Understanding the Concepts of Proportion and Ratio Constructed by Two Grade Six Students Author(s): Parmjit Singh Source: Educational Studies in Mathematics, Vol. 43, No. 3 (2000), pp. 271-292 Published by: Springer Stable URL: http://www.jstor.org/stable/3483152 Accessed: 15/01/2010 23:19 Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you may use content in the JSTOR archive only for your personal, non-commercial use. Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at http://www.jstor.org/action/showPublisher?publisherCode=springer. Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed page of such transmission. JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org. Springer is collaborating with JSTOR to digitize, preserve and extend access to Educational Studies in Mathematics. http://www.jstor.org PARMJITSINGH UNDERSTANDING THE CONCEPTS OF PROPORTION AND RATIO CONSTRUCTED BY TWO GRADE SIX STUDENTS ABSTRACT. The purposeof this study was to constructan understandingof two grade six students'proportionalreasoningschemes. The data from the clinical interviewsgives insight as to the importanceof multiplicativethinking in proportionalreasoning. Two mental operations,unitizing and iteratingplay an importantrole in student'suse of multiplicative thinking in proportiontasks. Unitizing a composite unit and iteratingit to its referentpoint enables one to preservethe invarianceof a ratio. Proportionsinvolved the coordinationof two numbersequences,keeping the ratiounit invariantunderthe iteration. In the iterationprocess, one needed to explicitly conceptualizethe iterationaction of the composite ratio unit to make sense of ratioproblemsand to have sufficientunderstanding of the meaning of multiplicationand division and its relevance in the iterationprocess. One needed to have constructedmultiplicativestructuresand iterationschemes in orderto reasonproportionally. KEY WORDS:mathematicslearning,mathematicsunderstanding,multiplicativereasoning, proportion,proportionalreasoning,ratio BACKGROUND Numerousstudieshave shownthatearlyadolescentsandmanyadultshave difficulty with the basic concepts of fractions, rates and proportionand with problemsinvolvingthese concepts(Noelting, 1980a;Vergnaud,1983; Hart, 1988; Lesh et al., 1988; Kaputand West, 1994). Studiesof student's thinkingindicatethatthey often use additivereasoningin solving problems wheremultiplicativereasoningis required(Hart,1981, 1988; Karplus,Pulos and Stage, 1983b; Noelting, 1980b; Vergnaud,1988; Lamon 1993a; Resnick and Singer, 1993). Since studentshave difficultyreasoningmultiplicatively and reasoning multiplicativelyis necessary for proportional reasoning,it is importantto find ways to help studentsreasonproportionally. Verylittle is known aboutthe manifestationof multiplicativestructure in proportionalreasoning. The identificationof mathematicalideas that contributeto proportionalreasoningappearsto be an essential,butomitted, contributionto a domain definition. Although researchhas documented children'sdifficultiesin learningabout ratio and proportion,results tend # EducationalStudiesin Mathematics 43: 271-292, 2000. T ? 2001 Kluwer Academic Publishers. Printed in the Netherlands. 272 PARMJIT SINGH to be at the level of identifying lists of things that studentscan and cannot do (Hart, 1988; Robitaille, 1989; Kaputand West, 1994). We need to move beyond the level of identifyinga litany of tasks variablesthat affect problemdifficulty,towardthe identificationof componentsthatoffer more explanatorypower for children'sperformancesin the domain. There is a wide agreement(Hiebert and Behr, 1988) that if research is to informinstruction,it is importantto analyze mathematicalstructures and children'ssolutionprocesses in light of the developmentalprecursors (or, sometimes, prerequisites)to the knowledge needed to function competently in a domain.These precursorsor cognitive buildingblocks have been called by manynames:key cognitiveprocesses(HiebertandWearne, 1988), key informal strategies (Hiebert and Behr, 1988), and theorems in action (Vergnaud,1983). They are all names for mental constructions considerednecessaryfor meaningfullearning. MULTIPLICATIVE SCHEMES IN PROPORTIONAL REASONING The goal of this analysiswas to determinewhatknowledgewas criticalfor understandingratio and proportion.The two main issues to be discussed will be the multiplicativeschemes and the natureof students'proportional reasoning. Studies of multiplicativestructuresby researcherssuch as Vergnaud (1983), Confrey(1995) and Steffe (1994) in recentyears have given multiple perspectiveson this structure.However,their theoreticalmathematical and semanticanalysesarebased on the assumptionthatthe curriculum provideslimitedperspectiveof the multiplicativeconceptualfield andthat understandingwill requirea broaderrangeof experiences. Vergnaudsees the main problem in building multiplicativestructures as consisting of building dimensionalrelationshipsin simple and multiproportionalsituationand in the extension of concepts and operationto ever more complex situations.His approachis based on the analysis of studentswork and teaching situation.He