Research Briefing for Business Social & Sustainable Development Education and research will be key factors in enabling New Zealand to be a sustainable nation. At the Waikato Management School our purpose is to inspire fresh understanding of sustainable success in a connected world. This fresh understanding will be achieved through our high quality research that can influence policy makers; through the knowledge and the values that our graduates take into the workforce; and through our continued consulting with business. Sustainability is not just about environmental, social and economic issues; it also has a cultural dimension. In the face of globalisation, societies seek to preserve their cultural values and community identity and still participate in the global economy. I believe New Zealand is awakening to the opportunities of sustainability, though we are still in the early stages. Our nation is yet to fully-grasp the potential for sustainability and how it can create wealth and well being and authenticate New Zealand’s competitive advantage as a clean, green and ethical nation. In contrast with the traditional university approach of creating a centre to study sustainability, the Waikato Management School embraces sustainability at the heart of our activities. We see sustainability as central to the future of business. This research briefing for business is designed to give you an insight into some of the quality research activities being conducted by Waikato Management School staff in the area of social and sustainable development. Feel free to contact staff regarding the projects. Your feedback and interest in these research projects would be welcomed. Yours sincerely Mike Pratt Dean Waikato Management School 1 Contents Environmental Taxation ............................................................................................................. 3 Sustainability Reporting ............................................................................................................. 4 Systematic Modelling for Understanding Not-for-Profit Systems ............................................. 5 Sustainable Core Competencies for Start-Up Firms .................................................................. 6 Maori Sustainable Development in Te Puku o Te Ika ............................................................... 7 Economic Impacts of Tourism in the Coromandel .................................................................... 8 Strategic Clustering for Community Sustenance ....................................................................... 9 Sustainable Taxation ................................................................................................................ 10 ICTs & New Zealand Primary School Boards of Trustees ...................................................... 11 International Trade Reform: Impacts on NZ and the Environment ......................................... 12 Water Economics and Policy ................................................................................................... 13 Economic Impacts of Tourism in the Waikato......................................................................... 14 An Emerging Virtual Community of Practice of Innovators ................................................... 15 Assessment of Demand for a Pacific Islanders’ Cultural Centre in Auckland ........................ 16 Business School Education for Sustainability.......................................................................... 17 Business Awards & Higher Performance................................................................................. 18 Harnessing Private Enterprise to Achieve Sustainable Development ...................................... 19 New Zealand Business and Sustainability ............................................................................... 20 Governance and the Waikato River ......................................................................................... 21 Customer Relations .................................................................................................................. 22 A Growth and Innovation Acceleration Process for Small &Medium Enterprises ................. 23 Futuristic Rural Landscapes ..................................................................................................... 24 Resident Attitudes Into Tourism – the Case of Raglan ............................................................ 25 Energy Economics and Climate Change .................................................................................. 26 Parameters To Predict Not-For-Profit Business Success ......................................................... 27 Enhancing Road Transport for Regional Development ........................................................... 28 Evaluation of Iwi Social Services ............................................................................................ 29 Parallels Between Diversity Management and Employee Management ................................. 30 Irrigation Development and Rehabilitation in Asia ................................................................. 31 Perceptions of Auckland as a Tourist Destination ................................................................... 32 Sustainable Development of the Lake Taupo District ............................................................. 33 2 This research briefing is printed on recycled stock. Environmental Taxation Researchers: Associate Professor Frank Scrimgeour, Waikato Management School, and Professor Ken Piddington, University of Waikato. Research Project Summary: This research explores the potential of environmental taxes to bring the costs of pollution and use of the environment (negative externalities) into the price of all goods and services. It is frequently argued that environmental taxation produces a double dividend. That is, this form of taxation both increases economic efficiency and enhances the environment. The research defines environmental taxes, provides a conceptual analysis of environmental taxes and double dividends, documents international experience with environmental taxes and identifies opportunities to enhance the effectiveness and relevance of its tax system. Why is this research important to New Zealand business? Green taxation is a policy of the Greens in New Zealand and of many OECD countries. This research is important to clarify what potential there is to enhance sustainability through the use of environmental taxes in New Zealand. To this end this research has involved collaboration with major New Zealand companies, government departments and other interested parties. Contact details: Dr Frank Scrimgeour, 07-838-4415, scrim@waikato.ac.nz 3 Sustainability Reporting Researchers: Kate Kearins, Waikato Management School, and Sharon Livesey Fordham University, New York. Research Project Summary: This project looks specifically at the emerging genre of corporate social and environmental reporting in terms of the language and metaphors (discursive strategies) employed in promoting company sustainability efforts. The researchers’ long term interests in The Body Shop International and Royal Dutch/ Shell Group respectively came together in the first of a series of papers which examines these companies "pioneering" social reports. In these cases we show how this type of reporting aims to re-story the progress myth by deconstructing the