Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 Article for the Nietzsche-Wörterbuch (NWB) on “Gefahr” Benedetta Giovanola Introduction: This report is structured into four main chapters. The first one is a summary consisting of four sections. Each section deals with one category discussed during the Nietzsche-Seminar. Furthermore, the summary of each category is divided in three sub-sections. First, I will present the category in general in line with the “Darstellung und Begründung des Konzepts des Nietzsche-Wörterbuchs”. The second sub-section summarizes Giovanola’s article on the concept of “Gefahr”, focusing primarily on the different meanings of “Gefahr” (category 2; 3/4). In the third one, I give a summary of the discussion and the main critical points. In the second chapter of this paper I will present my own critical remarks and work them out in more detail. Finally, the third chapter will give a conclusion. 1. Summary 1.1. Category 1 NWB: The aim of the first category is to give quantitative and factual information about the concerning lemma, in particular the “Wortformen”, “Beleganzahlen” and “Belegzeiten”. The category also gives a hint to the emphasis in Nietzsche’s texts. However, remarks about the “Verwendungsschwerpunkt” of a concept in a certain period are not merely from a quantitative point of view, but from a qualitative point of view as well. Furthermore, the first category outlines the “Wortfeld” regarding the concerning concept by giving synonyms or other related concepts (including opposed concepts) in German and foreign languages. The text of reference for this overview is the Kritische Studienausgabe. Article: The concept of “Gefahr” appears 1380 times in Nietzsche’s texts (including the Nachlass) and is often used in a combined word-form. However, the article does not consider the concept 1 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 “Ohngefähr” (today “ungefähr”) – although it is etymologically linked to “Gefahr” - since its meaning is no more linked to “Gefahr”. The concept of “Gefahr” and the related word-forms have their emphasis in the works of MA I, MA II, M, FW and JGB, whereas the concept of “Lebensgefahr” and its related word-forms can mainly be found in the later works of Nietzsche, especially in AC, EH and in the Nachlass from 1888-89. Discussion: Regarding the first category, four main points were made during the discussion. First, the third Untimely Mediation, Schopenhauer als Erzieher should be taken into account when talking about the emphasis of “Gefahr” in Nietzsche’s texts, since “Gefahr” is a decisive notion in the whole of the third Untimely Meditation. Furthermore, it was suggested to take up this text in category 7, which is meant to deal with texts in which the concept is in need of a separate and more detailed commentary. Second, the passage about the concept of “Ohngefähr/ungefähr” should be reduced, since it is discussed at length in category 5.1. Furthermore, its relevance for an understanding of “Gefahr” in Nietzsche’s texts should be reconsidered. I will come back to this point in my personal critical remarks (cf. 3.) Third, it might be better not to include the concepts of “Angst”, “Furcht” or “Feind” within the “Wortfeld”, since one would open up a whole new range of other possible related concepts such as “Krieg”, “Kampf”, etc. Fourth, the fixed expression “Gefahr der Gefahren” which is used repeatedly by Nietzsche should be added. One could also add the fact that Nietzsche refers with the superlative “Gefahr der Gefahren” to different concepts such as “Moral” or “Nihilismus” and uses it in different contexts. 1.2. Categories 2 and 3/4: NWB: The second category gives a “zusammenfassende Übersicht über die Bedeutung” of the concerning lemma. The focus of the structure is on the analyses of the different manners Nietzsche uses the concept and on the different “Wortbedeutungen”.1 The aim is to present During the discussion, van Tongeren answered the question of how we are to understand “meaning” in the following, pragmatic way: the meaning of a word is understood as the most complete circumscription of that word in a certain and specific context. 