does not discuss explicitly the mentalconstructionof the child or in otherwordsthe child's voice. Confrey's approachto multiplicativestructureare based on the idea of splitting. She defines splitting as "an action of creatingequal partsor copies of an original..., an operationthat requires only recognition of the type of split and the requirementthat the parts are equal" (1994, p. 294). In other words her splitting structureis an action of duplictingand constructingsimultaneoussplits of an original. Steffe (1988) has arguedthat the key to students'meaningfuldealings with multiplicationis the ability to iterateabstractcomposite units. In us- UNDERSTANDINGTHE CONCEPTSOF PROPORTIONAND RATIO 273 ing children'snumbersequences as a startingpoint, Steffe (1994) argues that: "For a situation to be established as multiplicative,it is necessary to at least coordinatetwo composite units in such a way that one of the composite units is distributedover elements of the othercomposite units" (p. 19). This involves taking a set as a countableunit while maintaining the unit natureof its elements.Example,"Ifthereare 6 groupsof 4 blocks, how manyblocks are there?".The coordinationof two numbersequences, establishesan iterablecompositeunit. Thatis, the child counts: 1 groupis 4, 2 groupis 8, 3 is 12, 4 is 16 and5 is 20. Iteratingis a formof distributing one quantityacrossanother. The most distinctdifferencesbetweenConfrey'sandSteffe's approaches are that Confrey observes multiplicativeactions as independentof addition ideas, whereas Steffe's approachconsidersearly multiplictiveacts as making naturaluse of counting based mental structures.His concept of multiplicationis not based entirely on counting as he sees multiplication as the coordinationof units. That is, in a rectangulararray,an element is simultaneouslyin a row and columns. There has to be the thinkingin units otherthanone as well. I do not see a majorconflict between Steffe's and Confrey's approachesto multiplicativestructure.Confrey's splitting idea came fromher workon exponentialfunctionswhile Steffe's approach startedfromcountingandnumbersequences.This researchis basedon the constructthatproportionis coordinationof two ratiosandthereforetaking this into account,Steffe's multiplicationschemes aremorerelevantfor this study. As childrenmove from additiveto multiplicativereasoningwith whole numbers,there are two significantrelatedchanges. There are changes in what the numbersare and changes in what the numbersare about. Steffe (1988) tracedchildren'sconstructionof numbersfrom the constructionof single entities as units to the constructionof composite and iterableunits. It is the shiftfromoperatingwithsingletonunitsto coordinatingcomposite unitsthatsignals the onset of multiplication.It is not a trivialshift, because it representsa changein the meaninggiven to a number.Littleresearchhas dealt with the centralrole of multiplicativeschemes in proportionalreasoning. I believe multiplicativereasoningis an entrypoint to the world of ratio and proportion.In this study,I will elaboratehow students'thinking of compositeunit schemes can develop into proportionalreasoning. 1. RESEARCH METHODOLOGY This study was conductedusing a constructivisttheoryof learning.It was designedwith the intentionof focusing on a child's constructionof propor- 274 PARMJITSINGH tional reasoning.That is, I, as the researcher,could closely monitoreach student'sthinkingand the meaninghe or she gave to the concepts of ratio andproportion.I set out to explorehow two studentsconstructproportional reasoningwith the conjecturethateach child would have a uniqueway of accomplishingthis task. Clinical interviews Clinical interviewswere the methodologyadoptedfor this study.The assumptionsunderlyingtheir use are: (1) A source of mathematicalknowledge can be found in the ways that studentsact to resolve situationsthat they findto be genuinelyproblematic;and(2) Taskscan be designedwhich providethe researcheran adequateopportunityto make inferencesbased on the interviewsabout students'cognitive processes. Two main advantages of utilizing clinical interviews are, first, allowing for interventions wherestudentswere encouragedto elaborateon theirstatementsandjudgements; this provides an opportunityto make valid inferences about students' covert intellectualprocesses (Opper,1975). Second, this approach to gatheringdata provides for a continualinteractionbetween inference and observation(Cobb, 1986b). Hence, the researchercontinually tests conjecturesaboutthe students'thinkingandinterveneswheneverthe problem solving activity of the solver cannot be adequatelyexplainedby the model. The use of interviewingas a successfultool of researchmustbe accompaniedby appropriatelearningtasks. Accordingto Cobb (1986b), appropriateproblemsolving tasks are those which serve as genuine challenges for students,allowingthemto become 'task-involved'duringthe interview. Specifically, deIf, for example,the child'sproblemis to inferthe behaviorsthe interviewer sires,he orsheis engagedin socialratherthanmathematical problemsolving.The interviewis essentiallyworthless.Itis thereforeimperative thatthechildconstrue