polarity between profits and principles and thus constituting new premises for sustainable business practice. We analyse the common discursive strategies deployed in these reports—for instance, the interpolation of sentimental discourses of caring/passion with more rationalist discourses of business economics and accountancy. We explore how such reports might work to potentiate more democratic decision-making and communication, as well as new forms of managerial control. Further work on The Body Shop and Royal Dutch/Shell Group’s efforts is ongoing as is analysis of other companies’ sustainability reporting, including other research partners. Why is this research important to New Zealand business? An increasing number of New Zealand businesses are producing or contemplating producing sustainability or triple bottom line reports. Although there is research which examines the rationalities surrounding reporting, and increasing avenues of assistance including that of more experienced reporters and the development of indices, many reports acknowledge the process of reporting presents challenges to established modes of doing business – and that they are embarking on a ‘journey’ towards but not actually achieving sustainability. Examination of these dilemmas and of both the products and impacts of current reporting efforts may promote greater understanding and hence assistance in moving towards more sustainable business and organisational practice. Contact details: Kate Kearins, 07-838-4112, knk@waikato.ac.nz. 4 Systematic Modelling for Understanding Not-for-Profit Systems Researchers: Dr. Eric Deakins, Waikato Management School, Beverly Steele. Research Project Summary: This research involves a series of researcher interventions aimed at developing models to support managers in NZ’s not-for-profit business sector. Utilising learning organisation principles, the first phase of the research involved the Trust Board and staff of a community-based early learning centre in achieving a shared understanding of their unique contribution to the world and a deeper understanding of key trends and stakeholder influences. Creation of a shared vision of a transformed workplace/learning environment, and enhanced stakeholder relationships, was aided by system dynamics modelling and 3D virtual modelling tools to portray feedback relationships and a range of alternative futures. This phase culminated in the total refurbishment of existing facilities as a catalyst for increased profitability via enhanced professional services, empowered staff, and enhanced image. The most recent phase of intervention has involved envisioning a custom-built learning environment for older preschoolers that incorporates a proven, progressive learning curriculum stressing child-centred education and family and community involvement. The next phase involves evaluation of the new facility and its impact on stakeholders to refine the management processes and models being developed. Why is this research important to New Zealand business? Robust models are needed by hard-pressed managers in the not-for-profit business sector to help them more effectively manage scarce resources and achieve the highest quality products and services. This research shows that relatively unsophisticated community groups can utilise learning organisation principles and systematic modelling to envision high-leverage futures with the potential to generate tangible value for the various stakeholder groups. In the context of the early learning education sector being investigated, the link between quality preschool education and higher educational achievement is well established. Widespread industry adoption of the identified enabling management processes has the potential to increase the quality and extent of early childhood education and ultimately can increase the number of high educational achievers entering the workforce, to the benefit of all NZ businesses. Contact details: Eric Deakins, 07-838-4565; edeakins@waikato.ac.nz. 5 Sustainable Core Competencies for Start-Up Firms Researcher: Jens Mueller, Waikato Management School. Research Project Summary: New Zealand generates more start-up businesses based on its entrepreneurial business climate, than many other countries. Most of the new firms operate without structured external support, while some others attach to innovation parks or mentoring schemes to develop their business. We will analyse firms which have applied for admission to an innovation park, to determine what resources are required most frequently, to develop sustainable core competencies in those firms. The outcome of this research will aid innovation parks, Government agencies, private mentoring groups, funding sources and others to target their efforts more effectively. Why is this research important to New Zealand business? Start-up firms, by their very definition, have little history to learn from. We propose to develop a list of resources which will be more likely than others, to catapult a new firm to the level of sustainable operation. Our research will create a blueprint for many organisations around the country, and firms and their management, of key activities, competencies, warning signs and support needs. Based on this list, stakeholders with an interest in the creation of sustainable growth can compare for each firm in which areas resources need to be applied. This will improve the firms’ likelihood of sustainable commercial success. Contact details: Jens Mueller, 025-516-326, mueller@waikato.ac.nz. 6 Maori Sustainable Development in Te Puku o Te Ika Researchers: Dr Tamati Reedy, School of Maori and Pacific Island Development, Dr Russell Bishop, School of Education, (University of Waikato), Dr Frank Scrimgeour, Dr John Gibson, Dan Marsh, Catherine Iremonger, Kim Barclay-Kerr, Waikato Management School; Dr Garth Harmsworth, Landcare Research, and iwi researchers from Runanaga and Maori Trust Boards of Ngati Porou, Tauranga Moana, Ngati Raukawa, and Te Arawa. Research Project Summary: This project examines and develops capacity building for Maori Sustainable Development in Maori Trust Boards and related organisations. This encompasses social, economic, environment, cultural values and capital. The project outcomes include an ethical investment decision-making computer model (which takes into account the “quadruple bottom line”), a population scenario planning model, reports on SWOT analysis, market opportunity, strategic planning, developing indicators, a Maori Sustainable Economic Development website, and the Maori Environmental Business Network. Why is this research important to New Zealand business? Maori are a significant part of NZ society and the economy. Maori are the indigenous people with whom the NZ Government has a strategic partnership under the Treaty of Waitangi. The inclusion of culture is important for sustainable development. The United Nations, recognises the importance of indigenous cultures for sustainable development, and has set a goal for all nations to ensure that their indigenous peoples’ role in sustainable development are strengthened and empowered. Maori culture is a major component in Maori Sustainable Development, and international trade by all NZ businesses. Many development processes impinge on indigenous peoples rights and resources, and as a matter of social responsibility and ethics, it is important to limit and mitigate adverse impacts on indigenous people and the environment