An Integrated Framework for Research and Education Supply Chain for the Universities Md. Mamun Habib1, Chamnong Jungthirapanich1 1 Graduate School of Information Technology, Assumption University, Bangkok, Thailand e-mail:mamunhabib@gmail.com, chamnongj@gmail.com Abstract - The exploratory study addresses the education supply chain, the research supply chain as major constituents in integrated educational supply chain management for the universities. As different parties are involved in the universities, this paper depicts the singlelevel, multi-tier, bi-directional supply chain for producing graduates with desirable quality and significant research outcomes for the end customer, i.e. the society. This framework provides two main contributions to the society, including human resource contribution and research contribution. The proposed conceptual framework for the universities provides a novel approach for decision makers of each supply chain components to review and appraise their performance toward fulfillment of ultimate goals, i.e. producing high-caliber graduates and high-impact research outcomes for the betterment of the society. Keywords - Education, graduates, integrated, research, SCM, supply chain The researchers identify all types of supplied inputs, namely students and internal or external projects. Supplied outputs include both intermediate customers, i.e. graduates and research outcomes and the end customer, i.e. the society. The process covers both education and research activities in the universities. Proper development and assessment planning of both activities helps assure the successful management of the educational supply chain. The integrated supply chain consists of an education supply chain and a research supply chain. The integrated supply chain management model for the universities is proposed to ensure production of quality graduates and research outcomes to fulfill expectations of all stakeholders, e.g. students and their families, research funding organizations, universities, employers, and the ultimate customer, i.e. the society. II. LITERATURE REVIEW I. INTRODUCTION The goal of supply chain management (SCM) is to integrate and optimize activities within and across organizations for all stakeholders’ satisfaction. Typically, supply chains may consist of manufacturers or service providers receiving inputs from tiers of suppliers, processing these inputs, and delivering them to layers of customers. SCM in academia, which is called Educational SCM, aims at uplifting the societal values by producing quality graduates and research findings. In the academia, one of the primary suppliers of process inputs is customers themselves. They provide their bodies and souls, minds, belongings, or information as inputs to the service processes. The concept of customers being suppliers is referred to as “customer-supplier duality [1].” It is a surprising fact that researchers developed SCM models focusing mostly on improving business operations. Few, particularly academic researchers, do not realize that the research on academic supply chain management may also be conducted for their own educational institutions. This paper attempts to fulfill the following objectives: To depict a holistic view, comprising inputs, the process, and outputs of the educational supply chain To design a single-level and multi-tier educational supply chain for the universities To develop an integrated supply chain management model for the universities Evolution of Supply Chain Management SCM had been adopted from the logistics concept [21], [38]; consequently, it has been applied successfully in different industries to obtain all stakeholders satisfaction through the supply chain. Most research studies on SCM are for manufacturing industries [27], [28], [29], [30], [31]. Few researchers, however, directed their works toward the service industries [2], [3], [4]. Moreover, very few articles attempted to develop appropriate models for educational SCM. Reference [6] proposed an educational supply chain as a tool for strategic planning in tertiary education. The study was based on a survey among employers and students. Survey findings revealed that integration and coordination among students and employers should have been promoted. Reference [7] performed an in-depth case study approach to developing an educational supply chain management for the City University of Hong Kong. The research, which used a case study approach to examine a university, affects the research generalization. 1980 Intiate the SCM Concept 1950 Intiate Logistic Concept 1970 Mature Logistic Concept 1950 - 1970 1970 - 1980 Logistic in SCM 1995 Intiate SCM in Service Industry 1980 - 1990 SCM in Manufacturing Industry 1985 Fig.1. An evolutionary timeline of SCM research. 