Introduction Vikings are remembered as raiders and destroyers with an oral culture. Their legends were only written down after the Christian church brought the Latin alphabet. However, when the church arrived, the Vikings already had a writing system - runes. This paper will introduce the Viking Age and the runic alphabet. It will then explore the uses for runes through the few examples we have of Viking Age inscriptions as well as through what can be extrapolated from medieval runic writing. It will briefly address the speculations that have be made about Viking literacy and close with the transition to the Latin alphabet and a question for future researchers. Introduction to the Viking Age The Viking Age is traditionally recognized as beginning with the raid on Lindisfarne, a monastery in the British Isles, in 793 CE. The word Viking tends to be used rather loosely to describe the peoples of Scandinavia during the ninth through the eleventh centuries and will be used as such in this paper. Contemporaries, however, used the term Viking as a synonym for pirate. They distinguished between raiders and other Norsemen, with whom they had begun trading a century before and with whom they continued to trade throughout the Viking Age. “Throughout these three centuries of Viking adventure, there remained at home in Scandinavia farmers, hunters, fishermen and trappers who led the same lives as their forebears. It was those who stayed at home who provided the resources that made the voyages practicable. The ships had to be built, equipped and provisioned. Supplies had to be accumulated for the winter months, and so had 1 the commodities required to make up the cargoes of the traders” (GrahamCampbell, “Viking World” 1). It was this trading relationship that paved the way for the raiders. The most pertinent relationship between the developing trade system and the Viking raiders in terms of its affect on writing is the political link. Viking Age Scandinavia was ruled locally by various levels of kings and chieftains. Control of trading centers and routes allowed some rulers to gain wealth and power and to begin to control much larger areas than before. Displaced rulers who refused to submit could choose exile with the hope of gaining wealth and fame abroad by leading or participating in Viking raids. The consolidation of power throughout the Viking Age may have been a significant factor in the carving of rune stones, our strongest and most numerous examples of runic writing. Also, while the era is named after the raiders, it is the traders and their kinsmen left at home that provide us with the extant scraps of writing that are the focus of this paper. Introduction to Runes and Runic Writing The exact origins of runic writing are enshrouded in guesswork and speculation. It is generally thought that the runic alphabet, called the fuþark (þ=th) after its first six letters, was invented sometime in the first centuries CE, perhaps as early as the first century BCE. Arguments have been made for either Greek or Latin as the model alphabet. A combination of models has also been suggested. A rather profound knowledge of not just Roman or Greek or another alphabet by the originator, but of two or more writing systems, may explain, not only the difficulty today to point out one source model, but above all how a German got 2 the idea to invent a new writing, different, in several respects, to the known ones (Ohlsson, 80). The biggest obstacle to naming the predecessor to the fuþark is its order, which is “not at all similar to the order of letters in Mediterranean alphabets, even though runes derive from one or more of them, and no convincing explanation has as yet been proposed for this divergence” (Knirk, 174). Whatever its origin, around 800 CE, at the beginning of the Viking Age, the fuþark underwent a reform, consisting of a reduction in characters from 24 to 16. Scholars debate whether this was an evolutionary development or a conscious reform. There may have been a goal of making the fuþark conform more closely to the spoken language, though many of the new letters had to represent more than one sound. This has made translation especially difficult for scholars. With all the unknown aspects surrounding runes, one thing that scholars do seem to agree upon is that the fuþark was likely designed for cutting in grained wood. The letters consist almost exclusively of vertical lines, or staves, with branches coming off the staves on the diagonal. Horizontal lines would get lost in the grain and curved lines would be more difficult with only a crude knife on a branch. The new 16 sign fuþark, also