WiMAX Forum® Test Procedures WiMAX Forum® Mobile InterOperability Test (MIOT) WMF-T25-003-R010v08 WMF Approved (2012-04-16) WiMAX Forum Proprietary Copyright © 2012 WiMAX Forum. All Rights Reserved. WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 WMF-T25-003-R010v08 Copyright Notice, Use Restrictions, Disclaimer, and Limitation of Liability Copyright 2012 WiMAX Forum. All rights reserved. The WiMAX Forum® owns the copyright in this document and reserves all rights herein. This document is available for download by the WiMAX Forum members, and may be duplicated for internal use, provided that all copies contain all proprietary notices and disclaimers included herein. 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All other trademarks are the property of their respective owners. 58 Page - ii WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Table of Contents WIMAX FORUM® TEST PROCEDURES............................................................................................................... I 1. SCOPE ........................................................................................................................................................... 11 2. PURPOSE ...................................................................................................................................................... 12 3. REFERENCES .............................................................................................................................................. 13 4. ABBREVIATIONS ....................................................................................................................................... 14 5. MOBILE INTEROPERABILITY TEST SUITE ....................................................................................... 15 5.1 How to use the Interoperability Test Suite .................................................................................................. 15 5.2 How to document a Test Campaign............................................................................................................. 15 5.3 Test Configuration ....................................................................................................................................... 15 5.3.1 Test Scenario List MS IOT................................................................................................................... 16 5.3.2 Test Scenario List BS IOT ................................................................................................................... 19 5.4 Test Scenario Identifier Naming Conventions ............................................................................................. 22 5.5 TD Identifier Naming Conventions ............................................................................................................. 23 5.6 Test Scenario List ........................................................................................................................................ 24 6. TEST CAMPAIGN INFORMATION ........................................................................................................ 26 6.1 Date of statement ......................................................................................................................................... 26 6.2 Vendor Contact Person ................................................................................................................................ 26 6.3 Product Supplier for Test Bed ..................................................................................................................... 26 7. TEST CAMPAIGN PARAMETERS AND REPORT ............................................................................... 27 7.1.1 7.1.2 7.1.3 7.2 8. Vendor Specific Instructions for UUT Setup ....................................................................................... 27 MS Test campaign parameters ............................................................................................................. 28 BS Test campaign parameters .............................................................................................................. 29 Test campaign report ................................................................................................................................... 29 TEST SCENARIOS ...................................................................................................................................... 37 8.1 Scenario 1a - Basic Configuration ............................................................................................................... 37 8.1.1 Network Entry procedure ..................................................................................................................... 38 8.1.1.1 MS Synchronization and Ranging ................................................................................................. 38 8.1.1.2 Capabilities Negotiation ................................................................................................................ 39 8.1.1.3 Registration ................................................................................................................................... 39 8.1.2 Traffic Connection Establishment ........................................................................................................ 40 8.1.2.1 Service Flow Provisioning ............................................................................................................ 40 8.1.3 User Data Transfer ............................................................................................................................... 41 8.1.3.1 PING ............................................................................................................................................. 41 8.1.3.2 File Data Transfer ......................................................................................................................... 41 8.2 Scenario 1b – BS initiated CQI Reporting using Fast Feedback Channel ................................................... 42 8.2.1 Network Entry procedure ..................................................................................................................... 43 8.2.1.1 Capabilities Negotiation ................................................................................................................ 43 8.2.1.2 MAP .............................................................................................................................................. 44 Page - iii WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.3 Scenario 1c – HARQ ................................................................................................................................... 45 8.3.1 Network Entry procedure ..................................................................................................................... 46 8.3.1.1 Capabilities Negotiation ................................................................................................................ 46 8.3.2 Traffic Connection Establishment ........................................................................................................ 47 8.3.2.1 Service Flow Provisioning ............................................................................................................ 47 8.3.3 User Data Transfer ............................................................................................................................... 48 8.3.3.1 Verification of DL HARQ Allocations ......................................................................................... 48 8.3.3.2 Verification of UL HARQ Allocations ......................................................................................... 49 8.4 Scenario 1c-B – HARQ on UL MAC Messages ......................................................................................... 50 8.4.1 Network Entry procedure ..................................................................................................................... 51 8.4.1.1 Capabilities Negotiation ................................................................................................................ 51 8.4.2 HARQ on UL MAC messages ............................................................................................................. 52 8.4.2.1 Verification of UL HARQ Allocations of UL MAC messages ..................................................... 52 8.4.3 Traffic Connection Establishment ........................................................................................................ 53 8.4.3.1 Service Flow Provisioning ............................................................................................................ 53 8.4.4 User Data Transfer ............................................................................................................................... 54 8.4.4.1 Verification of DL HARQ Allocations ......................................................................................... 54 8.4.4.2 Verification of UL HARQ Allocations ......................................................................................... 55 8.5 Scenario 1d – Mac-level ARQ ..................................................................................................................... 56 8.5.1 Network Entry procedure ..................................................................................................................... 57 8.5.1.1 Registration ................................................................................................................................... 57 8.5.2 Traffic Connection Establishment ........................................................................................................ 58 8.5.2.1 Service Flow Provisioning ............................................................................................................ 58 8.5.3 User Data Transfer ............................................................................................................................... 59 8.5.3.1 Verification of DL ARQ Allocations ............................................................................................ 59 8.5.3.2 Verification of UL ARQ Allocations ............................................................................................ 60 8.6 Scenario 1eb – BS initiated Open Loop Power Control .............................................................................. 61 8.6.1 Open Loop Power Control Activation .................................................................................................. 62 8.6.2 Open Loop Power Control during User Data Transfer ......................................................................... 63 8.7 Scenario 1ec - Closed Loop Power Control................................................................................................. 64 8.7.1 Initial Ranging ...................................................................................................................................... 65 8.7.2 Closed Loop Power Control during User Data Transfer ...................................................................... 65 8.8 Scenario 1f – Security Version 2 ................................................................................................................. 66 8.8.1 Security Capabilities Negotiation ......................................................................................................... 67 8.8.2 Authentication and Authorization ........................................................................................................ 68 8.8.3 3-way handshake and SA creation........................................................................................................ 69 8.8.4 User Data Transfer ............................................................................................................................... 70 8.8.4.1 PING ............................................................................................................................................. 70 8.8.5 Periodic TEK Refresh .......................................................................................................................... 70 8.8.6 User Data Transfer with refreshed key material ................................................................................... 71 8.8.6.1 PING ............................................................................................................................................. 71 8.9 Scenario 1g- MS initiated Sleep Mode ........................................................................................................ 72 8.9.1 Setup of MS initiated Sleep Mode........................................................................................................ 72 8.9.2 MS initiated Sleep Mode ...................................................................................................................... 73 8.9.3 Sleep Mode Verification ...................................................................................................................... 74 8.9.4 BS initiated PING ................................................................................................................................. 74 8.9.5 MS initiated activation of deactivated PSC .......................................................................................... 75 8.9.6 MS initiated PING ................................................................................................................................ 75 8.10 Scenario 1ha - MS initiated Idle Mode ........................................................................................................ 76 8.10.1 MS initiated Idle Mode......................................................................................................................... 77 8.10.2 Idle Mode Verification ......................................................................................................................... 78 8.10.3 BS initiated PING ................................................................................................................................. 78 Page - iv WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.10.4 8.10.5 8.10.6 8.10.7 WMF-T25-003-R010v08 MS initiated Idle Mode (Re-initiation) ................................................................................................. 79 MS initiated PING ................................................................................................................................ 79 MS initiated Idle Mode (Re-initiation) ................................................................................................. 79 Power Down Final Test ........................................................................................................................ 80 8.11 Scenario 1hb - BS initiated Idle Mode......................................................................................................... 81 8.11.1 Setup for BS initiated Idle Mode .......................................................................................................... 82 8.11.2 BS Triggers Idle Mode ......................................................................................................................... 83 8.11.3 BS initiated PING ................................................................................................................................. 83 8.12 Scenario 1hc - Load Balancing 1 ................................................................................................................. 84 8.12.1 Network Entry procedure ..................................................................................................................... 85 8.12.1.1 MS Synchronization and Ranging ................................................................................................. 85 8.12.1.2 Capabilities Negotiation ................................................................................................................ 86 8.12.1.3 Registration ................................................................................................................................... 86 8.12.2 Traffic Connection Establishment ........................................................................................................ 87 8.12.2.1 Service Flow Provisioning ............................................................................................................ 87 8.12.3 User Data Traffic .................................................................................................................................. 88 8.12.3.1 PING ............................................................................................................................................. 88 8.12.3.2 File Data Transfer ......................................................................................................................... 88 8.13 Scenario 1i – ERT-VR ................................................................................................................................. 89 8.13.1 Traffic Connection Establishment ........................................................................................................ 90 8.13.1.1 Service Flow Provisioning ............................................................................................................ 90 8.13.2 User Data Transfer ............................................................................................................................... 91 8.13.2.1 File Data Transfer ......................................................................................................................... 91 8.14 Scenario 1j - MS initiated Handover ........................................................................................................... 92 8.14.1 Neighbor Advertisement ...................................................................................................................... 93 8.14.2 Handover Decision ............................................................................................................................... 93 8.14.3 Handover Initiation............................................................................................................................... 94 8.14.4 Handover Verification .......................................................................................................................... 95 8.15 Scenario 2 - P2MP Configuration................................................................................................................ 96 8.15.1 Network Entry procedure ..................................................................................................................... 96 8.15.1.1 Ranging ......................................................................................................................................... 96 8.15.1.2 Capabilities Negotiation ................................................................................................................ 98 8.15.1.3 Registration ................................................................................................................................... 98 8.15.2 Traffic Connection Establishment ........................................................................................................ 99 8.15.2.1 Service Flow Provisioning ............................................................................................................ 99 8.15.3 User Data Transfer ............................................................................................................................. 100 8.15.3.1 PING ........................................................................................................................................... 100 8.15.3.2 File Data Transfer ....................................................................................................................... 100 8.16 Scenario 2A0 – DL PUSC with MIMO Matrix A and UL PUSC with Collaborative SM ........................ 101 8.16.1 Network Entry procedure ................................................................................................................... 101 8.16.1.1 Capabilities Negotiation .............................................................................................................. 101 8.16.2 User Data Transfer ............................................................................................................................. 102 8.16.2.1 MAP ............................................................................................................................................ 102 8.16.2.2 Data grants for the MS ................................................................................................................ 103 8.16.2.3 Data Transfer............................................................................................................................... 103 8.17 Scenario 2A1 – DL PUSC with MIMO Matrix B and UL PUSC With Collaborative SM ....................... 104 8.17.1 Network Entry procedure ................................................................................................................... 105 8.17.1.1 Capabilities Negotiation .............................................................................................................. 105 8.17.2 User Data Transfer ............................................................................................................................. 106 8.17.2.1 MAP ............................................................................................................................................ 106 8.17.2.2 Data grants for the MS ................................................................................................................ 107 8.17.2.3 Data Transfer............................................................................................................................... 107 Page - v WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.18 Scenario 2B0 – Beam Forming with DL AMC with Dedicated Pilots and UL AMC ............................... 108 8.18.1 Network Entry procedure ................................................................................................................... 109 8.18.1.1 Capabilities Negotiation .............................................................................................................. 109 8.18.2 User Data Transfer ............................................................................................................................. 110 8.18.2.1 MAP ............................................................................................................................................ 110 8.18.2.2 Data grants for the MS ................................................................................................................ 110 8.18.2.3 Data Transfer............................................................................................................................... 111 8.19 Scenario 2B1 – Beam Forming with DL PUSC with Dedicated Pilots and UL PUSC without channel rotation................................................................................................................................................................... 112 8.19.1 Network Entry procedure ................................................................................................................... 113 8.19.1.1 Capabilities Negotiation .............................................................................................................. 113 8.19.2 User Data Transfer ............................................................................................................................. 114 8.19.2.1 MAP ............................................................................................................................................ 114 8.19.2.2 Data grants for the MS ................................................................................................................ 115 8.19.2.3 Data Transfer............................................................................................................................... 115 8.20 Scenario 2AB0 – DL PUSC with dedicated pilot with MIMO Matrix A and UL PUSC with Collaborative SM 116 8.20.1 Network Entry procedure ................................................................................................................... 117 8.20.1.1 Capabilities Negotiation .............................................................................................................. 117 8.20.2 User Data Transfer ............................................................................................................................. 118 8.20.2.1 MAP ............................................................................................................................................ 118 8.20.2.2 Data grants for the MS ................................................................................................................ 119 8.20.2.3 Data Transfer............................................................................................................................... 119 8.21 Scenario 2AB1 – DL PUSC with dedicated pilot with Matrix B MIMO and UL PUSC with Collaborative SM 120 8.21.1 Network Entry procedure ................................................................................................................... 121 8.21.1.1 Capabilities Negotiation .............................................................................................................. 121 8.21.2 User Data Transfer ............................................................................................................................. 122 8.21.2.1 MAP ............................................................................................................................................ 122 8.21.2.2 Data grants for the MS ................................................................................................................ 123 8.21.2.3 Data Transfer............................................................................................................................... 123 8.22 Scenario 2AC0 – DL PUSC and UL PUSC without subchannel rotation ................................................. 124 8.22.1 Network Entry procedure ................................................................................................................... 125 8.22.1.1 Capabilities Negotiation .............................................................................................................. 125 8.22.2 User Data Transfer ............................................................................................................................. 126 8.22.2.1 MAP ............................................................................................................................................ 126 8.22.2.2 Data grants for the MS ................................................................................................................ 127 8.22.2.3 Data Transfer............................................................................................................................... 127 8.23 Scenario 2C0 – PHS IPv4 .......................................................................................................................... 128 8.23.1 Network Entry procedure ................................................................................................................... 129 8.23.1.1 Registration ................................................................................................................................. 129 8.23.2 Traffic Connection Establishment ...................................................................................................... 129 8.23.2.1 Service Flow Provisioning .......................................................................................................... 129 8.23.3 User Data Transfer ............................................................................................................................. 130 8.23.3.1 Data Transfer............................................................................................................................... 130 8.24 Scenario 2C1 – PHS IPv6 .......................................................................................................................... 131 8.24.1 Network Entry procedure ................................................................................................................... 132 8.24.1.1 Registration ................................................................................................................................. 132 8.24.2 Traffic Connection Establishment ...................................................................................................... 133 8.24.2.1 Service Flow Provisioning .......................................................................................................... 133 8.24.3 User Data Transfer ............................................................................................................................. 134 8.24.3.1 Data Transfer............................................................................................................................... 134 Page - vi WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.25 Scenario 2D0 – ROHC UDP/IPv4 streams ................................................................................................ 135 8.25.1 Network Entry procedure ................................................................................................................... 136 8.25.1.1 Registration ................................................................................................................................. 136 8.25.2 Traffic Connection Establishment ...................................................................................................... 137 8.25.2.1 Service Flow Provisioning .......................................................................................................... 137 8.25.3 User Data Transfer ............................................................................................................................. 138 8.25.3.1 Data Transfer............................................................................................................................... 138 8.26 Scenario 2D1 – ROHC UDP/IPv6 streams ................................................................................................ 138 8.26.1 Network Entry procedure ................................................................................................................... 139 8.26.1.1 Registration ................................................................................................................................. 139 8.26.2 Traffic Connection Establishment ...................................................................................................... 140 8.26.2.1 Service Flow Provisioning .......................................................................................................... 140 8.26.3 User Data Transfer ............................................................................................................................. 141 8.26.3.1 Data Transfer............................................................................................................................... 141 8.27 Scenario 2E0 – MS initiated Service Flow Establishment and Deletion ................................................... 142 8.27.1 MS initiated Service Flow Creation ................................................................................................... 143 8.27.2 UGS Data Transfer ............................................................................................................................. 143 8.27.3 MS initiated Service Flow Deletion ................................................................................................... 144 8.28 Scenario 2F0 – RT-VR/NRT-VR .............................................................................................................. 145 8.28.1 Traffic Connection Establishment ...................................................................................................... 146 8.28.1.1 RT-VR Service Flow Provisioning ............................................................................................. 146 8.28.1.2 NRT-VR Service Flow Provisioning .......................................................................................... 147 8.28.2 User Data Transfer ............................................................................................................................. 147 8.28.2.1 RT-VR Data Transfer .................................................................................................................. 147 8.28.2.2 NRT-VR Data Transfer ............................................................................................................... 148 8.29 Scenario 2G0- BS initiated Handover ....................................................................................................... 149 8.29.1 Neighbor Advertisement .................................................................................................................... 150 8.29.2 Scanning ............................................................................................................................................. 151 8.29.3 Scan Report ........................................................................................................................................ 151 8.29.4 Handover Decision ............................................................................................................................. 152 8.29.5 Handover Initiation............................................................................................................................. 152 8.29.6 Handover Verification ........................................................................................................................ 153 8.29.6.1 PING ........................................................................................................................................... 153 8.30 Scenario 2G1– Drop of Target BS During Handover ................................................................................ 154 8.30.1 Network re-entry with Serving BS ..................................................................................................... 155 8.30.2 Network re-entry Verification ............................................................................................................ 155 8.30.2.1 PING ........................................................................................................................................... 155 8.31 Scenario 2G2 – HO Cancel........................................................................................................................ 155 8.31.1 Neighbor Advertisement .................................................................................................................... 156 8.31.2 Network Re-entry with Serving BS .................................................................................................... 157 8.31.3 Network Re-entry Verification ........................................................................................................... 157 8.32 Scenario 2M0 – Multi-BS MBS ................................................................................................................ 158 8.32.1 MAP ................................................................................................................................................... 159 8.32.2 Traffic Connection Establishment ...................................................................................................... 160 8.32.2.1 Service Flow Provisioning .......................................................................................................... 160 8.32.3 User Data Transfer ............................................................................................................................. 161 8.32.3.1 Data Transfer............................................................................................................................... 161 8.33 Scenario 2N0 – FFR with segmented PUSC ............................................................................................. 162 8.33.1 Capabilities Negotiation ..................................................................................................................... 165 8.33.2 Registration ........................................................................................................................................ 165 8.33.2.1 Traffic Connection Establishment ............................................................................................... 166 8.33.2.1.1 Service Flow Provisioning ...................................................................................................... 166 Page - vii WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.33.2.2 Zone Indication for PUSC with all Sub-channels and Segmented PUSC ................................... 167 8.33.2.2.1 DL and UL Zone Switch IE for PUSC with all Sub-Channels ............................................... 167 8.33.2.3 User Data Transfer ...................................................................................................................... 168 8.33.2.3.1 File Data Transfer for BE service flows.................................................................................. 168 9. MOBILE IOT AMENDMENT .................................................................................................................. 169 9.1 Amendment References ............................................................................................................................. 169 9.2 Amendment Definitions and abbreviations ............................................................................................... 169 9.2.1 Definitions .......................................................................................................................................... 169 9.2.2 Abbreviations ..................................................................................................................................... 171 9.3 Suggested Common System Mobile IOT amendment Profiles ................................................................. 172 9.3.1 TDD Frame Format ............................................................................................................................ 172 9.3.2 MAP Types ........................................................................................................................................ 172 9.3.3 Convergence Sub-layer ...................................................................................................................... 172 9.3.4 IP Address Configuration ................................................................................................................... 172 9.3.5 Test Structure ..................................................................................................................................... 173 9.3.6 Test Configurations ............................................................................................................................ 173 9.3.6.1 Single BS and Single MS – One Vendor..................................................................................... 173 9.3.6.2 Single BS and Single MS – Two Vendors .................................................................................. 174 9.3.6.3 Single BS and Two MS (from Same Vendor) ............................................................................. 175 9.3.6.4 Single BS and Two MS (From Different Vendors) ..................................................................... 175 9.3.6.5 Single BS and Three MS (Three Different Vendors) .................................................................. 176 9.3.6.6 Single MS and Two BS (for Handover) ...................................................................................... 177 9.3.7 Test Scenarios .................................................................................................................................... 177 9.3.7.1 PHY Tests ................................................................................................................................... 178 9.3.7.1.1 Number of OFDM Symbols in DL / UL ................................................................................... 