo v. Tom-Car Foods, Inc., 2010 Ohio 474 (2010); James v. Meow 12 Media, 300 F.3d 683 (2002); Custodi v. Town of Amherst, 20 N.Y.3d 83 (2012); Walt Disney World v. Wood, 515 So.2d 198 (Fla. 1987) (note – different homework assignment for these cases) ********************************************************************* PRODUCT LIABILITY – Oct. 28 Section Outline: Product Liability Express & Implied Warranties under the Uniform Commercial Code “Lawyers From Suits Against Big Tobacco Target Food Makers”, NY Times 8/18/12 Cases: MacPherson v. Buick, 217 N.Y. 382 (1916); Voss v. Black & Decker Mfg. Co., 59 N.Y.2d 102 (1983); Ward v. Arm and Hammer, 341 F. Supp 2d 499 (D. N.J. 2004); Daniell v. Ford Motor, 581 F.Supp. 728 (D. N.M. 1984) (note – different homework assignment for these cases) ********************************************************************* TORT/PRODUCT LIABILITY DEBATES – Oct. 30 Everyone to Read the Following – Debate teams and topics will be assigned. No need to brief the cases for homework. “Hazing Confessions of a Dartmouth Alum”, Huffington Post, April 9, 2012 Brueckner v. Norwich University, 730 A.2d 1086 (1999) Walker v. Phi Beta Sigma Fraternity, 706 So. 2d 525 (1997) “2 Killings & 2 Guns, Unattended,” NY Times, 5/13/13 “Let Shooting Victims Sue,” NY Times, 6/24/13 ****************************************************************** AGENCY LAW & FIDUCIARY DUTY – Nov. 4 Section Outline: Agency & Fiduciary Duty Fiduciary Duties of Directors & Conflicts of Interest 13 Cases: Edinburg Volunteer Fire Company v. Danko Emergency Equipment, 55 A.D. 3d 1108 (2008); Edgewater Motels v. Gatzke, 277 N.W. 2d 11 (Minn. 1979); Riviello v. Waldron, 47 N.Y.2d 297 (1979) ********************************************************************* EMPLOYMENT LAW – Nov. 6 & Nov. 11 Section Outline: Employment Law; Key Federal Employment Discrimination Statutes (11/6) Federal Discrimination Laws Enforced by the Equal Employment Opportunity Commission (EEOC) (11/6) “Companies Get Strict on Health of Workers,” NY Times, 3/25/13 (11/11) “The Smoker’s Surcharge,” NY Times, 11/16/11 (11/11) “Even If It Enrages Your Boss, Social Net Speech is Protected,” NY Times, 1/21/13 (11/11) Cases: Sullivan v. Harnisch, 19 N.Y.3d 259 (2012) (11/6); Harris v. Forklift, 510 U.S. 17 (1993) (11/11); Chadwick v. Wellpoint, 561 F.3d 38 (2009) (11/11) ************************************************************************ INTELLECTUAL PROPERTY – Nov. 13 & Nov. 18 Note: Different Homework Assignment for this section, including cases. Do all readings and homework for Nov. 13 Section Outlines: Intellectual Property Outline; Intellectual Property Comparison Chart (11/13); America Invents Act of 2011 (11/13) Patents, Cornell Law School Legal Information Institute (11/13) Trademark Examples (11/13) “Court of Appeals Reverses Ruling on Cariou v. Prince,” Hyperallergic, April 25, 2013 (11/13) “A Setback for Resellers of Digital Products,” NY Times, 4/1/13 (11/13) “Trademarks Take on New Importance in Internet Era”, NY Times, February 20, 2012 (11/13) “The Most Important Dress or At Least a Look-Alike,” NY Times, 3/1/13 (11/13) 14 “Ralph Lauren Scores Win Over Use of Polo Trademark”, New York Law Journal, February 14, 2013 (11/13) “In Case of Big Yale v. Tiny Yale, Victor Kept the Name,” NY Times, 7/2/13 (11/13) “Justices, 9-0, Bar Patenting Human Genes,” NY Times, 6/13/13 (11/13) “Why There Are Too Many Patents in America,” Posner, The Atlantic, 7/12/12 (11/13) Cases: Mattel v. MCA Records, 296 F.3d 894 (2002); Suntrust Bank v. Houghton Mifflin Co., 268 F.3d 1257 (11 Cir. 2001) (11/13) ********************************************************************* BUSINESS ORGANIZATIONS – Nov. 20 & Nov. 25 Introduction – Nov. 20 Section Outlines: Partnership; Limited Partnership; Corporations; Limited Liability Companies “Making the Breakup Much Easier”, New York Times, 2/20/2008 “OK, Partner, We Better Sign A Prenup”, Wall Street Journal, 5/11/2008 Corporate Entities, Fred Wilson, Venture Captalist Pros and Cons of the LLC Model Urban Decay website – “About Us” http://www.urbandecay.com/aboutus/about_us.html Cases: Holmes v. Lerner, 88 Cal.Rptr.2d 130 (1999); Geringer v. Wildhorn Ranch, 706 F.Supp. 1442 (D. Colo. 1988); Meinhard v. Salmon, 249 NY 458 (1928) Corporate Law Issues – Nov. 25 “With New Law, Profits Take a Back Seat”, New York Times, January 19, 2012. “In Actions, S&P Risked Andersen’s Fate,” NY Times, 2/7/13 “Down with Shareholder Value,” NY Times, 8/10/12 Hillary The Movie trailer http://www.youtube.com/watch?v=BOYcM1z5fTs 15 Cases: Trustees of Dartmouth College v. Woodward, 17 U.S. 518 (Wheat) (1819); Citizens United v. Federal Election Commission, 130 S. Ct. 876 (2010) Smith v. Van Gorkom, 488 A.2d 858 (Sup. Ct. Del. 1985) ********************************************************************** SECURITIES LAW – Nov. 27 & Dec. 2 Section Outline: Securities Fraud (11/27) The Laws That Govern the Securities Industry. http://www.sec.gov (11/27) What Is Fair Disclosure? http://www.sec.gov (12/2) Insider Trading http://www.sec.gov (11/27) “Confessions of an Inside Trader”, Wall Street Journal, 4/16/2011 (11/27) “How Wall Street Lawyer Turned Insider Trader Eluded the FBI”, Bloomberg, July 31, 2012 (11/27) “Insider Trading,” NY Law Journal, 2/14/13 (11/27) “Fair Play Measured in Slivers of a Second,” NY Times, 7/12/13 (12/2) “SEC Clears Way for Entrepreneurs to Tweet, Blog About Unregistered Shares,” WSJ 7/10/13 (12/2) Mark Cuban Folder (12/2) Cases: SEC v. Dirks, 463 US 646 (1983); United States v. O'Hagan, 521 US 642 (1997) (both cases for 11/27) ********************************************************************** 16