4855_e09_p69-76 2/4/04 1:18 PM Page 69 JOURNAL OF WOMEN’S HEALTH Volume 13, Number 1, 2004 © Mary Ann Liebert, Inc. Higher Rates of Depression in Women: Role of Gender Bias within the Family JESSICA A. BROMMELHOFF, M.P.H.,1 KEVIN CONWAY, Ph.D.,2 KATHLEEN MERIKANGAS, Ph.D.,1,3 and BECCA R. LEVY, Ph.D.1 ABSTRACT Objective: We sought to examine whether higher rates of depression in women than in men can be explained partially by the artifact hypothesis, which suggests that when both sexes have the same depressive symptoms, women are more likely than men to be diagnosed with depression. We hypothesized that (1) this gender bias in identifying depression exists within families and (2) family members will be more likely to attribute depressive symptoms to internal causes for women and external causes for men. Methods: Our sample consisted of 205 adults, generated from the family members of 46 probands who participated in the Yale Family Study. To determine whether bias exists in the family, we compared self-reports of depressive symptoms with family reports of depressive symptoms for the same individual. Results: As predicted, we found that compared with men, women were more likely to be reported as depressed by a family member when they report themselves as not depressed. We also found that family members were more likely to attribute depressive symptoms of females to internal causes. We did not, however, find any differences by gender in attribution of depression to external causes. Conclusions: Our findings suggest that gender bias within the family may contribute to the higher recorded rates of depression in women. INTRODUCTION ences in rates of depression. Specifically, we seek to determine whether there is a bias within families to recognize depression more often in female rather than male family members. We also examine if there are differences in how family members perceive the causes of depression in male vs. female relatives. Family members frequently are selected to help individuals evaluate their mental health, as it has been found that primary care physicians often do not discern mental disorders in their patients.8–11 Additionally, clinicians and researchers frequently measure de- B EGINNING IN ADOLESCENCE AND CONTINUING throughout the entire life span, women are more likely than men to be diagnosed with depression.1,2 Studies have shown that the prevalence of depression among women is between one and a half and three times more than the prevalence among men.3–6 For nearly two centuries, scientists have tried to find the cause of this difference.7 Our study examines whether reporting bias may contribute to the gender differ1Department of Epidemiology and Public Health, Yale University, New Haven, Connecticut. Institute on Drug Abuse, Bethesda, Maryland. 3National Institute of Mental Health, Bethesda, Maryland. 2National 69 4855_e09_p69-76 2/4/04 1:18 PM Page 70 70 pression through proxy reports from family members, especially in studies that include elderly people, children, or those who are cognitively impaired.12 Explanations for differential rates of depression in women Some contemporary theories attribute the difference in rates of depression between men and women to social causes, specifically that women may have a greater sensitivity to stressful life events and traumas.13,14 According to the Vulnerability-Stress Model, women’s social role makes them more susceptible to depression.15 This Model posits that because the role of caretaker, which women are expected to assume, is not awarded much value in today’s society, women may feel lower self-worth than men, leading to emotional vulnerability.15,16 Several studies, however, have found results that contradict the Vulnerability-Stress Model. For example, Kendler et al.17 found that the difference in prevalence of depression by gender is due neither to differences in experiencing stressful life events nor to differential overall sensitivity to these events. One frequently speculated reason for the differential rates of depression is the biological differences between men and women. Some researchers believe that women are particularly prone to depression because of events associated with the reproductive cycle. Examples of such events include depression associated with oral contraceptives, the luteal phase of the menstrual cycle, the postpartum period, and menopause.18 The importance of these findings in explaining gender differences in rates of depression has been debated, however, as the scientific evidence is inconsistent.13,19 Furthermore, because these differences are seen across much of the life-span, it is unlikely that biological differences fully explain the differences in rates of depression. An alternative explanation for the differential rates of depression is the artifact hypothesis. This suggests “that the rate of depression is equal among men and women but that women express and report more symptoms, seek help more frequently, and are subject to sex biases in diagnosis, thereby providing a false elevation in the measurement of the rate of depression in women.”6(p91) Almost all studies examining the artifact hypothesis have concentrated on how women express and report symptoms. These studies BROMMELHOFF ET AL. found conflicting results about whether there is any significant difference between how men and women perceive depression.20,21 A few studies have examined the aspect of the artifact hypothesis that concerns sex bias in diagnosis in a clinical setting.22–25 For two of these studies exploring possible gender bias among primary care physicians,22,23 patients were asked to self-report on the