interviewtasksas challengesratherthanas opportunity to fail andappearstupid. Inthelanguageof achievement thechildmustbe task-involved rather motivation, thanego-involved (Cobb,1986b,p. 99). In order to analyze the ways learners constructproportionalreasoning knowledge from the problem solving activity,a set of learningtasks developed by the researcherand adaptedfrom the literaturewas used. The task situationsthatwere used in the intervieware given below: - A situationthatconcernsmoney (quarters)and candies. A situationof sharingpizzas amongfriendsthatconcernsthe number of people and the numberof pizzas. UNDERSTANDINGTHE CONCEPTSOF PROPORTIONAND RATIO - 275 A stretchersand shrinkerssituationof a rectanglethat concerns the length of a verticalside and the length of a horizontalside. There are threereasonsfor choosing these situations.Firstly,all threeare typical situationsin which proportionalreasoningis used andall situations deal with intensive quantities,relationshipbetween quantities,(e.g. candies per quarteror pizza per person) which are difficult to express by using picture illustrations.Usually, intensive quantitiesare not measures or counts but rather,are generatedthroughthe act of division. Secondly, these situationsare both familiarand less familiarto students.The first two situationsare expected to be more familiarthan the third situation. And thirdly,the stretchersand shrinkerssituationis commonlyacceptedby researchersas one of the most difficultproportionsituationsfor students and in view of this, it is ideal for the investigationof students' mental constructions. Thestudents Alice and Karenwere the two beginning grade six girls (11 years), who agreedto participatein the study.Althoughthey were in differentclasses, they had a common mathematicsteacher. Alice was consideredby her teacherto be a very bright student,who would surely get an A in the Nationalexam, as she had always been an A student. Karenwas a hardworking,responsiblegirl who alwaysgot thingsdone. Accordingto her parents,she taughther youngerbrothermathematicsand ensuredthat he did his school work. She was in the second from the top class of the school for sixth graders,as classes are ability grouped.The teacher believed that she was also good at mathematicsalthoughnot as good as Alice. Contentknowledgeof students Duringmy discussionwith the schoolteacher,she said thatAlice had been taughtthe ratiotype of questionsin a section on the topic of Money though no terminologyof ratio or proportionalitywas used. She also stipulated that the unit strategywas taughtto studentsas it was the easiest way to solve this type of problem!Below areexamples,as seen fromAlice's work sheet Example 1 The weight of 4 anchovytins cost RM18, whatis the cost for 6 tins? (RM denotes for Malaysiancurrency,Ringgit Malaysia) 276 PARMJIT SINGH The steps shown: 4 anchovy tins - RM 18 1 anchovy tin is 18/4 = 4.5 6 anchovy tins is 4.5 x 6 = RM27 Example2 Ah Chong spends RM 140 to buy 8 pairs of shoes. How much does he needs in orderto buy 12 pairs? Solution: 8 pairs- RM 140 1 pair-140 = RM 17.5 12 pairs17.5 x 12 = RM 210 In two other similar examples as seen from Alice's work sheet, all the tasks used the unit method, finding the rate for one and multiplying to get the rate for many. It is interesting to note that, from the discussion with the teacher, Alice had studied this method in class while Karen had not as her class was slower than Alice's class. The episodes below gave a descriptive analysis of the meanings that the two students Karen and Alice gave to tasks and the conceptual advances they made as they dealt with ratio and proportion tasks. ANALYSISAND RESULTS Karen's scheme's of proportional reasoning Episode I with Karen Karen was given the task "If 4 cents can buy 6 sweets, how many can 10 cents buy?" and below is the description of the schemes she utilized in solving the task. Karen tried to solve this task utilizing the formal method of unit analysis, (find the rate for one and multiplying to get the rate for many). She divided 4 by 6 and obtained 0.66 which did not make sense to her. She seemed confused about this outcome and abandoned it. She then used a method which was more meaningful to her. She spent quite some time writing on her paper and used her fingers occasionally in doing calculations. After some time working on it, she said: ("R"standsfor Researcherand "K"for Karen) K: R: K: R: 15 sweets How did you do that? 4 cents buy 6 sweets and 8 cents buy 12 sweets and 6 cents buy 9 sweets. How do you know 6 cents buys 9 sweets?. UNDERSTANDINGTHE CONCEPTSOF PROPORTIONAND RATIO 277 K: Yousee,6 is between4 and8, so 4 centsyoubuy6 sweets,6 cents9 sweets, 8 cents12sweets,10cents15sweets,12cents18 sweets.Thereis a pattern 3,6,9, 12... R: So, howmanysweetscanyoubuywith 10cents? K: 15 sweets. Initially,Kareniteratesthe compositeunit 4 cents buys 6 sweets to 8 cents buys 12 sweets. Then she was able to constructanothercompositeunit of 6 cents buys 9 sweets as it was between the earliertwo composite units. Karenwas then able to coordinatethe compositeratiounit of 4 cents buys 6 sweets to 6 cents buys 9 sweets, 