University of Virginia Office of Development and Public Affairs (DPA) Rewards and Recognition Policy Contact Person: Director of Human Resources and Learning Telephone: (434) 924-3653 Our Mission: To ensure U.Va.’s future by engaging our constituents, telling the University’s story, and inspiring the minds, hearts and generous support of those we serve. PURPOSE The Office of Development and Public Affairs’ Rewards and Recognition Program is designed to encourage employees to contribute to the success of the department and the University through individual performance, continuous service, or through team excellence. The program recognizes achievements and accomplishments that support and contribute to the overall objectives of the University and the Mission and Values of DPA. This plan outlines the variety of ways an individual or group may be rewarded for outstanding contributions. The success of this program is dependent upon employee participation. Employees are encouraged to share ideas and suggestions for improvement with DPA-Human Resources. This is the policy for Development and Public Affairs; the University’s Employee Recognition Plan can be found on the University Policy Directory: Employee Recognition for Classified Staff; University Faculty Salaries and Bonuses; Pay Practices Program for University Staff Employees OBJECTIVES To recognize and promote positive relationships and behavior patterns supportive of individual, team, departmental, or institutional priorities and goals; To provide timely recognition to employees through immediate or planned recognition; To provide various types and levels of recognition based on the significance and impact of contribution; To provide both manager and employee initiated rewards; To educate managers and supervisors on the variety of monetary and non-monetary reward options available to recognize an outstanding employee. TYPES OF REWARDS 1. Performance Recognition Awards: a. “Exceptional Service Award” for excellence in customer service b. “Bright Idea Award” for innovative solutions c. “Above & Beyond Award” for above-expected performance d. “Team Excellence Award” for above-expected team performance DPA Rewards and Recognition Policy-- revised 8.15.2012 Page 1 2. Service Recognition a. Honoring Separating/Retiring Employee Reward b. Service Recognition Award 3. Peer Recognition -“Thanks a Bunch Peer Recognition Award” 4. Phonathon Bonuses 5. Non-Monetary/Informal Rewards The Rewards and Recognition Policy is overseen by the Development and Public Affairs Compensation Management Advisory Committee (CMAC). Day-to-day administration and interpretation is provided by the DPA Human Resources office. COMMITTEE MEMBERSHIP The DPA CMAC consists of the following members: Associate Vice President for Health System Development Associate Vice President for Advancement Services Associate Vice President for Development Associate Vice President of Engagement Associate Vice President for Public Affairs Director of Human Resources and Learning, DPA In addition, one staff member from each of the following areas is appointed by the respective Associate Vice President (AVP) to serve on the committee: Health System Development, Public Affairs, and Development. COMPENSATION FOR REWARDS There are four different ways of compensating rewarded employees. The level of reward and type of compensation is recommended by management and is subject to approval by the AVP and CMAC. Monetary – cash rewards added to the employee’s paycheck and taxed as income if over $100. Gift Card or Gift Certificate – reward used at a place of business, amount is considered taxable income. Non-Monetary Reward – a gift. Examples include books, umbrella, pens, mugs, chairs, etc. Recognition Leave – leave time added to the employee’s leave balances. This leave must be used within 12 months of receipt but the time off must also be pre-approved by the supervisor when it is used. I. PERFORMANCE RECOGNITION ELIGIBILITY This program is applicable to all full-time and part-time staff, faculty, and wage employees. Wage employees are not eligible for recognition leave. Faculty employees are eligible to receive recognition leave and tracking that leave will be the responsibility of the manager and employee. DPA Rewards and Recognition Policy-- revised 8.15.2012 Page 2 FREQUENCY OF REWARDS DPA holds two Compensatory Management Advisory Committee (CMAC) meetings per year, approving performance recognition rewards effective in October and April. Rewards submitted for these cycles may be for Level 1, Level 2 or Level 3. Level 1 reward requests may be submitted at any time during the year to provide timely recognition for outstanding performance. While the CMAC still pre-approves these rewards, it is done outside the normal meeting schedule. Peer recognition rewards may also be done at any time throughout the year. LEVELS OF REWARDS The University of Virginia has three levels of recognition: Level 1 – This is the first level to recognize a superb job on a project, task, or activity including outstanding support of day-to-day business operations/processes, or for suggestions leading to the improvement of a work process, workflow or customer service. Student caller bonuses and Peer Recognition rewards are within this level. Up to $500 cash/gift-card And/or one (1) day of recognition leave Level 2 – This is the second level intended to recognize sustained outstanding achievement and/or contribution above and beyond standard job requirements or to recognize suggestions leading to the improvements in the work process, workflow or customer service. Up to $1,000 cash/gift-card And/or up to three (3) days of recognition leave Level 3 – This is the third and highest level that may be given to an individual or team to recognize a major extraordinary achievement and/or extraordinary contribution requiring maximum effort that significantly impacted customer service and productivity that is not likely to repeat itself. Up to $2,000 cash/gift-card And/or up to five (5) days of recognition leave Note: The total of monetary and non-monetary rewards shall not exceed $2,000 per classified staff employee or $3,000 per University staff or faculty employee per fiscal year and/or up to 5 days of recognition leave per employee, per fiscal year. DPA Rewards and Recognition Policy-- revised 8.15.2012 Page 3 EXCEPTIONAL SERVICE AWARD, BRIGHT IDEA AWARD, ABOVE & BEYOND AWARD, AND THE TEAM EXCELLENCE AWARD Note: Each of these award types may be designated Level 1, Level 2 or Level 3. Goal/Objective: To recognize excellent customer service, outstanding performance, team completion of a project or ideas that make a significant difference. These are contributions which can directly impact our relationship with prospects, donors, the media, foundations, internal schools and units and the general public. Process: These awards are management-initiated. Once a manager has decided to pursue an award, he/she should determine which category and level is most appropriate. DPA-HR will announce a call for recommendations for the CMAC cycles approximately two months in advance. If there is a need for recognition off-cycle, a Level 1 recommendation may be made at any time during the fiscal year. The supervisor/manager completes the Recognition Award Request Form, obtains the respective AVP’s approval, and submits to DPA-HR. Once CMAC approval is obtained, DPA-HR prepares a letter to be given to the employee by the direct supervisor. Criteria for Awards: The employee demonstrates initiative, motivation, positive attitude, outstanding contributions or accomplishments above and beyond job performance expectations. Employees must have had a performance rating of “Effective” or above to be eligible for one of these awards. The award may be Level 1, Level 2, or Level 3. RECOGNITION FOR REWARDS CMAC reward recipients may be recognized at a DPA All-staff meeting, in the DPA-HR newsletter, or through other media or events. Additionally, one or more recognition events exclusive to Level 1-3 reward recipients may be hosted by the Senior Vice President. Any such events will be coordinated between DPA-HR and the Senior Vice President’s office. Note: if nominated for multiple awards throughout the year, the reward recipient will be invited to one of these events. II. SERVICE RECOGNITION HONORING SEPARATING/RETIRING EMPLOYEES Goal/Objective: To recognize and show appreciation to employees who have worked and are ending employment in the Office of Development and Public Affairs Process: The separating/retiring employee’s manager will be responsible for initiating the award. This type of award may be pursued at any point during the fiscal year. The supervisor/manager completes the Recognition Award Request Form, obtains the respective AVP’s approval, and submits to DPA-HR. Typically, this type of award is non-monetary. The form should list what the non-monetary gift is (i.e. a Jefferson Chair). The form must be submitted prior to a purchase being made. DPA-HR will notify the supervisor when approval has been obtained from University Human Resources. DPA Rewards and Recognition Policy-- revised 8.15.2012 Page 4 Criteria for Awards: Employees being terminated for cause will not be eligible for this award. Years of service for these purposes are determined by time served within the Office of Development and Public Affairs. The following limits are placed on this type of award: 1-2 years. A group event and/or gift, not to exceed $50. 2-5 years. A group or department event and/or gift, not to exceed $150. 5+ years. A group or department event and/or gift, not to exceed $750. HONORING YEARS OF SERVICE Goal/Objective: To recognize and reward significant service to the Office of Development & Public Affairs and its units. Criteria for Awards/Eligibility All salaried employees employed by DPA or one of its units. Service is calculated based on total employment (at least 20 hours per week) by DPA. University employment prior to joining DPA is not considered in the service calculation. An adjusted service date will be calculated for an employee who leaves and then rejoins DPA. Service will be counted in full years, and will be calculated by DPA-HR. Levels of Awards: 5 years - $50 or 1 day recognition leave 10 years - $100 or 2 days recognition leave 15 years - $150 or 3 days recognition leave 20 years - $200 or 4 days recognition leave 25 years - $250 or 5 days recognition leave 30 years-$300 or 5 days recognition leave The value of the award will be included in the total annual rewards and recognition limit available to each employee ($2000 for classified staff; $3000 for University staff or faculty; 5 days of leave). Awards will be presented at an annual event; units also have the option of providing separate recognition to individual members who receive awards. Funding: Funding for awards will be provided by the unit in which the recipient is employed. DPA-HR will provide funding for a central award event. III. PEER RECOGNITION THANKS A BUNCH PEER RECOGNITION AWARD Goal/Objective: To acknowledge acts of kindness, high level performance or exemplary attitude of a DPA employee by granting a non-monetary award among peers. DPA Rewards and Recognition Policy-- revised 8.15.2012 Page 5 Process: To nominate an employee, the employee should complete the online nomination form and submit it electronically to DPA-HR. Nominations must detail a specific event and identify what the employee has done outside of the normal course of work. DPA-HR will obtain the supervisor’s and the AVP’s approval and ensure that the reward does not exceed any of the limits outlined in this policy. Once all approvals are obtained, the nominating employee will receive the form back via email to deliver to the nominated employee (they may decline this opportunity, at which point DPA-HR will follow through). The nominated employee then completes the form selecting their choice of reward and returns it to DPA-HR. Nomination forms are available on the intranet site at www.dev.virginia.edu. Criteria for Awards: The employee demonstrates