from development, business activities, and investment. Contact details: Dr Frank Scrimgeour, 07-856-2889 ext 4415, scrim@waikato.ac.nz, or Catherine Iremonger, 07-856-2889 ext 6444, cath10@mngt.waikato.ac.nz. 7 Economic Impacts of Tourism in the Coromandel Researcher: Chris Ryan, Waikato Management School. Research Project Summary: The Department of Tourism Management has worked with Tourism Coromandel for four years with a view to better inform the Regional Tourism Organisation as to the nature of tourism and its impacts. It has undertaken not only a summer survey of visitors in each of these years, but in different years has examined the impacts of tourism on the farming, professional business and retail sectors. This has been undertaken by specific surveys aimed at the businesses concerned. Why is this research important to New Zealand business? Tourism is an industry that generates a series of indirect employment and income impacts. For example these studies indicated that agricultural produce sales to visitors in the Coromandel represented revenue in excess of that part of the rates that the local farming sector were paying toward the support of Tourism Coromandel. This was even before taking into account farmers more direct involvement in the industry through farm based attractions. Failure to recognise indirect impacts leads to the type of poor planning shown by the British Government in the foot and mouth outbreak of 2000/2001 when the slaughter policy and associated countryside closure led more monies being lost to the UK economy from a loss of tourists than any loss incurred by the agricultural industry. Contact details: Chris Ryan, caryan@waikato.ac.nz. 8 Strategic Clustering for Community Sustenance Researchers: Dr Kathryn Pavlovich. Waikato Management School. Research Project Summary: This research examines the interface of organising through the integration of economic, social, environmental and spiritual values within local communities. Underlying this perspective is an ecosystem of cooperation among businesses through the use of strategic alliances, networks and clustering activities that form for the co-construction of knowledge. Individual projects explore how collaboration occurs to create vibrant and rich local economies. Multiple sectors are involved: core firms, supporting firms, social infrastructure and hard infrastructure. The interdependence of these collaborative clusters and/or networks forms mutually interdependent macrocultures of specialisation that can become the life-force of sustenance within the community. By collaborating, the firms share information and resources so that they increase productivity and build knowledge within the system. At the same time, notions of trust and interdependence - socially, environmentally and culturally means longer term outcomes become important in the building of richer local contexts. Research contexts currently include: Waitomo Tourism Destination; Hawkes Bay Wine and Food Cluster; Organic Food Industry and Nelson Deepsea Fishing Cluster. Other projects are also included in a forthcoming book. Why is this research important to New Zealand business? New organisational forms are being created within the business community. The old ways of singular short term economic performance are giving way to new forms of collaborative alliances and clustering with competitors, complementors and community partnerships. This research takes a wider strategic focus as it examines these integration activities. While the long term focus is on local community and regional development, it is through the examination of economic activities that we can understand how integration can be achieved for long term outcomes. This research is of interest to local and national government planners, and to organisations that wish to lead their communities forward. Contact details: Kathryn Pavlovich, 07-838-4837, kpav@waikato.ac.nz. 9 Sustainable Taxation Researchers: Keith Hooper and Kate Kearins, Waikato Management School. Research Project Summary: This project traces the history of taxation in New Zealand with an emphasis on taxation on Maori. With the benefit of hindsight and new intellectual framings, government revenue derived from particular sources is shown as inherently unsustainable forms of taxation with unsustainable effects. Government revenues derived from early land sales and the colonial policy of “pre-emption” could be construed as forms of capital gains tax on Maori. Legislation effecting confiscations and public works imperatives with minimal compensation could again be seen as a form of taxation, not as capital gains tax so much as a form of wealth taxation. Such taxes are not unusual in Eurocentric tax law but it is unusual to levy them on a racial basis. Moreover, levied in these forms, they were simply unsustainable as from 1840 to 1920. Although vast revenues were transferred to the Crown through these mechanisms, Maori land as a source of revenue was effectively exhausted. By contrast, bringing our analyses into the present through just one example, applications from Maori organisations to gain charitable, tax-exempt, status have not found legislative approval. Why is this research important to New Zealand business? Land revenues were a significant part of the Crown’s income for some eighty years but were unsustainable. With their assets depleted, Maori were impoverished except for a rump of reserves held by various Maori organisations. Distributions of income from these reserves are taxed at the standard rate (resident withholding tax of 33%) leading to over-taxation as many of the beneficiaries are on lower tax rates. Past parliaments have had no difficulty levying discriminatory taxes and there is now a strong case for legislation to treat Maori organisations as special charities. By enabling Maori organisations to distribute income tax free, cases of over-taxation would be avoided and the cause of bi–culturalism promoted. This research has received financial support from the Crown Forestry Rental Trust. Contact details: Keith Hooper, 07-838-4249, kch@wakato.ac.nz., Kate Kearins, 07-8384112, knk@waikato.ac.nz. 10 ICTs & New Zealand Primary School Boards of Trustees Researcher: Suzanne Grant, Waikato Management School. Research Project Summary: Regardless of one’s individual perspective, the use of information and communication technologies (ICTs) is becoming increasing prevalent across many aspects of society, promoted in part by initiatives such as e-commerce and egovernment. The extent to which growth in ICTs and associated activities is occurring in the not-for-profit sector of society is explored in this research, with a view to developing a revised process of not-for-profit governance that reflects the usefulness of ICTs in fulfilling the requirements and interests of multiple stakeholders. Recognising the diversity of the notfor-profit sector, school boards of trustees are the focus for the study. Case studies of up to six schools will be developed, allowing influences on, and consequences of, ICT adoption and usage to be considered for individual schools as well as across the research group. The key purpose of this study is to contribute towards a better understanding of the impact and potential improvements in governance, management and leadership that may be able to be obtained through a Board’s choice of, or commitment to, ICTs. Why is this research important to New Zealand business? The ability