1 2 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 the semantic spectrum that a word has in Nietzsche’s vocabulary. In other words, the author of the article should refrain - as far as possible - from formulating or paraphrasing any theses about Nietzsche’s thinking. In the printed edition of the NWB category 3 and 4 are taken together. Category 3 is meant for a later electronic version of the NWB and will present category 4 to the full extent. The fourth category keeps the structure of the different “Bedeutungsvarianten” presented in category 2, but adds relevant passages of Nietzsche’s texts. However, the passage given within a specific “Bedeutungsvariante” must not be understood as excluding other meanings. On the contrary, the NWB aims to show that, for Nietzsche, a concept can have a different meaning in the very same passage. Article: In the category 3/4, which is meant to present a complete structure of the different meanings of the concept by means of selected passages, Giovanola structures the concept of “Gefahr” in Nietzsche’s texts according to the following three questions: “Was heisst Gefahr?”, “Was ist in Gefahr? (Was wird bedroht?)”, “Was ist die Quelle der Gefahr?” Each of the three questions is subdivided in further specifications and complemented by selected passages. The first question is answered by a main distinction between negative/passive on the one hand, and, positive/active on the other hand. In the first meaning of the concept, according to Giovanola’s structure, “Gefahr” is connected to destruction and weakening. As such, „Gefahr” is linked to notions like “Wille zum Untergang” or “Wille zur Verneinung des Lebens”. That is, in many cases where Nietzsche refers to „Gefahr“ with its passive/negative meaning, it is life itself that is weakened or threatened. In another, more particular way, Nietzsche thinks of this passivity in terms of morality or a “übertriebene Verehrung des Vergangenen”. However, Nietzsche understands “Gefahr” also as something positive or active, which – according to Giovanola – is “Nietzsche’s peculiar use of Gefahr”.2 “Gefahr” in its active/positive meaning is related to a twofold activity. First, activity understood as the capacity of the individual to take risks, be it regarding life as such or regarding “Wissenschaft bzw. Erkenntnis”. This capacity of taking risk becomes – contrary to the “Heerden-Instinkt” – an attribute of the “starke Mensch” and an indication of a “Steigerung des Lebens”. Second, activity is understood as experimenting. “Gefahr” in its positive connotation is connected with 2 Giovanola, p. 12. 3 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 the “Noch-Nicht-Festgestellt-Sein” as the human condition. Therefore, “Gefahr” not only asks for taking risks, but also for getting active in terms of “Versuch”, “Experiment” and “schöpferische Kraft”. In order to take risks as well as experimenting, the individual is forced to express “Mut”. Therefore, “Gefahr” is “ein Stimulans des Muts als innerer Haltung des Lebens”.3 Regarding the second question – i.e. „Was ist in Gefahr? (Was wird bedroht?)” - Giovanola makes a main distinction between “das Leben” and “die Menschen”. However, each of these two main divisions is subdivided differently. Whereas “das Leben” is subdivided by indicating through what the life is in danger, namely, on the one hand “durch die Historie” and on the other hand “durch die Moral u. das Sitten-Machen”, the second main division follows another structure. “Die Menschen” are subdivided in six different domains, namely: “Das Menschliche”, “Der Mensch”, “Das Individuum”, “Die starken Menschen”, “Der ausgezeichnete Mensch” and “Der Übermensch”. Furthermore, „das Individuum“ is structured according to three different references: “als Glied der Gesellschaft”; “als fähig, an sich zu denken” and “als einzelne Person”. In the third section “Was ist die Quelle der Gefahr?”, Giovanola lists eight sources of danger. The first of these sources is morality. It is subdivided into morality in general and two specific kinds of morality, namely: “Die Heerde-Moral” and “Die Mitleids-Moral”. For the sources “die Religion” and “die Wissenschaft” a threefold specification is given: religion’s specifications are “das Christentum”, “der Monotheismus” and “Gott” and science is subdivided into “Die Verzweiflung an der Wahrheit”, “der Wille zur Wahrheit um jeden Preis” and “die Überfüllung mit wissenschaftlichen Erkenntnissen”. The remaining five sources of danger are “das Mitleid”, “das Bewusstsein”, “die Kunst”, “die Metaphysik” and “die Historie”. Discussion: The main part of the discussion dealt with category 3/4. The most important points can be summarized as follows: 1) How can we separate between the source of a danger and that which is in danger? Would it be possible to work with cross-references in order to give a fuller picture of the related dangers? The point is that the structure does not make clear which relevance certain kinds of “Gefahr” – e.g. “Moral” – have for a certain object that is in danger – e.g. “Das Individuum 3 Giovanola, p. 6. 