8 buys 12 sweets and 10 cents buys 15 sweets, 12 cents buys 18 sweets. It was unclearif she could coordinatethe two ratios because it seems that she used a patternin her build up. I was not sure if she had constructedan invariantrelationshipin her iteration because this is an importantcomponentin understandingproportionality. My focus in the following episodes was to investigatewhethershe in fact had coordinatedthe ratiounits and if she understoodinvariance. Episode 2 with Karen Question: To bake donutsMariahneeds 8 cups of flourto bake 14 donuts. Using the same recipe, how many donutscan she bake with 12 cups of flour? In about20 seconds she said 21 withoutany recording. R: Howdidyouget it so fast? K: 4, 8, 12 you get 7, 14,21 R: Can you please explain? K: 4 cups7 donuts,8 cups14donutsand12cups21 donuts R: Howdidyouknowthat4 cupsmake7 donuts? K: I divided8 cupsand14donutswith2 to get 4 cupsand7 donuts She decomposedor unitizedthe composite ratio unit 8 cups to 14 donuts to find a ratio unit of 4 cups to 7 donuts and then iteratedit to its referent point. She simultaneouslycoordinatedtwo numbersequences4, 8, 12 with 7, 14, 21, and because of this I inferredthat she was able to preservethe relationshipnot because of the patternbut because of the constructionof the unit ratios4 to 7. Iterationof ratiosimplies that there are two number sequencesof 4, 8, 12 and 7, 14, 21 thatare coordinated.Unitizingappears to be an importantdevelopmentin proportionalreasoning.In solving problems, it is useful to view a ratioas a unit,the resultof multiplecomposition of composite units. 278 PARMJITSINGH Episode 3 with Karen Question: John used exactly 15 cans to paint 18 chairs.How many chairscan he paintwith 25 cans? She managed to solve this problem mentally in which she derived 5 cans to 6 chairs as equivalent to 15 cans to 18 chairs. Then she coordinated both ratios simultaneously as 5 to 6, 10 to 12, 15 to 8, 20 to 24 and 25 to 30, and said "with 25 cans you can paint 30 chairs". I inferred that she coordinated the two number sequences of 5, 10, 15, 20, 25 with 6, 12, 18, 24, 30. This again shows her ability to coordinate ratio units. Episode 4 with Karen Question: To bake 6 cakes, you need 15 eggs. Using the same recipe, how many eggs do you need to bake 4 cakes? She quickly solved it mentally and gave the answer 10 eggs. R: Can you explain? K: In 2, 4, 6 therearethreeand all aretimes 2. Then 15 divides 3 because 1,2,3, got three2 cakes - 5 eggs, 4 cakes - 10 eggs, and 6 cakes you need 15 eggs. R: How do you know thatfor 2 cakes you need 5 eggs? K: Because I divided 6 cakes and 15 eggs by 3. R: Why did you divide by 3? K: Because in 2, 4, 6 thereare one, two, three,so I dividedby 3 Initially, she looked at the relationship between 6 and 4 and then said in 2, 4, 6 there are three. This was an intriguing construction because "in 2, 4, 6 there are three so I divided by 3" seems to indicate that she constructed a scheme in which the composite unit consisted of three ratio units. It means that: 1: 2 cakes - 5 eggs 2: 4 cakes - 10 eggs 3: 6 cakes - 15 eggs I inferred that this shows that she was able to coordinate unit (1st ratio) of unit (cake) of unit (eggs) simultaneously. She treated 2 to 5 as a ratio unit and iterated it to obtain her response. R: K: R: K: How many eggs do you need to bake 8 cakes? 20 (Veryfast) How come you got it so fast? Likejust now, 6 gives 15 so 8 needs 20 UNDERSTANDINGTHE CONCEPTSOF PROPORTIONAND RATIO 279 Using her schemes from her previous composite unit 6 cakes to 15 eggs she was able to iterate it to the next ratio of 8 to 20. This suggests that in iteratingfrom the composite unit of 6 gives 15, Karenknew that the composite units are themselves composed of units and thereforedid not have to runthroughthe iteratingactivitythatis impliedbecause the initial segment of Karen'scompositeiteratingis symbolizedby "6 gives 15". R: Whatif oneneededto bake100cakes? She replied250 eggs, in seconds. K: Theyare50 timesmore(100dividedby 2) and50 times5 equals250 eggs. She utilizedmultiplicativethinkingin that 100 cakes is 50 times morefrom the ratio unit of 2 cakes to 5 eggs and was able to iterateit 50 times, not by addingbut by multiplyingit by 50. When the numbersinvolved in the task were large, Karenknew that it would take a long time to figureit out mentally.Thus, she multipliedratherthaniterated. I was curious abouther statementfrom the last episode when she said "Becausein 2, 4, 6 there are three so I divided by 3". I tried to probe her thinkingfurther,as reflectedin the following episodes. Episode 5 with Karen R: Patriciauses 12 cupsof flourto make21 donuts.Usingthe samerecipe, howmanycupsof flourareneededto make14donuts? She did it mentally(therewas a briskmovementof threefingers)and said 8 cups. Her explanationwas "14 and 21 aretimes 7 thatmeans in 7, 14, 21 there are 3 numbers,so divides 12 by 3". Her explanationhere "in 7, 14, 21 thereare 3 numbers"indicatesthatthe compositeunit consists of three ratiounits. She constructedthe compositeunit and iteratedthe unit as: 1: 7 d - 4 cups 2: 14 d - 8 cups 3:21 d- 12cups I believe her finger movement played an