of School Boards of Trustees to perform their governance task impacts upon the success of their school - which in turn impacts upon the education of our future generation. Providing a link between school and community, the Board of Trustees is often the first contact when a business has dealings with a school - be it for supply/purchase of resources or for a potential sponsorship partnership. How a school approaches its governance role (including use of technologies), will impact upon any business/school/community relationship. A better understanding of these processes and influences benefits all parties concerned. The role of school trustees as individuals who are contributing their time and skills should not be overlooked. These individuals may also be employers, employees and consumers. The trustees in this research will have the opportunity to further develop their knowledge, skills and capabilities; with regard to such areas as governance, management, leadership and ICTs generally. The benefits of this capacity building will flow through to their other activities, eg: work, family and leisure activities. Contact details: Suzanne Grant, 07-838-4466 extn 6052, slgrant@waikato.ac.nz. 11 International Trade Reform: Impacts on NZ and the Environment Researchers: Anna Strutt, Waikato Management School, with Allan Rae, Massey University. Research Project Summary: This research includes several projects that examine the potential impact of international trade agreements on the New Zealand economy and on the environment. We model and quantify the anticipated impacts of a range of different trade reform scenarios, including the new WTO Round. Global trade barriers are especially large for dairy and beef products; these are export industries of particular significance to New Zealand and potential gains from reform are large. However, further liberalisation of agricultural markets may give rise to environmental concerns. In addition to examining the welfare, output and employment impacts of further reform, we examine the consequences of agricultural trade reform on the natural environment. Why is this research important to New Zealand business? If the barriers to international trade are reduced, large potential gains exist for New Zealand business, New Zealand consumers and the New Zealand economy. The stakes are high, particularly for New Zealand agriculture. Our work explicitly analyses the gains from further trade reform and addresses issues that may help to minimise adverse consequences. Concerns that increases in international trade may harm the environment may lead to further distortions to international trade, rather than contributing to the formulation and implementation of improved environmental policies. Improved information should assist trade negotiations to move forward so that the gains from further liberalisation can be realised with appropriate policies in place to help ensure the sustainability of increases in world trade. Contact details: Anna Strutt, 07-838-4958, astrutt@waikato.ac.nz 12 Water Economics and Policy Researchers: Associate Professor Frank Scrimgeour, Dan Marsh, Siham El-Kafafi, Waikato Management School. Research Project Summary: This research analyses the allocation, pricing and protection of water resources in New Zealand. This includes water used for agricultural and urban uses. The research addresses issues of quantity and quality, management processes and environmental and economic outcomes. The work is collaborative with government departments and regional councils. Why is this research important to New Zealand business? Adequate water of high quality is essential for households and firms. New Zealand’s infrastructure is aging and its policies are costly. This research has the potential to enhance the efficiency of water allocation and management and so facilitate environmental protection, economic growth and an enhanced quality of life. Contact details: Dr Frank Scrimgeour, 07-838-4415, scrim@waikato.ac.nz 13 Economic Impacts of Tourism in the Waikato Researcher: Chris Ryan and Warren Hughes, Waikato Management School. Research Project Summary: This study involved a survey of businesses plus an input-output analysis leading to the calculation of multipliers relating to tourism in the Waikato. Using very conservative approaches it was nonetheless concluded that tourism contributed over $400 million to the regional economy. The study was commissioned by Tourism Waikato. Why is this research important to New Zealand business? Such research as this helps justify the expenditure by local authorities on the support of tourism. Such support is often justified on the premise of ‘market failure’ where an industry comprised of numerous small businesses, often family based, have very limited funds with which to attract an overseas and domestic market. However, the expenditure of rates on the promotion of a specific industry is not without controversy, no matter how much it can be argued that the availability of tourism attractions represent new recreational facilities for local people that can help retain populations and attract new businesses. This study was able to indicate that such expenditures were justified. Contact details: Chris Ryan, caryan@waikato.ac.nz. Lynda Keene, Tourism Waikato. 14 An Emerging Virtual Community of Practice of Innovators Researcher: Annick Janson, Waikato Management School. Research Project Summary: This research includes a series of projects, with the aim of developing a model for virtual networking which assists New Zealand entrepreneurs and innovators to commercialise their ideas. The first stage of the research involved establishing two different online forums to discuss the specific factors that optimise and inhibit collaboration in a virtual community of practice of innovators. As a result, members of one of the ‘study’ networks have chosen to remain active, forming the nucleus of the Innovators Online Network. Its first activity as a group is helping facilitate a project to create a new Venture Capital stream into New Zealand through active networking. Other projects to follow include investigating the protocols of successful business networking and laying the foundations for an active networking model in order to develop a novel business decision making tool. Why is this research important to New Zealand business? Virtual networks associated with innovation processes potentially offer a powerful new organisational model for creating value and wealth. Yet not enough is known about how they form, can be sustained, and how trust – critical for optimising business opportunities – is established. This research is already demonstrating that New Zealanders working around the world can build a virtual ‘community of purpose’ which generates tangible value for innovators and entrepreneurs. A greater understanding of the process and critical factors will increase the potential for such networks to be replicated, allowing accelerated commercialisation of New Zealand innovation and continuing support for sustained success. Contact details: Annick Janson, 07-838 4466 ext 6226; 021-151-0834, annick@waikato.ac.nz 15 Assessment of Demand for a Pacific Islanders’ Cultural Centre in Auckland Researchers: Jenny Cave, Chris Ryan and Charlie Panakera, Waikato Management School, Hamilton. Research Project Summary: This study involved discussions with Pacific Island communities and organisations in Auckland and the assessment