4 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 als einzelne Person”. Certainly, not every form of “Gefahr” threatens the same object in the same way. Therefore, it would be helpful, for a better understanding of the different meanings of “Gefahr”, if the danger and that which is in danger were explicitly interconnected. 2) The first main section of the structure “Was heisst Gefahr?” is not answered by subdivisions such as “ein Wille zum Untergang” or “die Fähigkeit zu riskieren”. The listed elements of “Gefahr” refer rather to different ways of dealing with “Gefahr” than to the question of “Was heist ‘Gefahr’?” It was suggested to keep in mind the following question, in order find the different meanings of “Gefahr”: which other concept could replace the concept of “Gefahr”? 3) Giovanola answers the question of “Was heist Gefahr?” by making a main division between “Gefahr” as something negative/passive and something positive/active. However, it seems that “Gefahr” is never in itself something positive or negative. Rather, it becomes positive or negative by provoking or asking for a certain kind of behaviour from the object in danger. Moreover, it was suggested that “etwas Passives” might not be the right description, since “ein Wille zum Untergang” - which is listed as a subcategory of “Etwas Passives” – can be expressed as a strong activity. 4) An alternative structure according to van Tongeren consists of 5 questions and looks as follows: 1) What are the “Grundbedeutungen” of “Gefahr”? Here, one could think of threat, to risk, to seek, to fear something that can happen or not. 2) What does “Gefahr” consist in? 3) What is danger doing? What are its effects? It is this question which seems to be answered by most of the elements of “Gefahr” listed by Giovanola regarding the question “Was heisst Gefahr?” 4) What is in danger? 5) What are the causes of danger? Since Nietzsche does often use in his texts certain types, one could add to the list the following question: Who is dangerous? 5 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 1.3. Category 5 NWB: This category gives a philological, etymological and - if possible - a philosophical „Wort- und Begriffsgeschichte“. Futhermore, it shows if and how Nietzsche can be situated in this “Wortund Begriffsgeschichte”. It should become apparent how a concept has developed within the history of the concept as well as in the history of philosophy. In order to do so, it might be helpful to compare Nietzsche’s use of a concept to earlier or contemporary writers – e.g. Luther, Goethe – or to biographical, cultural or political contexts. Article: In the fifth category, Giovanola first (5.1.) describes the “Wortgeschichte” of “Gefahr”, “Gefährlich u. Gefährlichkeit”, “Gefährden u. Gefährdung“ and „Ohngefähr u. Ungefähr“. Then (5.2) she summarizes the history of the concept „Gefahr“ in philosophy. Regarding the “Wortgeschichte”, there seem to be two important aspects. First, the word “Gefahr” was originally used in the form “Fahr”, which means “(feindliche) Nachstellung”. The adjunct “ge-“ can be observed since the 14th/15th century. Whereas “Fahr” as “feindlich Nachstellung”, “Betrug” or “böse Absicht” originally designates the activity of the one who is dangerous, this meaning is lost in “Gefahr”, which expresses merely the situation of the one who is in danger. In this sense, “Gefahr” can also be linked with the sensation of being in danger, i.e. “Furcht”, “Angst” or “Schrecken”. Second, the word “Gefahr” is etymologically connected to “Ohngefähr” and “Ungefähr”. Originally, “Ohngefähr” meant “ohne böse Absicht”. Later, it was used in the meaning of “nicht mit Absicht” or “zufällig”. However, the use and the meaning of the word “Ohngefähr” got lost and was replaced by “ungefähr”, which means “mehr oder weniger”. In the second part on the “Philosophische Begriffsgeschichte”, Giovanola focuses on the connection between “Gefahr” and the notion of sublime as it is embedded in the 18 th century. The reason for