importantrole during the 20 seconds she took in solving this problem.She used her fingersin the process of coordinatingthe two numbersequences.I believe thatshe was able to iteratethe composite units, keeping track of each composite with her fingerpatternuntil she reachedthe thirdratiounit. Althoughshe coordinated two numbersequences,she did not treatthe units separatelyas 7, 14, 21 and 4, 8 and 12, they were linked by the ratio unit. To be considered 280 PARMJITSINGH additive,there would have been a pause in each finger in orderfor her to count mentally.Again, her explanationshows thatshe was able to preserve the relationshipof each ratio in keeping them invariant.It is significantto note that althoughthe finger patternhelped her in unit-coordination,this is not to be mistakenfor a perceptualfactor.In other words, she did not always rely on her fingersto iteratethe compositeunits since she was able to determinethe answer. Karendid not draw any picturesor diagramsto representthe physical objects of quartersor candies and this shows abstractnatureof her thinking. She developed a scheme for keeping the ratio unit invariantmentally in which she was able to deal meaningfullywith compositeunits and also able to take a ratio as a composite unit, maintainingthe ratio unit of its element.In otherwords, she formedthe intentionof keepingthe ratiounit invariantunderthe iteration. My next objectivewas to see if she was consistentin utilizing her unit coordinationscheme across differentsettings following von Glasersfeld's (1980) theoryof scheme in which he said that one should be able to generalize her actions across similarproportionalitytasks. Question: These two rectanglesare the same shape.Find h 3 cm h 4 cm 16 cm Again mentally,she iteratedthe composite unit as 4 to 3, 8 to 6, 12 to 9 and 16 to 12 and got the answer 12 cm. This coordinationof the ratios commencedfrom the ratiounit of 4 to 3. She seemed comfortablewith her methodas it workedwell for her and most importantlyit was meaningful to her. In anothersimilartask, she was looking confidentand was smiling and after a while became quite serious. In the earliertasks, the ratio of 4 and 16 producedan integerwhile in this task, the ratio9 and 24 does not. UNDERSTANDINGTHE CONCEPTSOF PROPORTIONAND RATIO 6cm 281 h 9 cm 24 cm She was uttering something to herself but I was not able to figure it out. After a while I asked: R: What are you thinking? K: This is tough She asked if she could use paper to work on and after working on it for a while, she said: K: 16 R: How did you get that? K: 9 divide by 3 is 3 and 6 divide by 3 is 2 She divided the ratio of 9 cm to 6 cm by 3 to obtain the ratio unit of 3 cm to 2 cm. R: Why did you divide by 3? K: Because 9 can't go into 24 This, I believe indicates that she tried to use multiplicative reasoning as she said, "9 can't go into 24". Her belief indicates that in problems, the numbers should divide evenly. Then she did the following on her working paper: 3 cm - 2 cm 6-4 9-6 12-8 15-10 18-12 21-14 24- 16 Again, she unitized the composite unit to get the ratio unit and iterated it to 24. Unitizing the composite unit in which the ability to construct a ratio 282 PARMJITSINGH unit and to interpretthe situationin termsof thatunit played an important role in her proportionalreasoning. Interpretation of Karen's activity Karen'sstrategiesprovidedme with meaningfulinsightson multiplicative schemes in proportionalreasoning.She had constructediterableratiounits and was coordinatingthese units such that one ratio was distributedover the next ratio,which Steffe (1994) maintainsis basic to the constructionof multiplication.In the analysisof an iterableunit,RichardandCarter(1982) stated that for childrento use ten as an iterableunit the child "mustbe able to stripit of its compositequality"(p. 18) This was echoed by Steffe when he said "Ibelieve this is preciselywhatis startedwhen a child makes an iteratingunit".Utilizing a similarapproachin proportionalreasoning, Karenwas able to unitize the units in a composite and furthermorewas able to deal meaningfullywith composite units. In short, she was able to take a ratioas a compositeunit and maintainthe ratiounit of its elements. I believe that in the analysis of the iterableratio unit, the child must be able to strip it of its composite quality. The key foundationin Karen's meaningfuldealing with proportionalreasoningwas the ability to iterate composite units. As shown in episode 4, she was able to coordinateunit (1st ratio ) of unit (cake) of unit (eggs) simultaneously.She treated2 to 5 as a unit and iteratedthe ratiounitby coordinatingthe ratiosas 2 cake to 5 eggs and 4 cake to 10 eggs. This involvedthe coordinationof two number sequences with the objective of the proportiontask, to keep the value of the ratiounit invariantunderthe iteration. I refer to Karen'sscheme of findinga useful 'x quartersfor y candies' relationship,then using this relationshipas a countable unit to find the answer a ratiounit method.I use the word 'unit' because Karenwas able to consider the ratio '3 quartersfor 7 candies' as if it were a unit in a whole-numbersense, such as '3 quartersfor 7 candies, 6 quartersfor 14 candies, 9 quartersfor 21 candies'. This methodhas two advantages,first it avoids any fractionalor decimal computation,and secondly, it has the potentialto become a powerfulmethodfor solving all missing value tasks within the contextsthatmade sense to Karen. I believe thatKaren'smethodwas a scheme if one goes with the definition given by von Glasersfeld.According to von Glasersfeld(1980), it consisted of three parts:a) the experientialsituationas perceivedby the child that he/she has experiencedbefore;b) the child's specific activityor proceduresthe child associateswith the situationand c) the resultthatthe child has come to expect of the activityin the given situation.To schematize this method,Karenwas able to articulatethe goals of her actions and UNDERSTANDINGTHE CONCEPTSOF PROPORTIONAND RATIO 283 give mathematicalmeaningto the proceduresor reasoningshe undertook. Secondly, she was able to internalizeher actions so that she could execute them without pattern(sensory-motor)actions. Although I noted that she used her fingers on several occasions, this should not be mistaken with sensory motor actions. This is because she re-presentedpatternwith her fingers to keep track of the number sequences without the intention of monitoringthe countingact. Lastly,she was able to generalizeher actions across similarproportionalitytasks. Alice's schemesof proportionalreasoning The following sections provides a reporton Alice's solutions of similar tasks. Episode I R: Simon worked 3 hours and earned $12. How long will it take him to earn $36? A: 9 hours (mentally) R: Can you explain how you got it? A: I divided 12 by 3 and got 4, 36 dividedby 4 is 9 as 4 times (multiplied)9 is 36. R: Why did you divide 12 by 3? A: To get 1 hourhow much it is. R: Verygood She utilized the unit strategyto solve this problem and did it very efficiently in producingthe answer.I then gave her a task that I hoped would perturbher because the unit ratio does not give a whole number.I wanted to know whethershe could use her methodflexibly. Episode 2 R: Chin earns $63 in 6 weeks. If he earns the same amount of money each week, how much can he earnin 4 weeks? She sat quietly for a long six minutes. R: What are you thinking? A: Can I use the paper? R: Okay After about4 minutes, SINGH PARMJIT 284 A: R: A: R: $42 Can you explain how you got that? I divided63 by 6 and I got 10.5 and then multipliedit with 4. If you don't find for 1 week, can you solve the problem? After a little while (3-4 minutes) A: I don't know.We are taughtthis way in school. R: Whatway? A: Find for one week and then multiply.(unit method) She seemed very persistent with the formal method although I thought that I had perturbed her by giving her a task where the ratio does not produce a whole number. I believe that because I allowed her to use paper, she continued with the method, which was successful for her. Episode 3 In anticipating her usage of a formal method in the earlier episodes, I then asked her to do it mentally without using paper and the task given was also one where the ratio did not produce a whole number. Question: To bake donuts Mariah needs 8 cups of flour to bake 14 donuts. Using the same recipe, how many donuts can she bake with 12 cups of flour? After a long while (5 minutes) R: A: R: A: What are you thinking? I am counting Whatare you counting? I am tryingto divide 14 by 8... I got 1.75 and I times (multiplied)by 12 I was surprised at the amount of time she spent thinking of algorithmic procedures i.e., on how to divide 14 by 8, in which she was successful ! She was trying to use her algorithm mentally. R: A: R: A: Then what did you do? 53 donuts How did you get that? 1.75 x 12 you get...350 + 175 She was mentally multiplying 1.75 by 2 (350) and 1.75 by 1 (175) She estimated 35.0 + 17.5 = 53. UNDERSTANDINGTHE CONCEPTSOF PROPORTIONAND RATIO 285 R: Can you do it any otherway, withoutfindingfor one cup? She was quiet for some time and I tried to perturb her with the following task. How many donutscan you bake with 16 cups of flour? Can I write? Okay 28 and said 8 gives 14 so 16 gives 28, She wrote on her paper 14 - 8 = 1.75, and then 1.75 x 16 = 28. R: A: R: A: R: A: R: A: R: What about 12 cups? 1.75X 12=21 Just now you told me 53 I countedit wrongly Can you show me where you were wrong? Since she knew that 1 cup gives 1.75 donuts, she then tried to use a method evolving from the unit method and said: A: For 9 cups you add 1.75 that gives 15.75 (14 + 1.75) andjust keep adding until you get 12 cups. She did not try to construct a relationship between 8 cups 12 donuts as 11/2 times more, which is an important criterion in multiplicative reasoning. She relied heavily on algorithmic procedures and utilized additive reasoning. Episode 4 Although the earlier episodes were successful in eliciting some information about her thinking in proportional reasoning, I tried new tasks with the hope that she would give me insight into her thinking. R: Johnused exactly 15 cans to paint 18 chairs.How many chairscan he paint with 25 cans?I wantyou to try solving it, withoutusing yourschool method. A: I will try Again she insisted on using the paper and after about seven minutes A: 810 chairs 286 PARMJITSINGH Here, she tried to carry out a procedure mentally R: Can you explain? She showed me the algorithmic procedures she did on her working paper. 