of resident perceptions about a proposed cultural centre based on Pacific Island people’s culture to be built in Auckland. Why is this research important to New Zealand business? The study represents an appreciation of the importance of local communities as a base for both tourism product initiatives and as generators of demand for resultant products due to the visiting friends and relatives market. The study also analysed the importance of perceptions with reference to product development, and through the use of neural network analysis showed how perceptions might be measured. Contact details: Jenny Cave, jenny.cave@waikato.ac.nz, Chris Ryan caryan@waikato.ac.nz. 16 Business School Education for Sustainability Researchers: Kate Kearins, Waikato Management School, and Delyse Springett, Massey University. Research Project Summary: This ongoing project looks at the opportunities and challenges business schools face in educating students about sustainability. There are three parts to this research. First, the case for incorporating sustainability into business school curricula is examined from both idealistic and pragmatic perspectives. This work has been published in Sustainable Development. Second, the methodology for teaching environmental management/sustainability electives in two New Zealand business schools is presented in a paper currently under second review for Journal of Management Education. The paper elaborates a critical theoretical perspective based on three key skills of reflexivity, critique, and social action / engagement and illustrates these skills through the framing of such elective courses and through possible class exercises. The third part of the project seeks to examine current business school practice in educating for sustainability through survey research and interviews. Why is this research important to New Zealand business? This research project seeks to more fully examine the current situation in business school education and provide some assistance in moving the sustainability agenda forward, both philosophically and pragmatically. Contact details: Kate Kearins, 07-838 4112, knk@waikato.ac.nz. 17 Business Awards & Higher Performance Researcher: Jens Mueller, Waikato Management School. Research Project Summary: Many of New Zealand’s cities and regions offer business award competitions, mostly through the local Chamber of Commerce. Although the purpose of these awards is ostensibly to highlight the best performers in each region, we presume that one of the effects of such competitions could be for competing firms to accelerate their growth and performance, possibly by learning from the winning businesses, or by attempting to win themselves. We will investigate the performance of regional firms before and after their participation in business award events, and attempt to determine whether these events create an environment in which sustainable growth is created and accelerated. Why is this research important to New Zealand business? Business award events highlight better performing firms in a region, and usually allow for several different categories in which firms compete. If business awards can be shown to have a lasting stimulating effect on business performance, these programmes can be used to accelerate regional growth. It is presumed that certain categories create a greater interest among businesses, and we will attempt to develop a business award scheme which would maximise the opportunities for regional growth, guiding organisations in the development and positioning of award schemes. Contact details: Jens Mueller, 025-516-326, mueller@waikato.ac.nz. 18 Harnessing Private Enterprise to Achieve Sustainable Development Researcher: Steven Lim, Waikato Management School, Hamilton. Research Project Summary: We approach the sustainable development debate in a novel way, by linking large businesses to positive environmental, community health and social outcomes in developing countries. The novelty arises from the mechanism by which large businesses might indirectly contribute to the welfare of the local population, despite following a strictly profit-maximisation approach. The flavour of the argument is as follows. Low household incomes can lead to adverse economic, social and health outcomes. The poor become even further excluded from market opportunities, exacerbating pressure on the natural environment as households seek to boost their incomes from alternative sources, such as natural resource exploitation. The key is to break the poverty-environmental degradation cycles with decisive interventions, including the creation of jobs to alleviate poverty in the first place. As we seek to demonstrate, the private sector, working in tandem with appropriate non-government organisations, the government and local villagers, can have a pivotal impact in reducing poverty and improving environmental outcomes. Why this research is important to New Zealand business: As lower wages in developing countries induce New Zealand manufacturing companies to relocate their production overseas, the companies become open to criticism that they are exploiting low wage workers. This criticism can hurt business profits. Our research attempts to demonstrate that under certain conditions the opposite may hold. Indeed, preliminary results indicate a positive impact of private business on poverty reduction, decreased pressure on the environment, and improved community health outcomes, such as reduced spread of HIV/AIDS. Moreover, the presence of international firms creates a market for workers’ rights, as the newly arriving companies compete with incumbents to secure higher quality workers. By publicising the indirect contributions of their overseas activities, New Zealand firms will be better placed to improve their bottom lines. Contact details: Steven Lim, 07-838 4315; slim1@waikato.ac.nz. 19 New Zealand Business and Sustainability Researchers: Kate Kearins, Waikato Management School, Markus Milne, University of Otago, Richard Morgan, University of Otago, and Rob Gray, Glasgow University. Research Project Summary: This research investigates the “sustainability” practices of NZ organisations. It aims to evaluate the extent to which NZ business is responding to the pressure to become more “sustainable”, and investigates three key themes. First, how do NZ businesses conceptualise “sustainability” as portrayed through their external “sustainability” or “triple-bottom-line” reports and other public acts and statements, and how do these differ from conceptualisations portrayed in the broader economic, political, environmental and social literatures? Second, how do NZ businesses operationalise sustainability concepts, and what internal organisational changes are taking place as a result? Third, how is NZ business management decision-making being affected by the new emphasis on “sustainable” operations? The programme seeks to explore the changes taking place in organisational members’ visions, goals and behaviour, and the role language and discourse play in such changes. Of interest is whether traditional economic goals become re-aligned with, and perhaps subordinated to, social and environmental goals as a result of such decision-making and reporting behaviour. This research is funded by a Marsden Grant from the Royal Society of NZ. PhD students based at Waikato and Otago Universities are being sought for this project. Why is this research important to NZ business? Careful