1990 - 2008 Educational SCM 2007 An investigation of SCM research, since its inception in 1980 shows drastic evolution [8], [9], [10], [11]. Similar to logistics, its precursor SCM research at the early stage focused mainly in the manufacturing sector [12], [13], [14], [15], [16], [40], [41]. Not until 1995 that the first research on service SCM emerged [2]. The historical perspective of SCM research may be depicted in Fig. 1 [2], [3], [4], [5], [6], [7], [8], [9], [10], [11], [12], [13], [14], [15], [16], [17], [18], [19], [20], [22], [23], [39]. III. A CONCEPTUAL FRAMEWORK Fig. 2. A holistic view of an educational supply chain. significant components of an educational supply chain. Main inputs, including students as well as internal and external projects, are regarded as raw materials. Primary outputs, viz. graduates and project deliverables, are finished products. Some graduates may choose to work as faculty or staff members. Some may want to pursue higher education. This output supplying inputs are indicative of output-input duality. They represent the raw materials to the tertiary education process, who provide knowledge, skills, and experience to educate students and manage projects, i.e. raw materials for processing the other raw materials. The tertiary education process brings in main and supportive inputs, transforms them to primary and secondary outputs. Whether the primary outputs will meet all stakeholders’ expectations or not depends largely on how these five interrelated components are planned and operated. The aforementioned holistic view of an educational supply chain may be elaborated through a more detailed illustration in Fig. 3. larsh ip Orga from Pri vate nizatio ns & Students Se l f F Pr u n d oje ing cts Kn o w Man ledge agem ent Fa m ily h arc se ts Re ojec ing s Pr on nd Fu izati n ga Or Re s Ce earch nte R r e Ou sear tco ch me s E s s er Students Society ilitie oy Se lf Stu Fund de ing nts Dif Fa feren cu ltie t s c Fa Graduates with Desirable Quality pl rch TQM y ult m fro ns ip sh izatio lar ho gan Sc t. Or v Go c Fa ea es lR rna nds xte Fu Education Supply Chain Scho Family ls oo ch s h S ege Hig Coll Em Internal & External Projects f try o Minis tion a Ed u c Pri Orga vate nizati ons Based on findings from literature review, the researcher found a large number of papers and articles in supply chain management. Most of them investigated supply chain management in the manufacturing sector [27], [31], [32], [33], [34], [35], [36], [37]. Only a few addressed issues in supply chain management for the service industry [5], [24], [25], [26]. Very few focused on educational supply chain management. Just two papers [6], [7] were found to be relevant to educational supply chain management. Reference [6] reported the results from a survey conducted among students and employers. There was no research model in that paper. That research examined the concept of adapting industry models to higher education, with specific reference to the idea of an educational supply chain. That study focused on empirical research conducted by University of Strathclyde, wherein reviewing the undergraduate degree, present students and employers of graduates were integrated into the decisionmaking process. Reference [7] also investigated an educational supply chain in different aspects. Based on the case study conducted at the City University of Hong Kong, the author suggested the development of two separate supply chains, namely a “student” supply chain and the “research” supply chain. The case study was weak to generalize through a single case approach and failed to obtain objective instruments of the supply chain performance in the university [7]. Education, being part of the service industry, is characterized differently from the manufacturing industry as its product, i.e. knowledge, is intangible. Effective education relies much on its personnel’s knowledge, experience, and ethics. The researchers develop a conceptual framework of an integrated supply chain management for the universities. An integrated supply chain involves co-ordination and information sharing up and down the process among all relevant parties. The model of integrated supply chain management for the universities is better able to meet the quality expectations of both intermediate customers, i.e. graduates and research outcomes and the end customer, i.e. the society. This exploratory study also defines main and supportive inputs, primary and secondary outputs. The holistic view of educational supply chain is illustrated in Fig. 2. Main and supportive inputs, primary and secondary outputs, and the tertiary education process represent five Research Supply Chain Suppliers Supplied Input University Customers Consumer Fig. 3. An integrated supply chain management for the universities. Suppliers Suppliers (Multi -Tier) Students (Self Funding) Family (Source of Fund) Govt. & Private Organizations (Scholarship) Student Suppliers (High School/ College) Faculty Suppliers (Other Universities) Assets or Equipment Suppliers Educational Materials Suppliers Internal & External Research Projects Suppliers Service Provider (University) Supplied Inputs Different Programs Faculty TQM Customers (Multi - Tier) Customer Supplying I/P Facilities Research Projects Research Center Raw Knowledge Materials Management (KM) Customer Consuming O/P Graduate with Desirable Quality Family Employers Funding Organizations of Research Projects Research Outcomes Supplied Outputs Consumer Finished Products Society Human Suppliers Funding Suppliers Non-Human Entities Suppliers