15- 18 1617- 18 + 18 + 18= 54 cans 20 cans - 162 chairs(she got this by multiplyingit by 3) 25 cans - 810 chairs (The algorithmicprocedureson her working paper were: 162+162+162+162+162= 810) Alice was not able to construct a composite unit consisting of 15 to 18. Her reasoning seemed to be based on additive reasoning rather than multiplicative reasoning where each subsequent ratio is added on to the previous one. She was not able to unite a sequence of counting acts into composite units. Her 'adding' iteration was schematized as a ratio unit of 1 can to 18 chairs, where for each additional can, she added 18 chairs. R: Is it possible? A: I will do it in anotherway She reverted to the unit strategy, 18 divided by 15 = 1.2 and then multiplied it by 25 and got 30. A: R: A: R: A: 30 Which is correct,810 chairsor 30 chairs? 30 is correct What is wrong with the 810? My calculationis wrong. She could not show me her mistakes and just stated that 30 was the answer. Alice did not identify the invariant elements of the situation and did not construct a ratio preserving relationship. In other words, she did not construct a relationship between the number of cans and numbers of chairs and furthermore she did not coordinate the units. Episode 5 R: In baking a cake, for every 8 eggs, one needs 18 cups of flour.If Mary has 4 cups of flour,how many eggs does she need? UNDERSTANDINGTHE CONCEPTSOF PROPORTIONAND RATIO 287 She used the unit method and computed 18 divided by 8 to match 1 cup with the numberof eggs. She did it mentallyandobtained2.25 (which was actually 1 egg with 2.25 cups). When she multiplied 2,25 by 4 she found the result of 18 puzzling. "Thatcan't be!" she said. Then she utilized the scalar method and computeda division of 18 by 4 which was 4.5. She wrote: 4.5 cups with 2 eggs 4 cups with 1.5 eggs (as both cups and eggs are lesser by 1/2) She utilizedthe additivestrategy.This seemedto indicatethatoverreliance on the unit strategytended to confuse Alice. When she tried to reason ratherthanfollow a procedure,she thoughtadditively. Proportions in geometrical settings a) 6cm h 15 cm When the relationshipbetween 15 and 8 was not an integer,she utilized the additive strategy and responded that 15 - 8 = 7 and so 6 + 7 = 13 cm. 36 cm b) 20 cm 27 cm p Withina minuteshe responded11 cm. She foundthe differencebetween36 -27 = 9 cm, p = 20 - 9 = 11 cm. Again, when the relationship between 36 and 27 was not an integer,she used the additivestrategy.In other words, since 36 could not be multiplied by a number,she subtracted.Thus, it seems that since the reason for a search for a multiplicativerelationship was not understood,she looked for any relationshipin which the pair 288 PARMJIT SINGH matched, and in this case it was additive reasoning. In short, when the relationwas non-integral,she accepteda matchbased on additivereasoning. Interpretationof Alice's activity Alice's conceptualizationin proportionalreasoningis solely based on the unit method, a memorizedprocedureratherthan a conceptual one. She was able to use the unit methodto solve varioustasks to get the answers. However,she was not able to describeher reasoningin a meaningfulway, other than describingthe proceduresshe used. She saw mathematicsas utilizinga taughtmethodin producinganswersratherthanmakingsense of the activity.She was not able to thinkin termsof the compositeratiounit, which explicitlyconceptualizesthe iterationactionof the compositeunitto make sense of ratioproblems.I believe thatAlice's proceduralorientation influencedher action in dealingmeaningfullywith ratioandproportion. DISCUSSION Different levels of multiplicationreasoningcan be seen in the strategies utilizedby these two students.While Karenhadconstructedmultiplication schemes in solving proportionalreasoning,Alice had not, thoughshe was successful in obtainingsome answers.Alice's methodis proceduralrather thanconceptual.Her orientationin proportionalreasoningis based solely on the unit method,a memorizedprocedure.When asked to solve/reason in anotherway (other than the unit method) she was unable to construct an explanationfor whether her strategieswere or were not viable. Her thinkingon some of the tasks was based on additivereasoningratherthan multiplicativereasoningin which each subsequentratio was addedto the previous one. She was unable to unite sequences of counting acts into composite units. For example, her 'adding' iterationwas schematizedas a ratio of 1 can to 18 chairs,where for each additionalcan, she added 18 chairs. Karenon the otherhand,unitizedthe compositeunit to find a ratiounit and then iteratedit to its referentpoint. She simultaneouslycoordinated two numbersequences (example:5, 10, 15, 20, 25 with 6, 12, 18, 24, 30) and was able to preservethe relationshipin the iteration.She was able to unitize the units in a composite unit and was able to deal meaningfully with composite