examination of NZ businesses’ reporting, operational and decision-making practices is central to enhanced understandings of how sustainability could be achieved. An increasing number of NZ businesses are engaging with ideas around and practices toward greater sustainability. These include producing sustainability triple bottom line reports. Although there is research examining the rationalities surrounding reporting and increasing avenues of assistance including that of more experienced reporters and the development of indices - many reports acknowledge the process of reporting presents challenges to established modes of doing business – and that they are embarking on a ‘journey’ towards, but not actually achieving sustainability. Contact details: Kate Kearins, 07-838-4112, knk@waikato.ac.nz 20 Governance and the Waikato River Researcher: Associate Professor Frank Scrimgeour, Waikato Management School. Research Project Summary: This research examines the historical and contemporary context of the river claims and analyses their resolution. The research develops alternative institutional regimes for managing water resources in the light of various property rights specifications. It considers the implications and issues surrounding potential solutions to these claims. This work has been facilitated by signficant cooperation and assistance from Tainui. Why is this research important to New Zealand business? Settlement of land claims between Maori and the Crown have received prominence in New Zealand in recent times, often causing heated debate. A greater challenge lies in the settlement of Maori claims to rivers, several of which are now in the negotiation stage with the Crown through the Office of Treaty Settlements (OTS). Land claims, although they can be extremely complex, are relatively simple when compared with the river claims. The complexities of river claims include difficulties surrounding ownership of rivers, their constituent parts, and the interests of a range of stakeholders in the continued management of the river. Contact details: Dr Frank Scrimgeour, 07-838-4415, scrim@waikato.ac.nz 21 Customer Relations Researchers: Michèle Akoorie, Carolyn Costley, Cheryl Cockburn-Wootten, Lorraine Friend, Beth Godwin, David Taylor, Waikato Management School. Research Project Summary: This research includes a series of projects, with the aim of developing insights into what is one of the most important aspects of the market exchange economy – the role of the consumer in modern society. Several projects are underway including research on consumer coping strategies to investigate the way customers experience the service encounter and how they, and the firms that they deal with, cope with the service encounter. Customer retention is currently an underresearched area in New Zealand, and this project will help entrepreneurs and businesses understand more about the nature of the service encounter. Other projects include research on shopping and consumption experiences. The projects cover issues such as consumer credit and debit, the leisurisation of grocery shopping and healthcare relationships. An investigation of the healthcare relationships is in an advanced stage of development. Other research includes ethical issues in marketing research: consumers, society and investigators, learning in teams and the use of lived experiences to learn. An investigation of distribution loyalty within a service industry (insurance) examines the issues of commitment and loyalty within this particular industry; the data gathering stage has now been completed and work is proceeding on the data analysis. Why is this research important to New Zealand business? Despite the complex web of social and business structures that constitute modern society, people are more reliant on each other and hence more vulnerable, due to the specialisation of skills and functions that constitute modern living. Few individuals now possess the knowledge or skill to survive independently, but trust and loyalty enables individuals in society to live with this reliance on others to meet the needs that we are unable to meet ourselves. Research into these aspects of customer relations is underdeveloped in the New Zealand context, and these ongoing projects will fulfill this need. Contact details: Carolyn Costley, ph 07-838 4466 extn 8648; ccostley@waikato.ac.nz. 22 A Growth and Innovation Acceleration Process for Small &Medium Enterprises Researcher: Merran Davis-Havill, Waikato Management School. Research Project Summary: This action research project investigates the acceleration of growth and innovation in small and medium enterprises (SMEs), through the development of a collaborative process model. The practical process will be designed to build and exploit innovative capacity by enhancing organisational culture, learning and knowledge creation as a prerequisite for developing sustainable growth and innovation, and building new technological platforms. Targeting groups of SMEs in the manufacturing and emerging technologies sector, the project will incorporate elements of experiential learning, mentoring, storytelling and content delivery. Short and longer-term measurement of company performance will be undertaken to evaluate the impact and effectiveness of the process, with an ongoing feedback component to ensure there are benefits for the SMEs involved, as well as forming a robust process model at the conclusion of the project. Why is this research important to New Zealand business? Growth, innovation and technological change are fundamental to a competitive economy. Managerial leadership plays a vital part in building innovative enterprises. It provides the framework for focusing creativity and taking risks, and ensures innovation is both an organisational behaviour and a systemic capability. Despite increased attention through inducements and business development programmes being put into the SMEs sector in New Zealand, it is evident nearly three quarters are not involved in any form of training or acquiring new knowledge. While access to finance is not usually found to be a major barrier to innovation, access to information particularly through education and networking of managers is. Sustainable growth, innovation, and technology uptake, must be supported by governance process and collective learning, and thus the need for developing a practical process to get SMEs ‘learning to learn’ and talking to each other. Contact details: Merran Davis-Havill, (025)-268-3612, mdd2@waikato.ac.nz 23 Futuristic Rural Landscapes Researchers: Terry Parminter, Jenny Cave, Waikato Management School, Andrea Donnison, Mike Dodd, Geoff Kaine, AgResearch, Irene Parminter, MAF, Mere Roberts, University of Auckland, Liz Wedderburn, AgResearch. Research Summary: The purpose of this research is to provide an understanding of the changing use of the rural landscape through studying the inter-relationships between processes, people, and place. This will be achieved by developing system and decision models and providing innovative options for future environments (natural, economic, and social). The research is conducted in collaboration with AgResearch. Six projects will be conducted. They are: the Application of New Land use Technologies by Rural Communities; the Development and Application of Production Systems for Indigenous Species; Development Strategies for Small Disempowered Rural Communities (predominantly Maori); Development