presence and severity of depressive symptoms. Subsequently, the researchers reviewed each patient’s medical records to ascertain the presence or absence of a clinician’s diagnosis for depression. Both studies found that being female increased the likelihood of the clinician’s diagnosing the patient with depression. Furthermore, in the study conducted by Bertakis et al.,22 when the results were stratified by depression scores, they found that women with high scores were more likely to be diagnosed with depression than men with high scores, and women with low scores were more likely to be diagnosed with depression than men with low scores. Thus, women were more likely than men to get a false positive diagnosis for depression. Along similar lines, Borowsky et al.24 found that physicians were more likely to be aware of depression in female patients than in male patients, and Stoppe et al.25 found that this bias extends into old age. The current study builds on these findings in a number of ways. First, we examine family member reports rather than physician reports, which is advantageous because physicians may be less familiar with the long-term history of patients. To the best of our knowledge, no study has yet compared rates of agreement between family proxy reports and self-reports by gender. Second, we look at the types of causes to which family members attribute depression. Attribution theory describes how people make inferences about the causes of negative events and behaviors in themselves and others.26 Some studies have found that the way depressed people make attributions is different from how nondepressed people make attributions, in that an attributional style that explains negative events by internal causes is likely to characterize someone who is depressed.27,28 As it pertains to gender, one study found that females tend to believe that their depression is internally caused, whereas men are more likely to attribute their depression to external causes. In other words, women are more likely to hold themselves 4855_e09_p69-76 2/4/04 1:18 PM Page 71 71 GENDER BIAS AND DEPRESSION responsible for their depressed mood, and men tend to blame negative factors within their environment, such as unemployment or divorce, for their depressed mood.29 We predict a similar dynamic might occur in families, such that individuals will be more likely to attribute depression in female family members to internal causes and, thus by implication, hold women more responsible for their mental illness than men. Furthermore, individuals will be more likely to attribute depression in male family members to external causes, therefore holding men less responsible for their depression. This study has two hypotheses. Our first hypothesis is that when an index self-reported no depression, but a family member reported depression in the same individual, the index is significantly more likely to be female than male. Our second hypothesis explores one of the reasons for a potential gender bias in families. We predict that depressive symptoms are more likely to be attributed to external causes in men and internal causes in women. cluding 21 men and 25 women, were all between the ages of 29 and 55, with an average age of 39 years. Twenty-two of these probands were initially recruited from the CMHC (14 males, 8 females), and 24 were initially recruited from the general population (7 males, 17 females). Every study participant fulfilled two roles: as an index and as an informant. Each person selfreported about his or her own depression and then reported about each adult family member also in the study. The index self-reported on his or her own depression through the Schedule for Affective Disorders and Schizophrenia–Lifetime Version (SADS-L),30 which is a semistructured interview. The informant reported on a family member’s depression through an interview regarding family history, the Family History–Research Diagnostic Criteria interview (FH-RDC).31 These two instruments were used in the current study because they were the measures of depression used for the YFS that our sample was taken from. Measures MATERIALS AND METHODS Sample population The subjects in this study were all participants in the Yale Family Study (YFS), conducted by the Genetic Epidemiology Research Unit (GERU) at Yale University in New Haven, CT. One of the initial objectives of the YFS was to examine the familial aggregation of substance abuse and psychiatric disorders, particularly anxiety and depression. The probands from the YFS were recruited from both outpatient treatment facilities at the Connecticut Mental Health Clinic (CMHC) in New Haven and from the general population in the New Haven area via a random digit dialing procedure. From the 260 probands in the YFS, we selected all probands who had at least one family member age 60 or over who had been interviewed for the study. We selected probands with older family members so that all ages of adults were represented in this study. This resulted in a sample of 205 adults for this study (Table 1), who were generated from the family members of the 46 probands who were recruited for the YFS. These people included the parents, spouses, siblings, and children over age 18. The 46 probands, in- SADS-L: Depression section. In the YFS, a trained clinician interviewed each subject, using the lifetime version of the semistructured SADS-L, which was modified to obtain DSM-III-R criteria.32 To measure self-reported depression in this study, we used the responses from three questions in the SADS-L about major depressive disorder (MDD). The depressive mood and ideation section of the SADS-L has been