called the younger fuþark, was “even more orthodox in avoiding rounded curves or horizontal lines, which might be difficult or unsuitable for cutting on wood” (Ohlsson, 88). This form of writing was highly practical for the Viking Age. Any Viking would carry a knife. To write then simply required picking up one of the twigs that could be found in abundance in the surroundings. Recent archaeological evidence shows that the 3 Vikings found this method so convenient that they continued it beyond the introduction of Latin. This method was obviously not conducive to lengthy texts, but for short messages or reminders, it was ideal. The younger fuþark had two variants. Once thought to be regional, they are now thought to represent functional differences. “The short twig forms were probably designed as a cursive script for the practical business of everyday communication, whereas the fuller forms of the long-branch runes were more decorative and thus better suited for epigraphic use on stone monuments” (Pulsiano, “Runes and Runic Inscriptions” 550). The fuþark shares many characteristics with early writing systems. Each rune had a name, which was also a meaningful word. “The principle behind the rune names was acrophonic, that is, the first sound of the word indicated the basic sound value of the sign. The rune-carver had to learn the names so that they could remind him of the sound the sign represented” (Knirk, 178). The carver could also use the single runes as shorthand for a whole word or use a series of words to cryptically represent a single word. Runic texts also show variation among writing left to right, right to left, or boustrophedon (alternate lines in opposite directions). Individual runes were sometimes reversed as well. There is some speculation as to whether these reversals represent a type of punctuation, a change in meaning or are simply carving errors, but as with much else surrounding runes, nothing has been established concretely. There is no distinction between capital and lower case letters and little to no punctuation or word separation. I would be remiss in completely omitting the magical element of runes. Norse mythology explained that knowledge of the runes was won by Odin through great 4 sacrifice and there is evidence of alphabet magic both in Viking Age Scandinavian and in many other cultures. The early studies of runes emphasized the magic component almost exclusively and later scholars have refuted it, perhaps excessively so. “Modern runology, however, stresses that runes were a functional tool to write down spoken language and were used for everyday messages as well as for religious incantations” (Fitzhugh and Ward, 67). It is the functional aspect of runes that I will discuss further in this paper. Study of runic inscriptions from the Viking Age is extremely difficult because scholars know that wood was the primary writing material, but few wooden objects have survived. Most of what has been discovered and deciphered comes from more durable materials or from more recent times and thus may not actually be representative. “In total, between five thousand and six thousand runic inscriptions are known today, and more than three thousand of these are found in Sweden, mostly on rune stones from the late Viking Age” (Fitzhugh and Ward, 67). Uses of Runes These rune stones provide us with a wealth of information about the end of the Viking age. “Although we are still in the Viking Age with these Swedish stones, it is very much the late Viking Age, the moment of transition to Christian, medieval Scandinavia, and many of the stones have obviously Christian characteristics” (Jesch, 45). The stones can also help us speculate on the uses and knowledge of writing at that time, and perhaps earlier. Rune stones tend to follow a common formula, first naming the sponsor or sponsors of the stone, followed by the person or persons being memorialized. Typically, stones were put up in honor of the dead by their surviving relatives, business partners, or 5 comrades. However, there are examples of people memorializing themselves in their own lifetime. Inscriptions could also contain a description of the deceased and a curse or a Christian prayer. Some named the rune carver (Sawyer, “Property” 5). Birgit Sawyer has studied these inscriptions extensively and proposes that these rune stones were as much claims to property rights as memorials to the dead. She argues that most medieval gravestones name only the dead. The mention of the sponsors on the Viking stones shows a need to recognize who was paying for the stone. “To erect a stone was obviously a prestigious