Strategies for Rural Territorial Local Authorities; Community Strategies for Global Change and Developing Foresight for Rural Communities. Why is this research important to New Zealand business? This research will create a better understanding of how New Zealand’s rural landscape is changing and address a number of issues surrounding sustainability in this area. Some of the outcomes will include assisting rural communities to develop sustainable futuristic environments through business options that are innovative, creative, and plausible; developing policies that support sustainable landbased businesses and communities through addressing infrastructure improvements; developing policies that include or address urban values as one of the main drivers for change in rural areas and create greater mutual dependency between urban and rural aspirations; developing policies that recognise and address differences in people’s (Maori / Non Maori, urban/rural) expectations about the economic, cultural, and social goals for their communities; developing models that assist communities to identify the potential for new technologies; and developing models that assist communities to identify the social networks they need to support sustainable development. Contact details: Jenny Cave, jenny.cave@waikato.ac.nz 24 Resident Attitudes Into Tourism – the Case of Raglan Researcher: Chris Ryan, Waikato Management School. Research Project Summary: Tourism represents an experience of places. These experiences include interaction with local people, while additionally local people can shape the formal responses made to tourism development through consultative processes that surround the Resource Management Act and local politics. This study builds upon past similar studies undertaken in New Zealand and found that Raglan residents were generally favourably disposed toward tourism developments subject to them being consistent with their perceptions of Raglan. Arising from this study is an exploration of Raglan following Kaikoura in securing a Green Globe 21 Community status. Why is this research important to New Zealand business? Tourism development always runs the risk of significantly changing social and natural environments with implications for the future product development of existing and new products, and for local communities. These issues were highlighted as being of major concern in the Tourism Strategy 2010 document, and this study both reiterates past work on community involvement and indicates how communities and tourism operators can forge common interests through the adoption of sustainable tourism principles as enunciated in the Green Globe initiatives. Contact details: Chris Ryan, caryan@waikato.ac.nz. 25 Energy Economics and Climate Change Researchers: Associate Professor Frank Scrimgeour, Koli Fatai, Waikato Management School, & Professor Les Oxley, University of Canterbury. Research Project Summary: This research uses econometric methods to explore the relationship between energy prices and GDP, energy prices, carbons emissions and employment. It also evaluates alternative approaches to forecasting energy consumption. These two research themes are integrated by Computable General Equilibrium Modelling to forecast the outcomes of alternative policies. The research generates a series of scenarios which can inform policy makers and investors. Why is this research important to New Zealand business? The New Zealand Government, businesses, citizens and non-governmental organisations are significantly interested in energy consumption patterns and their associated impacts on the economy and the environment. Changing energy prices impact the energy sources used by firms, the profits they make and the amount of carbon that is emitted into the environment. The New Zealand Government has signalled its intention to ratify the Kyoto Protocol with the intention of stabilizing carbon emissions as a contribution towards reducing global warming. This research facilitates the evaluation of alternative policy instruments proposed as means to achieve Kyoto Protocol goals. Contact details: Dr Frank Scrimgeour, 07-838-4415, scrim@waikato.ac.nz 26 Parameters To Predict Not-For-Profit Business Success Researcher: Jens Mueller, Waikato Management School. Research Project Summary: Not for profit organisations are a major driver of activities in many areas of New Zealand life. They consume substantial funds. It is assumed that some not-for-profit firms operate more effectively and efficiently than others. This research project will test for the most suitable set of organisational parameters, including financial and nonfinancial data, to determine which data is most likely to predict the level of success for a nonprofit business. It is assumed that educational programmes targeted into areas where the organisations’ effectiveness is lower than average, can assist to improve the performance. We will investigate more than 100 non-profit firms to compile information. Why is this research important to New Zealand business? New Zealand by and large relies on the philanthropic efforts of organisations and individuals, to augment services not available from the Government, and to target specific areas of need in local communities. There is little, if any, independent and credible performance information available from nonprofit firms, which would aid donors with the determination to provide funding support. The outcome of this research project could be the establishment of a data bank with performance information from most non-profit firms, which those organisations can then make available to donors, to support funding applications. We presume that those organisations which perform worse than others will avail themselves of targeted educational opportunities to improve their performance. The end result should be greater transparency in the non-profit market, and greater efficiency and effectiveness. Contact details: Jens Mueller, 025-516-326, mueller@waikato.ac.nz. 27 Enhancing Road Transport for Regional Development Researchers: Professor Les Foulds and Associate Professor Frank Scrimgeour, Waikato Management School. Research Project Summary: This six-year programme of research investigates ways in which New Zealand can make the best use of its road transportation network to enhance regional development. The programme seeks to analyse how existing transportation networks can be improved to promote economic growth in rural New Zealand. The programme involves the creation of new models, methodologies, and systems that will be more effective than those currently in use. This will include the development of simulation, decision, and economic models; information management systems, and information technology; and systematic planning methodologies for the improvement, new construction, maintenance, and sustainability of rural road systems. The programme will focus on the development of major arterial routes. The analysis will identify, in a nationally coordinated fashion, how to gain the benefits of: more efficient freight movement and greater tourist convenience. The design, construction, management, and sustainability of rural road networks will be investigated. Why is this research important to New Zealand business? The research will contribute to rural transport policy formulation and implementation, at both the central and regional government levels. New knowledge will be generated about how to maintain and improve