shown to have a joint interview (two raters observing the same interview) reliability coefficient of 0.95, a test-retest reliability coefficient of 0.78, and internal consistency of 0.87.30 Across all diagnostic categories, the interrater agreement is high, with a kappa of 0.83.33 FH-RDC: Depression section. For each index case, at least one family member was interviewed about his or her own assessment of the index case’s history of depression and other psychiatric disorders, using the FH-RDC. All the family members used in this study were parents, sons, daughters, spouses, or siblings of the index case. In our sample, the number of completed family histories of depression per index case ranged from one to seven, with an average of three. This interview was also modified to include DSM-IIIR criteria and questions to determine the degree 4855_e09_p69-76 2/4/04 1:18 PM Page 72 72 of familiarity and amount of contact between the informant and index, as described in detail later, and ranged from extremely close and confiding to having no current knowledge about the index case. Comparability between SADS-L and FH-RDC The FH-RDC has been shown to have a general reliability of 73% when validated by the SADS-L.31 The questions in the FH-RDC pertaining to MDD covered the same range of symptoms related to depression as did the SADS-L. For example, in the SADS-L, the following questions were asked to assess depression: (1) Has there ever been a period of time when you were bothered most of the time, day and night, by feeling depressed, sad, blue, hopeless, down in the dumps, that you didn’t care anymore, or when you were tearful or had crying spells? (2) Has there ever been a period of time when you just weren’t interested in or couldn’t enjoy the things that you usually enjoy? Were you able to enjoy anything? (3) What about a period when you felt predominantly irritable or easily annoyed? The parallel section in the FH-RDC was: Did he/she have days, weeks, or months when he/she was sad, hopeless, down in the dumps? What about a period of time when he/she just wasn’t interested or couldn’t enjoy the things he/she usually enjoyed? Or irritable, easily annoyed? There was also a checklist, which included symptoms, such as depressed mood, mood reactivity, and anhedonia. Overreporting. Consistent with the literature,22,23 we used self-report as the standard to which family reports were compared. Overreporting was defined as a case in which the index did not self-report himself or herself as depressed on the SADS-L, but an informant described this index as depressed in the FH-RDC. In other words, the FH-RDC overreports depression in these individuals when compared with the corresponding SADS-L description. We expected overreporting to be higher in women than in men. Attribution. The section of the FH-RDC that pertained to depression included an open-ended portion in which the informant could elaborate on the details of the index’s depression. In some cases, the informant attributed the index’s depression to a cause. Each cause was then coded BROMMELHOFF ET AL. as either internal or external. Internal causes were those where the depression was attributed to something about the individual. These causes included such responses as “He/she is usually just sad.” External causes were those where the depression was specifically attributed to something beyond the control of the individual, including alcohol/drugs, divorce, or loss of job. Two separate coders, who were blind to the index’s diagnosis and gender, coded the 59 cases, in which the informant attributed the index’s depression to a cause. Agreement between coders was 100%. Covariates Variables under consideration as potential confounders included age, marital status, socioeconomic status (SES), self-reported health status, medication use, and levels of closeness between the index and informant. SES was quantified using the Hollingshead two-factor index of social position measure,34 which divided each participant into one of five SES levels based on the occupation and education of the head of household. In our analyses, we collapsed this measure into two levels: one that included the three highest SES levels and another that included the lowest two levels. Marital status was also collapsed into two levels: married/remarried and not married (including those who are single, divorced, or widowed/widowered). Level of closeness between the index and informant was measured from the informant’s response to the following three-part question: How close are you to [index]? Does [index] talk about feelings or problems with you? Has someone else in your family told you about [index]? For each question, the informant chose one of six responses: (1) extremely close and confiding relationship, (2) quite close and confiding, would know if [index] had problems, (3) not very close or confiding, but has reliable second-hand information, (4) not very close, not confiding, but has heard family gossip, (5) not at all close and has little knowledge of [index], (6) has no knowledge of [index]. Data analysis To determine the effect of the gender of index and informant on overreporting, bivariate analyses were run, using the chi-square procedure of the Statistical Analytic Software (SAS) program, version 8.1. Early analyses indicated that the co- 4855_e09_p69-76 2/4/04 1:18 PM Page 73 73 GENDER BIAS AND DEPRESSION TABLE 1. Number Mean age (years) Range Marital status Married Not married Hollingshead SES SES 1–3, high SES 4–5, low Contact with index SAMPLE POPULATION DEMOGRAPHICS All subjects Women Men 205 46.9 18–80 128 46.8 18–76 77 47.0 19–80 73.2% (150) 