act, and these monuments can, therefore, be considered as status symbols that were fashionable among the upper classes at that time. But that naturally raises the question, why this fashion developed and spread as it did” (Sawyer, “Property” 6). Sawyer offers a number of intertwined political, economic, and religious factors to account for the development of this practice, arguing that the rune stones “can be seen as a symptom of crisis, as a response to comprehensive transformation of Viking Age society at that time” (Sawyer, “Sigtuna” 170). The first example of this is the Jelling stone raised by Harald Gormsson around 960 CE. It reads, “King Harald ordered these monuments to be made after his father Gorm and his mother Thyra. It was this Harald who won for himself all Denmark and Norway and made the Danes Christians” (GrahamCampbell, “Cultural Atlas” 118.) Harald’s stone symbolizes both the transition from paganism to Christianity and the transition from one form of kingship to another. Harald’s predecessors had been content to have indirect control over many parts of their kingdom, but he and his son Sven began to bring the whole of Denmark under a more direct form of 6 royal control. I suggest that the great social and economic changes caused by these religious and political developments in effect detonated the explosion of runic inscriptions on stones in many parts of Scandinavia. In areas that were most heavily affected there must have been a need either to resist the changes or to acknowledge the acceptance of the new situation, to claim old or new rights, to land, titles and power” (Sawyer, “Sigtuna” 170). These rune stones provide a wealth of knowledge about the Viking Age: “development of the language and poetry; genealogy, inheritance, and habits of name giving; settlement, government, and communication; Viking raids and peaceful trading expeditions; and the spread of Christianity and pilgrimages” (Pulsiano, “Runes and Runic Inscriptions” 550). It is important to remember, however, that the majority of these rune stones are dated to the period 960-1000 CE and are found within a limited geographical vicinity. This practice was a temporary and local fashion and while informative, may not be expressive of the period as a whole. For example, Norwegian rune stones often carried “inscriptions recording boundaries or other legal matters” (Jesch, 70). From well preserved but perhaps not indicative, we move to what seems more likely though with fewer examples to support the theory. That Scandinavians inscribed runes onto wood we are certain. We have the term for the wooden sticks – runakefli. There are even a few inscriptions on wood using the Elder fuþark. Of course, these are few and far between. Even the Viking Age runakefli are scarce. Wood is problematic as a primary carrier of text. First, there is the simple fact that wood does not preserve well over hundreds of years. Perhaps more importantly, these wooden inscriptions were not meant to. Runakefli was the scratch paper of its day. The note was made, and when it was 7 no longer of any use the runakefli was discarded or repurposed. For example, there is evidence of runakefli being carved down to a point at one end. Kindling seems another likely end for a no longer needed memo carved on wood. With so many possibly manners of destruction it is a wonder we have any examples of runakefli at all. Indeed, it was a fortuitous discovery of over 800 inscriptions on wood from the Bryggen harbor that has provided most of the evidence. These runakefli are dated to the twelfth century, but many argue that they represent a practice that may well have gone back to the Viking Age. “It is no longer too daring a thought to consider the majority of the known runic literature, stone inscriptions commemorating dead persons, as about as representative for runic literacy as it would be to use stone inscriptions from the last 900 years as the basis for describing literacy for this period” (Ohlsson, 82). The runakefli from Bryggen show a flourishing trade town. Forms of runic inscriptions include ownership markers to be tied to goods, accounting records, packing slips, declarations of love, instructions from a wife telling her husband to come home, graffiti, and more extensive letters representing both political and business transactions. Two examples will suffice: ‘Sigurðr Lavarðr sends God’s greeting and his own. The king would like to have your ship. For arms and equipment [here a passage is lost] a spear from the ?eighteen ells of iron that I sent you by Johan Øre. Now it is my request to ask you to be compliant in this present matter. And if you do as I ask, you shall have in return our true friendship, now and forever’ (Page, 8). 