this connection is the general understanding of the sublime as an infinite object which provokes sentiments of pride and majesty as well as feelings of terror, fear or pain. In this respect, Giovanola works out how for Kant the ethical and aesthetical dimension of the sublime are linked and how the sublime is taken up by Lyotard as something “that challenges 6 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 human perceptual and conceptual reach, as a regular inducement to strive to extend that reach.”4 However, this part is not fully worked out yet. Giovanola is planning to add the Latin epic tradition as well as the tradition of Greek tragedy, especially regarding Eschylus, Sophocles and Euripides. Furthermore, the notion of “Gefahr” plays an important role in the history of political philosophy, particularly in the political theories of Machiavelli, Hobbes, and Rousseau. Discussion: 1) The connection between the sublime and “Gefahr” has to be linked to some passages in Nietzsche’s texts in order to show its relevance for an understanding of “Gefahr” in Nietzsche. It was suggested to consider Nietzsche’s notion of “Dionysos” which in some way might be understood as “erhaben” and therefore as something that threatens. In general, the philosophical “Begriffsgeschichte” should keep in mind the relevance for an understanding of Nietzsche’s notion of “Gefahr” and should be provided with decisive passages of Nietzsche’s texts. 2) One could also take into account Hegel’s conception of “Herr und Knecht” for which “Gefahr” seems to be an important element and therefore might be considered as a philosophical relevant concept. However, since Hegel thinks of the dynamic between “Herr und Knecht” in terms of “Agon”, one would have to show that Nietzsche links “Gefahr” with “Agon” as well. But although Nietzsche does use “Gefahr” in some passages together with “Krieg”, these passages seem to be rather an exception than the rule. 1.4. Category 6 NWB: The sixth category aims at giving an interpretative framework for different meanings, contexts and connotations as they have been worked out in the fourth category. Here, problems regarding the different aspects of the “Wortbedeutung” or its application are discussed and - if necessary - the relevant “Forschungsliteratur” is consulted. Furthermore, regarding concepts 4 Giovanola, p. 11. 7 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 which have a particular meaning for Nietzsche, this category aims to locate and indicate the function of this concept within Nietzsche’s thinking. Since this category is strongly interpretative, it has to be mentioned that it is not the intention of the NWB to propose or to impose a particular interpretation. Article: Giovanola divides the sixth category in three parts. In the first part she summarizes how the “Nietzsche-Forschung” has taken into account the concept of “Gefahr”. Although “Gefahr” has not been subject to a specific research so far, its importance within the “NietzscheForschung” arises indirectly, that is, in its connection with other subjects, such as: “Historie” and “Bildung” (Geijsen, 1997), “Wahrheit” as “Gefahr” and linked to “Mut” (Jaspers, 1936; also: Zibis, 2007) and finally “Gefahr” as an important notion for an interpretation of the “Vorwort” in Also sprach Zarathustra (van Tongeren 2000). However, Giovanola mainly focuses on Müller-Lauter (2000), which sees “Gefahr” as a key concept of Heidegger’s reading of nihilism. The second part presents the “Herkünftliche Bedeutung und Verwendung von Gefahr bei Nietzsche”. Giovanola presents Nietzsche’s peculiar use of “Gefahr” as something active and affirmative and, as such, connected with “riskieren” and “experimentieren”. Furthermore, in this sense, “Gefahr” is strictly linked to the individual’s transformation understood as a neverending process of “Selbstüberwindung” and creation of the future. Therefore, Nietzsche seems to use “Gefahr” in order to describe the human condition as such. Within this situation of uncertainty, the individual is confronted with two different options. On the one hand, he can react passively and look for security, which is equivalent of creating “Sitten” and subsuming oneself to morality; on the other hand, the individual can become active by experimenting and expressing his creative power. This activity is strictly linked with “Bejahung” and can therefore be seen as a “Lebensideal”. “Gefahr” as “Lebensideal” is described by Giovanola in the third part. It is from Morgenröthe onwards and in the later writings that Nietzsche thinks of “Gefahr” as Lebensideal” and as “Stimulans des Lebens”. It is especially in opposition to morality as “Wille zur Verneinung des Lebens” and as the attempt to transform human beings in something general and stable that “Gefahr” gains an existential connotation. It is due to the “Gefahr” that human beings can become individual – as opposed to “allgemein” - and thus overcome morality and affirm life. Giovanola summarizes Nietzsche’s ideal as follows: 8 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 “’gefährlich leben’, not avoiding danger, but rather taking it as a kind of source of energy that increases our creative capacity.”5 Giovanola concludes that “Leben” and “Selbstgestaltung” are therefore the two most important fields where Nietzsche gives a philosophical account of “Gefahr”. Discussion: 1) The key question which should be answered in the sixth category is: Why does “Gefahr” for the first time in the history of philosophy get a specific philosophical meaning and why does it become a central philosophical category in Nietzsche? This point could be worked out in more detail by making the link between nihilism and “Gefahr”. Giovanola points to the passage of NL 2 [100] 12.109f where Nietzsche writes: “die Gefahr der Gefahren (Darstellung des Nihilismus) (als der nothwendigen Consequenz der bisherigen Werthschätzungen) [...] Die Gefahr der Gefahren: Alles hat keinen Sinn.)“ Furthermore, this issue could be linked to Giovanola’s remarks about Heidegger’s interpretation of Nietzsche. 2) In the discussion it was mentioned that “Gefahr als Lebensideal” might not be an adequate expression. It seems that especially in SE, “Gefahr” does not appear as “Lebensideal” as such, but rather as that which can bring about - in line with the particular decisions one makes – something like a “Lebensideal”. Indeed, in SE Nietzsche seems to think of “Gefahr” in terms of a constitution. Therefore, it is in the very constitution of Schopenhauer where one can find different forms of “Gefahr”. Since “Gefahr” is something that one finds oneself already confronted with, it is only by dealing in an appropriate way with these “Gefahren” that an ideal can come about. However, it was suggested that “Gefahr” is mainly a cognitive ideal. “Gefahr als Lebensideal” can then be described as confronting oneself actively with “Gefahr” and exposing oneself cognitively to “Gefahr”. 3) It was suggested that one could also add the discussion about Nietzsche’s philosophy as being dangerous itself. 2. Critical remarks In my personal critical remark I will deal with the category 5., or more precisely with the “philosophische Begriffsgeschichte”. I will work out in more detail Machiavelli’s conception 5 Giovanola, p. 13. 9 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 of fortuna as it is related to “Gefahr” and “Mut”. The aim is to show the relevance of Machiavelli’s notion of fortuna for an understanding of “Gefahr” in Nietzsche. In her article on “Gefahr”, Giovanola writes: “Die Wortform ‘Ohngefähr’ (8 Belege), die nach dem 18. Jh. allmählich durch ‚ungefähr‘ verdrängt wird und deren Etymologie sich auf G. bezieht, ist bei N. substantiviert verwendet und bedeutet ‚Zufall‘.“ 6 I would like to argue that the connection between “Zufall” and “Gefahr” is not only etymological, but also philosophical which can be traced back to Machiavelli. In his Principe, Machiavelli makes clear that fortuna as a universal force is the ultimate danger for a state and its ruler. In the following passage, Machiavelli gives a metaphor in order to describe fortuna: „Ich vergleiche sie [fortuna, F.H.] mit einem reissenden Strom, der bei Hochwasser das Land überschwemmt, Bäume und Häuser niederreisst, hier Land fortträgt und dort anschwemmt; alles ergreift vor ihm die Flucht, jeder weicht seinem Ungestüm aus, ohne nur den geringsten Widerstand leisten zu können. Obwohl die Dinge so liegen, bleibt doch nichts anderes übrig, als dass die Menschen in ruhigen Zeiten durch den Bau von Deichen und Dämmen Vorkehrungen treffen, und zwar derart, dass die steigenden Fluten entweder durch einen Kanal abgeleitet werden oder ihre Wucht gehemmt wird, damit sie nicht so rasend und verheerend sind.