26.8% (55)0 69.5% (89) 30.5% (39) 79.2% (61) 20.8% (16) 66.9% (121) 33.1% (60)0 1.81 68.8% (75) 31.2% (34) 1.78 63.9% (46) 36.1% (26) 1.86 variates’ marital status, SES, age, and level of closeness showed significant differences by gender. Therefore, they were used as covariates. After checking that the regression model assumptions were met, we selected multivariate logistic regression analyses. We selected a multivariate logistic regression model because both gender and the overreporting of depression were dichotomous variables in this study. RESULTS Univariate analyses The age of the participants ranged from 18 to 80 (M 46.9). Females made up 62.4% of this sample. Of the 205 adults, 17.1% (n 35) self-reported depression. Of these 35 adults, 22 were women and 13 were men. Men and women had similar rates of marital status, age, SES, and contact with family members (Table 1). There was also no difference between men and women in their self-reported overall physical health or use of psychiatric medication. All subjects in this sample were Caucasian. In all, there were 551 comparisons between an index’s self-report and an informant’s family history report. In 78% of these comparisons, informants reported that they were either “extremely close [and] confiding” with the index or that they were “quite close and confiding [with the index TABLE 2. and] would know if [the index] had problems.” Less than 1% of comparisons had the informant indicate responses 5 or 6 for closeness level with the index, 17.6% indicated a closeness of response 3, and 4% indicated number 4. In our analyses, we excluded all comparisons in which the informant indicated 5 or 6 for level of closeness (n 5). We also excluded comparisons in which the informant reported less than yearly contact with the index (n 3), leaving a total of 543 index-informant comparisons. In 63.9% (n 347) of these comparisons, the index was female. Hypothesis 1: Overreporting of MDD will be more common when index is female For the 196 comparisons where the index was male, 73.0% (n 143) showed index-informant agreement, and only 3.6% (n 7) comparisons overreported MDD. Among the 347 comparisons with a female index, 64.3% (n 223) showed agreement between index-informant reporting, and 8.9% (n 31) of the comparisons overreported MDD (Table 2). In support of the first hypothesis, we found that overreporting was nearly three times more likely when the index was female than when the index was male (OR 2.65, CI 1.14, 6.13, p 0.025). Gender of the informant was not related to overreporting (OR 0.76, CI 0.39, 1.49, p 0.427). In our multivariate model, we controlled for SES, age, marital status, and closeness. The effect INDEX-INFORMANT AGREEMENT Total Index-informant comparisons Index-informant agree Comparisons overreporting for MDD 543 61.9% (336) 7.0% (38) BY GENDER Male 196 73.0% (143) 3.6% (7) Female 347 64.3% (223) 8.9% (31) 4855_e09_p69-76 2/4/04 1:18 PM Page 74 74 BROMMELHOFF ET AL. TABLE 3. Attribution Internal External ATTRIBUTION TYPE BY GENDER Total Male index Female index 59 27.1% (16) 72.9% (43) 17 11.8% (2)0 88.2% (15) 42 33.3% (14) 66.7% (28) of gender remained significant (OR 2.62, CI 1.11, 6.18, p 0.028). Hypothesis 2: Informants will attribute depression in women to internal causes and depression in men to external causes Our secondary hypothesis posited that one of the reasons for a potential gender bias in families is that depressive symptoms are more likely to be attributed to external causes in men and internal causes in women. Because only 10.7% (n 59) of the informant reports elaborated on the index’s depression in the open-ended portion, this hypothesis could be examined only on an exploratory level (Table 3). There were 42 informants who attributed depression in a female index. Of these 42 attributions, 14 were attributed to internal causes, and 28 were attributed to external causes. There were 17 informant reports that attributed depression in male indexes, 2 to internal causes and 15 to external causes. We found that depressive symptoms were not more likely to be attributed to external symptoms in men. However, informants were seven times more likely to attribute a female relative’s depression than a male relative’s depression to internal causes (p 0.025). DISCUSSION As predicted, overreporting occurred more often when the index was female rather than male. We also found that internal causes were much more likely to be given as the reason for depression when the index was female. The results from this study support one of the aspects of the artifact hypothesis: that women are more often subject to sex biases in diagnosis. Although we did not examine bias in clinical diagnosis, our results indicate that women are subject to sex biases in the recognition of depression by first-degree relatives. Such a bias could play a role in seeking a diagnosis. If a family member is more likely to discuss the possibility of depression with a female relative than with a male relative, it is more likely that a female will seek a diagnosis or bring up the possibility of depression with a physician. At the same time, if family members are less likely to recognize depression in a male relative, he may not consider the possibility that he is suffering from depression. This implies that the bias in reporting does not stem from women being more in tune than men with their emotional state but rather that other people are sensitizing women to the possibility of depression in themselves. The finding that women are likely to be the index in cases of overreporting can be applied to the Vulnerability-Stress Model as well. The Vulnerability-Stress