8 Eindriði, you must let me have these: two measures and three casks, and otherwise (if you cannot?) sixteen measures. And Eindriði, you shall take that corn which Bergþorr owes me. No less than sixteen measures must you take; if not, then take nothing. And I ask my father if he will let me have three casks (Liestøl, “Correspondence” 23). We see from the Bryggen finds that runes were an important device for communication, even after the introduction of the Latin alphabet and parchment. Furthermore, runes were used by members of a range of social classes and inscriptions are occasionally found that date to the Viking Age, suggesting a continuation of tradition that seems more logical than purposefully beginning to use a form different from the English and European standard of the time. Liestøl argues that if runakefli exist from the ninth century (and indeed at least some have been found in Hedeby) then “there must have been a group of people who could make use of such letters, people who considered it worth their while to learn runes and to apply their knowledge. And such a group must have formed a stable social element, well able to keep a literary tradition alive” (Liestøl, “Literate” 74). Runic inscriptions are found on other objects as well. Weapons, ornaments, coins, boxes, bracteates, bowls, combs, and even wax writing tablets all carry runic inscriptions. These often consist solely of a name or an expression of ownership and sometimes the name or use of the object. These expressions usually take the form “NAME owns me.” Gradually the “owns me” is dropped and the name stands alone as the mark of ownership. A rare exception comes from a weaving tablet from Lund. It reads, “‘Sigvor’s Ingemar shall have my weeping – aallatti!’” (Jesch, 46). Jesch suggests that Ingemar has left the 9 writer for another woman, Sigvor. “Ingemar’s rejected love took the nearest object to hand, one of her weaving tablets, and inscribed it with a curse, triggered by the final magic word” (Jesch, 46). If Jesch is correct, we have proof of a woman who knew how to write in runes. Runic Literacy This brings us to the question of literacy in the Viking Age. How many Vikings could read and write with runes? While it is hard to say for certain, there is a growing argument for rather widespread literacy. Rune stones were erected in public places, especially along roads and at bridges. This public display implies a public audience. There is also the evidence of the short twig and long branch variants of the runic alphabet. The need for a shorthand implies a certain level of use. Viking Age runic inscriptions were used for “memorials, boundary posts, markerstones for bridges and roads, owner’s or maker’s marks, as well as for casual graffiti by Vikings whiling away the time” (Graham-Campbell, “Viking World” 158). We also find “harsh adjurations and pious prayers for delivery from sickness and peril, we find poems written in the ancient, alliterative style, and prosaic communications from one person to another” (Liestøl, “Literate” 77). Certainly, this range of uses also implies that runes were a useful and common part of life. By the medieval period, “The fixed order of the runes allowed them to be used for ordering by carpenters or construction workers, as can be seen in their use for numbering roof beams in churches like those at Hviding and Brøns” (Pulsiano, “Runes and Runic Inscriptions” 552). Returning to the Bryggen artifacts, we can begin to ask how the Vikings may have learned to write with runes. Within this set of inscriptions, we find a number that 10 consist of the runic alphabet or fragments of it. Some are found in conjunction with personal names, a possible indication that they are examples of practice alphabets since one’s name is often on of the first things one learns to write. James Knirk has done a study of these inscriptions and has listed five categories of inscriptions that may be evidence of the process of learning to write with runes. They are: 1. fuþark -inscriptions, that is, inscriptions consisting of the runic alphabet in more or less complete form; 2. runic syllabaries, that is, inscriptions consisting of or including repetitions of similar syllables with regular variations; 3. inscriptions clearly showing the copying of text, often in two or more hands and this representing a model and a copy; 4. inscriptions having no linguistic meaning but consisting of, for example, repeated runes or rune-like signs, and thus perhaps representing practice carving; 5. inscriptions that in their texts mention or discuss learning to write with runes. (173-4) Especially illuminating are inscriptions where several fuþarks appear on the same object in different hands. We can postulate a teacher and student, but it is unclear whether this teacher was a professional in any sense, or if this was simply passed down among family members. We also can only speculate on the level of literacy reached. “Personal names account for a large portion of the total corpus of runic texts” (Knirk, 189). It could be that most of the population could read and write their names, but only classes such as merchants and the very wealthy needed runes for business and property claims. 