Fig. 5. Multi-tier suppliers in the universities. Fig. 4. Single-level, multi-tier, bi-directional supply chain management for the universities. In this framework, single-level, multi-tier, bidirectional supply chain has been formulated for the universities, as shown in Fig. 4. In the higher educational institutions, since a single party is not able to do anything, the researcher involves different parties to achieve final outcomes. Though, it is very difficult to determine the supplier and customer of the intangible product in the service industry, multi-tier suppliers, multi-tier customers, the service provider, and the consumer has been identified in this research. This exploratory study also defines supplied inputs, customer consuming outputs (O/P), customer supplying inputs (I/O) and finally supplied outputs. Integration of upstream suppliers and downstream customers is extremely important to achieve supply chain effectiveness. Fig. 3 illustrates an education supply chain and a research supply chain, which together form the integrated supply chain for the universities. The researchers represent two entities, which are students and research projects in this conceptual model. Both entities eventually become graduates and research findings in the integrated educational supply chain. The final outcomes of this integrated supply chain, graduates with desirable quality and research outcomes will be delivered to the end customer, i.e. the society by the education supply chain and research supply chain respectively. A. Multi-tier Suppliers In the universities, multi-tier suppliers are available in the supply side. In this research, the researchers categorized suppliers into three groups, as illustrated in Fig. 5. (1) Suppliers of Human: a) Suppliers of the Student (High Schools/ Colleges) b) Suppliers of the Faculty (Other Universities) (2) Suppliers of Funding: a) Self Funding Students b) Source of Fund – Family (Parents, Siblings, Relatives, etc.) c) Government and Private Organizations (Scholarship) (3) Suppliers of Non-Human Entities: a) Suppliers of Assets or Equipment (Furniture, Computer, Networking Equipment, etc.) b) Suppliers of Educational Materials (Stationery, Instruction Materials, etc.) c) Suppliers of Internal Research Projects (University Self Funding) and External Research Projects (External Research Funds, Ministry of Education, Private Organizations, etc.) B. A Service Provider A university is regarded as a service provider in this research. The researchers identified several factors in the university. They are as follows: a) Different Accredited Programs b) Faculty c) Facilities d) Knowledge Management (KM) e) Total Quality Management (TQM) f) Research Projects (Internal and External) g) Research Center In the universities, there are two significant roles including education and research. Development and assessment will be occurred concurrently for both education and research. Assessment assures stakeholders satisfaction in this integrated supply chain for the universities. Four aspects, including curriculum, university culture, faculty capabilities, and facilities are considered for development and assessment in the education part. On the other hand, only three aspects, namely university culture, faculty capabilities, and facilities are relevant for development and assessment in the research part. The final outcomes from the university, including graduates with desirable quality and research outcomes are delivered to the society. The strategies, plans and operations for producing graduates with desirable quality and research outcomes are formulated for the development and assessment in both education and research. The development and assessment will be occurred concurrently in the universities. The procedure is illustrated in Fig. 6. Education Curriculum, University Culture, Facilities Faculty Capabilities Academic Development Graduates with Desirable Quality Effectiveness Education Assessment Academic Assessment Efficiency University Universities Research University Culture, Facilities, Faculty Capabilities Performance Assessment Effectiveness Research Research Development Assessment Research Outcomes Fig. 6. Education and research in the universities. (a) Curriculum Text Books Accredited Course Contents Lecture Documents Information System Seminar Project (b) Faculty Capabilities Qualification Training Research (c) Facilities Classroom Internet Laboratory Information & Communication Technology (ICT) Library (ICT in Library) Online Database and International Journal E-learning and Distance Learning (d) University Culture University Council Accreditation Rules & Regulation, Discipline Ethics Supporting Unit (Administrative, Financial, Intramural Activities, etc.) Coordination with other Universities and Industries Alumni Research Projects Research Center Assessment The measure of the supply chain performance would be occurred in terms of efficiency and effectiveness. Therefore, in this study, the performance indicators consist of key indicators of effectiveness and efficiency. Fig. 7 illustrates key indicators for education and research in the universities. Effectiveness measures the extent to