initiative, motivation, positive attitude, kindness or accomplishments above and beyond job performance expectations that are tied to a specific time and event. The peer recognition award should not be used as commendation for a “job well done”, rather it should be something specific and extraordinary. Typically, these awards will recognize colleagues in other DPA departments rather than that of the nominating employee. The award entitles the recipient to a choice of a $25 gift card or 2 hours of recognition leave. Recognition leave is added to the leave balances and must be approved in advance by the supervisor prior to being taken. Health Systems Development (HSD) also uses this program to recognize individuals who, through service to others and/or in support of the engagement objectives of the Office of Health System Development tied to a specific time or event, exceed expectations in upholding and advancing Health System Development’s Core Values. This award entitles the recipient to a choice of a $15 gift card from a selection of various retail options or a Jeans Day Pass, enabling the recipient to wear jeans to work on the date of their choice (dependent on AVP approval). IV. PHONATHON REWARDS PHONATHON BONUSES: Goal/Objective: Phonathon bonuses are designed to motivate performance and behaviors of students working in the call center. Several types of rewards have been designed to target preferred behaviors and outcomes including those listed below. The Phonathon manager reserves the right to acknowledge achievements of students via the regular level 1 criteria established in this policy. The Lifetime Solicitation Award acknowledges student worker callers in the DPA Phonathon who excel in fundraising and is intended to encourage the callers to continue working at the Phonathon for the duration of their student tenure. These rewards are motivating in nature, promote goal-setting and also encourage the callers to put more effort into each call. The Referral Bonus is granted to student workers who refer other students who become employed by the Phonathon. The referral bonus program will begin at the first month of each new semester and run approximately two months. Any applicants referred by current active students must be interviewed and hired within that time frame. The referred student must work six full shifts for the referrer to receive the bonus. Training shifts count towards that total. The referral bonus is $25 per new student worker hired. New Donor Bonus is a secondary component of the Lifetime Solicitation Award that recognizes first time gifts. For every new gift that a caller obtains, the caller will receive $1. This award will DPA Rewards and Recognition Policy-- revised 8.15.2012 Page 6 be given at the end of the fall and spring semesters, but will only reflect the number of new gifts in the given semester. (This award is not based on historic totals). Caller of the Week is chosen to receive a $10 gift card as caller of the week. The caller of the week is recommended by the student supervisors and chosen by the Phonathon manager on the basis of relevant performance criteria such as call volume, demonstrated commitment to the program, dollars raised, creativity and enthusiasm, and being a team player. Nightly Goal Bonus is given to students who exceed their nightly goals throughout the semester. Callers will be given bonuses equivalent to one or more hours’ pay by achieving their goals. These bonuses will be compiled and submitted on a semester basis, along with the lifetime dollars raised and new donor bonuses. Process: These rewards are maintained and tracked by the Phonathon manager. Lifetime Solicitation Awards are provided twice annually. Rewards must be submitted to DPA-HR for approval and tracking. Criteria for Awards: Callers receive a bonus based on how much money they raise. The following scale is used for the Lifetime Solicitation Award: Fundraising Total $0.00 - $9,999 Award Amount $10 $10,000 - $14,999 $20 $15,000 - $24,999 $25 $25,000 - $49,999 $35 $50,000 - $74,999 $50 $75,000 - $99,999 $75 $100,000 - $149,999 $100 $150,000 - $199,999 $150 $200,000 - $249,999 $200 $250,000 - $299,999 $250 $300,000 - $349,999 $300 V. OTHER REWARDS NON-MONETARY, INFORMAL REWARDS Goal/Objective: Realizing that people are motivated by different types of rewards, DPA supports nonmonetary recognition which can improve morale, help to build feelings of confidence and satisfaction and motivate positive behaviors. DPA Rewards and Recognition Policy-- revised 8.15.2012 Page 7 Process: A Recognition Award Request Form must be completed for all non-monetary rewards and approval must be obtained before the reward is presented. Non-monetary awards can occur throughout the fiscal year and do count toward the limits for rewards for the fiscal year. Employees are taxed for non-monetary awards above $100. Forms are available on the intranet or by contacting a DPA-HR representative. Criteria for Awards: DPA Managers are encouraged to provide a comprehensive offering of rewards to all employees to include: celebratory surprises to provide for formal or informal acknowledgement, assignment of varying job duties, flexible schedules, the opportunity to learn new skills and an increased role in decision-making. Non-monetary, informal rewards are also any type of small gift item such as an umbrella, movie tickets, etc. DPA encourages managers to explore such options for non-monetary, informal recognition rewards. An idea list of such rewards is maintained on the DPA-HR intranet site. Non-monetary rewards may be given for a variety of reasons, including the ones listed above for other rewards. BUDGETING FOR REWARDS The recognition and award program is funded by discretionary departmental funds. Supervisors and managers are encouraged to be cognizant of budget considerations; however, it is DPA’s policy that no award be rejected on the basis of budget alone. The CMAC reserves the right to reevaluate the budgeting of rewards at any time. DPA Rewards and Recognition Policy-- revised 8.15.2012 Page 8