11 The Transition to Latin Through the merchants, the nobility and, of course, the raiders, Europe finally took notice of its neighbors to the north. “Once the Scandinavians were better known, the Church would want to convert them, rulers would want to establish diplomatic contact and merchants would want to trade with them” (Jesch, 84). With these new interactions came Latin and the Latin alphabet. However, the adoption of the Latin alphabet was a slow process. It was initially used only in connection with the Church and only for writing the Latin language. Additionally, “throughout the Middle Ages, writing with the Latin alphabet was mastered only by a small elite, mainly clerics and nobility” (Pulsiano, “Runes and Runic Inscriptions” 551). Runes continued to be used for business and personal purposes at least through 1350 CE, the end of the date range of the Bryggen finds. Eventually the Latin alphabet was adapted to write the vernacular languages of Scandinavia and runic inscriptions disappear. There is only one known runic manuscript, the Codex Runicus, and this seems to be the result of an antiquarian interest rather than a continuation of tradition. Conclusion It struck me during the course of my research how often I ran into the example “so and so owns me.” Ownership tags were a recurring theme and one of the primary surviving artifacts. Add to that the number of items that simply had a person’s name on them, and the theory that over time the “owns me” was dropped and the name stood alone as an ownership mark, then the number of owned items takes up an even larger percentage of known runic inscriptions. In readings on other early scripts, there is often discussion of business transactions being the primary focus of writing. I wonder, if in a 12 culture where raiding was the norm, claiming ownership of an item was of primary importance. This thought was reinforced when I read that Vikings were Vikings, even at home: Viking activity also took place inside Scandinavia, and, in fact, it differed little from what was going on all over Europe in the “Dark Ages.” The plundering of neighbors, the exaction of tribute from them, and their submission, to a large extent interchangeable notions, were familiar facts in western Europe as well as in Russia. (Pulsiano, “Viking Age” 693). While it was shocking to Europeans that Vikings would venture so far afield, could it be that this constant raiding would be a motivation to learn to write your name and then to inscribe it on your belongings, either before you are raided, or on to newly acquired goods? Were other cultures so diligent in labeling their belongings? The question also remains as to how widespread the use of runes really was. We can see that runic literacy had no wealth barriers like those associated with acquiring parchment or reading materials from which to learn. A Viking only needed his knife and a twig to write. The variety of inscriptions also implies that writing was not limited to the upper classes. “The monumental inscriptions, which tend to be better preserved, larger, and more imposing than others, can give the misleading impression that the script was prestigious and particularly associated with people of high status” (Sawyer and Sawyer, 10). Scholars today generally agree with the Sawyers that, “There is therefore no reason to doubt that they were used in daily life at an early stage” (10). However, until more runic inscriptions are unearthed from the Viking Age “no reason to doubt” is not the same as “evidence suggests.” 