existing rural road networks, and how to identify the location and nature of new rural roads, with a view to maximising economic benefit. Having effective rural transport networks is a significant contributor to New Zealand’s economic development objectives. An efficient network of rural arterial routes, enabling higher productivity, faster freight movement, better tourist experience, and improved: road safety, lower fuel consumption, and enhanced individual convenience, all enabling New Zealand to recoup its investment in regional development more readily. Contact details: Les Foulds, 07-838-4127, lfoulds@waikato.ac.nz or Frank Scrimgeour, 07838-4415, scrim@waikato.ac.nz. 28 Evaluation of Iwi Social Services Researchers: Associate Professor Frank Scrimgeour, Waikato Management School, Associate Professor Richard Benton, University of Auckland. Research Project Summary: A number of changes have occurred in the last decade in the provision of social services for Maori. A key factor in this has been the development and implementation of the Department of Social Welfare’s Iwi Social Services Strategy, following the 1992 amendment to the CYPF Act (1989). The purpose of this research is to examaine the success of this strategy from the perpsective of Maori, the public sector, and other interested parties. Why is this research important to New Zealand business? Over the last two decades, there has been a change in the way many publicly funded social services are delivered. In many instances, government sets the goals for what it wants achieved and then through a purchase arrangement, contracts out to a third party to deliver the service and be responsible for achieving government aims. In parallel with these changes Maori have been seeking to take responsbility for their own services. This research is important in facilitating public provision of services for Maori, by Maori. Contact details: Dr Frank Scrimgeour, 07-838-4415, scrim@waikato.ac.nz 29 Parallels Between Diversity Management and Employee Management Researchers: Dr Debashish Munshi, Waikato Management School, Professor George Cheney, University of Utah, USA and Adjunct Professor, Waikato Management School. Research Project Summary: Many organisations now talk of creating diverse workplaces. Yet, ironically, institutional control often remains vested in the norms and value systems of dominant elites. This project examines a wide range of organisational discourses to map the parallels between the processes of control exercised by dominant groups in the areas of diversity management and of employee management. In particular, it seeks to uncover hidden layers of institutional problems faced by many different groups and classes of employees today. Why is this research important to New Zealand business? Business organisations in New Zealand, as elsewhere, have been swept by processes of economic globalisation, which involve large-scale organisational restructuring, downsizing, and profit-driven competitiveness. This research project seeks to identify the ways in which such processes reinforce conformity and, consequently, have major structural implications for an increasingly diverse workforce. The research seeks to come up with suggested avenues for making organisations truly inclusive and, therefore, socially sustainable. Contact details: Dr Debashish Munshi, 07-838-4450, munshi@mngt.waikato.ac.nz. 30 Irrigation Development and Rehabilitation in Asia Researcher: Dan Marsh, Waikato Management School. Research Project Summary: This project involves provision of technical assistance to a development project in Pondycherry, South India. A rapid increase in the use of tubewells for irrigation has led to falling water tables, increasing levels of salinity and falling crop yields. The Tank Rehabilitation Project, Pondicherry (TRPP) aims to halt this process through a participatory rural development programme to rehabilitate all irrigation tanks in the region over a seven-year period. Activities have included design and implementation of a baseline survey covering economic, agricultural and social issues throughout the project area, analysis of agro-economic aspects of present agricultural practices and advice on potentially profitable crops and cropping patterns. Recognising the vital importance of the policy framework, also investigated was the financial and economic price of surface water and groundwater in order to make recommendations for achieving optimal use of these resources. Why is this research important? Development projects often fail to achieve their goals because insufficient attention is paid to the policy framework and farmer level incentives. This study highlights the areas in which the present policy framework is inefficient. It encourages wasteful use of water and electricity, it subsidises tube well owners but not water buyers and it will lead to saline intrusion and a falling water table. The challenge is to find policies that will ensure that groundwater extraction is kept at sustainable levels and to find ways to efficiently allocate water between different users. Contact details: Dan Marsh, 07-838-4950, dmarsh@waikato.ac.nz. 31 Perceptions of Auckland as a Tourist Destination Researchers: Chris Ryan and Jenny Cave, Waikato Management School. Research Project Summary: Based on qualitative research in Wellington, Christchurch and with overseas visitors to Auckland, and by using software based on the principles of neural network analysis, the researchers were able to develop mental maps of Auckland as a tourism destination. Clear distinctions were shown to exist between New Zealanders and overseas visitors, with Sydney clearly emerging as the nearest competitor with which Auckland had to benchmark itself. This work was commissioned by Tourism Auckland. Why is this research important to New Zealand business? The image of Auckland is important to New Zealand in terms of not only attracting tourists, but also maintaining an image as a place attractive to foreign capital. Contact details: Jenny Cave, jenny.cave@waikato.ac.nz, Chris Ryan caryan@waikato.ac.nz. 32 Sustainable Development of the Lake Taupo District Researchers: Murugesh Arunachalam ( PhD candidate); Stewart Lawrence, Martin Kelly and Joanne Locke (supervisors) , Waikato Management School. Research Project Summary: This purpose of this research is to undertake a case study of environmental management and sustainable development focussing on accounting and reporting in a New Zealand setting. The case study relates to Taupo District where plans are being formulated to deal with issues of sustainability as perceived by various stakeholder groups. The project will present the problems and opportunities as defined by each group of stakeholders, the context, and the lessons learned about the linkages between perspectives, accounting and reporting, and decision making. Why is this research important to New Zealand business? The concept of sustainable development is still being debated. The part that different agencies and organisations can play in providing information that assists in the integration of social, cultural, environmental and economic aspects of sustainable development is worthy of research. The Taupo study will assist businesses understand their role in informing, protecting and enhancing the values of communities with which they are connected. Contact details: Dr Stewart Lawrence, 07-856-2889, extn 8794, stewartl@waikato.ac.nz. 33