178 9.3.7.1.1.1 Network Entry procedure ................................................................................................... 179 9.3.7.1.1.1.1 MS Synchronization and Ranging ............................................................................... 179 9.3.7.1.1.1.2 Capabilities Negotiation .............................................................................................. 180 9.3.7.1.1.1.3 Registration ................................................................................................................. 180 9.3.7.1.1.2 Traffic Connection Establishment ...................................................................................... 180 9.3.7.1.1.2.1 Service Flow Provisioning .......................................................................................... 180 9.3.7.1.1.3 User Data Transfer ............................................................................................................. 181 9.3.7.1.1.3.1 PING for BE service flows .......................................................................................... 181 9.3.7.1.1.3.2 File Data Transfer for BE service flows ...................................................................... 182 9.3.7.1.2 DL Subcarrier Allocation .......................................................................................................... 182 9.3.7.1.2.1 Network Entry procedure ................................................................................................... 183 9.3.7.1.2.1.1 MS Synchronization and Ranging ............................................................................... 183 9.3.7.1.2.1.2 Capabilities Negotiation .............................................................................................. 184 9.3.7.1.2.1.3 Registration ................................................................................................................. 184 9.3.7.1.2.2 Traffic Connection Establishment ...................................................................................... 185 9.3.7.1.2.2.1 Service Flow Provisioning .......................................................................................... 185 9.3.7.1.2.3 User Data Transfer ............................................................................................................. 185 9.3.7.1.2.3.1 PING for BE service flows .......................................................................................... 185 9.3.7.1.2.3.2 File Data Transfer for BE service flows ...................................................................... 186 9.3.7.1.3 Periodic Ranging....................................................................................................................... 186 9.3.7.1.3.1 Periodic Ranging Scenario 1 .............................................................................................. 186 9.3.7.1.4 BW Request .............................................................................................................................. 187 Page - viii WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 9.3.7.1.4.1 UGS Service Flow.............................................................................................................. 187 9.3.7.1.5 CQICH Fast Feedback .............................................................................................................. 188 9.3.7.1.5.1 BS initiated CQI Reporting using Fast Feedback Channel ................................................ 188 9.3.7.1.6 DL (Link Adaptation) based on Physical CINR Report on Pilots............................................. 189 9.3.7.1.6.1 Capabilities Negotiation During Network Entry Procedure ............................................... 190 9.3.7.1.6.2 PCINR Report for CQICH Allocation and Link Adaptation.............................................. 190 9.3.7.1.7 Downlink Modulation ............................................................................................................... 191 9.3.7.1.7.1 Support of different MSC level in DL ................................................................................ 191 9.3.7.1.7.1.1 Network Entry procedure ............................................................................................ 193 9.3.7.1.7.1.2 Traffic Connection Establishment ............................................................................... 194 9.3.7.1.7.1.3 User Data Transfer ...................................................................................................... 195 9.3.7.1.8 Uplink Modulation .................................................................................................................... 195 9.3.7.1.8.1 Verifying Uplink link adaptation ....................................................................................... 195 9.3.7.1.8.1.1 Data Transfer ............................................................................................................... 196 9.3.7.1.9 DL MIMO Mode Testing.......................................................................................................... 197 9.3.7.1.9.1 Block Diagram for MIMO Test Setup................................................................................ 199 9.3.7.1.9.2 Capabilities Negotiation during Network Entry ................................................................. 200 9.3.7.1.9.3 MAP ................................................................................................................................... 200 9.3.7.1.9.4 Data grants for the MS ....................................................................................................... 201 9.3.7.2 MAC Tests .................................................................................................................................. 201 9.3.7.2.1 PHS ........................................................................................................................................... 201 9.3.7.2.1.1 Basic MS & BS PHS support for UGS SF ......................................................................... 201 9.3.7.2.2 QoS service flows ..................................................................................................................... 202 9.3.7.2.2.1 Operation of pre-provisioned QoS service flows ............................................................... 202 9.3.7.2.2.2 ErtPS Service Flows ........................................................................................................... 203 9.3.7.2.2.2.1 Basic ertPS operation – one packet per UL grant ........................................................ 203 9.3.7.2.2.2.2 Basic ertPS operation – two packets per UL grant ...................................................... 205 9.3.7.2.3 Scan/Report Trigger Metrics..................................................................................................... 207 9.3.7.2.3.1 Scan Trigger Metric Test case (Mean BS RSSI/CINR Trigger metric type) ..................... 207 9.3.7.2.4 MS initiated Handover with Optimized Re-entry ..................................................................... 208 9.3.7.2.4.1 MS initiated handover test case Behavior .......................................................................... 209 9.3.7.2.4.1.1 Neighbor Advertisement ............................................................................................. 210 9.3.7.2.4.1.2 Scanning Initiation ...................................................................................................... 211 9.3.7.2.4.1.3 Handover Decision ...................................................................................................... 211 9.3.7.2.4.1.4 Handover Initiation ..................................................................................................... 211 9.3.7.2.4.1.5 Handover Confirmation ............................................................................................... 212 9.3.7.2.5 HO Ranging .............................................................................................................................. 213 9.3.7.2.5.1 Handover ranging test case Behavior ................................................................................. 213 9.3.7.2.6 Security ..................................................................................................................................... 214 9.3.7.2.6.1 PKMv2 Authorization initial network entry: initial network entry ................................... 214 9.3.7.2.7 PKMv2 Authorization network re-entry: network re-entry ..................................................... 215 9.3.7.2.7.1 Non Optimized Handoff ..................................................................................................... 215 9.3.7.2.7.2 Optimized Handoff............................................................................................................. 216 9.3.7.2.8 CMAC_KEY_COUNT Test Cases ........................................................................................... 217 9.3.7.2.8.1 CMAC Key Count test case 1 ............................................................................................ 217 9.3.7.2.8.2 CMAC Key Count test case 2 ............................................................................................ 218 9.3.7.2.8.3 CMAC Key Count test case 3 ............................................................................................ 219 9.3.7.2.8.4 CMAC Key Count test case 4 ............................................................................................ 220 9.3.7.2.8.5 CMAC Key Count test case 5 ............................................................................................ 221 Page - ix WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 1. Scope This document specifies the WiMAX Forum® Inter-Operability Tests (MIOT) to certify compliance with the WiMAX Forum Mobile Certification Profile [2], the WiMAX Forum System Profile [3] and the WiMAX Forum PICS [4] Certification Testing. The standard specifications are found in the three IEEE 802.16 referenced documents, [1]. This document replaces the approved WiMAX Forum Inter-Operability Tests for Wave 1 which are included here. Page - 11 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 2. Purpose The purpose of this document is to define test scenarios to verify the interoperability of mobile equipment that meets WiMAX Forum Mobile Certification Profile [2]. These tests represent the third major test area for WiMAX Certification, with the other two areas being the Protocol Conformance Test Cases [6] and the WiMAX Forum Radio Conformance Tests [5]. The detailed processes for WiMAX Certification is found in WiMAX Forum Certification Program Reference Document [6]. Section 9 of this document covers the MIOT amendment as normative requirement similar to the main section of the document. Page - 12 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 3. References [1] WiMAX Forum® Mobile Standard Reference, T23-004-R010, WiMAX Forum® Technical Working Group. [2] WiMAX Forum® Mobile Radio Specifications, T23-005-R015, WiMAX Forum® Technical Working Group. [3] WiMAX Forum® Mobile System Profile, T23-001-R010, WiMAX Forum® Technical Working Group. [4] WiMAX Forum® Mobile Protocol Implementation Conformance Statement (PICS) Proforma, T24-001-R010v06, WiMAX Forum® Technical Working Group. [5] WiMAX Forum® Mobile Radio Conformance Tests, T25-002-R010, WiMAX Forum® Technical Working Group. [6] WiMAX Forum® Certification Program Reference Manual, C16-001, WiMAX Forum® Technical Working Group. Page - 13 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 4. Abbreviations BS Base Station CQI Channel Quality Indicator DL Downlink IOT Inter-Operability Test MBS Multicast and Broadcast Services MS Mobile Station NW Network PHS Payload Header Suppression ROHC Robust Header Compression SBS Serving Base Station SM Spatial Multiplexing TD Test Description TO Transmission Opportunity SUT System Under Test UGS Unsolicited Grant Service UL Uplink W1 Wave 1 W2 Wave 2 Page - 14 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 5. Mobile Interoperability Test Suite 5.1 How to use the Interoperability Test Suite - A test campaign is the execution of test scenarios according to the test scenario list. - The test campaign parameters in clause 7 shall be filled out prior to any test scenario execution. The test campaign parameters specify how certain behavior can be triggered. - Some test descriptions can be executed several times with a different parameter set for each execution. In the case where this is applicable, the test description list is appended below the test description Table. 5.2 How to document a Test Campaign For each test campaign, the following chapters shall be printed out. Clause 6: Test Campaign Information - shall be filled out by the test participant(s). Clause 7: Test Campaign Parameters and Report - summarizes the results of the Test Campaign, is filled out during the Test Campaign. Clause 8: Test Scenarios - shall be filled out during the Test Campaign. A copy of each Text Campaign Report is provided to every test participant after the Test Campaign. 5.3 Test Configuration The figure below represents the MIOT Test Bed with two BSs (different vendors except for Handoff) and three MS (different vendors). It is assumed that this Test Bed will be validated and is referred to as the “Gold IOT Test Bed, with all tests initially run in this testbed during validation. The IOT tests are conductive tests. Each unit under test has to provide a RF interface for this purpose (female SMA or N connector). The data connector is the RJ45 LAN interface (Ethernet). For a new vendor (MS or BS) to pass the IOT tests, the vendor replaces one of the units from the “Gold IOT Test Bed and reruns the test case as specified in the Tables below. Page - 15 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 BS1 BS2 Link 1 Link 2 Monitor MS1 MS2 MS3 Figure 1 Basic Test Combinations for IOT Testing 5.3.1 Test Scenario List MS IOT MS1 is the unit under test. MS in brackets are connected and have successfully performed NW entry before the IOT test starts. Not mentioned BS is powered off or disconnected. MS2 without brackets is also unit under test with a different PHY configuration (used for MIMO with collaborative SM). BSx(SBS&TBS) means that 2 units of the same vendor BS are used, one playing the Serving BS role and the other one playing the Target BS role. Page - 16 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT Nr. 1 WMF-T25-003-R010v08 Test Scenario Name Configuration Scenario 1a Basic Configuration ** MS1+(MS2+MS3)+BS1 2 3 4 5 MS1+(MS2+MS3)+BS2 Scenario 1b BS initiated CQI Reporting using Fast Feedback Channel MS1+(MS2+MS3)+BS1 Scenario 1c HARQ MS1+(MS2+MS3)+BS1 6 7 MS1+(MS2+MS3)+BS2 Scenario 1c-B - HARQ on UL MAC Messages MS1+(MS2+MS3)+BS1 8 9 MS1+(MS2+MS3)+BS2 Scenario 1d Mac-level ARQ MS1+(MS2+MS3)+BS1 10 11 12 13 MS1+(MS2+MS3)+BS2 Scenario 1eb - BS initiated Open Loop Power Control Activation MS1+(MS2+MS3)+BS1 Scenario 1ec - Closed Loop Power Control MS1+(MS2+MS3)+BS1 14 15 Scenario 1f – Security Version 2 MS1+(MS2+MS3)+BS1 MS1+(MS2+MS3)+BS2 Scenario 1g – MS initiated Sleep Mode MS1+(MS2+MS3)+BS1 18 19 MS1+(MS2+MS3)+BS2 Scenario 1ha – MS initiated Idle Mode MS1+(MS2+MS3)+BS1 20 21 MS1+(MS2+MS3)+BS2 Scenario 1hb – BS initiated Idle Mode MS1+(MS2+MS3)+BS1 22 23 MS1+(MS2+MS3)+BS2 Scenario 1hc - Load balancing 1 MS1+(MS2+MS3)+BS1 24 25 MS1+(MS2+MS3)+BS2 Scenario 1i – ERT-VR MS1+(MS2+MS3)+BS1 26 27 MS1+(MS2+MS3)+BS2 Scenario 1ja – MS initiated Handover MS1+(MS2+MS3)+ BS1(SBS&TBS) 28 29 MS1+(MS2+MS3)+ BS2(SBS&TBS) Scenario 2 PMP Configuration MS1+MS2+ MS3+BS1 30 27 28 29 30 31 32 33 34 MS1+(MS2+MS3)+BS2 MS1+(MS2+MS3)+BS2 16 17 MS1+(MS2+MS3)+BS2 MS1+MS2+ MS3+BS2 Scenario 2A0 – DL PUSC with MIMO Matrix A and UL PUSC with Collaborative SM MS1+MS2+(MS3)+BS1 Scenario 2A1 – DL PUSC with MIMO Matrix B and UL PUSC With Collaborative SM MS1+MS2+(MS3)+BS1 Scenario 2B0 – Beam Forming with DL AMC with Dedicated Pilots and UL AMC MS1+(MS2+MS3)+BS1 Scenario 2B1 – Beam Forming with DL PUSC with Dedicated Pilots and UL PUSC without channel rotation MS1+(MS2+MS3)+BS1 MS1+MS2+(MS3)+BS2 MS1+MS2+(MS3)+BS2 MS1+(MS2+MS3)+BS2 MS1+(MS2+MS3)+BS2 Page - 17 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 35 36 37 38 39 40 41 WMF-T25-003-R010v08 Scenario 2AB0 – DL PUSC with dedicated pilot with MIMO Matrix A and UL PUSC with Collaborative SM MS1+MS2+(MS3)+BS1 Scenario 2AB1 – DL PUSC with dedicated pilot with Matrix B MIMO and UL PUSC with Collaborative SM MS1+MS2+(MS3)+BS1 Scenario 2AC0 -DL PUSC and UL PUSC without subchannel rotation MS1+(MS2+MS3)+BS1 Scenario 2C0 – PHS IPv4 MS1+(MS2+MS3)+BS1 MS1+(MS2+MS3)+BS2 Scenario 2C1 – PHS IPv6 MS1+(MS2+MS3)+BS1 44 45 MS1+(MS2+MS3)+BS2 Scenario 2D0 – ROHC UDP/IPv4 streams* MS1+(MS2+MS3)+BS1 46 47 MS1+(MS2+MS3)+BS2 Scenario 2D1 – ROHC UDP/Ipv6 streams* MS1+(MS2+MS3)+BS1 48 49 50 51 MS1+(MS2+MS3)+BS2 Scenario 2E0 – MS initiated Service Flow Creation and Deletion MS1+(MS2+MS3)+BS1 Scenario 2F0 – RT-VR/NRT-VR MS1+(MS2+MS3)+BS1 52 53 Scenario 2G0- BS initiated Handover MS1+(MS2+MS3)+BS1(SBS&TBS) MS1+(MS2+MS3)+BS2(SBS&TBS) Scenario 2G1– Drop of Target BS During Handover 56 57 MS1+(MS2+MS3)+BS1(SBS&TBS) MS1+(MS2+MS3)+BS2(SBS&TBS) Scenario 2M0 – Multi-BS MBS MS1+(MS2+MS3)+BS1 58 59 MS1+(MS2+MS3)+BS2 MS1+(MS2+MS3)+BS2 54 55 MS1+MS2+(MS3)+BS2 MS1+(MS2+MS3)+BS2 42 43 MS1+MS2+(MS3)+BS2 MS1+(MS2+MS3)+BS2 Scenario 2N0 - FFR with segmented PUSC MS1+(MS2+MS3)+BS1 60 MS1+(MS2+MS3)+BS2 * - Deferred ** For test Nr.1, BS1 should use compressed MAPs and for test Nr.2, BS2 should use the normal MAPs. Page - 18 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 5.3.2 WMF-T25-003-R010v08 Test Scenario List BS IOT BS1 is the unit under test. BS2 in brackets is connected and used for HO tests. Not mentioned MS are powered off or disconnected. BSx(SBS&TBS) means that 2 units of the same vendor BS are used, one playing the Serving BS role and the other one playing the Target BS role. Page - 19 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT Nr. 1 WMF-T25-003-R010v08 Test Scenario Name Configuration Scenario 1a Basic Configuration BS1+MS1 2 BS1+MS2 3 BS1+MS3 4 5 Scenario 1b BS initiated CQI Reporting using Fast Feedback Channel 6 7 BS1+MS1 BS1+MS2 BS1+MS3 Scenario 1c HARQ BS1+MS1 8 BS1+MS2 9 BS1+MS3 10 Scenario 1c-B - HARQ on UL MAC Messages BS1+MS1 11 BS1+MS2 12 BS1+MS3 13 Scenario 1d Mac-level ARQ BS1+MS1 14 BS1+MS2 15 BS1+MS3 16 17 Scenario 1eb - BS initiated Open Loop Power Control Activation 18 19 BS1+MS1 BS1+MS2 BS1+MS3 Scenario 1ec – Closed Loop Power Control BS1+MS1 20 BS1+MS2 21 BS1+MS3 22 Scenario 1f – Security Version 2 BS1+MS1 23 BS1+MS2 24 BS1+MS3 25 Scenario 1g – MS initiated Sleep Mode BS1+MS1 26 BS1+MS2 27 BS1+MS3 28 Scenario 1ha – MS initiated Idle Mode BS1+MS1 29 BS1+MS2 30 BS1+MS3 31 Scenario 1hb – BS initiated Idle Mode BS1+MS1 32 BS1+MS2 33 BS1+MS3 34 Scenario 1hc - Load balancing 1 BS1+MS1 35 BS1+MS2 36 BS1+MS3 37 Scenario 1i – ERT-VR BS1+MS1 38 BS1+MS2 Page - 20 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 39 40 BS1+MS3 Scenario 1j – MS initiated Handover BS1(SBS&TBS)+MS1 41 BS1(SBS&TBS)+MS2 42 BS1(SBS&TBS)+MS3 43 Scenario 2 PMP Configuration BS1+MS1+MS2+MS3 44 Scenario 2A0 – DL PUSC with MIMO Matrix A and UL PUSC with Collaborative SM BS1+MS1+MS2 45 46 47 48 BS1+MS3+MS1 Scenario 2A1 – DL PUSC with MIMO Matrix B and UL PUSC With Collaborative SM 49 50 51 54 Scenario 2B0 – Beam Forming with DL AMC with Dedicated Pilots and UL AMC 57 Scenario 2B1 – Beam Forming with DL PUSC with Dedicated Pilots and UL PUSC without channel rotation 60 Scenario 2AB0 – DL PUSC with dedicated pilot with MIMO Matrix A and UL PUSC with Collaborative SM 63 Scenario 2AB1 – DL PUSC with dedicated pilot with Matrix B MIMO and UL PUSC with Collaborative SM BS1+MS1 BS1+MS2 BS1+MS1+MS2 BS1+MS2+MS3 BS1+MS1+MS2 BS1+MS2+MS3 BS1+MS3+MS1 Scenario 2AC0 -DL PUSC and UL PUSC without subchannel rotation 64 65 BS1+MS2 BS1+MS3+MS1 61 62 BS1+MS1 BS1+MS3 58 59 BS1+MS2+MS3 BS1+MS3 55 56 BS1+MS1+MS2 BS1+MS3+MS1 52 53 BS1+MS2+MS3 BS1+MS1 BS1+MS2 BS1+MS3 Scenario 2C0 – PHS IPv4 BS1+MS1 66 BS1+MS2 67 BS1+MS3 68 Scenario 2C1 – PHS IPv6 BS1+MS1 69 BS1+MS2 70 BS1+MS3 71 Scenario 2D0 – ROHC UDP/IPv4 streams* BS1+MS1 72 BS1+MS2 73 BS1+MS3 74 Scenario 2D1 – ROHC UDP/Ipv6 streams* BS1+MS1 75 BS1+MS2 76 BS1+MS3 77 Scenario 2E0 - MS initiated Service Flow Creation and BS1+MS1 Page - 21 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 78 WMF-T25-003-R010v08 Deletion BS1+MS2 79 80 BS1+MS3 Scenario 2F0 - RT-VR/NRT-VR BS1+MS1 81 BS1+MS2 82 BS1+MS3 83 Scenario 2G0- BS initiated Handover BS1(SBS&TBS)+MS1 84 BS1(SBS&TBS)+MS2 85 BS1(SBS&TBS)+MS3 86 Scenario 2G1– Drop of Target BS During Handover BS1(SBS&TBS)+MS1 87 BS1(SBS&TBS)+MS2 88 BS1(SBS&TBS)+MS3 89 Scenario 2M0 – Multi-BS MBS BS1+MS1 90 BS1+MS2 91 BS1+MS3 92 Scenario 2N0 - FFR with segmented PUSC BS1+MS1 93 BS1+MS2 94 BS1+MS3 * - Deferred 5.4 Test Scenario Identifier Naming Conventions The identifier of the test scenario is built according to the Table below. Identifier: SC_<w>_<g>_<n> <w> = wave <g> = group <n> = sequential number 1 2 A B C D E F G H J K L M N Wave 1 Wave 2 MIMO BF PHS ROHC MS initiated Service Flow operations RT-VR and NRT-VR QoS types HO initiated by BS Features of Scanning and Association Sleep mode initiated by BS FFB initiated by MS HARQ MBS (0, 1, … ) Page - 22 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 5.5 WMF-T25-003-R010v08 TD Identifier Naming Conventions The identifier of the TD is built according to the Table below. Identifier: TD_<sc>_<pg>_<fg>_<nn> <sc> = scenario <pg> = protocol group <fg> = function group <nn> = sequential number SC2A,… ARQ BF BS_SLM BS_GHF FFB GHF MBS MIMO PHS RLC ROHC ACQ ADV DTB DAT DSA DSC HOD INI PRNG REG SBC SCN ULG NEW Nn Scenario Number ARQ Beam Forming Sleep Mode initiated by the BS General Handover Functionality initiated by the BS Fast Feedback General Handover Functionality Multicast and Broadcast services MIMO Payload Header Suppression Radio Link Control Robust Header Compression Acquisition of DL and UL parameters Advertisement Drop of Target BS User Data Transfer Dynamic Service Addition Dynamic Service Change HO Decision Initiation Periodic Ranging Registration Negotiate Basic Capabilities Scanning UL grants Network Entry (00, 01, … ) Page - 23 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 5.6 WMF-T25-003-R010v08 Test Scenario List The following Table contains a list of the test scenarios applicable to the interoperability testing process for Wave 2. Each test scenario leads to one or more test descriptions. Nr. Test Scenario Name Wave1 BS&M S Wave2BS Wave2 MS 1 Scenario 1a Basic Configuration M M M 2 Scenario 1b BS initiated CQI Reporting using Fast Feedback Channel M M M 3 Scenario 1c HARQ M M M 4 Scenario 1c-B - HARQ on UL MAC Messages M M 5 Scenario 1d Mac-level ARQ M M M 6 Scenario 1eb BS initiated Open Loop Power Control M M M 7 Scenario 1ec Closed Loop Power Control M M M 8 Scenario 1f Security Version 2 M M M 9 Scenario 1g MS initiated Sleep Mode M M M 10 Scenario 1ha MS initiated Idle Mode M M M 11 Scenario 1hb BS initiated Idle Mode M M M 12 Scenario 1hc - Load balancing 1 M M 13 Scenario 1i ERT-VR M M M 14 Scenario 1j MS initiated Handover M M M 15 Scenario 2 PMP Configuration M M M 16 Scenario 1c-B - HARQ on UL MAC Messages M M 17 Scenario 2A0 – DL PUSC with MIMO Matrix A and UL PUSC with Collaborative SM Scenario 2A1 – DL PUSC with MIMO Matrix B and UL PUSC With Collaborative SM Scenario 2B0 – Beam Forming with DL AMC with Dedicated Pilots and UL AMC IO-MIMO M IO-MIMO M IO-BF (plus IOSND if supported) IO-BF (plus IOSND if supported) IO-BF & IO-MIMO (plus IOSND if supported) IO-BF & IO-MIMO (plus IOSND if supported) M M M 18 19 20 Scenario 2B1 – Beam Forming with DL PUSC with Dedicated Pilots and UL PUSC without channel rotation 21 Scenario 2AB0 – DL PUSC with dedicated pilot with MIMO Matrix A and UL PUSC with Collaborative SM 22 Scenario 2AB1 – DL PUSC with dedicated pilot with Matrix B MIMO and UL PUSC with Collaborative SM 23 24 Scenario 2AC0 -DL PUSC and UL PUSC without subchannel rotation Scenario 2C0 – PHS IPv4 25 Scenario 2C1 – PHS IPv6 M M 26 Scenario 2D0 – ROHC UDP/IPv4 streams * * Page - 24 WiMAX FORUM PROPRIETARY M M M M M WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 27 Scenario 2D1 – ROHC UDP/Ipv6 streams * * 28 Scenario 2E0 - MS initiated Service Flow Creation and Deletion M M 29 Scenario 2F0 - RT-VR/NRT-VR M M 30 Scenario 2G0 - BS initiated Handover M M 31 Scenario 2G1 – Drop of Target BS During Handover M M 32 Scenario 2M0 – Multi-BS MBS IO-MBS M 33 Scenario 2N0 – FFR with segmented PUSC IO-MIMO M * - Deferred Page - 25 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 6. Test Campaign Information 6.1 Date of statement Date of statement (MM/DD/YYYY): 6.2 Vendor Contact Person IOT Name Location Date IOT Manager Name. Telephone Number Fax Number E-mail address Additional Information 6.3 Product Supplier for Test Bed BS1 BS2 MS1 Vendor Vendor Name Model Name Model Version Firmware Version Test Operator Name. Telephone Num Fax Number E-mail address Additional Information Page - 26 WiMAX FORUM PROPRIETARY MS2 MS3 WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 7. Test Campaign Parameters and Report 7.1.1 Vendor Specific Instructions for UUT Setup The following Table lists specific trigger/configure parameters required to run the IOT Tests. The Vendor shall supply the method for enabling/disabling/initiating each of these trigger/configure parameters by either a test interface or alternative way of enabling these triggers. In the Test Scenarios in Clause 8, these triggers are denoted by their specific name and number(N). The vendor of the UUT should review each Test Condition Initialization and indicate to the IOT Test House, how to accomplish this setup. Table 7.1 Vendor Specific Instructions for UUT Setup N Feature BS MS How to trigger/configure 1 Trigger BE Dynamic flow creation Yes No _________________________________? 2 Allocate Fast feedback channel for MS Yes No _________________________________? 3 Enable/Disable HARQ for transport connection Yes No _________________________________? 4 Enable/Disable ARQ for transport connection Yes No _________________________________? 5 Force Open loop Power Control Yes No _________________________________? 6 Disable Open Loop Power Control Yes No _________________________________? 7 Security Enable/Disable Authentication Yes No _________________________________? 8 Trigger Sleep mode (definition with activation) No Yes _________________________________? 10 Trigger Idle mode Yes Yes _________________________________? 11 Trigger ERT Dynamic flow creation Yes No _________________________________? 12 Trigger Handover No Yes _________________________________? 13 Configuration of DCD Message (Trigger TLV) Yes No _________________________________? 14 Configure BS Yes No _________________________________? 16 Trigger Delete Service Flow (DSD-REQ) No Yes _________________________________? 17 Trigger MS initiated Service Flow (DSAREQ) No Yes _________________________________? 18 Trigger NRT-VR Dynamic flow creation Yes No _________________________________? 19 Trigger RT-VR Dynamic flow creation Yes No _________________________________? 21 Trigger BS initiated MBS Service Flow (DSA-REQ) Yes (IOMBS) No _________________________________? 22 Trigger MS initiated MBS Service Flow (DSA-REQ) No Yes _________________________________? 23 For BS initiated Handover, configure BS so that BS initiated HO will occur before the MS initiated HO. Or alternatively, the vendor might provide a trigger for BS initiated HO. Yes No _________________________________? Page - 27 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 25 Trigger to enable and disable MIMO Matrix B at the BS Yes No _________________________________? 26 Trigger the BS to move the MS to the PUSC 1/1 zone Yes No _________________________________? 27 Trigger the BS to move the MS to the PUSC 1/3 zone Yes No _________________________________? For the UUT, the vendor shall submit the device to the laboratory so that it indicates, in the corresponding network entry messages (SBC-REQ or REG-REQ, depending on the capability), that it supports each of the capabilities that the vendor has declared as supported in the PICS. This is applicable to the following capabilities: HARQ, ARQ, Open Loop Power Control, PKMv2, Sleep Mode, Idle Mode, and Handover. The term BS shall be interpreted as a logical unit consisting of BS, ASN-Gateway functionality and AAA server functionality. The reasons are missing standardization and conformance tests of the interfaces between these network elements. It is not necessary to provide full conformant ASN-GW and CSN AAA servers as specified in NWG Nework Architecture specifications, but any implementation of the required backbone capabilities specified above (i.e. ASN/CSN emulator). The UUT should have the capability to enable user data transfer via PING or FTP. The S/N levels will be set in such a way that virtually no errors will occur during the user data transfer tests. The maximum allowed packet error rate of the user data transfer of the UUT is 0.5 percent over at least 10 seconds if a successful user data transfer is part the pass/fail criterion in the test scenarios unless otherwise specified in the test description. For the BS, configuration method like local maintenance tools to configure the provided network elements shall be provided. 7.1.2 MS Test campaign parameters Test campaign parameters to be provided by vendor. The vendor shall specify how that Triggers are set in order for the test lab to run the each test. Nr Item Question Answer SBC 1 PIC_MAX_SBC_REQ_RETRIES What maximum number of retries on SBC-REQs does the UUT support? _____ PIC_MAX_REG_REQ_RETRIES What maximum number of retries on REG-REQs does the UUT support? _____ 3 PIC_MAX_DSx_REQ_RETRIES What maximum number of retries on DSx-REQs does the UUT support? _____ 4 PIC_MAX_DSx_RSP_RETRIES What maximum number of retries on DSx-RSPs does the UUT support? _____ REG 2 DSA Page - 28 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 7.1.3 WMF-T25-003-R010v08 BS Test campaign parameters Test campaign parameters to be provided by vendor. Nr Item Question Answer DSA 1 PIC_MAX_DSx_REQ_RETRIES What maximum number of retries on DSx-REQs does the UUT support? _____ 2 PIC_MAX_DSx_RSP_RETRIES What maximum number of retries on DSx-RSPs does the UUT support? _____ 7.2 Test campaign report The following Table enables test operators to build a summary of the execution of the test scenarios for the IOT tests. Nr. TD ID Selected? Yes/No Run? Yes/No Verdict Pass/Fail Page - 29 WiMAX FORUM PROPRIETARY Observations WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Scenario 1a – Basic Configuration TD ID 1 TD_SC1a_RLC_IRNG_00 2 TD_SC1a_RLC_SBC_00 3 TD_SC1a_RLC_REG_00 4 TD_SC1a_RLC_DSA_00 5 TD_SC1a_RLC_DAT_00 6 TD_SC1a_RLC_DAT_01 OK/NOK Scenario 1b BS initiated CQI Reporting using Fast Feedback Channel TD ID 7 TD_SC1b_FFB_SBC_00 8 TD_SC1b_FFB_SBC_01 OK/NOK Scenario 1c- HARQ TD ID 9 TD_SC1c_HARQ_SBC_00 10 TD_SC1c_HARQ_DSA_00 11 TD_SC1c_HARQ_DAT_00 12 TD_SC1c_HARQ_DAT_01 OK/NOK Scenario 1c- Mac-level ARQ TD ID 13 TD_SC1d_ARQ_REG_00 14 TD_SC1d_ARQ_DSA_00 15 TD_SC1d_ARQ_DAT_00 16 TD_SC1d_ARQ_DAT_01 OK/NOK Scenario 1eb BS initiated Open Loop Power Control TD ID 17 TD_SC1eb_BS_OPC_SBC_00 18 TD_SC1eb_BS_OPC_PMC_00 19 TD_SC1eb_BS_OPC_DAT_00 OK/NOK Scenario 1ec Closed Loop Power Control Page - 30 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT TD ID 20 TD_SC1ec_CPC_IRNG_00 21 TD_SC1ec_CPC_DAT_00 WMF-T25-003-R010v08 OK/NOK Scenario 1f Security Version 2 TD ID 22 TD_SC1f_SEC_SBC_00 23 TD_SC1f_SEC_AUTH_00 24 TD_SC1f_SEC_TEK_00 25 TD_SC1f_SEC_DAT_00 26 TD_SC1f_SEC_REAUTH_00 27 TD_SC1f_SEC_DAT_01 OK/NOK Scenario 1g MS initiated Sleep Mode TD ID 28 TD_SC1g_MS_SLM_INI_00 29 TD_SC1g_MS_SLM_PRNG_00 30 TD_SC1g_MS_SLM_DAT_00 31 TD_SC1g_MS_SLM_INI_01 32 TD_SC1g_MS_SLM_DAT_01 OK/NOK Scenario 1ha MS initiated Idle Mode TD ID 33 TD_SC1h_MS_IDM_REG_00 34 TD_SC1h_MS_IDM_DREG_00 35 TD_SC1h_MS_IDM_INI_00 36 TD_SC1h_MS_IDM_DAT_00 37 TD_SC1h_MS_IDM_DREG_01 38 TD_SC1h_MS_IDM_DAT_01 39 TD_SC1h_MS_IDM_DREG_02 40 TD_SC1h_MS_IDM_DOWN OK/NOK Scenario 1hb BS initiated Idle Mode TD ID 41 TD_SC1h_BS_IDM_REG_00 42 TD_SC1h_BS_IDM_DREG_00 43 TD_SC1h_BS_IDM_DAT_00 OK/NOK Page - 31 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Scenario 1i ERT-VR TD ID 44 TD_SC1i_DSA_00 45 TD_SC1i_DAT_00 OK/NOK Scenario 1j MS initiated Handover TD ID 46 TD_SC1j_MS_GHF_ADV_00 47 TD_SC1j_MS_GHF_HOD_00 48 TD_SC1j_MS_GHF_NWE_00 49 TD_SC1j_MS_GHF_DAT_00 OK/NOK Scenario 2 P2MP Configuration TD ID 50 TD_SC2_RLC_IRNG_00 51 TD_SC2_RLC_SBC_00 52 TD_SC2_RLC_REG_00 53 TD_SC2_RLC_DSA_00 54 TD_SC2_RLC_DAT_00 55 TD_SC2_RLC_DAT_01 Nr. TD ID OK/NOK Selected? Yes/No Run? Yes/No Verdict Pass/Fail Page - 32 WiMAX FORUM PROPRIETARY Observations WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Scenario 2A0 – DL PUSC with MIMO Matrix A and UL PUSC with Collaborative SM TD ID 55 TD_SC2A0_MIMO_SBC_00 56 TD_SC2A0_MIMO_DAT_00 57 TD_SC2A0_MIMO_DAT_01 58 TD_SC2A0_MIMO_DAT_02 OK/NOK Scenario 2A1 – DL PUSC with MIMO Matrix B and UL PUSC With Collaborative SM TD ID 59 TD_SC2A1_MIMO_SBC_00 60 TD_SC2A1_MIMO_DAT_00 61 TD_SC2A1_MIMO_DAT_01 62 TD_SC2A1_MIMO_DAT_02 OK/NOK Scenario 2B0 – Beam Forming with DL AMC with Dedicated Pilots and UL AMC TD ID 63 TD_SC2BO_BF_SBC_00 64 TD_SC2BO_BF_DAT_00 65 TD_SC2BO_BF_DAT_01 66 TD_SC2BO_BF_DAT_02 OK/NOK Scenario 2B1 – Beam Forming with DL PUSC with Dedicated Pilots and UL PUSC without channel rotation TD ID 67 TD_SC2B1_BF_SBC_00 68 TD_SC2B1_BF_DAT_00 69 TD_SC2B1_BF_DAT_01 70 TD_SC2B1_BF_DAT_02 OK/NOK Scenario 2AB0 – DL PUSC with dedicated pilot with MIMO Matrix A and UL PUSC with Collaborative SM TD ID 71 OK/NOK TD_SC2AB0_MIMO_SBC_00 Page - 33 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 72 TD_SC2AB0_MIMO_DAT_00 73 TD_SC2AB0_MIMO_DAT_01 74 TD_SC2AB0_MIMO_DAT_02 WMF-T25-003-R010v08 Scenario 2AB1 – DL PUSC with dedicated pilot with Matrix B MIMO and UL PUSC with Collaborative SM TD ID 75 TD_SC2AB1_MIMO_SBC_00 76 TD_SC2AB1_MIMO_DAT_00 77 TD_SC2AB1_MIMO_DAT_01 78 TD_SC2AB1_MIMO_DAT_02 OK/NOK Scenario 2C0 – PHS IPv4 TD ID 79 TD_SC2C0_PHS_REG_00 80 TD_SC2C0_PHS_DSA_00 81 TD_SC2C0_PHS_DAT_00 OK/NOK Scenario 2C1 – PHS IPv6 TD ID 82 TD_SC2C1_PHS_REG_00 83 TD_SC2C1_PHS_DSA_00 84 TD_SC2C1_PHS_DAT_00 OK/NOK Scenario 2D0 – ROHC UDP/IPv4 streams TD ID 85 TD_SC2D0_ROHC_REG_00 86 TD_SC2D0_ROHC_DSA_00 87 TD_SC2D0_ROHC_DAT_00 OK/NOK Scenario 2D1 – ROHC UDP/Ipv6 streams TD ID 88 TD_SC2D1_ROHC_REG_00 89 TD_SC2D1_ROHC_DSA_00 90 TD_SC2D1_ROHC_DAT_00 OK/NOK Scenario 2E0 - MS initiated Service Flow Page - 34 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Creation/Modification/Deletion TD ID 91 TD_SC2E0_RLC_DSA_00 92 TD_SC2E0_RLC_DAT_00 93 TD_SC2E0_RLC_DSD_00 OK/NOK Scenario 2F0 - RT-VR/NRT-VR TD ID 94 TD_SC2F0_RLC_DSA_00 95 TD_SC2F0_RLC_DSA_00 96 TD_SC2F0_RLC_DAT_00 97 TD_SC2F0_RLC_DAT_00 OK/NOK Scenario 2G0 - BS initiated Handover TD ID 98 TD_SC2G0_BS_GHF_ADV_00 99 TD_SC2G0_BS_GHF_SCN_00 100 TD_SC2G0_BS_GHF_SCNRPT_00 101 TD_SC2G0_BS_GHF_HOD_00 102 TD_SC2G0_BS_GHF_NWE_00 103 TD_SC2G0_BS_GHF_DAT_00 OK/NOK Scenario 2G1 – Drop of Target BS During Handover TD ID 104 TD_SC2G1_GHF_DTB_00 105 TD_SC2G1_GHF_DAT_00 OK/NOK Scenario 2M0 – Multi-BS MBS TD ID 106 TD_SC2M0_MBS_ACQ_00 107 TD_SC2M0_MBS_DSA_00 108 TD_SC2M0_MBS_DAT_00 OK/NOK Scenario 1c-B - HARQ on UL MAC Messages TD ID 109 TD_SC1c-B_HARQ_SBC_00 110 TD_SC1c-B_HARQ_MAC_00 OK/NOK Page - 35 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 111 TD_SC1c-B_HARQ_DSA_00 112 TD_SC1c-B_HARQ_DAT_00 113 TD_SC1c-B_HARQ_DAT_01 WMF-T25-003-R010v08 Scenario 1hc - Load balancing 1 TD ID 114 TD_SC1hc_RLC_IRNG_00 115 TD_SC1hc_RLC_SBC_00 116 TD_SC1hc_RLC_REG_00 117 TD_SC1hc_RLC_DSA_00 118 TD_SC1hc_RLC_DAT_00 119 TD_SC1hc_RLC_DAT_01 OK/NOK Scenario 2AC0 -DL PUSC and UL PUSC without subchannel rotation TD ID 125 TD_SC2AC0_MIMO_SBC_00 126 TD_SC2AC0_MIMO_DAT_00 127 TD_SC2AC0_MIMO_DAT_01 128 TD_SC2AC0_MIMO_DAT_02 OK/NOK Scenario 2N0 - FFR with segmented PUSC TD ID 120 TD_SC2N0_FFR_SBC_00 121 TD_SC2N0_FFR_REG_00 122 TD_SC2N0_FFR_DSx_00 123 TD_SC2N0_FFR_DSx_01 124 TD_SC2N0_FFR_DAT_00 OK/NOK Page - 36 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8. Test Scenarios Each test scenario contains a table to provide a summary description of the test scenario and single pass/fail verdict and several additional Test Description (TD) test tables used to describe the detailed test procedures. In the case of an unsuccessful test scenario, the test lab will use the TD test tables “Result Column” to indicate which was the primary event that failed (OK/NOK) for diagnostic purposes. 8.1 Scenario 1a - Basic Configuration Test scenario behaviour Ref Scenario 1a - Basic Configuration Goal Verify the exchange of Ping Traffic and User Data Transfer. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Optional. HARQ: Optional. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. - For this test, BS1 should use compressed MAPs and BS2 should use normal MAPs in order to ensure that the MS can properly receive and process both types of MAPs. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criterion Final Verdict - 1) 2) 3) 4) 5) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure. Carry out 1 DL and 1 UL BS initiated BE service flow. Carry out DL and UL data transfer a) via the PING procedure: Host behind the BS pings the MS or pings the host behind the MS (depending on the type of MS) Host behind the MS or the MS itself (depending on the type of the MS) pings the host behind the BS b) via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Successful exchange of Ping Traffic and DL/UL data transfer. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 37 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.1.1 WMF-T25-003-R010v08 Network Entry procedure 8.1.1.1 MS Synchronization and Ranging Test Description Identifier: TD_SC1a_RLC_IRNG_00 Description: Verify that a BS sends broadcast messages (DL-MAP, UL-MAP, UCD, DCD) when switched on and that MS synchronizes with the BS. Verify the successful completion of initial ranging. Pre-test conditions: MS is deregistered from BS. MS is switched off. BS remains on. BS is configured to transmit in the lowest channel (fL). Then MS is switched on. Step Test Sequence Result 1 BS sends DL-MAP in every frame. OK NOK 2 BS sends UL-MAP if appropriate. OK NOK 3 BS sends DCD every ten second(max). OK NOK 4 BS sends UCD every ten second(max). OK NOK 5 MS synchronizes to the BS. OK NOK 6 MS sends initial CDMA ranging codes in the Initial Ranging Region. OK NOK 7 BS sends RNG-RSP OK NOK OK NOK 9 RNG-RSP (with Ranging Status = success), or CDMA_Allocation_IE in UL-MAP BS sends OK NOK 10 RNG-RSP (with Ranging Status = success) followed by CDMA_Allocation_IE, or CDMA_Allocation_IE only. MS sends RNG-REQ. OK NOK OK NOK 8 with optional Power, Time or Frequency adjustments. with ranging status = continue or success If the Ranging Status = continue in Step 7, MS sends initial CDMA ranging code in the Periodic Ranging Region until receiving: - 11 Fill the gap with the MS MAC address read in the RNG-REQ and determine MAC Address. MS MAC address: 12 BS sends RNG-RSP with ranging status = success. OK NOK 13 Fill the gap with the Basic Cid and Primary Management Cid assigned to the MS in the RNG-RSP. OK NOK Basic CID: Prim CID: Observations Page - 38 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.1.1.2 WMF-T25-003-R010v08 Capabilities Negotiation Test Description Identifier: TD_SC1a_RLC_SBC_00 Description: Verify the successful completion of basic capabilities negotiation. Pre-test conditions: Successful completion of initial ranging. Step Test Sequence Result 1 MS sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, with its capabilities set to on. Are TLVs defined appropriate to the device capabilities? BS sends SBC-RSP OK NOK - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations 8.1.1.3 Registration Test Description Identifier: TD_SC1a_RLC_REG_00 Description: Verify the successful completion of registration. Pre-test conditions: Successful completion of basic capabilities negotiation. No authentication is required. Step Test Sequence Result 1 MS sends 1 or more REG-REQ OK NOK 2 not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs, including valid TLVs defined for the appropriate Wave. BS sends REG-RSP OK NOK - with response set to OK. with valid TLVs that are present in the REG-REQ are in the appropriate Wave, and with values that do not enable a feature disabled/not supported by MS. Observations Page - 39 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.1.2 WMF-T25-003-R010v08 Traffic Connection Establishment 8.1.2.1 Service Flow Provisioning Test Description Identifier: TD_SC1a_RLC_DSA_00 Description: Verify the successful completion of service flow establishment as in TD_SC1a_RLC_DSA_List. Pre-test conditions: Successful completion of registration and 1 DL and 1 UL Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Step Test Sequence Result 1 BS sends 1 or more DSA-REQ OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. MS sends 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. BS sends DSA-ACK OK NOK - Confirmation Code set to OK. Observations TD_SC1a_RLC_DSA_List Nr. Stimulate the BS to use the following parameters Status Run UL DSA-REQ 1 Service Flow Scheduling Type set to BE m Yes/No m Yes/No DL DSA-REQ 2 Service Flow Scheduling Type set to BE Page - 40 WiMAX FORUM PROPRIETARY Result WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.1.3 WMF-T25-003-R010v08 User Data Transfer 8.1.3.1 PING Test Description Identifier: TD_SC1a_RLC_DAT_00 Description: Verify the successful completion of data transfer via the PING procedure. Pre-test conditions: 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. Step Test Sequence 1 Host behind the BS pings the host behind the MS. The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Service Flow. Is the PING procedure successfully completed? Host behind the MS pings the host behind the BS. Result OK NOK OK NOK - 2 - The CID of the UL MAC PDU (EchoRequest) is the Transport Cid of the UL Service Flow. The CID of the DL MAC PDU (EchoReply) is the Transport Cid of the DL Service Flow. Is the PING procedure successfully completed? Observations 8.1.3.2 File Data Transfer Test Description Identifier: TD_SC1a_RLC_DAT_01 Description: Verify the successful completion of file data transfer for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. Step Test Sequence Result 1 Has the data from the MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to the MS been transferred correctly? OK NOK Observations Page - 41 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.2 WMF-T25-003-R010v08 Scenario 1b – BS initiated CQI Reporting using Fast Feedback Channel Test scenario behaviour Ref Scenario 1b – BS initiated CQI Reporting using Fast Feedback Channel. Goal Verify the Fast Feedback Channel Allocation of the BS and Fast Feedback Reporting of the MS during DL data transfer. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Disable HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process - Pass verdict criterion 1) Start the monitor message capture. This is the only scenario that needs a monitor in order to check that MS sends CINR report headers. 2) Switch on the MS. 3) Carry out the Network Entry procedure with CQI Reporting support.. 4) Carry out 1 DL BS initiated BE service flow. 5) BS allocates Fast feedback channel for MS. (Table 7.1 / Item 2). 6) Carry out DL data transfer with enhanced fast feedback activated (BS assigns a CQI channel), via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Successful DL data transfer with enhanced fast feedback activated; MS sends CINR report (CQI) in the assigned fast-feedback channel. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 42 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.2.1 WMF-T25-003-R010v08 Network Entry procedure 8.2.1.1 Capabilities Negotiation Test Description Identifier: TD_SC1b_FFB_SBC_00 Description: Verify the Fast Feedback capabilities negotiation. Pre-test conditions: X Step 1 Test Sequence MS sends 1 or more SBC-REQ OK NOK OK NOK - 2 not more than PIC_SBC_REQ_MAX_RETRIES SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs Uplink Control Channel Support indicating enhanced fast feedback support, OFDMA MS CINR measurement capability indicating Physical CINR measurement from the preamble. BS sends SBC-RSP Result - with TLVs that are present in the SBC-REQ, and with values that do not enable a feature disabled by MS, confirming the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs, confirming Uplink Control Channel Support confirming OFDMA MS CINR measurement capability Observations Page - 43 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.2.1.2 WMF-T25-003-R010v08 MAP Test Description Identifier: TD_SC1b_FFB_SBC_01 Description: Verify the fast feedback channel allocation, CQI feedback and the successful completion of file data transfer for 5 minutes. Pre-test conditions: 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. Step 1 Test Sequence BS sends UCD with: - 2 Result OK NOK OK NOK OK NOK Size of the CQICH_ID field. In case of default value, the BS doesn’t need to send the size of the CQICH_ID field. BS sends UCD with:Fast Feedback Region TLV, allocating the fast feedback region. and/or BS sends UL-MAP or compressed UL-MAP with: - Fast Feedback Allocation IE, allocating the fast-feedback region if a Fast Feedback Region TLV is not included in the UCD or overriding the fast-feedback region allocation made with a Fast Feedback Region TLV included in the UCD. BS sends UL-MAP or compressed UL-MAP with: - 3 CQICH Allocation IE, allocating the fast-feedback slots. MS sends CINR report as indicated in the CQICH Allocation IE. 4 Has the data from the BS to the MS been transferred correctly? Observations Page - 44 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.3 WMF-T25-003-R010v08 Scenario 1c – HARQ Test scenario behaviour Ref Scenario 1c – HARQ Goal Verify the use of HARQ with chase combining during data transfer when no packet error rate is introduced. This test may be replaced with an HARQ test with packet errors at a later date. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Disable. HARQ: Enable. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criterion Final Verdict - 1) 2) 3) 4) 5) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure with HARQ support for transport connections. Carry out 1 DL and 1 UL BS initiated BE service flow with HARQ support. (Table 7.1 / Item 3). Carry out DL and UL data transfer with HARQ activated. a) via freestyle BE (such as FTP) data transfer. (5 minute transfer for some stability evaluation). Successful DL/UL data transfer and HARQ is activated for DL/UL data transfer. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 45 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.3.1 WMF-T25-003-R010v08 Network Entry procedure 8.3.1.1 Capabilities Negotiation Test Description Identifier: TD_SC1c_HARQ_SBC_00 Description: Verify HARQ capabilities negotiation. Pre-test conditions: X Step 1 Test Sequence MS sends 1 or more SBC-REQ OK NOK OK NOK - 2 not more than PIC_SBC_REQ_MAX_RETRIES SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs, OFDMA MAP Capability, bit#1 = 1 (Extended HARQ IE capability) OFDMA MS Demodulator”, bit#2 = 1 (DL CTC) And bit#5 = 1 (DL HARQ Chase): OFDMA MS Modulator”, bit#2 = 1 (UL CTC) and bit#4 = 1 (UL HARQ Chase): HARQ Chase Combining and CC-IR Buffer Capability, Maximum number of burst per frame capability in HARQ. The number of DL/UL HARQ Channels BS sends SBC-RSP Result - with TLVs that are present in the SBC-REQ, and with values that do not enable a feature disabled by MS, confirming the support of the following capability using OFDMA Parameters Set and/or individual TLVs, confirming HARQ capability. Observations Page - 46 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.3.2 WMF-T25-003-R010v08 Traffic Connection Establishment 8.3.2.1 Service Flow Provisioning Test Description Identifier: TD_SC1c_HARQ_DSA_00 Description: Verify the activation of HARQ during traffic connection establishment. Pre-test conditions: Registration completed. Step Test Sequence 1 BS sends 1 or more DSA-REQ, if HARQ is enabled for the transport connection, Result OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES DSA-REQs, HARQ Service Flows, = 1 (enabled) HARQ Channel mapping (if specific HARQ channels (ACIDs) are to be used on the connection), PDU SN extended subheader for HARQ reordering (if reordering PDUs at the receiver is enabled. MS sends 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES DSA-RSPs. BS sends DSA-ACK OK NOK - - Confirmation Code set to OK. Observations Page - 47 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.3.3 WMF-T25-003-R010v08 User Data Transfer 8.3.3.1 Verification of DL HARQ Allocations Test Description Identifier: TD_SC1c_HARQ_DAT_00 Description: Verify the use of HARQ during DL data transfer. Pre-test conditions: 1 DL Service Flow is established and Fast Feedback Channel is established Step Test Sequence Result 1 BS sends DL MAP with OK NOK 2 - HARQ DL MAP IE containing DL HARQ Chase Sub Burst IE. BS sends OK NOK 3 HARQ allocation containing one or more PDUs and 16 bit CRC. BS sends UL-MAP OK NOK OK NOK OK NOK 4 MS - 5 in the same frame as the DL HARQ allocation (ACK is one frame after DL allocation) with HARQ ACKCH Region Allocation IE defining an ACK region. decodes the DL HARQ allocation then Ms sends ACK or NACK in the correct HARQ ACK channel. BS - 6 either re-sends previous blocks, if MS NACKs. The retransmission allocation uses the same ACID as the previous allocation with the AI_SN maintained. or send a new sub-burst, if MS ACKs and DL data is available for transmission. The next allocation that uses the same ACID has the AI_SN toggled. Has the data from the BS to the MS been transferred correctly? Observations Page - 48 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.3.3.2 WMF-T25-003-R010v08 Verification of UL HARQ Allocations Test Description Identifier: TD_SC1c_HARQ_DAT_01 Description: Verify the use of HARQ during UL data transfer. Pre-test conditions: 1 UL Service Flow is established. Step 1 Test Sequence BS sends UL-MAP with - Result OK NOK HARQ UL MAP IE containing UL HARQ Chase Sub Burst IE with UL allocation to MS’s Basic CID. 2 MS OK NOK 3 MS decodes the HARQ UL MAP IE encodes the UL HARQ allocation, containing MAC PDUs and 16 bit CRC. BS decodes the UL HARQ allocation. OK NOK OK NOK - 4 Requests retransmission if UL allocation was unsuccessful by using the same value of AI_SN bit and ACID from previous allocation Or requests new transmission if UL allocation was successful. The next allocation that uses the same ACID has the AI_SN toggled. Has the data from the MS to the BS been transferred correctly? Observations Page - 49 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.4 WMF-T25-003-R010v08 Scenario 1c-B – HARQ on UL MAC Messages Test scenario behaviour Ref Scenario 1c-B – HARQ on UL MAC Messages Goal Verify the use of HARQ with chase combining on UL HARQ bursts containing UL MAC messages after SBC negotiation and during data transfer when no packet error rate is introduced. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Disable. HARQ on data bursts: Enable. HARQ on UL MAC messages after SBC negotiation: Enable (optional for DL MAC messages) Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process - 1) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure with HARQ enabled for MAC management messages (PKM, REG, and DSA), if supported by both MS and BS, and with HARQ support for transport connections. 4) Carry out 1 DL and 1 UL BS initiated BE service flow with HARQ support. 5) Carry out DL and UL data transfer with HARQ activated. a) via freestyle BE (such as FTP) data transfer. (5 minute transfer for some stability evaluation). Successful DL/UL data transfer and HARQ is activated for DL/UL data transfer. 2) 3) Pass verdict criterion Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 50 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.4.1 WMF-T25-003-R010v08 Network Entry procedure 8.4.1.1 Capabilities Negotiation Test Description Identifier: TD_SC1c-B_HARQ_SBC_00 Description: Verify HARQ capabilities negotiation. Pre-test conditions: X Step 1 Test Sequence MS sends 1 or more SBC-REQ OK NOK OK NOK - 2 not more than PIC_SBC_REQ_MAX_RETRIES SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs, OFDMA MAP Capability, bit#1 = 1 (Extended HARQ IE capability) OFDMA MS Demodulator”, bit#2 = 1 (DL CTC) And bit#5 = 1 (DL HARQ Chase): OFDMA MS Modulator”, bit#2 = 1 (UL CTC) and bit#4 = 1 (UL HARQ Chase): HARQ Chase Combining and CC-IR Buffer Capability, Maximum number of burst per frame capability in HARQ. The number of DL/UL HARQ Channels UL service flow compound TLV (type 145) with * HARQ Service Flow TLV = 1 * Optional HARQ channel Mapping TLV (default is all ACIDs used) * PDU SN extended subheader for HARQ reordering TLV Optionally, DL service flow compound TLV (type 146) with * HARQ Service Flow TLV = 1 * Optional HARQ channel Mapping TLV (default is all ACIDs used) * PDU SN extended subheader for HARQ reordering TLV BS sends SBC-RSP Result - with TLVs that are present in the SBC-REQ, and with values that do not enable a feature disabled by MS, confirming the support of the following capability using OFDMA Parameters Set and/or individual TLVs, confirming HARQ capability. Observations Page - 51 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.4.2 WMF-T25-003-R010v08 HARQ on UL MAC messages 8.4.2.1 Verification of UL HARQ Allocations of UL MAC messages Test Description Identifier: TD_SC1c-B_HARQ_MAC_00 Description: Verify the use of HARQ on UL MAC messages during initial network entry. Pre-test conditions: SBC negotiation completed Step Test Sequence Result 1 MS transmits BR code to UL BW to transmit BRH OK NOK 2 BS sends CDMA allocation IE as a response to the BR code. OK NOK 3 MS transmits Bandwidth Request Header requesting UL BW enough to transmit PKM-REQ (REG-REQ). OK NOK 4 BS sends HARQ UL-MAP IE with HARQ UL Chase subburst IE. OK NOK 5 MS transmits PKM-REQ (REG-REQ) using the UL burst allocated with the HARQ UL-MAP IE. OK NOK 6 BS decodes the UL HARQ allocation. OK NOK OK NOK OK NOK 7 8 Requests retransmission if UL allocation was unsuccessful by using the same value of AI_SN bit and ACID from previous allocation. BS transmits PKM-RSP (REG-RSP) - either using normal DL MAP IE - or using HARQ DL-MAP IE with HARQ DL Chase subburst IE (if HARQ on DL MAC messages supported by both BS and MS). Has the data from the BS to the MS been transferred correctly? Observations For Steps 3, 5, and 7, PKM messages (PKM-REQ/RSP) are transmitted in the stage of PKM process, and REG messages (REG-REQ/RSP) are transmitted in the stage of REG process after accomplishing PKM process. Page - 52 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.4.3 WMF-T25-003-R010v08 Traffic Connection Establishment 8.4.3.1 Service Flow Provisioning Test Description Identifier: TD_SC1c-B_HARQ_DSA_00 Description: Verify the activation of HARQ during traffic connection establishment. Pre-test conditions: Registration completed. Step Test Sequence 1 BS sends 1 or more DSA-REQ, if HARQ is enabled for the transport connection, Result OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES DSA-REQs, HARQ Service Flows, = 1 (enabled) HARQ Channel mapping: Optional (TLV is present if specific HARQ channels (ACIDs) are to be used on the connection), PDU SN extended subheader for HARQ reordering (if reordering PDUs at the receiver is enabled. MS sends 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES DSA-RSPs. BS sends DSA-ACK OK NOK - - Confirmation Code set to OK. Observations Page - 53 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.4.4 WMF-T25-003-R010v08 User Data Transfer 8.4.4.1 Verification of DL HARQ Allocations Test Description Identifier: TD_SC1c-B_HARQ_DAT_00 Description: Verify the use of HARQ during DL data transfer. Pre-test conditions: 1 DL Service Flow is established and Fast Feedback Channel is established Step Test Sequence Result 1 BS sends DL MAP with OK NOK 2 - HARQ DL MAP IE containing DL HARQ Chase Sub Burst IE. BS sends OK NOK 3 HARQ allocation containing one or more PDUs and 16 bit CRC. BS sends UL-MAP OK NOK OK NOK OK NOK 4 MS - 5 in the same frame as the DL HARQ allocation (ACK is one frame after DL allocation) with HARQ ACKCH Region Allocation IE defining an ACK region. decodes the DL HARQ allocation then Ms sends ACK or NACK in the correct HARQ ACK channel. BS - 6 either re-sends previous blocks, if MS NACKs. The retransmission allocation uses the same ACID as the previous allocation with the AI_SN maintained. or send a new sub-burst, if MS ACKs and DL data is available for transmission. The next allocation that uses the same ACID has the AI_SN toggled. Has the data from the BS to the MS been transferred correctly? Observations Page - 54 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.4.4.2 WMF-T25-003-R010v08 Verification of UL HARQ Allocations Test Description Identifier: TD_SC1c-B_HARQ_DAT_01 Description: Verify the use of HARQ during UL data transfer. Pre-test conditions: 1 UL Service Flow is established. Step 1 Test Sequence BS sends UL-MAP with - Result OK NOK HARQ UL MAP IE containing UL HARQ Chase Sub Burst IE with UL allocation to MS’s Basic CID. 2 MS OK NOK 3 MS decodes the HARQ UL MAP IE encodes the UL HARQ allocation, containing MAC PDUs and 16 bit CRC. BS decodes the UL HARQ allocation. OK NOK OK NOK - 4 Requests retransmission if UL allocation was unsuccessful by using the same value of AI_SN bit and ACID from previous allocation Or requests new transmission if UL allocation was successful. The next allocation that uses the same ACID has the AI_SN toggled. Has the data from the MS to the BS been transferred correctly? Observations Page - 55 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.5 WMF-T25-003-R010v08 Scenario 1d – Mac-level ARQ Test scenario behaviour Ref Scenario 1d – Mac-level ARQ [11] Goal Verify the exchange of data transfer with ARQ active without packet errors. This test may be replaced with an HARQ test with packet errors at a later date.…. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Enable. HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criterion Final Verdict - 1) 2) 3) 4) 5) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure with ARQ support. Carry out 1 DL and 1 UL BS initiated BE service flow with ARQ support.(Table 7.1 / Item 4) Carry out DL and UL data transfer with ARQ activated. a) via freestyle BE (such as FTP) data transfer. Successful exchange of DL/UL data transfer and ARQ is activated for DL/UL data transfer. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 56 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.5.1 WMF-T25-003-R010v08 Network Entry procedure 8.5.1.1 Registration Test Description Identifier: TD_SC1d_ARQ_REG_00 Description: Verify the activation of ARQ during registration. Pre-test conditions: X Step Test Sequence Result 1 MS sends 1 or more REG-REQ OK NOK 2 not more than PIC_MAX_REG_REQ_RETRIES REG-REQs, ARQ Support, ARQ ACK Type. BS sends REG-RSP OK NOK - with TLVs that are present in the REG-REQ, and with values that do not enable a feature disabled by MS, confirming ARQ support. Observations Page - 57 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.5.2 WMF-T25-003-R010v08 Traffic Connection Establishment 8.5.2.1 Service Flow Provisioning Test Description Identifier: TD_SC1d_ARQ_DSA_00 Description: Verify the activation of ARQ during traffic connection establishment. Pre-test conditions: Registration completed. Step Test Sequence Result 1 BS sends 1 or more DSA-REQ OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES DSA-REQs, ARQ_enable, ARQ_WINDOW_SIZE, ARQ_RETRY_TIMEOUT_TRANSMITTER_DELAY or ARQ_RETRY_TIMEOUT_RECEIVER_DELAY, ARQ_BLOCK_LIFETIME, ARQ_SYNC_LOSS_TIMEOUT, ARQ_DELIVER_IN_ORDER, ARQ_RX_PURGE_TIMEOUT, ARQ_BLOCK_SIZE. MS sends 1 or more DSA-RSP OK NOK OK NOK - 3 not more than PIC_DSx_RSP_MAX_RETRIES DSA-RSPs ARQ_RETRY_TIMEOUT_TRANSMITTER_DELAY or ARQ_RETRY_TIMEOUT_RECEIVER_DELAY, ARQ_BLOCK_SIZE. BS sends DSA-ACK - Confirmation Code set to OK. Observations Page - 58 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.5.3 WMF-T25-003-R010v08 User Data Transfer 8.5.3.1 Verification of DL ARQ Allocations Test Description Identifier: TD_SC1d_ARQ_DAT_00 Description: Verify the use of ARQ during DL data transfer. Pre-test conditions: 1 DL Service Flow is established. Step Test Sequence 1 BS sends 2 DL allocation(s) to basic CID or compressed DL allocation(s) to basic CID. BS sends - Result OK NOK OK NOK OK NOK One or more PDUs including packing and/or fragmentation subheaders with BSN, on Transport Cid. 3 MS 4 receives PDU’s on one or more DL allocations sends an ARQ ACK that allows the MS to ACK or NACK each individual block. BS re-sends previous blocks, if there were NACK’s by the MS. OK NOK 5 Has the data from the BS to the MS been transferred correctly? OK NOK - Observations Page - 59 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.5.3.2 WMF-T25-003-R010v08 Verification of UL ARQ Allocations Test Description Identifier: TD_SC1d_ARQ_DAT_01 Description: Verify the use of ARQ during UL data transfer. Pre-test conditions: 1 UL Service Flow is established. Step Test Sequence 1 BS sends 2 UL allocation(s) to basic CID or compressed UL allocation(s) to basic CID. MS sends - 3 OK NOK OK NOK OK NOK PDUs including packing and/or fragmentation subheaders with BSN, on Transport Cid. BS - Result receives PDU’s on one or more UL allocations sends an ACK or NACK for each block. 4 MS OK NOK 5 re-sends previous blocks, if there were NACK’s by the BS. Has the data from the MS to the BS been transferred correctly? OK NOK Observations Page - 60 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.6 WMF-T25-003-R010v08 Scenario 1eb – BS initiated Open Loop Power Control Test scenario behaviour Ref Scenario 1eb BS Initiated Open Loop Power Control Goal Open Loop Power Control is activated by BS. Check that a data transfer continues properly when there is a fading in the UL channel (needs to be simulated by introducing a certain amount of attenuation). Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Optional HARQ: Optional. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 UL and DL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process - 1) 2) 3) 4) 5) 6) Pass verdict criterion BS Force Open loop Power Control (Table 7.1 / Item 5) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure with BS initiated Open Loop Power Control Activation. Carry out 1 UL and DL BS initiated BE service flow. Carry out UL data transfer via freestyle Best Effort (such as FTP) data transfer. During UL data transfer the MSs UL power is brought to a distance from the desired power level, e.g. with an attenuator, in order to simulate fading on the UL. In parallel the DL is also attenuated by the same amount. Attenuation is introduced during UL data transfer. The data are transferred correctly and the connection will not be lost. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 61 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.6.1 WMF-T25-003-R010v08 Open Loop Power Control Activation Test Description Identifier: TD_SC1eb_BS_OPC_SBC_00 Description: Verify the Open Loop Power Control support during negotiation of basic capabilities. Pre-test conditions: BS “Force Open loop Power Control” Table 7.1 / Item 5. Step 1 Test Sequence MS sends 1 or more SBC-REQ OK NOK OK NOK - 2 not more than PIC_SBC_REQ_MAX_RETRIES SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs, ‘OFDMA MS uplink power control support’ TLV - indicating Uplink open loop power control support, with the minimum number of frames that SS takes to switch from the closed loop power control scheme to the opened loop power control scheme with the MS's maximum transmit power for BPSK,QPSK,16-QAM, and 64-QAM (if supported). BS sends SBC-RSP Result - with TLVs that are present in the SBC-REQ, and with values that do not enable a feature disabled by MS, confirming the support of the following capability using OFDMA Parameters Set and/or individual TLVs, confirming Open Loop Power Control support. Observations Page - 62 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Test Description Identifier: TD_SC1eb_BS_OPC_PMC_00 Description: Verify the Open Loop Power Control Activation. Pre-test conditions: X Step Test Sequence 1 BS sends PMC-RSP in unsolicited manner, Power control mode change = 0b10 or 0b01(Cor2) for Open Loop power control passive mode MS sends PMC-REQ, Result OK NOK OK NOK - 2 - Power control mode change = 0b10 or 0b01(Cor2) for Open Loop power control passive mode Confirmation = 1 Observations 8.6.2 Open Loop Power Control during User Data Transfer Test Description Identifier: TD_SC1eb_BS_OPC_DAT_00 Description: Verify the use of Open Loop Power Control during data transfer. Pre-test conditions: 1 UL and DL Service Flow is established and Open Loop Power Control is activated. During User Data Transfer the MSs UL power is brought to a distance from the desired power level, e.g. with an attenuator, in order to simulate fading on the UL. In parallel the DL is also attenuated by the same amount. Step Test Sequence Result 1 BS allocates UL BW sufficient for data transfer. OK NOK 2 BS sends to MS OK NOK OK NOK OK NOK RNG-RSP with power, corrections and status continue or success, or, unsolicited RNG-RSP with power, corrections and status continue or success, or Fast Power Control (FPC) message, or UL-MAP with Power Control IE. Verify that BS power corrections are used by MS – or, if MS tx power not readily available - verify that no additional power corrections adjustments made by BS. - 3 4 Has the data from the MS to the BS been transferred correctly? Observations Page - 63 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.7 WMF-T25-003-R010v08 Scenario 1ec - Closed Loop Power Control Test scenario behaviour Ref Scenario 1e Power Control [11] Goal Check that a data transfer continues properly when there is a fading in the UL channel (needs to be simulated by introducing a certain amount of attenuation) and Closed Loop Power Control is active. Configuration Basic Test Configuration for IOT Testing. Test Condition Open Loop Power Control: Not active. Frequency channel: Middle. TX Power Level: Medium. ARQ: Optional HARQ: Optional Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 UL and 1 DL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process - 1) 2) 3) 4) 5) 6) Pass verdict criterion Start the monitor message capture, if available. Trigger BS to disable Open loop Power Control (Table 7.1 / Item 6) Switch on the MS. Carry out the Network Entry procedure. Carry out 1 UL and 1 DL BS initiated BE service flow. Carry out UL data transfer via freestyle Best Effort (such as FTP) data transfer. During UL data transfer the MSs UL power is brought to a distance from the desired power level, e.g. with an attenuator, in order to simulate fading on the UL. In parallel the DL can also be attenuated by the same amount. Attenuation is introduced during UL data transfer. The data are transferred correctly and the connection will not be lost. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 64 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.7.1 WMF-T25-003-R010v08 Initial Ranging Test Description Identifier: TD_SC1ec_CPC_IRNG_00 Description: Verify the use of Closed Loop Power Control during initial ranging. Pre-test conditions: X Step Test Sequence Result 1 BS sends RNG-RSP OK NOK 2 with possibly Power, Time or Frequency adjustments. MS sends initial CDMA ranging codes OK NOK OK NOK - where the new transmit power is P_t = P_last + P_adjust P_t (is the new transmit power) P_last (is the previous transmit power) P_adjust (is the correction term as sent by the BS in previous RNGRSP) MS sends initial CDMA ranging codes until BS sends RNG-RSP 3 - with ranging status success then the MS begins negotiation of basic capabilities. Observations 8.7.2 Closed Loop Power Control during User Data Transfer Test Description Identifier: TD_SC1ec_CPC_DAT_00 Description: Verify the use of Closed Loop Power Control during data transfer. Pre-test conditions: 1 UL Service Flow is established. During User Data Transfer the MSs UL power is brought to a distance from the desired power level, e.g. with an attenuator, in order to simulate fading on the UL. In parallel the DL can also be attenuated by the same amount. Step Test Sequence Result 1 BS allocates UL BW sufficient for data transfer. OK NOK 2 BS sends OK NOK OK NOK OK NOK RNG-RSP with power, corrections and status continue or success, or unsolicited RNG-RSP with power corrections and status continue or success, or Fast Power Control (FPC) message, or UL-MAP with Power Control IE Verify that BS power corrections are used by MS – or, if MS tx power not readily available - verify that no additional power corrections adjustments made by BS. - 3 4 Has the data from the MS to the BS been transferred correctly? Observations Page - 65 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.8 WMF-T25-003-R010v08 Scenario 1f – Security Version 2 Test scenario behavior Ref Scenario 1f – Security Version 2 Goal Verify the general security process. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Disable. HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Enabled. - Authentication method shall be compliant to NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process - 1) 2) 3) 4) 5) 6) 7) Pass verdict criterion Enable PKMv2 (Table 7.1 / Item 7) Configure MS according to item nr #1 of TD_SC1f_SEC_List. Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure with PKMv2 . Carry out 1 DL and 1 UL BS initiated BE service flow. Carry out DL and UL data transfer a) via the PING procedure: Host behind the BS pings the MS or pings the host behind the MS (depending on the type of MS) Host behind the MS or the MS itself (depending on the type of the MS pings the host behind the BS. 8) Wait for reauthorization (Periodic TEK refresh is running). 9) Wait until periodic TEK refresh uses the new AK. 10) Carry out again DL and UL data transfer a) via the PING procedure: Host behind the BS pings the MS or pings the host behind the MS (depending on the type of MS) Host behind the MS or the MS itself (depending on the type of the MS pings the host behind the BS. 11) Repeat steps 1) to 9) for the other items of TD_SC1f_SEC_List Successful execution of Initial Authentication, PKM v.2 SA-TEK 3-way handshake, Periodic TEK refresh process Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 66 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.8.1 WMF-T25-003-R010v08 Security Capabilities Negotiation Test Description Identifier: TD_SC1f_SEC_SBC_00 Description: Verify the successful completion of security capabilities negotiation. Pre-test conditions: X Step 1 Test Sequence MS sends 1 or more SBC-REQ OK NOK OK NOK OK NOK - 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs, with its capabilities set to on, indicating in PKM Version Support the support of PKM version 2. BS sends SBC-RSP Result - 3 with TLVs that are present in the SBC-REQ, and with values that do not enable a feature disabled/not supported by MS. Fill the gap with the Security Negotiation Parameters assigned to the MS in the SBC-RSP. Authorization Policy Support at initial network entry: Message Authentication Code Mode: PN Window Size: Maximum number of supported Security Associations: Observations Page - 67 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.8.2 WMF-T25-003-R010v08 Authentication and Authorization Test Description Identifier: TD_SC1f_SEC_AUTH_00 Description: Verify the successful completion of Authentication and Authorization. Pre-test conditions: Successful completion of security capabilities negotiation. MS and BS have negotiated to perform PKMv2 EAP. Step Test Sequence Result 1 MS may send PKMv2 EAP Start. OK NOK 2 MS and BS exchange EAP messages over PKMv2 EAP-Transfer OK NOK 3 BS sends PKMv2 EAP - Transfer OK NOK 4 with EAP-success. Are Master Session Key, KEK, CMAC UL key and CMAC DL key created? OK NOK Observations Page - 68 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.8.3 WMF-T25-003-R010v08 3-way handshake and SA creation Test Description Identifier: TD_SC1f_SEC_TEK_00 Description: Verify the successful completion of 3-way handshake and SA creation. Pre-test conditions: Successful completion of Authentication and Authorization. Step Test Sequence Result 1 BS sends PKMv2 SA-TEK-Challenge OK NOK 2 with CMAC Digest. MS sends PKMv2 SA-TEK-REQ OK NOK OK NOK OK NOK OK NOK OK NOK - 3 indicates its security capabilities with Security Negotiation Parameters that were included in the SBC-REQ, with CMAC Digest. BS sends PKMv2 SA-TEK-RESPONSE - 4 with primary SA and zero or more static SAs, confirming the successful validation of the PKMv2 SA-TEK-REQ, with CMAC Digest, shall have the same SEC Negotiation Parameters included in the SBCRSP. Fill the gap with the number of SAs defined in the SA descriptor list assigned to the MS in the PKMv2 SA-TEK-RESPONSE. Number of SAs defined in SA Descriptor List: 5 6 MS sends for each SA a PKMv2 KEY-REQ unless the data encryption algorithm is No Data Encryption with a SAID, with the AK sequence number. BS sends a PKMv2 KEY-REPLY for each PKMv2 KEY-REQ - with older and newer TEK parameters. Observations Page - 69 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.8.4 WMF-T25-003-R010v08 User Data Transfer 8.8.4.1 PING Test Description Identifier: TD_SC1f_SEC_DAT_00 Description: Verify the successful completion of data transfer via the PING procedure. Pre-test conditions: Successful completion of 3-way handshake. 1 UL and 1 DL BE Service Flow is established. Step Test Sequence 1 Host behind the BS pings the host behind the MS. - Result OK NOK The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Service Flow. Is the PING procedure successfully completed? Observations 8.8.5 Periodic TEK Refresh Test Description Identifier: TD_SC1f_SEC_REAUTH_00 Description: Verify the successful completion of Periodic TEK Refresh Pre-test conditions: Successful completion of 3-way handshake and SA creation and successful PING unless the CipherSuite is NO Data Encryption. Step Test Sequence 1 MS sends for each SA a PKMv2 KEY-REQ unless the Cipher –Suite is NO Data Encryption Result OK NOK 2 before the older TEK material expires, in order to acquire newer TEK material. BS sends a PKMv2 KEY-REPLY for each PKMv2 KEY-REQ OK NOK 3 with older and newer TEK parameters. MS continues with Periodic TEK refresh. OK NOK OK NOK 4 The periodic TEK refresh produces key material where the newer key material has a key sequence number one greater than (modulo 4) that of the older key material. Observations Page - 70 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.8.6 WMF-T25-003-R010v08 User Data Transfer with refreshed key material 8.8.6.1 PING Test Description Identifier: TD_SC1f_SEC_DAT_01 Description: Verify the successful completion of data transfer, with refreshed key material via the PING procedure. Pre-test conditions: Successful completion of 3-way handshake and SA creation. 1 UL and 1 DL BE Service Flow is established. Successful completion of Periodic TEK refresh and Reauthorization. Step 1 Test Sequence Result Host behind the BS pings the host behind the MS. - OK NOK The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Service Flow. Is the PING procedure successfully completed? Observations TD_SC1f_SEC_List Nr. Configure the MS to use the following parameters Status Run SA-TEK-REQ 1 Cryptographic-Suite-List indicating only: 0x010001 o Yes/No o Yes/No o Yes/No m Yes/No o Yes/No o Yes/No o Yes/No CBC-Mode 56-bit DES, no data authentication and 3-DES,128 2 Cryptographic-Suite-List indicating only: 0x010002 CBC-Mode 56-bit DES, no data authentication and RSA, 1024 3 Cryptographic-Suite-List indicating only: 0x020103 CCM-Mode 128-bit AES, CCM-Mode, 128-bit, ECB mode AES with 128-bit key 4 Cryptographic-Suite-List indicating only: 0x020104 CCM-Mode 128bits AES, CCM-Mode, AES Key Wrap with 128bit key 5 Cryptographic-Suite-List indicating only: 0x030003 CBC-Mode 128-bit AES, no data authentication, ECB mode AES with 128-bit key 6 Cryptographic-Suite-List indicating only: 0x080003 MBS CTR Mode 128 bits AES, no data authentication, AES ECB mode with 128-bit key 7 Cryptographic-Suite-List indicating only: 0x080004 MBS CTR mode 128 bits AES, no data authentication, AES Key Wrap with 128-bit key Page - 71 WiMAX FORUM PROPRIETARY Result WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.9 WMF-T25-003-R010v08 Scenario 1g- MS initiated Sleep Mode Test scenario behaviour Ref Scenario 1g- MS Initiated Sleep Mode Goal Verify the MS initiated sleep mode activation. Configuration Basic Test Configuration for IOT Testing. Test Condition TRF-IND Required: set. TTWF (traffic trigger wakening flag): set. Frequency channel: Middle. TX Power Level: Medium. ARQ: Optional HARQ: Optional Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process - 1) 2) 3) 4) 5) Pass verdict criterion Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure. Carry out 1 DL and 1 UL BS initiated BE service flow. Trigger MS (Table 7.1 / Item 8) to initiate sleep mode procedure. TRF-IND Required is set, TTWF (traffic trigger wakening flag) is set for DL and UL connection. 6) Once, MS is in sleep mode, host behind BS pings host behind MS. 7) Trigger MS (Table 7.1 / Item 8) to activate the deactivated PSC. 8) Host behind MS or the MS itself (depending on the type of the MS) pings host behind BS. Successfully MS initiated sleep mode. MS awakes in order to receive traffic reception, re-initiates sleep mode and awakes again in order to send traffic. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. 8.9.1 Setup of MS initiated Sleep Mode Test Description Identifier: TD_SC1g_MS_SLM_REG_00 Description: Verify the Sleep Mode parameters during registration. Pre-test conditions: MS is performing network entry. Step Test Sequence Page - 72 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 1 WMF-T25-003-R010v08 MS sends 1 or more REG-REQ not more than PIC_MAX_REG_REQ_RETRIES of REGREQs BS sends REG-RSP OK NOK OK NOK - 2 - - with response set to OK, with TLVs that are present in the REG-REQ, and with values that do not enable a feature disabled/not supported by MS. with idle mode timeout TLV. Observations 8.9.2 MS initiated Sleep Mode Test Description Identifier: TD_SC1g_MS_SLM_INI_00 Description: Verify the successful completion of MS initiated Sleep Mode. Pre-test conditions: 1 UL and 1 DL Service Flow is established. No data is to be sent. Step Test Sequence Result 1 MS sends 1 or more MOB_SLP-REQs (Initiated by Trigger in Table 7.1 / Item 8) OK NOK 2 with one or more PSC definitions and activating one PSC, or only defining a PSC. BS sends MOB_SLP-RSP OK NOK - if MOB_SLP-REQ defined and activated a PSC, then MOB_SLP-RSP confirms and optionally reconfigures sleep mode parameters, if MOB_SLP-REQ did only define a PSC, the MOB_SLP-RSP activates and possibly reconfigures sleep mode parameters. Observations Page - 73 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.9.3 WMF-T25-003-R010v08 Sleep Mode Verification Test Description Identifier: TD_SC1g_MS_SLM_PRNG_00 Description: Verify Sleep Mode. Pre-test conditions: 1 UL and 1 DL Service Flow is established. PSC is defined and activated with TRF-IND Required that includes DL connection. No data is to be sent. MS is in sleep mode. Step Test Sequence 1 BS sends MOB_TRF-INDs at least one MOB_TRF-IND during each listening window of the Power Saving Class, with negative indication. MS may participate in periodic ranging. The successful periodic ranging does not deactivate any PSC. Result OK NOK OK NOK - 2 Observations 8.9.4 BS initiated PING Test Description Identifier: TD_SC1g_MS_SLM_DAT_00 Description: Verify the successful completion of BS sleep mode deactivation. Pre-test conditions: Sleep Mode is activated. Host behind BS pings host behind MS. PSC is defined and activated with TRFIND Required that includes DL connection and TTWF (traffic trigger wakening flag) is set. Step Test Sequence Result 1 BS sends MOB_TRF-IND OK NOK 2 with positive indication. MS receives MOB_TRF_IND and deactivates PSC OK NOK 3 Data is transferred. OK NOK - Is the PING procedure successfully completed? Observations Page - 74 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.9.5 WMF-T25-003-R010v08 MS initiated activation of deactivated PSC Test Description Identifier: TD_SC1g_MS_SLM_INI_01 Description: Verify the successful completion of MS activation of deactivated sleep mode. Pre-test conditions: Sleep Mode is deactivated. No data to be sent. Step Test Sequence Result 1 MS sends 1 or more MOB_SLP-REQs activating the PSC (Initiated by Trigger in Table 7.1 / Item 8) OK NOK 2 BS sends MOB_SLP-RSP to confirm. OK NOK 3 BS sends MOB_TRF-INDs OK NOK - at least one MOB_TRF-IND during each listening window of the Power Saving Class, with negative indication. Observations 8.9.6 MS initiated PING Test Description Identifier: TD_SC1g_MS_SLM_DAT_01 Description: Verify the successful completion of MS sleep mode deactivation. Pre-test conditions: Sleep Mode is activated. Host behind MS pings host behind BS. PSC is defined and activated with TRFIND Required that includes UL connection and TTWF (traffic trigger wakening flag) is set. Step Test Sequence Result 1 MS sends Bandwidth Request Header and deactivates PSC. OK NOK 2 BS receives BW request header and deactivates PSC. OK NOK 3 Data is transferred. OK NOK - Is the PING procedure successfully completed? Observations Page - 75 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.10 WMF-T25-003-R010v08 Scenario 1ha - MS initiated Idle Mode Test scenario behaviour Ref Scenario 1ha- MS Idle Mode Goal Verify MS initiated Idle Mode. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Optional. HARQ: Optional. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criterion Final Verdict - 1) Start the monitor message capture, if available. 2) Switch on the MS. 3) Carry out the Network Entry procedure. 4) Carry out 1 DL and 1 UL BS initiated BE service flow. 5) Trigger MS to initiate idle mode procedure. TABLE 7.1 / Item 10) 6) Once, MS is in idle mode, host behind BS pings host behind MS. 7) BS Pages the MS and the MS performs Network Re-Entry. 8) Trigger MS to re-initiate idle mode procedure. TABLE7.1 / Item 10) 9) Host behind MS or the MS itself (depending on the type of the MS) pings host behind BS. 10) Trigger MS to re-initiate idle mode procedure. TABLE 7.1 / Item 10) 11) Power down MS. Successful exchange of Ping Traffic and DL/UL data transfer. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 76 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.10.1 MS initiated Idle Mode Test Description Identifier: TD_SC1h_MS_IDM_REG_00 Description: Verify the Idle Mode parameters during registration. Pre-test conditions: MS is performing network entry. Step Test Sequence Result 1 MS sends 1 or more REG-REQ OK NOK 2 not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs With bit#2 = 1 in the “Mobility features supported” TLV. BS sends REG-RSP OK NOK - 3 with response set to OK, with TLVs that are present in the REG-REQ, and with values that do not enable a feature disabled/not supported by MS. Mobility feature supported: bit#1 (SLM) equals 0. bit#2 (Idle) equals 1 with idle mode timeout TLV. Fill the gap with the Idle Mode Timer value assigned to the MS in the REG-RSP. Idle Mode Timer: Observations Test Description Identifier: TD_SC1h_MS_IDM_DREG_00 Description: Verify the successful completion of MS initiated Idle Mode. Pre-test conditions: 1 UL and 1 DL Service Flow is established. No data is to be sent. Step Test Sequence Result 1 MS sends 1 or more DREG-REQs with Deregistration Request Code 0x01 OK NOK 2 BS sends DREG-CMD with Action Code 0x05 OK NOK - acknowledging MS-initiated Idle Mode, or if DREG-CMD (with Action Code 0x06) requests re-transmission of DREG-REQ with Deregistration Request ode 0x01, then MS sends again DREG-REQ with Deregistration Request Code 0x01. Observations Page - 77 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.10.2 Idle Mode Verification Test Description Identifier: TD_SC1h_MS_IDM_INI_00 Description: Verify Idle Mode. Pre-test conditions: 1 UL and 1 DL Service Flow is established. No data is to be sent. MS is in idle mode. Step 1 2 Test Sequence BS must send MOB_PAG-ADVs. during the MS Paging Listening Interval, does not contain MS MAC address hash After Paging listening interval, MS remains in idle mode. Result OK NOK OK NOK Observations 8.10.3 BS initiated PING Test Description Identifier: TD_SC1h_MS_IDM_DAT_00 Description: Verify the successful completion of Idle Mode Termination. Pre-test conditions: 1 UL and 1 DL Service Flow is established. No data is to be sent. MS is in idle mode. Host behind BS pings the MS or pings host behind MS (depending on the type of the MS). Step Test Sequence Result 1 BS sends MOB_PAG-ADVs OK NOK 2 during the MS Paging Listening Interval, with the MSs MAC address hash. MS performs Network Re-Entry from Idle mode. OK NOK 3 Data is transferred. OK NOK - Is the PING procedure successfully completed? Observations Page - 78 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.10.4 MS initiated Idle Mode (Re-initiation) Test Description Identifier: TD_SC1h_MS_IDM_DREG_01 Description: Verify the successful completion of MS initiated Idle Mode. Pre-test conditions: 1 UL and 1 DL Service Flow is established. No data is to be sent. Step Test Sequence Result 1 MS sends 1 or more DREG-REQs. OK NOK 2 BS sends DREG-CMD OK NOK - acknowledging MS-initiated Idle Mode, or if DREG-CMD requests re-transmission of DRERG-REQ, then MS sends again DREG-REQ. Observations 8.10.5 MS initiated PING Test Description Identifier: TD_SC1h_MS_IDM_DAT_01 Description: Verify the successful completion of Idle Mode Termination. Pre-test conditions: 1 UL and 1 DL Service Flow is established. No data is to be sent. MS is in idle mode. Host behind MS or the MS itself (depending on the type of the MS) pings host behind BS. Step Test Sequence Result 1 MS performs Network Re-Entry from Idle mode. OK NOK 2 Data is transferred. OK NOK - Is the PING procedure successfully completed? Observations 8.10.6 MS initiated Idle Mode (Re-initiation) Page - 79 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Test Description Identifier: TD_SC1h_MS_IDM_DREG_02 Description: Verify the successful completion of idle mode initiation. Pre-test conditions: 1 UL and 1 DL Service Flow is established. No data is to be sent. Step Test Sequence Result 1 MS sends 1 or more DREG-REQs. OK NOK 2 BS sends DREG-CMD OK NOK - acknowledging MS-initiated Idle Mode, or if DREG-CMD requests re-transmission of DREG-REQ, then MS sends again DREG-REQ. Observations 8.10.7 Power Down Final Test Test Description Identifier: TD_SC1h_MS_IDM_DOWN_00 Description: Verify the successful completion of Power Down Update. Pre-test conditions: 1 UL and 1 DL Service Flow is established. No data is to be sent. MS is in idle mode. Step Test Sequence Result 1 MS sends RNG-REQ OK NOK 2 with Power_Down_Indicator TLV. BS sends RNG-RSP OK NOK - confirming the power down. Observations Page - 80 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.11 WMF-T25-003-R010v08 Scenario 1hb - BS initiated Idle Mode Test scenario behaviour Ref Scenario 1hb- BS Initiated Idle Mode Goal Verify BS initiated Idle Mode. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Optional. HARQ: Optional. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criterion Final Verdict - 1) 2) 3) 4) 5) 6) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure. Carry out 1 DL and 1 UL BS initiated BE service flow. Trigger BS to initiate idle mode procedure. (Table 7.1 / Item 10) Once, MS is in idle mode, host behind BS pings the MS or pings host behind MS (depending on the type of the MS). Successful exchange of Ping Traffic and DL/UL data transfer. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 81 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.11.1 Setup for BS initiated Idle Mode Test Description Identifier: TD_SC1h_BS_IDM_REG_00 Description: Verify the Idle Mode parameters during registration. Pre-test conditions: MS is performing network entry. Step 1 Test Sequence MS sends 1 or more REG-REQ OK NOK OK NOK - 2 not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs With bit#2 = 1 (Idle Mode supported) in the “Mobility features supported” TLV. Extended Capability: bit#3 (extended BS-initiated idle mode) equals 1 if the MS supports action code 0x07. BS sends REG-RSP Result - 3 with response set to OK. with TLVs that are present in the REG-REQ, and with values that do not enable a feature disabled/not supported by MS. With idle mode timeout TLV Mobility feature supported: bit#1 (SLM) equals 0, bit#2 (Idle) equals 1 Extended Capability: bit#3 (extended BS-initiated idle mode) equals 1 if the BS supports action code 0x07. Fill the gap with the Idle Mode Timer value assigned to the MS in the REG-RSP. Observations Page - 82 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.11.2 BS Triggers Idle Mode Test Description Identifier: TD_SC1h_BS_IDM_DREG_00 Description: Verify the successful completion of BS initiated Idle Mode. Pre-test conditions: 1 UL and 1 DL Service Flow is established. No data is to be sent. Step 1 Test Sequence BS sends unsolicited DREG-CMD Result OK NOK OK NOK with action code = 0x05 or 0x07 and optional REQ-duration TLV. Action code = 0x07 shall only be sent if Extended Capability: bit#3 the REG-RSP meaning extended BS-initiated idle mode was equal 1. Note: In case of action code 0x05, the BS may include the REQ-duration TLV. The value of the REQ-duration TLV may be 0. 2 MS send DREG-REQ - with De-Registration Request Code = 0x02 in order to start Idle Mode. Observations 8.11.3 BS initiated PING Test Description Identifier: TD_SC1h_BS_IDM_DAT_00 Description: Verify the successful completion of Idle Mode Termination. Pre-test conditions: 1 UL and 1 DL Service Flow is established. No data is to be sent. MS is in idle mode. Host behind BS pings the MS or pings host behind MS (depending on the type of the MS). Step Test Sequence Result 1 BS sends MOB_PAG-ADVs OK NOK 2 during the MS Paging Listening Interval, with the MSs MAC address hash. MS performs Network Re-Entry from Idle mode. OK NOK 3 Data is transferred. OK NOK - Is the PING procedure successfully completed? Observations Page - 83 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.12 WMF-T25-003-R010v08 Scenario 1hc - Load Balancing 1 Test scenario behaviour Ref Scenario 1hc - Basic Configuration Goal Verify the frequency override mechanism. Wave OR1b Configuration Basic Test Configuration for IOT Testing. Test Condition - - Initial State Test process TX Power Level: BS1 High, BS2 Medium. ARQ: Optional. HARQ: Optional. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. SS Management: Unmanaged. 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Service Flows Classification Rule: Based on IP address/port number. For this test two BS are required. BS1 uses frequency F1 and BS 2 uses a different frequency F2. Besides MS1, additional MS are required to block the capacity of BS1. Typical values are 2 to 3 MS. BS1 is configured in the way that causes rejection of additional MS trying to register Note: Means of configuration to trigger the Frequency override signal by BS1 are vendor dependent. Possible examples: Number of allowed MS (BS parameter) Max total throughput allowed at the BS The test scenario presumes that the trigger should be achievable in the lab with no more than 3 MSs. MS1 is switched off and is deregistered from BS1 and BS2. BS1 and BS2 remain on. 1) Start the monitor message capture, if available. Switch on MS1. When MS1 attempts NW entry at BS1, BS1 sends the MS to BS2 by the means of frequency override TLV (due to sector overload). 4) MS1 performs NW entry at BS2 5) Carry out 1 DL and 1 UL BS initiated BE service flow. 6) Carry out DL and UL data transfer Successful NW entry at BS2. 2) 3) Pass verdict criterion Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 84 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.12.1 Network Entry procedure 8.12.1.1 MS Synchronization and Ranging Test Description Identifier: TD_SC1hc_RLC_IRNG_00 Description: Verify that BS1 and 2 send broadcast messages (DL-MAP, UL-MAP, UCD, DCD) when switched on and that MS synchronizes with the BS. Verify the successful completion of initial ranging. Pre-test conditions: MS1 is deregistered from BS 1 and BS 2. BS 1 and BS 2 have no stored context for MS1. MS1 has not no stored context for BS 1 and BS 2. MS 1 is switched off. Then MS 1 is switched on. Step Test Sequence Result 1 BS1 and BS2 send DL-MAP in every frame. OK NOK 2 BS1 and BS 2 send UL-MAP if appropriate. OK NOK 3 BS1 and BS 2 send DCD every ten seconds (max). OK NOK 4 BS1 and BS 2 send UCD every ten seconds (max). OK NOK 5 MS1 synchronizes to the BS1. OK NOK 6 MS1 sends initial CDMA ranging codes in the Initial Ranging Region to the BS1. OK NOK 7 BS1 sends OK NOK 8 If the BS sends a RNG-RSP message with ranging status = abort, steps 8 and 9 are skipped. MS1 sends RNG-REQ in case of RNG-RSP with ranging status = success OK NOK 9 BS1 sends RNG-RSP in response to RNG-REQ sent by MS1 OK NOK - RNG-RSP with DL Frequency Override TLV (frequency of BS2) and ranging status = abort, or RNG-RSP with ranging status = success with DL Frequency Override TLV (frequency of BS2) and ranging status = abort, 10 MS1 synchronizes to the BS2. OK NOK 11 MS1 sends initial CDMA ranging codes in the Initial Ranging Region to the BS2. OK NOK 12 BS2 sends RNG-RSP OK NOK OK NOK 13 may include Power, Time or Frequency adjustments. with ranging status = continue or success If the Ranging Status = success then continue in Step 12, MS 1 sends initial CDMA ranging code in the Periodic Ranging Region until receiving: - RNG-RSP (with Ranging Status = success), or - CDMA_Allocation_IE in UL-MAP 14 MS 1 sends RNG-REQ. OK NOK 15 BS 2 sends RNG-RSP with ranging status = success. OK NOK 16 Record the Basic Cid and Primary Management Cid assigned to the MS in the RNG-RSP. OK NOK Basic CID: Prim CID: Observations Page - 85 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.12.1.2 Capabilities Negotiation Test Description Identifier: TD_SC1hc_RLC_SBC_00 Description: Verify the successful completion of basic capabilities negotiation. Pre-test conditions: Successful completion of initial ranging. Step Test Sequence Result 1 MS 1 sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, with its capabilities set to on. Are TLVs defined appropriate to the device capabilities? BS 2 sends SBC-RSP OK NOK - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations 8.12.1.3 Registration Test Description Identifier: TD_SC1hc_RLC_REG_00 Description: Verify the successful completion of registration. Pre-test conditions: Successful completion of basic capabilities negotiation. No authentication is required. Step Test Sequence Result 1 MS 1 sends 1 or more REG-REQ OK NOK 2 not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs, including valid TLVs defined for the appropriate Wave. BS 2 sends REG-RSP OK NOK - with response set to OK. with valid TLVs that are present in the REG-REQ are in the appropriate Wave, and with values that do not enable a feature disabled/not supported by MS. Observations Page - 86 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.12.2 Traffic Connection Establishment 8.12.2.1 Service Flow Provisioning Test Description Identifier: TD_SC1hc_RLC_DSA_00 Description: Verify the successful completion of service flow establishment as in TD_SC1a-B_RLC_DSA_List. Pre-test conditions: Successful completion of registration and 1 DL and 1 UL Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Step Test Sequence Result 1 BS 2 sends 1 or more DSA-REQ OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. MS 1 sends 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. BS 2 sends DSA-ACK OK NOK - Confirmation Code set to OK. Observations TD_SC1a-B_RLC_DSA_List Nr. Stimulate the BS to use the following parameters Status Run UL DSA-REQ 1 Service Flow Scheduling Type set to BE m Yes/No m Yes/No DL DSA-REQ 2 Service Flow Scheduling Type set to BE Page - 87 WiMAX FORUM PROPRIETARY Result WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.12.3 User Data Traffic 8.12.3.1 PING Test Description Identifier: TD_SC1hc_RLC_DAT_00 Description: Verify the successful completion of data transfer via the PING procedure. Pre-test conditions: 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. Step 1 Test Sequence Host behind the BS 2 pings the host behind the MS 1. OK NOK OK NOK - 2 The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Service Flow. Is the PING procedure successfully completed? Host behind the MS pings the host behind the BS 2. Result - The CID of the UL MAC PDU (EchoRequest) is the Transport Cid of the UL Service Flow. The CID of the DL MAC PDU (EchoReply) is the Transport Cid of the DL Service Flow. Is the PING procedure successfully completed? Observations 8.12.3.2 File Data Transfer Test Description Identifier: TD_SC1hc_RLC_DAT_01 Description: Verify the successful completion of file data transfer for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. Step Test Sequence Result 1 Has the data from MS 1 to BS 2 been transferred correctly? OK NOK 2 Has the data from MS 1 to BS 2 been transferred correctly? OK NOK Observations Page - 88 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.13 WMF-T25-003-R010v08 Scenario 1i – ERT-VR Test scenario behaviour Ref Scenario 1a – Basic Configuration Goal Checks that QoS characteristics of the ERT-VR service are not damaged by any simultaneous transmission through a BE service flow. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Disable (Initiated by Trigger in Table 7.1 / Item 4). HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1 (Initiated by Trigger in Table 7.1 / Item 3).. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’ - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 UL and 1 DL ERT-VR and 1 UL and 1 DL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process - Pass verdict criterion 1) Start the monitor message capture, if available. 2) Switch on the MS. 3) Carry out the Network Entry procedure. 4) Carry out 1 DL and 1 UL BS initiated BE service flow. 5) Carry out 1 UL and 1 DL ERT-VR (Table 7.1 / Item 11). 6) Carry out simultaneous UL data transfer. QoS characteristics of the ERT-VR service are not damaged by any simultaneous transmission through a BE service flow. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 89 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.13.1 Traffic Connection Establishment 8.13.1.1 Service Flow Provisioning Test Description Identifier: TD_SC1i_DSA_00 Description: Verify the successful completion of BS initiated ERT-VR service flow establishment. Pre-test conditions: ERT-VR service is pre-provisioning Step 1 Test Sequence BS sends 1 or more DSA-REQ Result OK NOK 2 with Service Flow Scheduling Type set to ertPS (UL only), with Service Flow Data Delivery Type set to ERT-VR (DL only), with Maximum Sustained Traffic Rate, with Minimum Reserved Traffic Rate, unsolicited grant interval (UL only), with Maximum Latency, with Request/Transmission Policy, Tolerated Jitter, Traffic Priority, not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. MS sends 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. BS sends DSA-ACK to each MS OK NOK - to define 2 UL and 2 DL service flows, Scheduling type for one UL SF is BE and is ertPS for the other UL SF. Data Delivery Service for one DL SF is BE and is ERT-VR for the other DL SF. For the ERT-VR (ertPS) SF the following QoS parameters shall be set: - Confirmation Code set to OK. Observations Page - 90 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.13.2 User Data Transfer 8.13.2.1 File Data Transfer Test Description Identifier: TD_SC1i_DAT_00 Description: Verify the successful data transfer of the data delivery services ERT-VR. Pre-test conditions: 1 UL ERT-VR service flow established and 1 UL BE service flow established. Step 1 Test Sequence Are the QoS characteristics of the ERT-VR service not damaged by the simultaneous transmission through a BE service flow? Observations Page - 91 WiMAX FORUM PROPRIETARY Result OK NOK WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.14 WMF-T25-003-R010v08 Scenario 1j - MS initiated Handover Test scenario behaviour Ref Scenario 1j- Handover Goal Verify MS initiated handover. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Optional. HARQ: Optional. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - TPC Mode: Open Loop. - SBS & TBS Transmit on same frequency. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the SBS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. - TPC mode: Open loop. - SBS and TBS transmit on the same frequency. MS is deregistered from each BS. MS is switched off. BSs remains on. Initial State Test process Pass verdict criterion Final Verdict - 1) 2) 3) 4) 5) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure and create UL and DL service flows. Ensure the target BS is on. Use the DCD for BS (Table 7.1 / Item 13) and Fade the Serving BS signal in order to trigger handover initiation or trigger directly at the MS (Table 7.1 / Item 12). 6) Carry out DL and UL data transfer with TBS a) via the PING procedure: Host behind the BS pings the MS or pings the host behind the MS (depending on the type of MS) Host behind the MS or the MS itself (depending on the type of the MS pings the host behind the BS. Successful handover from SBS to TBS and PING procedure with TBS. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 92 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.14.1 Neighbor Advertisement Test Description Identifier: TD_SC1j_MS_GHF_ADV_00 Description: Verify the Neighbor Advertisement and UL-MAPs of SBS and TBS. Pre-test conditions: Successful completion of initial network entry and service flow establishment. Step 1 Test Sequence SBS and TBS send MOB_NBR-ADV. Result OK NOK Observations 8.14.2 Handover Decision Test Description Identifier: TD_SC1j_MS_GHF_HOD_00 Description: Verify the successful completion of MS initiated Handover Decision. Pre-test conditions: Successful completion of initial network entry. MS received Neighbor Advertisement from Serving BS. Step 1 Test Sequence When trigger condition are met MS sends 1 or more MOB_MSHO-REQ to SBS Result OK NOK 2 BS sends MOB_BSHO-RSP OK NOK 3 MS optionally sends MOB_HO-IND to serving BS OK NOK - with final indication that it is about to perform a HO. Observations Page - 93 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.14.3 Handover Initiation Test Description Identifier: TD_SC1j_MS_GHF_NWE_00 Description: Verify the successful completion of Handover Initiation from serving BS to target BS. Pre-test conditions: MS has decided to handover from serving BS to target BS. Step Test Sequence Result 1 MS optionally sends MOB_HO-IND to serving BS OK NOK 2 with final indication that it is about to perform a HO. MS sends Handover CDMA ranging codes in the Initial Ranging Interval to the target BS or uses Fast Ranging IE. OK NOK 3 MS finishes Network Entry with TBS and the BS updates the CIDs. OK NOK Observations Page - 94 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.14.4 Handover Verification Test Description Identifier: TD_SC1j_MS_GHF_DAT_00 Description: Verify the successful completion of data transfer via the PING procedure. Pre-test conditions: Handover completes at TBS. Step 1 Test Sequence Host behind the BS pings the MS or pings the host behind the MS (depending on the type of the MS). OK NOK OK NOK - 2 The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Service Flow. Is the PING procedure successfully completed? Host behind the MS or the MS itself (depending on the type of the MS pings the host behind the BS. Result - The CID of the UL MAC PDU (EchoRequest) is the Transport Cid of the UL Service Flow. The CID of the DL MAC PDU (EchoReply) is the Transport Cid of the DL Service Flow. Is the PING procedure successfully completed? Observations Page - 95 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.15 WMF-T25-003-R010v08 Scenario 2 - P2MP Configuration Test scenario behaviour Ref Scenario 2 – P2MP Configuration Goal Verify the exchange of Ping Traffic and data transfer in a P2MP configuration. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Optional HARQ: Optional Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for all MSs and each MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MSs are switched on. BS remains on. Initial State Test process Pass verdict criterion Final Verdict - 1) 2) 3) 4) 5) Start the monitor message capture, if available. Switch on the MSs. Carry out the Network Entry procedure for each MS simultaneously. Carry out 1 DL and 1 UL BS initiated BE service flow for each MS simultaneously. Carry out DL and UL data transfer for each MS simultaneously a) via the PING procedure Host behind the BS pings the MS or pings the host behind the MS (depending on the type of MS) Host behind the MS or the MS itself (depending on the type of the MS pings the host behind the BS b) via freestyle Best Effort (such as FTP) data transfer (5 minute transfer for some stability evaluation). Successful exchange of Ping Traffic and DL/UL data transfer in a P2MP configuration. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. 8.15.1 Network Entry procedure 8.15.1.1 Ranging Test Description Identifier: TD_SC2_RLC_IRNG_00 Description: Verify that a BS sends broadcast messages (DL-MAP, UL-MAP, UCD, DCD) when switched on and that all MSs synchronize with the BS. Verify the successful completion of initial ranging. Pre-test conditions: BS and all MSs are switched off. BS is configured to transmit in the lowest channel (fL). Then BS and all MSs are switched on. Step Test Sequence Result 1 BS sends DL-MAP in every frame. OK NOK 2 BS sends UL-MAP if appropriate. OK NOK 3 BS sends DCD every ten second(max). OK NOK 4 BS sends UCD every ten second(max). OK NOK Page - 96 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 For each MS the following applies 5 MS synchronizes to the BS. OK NOK 6 MS sends initial CDMA ranging codes in the Initial Ranging Region. OK NOK 7 BS sends RNG-RSP OK NOK OK NOK OK NOK 10 RNG-RSP (with Ranging Status = success) followed by CDMA_Allocation_IE, or CDMA_Allocation_IE only. MS sends RNG-REQ. OK NOK 11 BS sends RNG-RSP with ranging status = success OK NOK 12 Fill the table below with the MSs MAC address read in the corresponding RNGREQ and determine MAC Address. OK NOK 13 Fill the table below with the Basic Cid and Primary Management Cid assigned to the MS in the corresponding RNG-RSP. OK NOK 8 9 With optional Power, Time or Frequency adjustments. With ranging status = continue or success If the Ranging Status = continue in Step 7, MS sends initial CDMA ranging code in the Periodic Ranging Region until receiving: RNG-RSP (with Ranging Status = success), or CDMA_Allocation_IE in UL-MAP. BS sends - Observations TD_SC2_RLC_IRNG_00_List Nr. 1 Parameters MS1 MS2 MAC Address Basic CID Primary CID Page - 97 WiMAX FORUM PROPRIETARY MS3 WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.15.1.2 Capabilities Negotiation Test Description Identifier: TD_SC2_RLC_SBC_00 Description: Verify the successful completion basic capabilities negotiation. Pre-test conditions: Successful completion of initial ranging. Step Test Sequence Result 1 Each MSs sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, with capabilities set to on. Are TLVs defined appropriate to the device capabilities? BS sends SBC-RSP to each MS OK NOK - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations 8.15.1.3 Registration Test Description Identifier: TD_SC2_RLC_REG_00 Description: Verify the successful completion of registration. Pre-test conditions: Successful completion of basic capabilities negotiation. No authentication is required. Step Test Sequence Result 1 Each MS sends 1 or more REG-REQ OK NOK 2 not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs, including valid TLVs defined for the appropriate Wave. BS sends REG-RSP to each MS OK NOK - with response set to OK. with valid TLVs that are present in the REG-REQ are in the appropriate Wave, and with values that do not enable a feature disabled/not supported by MS. Observations Page - 98 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.15.2 Traffic Connection Establishment 8.15.2.1 Service Flow Provisioning Test Description Identifier: TD_SC2_RLC_DSA_00 Description: Verify the successful completion of service flow establishment as in TD_SC2_RLC_DSA_List Pre-test conditions: Successful completion of registration and 1 DL and 1 UL Service Flows are Pre-Provisioned at the BS for all three MS and each MS can support the Pre-Provisioned Service Flows. Step Test Sequence Result 1 BS sends 1 or more DSA-REQ to each MS OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. MSs send 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. BS sends DSA-ACK to each MS OK NOK - Confirmation Code set to OK. Observations TD_SC2_RLC_DSA_List Nr. Stimulate the BS to use the following parameters Status Run UL DSA-REQ 1 Service Flow Scheduling Type set to BE m Yes/No m Yes/No DL DSA-REQ 2 Service Flow Scheduling Type set to BE Page - 99 WiMAX FORUM PROPRIETARY Result WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.15.3 User Data Transfer 8.15.3.1 PING Test Description Identifier: TD_SC2_RLC_DAT_00 Description: Verify the successful completion of data transfer via the PING procedure to three MS. Pre-test conditions: 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. Step 1 Test Sequence Host behind the BS pings the MS or pings the host behind MS (depending on the type of the MS). OK NOK OK NOK - 2 The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Service Flow. The Host behind MS or the MS itself (depending on the type of the MS) pings the host behind the BS. Result - The CID of the UL MAC PDU (EchoRequest) is the Transport Cid of the UL Service Flow. The CID of the DL MAC PDU (EchoReply) is the Transport Cid of the DL Service Flow. Observations 8.15.3.2 File Data Transfer Test Description Identifier: TD_SC2_RLC_DAT_01 Description: Verify the successful completion of file data transfer for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 Has the data from MS1, MS2 and MS3 to the BS been transferred correctly? OK NOK 2 Has the data from the BS to MS1, MS2 and MS3 been transferred correctly? OK NOK Observations Page - 100 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.16 WMF-T25-003-R010v08 Scenario 2A0 – DL PUSC with MIMO Matrix A and UL PUSC with Collaborative SM Test scenario behaviour Ref 11.8.3.7.5, 11.8.3.7.6 [1] Goal Verify DL and UL data transfer between BS and 2 MS when DL PUSC with Matrix A MIMO and UL PUSC with Collaborative SM is activated. Configuration Basic Test Configuration for IOT Testing - 2 MS+ 1 BS Test Condition Frequency channel: Middle. TX Power Level: Medium. DL 2-antenna STC matrix A: Enable in MS and BS. DL 2-antenna STC matrix B: disable in BS (Table 7.1 / Item 29) DL zone type. PUSC. UL Single-antenna Collaborative SM: Enable. UL zone type. PUSC. CQI Channel for physical CINR Feedback: Enable. ARQ: Disable. HARQ: Optional (The following two sub-bullets apply to the case that HARQ is disabled.) - HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’). - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for all MSs and each MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MSs are switched off. BS remains on. Initial State Test process Pass verdict criteria Final Verdict - 1) 2) 3) 4) 5) 6) Start the monitor message capture, if available. Switch on the MSs. Carry out the Network Entry procedure for each MS simultaneously. Carry out 1 DL and 1 UL BS initiated BE service flow for each MS simultaneously. BS allocates Fast feedback channel for each MS. (Table 7.1 / item 2). Carry out for each MS simultaneously: DL data transfer with 2-antenna STC matrix A, and UL data transfer with Single-antenna Collaborative SM, via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Successful data transfer in UL and DL. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. 8.16.1 Network Entry procedure 8.16.1.1 Capabilities Negotiation Test Description Identifier: TD_SC2A0_MIMO_SBC_00 Description: Verify the successful completion of basic capabilities negotiation with Matrix A MIMO and Collaborative SM support. Pre-test conditions: Successful completion of initial ranging. Page - 101 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Step Test Sequence Result 1 MS sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs, SS Demodulator for MIMO support TLV: 2-Antenna STC Matrix A, SS Modulator for MIMO support TLV: Capable of single antenna transmission, Capable of collaborative SM with one antenna. Are TLVs defined appropriate to the required device capabilities? BS sends SBC-RSP OK NOK - - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations 8.16.2 User Data Transfer 8.16.2.1 MAP Test Description Identifier: TD_SC2A0_MIMO_DAT_00 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes, with UL data transfer at the same time for MS1 and MS2 to test collaborative SM functionality. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step 1 Test Sequence BS sends UL-MAP or compressed UL-MAP with Result OK NOK MIMO UL Basic IE or HARQ_UL_MAP_IE()+ UL HARQ Chase Sub-Burst IE() with ACK Disable = 1 or 0.. or HARQ_UL_MAP_IE()+ MIMO UL Chase HARQ Sub-Burst IE() with ACK Disable = 1 or 0.. 2 BS sends DL-MAP or compressed DL-MAP with OK NOK 3 STC_DL_ZONE_IE() DL_MAP_IE() or MIMO DL Basic IE or HARQ_DL_MAP_IE()+ MIMO DL Chase HARQ Sub-Burst IE() with ACK Disable = 1 or 0.. BS sends UL-MAP, compressed UL-MAP or UCD to each MS with OK NOK 4 Fast Feedback Allocation IE or fast-feedback region TLV. CQICH Allocation IE, allocating the fast-feedback slots. BS sends UCD to each MS with OK NOK 5 Size of the CQICH_ID field. In case of default value, the BS doesn’t need to send the size of the CQICH_ID field. MS sends physical CINR report as indicated in the CQICH Allocation IE. OK NOK - - Observations Page - 102 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.16.2.2 Data grants for the MS Test Description Identifier: TD_SC2A0_MIMO_DAT_01 Description: Verify the generation of data grants for the MS in the UL/DL PUSC zone. Pre-test conditions: Successful network entry. Step Test Sequence Result 1 Are MAP message sent in the DL PUSC zone? OK NOK 2 Has the BS sent DL data for each MS in the appropriate DL PUSC zone? OK NOK 3 Has the BS generated UL grants for each MS in the appropriate UL PUSC zone? OK NOK Observations 8.16.2.3 Data Transfer Test Description Identifier: TD_SC2A0_MIMO_DAT_02 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes, with UL data transfer at the same time for MS1 and MS2 to test collaborative SM functionality. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 Has the data from each MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to each MS been transferred correctly? OK NOK Observations Page - 103 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.17 WMF-T25-003-R010v08 Scenario 2A1 – DL PUSC with MIMO Matrix B and UL PUSC With Collaborative SM Test scenario behaviour Ref 11.8.3.7.5, 11.8.3.7.6 [1] Goal Verify DL and UL data transfer between BS and 2 MS when DL PUSC with Matrix B MIMO and UL PUSC With Collaborative SM is activated. Configuration Basic Test Configuration for IOT Testing - 2 MS+ 1 BS Test Condition Initial State Frequency channel: Middle. TX Power Level: Medium. DL 2-antenna STC matrix A: Enable in MS and BS. DL 2-antenna STC matrix B: Enable in MS and BS. DL zone type. PUSC. UL Single-antenna Collaborative SM: Enable. UL zone type. PUSC. CQI Channel for physical CINR Feedback: Enable. ARQ: Disable. HARQ: Enable. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for all MSs and each MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MSs are switched off. BS remains on. Test process 1) Start the monitor message capture, if available. - 2) Switch on the MSs. 3) Carry out the Network Entry procedure for each MS simultaneously. 4) Carry out 1 DL and 1 UL BS initiated BE service flow for each MS simultaneously. 5) BS allocates Fast feedback channel for each MS. (Table 7.1 / Item 2). 6) If the field value of ‘MIMO_permutation_feedback_cycle’ in the CQICH allocation IE() is set for MIMO mode selection by the BS, the MS shall provide MIMO Mode selection via fast-feedback special codeword. 7) Carry out for each MS simultaneously: 8) DL data transfer with 2-antenna STC matrix B, and UL data transfer with Single-antenna Collaborative SM, via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Pass verdict criteria Successful data transfer in UL and DL. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 104 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.17.1 Network Entry procedure 8.17.1.1 Capabilities Negotiation Test Description Identifier: TD_SC2A1_MIMO_SBC_00 Description: Verify the successful completion of basic capabilities negotiation with Matrix B MIMO and Collaborative SM support. Pre-test conditions: Successful completion of initial ranging. Step Test Sequence Result 1 MS sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs, SS Demodulator for MIMO support TLV: 2-Antenna STC Matrix B, SS Modulator for MIMO support TLV: Capable of single antenna transmission, Capable of collaborative SM with one antenna, Are TLVs defined appropriate to the required device capabilities? BS sends SBC-RSP OK NOK - - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations Page - 105 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.17.2 User Data Transfer 8.17.2.1 MAP Test Description Identifier: TD_SC2A1_MIMO_DAT_00 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes, with UL data transfer at the same time for MS1 and MS2 to test collaborative SM functionality. Pre-test conditions: 1 UL and 1 DL Service Flow is established. If MIMO mode selection feedback is enabled by the BS, the MS is expected to select MIMO Matrix B. If MIMO mode selection feedback is not enabled by the BS, the BS is expected to select MIMO Matrix B. The MS or BS is expected to select MIMO Matrix B, if MIMO mode selection was enabled by the BS, without a special test trigger since the MS and BS will be in optimal RF conditions for MIMO matrix B (strong signal conditions with separate cable between each BS transmitter and MS receiver). Step 1 Test Sequence BS sends UL-MAP or compressed UL-MAP with - Result OK NOK HARQ_UL_MAP_IE()+ UL HARQ Chase Sub-Burst IE() or HARQ_UL_MAP_IE()+ MIMO UL Chase HARQ Sub-Burst IE() 2 BS sends DL-MAP or compressed DL-MAP with OK NOK 3 STC_DL_ZONE_IE() HARQ_DL_MAP_IE()+ MIMO DL Chase HARQ Sub-Burst IE() BS sends UL-MAP, compressed UL-MAP or UCD to each MS with OK NOK 4 CQICHAllocation IE or fast-feedback region TLV. CQICH Allocation IE, allocating the fast-feedback slots, with MIMO mode selection, if MIMO mode selection was enabled by the BS. BS sends UCD to each MS with OK NOK 5 Size of the CQICH_ID field. In case of default value, the BS doesn’t need to send the size of the CQICH_ID field. MS sends physical CINR report as indicated in the CQICH Allocation IE. OK NOK OK NOK - - 6 MS sends special CQICH code to indicate preference for MIMO Matrix B if MIMO mode selection was enabled by the BS Observations Page - 106 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.17.2.2 Data grants for the MS Test Description Identifier: TD_SC2A1_MIMO_DAT_01 Description: Verify the generation of data grants for the MS in the UL/DL PUSC zone. Note that UL collaborative SM does not occur if a frame only has an UL allocation for a single MS. Pre-test conditions: Successful network entry. Step Test Sequence Result 1 Are MAP message sent in the DL PUSC zone? OK NOK 2 Has the BS sent DL data for each MS in the appropriate DL PUSC zone? OK NOK 3 Has the BS generated UL grants for each MS in the appropriate UL PUSC zone? OK NOK Observations 8.17.2.3 Data Transfer Test Description Identifier: TD_SC2A1_MIMO_DAT_02 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes, with UL data transfer at the same time for MS1 and MS2 to test collaborative SM functionality. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 Has the data from each MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to each MS been transferred correctly? OK NOK Observations Page - 107 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.18 WMF-T25-003-R010v08 Scenario 2B0 – Beam Forming with DL AMC with Dedicated Pilots and UL AMC Test scenario behaviour Ref 11.8.3.7.16 [1] Goal Verify DL and UL data transfer when Beam Forming with UL AMC and DL AMC with Dedicated Pilots is activated. Configuration Basic Test Configuration for IOT Testing - 1 MS+ 1 BS Test Condition Frequency channel: Middle. TX Power Level: Medium. Beam Forming: Enable. UL zone type: AMC2x3 zone. DL zone type: AMC2x3 zone. Dedicated pilots in AMC2x3 zone: Enable. CQI Channel for physical CINR Feedback: Enable. ARQ: Disable. HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows (BS shall send DSA-REQ to the MS to establish the Service Flow and BS may activate the Service Flow using DSC-REQ request). - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criteria Final Verdict - 1) 2) 3) 4) 5) 6) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure. Carry out 1 DL and 1 UL BS initiated BE service flow. BS allocates Fast feedback channel for MS. (Table 7.1 / item 2). Carry out DL and UL data transfer in the AMC zone and Beam Forming is activated, via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Successful data transfer in UL and DL. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 108 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.18.1 Network Entry procedure 8.18.1.1 Capabilities Negotiation Test Description Identifier: TD_SC2BO_BF_SBC_00 Description: Verify the successful completion of basic capabilities negotiation with AMC zone and Beam Forming supported. Pre-test conditions: Successful completion of initial ranging. Step Test Sequence Result 1 MS sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs, SS Modulator for MIMO support TLV: Capable of single antenna transmission, OFDMA SS Permutation support: AMC 2x3 support, OFDMA SS demodulator: Dedicated pilots with AMC without MIMO Are TLVs defined appropriate to the required device capabilities? BS sends SBC-RSP OK NOK - - With valid TLVs that are present in the SBC-REQ, and with values that do not enable a feature disabled/not supported by MS. Observations Page - 109 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.18.2 User Data Transfer 8.18.2.1 MAP Test Description Identifier: TD_SC2BO_BF_DAT_00 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 BS sends UL-MAP or compressed UL-MAP to the MS with OK NOK 1 OFDMA uplink ZONE IE format, PAPR reduction/Safety zone/Sounding zone allocation IE(), UL_Sounding_Command_IE() HARQ_UL_MAP_IE()+ UL HARQ Chase Sub-Burst IE() with ACK Disable = 1 or direct UL allocation to UIUC1 to 10 BS sends DL-MAP or compressed DL-MAP to the MS with OK NOK 2 OFDMA downlink STC_DL_Zone IE format indicating dedicated pilots, HARQ_DL_MAP_IE()+ DL HARQ Chase Sub-Burst IE() with ACK Disable = 1 BS sends UL-MAP, compressed UL-MAP, or UCD to the MS with OK NOK 3 Fast Feedback Allocation IE orfast-feedback region TLV. CQICH Allocation IE, allocating the fast-feedback slots. BS sends UCD to the MS with OK NOK 4 Size of the CQICH_ID field. In case of default value, the BS doesn’t need to send the size of the CQICH_ID field. MS sends physical CINR report as indicated in the CQICH Allocation IE. OK NOK - - - Observations 8.18.2.2 Data grants for the MS Test Description Identifier: TD_SC2BO_BF_DAT_01 Description: Verify the generation of data grants for the MS in the UL/DL AMC zone. Pre-test conditions: Successful network entry. Step Test Sequence Result 1 Are MAP message sent in the DL PUSC zone? OK NOK 2 Has the BS sent DL data for the MS in the appropriate DL AMC zone? OK NOK 3 Has the BS generated UL grants for each MS in the appropriate UL AMC zone? OK NOK Observations Page - 110 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.18.2.3 Data Transfer Test Description Identifier: TD_SC2BO_BF_DAT_02 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 Has the data from the MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to the MS been transferred correctly? OK NOK Observations Page - 111 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.19 WMF-T25-003-R010v08 Scenario 2B1 – Beam Forming with DL PUSC with Dedicated Pilots and UL PUSC without channel rotation Test scenario behaviour Ref 11.8.3.7.16 [1] Goal Verify DL and UL data transfer when Beam Forming with UL PUSC without channel rotation and DL PUSC with dedicated Pilots is activated. Configuration Basic Test Configuration for IOT Testing - 1 MS+ 1 BS Test Condition Frequency channel: Middle. TX Power Level: Medium. Beam Forming: Enable. UL zone type: PUSC zone without channel rotation. DL zone type: PUSC zone. Sounding : If BS demands IO-SND certification, there must be a sounding symbol in UL. If BS does not demand IO-SND certification, there will not be sounding in UL. - Dedicated pilots in PUSC zone: Enable. - CQI Channel for physical CINR Feedback: Enable. - ARQ: Disable. - HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criteria Final Verdict - 1) 2) 3) 4) 5) 6) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure. Carry out 1 DL and 1 UL BS initiated BE service flow. BS allocates Fast feedback channel for MS. (Table 7.1 / item 2). Carry out DL and UL data transfer in the PUSC zone and Beam Forming is activated, via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Successful data transfer in UL and DL. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 112 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.19.1 Network Entry procedure 8.19.1.1 Capabilities Negotiation Test Description Identifier: TD_SC2B1_BF_SBC_00 Description: Verify the successful completion of basic capabilities negotiation with PUSC zone without channel rotation and Beam Forming supported. Pre-test conditions: Successful completion of initial ranging. Step Test Sequence Result 1 MS sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs, SS Modulator for MIMO support TLV: Capable of single antenna transmission, OFDMA SS demodulator: Dedicated pilots for PUSC with or without MIMO, Are TLVs defined appropriate to the required device capabilities? BS sends SBC-RSP OK NOK - - With valid TLVs that are present in the SBC-REQ, and with values that do not enable a feature disabled/not supported by MS. Observations Page - 113 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.19.2 User Data Transfer 8.19.2.1 MAP Test Description Identifier: TD_SC2B1_BF_DAT_00 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step 1 Test Sequence BS sends UL-MAP or compressed UL-MAP to the MS with Result OK NOK 1 OFDMA uplink ZONE IE format HARQ_UL_MAP_IE()+ UL HARQ Chase Sub-Burst IE() with ACK Disable = 1 or direct UL allocation to UIUC1 to 10. BS sends DL-MAP or compressed DL-MAP to the MS with OK NOK 2 OFDMA downlink STC_DL_Zone IE format indicating dedicated pilots HARQ_DL_MAP_IE()+ DL HARQ Chase Sub-Burst IE() with ACK Disable = 1, BS sends UL-MAP, compressed UL-MAP, or UCD to the MS with OK NOK 3 Fast Feedback Allocation IE or fast-feedback region TLV. CQICH Allocation IE, allocating the fast-feedback slots. BS sends UCD to the MS with OK NOK 4 Size of the CQICH_ID field. In case of default value, the BS doesn’t need to send the size of the CQICH_ID field. MS sends physical CINR report as indicated in the CQICH Allocation IE. OK NOK If BS demands IO-SND certification, - PAPR reduction/Safety zone/Sounding zone allocation IE(), UL_Sounding_Command_IE() For all BSs, - - - Observations Page - 114 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.19.2.2 Data grants for the MS Test Description Identifier: TD_SC2B1_BF_DAT_01 Description: Verify the generation of data grants for the MS in the UL/DL PUSC zone. Pre-test conditions: Successful network entry. Step Test Sequence Result 1 Are MAP message sent in the DL PUSC zone? OK NOK 2 Has the BS sent DL data for the MS in the appropriate DL PUSC zone? OK NOK 3 Has the BS generated UL grants for each MS in the appropriate UL PUSC zone? OK NOK Observations 8.19.2.3 Data Transfer Test Description Identifier: TD_SC2B1_BF_DAT_02 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 Has the data from the MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to the MS been transferred correctly? OK NOK Observations Page - 115 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.20 WMF-T25-003-R010v08 Scenario 2AB0 – DL PUSC with dedicated pilot with MIMO Matrix A and UL PUSC with Collaborative SM Test scenario behaviour Ref 11.8.3.7.5, 11.8.3.7.6 [1] Goal Verify DL and UL data transfer between BS and 2 MS when DL PUSC with dedicated pilot with Matrix A MIMO and UL PUSC with Collaborative SM is activated. Configuration Basic Test Configuration for IOT Testing - 2 MS+ 1 BS Test Condition - - - Frequency channel: Middle. TX Power Level: Medium. DL 2-antenna STC matrix A: Enable. DL zone type. PUSC. Dedicated pilots in PUSC zone: Enable. UL Single-antenna Collaborative SM: Enable. UL zone type. PUSC. Sounding : If BS demands IO-SND certification, there must be a sounding symbol in UL. If BS does not demand IO-SND certification, there will not be sounding in UL. CQI Channel for physical CINR Feedback: Enable. ARQ: Disable. HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. SS Management: Unmanaged. 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for all MSs and each MS can support the Pre-Provisioned Service Flows. Service Flows Classification Rule: Based on IP address/port number. Initial State MS is deregistered from BS. MSs are switched off. BS remains on. Test process 1) 2) 3) 4) 5) 6) Pass verdict criteria Final Verdict Start the monitor message capture, if available. Switch on the MSs. Carry out the Network Entry procedure for each MS simultaneously. Carry out 1 DL and 1 UL BS initiated BE service flow for each MS simultaneously. BS allocates Fast feedback channel for each MS. (Table 7.1 / item 2). Carry out for each MS simultaneously: DL data transfer with 2-antenna STC matrix A and dedicated pilot, and UL data transfer with Single-antenna Collaborative SM, via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Successful data transfer in UL and DL. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 116 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.20.1 Network Entry procedure 8.20.1.1 Capabilities Negotiation Test Description Identifier: TD_SC2AB0_MIMO_SBC_00 Description: Verify the successful completion of basic capabilities negotiation with Matrix A MIMO and Collaborative SM support. Pre-test conditions: Successful completion of initial ranging. Step Test Sequence Result 1 MS sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs SS Demodulator for MIMO support TLV: 2-Antenna STC Matrix A, SS Modulator for MIMO support TLV: Capable of single antenna transmission, Capable of collaborative SM with one antenna, OFDMA SS demodulator: o Dedicated pilots for PUSC with or without MIMO o and if required rectangular combination of allocations for DL MIMO zone with dedicated pilots (default is no restriction to rectangular combination) Are TLVs defined appropriate to the required device capabilities? BS sends SBC-RSP OK NOK - With valid TLVs that are present in the SBC-REQ, and with values that do not enable a feature disabled/not supported by MS. Note: If the MS sets the OFDMA SS demodulator TLV bits 10 and 11 to 1, then a BS may respond with the bits 10 and 11 set to 0. - Observations Page - 117 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.20.2 User Data Transfer 8.20.2.1 MAP Test Description Identifier: TD_SC2AB0_MIMO_DAT_00 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes, with UL data transfer at the same time for MS1 and MS2 to test collaborative SM functionality. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step 1 Test Sequence BS sends UL-MAP or compressed UL-MAP to each MS with Result OK NOK OK NOK If BS demands IO-SND certification, - PAPR reduction/Safety zone/Sounding zone allocation IE(), UL_Sounding_Command_IE() For all BS, MIMO UL Basic IE or HARQ_UL_MAP_IE()+ UL HARQ Chase SubBurst IE() with ACK Disable = 1 OFDMA uplink ZONE IE format BS sends DL-MAP or compressed DL-MAP to each MS with - 2 MIMO DL Basic IE or HARQ_DL_MAP_IE()+ MIMO DL Chase HARQ SubBurst IE() with ACK Disable = 1 OFDMA downlink STC_DL_Zone IE format indicating dedicated pilots, 3 BS sends UL-MAP, compressed UL-MAP, or UCD to each MS with OK NOK 4 Fast Feedback Allocation IE or fast-feedback region TLV. CQICH Allocation IE, allocating the fast-feedback slots. BS sends UCD to each MS with OK NOK 5 Size of the CQICH_ID field. In case of default value, the BS doesn’t need to send the size of the CQICH_ID field. MS sends physical CINR report as indicated in the CQICH Allocation IE. OK NOK - Observations Page - 118 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.20.2.2 Data grants for the MS Test Description Identifier: TD_SC2AB0_MIMO_DAT_01 Description: Verify the generation of data grants for the MS in the UL/DL PUSC zone. Pre-test conditions: Successful network entry. Step Test Sequence Result 1 Are MAP message sent in the DL PUSC zone? OK NOK 2 Has the BS sent DL data for each MS in the appropriate DL PUSC zone? OK NOK 3 Has the BS generated UL grants for each MS in the appropriate UL PUSC zone? OK NOK Observations 8.20.2.3 Data Transfer Test Description Identifier: TD_SC2AB0_MIMO_DAT_02 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes, with UL data transfer at the same time for MS1 and MS2 to test collaborative SM functionality. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 Has the data from each MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to each MS been transferred correctly? OK NOK Observations Page - 119 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.21 WMF-T25-003-R010v08 Scenario 2AB1 – DL PUSC with dedicated pilot with Matrix B MIMO and UL PUSC with Collaborative SM Test scenario behaviour Ref 11.8.3.7.5, 11.8.3.7.6 [1] Goal Verify DL and UL data transfer between BS and 2 MS when DL PUSC with dedicated pilot with Matrix B MIMO and UL PUSC with Collaborative SM is activated. Configuration Basic Test Configuration for IOT Testing - 2 MS+ 1 BS Test Condition Frequency channel: Middle. TX Power Level: Medium. DL 2-antenna STC matrix B: Enable. DL zone type. PUSC. Dedicated pilots in PUSC zone: Enable. UL Single-antenna Collaborative SM: Enable. UL zone type. PUSC. Sounding : If BS demands IO-SND certification, there must be a sounding symbol in UL. If BS does not demand IO-SND certification, there will not be sounding in UL. - CQI Channel for physical CINR Feedback: Enable. - ARQ: Disable. - HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for all MSs and each MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MSs are switched off. BS remains on. Initial State Test process Pass verdict criteria Final Verdict - 1) 2) 3) 4) 5) 6) Start the monitor message capture, if available. Switch on the MSs. Carry out the Network Entry procedure for each MS simultaneously. Carry out 1 DL and 1 UL BS initiated BE service flow for each MS simultaneously. BS allocates Fast feedback channel for each MS. (Table 7.1 / item 2). Carry out for each MS simultaneously: DL data transfer with 2-antenna STC matrix B and dedicated pilot, and UL data transfer with Single-antenna Collaborative SM, via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Successful data transfer in UL and DL. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 120 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.21.1 Network Entry procedure 8.21.1.1 Capabilities Negotiation Test Description Identifier: TD_SC2AB1_MIMO_SBC_00 Description: Verify the successful completion of basic capabilities negotiation with Matrix B MIMO and Collaborative SM support. Pre-test conditions: Successful completion of initial ranging. Step Test Sequence Result 1 MS sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs SS Demodulator for MIMO support TLV: 2-Antenna STC Matrix B, SS Modulator for MIMO support TLV: Capable of single antenna transmission, Capable of collaborative SM with one antenna, OFDMA SS demodulator: o Dedicated pilots for PUSC with or without MIMO o and if required rectangular combination of allocations for DL MIMO zone with dedicated pilots (default is no restriction to rectangular combination) Are TLVs defined appropriate to the required device capabilities? BS sends SBC-RSP OK NOK - With valid TLVs that are present in the SBC-REQ, and with values that do not enable a feature disabled/not supported by MS. Note: If the MS sets the OFDMA SS demodulator TLV bits 10 and 11 to 1, then a BS may respond with the bits 10 and 11 set to 0. - Observations Page - 121 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.21.2 User Data Transfer 8.21.2.1 MAP Test Description Identifier: TD_SC2AB1_MIMO_DAT_00 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes, with UL data transfer at the same time for MS1 and MS2 to test collaborative SM functionality. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step 1 Test Sequence BS sends UL-MAP or compressed UL-MAP to each MS with Result OK NOK 2 MIMO UL Basic IE or HARQ_UL_MAP_IE()+ UL HARQ Chase SubBurst IE() with ACK Disable = 1 OFDMA uplink ZONE IE format BS sends DL-MAP or compressed DL-MAP to each MS with OK NOK 3 MIMO DL Basic IE or HARQ_DL_MAP_IE()+ MIMO DL Chase HARQ Sub-Burst IE() with ACK Disable = 1 OFDMA downlink STC_DL_Zone IE format indicating dedicated pilots. BS sends UL-MAP, compressed UL-MAP, or UCD to each MS with OK NOK 4 Fast Feedback Allocation IE or fast-feedback region TLV. CQICH Allocation IE, allocating the fast-feedback slots. BS sends UCD to each MS with OK NOK 5 Size of the CQICH_ID field. In case of default value, the BS doesn’t need to send the size of the CQICH_ID field. MS sends physical CINR report as indicated in the CQICH Allocation IE. OK NOK If BS demands IO-SND certification, - PAPR reduction/Safety zone/Sounding zone allocation IE(), UL_Sounding_Command_IE() For all BS, - - - Observations Page - 122 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.21.2.2 Data grants for the MS Test Description Identifier: TD_SC2AB1_MIMO_DAT_01 Description: Verify the generation of data grants for the MS in the UL/DL PUSC zone. Pre-test conditions: Successful network entry. Step Test Sequence Result 1 Are MAP message sent in the DL PUSC zone? OK NOK 2 Has the BS sent DL data for each MS in the appropriate DL PUSC zone? OK NOK 3 Has the BS generated UL grants for each MS in the appropriate UL PUSC zone? OK NOK Observations 8.21.2.3 Data Transfer Test Description Identifier: TD_SC2AB1_MIMO_DAT_02 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes, with UL data transfer at the same time for MS1 and MS2 to test collaborative SM functionality. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 Has the data from each MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to each MS been transferred correctly? OK NOK Observations Page - 123 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.22 WMF-T25-003-R010v08 Scenario 2AC0 – DL PUSC and UL PUSC without subchannel rotation Test scenario behaviour Ref Goal Verify DL and UL data transfer when UL PUSC without subchannel rotation and DL PUSC are activated. Configuration Basic Test Configuration for IOT Testing - 1 MS+ 1 BS Test Condition - Frequency channel: Middle. TX Power Level: Medium. Beam Forming: Disable. UL zone type: Two possible zone configurations where base station can choose one of them o o UL Zone Config A: (One zone) PUSC zone without subchannel rotation. UCD with UL PUSC subchannel rotation set to ‘1’ indicating default setting of UL PUSC subchannel rotation be disabled starting from the beginning of the UL subframe or UL Zone Config B: (Two zones) First zone is PUSC with subchannel rotation and second zone is PUSC without subchannel rotation. UCD with UL PUSC subchannel rotation is set to ‘0’ indicating default setting where UL PUSC subchannel rotation be enabled. Subchannel rotation will be disabled in the second zone using UL Zone Switch IE. DL zone type: PUSC zone. Dedicated pilots in DL PUSC zone: Disable. CQI Channel for physical CINR Feedback: Enable. ARQ: Optional. HARQ: Optional. Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. - Initial State Test process 1) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure. Carry out 1 DL and 1 UL BS initiated BE service flow. BS allocates Fast feedback channel for MS. (Table 7.1 / item 2). Carry out DL and UL data transfer when UL PUSC without subchannel rotation and DL PUSC are activated, via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Successful data transfer in UL and DL. 2) 3) 4) 5) 6) Pass verdict criteria Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 124 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.22.1 Network Entry procedure 8.22.1.1 Capabilities Negotiation Test Description Identifier: TD_SC2AC0_MIMO_SBC_00 Description: Verify the successful completion of basic capabilities negotiation with PUSC zone. If one zone UL frame configuration (UL Zone Config A) is used SBC-REQ is sent in the zone where subchannel rotation is disabled. If two zone UL frame configuration (UL Zone Config B) is used SBC-REQ is sent in the first zone where subchannel rotation is enabled. Pre-test conditions: Successful completion of initial ranging. Step Test Sequence Result 1 MS sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, indicating the support of the following capabilities using OFDMA Parameters Set and/or individual TLVs, SS Modulator for MIMO support TLV: Capable of single antenna transmission, Capable of disabling UL subchannel rotation Are TLVs defined appropriate to the required device capabilities? BS sends SBC-RSP OK NOK - - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations Page - 125 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.22.2 User Data Transfer 8.22.2.1 MAP Test Description Identifier: TD_SC2AC0_MIMO_DAT_00 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 BS sends UL-MAP or compressed UL-MAP to the MS with OK NOK 2 HARQ_UL_MAP_IE()+ UL HARQ Chase Sub-Burst IE() with ACK Disable = 1 or direct UL allocation to UIUC1 to 10. BS sends DL-MAP or compressed DL-MAP to the MS with OK NOK 3 HARQ_DL_MAP_IE()+ DL HARQ Chase Sub-Burst IE() with ACK Disable = 1, BS sends UL-MAP, compressed UL-MAP, or UCD to the MS with OK NOK 4 Fast Feedback Allocation IE or fast-feedback region TLV. CQICH Allocation IE, allocating the fast-feedback slots. BS sends UCD to the MS with OK NOK OK NOK OK NOK - - 5 Size of the CQICH_ID field. In case of default value, the BS doesn’t need to send the size of the CQICH_ID field. BS indicates UL PUSC subchannel rotation disabled: If UL ZONE CONFIG A is used, - By transmitting UCD with UL PUSC subchannel rotation set to ‘1’ indicating default setting of UL PUSC subchannel rotation be disabled starting from the beginning of the UL subframe If UL ZONE CONFIG B is used, - 6 By uUsing UL zone switch IE with Permutation set to ‘0b00’ (PUSC permutation) and Disable subchannel rotation set to ‘1’ indicating subchannel rotation disabled in the second zone. MS sends physical CINR report as indicated in the CQICH Allocation IE. Observations Page - 126 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.22.2.2 Data grants for the MS Test Description Identifier: TD_SC2AC0_MIMO_DAT_01 Description: Verify the generation of data grants for the MS in the UL/DL PUSC zone. Pre-test conditions: Successful network entry. Step Test Sequence Result 1 Are MAP message sent in the DL PUSC zone? OK NOK 2 Has the BS sent DL data for the MS in the appropriate DL PUSC zone? OK NOK 3 Has the BS generated UL grants for each MS in the appropriate UL PUSC zone? OK NOK Observations 8.22.2.3 Data Transfer Test Description Identifier: TD_SC2AC0_MIMO_DAT_02 Description: Verify the successful completion of data transfer in UL and DL for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 Has the data from each MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to each MS been transferred correctly? OK NOK Observations Page - 127 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.23 WMF-T25-003-R010v08 Scenario 2C0 – PHS IPv4 Test scenario behaviour Ref 6.3.14.7 [1], 11.13.19 [1] Goal Verify DL/UL UDP/IPv4 streams when IPv4 Header suppression is enabled. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. Compressed-IPv4-Header: Disable. PHS: Enable. ARQ: Disable. HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service flow with classifier (Based on IP address/port number) and associated PHS rules. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criterion Final Verdict - 1) 2) 3) 4) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure with negotiation of PHS support. Carry out 1 DL and 1 UL BS initiated service flow defining a PHS rule by adding a new service flow using DSA-REQ with PHS rule or creating a PHS rule to an existing service flow using DSC messages. 5) Carry out DL and UL data transfer with PHS activated a) via UDP/IPv4 streaming (5 minute transfer for some stability evaluation). Successful DL/UL data transfer with PHS activated. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 128 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.23.1 Network Entry procedure 8.23.1.1 Registration Test Description Identifier: TD_SC2C0_PHS_REG_00 Description: Verify the PHS support during registration. Pre-test conditions: Step Test Sequence Result 1 MS sends 1 or more REG-REQ OK NOK 2 not more than PIC_MAX_REG_REQ_RETRIES REG-REQs, PHS TLV indication PHS support. BS sends REG-RSP OK NOK - with TLVs that are present in the REG-REQ, and with values that do not enable a feature disabled by MS, confirming PHS support. Observations 8.23.2 Traffic Connection Establishment 8.23.2.1 Service Flow Provisioning Test Description Identifier: TD_SC2C0_PHS_DSA_00 Description: Verify the definition of PHS during traffic connection establishment as in TD_SC2C1_PHS_DSA_00_List. Pre-test conditions: Registration completed. Step 1 Test Sequence BS sends 1 or more DSA-REQ or DSC-REQ,, OK NOK OK NOK OK NOK - 2 not more than PIC_DSx_REQ_MAX_RETRIES DSA-REQs, PHS Rule TLV defining at least, PHSI value referencing the suppressed byte string, the header information to be suppressed, and total number of bytes in the header to be suppressed and then restored in a service flow that uses PHS, Packet classification rule TLV defining at least the Associated PHSI value for the UL SF. MS sends 1 or more DSA-RSP or DSC-RSP Result - 3 not more than PIC_DSx_RSP_MAX_RETRIES DSA-RSPs or DSCRSPs. BS sends DSA-ACK or DSC-ACK - Confirmation Code set to OK. Observations Page - 129 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 TD_SC2C0_PHS_DSA_00_List Nr. Stimulate the BS to use the following parameters 1 UL DSA-REQ 2 DL DSA-REQ Status Run Result 8.23.3 User Data Transfer 8.23.3.1 Data Transfer Test Description Identifier: TD_SC2C0_PHS_DAT_00 Description: Verify the successful completion of data transfer in UL and DL. Pre-test conditions: 1 UL and 1 DL Service Flow is established. PHS Rule is defined and activated for each SF. Step Test Sequence Result 1 Has the data from the MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to the MS been transferred correctly? OK NOK Observations Page - 130 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.24 WMF-T25-003-R010v08 Scenario 2C1 – PHS IPv6 Test scenario behaviour Ref 6.3.14.7 [1], 11.13.19 [1] Goal Verify DL/UL UDP/IPv4 streams when IPv6 Header suppression is enabled. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. Compressed-IPv6-Header: Disable. PHS: Enable. ARQ: Disable. HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criterion Final Verdict - 6) 7) 8) 9) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure with negotiation of PHS support. Carry out 1 DL and 1 UL BS initiated service flow defining a PHS rule by adding a new service flow using DSA-REQ with PHS rule or creating a PHS rule to an existing service flow using DSC messages. 10) Carry out DL and UL data transfer with PHS activated a) via UDP/IPv6 streaming (5 minute transfer for some stability evaluation). Successful DL/UL data transfer with PHS activated. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 131 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.24.1 Network Entry procedure 8.24.1.1 Registration Test Description Identifier: TD_SC2C1_PHS_REG_00 Description: Verify the PHS support during registration. Pre-test conditions: Step Test Sequence Result 1 MS sends 1 or more REG-REQ OK NOK 2 not more than PIC_MAX_REG_REQ_RETRIES REG-REQs, PHS TLV indication PHS support. BS sends REG-RSP OK NOK - with TLVs that are present in the REG-REQ, and with values that do not enable a feature disabled by MS, confirming PHS support. Observations Page - 132 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.24.2 Traffic Connection Establishment 8.24.2.1 Service Flow Provisioning Test Description Identifier: TD_SC2C1_PHS_DSA_00 Description: Verify the definition of PHS during traffic connection establishment as in TD_SC2C1_PHS_DSA_00_List. Pre-test conditions: Registration completed. Step 1 Test Sequence Result BS sends 1 or more DSA-REQ or DSC-REQ,,, NOK OK NOK OK NOK - 2 not more than PIC_DSx_REQ_MAX_RETRIES DSA-REQs, PHS Rule TLV defining at least, PHSI value referencing the suppressed byte string, the header information to be suppressed, and total number of bytes in the header to be suppressed and then restored in a service flow that uses PHS, Packet classification rule TLV defining at least the Associated PHSI value. MS sends 1 or more DSA-RSP or DSC-RSP OK - 3 not more than PIC_DSx_RSP_MAX_RETRIES DSA-RSPs or DSCRSPs. BS sends DSA-ACK or DSC-ACK - Confirmation Code set to OK. Observations TD_SC2C1_PHS_DSA_00_List Nr. Stimulate the BS to use the following parameters 1 UL DSA-REQ 2 DL DSA-REQ Page - 133 WiMAX FORUM PROPRIETARY Status Run Result WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.24.3 User Data Transfer 8.24.3.1 Data Transfer Test Description Identifier: TD_SC2C1_PHS_DAT_00 Description: Verify the successful completion of data transfer in UL and DL. Pre-test conditions: 1 UL and 1 DL Service Flow is established. PHS Rule is defined and activated for each SF. Step Test Sequence Result 1 Has the data from the MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to the MS been transferred correctly? OK NOK Observations Page - 134 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.25 WMF-T25-003-R010v08 Scenario 2D0 – ROHC UDP/IPv4 streams This testing for ROHC requires NWG support in their release 1.5. This test case is kept for reference in this document and may need review before implementation. Test scenario behaviour Ref 5.2.7 [1], 6.3.14.7 [1] Goal Verify DL/UL UDP/IPv4 streams when a Packet Classification Rule for ROHCCompressed-IP-Header is defined and no PHS rule is defined. Configuration Basic Test Configuration for IOT Testing. Test Condition - - Initial State Test process Frequency channel: Middle. TX Power Level: Medium. Compressed-IPv4-Header: Enable. PHS: Disable. ARQ: Disable. HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. SS Management: Unmanaged. 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. 1) 2) 3) 4) 5) Pass verdict criterion Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure with ROHC support. Carry out 1 DL and 1 UL BS initiated BE service flow with ROHC support. Carry out DL and UL data transfer a) via UDP/ROHC-compressed IPv4 streaming (5 minute transfer for some stability evaluation). Successful DL/UL data transfer with ROHC activated. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 135 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.25.1 Network Entry procedure 8.25.1.1 Registration Test Description Identifier: TD_SC2D0_ROHC_REG_00 Description: Verify the successful completion of registration with ROHC support. Pre-test conditions: Successful completion of basic capabilities negotiation. No authentication is required. Step 1 Test Sequence MS sends 1 or more REG-REQ OK NOK OK NOK - 2 not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs, with Classification/PHS options and SDU encapsulation support TLV indicating Packet, IP (v4 or v6) with ROHC header compression. REG messages do not contain classification, PHS or ROHC params TLV BS sends REG-RSP Result - with response set to OK. with valid TLVs that are present in the REG-REQ are in the appropriate Wave, and with values that do not enable a feature disabled/not supported by MS. Observations Page - 136 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.25.2 Traffic Connection Establishment 8.25.2.1 Service Flow Provisioning Test Description Identifier: TD_SC2D0_ROHC_DSA_00 Description: Verify the successful completion of service flow establishment as in TD_SC2D0_ROHC_DSA_List. Pre-test conditions: Successful completion of registration and 1 DL and 1 UL Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Step 1 Test Sequence Result BS sends 1 or more DSA-REQ OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs, Service Flow Scheduling Type set to BE, Request/transmission policy TLV indicating no suppression of payload headers, CS specification TLV indicating Packet, IP with header ROHC compression, ROHC Parameter Payload TLV. MS sends 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs, confirming the requested settings. BS sends DSA-ACK OK NOK - - Confirmation Code set to OK. Observations TD_SC2D0_ROHC_DSA_List Nr. Stimulate the BS to use the following parameters 1 UL DSA-REQ 2 DL DSA-REQ Page - 137 WiMAX FORUM PROPRIETARY Status Run Result WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.25.3 User Data Transfer 8.25.3.1 Data Transfer Test Description Identifier: TD_SC2D0_ROHC_DAT_00 Description: Verify the successful completion of data transfer for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. IP Header compression is enabled. Step Test Sequence Result 1 Has the data from the MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to the MS been transferred correctly? OK NOK Observations 8.26 Scenario 2D1 – ROHC UDP/IPv6 streams This testing for ROHC requires NWG support in Release 1.5. This test case is kept for reference in this document and may need review before implementation. Test scenario behaviour Ref 5.2.7 [1], 6.3.14.7 [1] Goal Verify DL/UL UDP/IPv6 streams when a Packet Classification Rule for ROHCCompressed-IP-Header is defined and no PHS rule is defined. Configuration Basic Test Configuration for IOT Testing. Test Condition - - - Frequency channel: Middle. TX Power Level: Medium. Compressed-IPv6-Header: Enable. PHS: Disable. ARQ: Disable. HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. SS Management: Unmanaged. 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Service Flows Classification Rule: Based on IP address/port number. Page - 138 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Initial State MS is deregistered from BS. MS is switched off. BS remains on. Test process 1) 2) 3) 4) 5) Pass verdict criterion Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure with ROHC support. Carry out 1 DL and 1 UL BS initiated BE service flow with ROHC support. Carry out DL and UL data transfer a) via UDP/ROHC-compressed IPv6 streaming (5 minute transfer for some stability evaluation). Successful DL/UL data transfer with ROHC activated. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. 8.26.1 Network Entry procedure 8.26.1.1 Registration Test Description Identifier: TD_SC2D1_ROHC_REG_00 Description: Verify the successful completion of registration with ROHC support. Pre-test conditions: Successful completion of basic capabilities negotiation. No authentication is required. Step 1 Test Sequence MS sends 1 or more REG-REQ OK NOK OK NOK - 2 not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs, with Classification/PHS options and SDU encapsulation support TLV indicating Packet, IP (v4 or v6) with ROHC header compression. REG messages do not contain classification, PHS or ROHC params TLV BS sends REG-RSP Result - with response set to OK. with valid TLVs that are present in the REG-REQ are in the appropriate Wave, and with values that do not enable a feature disabled/not supported by MS. Observations Page - 139 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.26.2 Traffic Connection Establishment 8.26.2.1 Service Flow Provisioning Test Description Identifier: TD_SC2D1_ROHC_DSA_00 Description: Verify the successful completion of service flow establishment as in TD_SC2D1_ROHC_DSA_List. Pre-test conditions: Successful completion of registration and 1 DL and 1 UL Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Step 1 Test Sequence Result BS sends 1 or more DSA-REQ OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs, Service Flow Scheduling Type set to BE, Request/transmission policy TLV indicating no suppression of payload headers, CS specification TLV indicating Packet, IP with header ROHC compression, ROHC Parameter Payload TLV. MS sends 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs, confirming the requested settings. BS sends DSA-ACK OK NOK - - Confirmation Code set to OK. Observations TD_SC2D1_ROHC_DSA_List Nr. Stimulate the BS to use the following parameters 1 UL DSA-REQ 2 DL DSA-REQ Page - 140 WiMAX FORUM PROPRIETARY Status Run Result WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.26.3 User Data Transfer 8.26.3.1 Data Transfer Test Description Identifier: TD_SC2D1_ROHC_DAT_00 Description: Verify the successful completion of data transfer for 5 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. Step Test Sequence Result 1 Has the data from the MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to the MS been transferred correctly? OK NOK Observations Page - 141 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.27 WMF-T25-003-R010v08 Scenario 2E0 – MS initiated Service Flow Establishment and Deletion Test scenario behaviour Ref 6.3.14.7 [1], 6.3.14.8 [1] Goal Verify MS initiated Service Flow Creation/Deletion. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Disable. HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - Service Flows Classification Rule: Based on IP address/port number. - For this test, BS1 should have the ranging region within the first three symbols in the uplink frame and BS2 should have the ranging region not in the first three symbols in the uplink frame in order to ensure that the MS can properly transmit with a flexible frame structure. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criterion Final Verdict - 1) 2) 3) 4) 5) 6) 7) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure. Carry out 1 DL and 1 UL BS initiated BE service flow Carry out 1 DL and 1 UL MS initiated UGS service flow. (Table 7.1 / item 17). Carry out UGS DL and UGS UL data transfer. Carry out BE DL and BE UL data transfer. a) via the PING procedure: Host behind the BS pings the MS or pings the host behind the MS (depending on the type of MS) Host behind the MS pings or the MS itself (depending on the type of the MS) the host behind the BS. 8) Carry out MS initiated service flow deletion. Successful exchange of UGS DL/UL data transfer, followed by successful exchange of BE Ping Traffic, followed by indication that all Service Flows are down. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 142 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.27.1 MS initiated Service Flow Creation Test Description Identifier: TD_SC2E0_RLC_DSA_00 Description: Verify the successful completion of service flow establishment as in TD_SC2E0_RLC_DSA_List. Pre-test conditions: Successful completion of registration. Step Test Sequence Result 1 MS sends 1 or more DSA-REQ (Table 7.1 / item 17) OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. BS sends 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. MS sends DSA-ACK OK NOK - Confirmation Code set to OK. Observations TD_SC2E0_RLC_DSA_List Nr. Stimulate the MS to use the following parameters Status Run Result DSA-REQ (for UL SF) 1 Service Flow Scheduling Type set to USG m Yes/No m Yes/No DSA-REQ (for DL SF) 2 Service Flow Delivery ServiceType set to USG 8.27.2 UGS Data Transfer Test Description Identifier: TD_SC2E0_RLC_DAT_00 Description: Verify the successful completion of UGS data transfer for 5 minutes. Pre-test conditions: 1 UGS UL and 1 UGS DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. Step Test Sequence Result 1 Has the data from the MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to the MS been transferred correctly? OK NOK Observations Page - 143 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.27.3 MS initiated Service Flow Deletion Test Description Identifier: TD_SC2E0_RLC_DSD_00 Description: Verify the successful completion of service flow deletion Pre-test conditions: Successful PING procedure. Step Test Sequence Result 1 MS sends 1 or more DSD-REQ (Table 7.1 / item 16) OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES of DSD-REQs, with SFID of service flow. BS sends 1 or more DSD-RSP OK NOK - not more than PIC_DSx_RSP_MAX_RETRIES of DSD-RSPs. Observations Page - 144 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.28 WMF-T25-003-R010v08 Scenario 2F0 – RT-VR/NRT-VR Test scenario behaviour Ref 6.3.20 [1] Goal Checks that QoS characteristics of the RT-VR service and NRT-VR service are not damaged by any simultaneous transmission through a BE service flow. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Disable. HARQ: Disabled. If a HARQ MAP IE is used to specify the burst, the HARQ MAP IE used to specify the burst shall set ACK disable = 1. - Any non- HARQ DL/UL connection is established by including HARQ Service Flows field (TLV Type = [145/146].44) set to ‘0’ (non-HARQ) or by omitting the HARQ Service Flows field (which means default value ‘non-HARQ’. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 UL NRT-VR and 1 UL RT-VR and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process Pass verdict criterion - 1) Start the monitor message capture, if available. 2) Switch on the MS. 3) Carry out the Network Entry procedure. 4) Carry out 1 DL and 1 UL BS initiated BE service flow. 5) Carry out 1 UL NRT-VR and 1 UL RT-VR. (Table 7.1 / Item 18 and Item 19. 6) Carry out simultaneous UL data transfer. Verify the successful UL data transfer of the RT-VR service when having a simultaneous UL transmission through a BE service flow. Verify the successful UL data transfer of the NRT-VR service when having a simultaneous UL transmission through a BE service flow. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 145 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.28.1 Traffic Connection Establishment 8.28.1.1 RT-VR Service Flow Provisioning Test Description Identifier: TD_SC2F0_RLC_DSA_00 Description: Verify the successful completion of BS initiated RT-VR service flow establishment. Pre-test conditions: X Step Test Sequence Result 1 BS sends 1 or more DSA-REQ OK NOK 2 to define an UL service flow, with Service Flow Scheduling Type set to rtPS, with Maximum Latency, with Minimum Reserved Traffic Rate, with Maximum Sustained Traffic Rate, Traffic Priority, with Request/Transmission Policy, unsolicited polling interval, not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. MSs send 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. BS sends DSA-ACK to each MS OK NOK - Confirmation Code set to OK. Observations Page - 146 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.28.1.2 NRT-VR Service Flow Provisioning Test Description Identifier: TD_SC2F0_RLC_DSA_00 Description: Verify the successful completion of BS initiated NRT-VR service flow establishment. Pre-test conditions: X Step Test Sequence Result 1 BS sends 1 or more DSA-REQ OK NOK 2 to define an UL service flow, with Service Flow Scheduling Type set to nrtPS, with Minimum Reserved Traffic Rate, with Maximum Sustained Traffic Rate, Traffic Priority, with Request/Transmission Policy, not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. MSs send 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. BS sends DSA-ACK to each MS OK NOK - Confirmation Code set to OK. Observations 8.28.2 User Data Transfer 8.28.2.1 RT-VR Data Transfer Test Description Identifier: TD_SC2F0_RLC_DAT_00 Description: Verify the successful data transfer of the data delivery services RT-VR. Pre-test conditions: 1 UL RT-VR service flow established and 1 UL BE service flow established. Step Test Sequence 1 Has the UL data been transferred correctly on the RT-VR service when having a simultaneous UL transmission through a BE service flow? Observations Page - 147 WiMAX FORUM PROPRIETARY Result OK NOK WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.28.2.2 NRT-VR Data Transfer Test Description Identifier: TD_SC2F0_RLC_DAT_01 Description: Verify the successful data transfer of the data delivery services NRT-VR. Pre-test conditions: 1 UL NRT-VR service flow established and 1 UL BE service flow established. Step Test Sequence 1 Has the UL data been transferred correctly on the NRT-VR service when having a simultaneous UL transmission through a BE service flow? Observations Page - 148 WiMAX FORUM PROPRIETARY Result OK NOK WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.29 WMF-T25-003-R010v08 Scenario 2G0- BS initiated Handover Test scenario behaviour Ref 6.3.22 [1] Goal Verify BS initiated handover (Inter FA (different frequencies)) Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. SBS and TBS transmit on different frequencies TX Power Level: SBS Medium, TBS Initially Off. ARQ: Optional. HARQ: Optional. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - TPC mode: Open loop. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the SBS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. - For this test, the vendor must enable that BS initiated HO will occur before the MS will initiate a HO (Table 7.1 / item 23). MS is deregistered from BSs. MS is switched off. BSs remain on. Initial State - SBS does not coordinate association between MS and TBS. Test process Pass verdict criterion Final Verdict 1) 2) 3) 4) 5) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure and create UL and DL service flows. Ensure the target BS is on. (TX Power Level: SBS and TBS medium level.) Configure the DCD parameter for BS and use the external attenuator to make the Serving BS signal lower than that of the target BS, but still high enough so that trigger condition at the MS for HO is not met. (This is done in order to avoid MS initiated handover.) MS delivers measurement results to the BS. Now the BS should initiate the handover by sending a MOB_BSHO-REQ, either based on the measurement results or caused by vendor specific external trigger (Table 7.1 / item 23). 6) Carry out DL and UL data transfer via the PING procedure: Host behind the target BS pings the MS or pings the host behind the MS (depending on the type of MS) Host behind the MS or the MS itself (depending on the type of the MS pings the host behind the target BS. Successful handover from SBS to TBS and PING procedure with TBS. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 149 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.29.1 Neighbor Advertisement Test Description Identifier: TD_SC2G0_BS_GHF_ADV_00 Description: Verify the Neighbor Advertisement and UL-MAPs of SBS and TBS. Pre-test conditions: Successful completion of initial network entry. Step Test Sequence Result 1 SBS and TBS send MOB_NBR-ADV. OK NOK 2 TBS sends UL-MAP with Fast ranging IE with HO ID or MS’s MAC address. OK NOK Observations Page - 150 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.29.2 Scanning Test Description Identifier: TD_SC2G0_BS_GHF_SCN_00 Description: Verify the successful completion of allocation of a group of scanning intervals and the use of the scanning intervals. Pre-test conditions: X Step Test Sequence Result 1 MS sends 1 or more MOB_SCN-REQ OK NOK 2 unsolicited, with Scanning Type indicating Scanning without Association. SBS sends MOB_SCN-RSP OK NOK - granting a scanning interval. OR 1 BS sends DCD OK NOK 2 defining a trigger condition with action value 0x3. MS sends 1 or more MOB_SCN-REQ OK NOK 3 because trigger condition is met, with Scanning Type indicating Scanning without Association. SBS sends MOB_SCN-RSP OK NOK OK NOK - granting a scanning interval. OR 1 SBS sends MOB_SCN-RSP - with Scanning Type indicating Scanning without Association, granting a scanning interval. Observations 8.29.3 Scan Report Test Description Identifier: TD_SC2G0_BS_GHF_SCNRPT_00 Description: Verify the successful completion of Scan reporting only if Trigger Conditions are met. Pre-test conditions: X Step Test Sequence Result 1 BS sends DCD OK NOK 2 defining a trigger condition with action value 0x1 MS sends MOB_SCN-REP OK NOK - because trigger condition is met, Observations Page - 151 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.29.4 Handover Decision Test Description Identifier: TD_SC2G0_BS_GHF_HOD_00 Description: Verify the successful completion of BS initiated Handover Decision. Pre-test conditions: Successful completion of initial network entry. MS received Neighbor Advertisement from Serving BS. Step 1 Test Sequence If required trigger handover initiation at the Serving BS (Table 7.1 / item 23). Result OK NOK BS sends MOB_BSHO-REQ - indicating the target BS. Observations 8.29.5 Handover Initiation Test Description Identifier: TD_SC2G0_BS_GHF_NWE_00 Description: Verify the successful completion of Handover Initiation from serving BS to target BS with network entry. Pre-test conditions: MS has been instructed to handover from serving BS to target BS. Step 1 2 Test Sequence MS sends optionally a MOB_HO-IND to serving BS Result OK NOK OK NOK With HO_IND_type = 0b00 (serving BS release) MS moves to target BS and synchronizes to DL signal MS sends Handover CDMA ranging codes in the Initial Ranging Interval to the target BS and sends RNG-REQ or MS sends RNG-REQ message using the received Fast Ranging IE. 3 MS finishes Network Entry with TBS and the BS updates the CIDs. Observations Page - 152 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.29.6 Handover Verification 8.29.6.1 PING Test Description Identifier: TD_SC2G0_BS_GHF_DAT_00 Description: Verify the successful completion of data transfer via the PING procedure. Pre-test conditions: 1 UL and 1 DL BE Service Flow is established. Step 1 Test Sequence Host behind the target BS pings the MS or pings the host behind the MS (depending on the type of the MS). OK NOK OK NOK - 2 The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Service Flow. Is the PING procedure successfully completed? Host behind the MS or the MS itself (depending on the type of the MS) pings the host behind the target BS. Result - The CID of the UL MAC PDU (EchoRequest) is the Transport Cid of the UL Service Flow. The CID of the DL MAC PDU (EchoReply) is the Transport Cid of the DL Service Flow. Is the PING procedure successfully completed? Observations Page - 153 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.30 WMF-T25-003-R010v08 Scenario 2G1– Drop of Target BS During Handover Test scenario behaviour Ref 6.3.22 [1] Goal Verify behavior for Drop of Target BS During BS initiated Handover. Configuration Basic Test Configuration for IOT Testing. Test Condition Frequency channel: Middle. TX Power Level: Medium. ARQ: Optional. HARQ: Optional. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - TPC mode: Open loop. - SS Management: Unmanaged. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the SBS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. - The test has to finish before the Resource_Retain_Timer expires. MS is deregistered from BSs. MS is switched off. BSs remain on. Initial State - SBS does not coordinate association between MS and TBS. Test process 1) 2) 3) 4) 5) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure and create UL and DL service flows. Ensure the target BS is on. Now, BS or MS initiated handover is possible. In the case of BS initiated handover: 6) Use the DCD for BS and attenuate the Serving BS signal such that it is lower than that of the target BS, but still high enough so that trigger condition is not met. (This is done in order to avoid MS initiated handover.) Alternatively, trigger handover initiation at the Serving BS (Table 7.1 / item 23). In the case of MS initiated handover: Pass verdict criterion Final Verdict 7) Attenuate the Serving BS signal in order to trigger handover initiation or use a manual command at the MS. (Table 7.1 / item 12 or Item 13). 8) During handover, when MS starts network entry with TBS, drop the signal of the TBS. (One option is to disconnect instead the receiver path only of the TBS for this test) 9) Bring up SBSs signal in order to allow network re-entry with SBS. 10) Carry out DL and UL data transfer via the PING procedure: Host behind the serving BS pings the MS or pings the host behind the MS (depending on the type of MS) and Host behind the MS or the MS itself (depending on the type of the MS pings the host behind the serving BS. After drop of signal of TBS, successful network re-entry with SBS. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 154 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.30.1 Network re-entry with Serving BS Test Description Identifier: TD_SC2G1_GHF_DTB_00 Description: Verify the reaction of MS to the drop of target BS during Handover. Pre-test conditions: MS has done handover from serving BS to target BS and target BS drops. Step Test Sequence result 1 MS synchronizes to Serving BS. OK NOK 2 MS sends MOB_HO-IND to serving BS in case Resource Retain Timer does not expired. OK NOK - with HO_IND_Type = 0b01 ( Handover cancel). Observations 8.30.2 Network re-entry Verification 8.30.2.1 PING Test Description Identifier: TD_SC2G1_GHF_DAT_00 Description: Verify the successful completion of data transfer via the PING procedure. Pre-test conditions: 1 UL and 1 DL BE Service Flow is established. Step Test Sequence 1 Host behind the serving BS pings the MS or pings the host behind the MS (depending on the type of the MS). The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Service Flow. Is the PING procedure successfully completed? Host behind the MS or the MS itself (depending on the type of the MS) pings the host behind the serving BS. Result OK NOK OK NOK - 2 - The CID of the UL MAC PDU (EchoRequest) is the Transport Cid of the UL Service Flow. The CID of the DL MAC PDU (EchoReply) is the Transport Cid of the DL Service Flow. Is the PING procedure successfully completed? Observations 8.31 Scenario 2G2 – HO Cancel Page - 155 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Test scenario behaviour Ref Scenario 2G2 – HO Cancel Goal Verify the HO cancel procedure Configuration Basic Test Configuration for IOT Testing. Test Condition - Frequency channel: Middle. - TX Power Level: Medium. - ARQ: Optional. - HARQ: Optional. - Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - TPC Mode: Open Loop. - SBS & TBS Transmit on same frequency. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the SBS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. - TPC mode: Open loop. - SBS and TBS transmit on the same frequency. Initial State Test process Pass verdict criterion Final Verdict MS is deregistered from each BS. MS is switched off. BSs remains on. 1) 2) 3) 4) 5) 6) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure and create UL and DL service flows. Disconnect the target BS UL. Attenuate the Serving BS signal in order to trigger MS initiated handover. The MS will initiate HO but will come back to the serving BS with HO cancel as the NWRE at the TBS will not work due to UL problem. 7) Remove the attenuation on the Serving BS. Successful DL/UL data transfer after HO cancel. FAIL PASS If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. 8.31.1 Neighbor Advertisement Test Description Identifier: TD_SC1j_MS_GHF_ADV_00 Description: Verify the Neighbor Advertisement and UL-MAPs of SBS and TBS. Pre-test conditions: Successful completion of initial network entry and service flow establishment. Step Test Sequence Result 1 SBS and TBS send MOB_NBR-ADV. OK Observations Page - 156 WiMAX FORUM PROPRIETARY NOK WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.31.2 Network Re-entry with Serving BS Test Description Identifier: TD_SC2G1_GHF_DTB_00 Description: Verify the reaction of MS to the communication problem with the target BS during Handover. Pre-test conditions: The target BS UL is disconnected. MS has initiated handover from serving BS to target BS. Step Test Sequence 1 MS synchronizes to Serving BS. OK NOK 2 MS sends MOB_HO-IND to serving BS in case Resource Retain Timer does not expired. OK NOK - Result with HO_IND_Type = 0b01 ( Handover cancel). Observations 8.31.3 Network Re-entry Verification Test Description Identifier: TD_SC2G1_GHF_DAT_00 Description: Verify the successful completion of data transfer via the PING procedure. Pre-test conditions: 1 UL and 1 DL BE Service Flow is established. Step Test Sequence Result 1 Host behind the serving BS pings the MS or pings the host behind the MS (depending on the type of the MS). OK NOK OK NOK The CID of the DL MAC PDU (EchoRequest) is the Transport CID of the DL Service Flow. The CID of the UL MAC PDU (EchoReply) is the Transport CID of the UL Service Flow. Is the PING procedure successfully completed? 2 Host behind the MS or the MS itself (depending on the type of the MS) pings the host behind the serving BS. The CID of the UL MAC PDU (EchoRequest) is the Transport CID of the UL Service Flow. The CID of the DL MAC PDU (EchoReply) is the Transport CID of the DL Service Flow. Is the PING procedure successfully completed? Observations Page - 157 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.32 WMF-T25-003-R010v08 Scenario 2M0 – Multi-BS MBS Test scenario behaviour Ref 6.3.23 [1] Goal Verify the use of Multi-BS MBS with 1 BS sending in the MBS_Zone in a P2MP configuration. Configuration Basic Test Configuration for IOT Testing - 2 MS+ 1 BS Test Condition Frequency channel: Middle. TX Power Level: Medium. Single-BS access: Disable. Multi-BS access: Enable. MAC layer Encryption for multicast connection: Disable. Upper layer encryption; Disable. ARQ: Not Applicable. HARQ: Not Applicable. Authentication: Optional. If authentication is used, the method shall be one of those specified in NWG WiMAX Forum Network Architecture, Stage 3 document, v1.1.1, section 4.4.1.2.2 or 4.4.1.2.3. - SS Management: Unmanaged. - 1 DL BE Service Flow is Pre-Provisioned at the BS for all MSs and each MS can support the Pre-Provisioned Service Flow. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MSs are switched off. BS remains on. Initial State Test process Pass verdict criterion Final Verdict - 1) 2) 3) 4) 5) Start the monitor message capture, if available. Switch on the MSs. Carry out MBS data transfer. Carry out the Network Entry procedure for each MS simultaneously. Trigger 1 DL BS initiated MBS service flow for each MS simultaneously or trigger 1 DL MS initiated MBS service flow (Table 7.1 / item 21 or item 22). Successful reception of MBS contents at each MS. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 158 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.32.1 MAP Test Description Identifier: TD_SC2M0_MBS_ACQ_00 Description: Verify the broadcast of MBS relevant information. Pre-test conditions: Multi-BS MBS supported. Step 1 Test Sequence BS sends DL-MAP or compressed DL-MAP to each MS with - Result OK NOK OK NOK MBS MAP IE, which may be omitted even if MBS_MAP message is present in the DL frame. BS sends MBS_MAP message 2 BS sends DCD to each MS with - MBS zone identifier list. Observations Page - 159 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.32.2 Traffic Connection Establishment 8.32.2.1 Service Flow Provisioning Test Description Identifier: TD_SC2M0_MBS_DSA_00 Description: Verify the BS initiated establishment of a MBS connection for multiple MBS content. Pre-test conditions: Registration completed. Step 1 Test Sequence BS sends 1 or more DL DSA-REQ, Result OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES DSA-REQs, MBS service TLV indicating Multi-BS-MBS, MBS Zone Identifier TLV, MBS contents IDs TLV indicating at least 1 MBS contents ID and the MBS contents ID matches a Logical Channel ID included in the Extended MBS_DATA_IE. MS sends 1 or more DSA-RSP OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES DSA-RSPs. BS sends DSA-ACK OK NOK Or OK NOK 1 MS sends 1 or more DL DSA-REQ, OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES DSA-REQs, MBS service TLV indicating Multi-BS-MBS, no MBS Zone Identifier TLV, no MBS contents IDs TLV. BS sends 1 or more DSA-RSP OK NOK OK NOK - - Confirmation Code set to OK. - 3 not more than PIC_DSx_RSP_MAX_RETRIES DSA-RSPs, MBS service TLV indicating Multi-BS-MBS, MBS Zone Identifier TLV, MBS contents IDs TLV indicating at least 1 MBS contents ID and the MBS contents ID matches a Logical Channel ID included in the Extended MBS_DATA_IE. MS sends DSA-ACK - Confirmation Code set to OK. Observations Page - 160 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.32.3 User Data Transfer 8.32.3.1 Data Transfer Test Description Identifier: TD_SC2M0_MBS_DAT_00 Description: Successful reception of MBS contents at each MS. Pre-test conditions: 1 MBS DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. Step 1 Test Sequence Has the data from the BS to each MS been transferred correctly? Observations Page - 161 WiMAX FORUM PROPRIETARY Result OK NOK WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.33 WMF-T25-003-R010v08 Scenario 2N0 – FFR with segmented PUSC Test scenario behaviour Ref Basic Configuration Goal Verify FFR operation at MS and BS Configuration Basic Test Configuration for IOT Testing. Test Condition - - - - - No of BS: 2 o BS1: FFR Configuration (BS Under test). o BS2: FFR Configuration of Neighboring Sector No of MS: o In case of MS testing: 1 (MS1 is under test and test steps for MS 2 are not applicable). o In case of BS testing: 2 (Test steps for both MS 1 and MS 2 are applicable). TX Power Level: o MS: controlled by power control algorithm; typically at maximum power o BS: 10 Watt per antenna (BS vendor may select alternate TX power level) TPC mode: Open loop DL/UL Ratio: 29:18 DL 2-antenna STC matrix A and B: Enable. When supported by BS, switchable between A and B. DL zone type. Segmented PUSC. UL Single-antenna Collaborative SM: optional. UL zone type. Segmented or unsegmented PUSC. CQI Channels for physical CINR Feedback measured on Pilot and Preamble: o CQICH_Allocation_IE requesting preamble reuse 1 PCINR. o CQICH_Allocation_IE requesting pilots PCINR for 1st DL zone. Size of CQICH_ID field: 3bits or 6 bits (preferred, if supported) ARQ: Optional. HARQ: (combined MIMO+HARQ) enable or with ACK disable = 0. Compressed MAP: yes 1 UL and 1 DL BE Service Flows established. Service Flows Classification Rule: Based on IP address/port number. The BS will be configured with a combination of both 10 subchannels (5 sub channels) in Segmented Zone and 30 subchannels (15 subchannels) in Non-segmented Zone in a frame for DL for 1024 FFT (512 FFT). o Configure bit 2 and 3 to 1 of the ‘used subchannel bit map’ in FCH, where the other bits are configured to zero (Table - OFDMA DL Frame Prefix format for all FFT sizes except 128) o In zone switch IE (Table- OFDMA STC DL Zone IE format) configure ‘use all SC’ bit to 1 o Preamble index with Segment ID=1 Page - 162 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT Initial State WMF-T25-003-R010v08 1) MS1,MS2,BS1, and BS2 are connected as shown in the Fig1. 2) Set Attenuator1 and Attenuator3 or trigger (Table 7.1 / item 26) .such that MS1 will be in the PUSC 1/1 zone. Set Attenuator2 and Attenuator 4 or trigger (Table 7.1 / item 27) such that MS2 will be in the PUSC 1/3 zone 3) 2 MSs are deregistered from the BS. MSs are switched off. BS remains on. 4) MS1 must see strong signal from BS1 while seeing little interference from BS2. Attenuator1 is set to ATTEN_PUSC_1_1_LOW while Attenuator 3 is set to ATTEN_PUSC_1_1_HIGH 5) MS2 is the victim MS seeing high interference in the PUSC 1/1 zone. Attenuator 2 is set to ATTEN_PUSC_1_3_LOWA and Attenuator 4 is set to PUSC_1_3_LOWB Note 1: ATTEN_PUSC_1_1_LOW, ATTEN_PUSC_1_1_HIGH, ATTEN_PUSC_1_3_LOWA and ATTEN_PUSC_1_3_LOWB are values selected by the BS vendor of the device under test. Test process 1) 2) 3) 4) 5) 6) 7) Start the monitor message capture, if available. Switch on the MSs (MS1 only in case the MS is the IUT) Carry out the Network Entry procedure with a randomly selected preamble sequence. Carry out 1 DL and 1 UL BS initiated BE service flow. Ensure that BS allocates PUSC with all sub carriers to MS1 and Segmented PUSC to MS2 Carry out DL and UL data transfer via freestyle BE (such as FTP) data transfer (10 minute transfer for some stability evaluation). During data transfer process, change settings of Attenuators 1-4 such that: Attenuator1 == ATTEN_PUSC_1_3_LOWA Attenuator2 == ATTEN_PUSC_1_1_LOW Attenuator3 == ATTEN_PUSC_1_3_LOWB Attenuator4 == ATTEN_PUSC_1_1_HIGH Or trigger (Table 7.1 / item 26) for MS 2 (only if the BS is the IUT) and trigger (Table 7.1 / item 27) for MS 1 Note 1. This step is designed to make MS1 the victim of interference in the PUSC 1/1 zone and MS2 to receive a high CINR in the PUSC 1/1 zone. Note 2. Above change in settings of attenuators are just one possible example of trigger for the BS to move the MSs between FFR zones; the BS vendor can specify other conditions to trigger the BS. Pass verdict criterion 8) BS allocates PUSC 1/3 to MS1 and PUSC 1/1 to MS2. 9) Turn off the BS, and all MSs. Successful exchange of Ping Traffic without any ping loss and DL/UL data transfer without traffic dropping to “0” during FTP transfer. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Page - 163 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 BS2 BS1 Interferer Att2 Att3 Att1 Att4 Splitter/ Combiner Tx/Rx Rx MS1 Splitter/ Combiner Rx Tx/Rx MS2 (present if the BS if the IUT) FFR Measurements Setup Figure 2 Diagram for Testing Basic FFR Att 1: Pair of attenuators between BS 1 and the combiner of MS 1 Att 2: Pair of attenuators between BS 1 and the combiner of MS 2 Att 3: Pair of attenuators between BS 2 and the combiner of MS 1 Att 4: Pair of attenuators between BS 2 and the combiner of MS 2 Page - 164 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 8.33.1 Capabilities Negotiation Test Description Identifier: TD_SC2N0_FFR_SBC_0 Description: Verify the successful completion of basic capabilities negotiation. Pre-test conditions: Successful completion of initial ranging. Step Test Sequence Result 1 MS sends 1 or more SBC-REQ OK NOK 2 not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, with its capabilities set to on. Are TLVs defined appropriate to the device capabilities? BS sends SBC-RSP OK NOK - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations 8.33.2 Registration Test Description Identifier: TD_SC2N0_FFR_REG_00 Description: Verify the successful completion of registration. Pre-test conditions: Successful completion of basic capabilities negotiation. Step Test Sequence Result 1 MS sends 1 or more REG-REQ OK NOK 2 not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs, including valid TLVs defined for the appropriate Wave. BS sends REG-RSP OK NOK - with response set to OK. with valid TLVs that are present in the REG-REQ are in the appropriate Wave, and with values that do not enable a feature disabled/not supported by MS. Observations Page - 165 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.33.2.1 WMF-T25-003-R010v08 Traffic Connection Establishment 8.33.2.1.1 Service Flow Provisioning Test Description Identifier: TD_SC2N0_FFR_DSx_00 Description: Verify the successful completion of service flow establishment as in the table RLC_DSA_List_1 below. Pre-test conditions: Successful completion of registration and 1 DL (BE) and UL (BE) Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Step Test Sequence Result 1 BS sends 1 DSA-REQ for each MS service flow, OK NOK 2 not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. MS sends 1 or more DSA-RSP for each MS service flows OK NOK 3 not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. BS sends DSA-ACK for each DSA_RSP OK NOK - Confirmation Code set to OK. Observations RLC_DSA_List_1 Nr. Stimulate the BS to use the following parameters Status Run UL DSA-REQ 1 Service Flow Scheduling Type set to BE m Yes/No m Yes/No DL DSA-REQ 2 Service Flow Scheduling Type set to BE Page - 166 WiMAX FORUM PROPRIETARY Result WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.33.2.2 WMF-T25-003-R010v08 Zone Indication for PUSC with all Sub-channels and Segmented PUSC 8.33.2.2.1 DL and UL Zone Switch IE for PUSC with all Sub-Channels Test Description Identifier: TD_SC2N0_FFR_DSx_01 Description: Verification of DL Switch IE for PUSC with all Sub-Channel. Optionally verify the UL Switch IE for PUSC with all Sub-Channels. Pre-test conditions: MS connected to the BS with 1 pair of BE service flows. Step 1 2 Test Sequence - - BS allocates STC DL Zone IE in DL-MAP with following parameters o Permutation : PUSC permutation o Use All SC: “1” Use all Subchannels o STC: “0b01” STC using 2/3 antennas o Matrix Indicator: “0b00 or 0b01” o DL_Permbase: “any value” o PRBS_ID: “any value between 0,1,2” not coinciding with any zone in the same DL sub-frame BS optionally allocates OFDMA UL Zone IE in UL-MAP with following parameters (This is unnecessary if the BS does not use segmented PUSC in the uplink) o Permutation : PUSC permutation o Use All SC: “1” Use all Subchannels o UL_Permbase: “any value” Observations Page - 167 WiMAX FORUM PROPRIETARY Result OK NOK OK NOK WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 8.33.2.3 WMF-T25-003-R010v08 User Data Transfer 8.33.2.3.1 File Data Transfer for BE service flows Test Description Identifier: TD_SC2N0_FFR_DAT_00 Description: Verify the successful completion of file data transfer for 10 minutes. Pre-test conditions: 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. The File transfer application is performed on BE service flows Attenuators setting to configure MS1 as the victim of interference in the PUSC 1/1 zone Attenuator1 == ATTEN_PUSC_1_1_LOW Attenuator2 == ATTEN_PUSC_1_3_LOWA Attenuator3 == ATTEN_PUSC_1_1_HIGH Attenuator4 == ATTEN_PUSC_1_3_LOWB Attenuators setting to configure MS2 as the victim of interference in the PUSC 1/1 zone Attenuator1 == ATTEN_PUSC_1_3_LOWA Attenuator2 == ATTEN_PUSC_1_1_LOW Attenuator3 == ATTEN_PUSC_1_3_LOWB Attenuator4 == ATTEN_PUSC_1_1_HIGH Step Test Sequence Result 1 BS allocates data for MS1 in the zone defined for use of all sub-carriers. OK NOK 2 Has the data from the MS1 to the BS been transferred correctly? OK NOK 3 Has the data from the BS to the MS1 been transferred correctly? OK NOK 4 When MS2 is the victim of interference in the PUSC 1/1 zone, BS allocates data for MS2 in the zone defined for PUSC 1/3 in at least 75% of the frames. (This is mandatory in the DL for all BS under test. This is an optional test in the UL for only BSs configured with UL segmented PUSC) OK NOK 5 Has the data from the MS2 to the BS been transferred correctly? OK NOK 6 Has the data from the BS to the MS2 been transferred correctly? OK NOK 7 When MS1 is the victim of interference in the PUSC 1/1 zone, BS allocates data for MS2 in the zone defined for PUSC 1/1 in at least 75% of the frames. OK NOK 8 Has the data from the MS2 to the BS been transferred correctly? OK NOK 9 Has the data from the BS to the MS2 been transferred correctly? OK NOK Observations Page - 168 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 9. Mobile IOT Amendment 9.1 Amendment References The following references are supporting documents for this document. [1] WiMAX Forum Mobile Certification Profile, v1.1.0, Dec. 2008. [2] WiMAX Forum Mobile System Profile, v1.7.1, Nov. 2008. [3] WiMAX Forum Mobile PICS, v1.5.1, Sep. 2008. [4] WiMAX Forum Mobile SRD (Standard Reference Document, v1.1.1 or its latest version) http://members.wimaxforum.org/apps/org/workgroup/twg/download.php/38518/latest [5] WiMAX Forum® Mobile InterOperability Test (MIOT) Release 1.0 Approved Specification (Revision 2.3.1), Oct. 2008. 9.2 9.2.1 Amendment Definitions and abbreviations Definitions Center Frequency: The midpoint of the transmitted signal, specifically the frequency of the DC subcarrier (subcarrier number Nfft/2 for any given FFT size Nfft). Expected Behavior: Expected result of a test, stimulus or other measurement on/from a device or SUT that is claiming to be conformant to [1] and [2]. Interoperability: The ability of systems or units to provide services and messages to and accept services and messages from other systems, units or forces and to use the services so exchanged to enable them to operate effectively together. Invalid Behavior: Tests that handle invalid signaling and exchanges of messages which are not properly structured and/or correctly encoded. These types of test are sometimes referred to as ‘negative tests’. Standards conformant devices should never generate these types of messages or exchanges, however it is important to evaluate how implementations respond to such stimulus. Monitoring device: Mobile WiMAX® Analyzer and/or VSA necessary to realize whether the SUTs are working properly or not. Details on the specific tools needed for each test case are outlined in the corresponding test procedure descriptions. Mobile IOT amendment: A gathering of vendors who are seeking (or intend to seek) WiMAX Forum® Certification for their equipment. The event allows the vendors the opportunity in an open environment to test for interoperability. The event is technical and the results not made public. It does not in any way imply that a product has undergone certification testing and in no way is it certified. Page - 169 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Quality of Service: Set of mechanisms employed by a BS to comply with the quality requirements set for each of the service flows established with all the MSs that have been registered with it. System Under Test (SUT): It is the subject of the test. It consists on the combination of zero to three MSs and one BS. Test purpose: Non-formal high-level description of a test, mainly using text. This test description can be used as the basis for a formal test specification Valid Behaviour: Tests that handle valid signaling and exchanges of messages which are properly structured and correctly encoded. Page - 170 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 9.2.2 WMF-T25-003-R010v08 Abbreviations For the purposes of the present document, the following abbreviations apply: BS Base Station BE Best Effort (Service) CC Convolutional Coding CDMA Code Division Multiple Access CLI Command Line Interface CQICH Channel Quality Indicator Channel CTC Convolutional Turbo Coding DCD Downlink Channel Descriptor DL DownLink DLFP DownLink Frame Prefix DSA Dynamic Service Addition DSD Dynamic Service Deletion FCH Frame Control Header FFT Fast Fourier Transform FUSC Full Usage SubChannels MAP Media Access Protocol MIR Maximum Information Rate MS Mobile Station PICS Protocol Implementation Conformance Statement PS Physical Slot PRBS Pseudo Random Binary Sequence PUSC Partial Usage SubChannels QoS Quality of Service QPSK Quadriture Phase-Shift Keying RTG Receive/Transmit Transmission Gap SBC Negotiate Basic Capabilities SS Subscriber Station SUT System Under Test TDD Time Division Duplex TP Test Purpose TTG Transmit/Receive Transmission Gap UCD Uplink Channel Descriptor UGS Unsolicited Grant Service UL UpLink Page - 171 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT VSA 9.3 WMF-T25-003-R010v08 Vector Signal Analyzer Suggested Common System Mobile IOT amendment Profiles The certification profile available for this Mobile IOT amendment will be only the one outlined in the table below: 9.3.1 Band Class Index Frequency Range Channel Frequency Step Channel Bandwidth(s) FFT Size Duplexing Mode MP05(3A) 2.496-2.69 GHz 250 KHz 5 MHz / 10 MHz 512 / 1024 TDD TDD Frame Format Preferred DL/UL ratio: 29/18. Frame duration = 5ms. 9.3.2 MAP Types Encoding Encoding is QPSK ½ and CTC or QPSK ½ and CC. Type Regular (Uncompressed) or Compressed The symbol offset specified in the information element will count the first symbol (preamble) as zero. The subchannel offset zero specifies the first subchannel. 9.3.3 Convergence Sub-layer Support IP-CS Classification Rule will be the IP Destination Address/Port Number if it is not stated differently in the test cases. Classification rule with only classification rule index is also acceptable in the test cases. 9.3.4 IP Address Configuration Page - 172 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 The MS shall support DHCP, and the DHCP server functionality shall be provided by an Application Serving Node. BS Vendors need to bring their own DHCP server. 9.3.5 Test Structure The Mobile IOT amendment testing flow and structure is described in the MIOT [5] document. 9.3.6 Test Configurations The following testing configurations are used in the Mobile IOT amendment. Actual use will depend upon vendor preference and capability. Devices in each SUT shall be interconnected by wired means. In the following figures, circles with a cross represent the set of items (splitters, attenuators, etc.) needed to interconnect all the devices when performing wired testing. The SUT in each of the figures should contain the WiMAX Profile PHY, MAC as well as contain the capability to control the UUT and send and receive data. A monitor station may be included to help verify specific details of frame transfer. 9.3.6.1 Single BS and Single MS – One Vendor BS1 MS1 Figure 9.1 One BS and One MS - Same Vendor Page - 173 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 In the Figure 9.1 One BS and One MS - Same Vendor test configuration, a single BS1 is connected to a single MS1. The BS1 and MS1 are from the same vendor. This is generally the initial test configuration for all vendors prior to engaging in interoperability testing to verify the operation of their own equipment. Vendors without both a BS and an MS, will not be able to run this test and will move to other testing. 9.3.6.2 Single BS and Single MS – Two Vendors BS1 MS2 Figure 9.2 One BS1 and One MS2 - Different Vendors In the Figure 9.2 One BS1 and One MS2 - Different Vendors test configuration, a single BS is connected to a single MS. The BS1 and MS2 are from different vendors. Page - 174 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 9.3.6.3 WMF-T25-003-R010v08 Single BS and Two MS (from Same Vendor) BS1 MS2 MS2 Figure 9.3 One BS and Two MS (same vendor) In Figure 9.3 One BS and Two MS (same vendor) test configuration a single BS1 is connected to two MS2. The two MS2s are from the same vendor but different vendor than the BS1. 9.3.6.4 Single BS and Two MS (From Different Vendors) Page - 175 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 BS1 MS1 MS2 Figure 9.4 Test Configuration One BS and Two MS (Different Vendors) In Figure 9.4 Test Configuration One BS and Two MS (Different Vendors) this test configuration a single BS1 is connected to two MSs. The two MSs are from the different vendors. One of the MS vendors may also be the BS vendor (as shown) depending on equipment availability. Of course, all three UUT may be from different vendors. 9.3.6.5 Single BS and Three MS (Three Different Vendors) BS1 BS1 MSa MSc MSb Page - 176 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Figure 9.5 Test Configuration One BS and Three MS In the test configuration in Figure 9.5 Test Configuration One BS and Three MS a single BS is connected to three MSs. Each of the MS’s may be from different vendors, or two MS’s may be from the same vendor or one of the MS could be from the same BS1 vendor, depending on test availability at the Mobile IOT amendment. 9.3.6.6 Single MS and Two BS (for Handover) Simple Handover Scenario can run without interaction between the two BSs. BS1 BS1 Link 1 Link 2 MSa Figure 9.6 Basic Test Configuration for Handover In Figure 7.6 a single MS unit is connected to two BS units. Both BS units shall be from the same vendor, and may be different sectors on the same station. The MS unit may be from any MS vendor (a), and the setup shall be validated with a MS unit provided or recommended by vendor 1. Handover will be effected by sequentially adding attenuation to the RF links to decrease the signal strength and imbalance the signals received by the BS unit. 9.3.7 Test Scenarios The test scenarios, listed below, follow the MIOT document, except where noted. The initial SF configuration for all tests is 1 DL BE and 1 UL BE if some other SF type is required in one of the test scenarios then it will be provisioned additionally to the initial SF configuration. We recommend that every MS vendor or the test house in case of BS testing will provide 4 MS. 2 MS can be provisioned with BE (1 DL BE and 1 UL BE) only. And 2 MS can be provisioned with BE (1 DL BE and 1 UL BE) Page - 177 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 and UGS (1 DL UGS and 1 UL UGS). Then they can exchange the 2 MSs for tests also requiring UGS instead of touching the SF provisioning if there are 4 MS available. 9.3.7.1 PHY Tests 9.3.7.1.1 Number of OFDM Symbols in DL / UL Test scenario behaviour Identifier Ref M2_35DL_12UL_BSC _01 Basic Configuration Goal Verify the exchange of Ping Traffic and User Data Transfer. Configuration Basic Test Configuration for IOT Testing. Test Condition - TX Power Level: o MS: controlled by power control algorithm; typically at maximum power o BS: medium - Initial State TPC mode: Open loop DL/UL Ratio: 29:18 ARQ: Enabled HARQ: Enabled If the MS and BS have WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - DL 2-antenna STC matrix A and B: Enable. {Switchable between A and B} - DL zone type. PUSC w/all subchannels. - UL Single-antenna Collaborative SM: enable. - UL zone type. PUSC. - CQI Channel for physical CINR Feedback measured on Preamble: Enable. - Size of CQICH_ID field: 3bits, 6 bits, or 8 bits - Corrigendum 2 support: yes - Compressed MAP: yes - 1 UL and 1 DL BE Service Flows established. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Test process 1) Start the monitor message capture, if available. 2) Switch on the MSs. 3) Carry out the Network Entry procedure with a randomly selected preamble sequence. 4) Carry out 1 DL and 1 UL BS initiated BE service flow. 5) Carry out DL and UL data transfer a) via the PING procedure: Host behind the BS pings the host behind the MS. Host behind the MS pings the host behind the BS b) via freestyle BE UDP data transfer (5 minute transfer for some stability evaluation). 6) Turn off the BS, and all MSs. Pass verdict criterion Successful exchange of Ping Traffic and DL/UL data transfer. Successful DL/UL data transfer means packet error rate less than 0.5 percent at 500kbit/sec. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. Page - 178 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 9.3.7.1.1.1 WMF-T25-003-R010v08 Network Entry procedure 9.3.7.1.1.1.1 MS Synchronization and Ranging Test Description Identifier Description M2_35DL_12UL_IRNG_01 Verify that a BS sends broadcast messages (DL-MAP, UL-MAP, UCD, DCD) when switched on and that MS synchronizes with the BS. Verify the successful completion of initial ranging. Pre-test conditions MS is deregistered from BS. MS is switched off. BS remains on. BS is configured to transmit in the lowest channel (fL). Then MS is switched on. Step Test Sequence Result 1 BS sends DL-MAP in every frame. OK NOK 2 BS sends UL-MAP if appropriate. OK NOK 3 BS sends DCD every ten second(max). OK NOK 4 BS sends UCD every ten second(max). OK NOK 5 MS synchronizes to the BS. OK NOK 6 MS sends initial CDMA ranging codes in the Initial Ranging Region. OK NOK 7 BS sends RNG-RSP OK NOK OK NOK OK NOK OK NOK OK NOK - with optional Power, Time or Frequency adjustments. with ranging status = continue or success If the Ranging Status = continue in Step 7, MS sends initial CDMA ranging code in the Periodic Ranging Region until receiving: - 8 - RNG-RSP (with Ranging Status = success), or CDMA_Allocation_IE in UL-MAP BS sends - 9 - 10 11 RNG-RSP (with Ranging Status = success) followed by CDMA_Allocation_IE, - or CDMA_Allocation_IE only. MS sends RNG-REQ. Fill the gap with the MS MAC address read in the RNG-REQ and determine MAC Address. MS MAC address: 12 BS sends RNG-RSP with ranging status = success. OK NOK 13 Fill the gap with the Basic Cid and Primary Management Cid assigned to the MS in the RNG-RSP. OK NOK Basic CID: Prim CID: Observations Page - 179 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 9.3.7.1.1.1.2 Capabilities Negotiation Identifier M2_35DL_12UL_SBC_01 Verify the successful completion of basic capabilities negotiation. Test Description Description Pre-test conditions Successful completion of initial ranging. Step Test Sequence 1 MS sends 1 or more SBC-REQ not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, with its capabilities set to on. - Are TLVs defined appropriate to the device capabilities? BS sends SBC-RSP Result OK NOK OK NOK - 2 - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations 9.3.7.1.1.1.3 Registration Test Description Identifier Description Pre-test conditions Step M2_35DL_12UL_NAUTH_01 Verify the successful completion of registration. Successful completion of basic capabilities negotiation. Test Sequence Result 1 MS sends 1 or more REG-REQ OK NOK 2 - not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs, - including valid TLVs defined for the appropriate Wave. BS sends REG-RSP OK NOK - with response set to OK. with valid TLVs that are present in the REG-REQ are in the appropriate Wave, and with values that do not enable a feature disabled/not supported by MS. Observations 9.3.7.1.1.2 9.3.7.1.1.2.1 Traffic Connection Establishment Service Flow Provisioning Test Description Identifier M2_35DL_12UL_SRV_FLW_01 Page - 180 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Description Verify the successful completion of service flow establishment as in the table RLC_DSA_List_5 below Pre-test conditions Successful completion of registration and 1 DL (BE) and UL (BE) Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Step Test Sequence Result 1 BS sends 1 DSA-REQ for each MS service flow OK NOK 2 - not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. MS sends 1 or more DSA-RSP for each MS service flows OK NOK 3 - not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. BS sends DSA-ACK for each DSA_RSP OK NOK - Confirmation Code set to OK. Observations RLC_DSA_List_5 Stimulate the BS to use the following parameters No Status Run m Yes/No m Yes/No Result UL DSA-REQ 1 Service Flow Scheduling Type set to BE DL DSA-REQ 2 Service Flow Scheduling Type set to BE 9.3.7.1.1.3 User Data Transfer 9.3.7.1.1.3.1 PING for BE service flows Test Description Identifier Description M2_35DL_12UL_DAT_01 Verify the successful completion of data transfer via the PING procedure. Pre-test conditions 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. The Ping application is performed on BE service flows Step 1 Test Sequence Host behind the BS pings the host behind the MS. NOK OK NOK - 2 The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. - The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Service Flow. - Is the PING procedure successfully completed? Host behind the MS pings the host behind the BS. Result OK - The CID of the UL MAC PDU (EchoRequest) is the Transport Cid of the UL Service Flow. The CID of the DL MAC PDU (EchoReply) is the Transport Cid of the DL Service Flow. Is the PING procedure successfully completed? Observations Page - 181 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 9.3.7.1.1.3.2 WMF-T25-003-R010v08 File Data Transfer for BE service flows Test Description Identifier Description M2_35DL_12UL_DAT_TRF_01 Verify the successful completion of file data transfer for 2 minutes. Pre-test conditions 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. The File transfer application is performed on BE service flows Step Test Sequence Result 1 Has the data from the MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to the MS been transferred correctly? OK NOK Observations 9.3.7.1.2 DL Subcarrier Allocation Test scenario behaviour Identifier Ref M3_DL_SC_ALLOC_BSC_01 Basic Configuration Goal Verify the exchange of Ping Traffic and User Data Transfer. Configuration Basic Test Configuration for IOT Testing. Test Condition - TX Power Level: o MS: controlled by power control algorithm; typically at maximum power o BS: medium - Initial State TPC mode: Open loop DL/UL Ratio: 29:18 ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - DL 2-antenna STC matrix A and B: Enable. Switchable between A and B - DL zone type. Segmented PUSC - For the segment to be used, BS will select two of major groups by its own scheme implemented. Only one sector is to be tested. - UL Single-antenna Collaborative SM: enable. - UL zone type: PUSC. - CQI Channel for physical CINR Feedback measured on Preamble: Enable. - Size of CQICH_ID field: 3bits, 6 bits, or 8 bits - Corrigendum 2 support: yes - Compressed MAP: yes - 1 UL and 1 DL BE Service Flows established. - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Test process 1) Start the monitor message capture, if available. 2) Switch on the MSs. 3) Carry out the Network Entry procedure with a randomly selected preamble sequence. Page - 182 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 4) Carry out 1 DL and 1 UL BS initiated BE service flow. 5) Carry out DL and UL data transfer a) via the PING procedure: Host behind the BS pings the host behind the MS. Host behind the MS pings the host behind the BS b) via freestyle BE UDP data transfer (5 minute transfer for some stability evaluation). 6) Turn off the BS, and all MSs. Pass verdict criterion Successful exchange of Ping Traffic and DL/UL data transfer. Successful DL/UL data transfer means packet error rate less than 0.5 percent at 500kbit/sec. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. 9.3.7.1.2.1 Network Entry procedure 9.3.7.1.2.1.1 MS Synchronization and Ranging Test Description Identifier Description M3_DL_SC_ALLOC_IRNG_01 Verify that a BS sends broadcast messages (DL-MAP, UL-MAP, UCD, DCD) when switched on and that MS synchronizes with the BS. Verify the successful completion of initial ranging. Pre-test conditions MS is deregistered from BS. MS is switched off. BS remains on. BS is configured to transmit in the lowest channel (fL). Then MS is switched on. Step Test Sequence Result 1 BS sends DL-MAP in every frame. OK NOK 2 BS sends UL-MAP if appropriate. OK NOK 3 BS sends DCD every ten second(max). OK NOK 4 BS sends UCD every ten second(max). OK NOK 5 MS synchronizes to the BS. OK NOK 6 MS sends initial CDMA ranging codes in the Initial Ranging Region. OK NOK 7 BS sends RNG-RSP OK NOK OK NOK OK NOK OK NOK OK NOK - with optional Power, Time or Frequency adjustments. with ranging status = continue or success If the Ranging Status = continue in Step 7, MS sends initial CDMA ranging code in the Periodic Ranging Region until receiving: - 8 - RNG-RSP (with Ranging Status = success), or CDMA_Allocation_IE in UL-MAP BS sends - 9 - 10 11 RNG-RSP (with Ranging Status = success) followed by CDMA_Allocation_IE, - or CDMA_Allocation_IE only. MS sends RNG-REQ. Fill the gap with the MS MAC address read in the RNG-REQ and determine MAC Address. MS MAC address: Page - 183 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 12 BS sends RNG-RSP with ranging status = success. OK NOK 13 Fill the gap with the Basic Cid and Primary Management Cid assigned to the MS in the RNG-RSP. OK NOK Basic CID: Prim CID: Observations 9.3.7.1.2.1.2 Capabilities Negotiation Test Description Identifier M3_DL_SC_ALLOC_SBC_01 Verify the successful completion of basic capabilities negotiation. Description Pre-test conditions Successful completion of initial ranging. Step Test Sequence 1 MS sends 1 or more SBC-REQ not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, with its capabilities set to on. - Are TLVs defined appropriate to the device capabilities? BS sends SBC-RSP Result OK NOK OK NOK - 2 - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations 9.3.7.1.2.1.3 Registration Test Description Identifier Description Pre-test conditions Step M3_DL_SC_ALLOC_NAUTH_01 Verify the successful completion of registration. Successful completion of basic capabilities negotiation. Test Sequence Result 1 MS sends 1 or more REG-REQ OK NOK 2 - not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs, - including valid TLVs defined for the appropriate Wave. BS sends REG-RSP OK NOK - with response set to OK. with valid TLVs that are present in the REG-REQ are in the appropriate Wave, and with values that do not enable a feature disabled/not supported by MS. Page - 184 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Observations 9.3.7.1.2.2 Traffic Connection Establishment 9.3.7.1.2.2.1 Service Flow Provisioning Test Description Identifier Description M3_DL_SC_ALLOC_SRV_FLW_01 Verify the successful completion of service flow establishment as in the table RLC_DSA_List_6 below Pre-test conditions Successful completion of registration and 1 DL (BE) and UL (BE) Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Step Test Sequence Result 1 BS sends 1 DSA-REQ for each MS service flow OK NOK 2 - not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. MS sends 1 or more DSA-RSP for each MS service flows OK NOK 3 - not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. BS sends DSA-ACK for each DSA_RSP OK NOK - Confirmation Code set to OK. Observations No RLC_DSA_List_6 Stimulate the BS to use the following parameters Status Run Result m Yes/No m Yes/No UL DSA-REQ 1 Service Flow Scheduling Type set to BE DL DSA-REQ 2 9.3.7.1.2.3 Service Flow Scheduling Type set to BE User Data Transfer 9.3.7.1.2.3.1 PING for BE service flows Test Description Identifier Description M3_DL_SC_ALLOC_DAT_01 Verify the successful completion of data transfer via the PING procedure. Pre-test conditions 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. The Ping application is performed on BE service flows Step 1 Test Sequence Host behind the BS pings the host behind the MS. - The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Page - 185 WiMAX FORUM PROPRIETARY Result OK NOK WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Service Flow. Is the PING procedure successfully completed? Host behind the MS pings the host behind the BS. - 2 - OK NOK The CID of the UL MAC PDU (EchoRequest) is the Transport Cid of the UL Service Flow. The CID of the DL MAC PDU (EchoReply) is the Transport Cid of the DL Service Flow. Is the PING procedure successfully completed? Observations 9.3.7.1.2.3.2 File Data Transfer for BE service flows Test Description Identifier Description M3_DL_SC_ALLOC_DAT_TRF_01 Verify the successful completion of file data transfer for 2 minutes. Pre-test conditions 1 UL and 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. The File transfer application is performed on BE service flows Step Test Sequence Result 1 Has the data from the MS to the BS been transferred correctly? OK NOK 2 Has the data from the BS to the MS been transferred correctly? OK NOK Observations 9.3.7.1.3 Periodic Ranging 9.3.7.1.3.1 Periodic Ranging Scenario 1 Test scenario behaviour Identifier ID_MS_PRNG_01 Ref P80216_Cor2_D3.pdf 802.16-2004.pdf 802.16e-2005.pdf Goal The MS should perform periodic ranging according to a well-defined state machine. When there is UL traffic, the MS should not perform periodic ranging unless instructed by the BS. Configuration Basic Test Configuration for IOT Testing. Test Condition - 1 BS and 1 MS TX Power Level: BS: medium MS: controlled by power control algorithm - ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA Page - 186 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 server is available then authentication should be enabled. 1 BE DL Service Flow is Pre-provisioned at the BS for this MS. In addition, 1 BE UL Service Flow is Pre-provisioned at the BS for this MS. - Service Flow Classification Rules: Based on source/destination IP address. - Type of map used: Compressed map 1) MS completed network entry with the BS - Initial State 2) A traffic generator is generating a steady stream of UL traffic for UL BE1. Test process Described in Fig. 90 in P80216_Cor2_D3.pdf. 1) A traffic generator is started after network entry, creating a steady stream of UL traffic classified onto UL BE1. 2) The MS resets the periodic ranging timer T4 upon each data grant, and so T4 never expires. 3) The MS does not initiate periodic ranging. PR can only be initiated by unsolicited BS RNG-RSP with status Continue. The MS vendor must indicate what values of T3 and T4 are used. Once the traffic generator has started, the BS should not detect any PR codes unless it sends an unsolicited RNG-RSP with status Continue. The test conditions are such that the BS should not send an unsolicited RNG-RSP with status Continue. Pass verdict criterion Final Verdict PASS FAIL Notes 1) The test results will be verified based on BS logs. 2) The test should be run long enough to include at least 2 potential PR cycles. T4 is required to be at most 35 seconds, so the test period can be set to 70 seconds. 9.3.7.1.4 BW Request 9.3.7.1.4.1 UGS Service Flow Test scenario behaviour Identifier ID_BW_REQ_UGS_01 Ref 802.16 Cor 2 Draft 3 802.16e-2005 802.16-2004 Goal Verify correct operation of Bandwidth request and allocation mechanism over UGS service flows. Configuration Basic Test Configuration for IOT Testing. Test Condition - - 1 BS and 1 MS TX Power Level: BS: medium MS: controlled by power control algorithm ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. 1 DL UGS service flow and 1 UL UGS service flow are pre-provisioned at the BS for this MS. Page - 187 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT Initial State Test process Pass verdict criterion Final Verdict WMF-T25-003-R010v08 - Service Flow Classification Rules: Based on IP source/destination address number. - Type of map used: Compressed map MS is deregistered from BS. MS is switched off. BS remains on. 1) 2) 3) 4) 5) 6) 1) 2) Switch on the MS. Carry out the Network Entry procedure. Carry out BS initiated service flow provisioning procedure. Start the monitor message capture, if available. Perform a UDP data transfer for two minutes in the UL. Stop the monitor message capture (if started). File transfer is successful. If monitor message capture is available, verify the following occurred: a. No bandwidth request ranging codes were transmitted except for the exchange of management messages. b. There are no Bandwidth Request Headers containing a CID assigned to an UL UGS SF. c. A Grant Management Subheader (GMSH) may be sent with the UL UDP data traffic. The GMSH may have the SI, FLI, FL bits set as determined by the MS. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. 9.3.7.1.5 CQICH Fast Feedback 9.3.7.1.5.1 BS initiated CQI Reporting using Fast Feedback Channel Test scenario behaviour Identifier ID_BS_CQI_FFC_01 Description BS initiated CQI Reporting using Fast Feedback Channel. Goal Verify the Fast Feedback Channel Allocation of the BS and Fast Feedback Reporting of the MS during DL data transfer. Configuration Basic Test Configuration for IOT Testing. Test - Condition TX Power Level: o MS: controlled by power control algorithm; typically at maximum power o - BS: medium TPC mode: Open loop DL 2-antenna STC matrix A: Disable. DL zone type. PUSC. UL Single-antenna Collaborative SM: Disable. UL zone type. PUSC. CQI Channel for physical CINR Feedback measured on Preamble: Enable. Size of CQICH_ID field: 3bits, 6 bits, or 8bits ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. Corrigendum 2 support: yes Compressed MAP: yes 1 DL BE Service Flows established. Service Flows Classification Rule: Based on IP address/port number. Page - 188 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Initial State MS is deregistered from BS. MS is switched off. BS remains on. Test process 1) Start the monitor message capture. This is the only scenario that needs a monitor in order to check that MS sends CINR report headers. 2) Switch on the MS. 3) Carry out the Network Entry procedure with CQI Reporting support. 4) Carry out 1 DL BS initiated BE service flow. 5) BS allocates Fast feedback channel for MS. 6) Carry out DL data transfer with enhanced fast feedback activated (BS assigns a CQI channel), via freestyle BE UDP data transfer (5 minute transfer for some stability evaluation). Successful DL data transfer (Successful data transfer means packet error rate less than 0.5 percent at 500kbit/sec.) with enhanced fast feedback activated; MS sends CINR report headers in the assigned fast-feedback channel. Pass verdict criterion Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. 9.3.7.1.6 DL (Link Adaptation) based on Physical CINR Report on Pilots Test scenario behaviour Identifier M2_PCINR_01 Description BS Downlink (link adaptation) based on pilot-based PCINR measurement and report by MS Goal Verify the CQICH allocation of BS for PCINR report of MS and the downlink link adaptation according to the PCINR report. Configuration Basic Test Configuration for IOT Testing – 1MS + 1BS Test - Condition TX Power Level: o MS: controlled by power control algorithm; typically at maximum power o BS: medium - Initial State Test process TPC mode: Open loop DL 2-antenna STC matrix A: Disable DL 2-antenna STC matrix B: Disable DL zone type: PUSC. UL Single-antenna Collaborative SM: Disable. UL zone type: PUSC. CQI Channel for Physical CINR Feedback measured on Pilot: Enable. Size of CQICH_ID field: 3bits, 6 bits, or 8 bits ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - Corrigendum 2 support: yes - Compressed MAP: yes - 1 DL BE Service Flows established. - Service Flow Classifier without Classification Rule MS is deregistered from BS. MS is switched off. BS remains on. 1) 2) 3) 4) 5) 6) Start the monitor message capture. Switch on the MS. Carry out the Network Entry procedure with CQI Reporting support for PCINR. Carry out 1 DL BS initiated BE service flow. BS allocates Fast feedback channel for MS. Carry out DL data transfer with enhanced fast feedback activated (BS assigns a CQI Page - 189 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 channel), via freestyle BE (such as UDP) data transfer (5 minute transfer for some stability evaluation). 7) Channel emulator and/or attenuator may be used to control the channel. Successful DL data transfer with enhanced fast feedback activated; MS sends PCINR report in the assigned fast-feedback channel; BS carries out link adaptation using the PCINR reported by MS. Pass verdict criterion Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. 9.3.7.1.6.1 Capabilities Negotiation During Network Entry Procedure Test Description Identifier M2_PCINR_SBC_01 Description Verify the successful completion of basic capabilities negotiation with Fast Feedback, PCINR, and DL HARQ. Pre-test X conditions Step Test Sequence 1 MS sends SBC-REQ(s) one or more, but no more than PIC_SBC_REQ_MAX_RETRIES. with Uplink Control Channel Support indicating enhanced fast feedback support. - with OFDMA MS CINR Measurement Capability indicating support for Physical CINR measurement for a permutation zone from pilot subcarriers. - with OFDMA SS demodulator indicating HARQ Chase support - with the number of DL HARQ Channels, HARQ Chase combining Buffer Capability, and the Maximum number of burst per frame capability in HARQ set according to the HARQ parameter set supported BS sends SBC-RSP Result OK NOK OK NOK - 2 - with TLVs that are present in the SBC-REQ, and with values that do not enable a feature disabled by MS, Confirming Uplink Control Channel support. Confirming OFDMA MS CINR measurement capability. Confirming Downlink HARQ capability support. Observations 9.3.7.1.6.2 PCINR Report for CQICH Allocation and Link Adaptation Test Description Identifier M2_PCINR_CQICH_ALOC_DA_01 Description Verify the fast feedback channel allocation for PCINR report, CQI feedback and the successful completion of data transfer for 5 minutes. Pre-test 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. conditions: Step 1 Test Sequence BS sends DL MAP with Result OK Page - 190 WiMAX FORUM PROPRIETARY NOK WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 - 2 HARQ DL MAP IE + DL HARQ Chase Sub-Burst IE() with ACK disable = 0. BS sends UCD with. OK NOK 3 Size of the CQICH_ID field. In case of default value, the BS doesn’t need to send the size of the CQICH_ID field. BS sends UL-MAP with: OK NOK - - Fast Feedback Allocation IE, allocating the fast-feedback region. CQICH Allocation IE, allocating the fast-feedback slots. CQICH Allocation IE indicates also how MS should measure PCINR by setting Feedback Type to Physical, Report type to Specific Permutation Zone, Zone permutation to PUSC with use all SC=1, Zone type to non-STC zone, and CINR zone measurement type to Pilot subcarriers. Major group indication should be set to zero. If Averaging parameter included is set to 1 then Averaging parameter should be set in the range of [1/16, 16/16] in multiples of 1/16. MIMO_permutation_feedback_cycle should be set to 0b00. 4 - HARQ ACKCH Region Allocation IE defining an ACK region. MS sends PCINR report as indicated in the CQICH Allocation IE. OK NOK 5 - using 6-bit CQI. BS sends OK NOK OK NOK OK NOK OK NOK OK NOK - 6 HARQ allocation using the MCS level selected for the link adaptation, based on the PCINR report from the MS. MS - 7 decodes the DL HARQ allocation sends ACK or NACK in the correct HARQ ACK channel. BS 8 - either re-sends previous blocks, if MS NACKs. The retransmission allocation uses the same MCS and the same ACID as the previous allocation with the AI_SN maintained. - or sends a new sub-burst, if MS ACKs and DL data is available for transmission. The next allocation that uses the same ACID has the AI_SN toggled, and may use a different MCS. Link adaptation can be verified as follows: - Data throughput should increase when path attenuation is decreased and vice versa. Path attenuation change should be large enough to induce the BS to change MCS. From Table 334 in the standard, path attenuation should be increased/decreased in at least 3 dB steps. Has the data from the BS to the MS been transferred correctly? 9 Observations 9.3.7.1.7 Downlink Modulation 9.3.7.1.7.1 Support of different MSC level in DL Test scenario behaviour Identifier ID_BS_MOD_CODE_01 Page - 191 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Ref DL Modulation and Coding Schemes Goal Verify the support of different MCS levels in DL Configuration Support different MCS levels in DL Test Condition - TX Power Level: o MS: controlled by power control algorithm; typically at maximum power o BS: medium - TPC mode: Open loop DL 2-antenna STC matrix A: Disable. DL zone type. PUSC. UL Single-antenna Collaborative SM: Disable. UL zone type. PUSC. CQI Channel for physical CINR Feedback measured on Preamble: Enable. Size of CQICH_ID field: 3bits, 6 bits, or 8 bits ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - Corrigendum 2 support: yes - Compressed MAP: yes - Service Flows Classification Rule: Based on IP address/port number. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process 1) 2) 3) 4) 5) 6) Configure the BS in Test mode Initialize the BS to transmit the lowest level MCS specified in Table 1 Carry out the Network Entry procedure. Carry out DL data transfer via freestyle BE (such as FTP) data transfer (2 minute transfer for some stability evaluation). 7) Choose the next higher MCS level in 8) 9) Table 1 10) Repeat steps 3 to 4 for each remaining MCS level. Successful exchange DL data transfer at each MCS level. Pass verdict criterion Final Verdict PAS S FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. Table 1 DL MCS levels Spectral efficiency 1/6 0.25 0.5 1 1.5 2 3 3 MCS level QPSK1/2 repetition 6 QPSK1/2 repetition 4 QPSK1/4 repetition 2 QPSK1/2 QPSK3/4 16QAM1/2 16QAM3/4 64QAM1/2 Page - 192 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 4 4.5 5 9.3.7.1.7.1.1 64QAM2/3 64QAM3/4 64QAM5/6 Network Entry procedure 9.3.7.1.7.1.1.1 MS Synchronization and Ranging Test Description Identifier ID_RLC_IRNG_01 Description Verify that a BS sends broadcast messages (DL-MAP, UL-MAP, UCD, DCD) when switched on and that MS synchronizes with the BS. Verify the successful completion of initial ranging. Pre-test conditions MS is deregistered from BS. MS is switched off. BS remains on. BS is configured to transmit in the lowest channel (fL). Then MS is switched on. Step Test Sequence Result 1 BS sends DL-MAP in every frame. OK NOK 2 BS sends UL-MAP if appropriate. OK NOK 3 BS sends DCD every ten second(max). OK NOK 4 BS sends UCD every ten second(max). OK NOK 5 MS synchronizes to the BS. OK NOK 6 MS sends initial CDMA ranging codes in the Initial Ranging Region. OK NOK 7 BS sends RNG-RSP OK NOK OK NOK OK NOK OK NOK OK NOK - with optional Power, Time or Frequency adjustments. with ranging status = continue or success If the Ranging Status = continue in Step 7, MS sends initial CDMA ranging code in the Periodic Ranging Region until receiving: - 8 - RNG-RSP (with Ranging Status = success), or CDMA_Allocation_IE in UL-MAP BS sends - 9 - 10 11 RNG-RSP (with Ranging Status = success) followed by CDMA_Allocation_IE, - or CDMA_Allocation_IE only. MS sends RNG-REQ. Fill the gap with the MS MAC address read in the RNG-REQ and determine MAC Address. MS MAC address: 12 BS sends RNG-RSP with ranging status = success. OK NOK 13 Fill the gap with the Basic Cid and Primary Management Cid assigned to the MS in the RNG-RSP. OK NOK Basic CID: Prim CID: Observations Page - 193 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 9.3.7.1.7.1.1.2 WMF-T25-003-R010v08 Capabilities Negotiation Test Description Identifier ID _RLC_SBC_01 Description Verify the successful completion of basic capabilities negotiation. Pre-test conditions Successful completion of initial ranging. Step Test Sequence 1 MS sends 1 or more SBC-REQ not more than PIC_SBC_REQ_MAX_RETRIES of SBC-REQs, with its capabilities set to on. - Are TLVs defined appropriate to the device capabilities? BS sends SBC-RSP Result OK NOK OK NOK - 2 - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations 9.3.7.1.7.1.1.3 Registration Test Description Identifier ID_RLC_REG_01 Description Verify the successful completion of registration. Pre-test conditions Successful completion of basic capabilities negotiation. Step Test Sequence Result 1 MS sends 1 or more REG-REQ OK NOK 2 - not more than PIC_MAX_REG_REQ_RETRIES of REG-REQs, - including valid TLVs defined for the appropriate Wave. BS sends REG-RSP OK NOK - with response set to OK. with valid TLVs that are present in the REG-REQ are in the appropriate Wave, and with values that do not enable a feature disabled/not supported by MS. Observations 9.3.7.1.7.1.2 Traffic Connection Establishment 9.3.7.1.7.1.2.1 Service Flow Provisioning Test Description Identifier ID_SRV_FLW_01 Description Verify the successful completion of service flow establishment as in the table RLC_DSA_List_2 below Pre-test conditions Successful completion of registration and 1 DL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. Step 1 Test Sequence BS sends 1 DSA-REQ - Result OK not more than PIC_DSx_REQ_MAX_RETRIES of DSA-REQs. Page - 194 WiMAX FORUM PROPRIETARY NOK WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 2 MS sends 1 DSA-RSP OK NOK 3 - not more than PIC_DSx_RSP_MAX_RETRIES of DSA-RSPs. BS sends DSA-ACK OK NOK - Confirmation Code set to OK. Observations No RLC_DSA_List_2 Stimulate the BS to use the following parameters Status Run Result DL DSA-REQ 1 Service Flow Scheduling Type set to BE and/or UGS 9.3.7.1.7.1.3 m Yes/No User Data Transfer 9.3.7.1.7.1.3.1 File Data Transfer Test Description Identifier ID_FILE_DAT_TRF_01 Description Verify the successful completion of file data transfer for 2 minutes. Pre-test conditions 1 DL Service Flow is established. The classification rule for mapping the CID is based on IP address/port number. The File transfer application is performed on BE service flows Step 1 Test Sequence Has the data from the BS to the MS been transferred correctly? Result OK Observations 9.3.7.1.8 Uplink Modulation 9.3.7.1.8.1 Verifying Uplink link adaptation Test scenario behaviour Identifier M2_UL_LA_01 Ref Uplink Link Adaptation Goal Verify the use of UP link adaptation during data transfer. Configuration Basic Test Configuration for IOT Testing. Test Condition - - Open Loop Power Control: Active TX Power Level: BS: medium MS: controlled by power control algorithm ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. 1 UL UGS and 1 DL UGS Service Flow are Pre-Provisioned at the BS for this MS Page - 195 WiMAX FORUM PROPRIETARY NOK WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 and the MS can support the Pre-Provisioned Service Flows. The UL UGS service flow should provide a fixed allocation size every frame to facilitate consistent, accurate power measurements - Service Flows Classification Rule: Based on IP address/port number - UL and DL attenuation are symmetric. MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test process 7) BS Force Open loop Power Control 8) Start the monitor message capture, if available. 9) Switch on the MS. 10) Carry out the Network Entry procedure with BS initiated Open Loop Power Control Activation. 11) Carry out 1 UL and DL BS initiated UGS service flow. 12) During UL data transfer, the link attenuation is changed to test MCS changed. 13) Test with RSSI at MS range from -40dBm to -80dBm and back Attenuation is introduced during UL data transfer and MCS is changed. Pass verdict criterion Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. 9.3.7.1.8.1.1 Data Transfer Test Description Identifier M2_UL_LA_DATA_01 Description Verify MCS is changed adaptively with OLPC if link attenuation is changed. Pre-test conditions OLPC test is passed. 1 UL and DL UGS Service Flow are established and OLPC is activated. During User Data Transfer the link attenuation is changed. Step 1 Test Sequence Change link attenuation by not more than 2dB per step until average C/N and MCS is changed at BS as per Table 334 – Normalized C/N. Result OK NOK OK NOK OK NOK Test with RSSI at MS range from -40dBm to -80dBm and back. 2 If MCS is changed at BS, verify that the changed MCS is delivered to MS through UIUC, and that MS applied changed MCS for data transfer to BS 3 Check if the number of bytes in each allocation is kept constant, but the # of allocated slots is changed. - 4 If MCS is changed to higher one, then check if less number of slots is allocated for the data transfer - If MCS is changed to lower one, then check if high number of slots is allocated for the data transfer Has the data from the MS to the BS been transferred correctly with changed MCS? Note that error happened during the attenuator adjustment may not be counted as error case, i.e., not an issue of pass or fail. Observations Page - 196 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 9.3.7.1.9 DL MIMO Mode Testing The main purpose of this test is to verify DL MIMO modes A and B and the MIMO mode switching functionality at BS. The test consists of two alternative scenarios depending on the BS capabilities and also depending on the available test equipment for performing this test. Test scenario 1: In case that either the BS does not support MIMO mode selection feedback from the MS or in case the test setup (i.e. fading simulator for MIMO) for stimulating the MS to send the MIMO mode selection feedback is not available and the BS supports a possibility to trigger the MIMO mode switch from A to B (for the case that a fading simulator is not available) then perform the following test scenario 1. Test scenario 1 behavior Identifier M2_DL_MIMO_MODE_02 Ref 11.8.3.7.5, 11.8.3.7.6 [2] Goal Verify DL data transfer between BS and MS with Matrix A/B MIMO switching Configuration Basic Test Configuration for IOT Testing Test Condition - Initial State TX Power Level: Medium PC mode: Open loop DL 2-antenna STC matrix A: Enable in MS and BS. DL 2-antenna STC matrix B: Enable in MS and BS. DL zone type. PUSC. UL Single-antenna Collaborative SM: Disable. UL zone type. PUSC. CQI support: physical CINR or Effective CINR in PUSC zone. Size of CQICH_ID field: 3bits, 6 bits, or 8 bits ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for all MSs and each MS can support the Pre-Provisioned Service Flows. - Service Classifier without Classification Rules MS is deregistered from BS. MSs are switched off. BS remains on. Test process 1) Start the monitor message capture, if available. 2) Switch on the MSs 3) Carry out the Network Entry procedure for each MS simultaneously. 4) Carry out 1 DL and 1 UL BS initiated BE service flow 5) Use setup that allows BS to prefer MIMO matrix 6) Check if BS set to MIMO matrix A 7) Carry out DL data transfer with 2-antenna STC matrix A, via freestyle BE (such as FTP) data Page - 197 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 transfer (5 minute transfer for some stability evaluation). 8) Use setup that allows BS to prefer MIMO matrix B 9) Check if BS switched to MIMO matrix B 10) Carry out DL data transfer with 2-antenna STC matrix B, via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Pass verdict criteria Successful data transfer in DL. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. Alternative test scenario 2: In case that the BS does support MIMO mode selection feedback from the MS and the test setup (as shown below) for stimulating the MS to send the MIMO mode selection feedback is available then perform the following test scenario 2 instead of test scenario 1. Test scenario 2 behavior Identifier M2_DL_MIMO_MODE_01 Ref 11.8.3.7.5, 11.8.3.7.6 [2] Goal Verify DL data transfer between BS and MS with Matrix A/B MIMO Configuration Basic Test Configuration for IOT Testing Test Condition - Initial State TX Power Level: Medium PC mode: Open loop DL 2-antenna STC matrix A: Enable in MS and BS. DL 2-antenna STC matrix B: Enable in MS and BS. DL zone type. PUSC. UL Single-antenna Collaborative SM: Disable. UL zone type. PUSC. CQI support: physical CINR or Effective CINR in PUSC zone. Size of CQICH_ID field: 3bits, 6 bits, or 8 bits ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for all MSs and each MS can support the Pre-Provisioned Service Flows. - Service Classifier without Classification Rules MS is deregistered from BS. MSs are switched off. BS remains on. Test process 1) Start the monitor message capture, if available. 2) Switch on the MS 3) Carry out the Network Entry procedure. 4) Carry out 1 DL and 1 UL BS initiated BE service flow 5) BS allocates Fast feedback channel 6) Setup conditions for MS in such a waythat preferred MIMO Mode for the MS is Matrix A MS may provides MIMO Mode selection via fast-feedback special codeword for Matrix A 7) Then setup conditions for MS in such a way that preferred condition for MS is MIMO matrix B Page - 198 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 MS may provides MIMO Mode selection via fast-feedback special codeword for Matrix B 8) Carry out DL data transfer with the MS, via freestyle BE (such as FTP) data transfer (2 minute transfer for some stability evaluation). 9) Reverse the setup condition such that the MS will have Matrix A as preferred condition. MS may provides MIMO Mode selection via fast-feedback special codeword for Matrix A 10) Carry out DL data transfer with the MS, via freestyle BE (such as FTP) data transfer (5 minute transfer for some stability evaluation). Pass verdict criteria Successful data transfer in DL. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate TD below. 9.3.7.1.9.1 Block Diagram for MIMO Test Setup The following block diagram describes the MIMO test setup and the attenuator settings for MIMO mode selection Block Diagram 1: MIMO Fader control MIMO matrix A: a1=a2=a3=a4=1, MIMO matrix B: a1=a2=0; a3=a4=1 Fader a4e j TX/RX a1e j TX/RX BS MS a2e j RX a3e j Page - 199 WiMAX FORUM PROPRIETARY TX/RX WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 9.3.7.1.9.2 WMF-T25-003-R010v08 Capabilities Negotiation during Network Entry Test Description Identifier M2_DL_MIMO_MODE_SBC_01 Description Verify the successful completion of basic capabilities negotiation with Matrix A/B MIMO Pre-test conditions Successful completion of initial ranging. Step Test Sequence 1 MS sends 1 or more SBC-REQ SS Demodulator for MIMO support TLV: 2-Antenna STC Matrix A and 2-Antenna STC Matrix B, - SS Modulator for MIMO support TLV: Capable of single antenna transmission BS sends SBC-RSP Result OK NOK OK NOK - 2 - With valid TLVs that are present in the SBC-REQ appropriate for the Wave capabilities, and with values that do not enable a feature disabled/not supported by MS. Observations 9.3.7.1.9.3 MAP Test Description Identifier M2_ DL_MIMO_MODE_DAT_00 Description Verify the successful completion of data transfer in DL for 5 minutes. Pre-test conditions 1 UL and 1 DL Service Flow is established. Step 1 Test Sequence Verify using tools such as Wireshark, Sanjole or MS logs Result OK NOK For every DL sub-Frame, BS sends DL-MAP or compressed DL-MAP to each MS with - STC zone IE Includes default setting for matrix A or B - HARQ_DL_MAP_IE() + MIMO DL Chase HARQ Sub-Burst IE() with ACK disable = 0. o BS shall set the indicator to 1 and BS shall include the IE. The followings are BS requirements: 1. BS shall include Dedicated MIMO control IE in first sub-burst of MIMO DL Chase HARQ Sub-burst IE if MIMO matrix type is different from Matrix defined in STC zone IE BS shall include Dedicated MIMO control IE in later sub-bursts of same MIMO DL Chase HARQ Sub-burst IE if MIMO matrix type is different from the type used in the prior sub-burst 2 BS sends UL-MAP, compressed UL-MAP or UCD to each MS with OK NOK 3 - Fast Feedback Allocation IE - CQICH Allocation IE, allocating the fast-feedback slots.. BS sends UCD to each MS with OK NOK - Size of the CQICH_ID field. In case of default value, the BS doesn’t Page - 200 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 need to send the size of the CQICH_ID field. MS sends physical or Effective CINR report as indicated in the CQICH Allocation IE. 4 5 MS sends special CQICH code (if MIMO Mode feedback is requested by BS in CQICH) to indicate preference for MIMO Matrix A/B OK NOK OK NOK Observations 9.3.7.1.9.4 Data grants for the MS Test Description Identifier M2_ DL_MIMO_MODE_DAT_01 Description Verify the generation of data grants for the MS in the DL PUSC zone. Pre-test conditions Successful network entry. Step Test Sequence 1 BS sends DL MAP with Result OK NOK OK NOK - HARQ DL MAP IE containing MIMO DL Chase HARQ Sub-Burst IE() with ACK disable = 1 (HARQ disabled). 2 BS sends - allocation using either Matrix A or B containing one or more PDUs with 16 bit CRC. 3 MS decodes the DL allocation OK NOK 4 Has the data from the BS to the MS been transferred correctly? OK NOK Observations 9.3.7.2 MAC Tests 9.3.7.2.1 PHS 9.3.7.2.1.1 Basic MS & BS PHS support for UGS SF Test Description Identifier M2_BS_MS_PHS _UGS_01 Ref Scenario PHS CS Goal Verify BS and MS PHS support with UGS SF enabled for the MS. Configuration Basic Test Configuration for iIOT Testing. Test Condition - Compressed-IPv4-Header: Disable. PHS: Enable. ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is Page - 201 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 available then authentication should be enabled. - One UL UGS service flow has classification rule defined with just the Classification Rule Index. - One DL UGS service flow has classification rule defined with just the Classification Rule Index. o DL UGS1 Max Sustained Rate = 1 Mbps o UL UGS1 Max Sustained Rate = 0.5 Mbps o QoS Parameter Set Type = 7 o Uplink grant scheduling type = 6 (UL only) o Request/Transmission Policy = 16 (0x10) o Maximum Latency = 500 msec o Tolerated Jitter = 500 msec o Type of Data Delivery Services = 0 MS is deregistered from BS. MS is switched off. BS remains on. Initial State Test Process 1) 2) 3) 4) Pass verdict Criterion Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure with negotiation of PHS support. Carry out 1 DL and 1 UL BS initiated service flow defining a PHS rule by adding a new service flow using DSA-REQ with PHS rule or creating a PHS rule to an existing service flow using DSC messages. 5) Carry out DL and UL data transfer for UGS SF. For UGS service flow, traffic statistics indicate that traffic has been transferred with its Maximum Sustained Rate (policing accuracy plus/minus 20%). Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. Observations 9.3.7.2.2 QoS service flows 9.3.7.2.2.1 Operation of pre-provisioned QoS service flows Test scenario behaviour Identifier ID_QoS_SRV_FLW_01 Ref Scenario QoS Service Flows Goal Verify correct operation of pre-provisioned QoS service flows. Configuration Basic Test Configuration for IOT Testing. Test Condition - - TX Power Level: BS: medium MS: controlled by power control algorithm ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. 