13 Bibliographic Essay Knowing little about the Vikings besides the general stereotype of marauding destroyer, I began my research with background works. These included Vikings: The North Atlantic Saga (Washington: Smithsonian Institution Press, 2000) edited by William W. Fitzhugh and Elisabeth I. Ward, James Graham-Campbell’s Cultural Atlas of the Viking World (New York: Facts on File, 1994) and The Viking World (London: Frances Lincoln, 2001), Phillip Pulsiano et al.’s Medieval Scandinavia: An Encyclopedia (New York: Garland, 1993), and Birgit and Peter Sawyers’s Medieval Scandinavia: From Conversion to Reformation circa 800-1500 (Minneapolis: University of Minnesota Press, 1993). I found all of the works to be useful overviews, each providing an extra piece of the puzzle. Pulsiano had the interesting information that beams were labeled with the runic alphabet to aid in the order of construction. Medieval Scandinavia: An Encyclopedia was especially thought provoking, as it was here that I found the fact that Vikings raided each other, which lead to my question regarding the importance of ownership marks. Stig Ohlsson’s "Why didn't the vikings just go on writing as their ancestors did? A survey of the runic tradition, with emphasis on the break between older and younger futhark" (Runica et mediævalia. Opuscula 2. Stockholm, 1994) and R.I. Page’s Runes (Berkeley: University of California Press, 1987) provided me with in depth information on the variations of the runic alphabet and its use. Ohlsson’s article in particular dealt with the change from the elder to the younger fuþark, while Page’s book provided me with examples of runic inscriptions. 14 Birgit Sawyer’s works Property and Inheritance in Viking Scandinavia : The Runic Evidence (Alingsås, Sweden: Viktoria Bokförlag, 1988) and “Sigtuna – A Border Town” (Grindaheim, Norway, 8-12 August. 1990) introduced me to the idea that rune stones were a local phenomenon and provided several insightful reasons for the tradition. These sentiments were echoed in many of the other works. Her works also offered copious examples of rune stone inscriptions as well as some very interesting statistical analysis that was out of the scope of this paper. I looked to Judith Jesch’s Women in the Viking Age (Rochester, NY: Boydell & Brewer, 1991) to see if I could gain any sense of whether writing was limited to men only to find that this seemed not to be the case. Though there is always the possibility that men could have done the inscriptions for the women, this seems not to be the conclusion drawn. For a more in depth study of Viking Age literacy, I was lucky enough to be pointed towards James E. Knirk’s "Learning to Write with Runes in Medieval Norway" (Runica et mediævalia. Opuscula 2. Stockholm, 1994) and Aslak Liestøl’s "The Literate Vikings" (Proceedings of the Sixth Viking Congress. Uppsala, 1971). These two articles in particular provided much of the serious analysis that was missing from the easy to find general information as well as a large number of attempted and partial translations of runic inscriptions that helped inform my summaries of the various types extant. 15 Works Cited Fitzhugh, William W. and Elisabeth I. Ward, eds. Vikings: The North Atlantic Saga. Washington: Smithsonian Institution Press, 2000. Graham-Campbell, James. Cultural Atlas of the Viking World. New York: Facts on File, 1994. - - -. The Viking World. London: Frances Lincoln, 2001. Jesch, Judith. Women in the Viking Age. Rochester, NY: Boydell & Brewer, 1991. Knirk, James E. "Learning to Write with Runes in Medieval Norway" Medeltida skriftoch språkkultur. Nordisk medeltidsliteracy i ett diglossiskt och digrafiskt perspektiv II. Nio föreläsningar från ett symposium i Stockholm våren 1992. Red. I. Lindell. Runica et mediævalia. Opuscula 2. Stockholm 1994: 169-212. Liestøl, Aslak. "The Literate Vikings" Proceedings of the Sixth Viking Congress. Uppsala 3-10 August. Bonäs, Dalarna 10-12 August 1969, Red. P. Foote & D. Strömbäck. Uppsala 1971: 69-78. Ohlsson Stig. "Why didn't the vikings just go on writing as their ancestors did? A survey of the runic tradition, with emphasis on the break between older and younger futhark" Medeltida skrift- och språkkultur. Nordisk medeltidsliteracy i ett diglossiskt och digrafiskt perspektiv II. Nio föreläsningar från ett symposium i Stockholm våren 1992. Red. I. Lindell. Runica et mediævalia. Opuscula 2. Stockholm 1994: 79-102. Page, R. I. Runes. Berkeley: University of California Press, 1987. Pulsiano, Phillip et al., eds. Medieval Scandinavia: An Encyclopedia. New York: Garland, 1993. 16 Sawyer, Birgit. Property and Inheritance in Viking Scandinavia : The Runic Evidence. Alingsås, Sweden: Viktoria Bokförlag, 1988. - - -. “Sigtuna – A Border Town” Proceedings of the third international symposium on runes and runic inscriptions. Grindaheim, Norway, 8-12 August. 1990: 163-178. Sawyer, Birgit, and Peter Sawyer. Medieval Scandinavia: From Conversion to Reformation circa 800-1500. Minneapolis: University of Minnesota Press, 1993.