which outcomes have been achieved and Efficiency Fig.7. Performance indicators in terms of effectiveness and efficiency. efficiency measures the resources used to attain a certain level of output. The performance of the university depends on the quality graduates and quality research outcomes. The performance of the integrated educational supply chain also depends on the performance of the university. To achieve the better performance in the educational supply chain, we must ensure the better performance in the university by the all stakeholders’ satisfaction. The overall performance will be assessed by the system performance measurement, academic and research performance indicators and survey of employers and employees. C. Multi-tier Customers In the universities, multi-tier customers are available at the customer side. In this research, the researchers categorized customers into two groups, shown in Fig. 8 below: (1) Consuming Output (O/P) Customers: In this paper, the researchers identify the following multiple parties as consuming output customers: a) b) c) d) e) Graduates with Desirable Quality Family (Parents, Siblings, Relatives, etc.) Employers of Government and Private Organizations Funding Organizations of Research Projects Research Outcomes (Researchers, Research Publications, Findings etc.) Customers Consuming Output (O/P) Customers Graduates Family Employers Funding Organizations Supplying Input (I/P) Customer Research Outcomes Fig.8. Multi-tier customers in the universities. Others Graduates f) Others (Research Professional Organizations IEEE, INFORMS, ACM, Society of Manufacturing Engineers etc. and Trade Associations - American Trade Association, Grocery Manufacturers Association etc.) (2) Supplying Input (I/P) Customers: Some of the graduates would be added in the service provider as the supplied input. On the other hand, some graduates would be acted as the supplied output to the end customer. Therefore, the researchers also identified graduates with desirable quality as the supplying input customer in this integrated supply chain management. Graduates with Desirable Quality: Benchmarking and value enhancement determinants are identified and incorporated in the process of the university to produce graduates with desirable quality. (a) Graduates Benchmarking Knowledge (Tacit or Explicit) Skills Competencies Capabilities Ethics Career Development Programs (b) Graduates Value Enhancement Source of Fund (Self Funding, Scholarship, etc.) Wisdom Faculty Capabilities Facilities Information and Communication Technology (ICT) Research Involvements Research Outcomes: Research outcomes may include problem solution, pure theory, thesis findings, internal and external projects applications, researchers, research publications, or research findings, etc. D. The Consumer The researchers identify the society as the end customer or the consumer in this integrated supply chain. As universities are part of the society, the final outcomes of this supply chain, including graduates with desirable quality and research outcomes are delivered to the society. This conceptual framework depicts two types of contributions to the society, which are human resource contribution, i.e. quality graduates and research contribution, i.e. research findings. IV. CONCLUSION The researchers investigate numerous literatures on supply chain management to shed lights on education and research supply chain components and how they may be operated and coordinated to achieve the goals. The desirable goals may be quality graduates and research outcomes. The ultimate goal of a successful educational supply chain is, however, the improved well-being of the society. From a managerial perspective, this paper provides a novel approach to developing and assessing supply chain management application in the academia. This study represents an empirical research. The model is obtained through the gathering and analysis of a vast amount of primary and secondary data. 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(Ed.), Logistics: The Strategic Issues, Chapman & Hall, London, 1992 [39] Gripsrud, Geir, “Suuply chain management – back to the future?” International Journal of Physical Distribution & Logistics Management, Vol. 36 No. 8, 2006, pp.643-659 [40] Chopra, S. and Meindl, P., Supply Chain Management, Prentice Hall, NJ, 2001 [41] Christopher, M., Logistics and Supply Chain Management, Pitman Publishing, New York, NY, 1994 Biography of Mamun Habib Mamun Habib accomplished his B.Sc. degree at EEE from Bangladesh University of Engineering & Technology. He pursued M.S degree at Computer & Engineering Management (CEM) in Assumption University (AU), Thailand. He is Ph.D. Candidate in CEM at AU, Thailand. His current research interests include supply chain management, higher education system and knowledge management. He achieved President and Vice-President Award for his outstanding performance in Master Degree. He is the Founder & President of Engineering Education & Career Program (EECP). This international organization (www.eecp-edu.org), the platform of Undergraduate and graduate level students, is working for the young generations’ career development.