Model suggests that a woman’s social role makes her vulnerable to depression.15 The assumption this model makes is that women put others first, take “primary care and responsibility for children, home, spouse and dependent relatives,”15(p61) and “often have only one source of gratification in their lives—their families.”7(p78) Today, however, many women are employed or wait to have a family until they have a well-established career, yet the differences in rates of depression between men and women continue to remain high. When our results are taken into consideration, it is possible that the informants are the ones who assume a woman’s social role makes her more vulnerable to depression. Even though women are becoming more empowered, the bias toward believing they are more susceptible to depression remains. The results of this study have several implications. In our sample, it is not that women themselves exaggerate their depression. Rather, others are more likely to report a woman as depressed, even if she herself does not report herself as so. Similar to our findings, Bertakis et al.22 found that the clinicians in their study were more likely to diagnose a woman as depressed even when the level of severity of depression was the same for a man. Our study found a similar dynamic in a nonclinical setting. By not including the clinical diagnosis for the participants in our study, we were able to disentangle the self-reports and the family history reports and examine agreement between a person’s self-report and how others in his or her family reported the absence or presence of depressive symptoms. The willingness of both men and women to consider depression as a female illness more readily is born of precon- 4855_e09_p69-76 2/4/04 1:18 PM Page 75 75 GENDER BIAS AND DEPRESSION ceptions that are far more widespread than clinical settings. It is, therefore, likely that these biases are formed in part by attitudes learned while growing up. More evidence of gender bias is found in the patterns of attribution. Our results found that, overall, informants attributed the depression to external factors. For example, informants attributed depression to divorce and job stress in 31% of all cases in which a reason for depression was given. They also attributed depression in men to alcohol, drugs, retirement, and unemployment, which are all external factors. Depression in women, on the other hand, was frequently explained by menopause, postpartum depression, premenstrual syndrome, or that the woman was “naturally” that way. All of these attributed causes of depression in women are either biological or, as in the case of the last example, an example of internal causality. According to the DSM-III-R, a certain number of mood and physical symptoms must be present in order for a clinical diagnosis of MDD to be given. However, by definition, MDD cannot be caused by alcohol or drugs.32 Also, if the symptoms are due to an event, such as retirement or unemployment, the individual would likely be diagnosed with an adjustment disorder rather than MDD. Of the men in this study who were reported by an informant as having depressive symptoms, most cases would not be classified as MDD because of these exclusions. However, as Calhoun et al.29 point out, men are likely to attribute their depressive mood to external causes themselves. Furthermore, Johnson et al. found that in one study, a clinical bias existed, “such that severe mood problems [were] seen to result from external, rather than internal causes.”35(p.603) If depression in women, on the other hand, is seen as internally caused, it is more likely that they will receive medical attention. As a result, this bias may cause women to get adequate, or possibly too much, medical attention, whereas men may not get enough. There were several limitations to this study. First, all participants in this study were Caucasian, and, therefore, our results may not be generalizable to other ethnicities. Future studies could use a similar approach to this study to examine if the same dynamic occurs across ethnicities. The participants in the YFS were not selected for this particular study. However, this sample, with reports of depression by an individual and by a family member about the same individual, offered us a chance to look at cases within families and, thus, extend the literature on a dynamic that may contribute to gender differences in depression. Another limitation was that self-report of depression was measured by the answers to only three questions. We did not assess the severity of the depression or account for comorbidity of other psychiatric disorders, such as anxiety disorders. Furthermore, both measures only asked for lifetime incidence of depression, and we did not determine any information regarding an individual’s involvement in counseling or the frequency and duration of any depressive episodes. Additional research is needed to further understand the dynamic of gender bias within the family in regard to recognizing depression. Studies examining the way different genders within a family express their feelings and attitudes toward mental health may further explain this dynamic. CONCLUSIONS To our knowledge, this is the first study comparing proxy reports with self-reports to examine gender bias in the family. Our findings suggest that gender bias within the family may contribute to the higher rates of depression in women. This may occur by inflating rates of depression in women by sensitizing them to the possibility of depression in themselves and through processes accounted within families. 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