“7 This passage shows three important elements of fortuna. First, the conditions of emergence of fortuna, the goddess of “Zufall”, are completely unknown. Human beings and especially the ruler of the state are confronted with an uncontrollable and not calculable force, here compared to the destructive power of a “torrential river”. Second, fortuna is described in this passage as a danger, which accompanies every human action and human life in general.8 Once she gets active, the effects are destructive and tremendous. However, thirdly, the ruler can guard himself and his state against the dangerous impact of fortuna by taking adequate measures. Nonetheless, it is not only prudentia and rational action which are necessary in order to control the destructive force of fortuna. Another important element is described by Machiavelli in the following passage: “Fortuna ist ein Weib; um es unterzukriegen, muss man es schlagen und stossen. Man sieht auch, dass es sich leichter von Draufgängern bezwingen lässt als von denen, die kühl 6 Giovanola, p. 1. Machiavelli, Niccolò: Der Fürst, übers. u. hrsg. von Rudolf Zorn, Stuttgart 61978, p. 103. 8 For Machiavelli, fortuna does not only have destructive effects, but can also be beneficial. 7 10 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 abwägend vorgehen.“9 The last sentence seems to suggest that fortuna can be easier encountered by a brave person than by somebody hesitating or This relation between fortuna, “Zufall”, “Gefahr” and “Mut” needs more attention and has to be worked out in more detail. However, I think it became clear why this topic is of relevance for an understanding of Nietzsche’s notion of “Gefahr”. As Prof. van Tongeren mentioned in the Nietzsche-Seminar, Nietzsche does think in his works of “Gefahr” in terms of something that can happen or not. Here, I would see the link between “Gefahr” and “Zufall”. Furthermore, Giovanola also points to the important connection between “Gefahr” and “Mut” by taking up van Tongeren’s discussion of the Vorwort in Also sprach Zarathustra and quotes the following passage from the Nachlass: “Gott ist todt, dies ist die Ursache der grössten Gefahr: wie? Sie könnte auch die Ursache des grössten Muths sein!”10 That is, the three elements as I worked them out regarding Machiavelli’s conception of fortuna, can be found in Nietzsche. Therefore, I consider this topic to be important for the “Philosophische Begriffsgeschichte” in category 5. 3. Conclusions By way of conclusion, I would like to give one main impression I got from our last meeting about the article on “Gefahr” for the NWB. I realized how much one is tempted to structure Nietzsche’s use of concepts, such as “Gefahr”, according to the opposition “positive” or “negative”. However, I think that one should use these notions carefully, since they seem to be rather a matter of interpretation or the result of it than a way of giving a description or structure. To structure a certain concept according to positive or negative, is to ask: How did Nietzsche evaluate this concept in this specific context? But this is a different question than to ask: What are the different meanings a certain concept gets within Nietzsche’s use of language? – which I consider to be basic question for category 2 and 3/4. Of course, this does not mean that there aren’t any concepts in Nietzsche’s vocabulary – e.g. “Bildung” - which can be structured according to the distinction between positive and negative.11 9 Ibid. p. 106. KSA 12, 128. 11 It seems reasonable to structure „Bildung“ according to the distinction between positive and negative, since these concepts do not refer to “Bildung” or its effects, but to the way Nietzsche is mainly concerned with “Bildung”. Nietzsche works out on the one hand a “Bildungskritik” and on the other hand, he gives a more positive account of “Bildung” by giving some referential points. Thus, the concept of “negative” refers to “Bildungskritik” and the concept “positive” refers to the referential points. 10 11 Nietzsche-Seminar Reflective Report, 08.05.09 Florian Häubi 0844675 I think this is true not only regarding an article for the NWB, but for an interpretation of Nietzsche in general. It seems that by reading Nietzsche and asking: what did Nietzsche want to say?, it is difficult not to ask: how did Nietzsche relate to it? To be sure, I think the latter question matters as much as the former does. But I also think that it is necessary to hesitate in using evaluative concepts such as positive or negative. 12