4 DL Service Flows are Pre-provisioned at the BS for this MS – 2 BE and 2 UGS. In addition, 4 UL Service Flows are Pre-provisioned at the BS for this MS – 2 BE and 2 UGS. The MS can support the Pre-provisioned service flows. o DL UGS1 Max Sustained Rate = 1 Mbps Page - 202 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT Initial State Test process Pass verdict criterion Final Verdict WMF-T25-003-R010v08 o UL UGS1 Max Sustained Rate = 0.5 Mbps o All BE flows Max Sustained Rate = unlimited - Service Flow Classification Rules: Based on IP source/destination address number. - Type of map used: Compressed map MS is deregistered from BS. MS is switched off. BS remains on. 1) 2) 3) 4) 5) 6) 7) 8) 1) Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure. Carry out 2 DL and 2 UL BS-initiated service flows.(1pair UGS and 1pair BE) Carry out DL continuous data transfer on DL UGS1 only from a traffic generator. Carry out additional DL FTP file transfer (50 MB file) on DL BE1. Carry out additional UL continuous data transfer on UL UGS1. Carry out additional UL FTP file transfer (10 MB file) on UL BE1. For each UGS service flow, traffic statistics indicate that traffic has been transferred with its Maximum Sustained Rate (policing accuracy plus/minus 20%). 2) For BE flows carrying FTP traffic, the files are successfully transferred. PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. Notes Service Flow QoS-related TLV inclusion and settings: UGS: QoS Parameter Set Type = 7 Maximum Sustained Traffic Rate (See test procedure definition) Uplink grant scheduling type = 6 (UL only) Request/Transmission Policy = 19 (0x13) Maximum Latency = 500 msec Tolerated Jitter = 500 msec Type of Data Delivery Services = 0 BE: QoS Parameter Set Type = 7 Maximum Sustained Traffic Rate (See test procedure definition) Uplink grant scheduling type = 2 or omitted (UL only) Request/Transmission Policy = 16 (0x10) Maximum Latency = omitted Tolerated Jitter omitted Type of Data Delivery Services = 3 9.3.7.2.2.2 9.3.7.2.2.2.1 ErtPS Service Flows Basic ertPS operation – one packet per UL grant Test scenario behaviour Identifier M2_QOS_ERTPS_01 Page - 203 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT Ref WMF-T25-003-R010v08 802.16 Cor 2 Draft 3 802.16e-2005 802.16-2004 Goal Verify correct operation of basic ertPS operation. Turn unsolicited grants on and off based on traffic activity. One UL packet per unsolicited ertPS grant. Configuration Basic Test Configuration for IOT Testing. Test Condition - Initial State Test process 1 BS and 1 MS TX Power Level: BS: medium MS: controlled by power control algorithm - ARQ: Enabled - HARQ: Enabled - If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - 1 DL BE service flow, 1 UL BE service flow, and 1 UL ertPS service flow is preprovisioned at the BS for this MS. - Packing and fragmentation are enabled on the UL ertPS service flow. - Service Flow Classification Rules: Based on IP source/destination address number. - Type of map used: Compressed map MS is deregistered from BS. MS is switched off. BS remains on. 1) 2) 3) 4) Switch on the MS. Carry out the Network Entry procedure. Carry out BS initiated service flow provisioning procedure. Verify that the BS does not make unsolicited UL grants for the MS greater than 1 UL slot (i.e., an optional polling grant). 5) Start external UL traffic generator configured to send 1 packet of size 100 bytes every 20 msec over the UL ertPS service flow. 6) Verify that the MS requests the unsolicited ertPS grants are turned ON. - MS sends a BwR header with ertPS CID and BR field set appropriately, OR - MS sends CQICH ertPS codeword to turn grants on. - If MS sends CQICH ertPS codeword, BS makes unsolicited grants according to Maximum Sustained Traffic Rate. - MS then requests grant size change by sending BwR header or grant management subheader (GMSH) with ertPS CID with BR field set appropriately. - BS changes unsolicited grant size according to MS request. Final Verdict 7) After 30 seconds, stop external UL traffic generator. 8) Verify that the MS sends a BwR header with ertPS CID and BR field set to 0. 9) Verify that the BS does not make unsolicited UL grants for the MS greater than 1 UL slot (i.e., an optional polling grant). 1) The steps outlined above are followed. 2) The BR field in Test Process Step (6) must equal 100 bytes plus MAC PDU overhead – i.e., the size of one traffic generator packet encapsulated in one MAC PDU for the ertPS service flow. The MS may optionally add an additional 2 bytes for a GMSH, or an additional 6 bytes for a bandwidth request header containing any UL CID. The exact BR value depends on the service flow configuration negotiated during connection setup. 3) At least 95% of the traffic generator packets are successfully received by the traffic sink. PASS FAIL Notes Service Flow QoS-related TLV inclusion and settings: Pass verdict criterion Page - 204 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 ertPS: QoS Parameter Set Type = 7 Maximum Sustained Traffic Rate = 1 Mbps. Uplink grant scheduling type = 5 Request/Transmission Policy = 16 (0x10) Maximum Latency = 50 msec Unsolicited Grant Interval = 20 msec Tolerated Jitter = 50 msec Type of Data Delivery Services = 4 BE: QoS Parameter Set Type = 7 Maximum Sustained Traffic Rate = 10 Mbps Uplink grant scheduling type = 2 or omitted (UL only) Request/Transmission Policy = 16 (0x10) Maximum Latency = 500 msec Tolerated Jitter omitted Type of Data Delivery Services = 3 If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. 9.3.7.2.2.2.2 Basic ertPS operation – two packets per UL grant Test scenario behaviour Identifier M2_QOS_ERTPS_02 Ref 802.16 Cor 2 Draft 3 802.16e-2005 802.16-2004 Goal Verify correct operation of basic ertPS operation. Turn unsolicited grants on and off based on traffic activity. Two UL packets per unsolicited ertPS grant. Configuration Basic Test Configuration for IOT Testing. Test Condition - - 1 BS and 1 MS TX Power Level: BS: medium MS: controlled by power control algorithm ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. 1 DL BE service flow, 1 UL BE service flow, and 1 UL ertPS service flow is prePage - 205 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT Initial State Test process WMF-T25-003-R010v08 provisioned at the BS for this MS. - Packing and fragmentation are enabled on the UL ertPS service flow. - Service Flow Classification Rules: Based on IP source/destination address number. - Type of map used: Compressed map MS is deregistered from BS. MS is switched off. BS remains on. 1) 2) 3) 4) Switch on the MS. Carry out the Network Entry procedure. Carry out BS initiated service flow provisioning procedure. Verify that the BS does not make unsolicited UL grants for the MS greater than 1 UL slot (i.e., an optional polling grant). 5) Start external UL traffic generator configured to send 1 packet of size 100 bytes every 10 msec over the UL ertPS service flow. 6) Verify that the MS requests the unsolicited ertPS grants are turned ON. - MS sends a BwR header with ertPS CID and BR field set appropriately, OR - MS sends CQICH ertPS codeword to turn grants on. - If MS sends CQICH ertPS codeword, BS makes unsolicited grants according to Maximum Sustained Traffic Rate. - MS then requests grant size change by sending BwR header or grant management subheader (GMSH) with ertPS CID with BR field set appropriately. - BS changes unsolicited grant size according to MS request. Final Verdict 7) After 30 seconds, stop external UL traffic generator. 8) Verify that the MS sends a BwR header with ertPS CID and BR field set to 0. 9) Verify that the BS does not make unsolicited UL grants for the MS greater than 1 UL slot (i.e., an optional polling grant). 1) The steps outlined above are followed. 2) The BR field in Test Process Step (6) must be set to accommodate two traffic generator packets per unsolicited grant. Specifically, it must equal 200 bytes plus MAC PDU overhead for one or two MAC PDU’s, depending on whether the MS chooses to use UL packing. The MS may optionally add an additional 2 bytes for a GMSH, or an additional 6 bytes for a bandwidth request header containing any UL CID. The exact BR value depends on the service flow configuration negotiated during connection setup. 3) At least 95% of the traffic generator packets are successfully received by the traffic sink. PASS FAIL Notes Service Flow QoS-related TLV inclusion and settings: Pass verdict criterion ertPS: QoS Parameter Set Type = 7 Maximum Sustained Traffic Rate = 1 Mbps. Uplink grant scheduling type = 5 Request/Transmission Policy = 16 (0x10) Maximum Latency = 50 msec Unsolicited Grant Interval = 20 msec Tolerated Jitter = 50 msec Type of Data Delivery Services = 4 BE: QoS Parameter Set Type = 7 Page - 206 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Maximum Sustained Traffic Rate = 10 Mbps Uplink grant scheduling type = 2 or omitted (UL only) Request/Transmission Policy = 16 (0x10) Maximum Latency = 500 msec Tolerated Jitter omitted Type of Data Delivery Services = 3 If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. 9.3.7.2.3 Scan/Report Trigger Metrics 9.3.7.2.3.1 Scan Trigger Metric Test case (Mean BS RSSI/CINR Trigger metric type) Test scenario behavior Identifier ID_SCN_TRG_01 Ref Inter-FA Scan Trigger Metric : mean Serving BS RSSI less than absolute value or mean Serving BS CINR less than an absolute value Goal Verify scan is triggered on the basis of measured mean BS RSSI measured on Preamble, or Verify scan is triggered on the basis of measurement of mean physical CINR of Serving BS on the Preamble Configuration Basic Test Configuration for IOT Testing. Test Condition - Initial State ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - 2 HO enabled BSs and 1 HO-enabled MS - measurement equipment monitors mean RSSI (RCT Section 9.1.4.4) and CINR (RCT Section 9.1.5.4) - Channel attenuator is used to control the channels - TX Power Level: BS: medium MS: controlled by open loop power control algorithm - Corrigendum 2 support: yes 1) BSs and the MS are connected in a wired setup 2) Both BSs are transmitting at equal TX power level at BS transmitter. BS 1 and BS 2 signals are independently attenuated and combined and connected to the MS. BS 2 signal is attenuated one of the following two. - BS 2 signal is attenuated to 7 dB below the absolute trigger value defined in step 6. BS 1 signal is attenuated to 5 dB higher than the absolute trigger value in step 6. - BS 2 CINR is attenuated to 3 dB below the absolute trigger value defined in step 6, i.e., BS 2 CINR is 3 dB. BS 1 signal is attenuated to 6 dB higher than the absolute trigger value in step 6, i.e. BS 1 CINR is 12 dB. 3) Both BSs are operating at different center frequency. 4) BS 1 transmits MOB_NBR-ADV message periodically with full BSID including BS2 and other BSs up to total of 32 neighboring BSs. 5) MS is synchronized and connected to BS 1. Page - 207 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 6) BS 1 sends Trigger Value TLV in DCD with Type (a) and/or Type (b) as follows. Type (a): Trigger metric type = 0x0 (CINR) function = 0x6 (CINR of serving BS < absolute value) Action = 0x3 (start neighbor BS scanning process by sending MOB_SCN-REQ) Trigger value = absolute value (6 dB) Trigger average duration in ms (500 ms = 100 frames) Type (b): Test process Trigger metric type = 0x1 (RSSI) function = 0x6 (RSSI of serving BS < absolute value) Action = 0x3 (start neighbor BS scanning process by sending MOB_SCN-REQ) Trigger value = absolute value (-85 dBm or -90 dBm) Trigger average duration in ms = 500 ms (100 frames) 1) Verify that MS decodes MOB_NBR-ADV message. 2) Adjust channel attenuator of BS 1 in 1 dB steps so that BS 1 CINR is below the configured absolute value, or BS 1 is at 2 dB lower RSSI than the configured absolute value. Verify that BS 1 signal is 5 dB above BS 2 at the end of step 2. Pass verdict criterion 3) Verify that MS sends MOB_SCN-REQ to BS 1. 4) Verify that MS perform scanning after receiving MOB_SCN-RSP from BS1. 5) Verify that Scan results of BS 2 values are available via debug/logging interface of MS if possible after the scanning iterations is complete. MS sends scan request message once the trigger is met and MS starts scanning at start frame specified in MOB_SCN-RSP message Final Verdict PASS FAIL Reference: P80216_Cor2_D3.pdf (Table 358/358b, and Table 384d/384e) 802.16-2004.pdf 802.16e-2005.pdf (Table 109i/109j, Table 348f/348g, Section 11.8.3.7.9, Section 11.11/11.12) WiMAX_Forum_Mobile_RCT_v1.0.0 (Section 9.1.4, 9.1.5, 9.1.6) WiMAX Forum Mobile RCT- Wave 2 Amendment v0.2.0.doc WiMAX Forum Mobile System Profile v1 4 0.pdf (Table A.103, Section 4.1.7) Note: As specified in Table 348f/g of 802.16e-2005, the trigger TLV is present in MOB_NBR-ADV only if it is different from that in DCD or that in preceding MOB_NBR-ADV. 9.3.7.2.4 MS initiated Handover with Optimized Re-entry This procedure utilizes the optimized handover re-entry option where the Fast-Ranging IE is used in place of handover ranging and re-entry only requires RNG-REQ/RSP exchange without SBC, REG, PKM, or DSA messages. Note: If the serving BS negotiates with target BS allocation of a non-contention-based ranging opportunity for the MS provided that time synchronization between serving and target BSs are guaranteed, the target BS will allocate a dedicated transmission opportunity for RNG-REQ message to be transmitted by the MS using Fast_Ranging_IE. Otherwise the MS have to perform CDMA ranging with HO codes. Page - 208 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 9.3.7.2.4.1 WMF-T25-003-R010v08 MS initiated handover test case Behavior Test scenario behavior Identifier ID_MS_INI_HO_01 Ref Goal Verify MS initiated handover. Configuration Basic Test Configuration for IOT Testing. Test Condition - Initial State TX Power Level: o MS: controlled by power control algorithm; typically at maximum power o BS: medium - ARQ: Enabled - HARQ: Enabled - If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - Corrigendum 2 support: yes - SBS and TBS are on different frequencies - Compressed MAP: yes - TPC mode after NW entry: Open Loop MS is registered and active in the BS Test process The following steps are repeated for each test environment: 1) 2) 3) 4) Start the monitor message capture, if available. Ensure the target BS is on. Decrease the Serving BS signal to trigger scanning initiation (but not handover). Decrease the Serving BS signal and/or increase the target BS signal level in order to trigger handover initiation. 5) After handover, initiate DL and UL data transfer via the PING procedure: Host behind the BS pings the host behind the MS Host behind the MS pings the host behind the BS. Pass verdict criterion Successful handover from SBS to TBS and PING procedure with TBS. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. Test Environments Test runs 5 and 7 will be performed if a channel emulator is available otherwise tests 4 and 6 will be performed. Parameter Variations on 1. 2. 3. 4. HARQ Authentication Amount of BE and UGS SFs Attenuator versus Channel emulator Page - 209 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 5. 6. WMF-T25-003-R010v08 SBS/TBS same or different ASN Inter sector or inter cell HO Test Number 9.3.7.2.4.1.1 4 5 6 7 HARQ Y N N Y Authentication Y Y Y Y Number BE pairs (UL/DL) Number UGS pairs (UL/DL) 1 1 1 1 1 1 1 1 Inter-Sector HO (same cell) Y Y N N Inter cell HO N N Y Y Same ASN Y Y Y Y Attenuator Y N Y N Channel Emulator N Y N Y Neighbor Advertisement Test Description Identifier ID_BCAST_SBS_TBS_01 Description Verify the broadcast messages/IEs/TLVs in SBS and TBS. Pre-test conditions Successful completion of initial network entry. Step Test Sequence Result 1 SBS and TBS send MOB_NBR-ADV. OK NOK 2 SBS and TBS send Noise plus interference IE in DL-MAP OK NOK 3 SBS sends Scanning Trigger TLV in DCD and/or MOB_NBR-ADV OK NOK OK NOK - 4 Trigger Action = 0x3: (On trigger, MS starts neighbor BS scanning process by sending MOB_SCN-REQ) - Trigger Type = 0b00 (CINR metric) - Trigger value = 15 dB - Trigger Function (3 bits) = 0b110 (Metric of serving BS less than absolute value) SBS sends HO Trigger TLV in DCD and/or MOB_NBR-ADV. - Trigger Action = 0x2 (Respond on trigger with MOB_MSHO-REQ). Trigger Type = 0b00 (CINR metric) Trigger value = 4 dB Trigger Function (3 bits) = ob011 (Metric of neighbor BS is greater than serving BS metric by relative value Observations: Page - 210 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT 9.3.7.2.4.1.2 WMF-T25-003-R010v08 Scanning Initiation Test Description Identifier ID_MS_INI_SCAN_01 Description Verify the successful completion of MS initiated scanning procedure Pre-test conditions MS received scan trigger TLVs from Serving BS. Step Test Sequence Result 1 When scan trigger condition met, MS sends 1 or more MOB_SCN-REQ indicating preferred scanning parameters OK NOK 2 BS sends MOB_SCN-RSP with scanning parameters OK NOK 3 MS scans neighbor BSs during scan interval as defined in MOB_SCN-RSP OK NOK Observations Scan trigger TLV should be used by MS to send MOB_SCN-REQ 9.3.7.2.4.1.3 Handover Decision Test Description Identifier ID_MS_INI_HO_DES_01 Description Verify the successful completion of MS initiated Handover Decision. Pre-test conditions MS received Neighbor Advertisement and trigger TLVs from Serving BS. Step Test Sequence Result 1 When handover trigger condition met, MS sends MOB_MSHO-REQ indicating the target BS. OK NOK 2 BS sends MOB_BSHO-RSP with action time > 0 indicating fast ranging IE is used in target BS and optionally the HO_ID. OK NOK Observations Handover trigger TLV should be used by MS to send MOB_MSHO-REQ 9.3.7.2.4.1.4 Handover Initiation Test Description Identifier M2_BS_INI_HO_01 Description Verify the successful completion of Handover Initiation from serving BS to target BS. Pre-test conditions MS has decided to handover from serving BS to target BS. Step Test Sequence Result 1 MS sends MOB_HO-IND to serving BS with HO_IND_type = 0b00 (serving BS release) OK NOK 2 MS moves to target BS and synchronizes to DL signal OK NOK BS sends Fast-Ranging IE in frame identified by action time in MOB_BSHORSP. Fast-Ranging IE includes either HO_ID or MS’s MAC address. OK NOK MS decodes fast-ranging IE and sends RNG_REQ in the UL allocation with OK NOK 3 Page - 211 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 HO-ID and/or the MS’s MAC address. 4 BS sends RNG-RSP with HO-ID and/or the MS’s MAC address. Basic CID and Primary Management CID, CID Update TLV SAID updated TLV and optionally the SA-TEK-update TLV HO Process Optimization TLV o Bit #0 = 1 - Omit SBC-REQ o Bit #1, Bit #2 has three options: (1, 1): Re-authentication and SA-TEK 3-way handshake is not performed. The RNG-RSP message does not include SA-TEKUpdate TLV nor SA Challenge Tuple TLV. All the TEKs received from the serving BS are reused. (1,0): SA-TEK-Update TLV is included in the RNG-RSP message. In this case, SA-TEK 3-way handshake is avoided and SA Challenge Tuple TLV shall not be included in the RNG-RSP message. (0,0): Perform re-authentication and SA-TEK 3-way handshake. BS shall not include SA-TEK-Update TLV in the SA-TEKResponse message. In addition, the RNG-RSP message does not include SA-TEK-Update TLV or SA Challenge Tuple TLV o Bit #3 - 5 = 1 – omit options related to secondary management connections. o Bit #6 = 1 – all service and operational state transfer or sharing between Serving BS and Target BS (static and dynamic content.) o Bit #7 = 1 - omit REG-REQ o Bit #8 = 1 - BS shall not send an unsolicited SBC-RSP. o Bit #9 = 0 - no MS DL data pending at target BS o Bit #10 = 1 - BS shall not send an unsolicited REG-RSP. o Bit #11 = 0 - SN_REPORT not issued by MS. o Bit #12 = 1 - MS shall send notification of MS successful re-entry o Bit #13 = 0 - MS shall not trigger a higher layer protocol required to refresh its traffic IP address - CMAC If Bit # 1, Bit # 2 is used as 1,0 in HO Process Optimization TLV, using MS logs verify that OLD SAID Update TLV is not included in the SA-TEKUpdate TLV. OK NOK OK NOK OK NOK OK NOK - 5 6 7 MS confirms receipt of RNG-RSP by sending an UL indication such as: - UL BW request Header - UL PDU - HARQ ACK - Fast-feedback Repeat the RNG-RSP from BS using Bit # 1 and Bit # 2 value set to 0,0. Using MS logs verify that SA-TEK-Update TLV is not included in the SATEK-Response Message. Observations 9.3.7.2.4.1.5 Handover Confirmation Test Description Identifier ID_HO_CONF_01 Description Verify the successful completion of data transfer via the PING procedure. Page - 212 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT Pre-test conditions .Handover is complete Step Test Sequence 1 WMF-T25-003-R010v08 Result Host behind the BS pings the host behind the MS OK NOK OK NOK - The CID of the DL MAC PDU (EchoRequest) is the Transport Cid of the DL Service Flow. - The CID of the UL MAC PDU (EchoReply) is the Transport Cid of the UL Service Flow. - Is the PING procedure successfully completed? Repeat for all connections 2 Host behind the MS pings the host behind the BS. - The CID of the UL MAC PDU (EchoRequest) is the Transport Cid of the UL Service Flow. The CID of the DL MAC PDU (EchoReply) is the Transport Cid of the DL Service Flow. Is the PING procedure successfully completed? Repeat for all connections Observations Use CS filtering based on source IP address to filter pings to each CID Issue: Revise test to describe how ping could be used during entire test, not just after handover is complete? 9.3.7.2.5 HO Ranging This procedure is performed typically as an error case to the MS-initiated handover. Instead of the MS sending a MOB-MSHO-REQ at the serving BS the MS directly moves to the target BS and performs handover ranging to re-enter the network. 9.3.7.2.5.1 Handover ranging test case Behavior Test scenario behavior Identifier ID_HO_RNG_01 Ref Goal Verify handover ranging Configuration Basic Test Configuration for IOT Testing. Test Condition - - TX Power Level: o MS: controlled by power control algorithm; typically at maximum power o BS: medium ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. Corrigendum 2 support: yes SBS and TBS are on different frequencies Page - 213 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 - Initial State Compressed MAP: yes 1 UL and 1 DL BE Service Flows established. 1 UL and 1 DL UGS Service Flows established. TPC: open loop Two test environments (choose based on availability): Inter-sector - SBS and TBS on different sectors at same cell using attenuator Inter-cell - SBS and TBS on different sites (same ASN) using attenuator MS is registered and active in the BS Test process The following steps are repeated for each test environment: 1) Start the monitor message capture, if available. 2) Ensure the target BS is on. 3) Sharply decrease the Serving BS signal level to levels that force MS to fail RF link; MS should perform HO ranging on target BS 4) After handover, initiate DL and UL data transfer via the PING procedure: Host behind the BS pings the host behind the MS Host behind the MS pings the host behind the BS. Pass verdict criterion Successful handover ranging at TBS and PING procedure with TBS. Final Verdict PASS FAIL If the Final Verdict is evaluated to FAIL, then the error is reported in the appropriate ID below. 9.3.7.2.6 Security 9.3.7.2.6.1 PKMv2 Authorization initial network entry: initial network entry Test scenario behaviour Identifier M2_PKMv2_INI_NW_01 Page - 214 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Goal Verify the general security process for PKMv2 Network Entry Configuration Basic Test Configuration for IOT Testing. Test Condition - Initial State Test process Frequency channel: Middle. TX Power Level: Medium. ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. - TEK refresh timer is set to 10 minutes. MS is deregistered from BS. MS is switched off. BS remains on. Pass verdict criterion 12) Start the monitor message capture, if available. 13) Switch on the MS. 14) Carry out Synchronization and Ranging 15) Carry out Capability Negotiation (Authentication enabled, PKMv2, EAP only) 16) Carry out Authentication with PKMv2 17) Carry out SA-TEK 3-way handshake. 18) Perform PKM Key Request 19) Carry out Registration 20) Carry out Traffic Connection establishment. 21) Carry out 1 DL and 1 UL BE service flow. 22) Carry out DL and UL data transfer a) via the PING procedure: Host behind the BS pings the host behind the MS. Host behind the MS pings the host behind the BS. b) via iPERF tool: Host behind the BS uses iPERF to connect to host behind the MS. Host behind the MS connects to the host behind the BS. 23) Wait for reauthorization (Periodic TEK refresh is running). 24) Wait until periodic TEK refresh uses the new AK. 25) Carry out again DL and UL data transfer a) via the PING procedure: Host behind the BS pings the host behind the MS. Host behind the MS pings the host behind the BS. Successful execution of Initial Authentication, PKM v.2 SA-TEK 3-way handshake, Key Request, and Periodic TEK refresh process Final Verdict PASS FAIL 9.3.7.2.7 PKMv2 Authorization network re-entry: network re-entry 9.3.7.2.7.1 Non Optimized Handoff This test scenario shall be executed only if it is supported by at least two different BS vendors in the Mobile IOT amendment. Page - 215 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Test scenario behaviour Identifier M2_PKMv2_NO_OPT_HO_01 Goal Verify the general security process for PKMv2 Network Entry Configuration Basic Test Configuration for IOT Testing. Test Condition - Initial State Frequency channel: Middle. TX Power Level: Medium. ARQ: Enabled HARQ: Enabled If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is registered at a serving BS. MS is configured for PKMv2 authentication Test process Pass verdict criterion Final Verdict 1) Start the monitor message capture, if available. 2) Move the MS from its serving BS to a target BS (Use a handoff setting described in the previous chapter) 3) Carry out Handoff 4) Carry out Initial/Handoff Ranging 5) Carry out Capability Negotiation (Authentication enabled, PKMv2, EAP only) 6) Carry out Authentication with PKMv2 7) Carry out SA-TEK 3-way handshake. 8) Perform PKM Key Request 9) Carry out Registration 10) Carry out Traffic Connection establishment. 11) Carry out 1 DL and 1 UL BE service flow. 12) Carry out DL and UL data transfer a) via the PING procedure: Host behind the BS pings the host behind the MS. Host behind the MS pings the host behind the BS. b) via iPERF tool: Host behind the BS uses iPERF to connect to host behind the MS. Host behind the MS connects to the host behind the BS. 13) Wait for reauthorization (Periodic TEK refresh is running). 14) Wait until periodic TEK refresh uses the new AK. 15) Carry out again DL and UL data transfer a) via the PING procedure: Host behind the BS pings the host behind the MS. Host behind the MS pings the host behind the BS. Successful execution of Initial Authentication, PKM v.2 SA-TEK 3-way handshake, and Periodic TEK refresh process. Verify that security contexts transferred correctly from the serving BS to the new target BS. PASS FAIL Note: This table is applied to the case that HO Optimization is not used. 9.3.7.2.7.2 Optimized Handoff Test scenario behavior Identifier M2_PKMv2_OPT_HO_01 Goal Verify the general security process for PKMv2 Network Re-Entry Page - 216 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Configuration Basic Test Configuration for IOT Testing. Test Condition - Frequency channel: Middle. - TX Power Level: Medium. - ARQ: Enabled - HARQ: Enabled - If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. - 1 DL and 1 UL BE Service Flows are Pre-Provisioned at the BS for this MS and the MS can support the Pre-Provisioned Service Flows. - Service Flows Classification Rule: Based on IP address/port number. MS is registered at a serving BS. Initial State MS is configured for PKMv2 authentication Test process Pass verdict criterion Final Verdict 1) Start the monitor message capture, if available. 2) Move the MS from its serving BS to a target BS (Use a handoff setting described in the previous chapter) 3) Carry out Handoff 4) Carry out Initial/Handoff Ranging 5) Carry out Capability Negotiation (Authentication enabled, PKMv2, EAP only) (Optional depending on the HO Optimization TLV setting) 6) Carry out Authentication with PKMv2 (Optional depending on the HO Optimization TLV setting) 7) Carry out SA-TEK 3-way handshake (Optional depending on the HO Optimization TLV setting) 8) Perform PKM Key Request (Optional depending on the HO Optimization TLV setting) 9) Carry out Registration (Optional depending on the HO Optimization TLV setting) 10) Carry out Traffic Connection establishment. 11) If SA-TEK is updated, verify using MS logs (use BS logs is MS logs are unavailable) PN is reset to 1 12) Carry out 1 DL and 1 UL BE service flow. 13) Carry out DL and UL data transfer a) UDP data transfer over BE. (5 minute transfer) 14) Wait for reauthorization (Periodic TEK refresh is running). 15) Wait until periodic TEK refresh uses the new AK. 16) After TEK Refresh, verify using MS logs (use BS logs is MS logs are unavailable) PN is reset to 1 17) Carry out again DL and UL data transfer a) UDP data transfer over BE. (5 minute transfer) Successful execution of Initial Authentication and Periodic TEK refresh process. Verify that security contexts transferred correctly from the serving BS to the new target BS. Verify that each required step is performed, not skipped. After HO verify successful transfer of DL and UL data. Successful data transfer means packet error rate less than 0.5 percent at 500kbit/sec. PASS FAIL Note: This table is applied to the case that HO Optimization is used. 9.3.7.2.8 CMAC_KEY_COUNT Test Cases 9.3.7.2.8.1 CMAC Key Count test case 1 Test scenario behaviour Identifier M2_CMAC_KEY_CNT_01 Page - 217 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Goal Initialization to 0 of CMAC_KEY_COUNT in AK context during initial authenticated network entry Configuration Basic Test Configuration for IOT Testing. Test Condition - Initial State If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. CMAC MAC mode (Corr2) enabled MS and BS1 MS and 1 BS are connected in CMAC MAC security mode Channel attenuator is used to control the channels TX Power Level: BS: medium MS: controlled by power control algorithm Corrigendum 2 support: yes 1) 2) 1) 2) 3) MS is up and waiting for authenticated network entry initiation BS1 is up and running Start the monitor message capture, if available. Switch on the MS. Carry out the Network Entry procedure: MS Application triggers authenticated network entry Anchor Authenticator (AAA) set CMAC_KEY_COUNT == 0 MS initializes CMAC_KEY_COUNT == 0 BS initializes CMAC_KEY_COUNT == 0 4) network entry complete 1) Authenticated network entry is successful with CMAC_KEY_COUNT initialized as 0 in the AK context 2) Logs at BS show CMAC_KEY_COUNT=0. 3) Logs at AAA show CMAC_KEY_COUNT=1 PASS FAIL Test process Pass verdict criterion Final Verdict Reference C80216maint-06_075r G_R1.0.0-Stage-3: section 4.3.4 P80216_Cor2_D3.pdf (Section 7.2.2.2.9, Fig. 130o, Table 133a) WiMAX Forum Network Architecture Stage 3 (4.3.4.2.2) Note: WiMAX Forum Network Architecture defines that the Anchor Authenticator shall set CMAC_KEY_COUNT to value 1 at initial authentication and after each re-authentication. Note: The test steps are triggered automatically, i.e., no manual configuration is involved 9.3.7.2.8.2 CMAC Key Count test case 2 Test scenario behaviour Identfier M2_CMAC_KEY_CNT_02 Goal Reset to 0 of CMAC_KEY_COUNT due to re-authentication after HO Configuration Basic Test Configuration for IOT Testing. Test Condition - MS is deregistered from BS. MS is switched off. BS remains on. HO-enabled 1 MS and 2 BSs are connected in CMAC MAC security mode If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. Channel attenuator is used to control the channels TX Power Level: BS: medium (as used in PlugFest 3.5.0, Section 9 for setup, or TBD?) Page - 218 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT Initial State WMF-T25-003-R010v08 MS: controlled by power control algorithm Corrigendum 2 support: yes 1) 2) 1) 2) 3) 4) MS is up and waiting for authenticated network entry initiation. BS1 and BS2 are up and running. Both BSs are transmitting at equal TX power level but the TX signal of BS 2 is attenuated. MS is switched on and performs NW entry with authentication on BS 1. BS 1 transmits MOB-NBR-ADV message periodically with full BSID. BS 1 sends Trigger Value TLV in DCD o Trigger metric type = 0x0 (CINR) o Function = 0x3 (CINR of target BS > CINR of serving BS by relative value) o Action = 0x2 (respond with MOB-MSHO-REQ) 5) Increase the attenuation on BS 1 to trigger MS HO from BS 1 to BS 2, and back again, to verify that secure HO is working well. 6) MS/BS increases CMAC_KEY_COUNT upon each successful HO with skipping authentication on the basis of HO optimization TLV 7) Change BS settings to enforce BS to do a re-authentication after HO. 8) Logs at BS show that the successful MS re-authentication resets CMAC_KEY_COUNT to 0. MS does resync and thus re-authentication, and CMAC_KEY_COUNT is reset as 0 afterwards. The CMAC_KEY_COUNT should be reset to 0 after HO re-authentication, PASS FAIL Test process Pass verdict criterion Final Verdict Reference: C80216maint-06_075r NWG_R1.0.0-Stage-3: section 4.3.4 P80216_Cor2_D3.pdf (Section 7.2.2.2.9, Fig. 130o, Table 133a) Note: In Test process Step 2, MS re-authentication can be enforced by either one of the following: MS resync during HO (with authentication skipped in HO optimization TLV), which can further be triggered by HO failure due to target BS not replying RNG-RSP, which may not be easily configured MS resync due to a small AK lifetime and AK lifetime expiry by configuration target BS replies RNG-RSP with authentication non-skipped in HO Optimization TLV 9.3.7.2.8.3 CMAC Key Count test case 3 Test scenario behaviour Identifier M2_CMAC_KEY_CNT_03 Goal CMAC_KEY_COUNT in the context of idle mode Configuration Basic Test Configuration for IOT Testing. Test Condition - Initial State Test process 1) 2) 1) 2) idle-mode enabled 1 MS and 1 BS are connected in CMAC MAC security mode Channel attenuator is used to control the channels TX Power Level: BS: medium (as used in PlugFest 3.5.0, Section 9 for setup, or TBD?) MS: controlled by power control algorithm If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. Corrigendum 2 support: yes MS is up and waiting for authenticated network entry initiation BS is up and running MS is switched on and performs NW entry with authentication on BS. BS 1 transmits MOB-PAG-ADV message periodically. Page - 219 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Pass verdict criterion 3) Do not start any activity from MS side (or BS side for this MS) to trigger MS initiated idle mode. 4) MS sends DREG-REQ for entering idle mode, and BS allowes MS to enter idle mode by responding with DREG-RSP 5) Let MS remain in idle mode for some time (a couple of mins) 6) Start traffic from MS side so that MS exits idle mode 7) MS/BS increases CMAC_KEY_COUNT upon each successful idle mode re-entry with skipping authentication on the basis of HO optimization TLV 8) Change BS settings to enforce BS to do a re-authentication after idle 9) Enforce the MS to do a successful re-authentication upon network re-entry from Idle Mode 10) Logs at BS/MS show that the successful MS re-authentication procedure resets CMAC_KEY_COUNT as 0. BS/MS increase CMAC_KEY_COUNT by 1 upon MS’s successful re-entry from IM; Once re-authentication procedure is triggered,, CMAC_KEY_COUNT is reset as 0 Final Verdict PASS FAIL Reference: C80216maint-06_075r NWG_R1.0.0-Stage-3: section 4.3.4 P80216_Cor2_D3.pdf (Section 7.2.2.2.9, Fig. 130o, Table 133a) Note: For the step 2 of test process, MS re-authentication upon network re-entry from idle mode can be triggered by either one of the following: MS resync due to idle mode exit failure, which as an error scenario may not be easy to trigger MS resync due to AK lifetime expiry, which will prompt MS to exit from IM. BS-initiated security policy change through (unsolicited) SBC-RSP, which causes MS re-auth without resync, and may not be easy to trigger MS does network reentry from Idle Mode (i.e., IM exit) with authentication on the basis of HO Optimization TLV 9.3.7.2.8.4 CMAC Key Count test case 4 Test scenario behaviour Identifier M2_CMAC_KEY_CNT_04 Goal CMAC_KEY_COUNT is not changed upon HO cancellation Configuration Basic Test Configuration for IOT Testing. Test Condition - Initial State Test process 1) 2) 1) 2) 3) 4) 5) HO-enabled 1 MS and 2 BSs are connected in CMAC MAC security mode Channel attenuator is used to control the channels TX Power Level: BS: medium (as used in PlugFest 3.5.0, Section 9 for setup, or TBD?) MS: controlled by power control algorithm Corrigendum 2 support: yes If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. MS is up and waiting for authenticated network entry initiation BS1 and BS2 are up and running BSs and the MS are connected Both BSs are transmitting at equal TX power leve and operating well. BS transmits MOB-NBR-ADV message periodically with full BSID. MS is synchronized and connected to BS 1. BS 1 sends Trigger Value TLV in DCD a) Trigger metric type = 0x0 (CINR) b) Function = 0x3 (CINR of target BS > CINR of serving BS by relative value) c) Action = 0x2 (respond with MOB-MSHO-REQ) Page - 220 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 6) MS completes authenticated network entry with BS 1 7) Tune the attenuator to trigger MS HO from BS 1 to BS 2, and back again, to verify that secure HO is working well 8) Verified that CMAC_KEY_COUNT increases upon each successful HO with authentication skipped on the basis of HO Optimization TLV 9) Enforce HO CANCEL with the current serving BS after HO is triggered 10) Logs at BS show that MS sees no change to CMAC_KEY_COUNT CMAC_KEY_COUNT has the same value as before, i.e., before the cancelled HO Pass verdict criterion Final Verdict PASS FAIL Reference: 9.3.7.2.8.5 C80216maint-06_075r NWG_R1.0.0-Stage-3: section 4.3.4 P80216_Cor2_D3.pdf (Section 7.2.2.2.9, Fig. 130o, Table 133a) Note: For the test step 1 in the process, HO cancel can be triggered by, say: if current serving BS sends back a BSHO-RSP without the best BS that has been reported in MSHO-REQ, which as an error scenario may not be easily controlled. CMAC Key Count test case 5 Test scenario behaviour Identifier M2_CMAC_KEY_CNT_05 Goal CMAC_KEY_COUNT is not changed upon HO abort Configuration Basic Test Configuration for IOT Testing. Test Condition - Initial State Test process Pass verdict criterion Final Verdict HO-enabled 1 MS and 2 BSs are connected in CMAC MAC security mode Channel attenuator is used to control the channels TX Power Level: BS: medium MS: controlled by power control algorithm - Corrigendum 2 support: yes - If the MS and BS has WiMAX Forum certificates, same EAP methods and if an AAA server is available then authentication should be enabled. 1) MS is up and waiting for authenticated network entry initiation 2) BS1 and BS2 are up and running 3) BSs and the MS are connected 4) Both BSs are transmitting at equal TX power level and are operating well. 5) BS transmits MOB-NBR-ADV message periodically with full BSID. 6) MS is synchronized and connected to BS 1. 7) BS 1 sends Trigger Value TLV in DCD a) Trigger metric type = 0x0 (CINR) b) Function = 0x3 (CINR of target BS > CINR of serving BS by relative value) c) Action = 0x2 (respond with MOB-MSHO-REQ) 8) MS completes authenticated network entry with BS 1 9) Tune the attenuator to trigger MS HO from BS 1 to BS 2, and back again, to verify that secure HO is working well 10) Verified that CMAC_KEY_COUNT increases upon each successful HO with authentication skipped on the basis of HO Optimization TLV 11) Enforce the BS to do HO ABORT is enforced after HO triggered 12) Logs at BS show no change to CMAC_KEY_COUNT CMAC_KEY_COUNT has the same value as before, i.e., before the aborted HO PASS FAIL Page - 221 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Reference: C80216maint-06_075r NWG_R1.0.0-Stage-3: section 4.3.4 P80216_Cor2_D3.pdf (Section 7.2.2.2.9, Fig. 130o, Table 133a) Note: HO ABORT can be enforced if current serving BS sends back BSHO-RSP ABORT back in response to: Serving BS finds that the target BS does not have a better CINR Serving BS checked with target BS through backbone and get a rejection of this HO request Serving BS does not find the target BS in the neighborhood Note: the above are error scenarios which may not be easy to trigger. Page - 222 WiMAX FORUM PROPRIETARY WiMAX Forum® Test Procedures WiMAX Forum® Mobile IOT WMF-T25-003-R010v08 Page - 223 WiMAX FORUM PROPRIETARY