units, in which she was able to take a ratioas a composite unit while maintainingthe ratiounit of its element. Alice's activity suggested that she was not able to think in terms of composite ratio units, and furthermorewas not able to make a decision UNDERSTANDINGTHE CONCEPTSOF PROPORTIONAND RATIO 289 about which unit to use, especially in utilizing the unit strategy.As mentioned earlier,her procedurehad been to use one unit on ALL occasions. Althoughshe was successfulin obtainingthe answersutilizingthis method on some tasks, she was not able to use it to solve a problem requiring qualitativeproportionalreasoning, for example as in the paint problem. It is not enough for students to recognize the change in the nature of composite unit. In order to deal effectively with problem situation,they must anticipate the unit structure of the situation. Reflecting on these data, I believe that there are varying degrees of sophisticationbetweenKaren'sandAlice's solutionsto the problemsbased on whetherthey formedcomposite ratio units and reinterpretedthe problems in termsof those units, as well as the units they chose as some units were more efficient than others.For example, 8 cups of flour are needed to make 14 donuts.Using the same recipe,how many donutscan one bake with 12 cups of flour?Conceiving the unit as 1 cup or 1 donut, does not help to solve the problem. In contrast,thinking of 4 cups per 7 donuts as a unit and iteratingit to its referentof 12 cups is much more efficient than finding 1 cup as 14/8 and operatingon it. It is as if the solution process is revealedin the anticipationof an appropriateunit. In other words, multiplicativesituationsin proportionalreasoningrequirean appropriate schema of the unit before solutionprocedurescan be implemented. Karen'smethodof iteratingcomposite units seems to avoid the additive strategythat Alice used. The usage of additivereasoningis possible due to the manipulationof the scalaroperators(betweenratios)and functional operators(within ratios), which deals primarilywith searchingfor a relationshipbetween the two ratios, utilizing the formal multiplicative reasoning of these students.This relationshipbetween the two ratios is somewhat similarto a trial and errormethod where studentsfirst see the relationof functionand 'if it does not fit', they then try the scalarmethod and 'if this does not fit' they then resort to the additive strategy.However, in Karen'sunit coordinationscheme, she coordinatedtwo composite units where one composite unit was distributedover the ratio of the other composite unit. This iterationscheme is based on a simple action scheme that can underlie the solutionto proportionality.This scheme has severalfeaturesthat are key to its nature.The firstis the seeing of the ratiounit as a set of units. The second is the distributionof this ratiounit across another.And finally these schemes have a recursivenature.The replicatingact is appliedto the resultof a previousreplicatingact. The findings also suggest that teaching studentsto use the unit ratio strategy(findthe ratefor one and multiplyingto get the ratefor many)as a 290 PARMJIT SINGH standardapproachto proportionalproblemsmay not help studentsdevelop multiplicativereasoning.Thatis, in orderto deal with unit structuresmore meaningfully,one must anticipatethe unit structureof the situation.For example, how many donutsare needed for 24 people, if 7 donutsare for 6 people? Conceivingthe units as 1 donutor 1 persondoes not help to solve the problemmeaningfully.In contrast,constructinga ratiounit of 6 people with 7 donuts and then interpretinga situationof that unit may help to understandthe natureof composite units thatchildrencan createand how they mightreasonusing those units,whetheradditivelyor multiplicatively. The unit analysis methodwithouta meaningfulunderstandingof multiplicativereasoningis a procedurallyorientatedmathematicaloperation that exists independentlyof young childrenwho are to learn them, rather than questions about the fundamentalcomposite units that children can constructto give meaning to phrasessuch as If "8 cups of flour are used to bake 14 donuts,how many donutscan one bake with 12 cups of flour?" Utilizing the unit cost of algorithmproceduresis disembodiedfrom children'sinitial sense makingof proportionalreasoning.This notionmay not help to understandthe natureof the compositeunitthatchildrencan create and how they might reason using those units (Steffe et al., 1988). The unit methodbecomes essentially instrumentalfor the childrenandposes a seriousthreatto the developmentof insight(Freudenthal,1979), especially in multiplicativereasoning. CONCLUSION One of the goals of this study was to investigatethe ways in which the studentsbeganto developproportionalthinking.It is essentialto determine what enables studentsto make a transitionfrom solving ratioproblemby iteratingcomposite ratio units to using multiplicationand division. The ability to use operationwith composite units seemed to involved three essential components.First, one needs to explicitly conceptualizethe iterationaction of the compositeratiounit to make sense of ratioproblems. Second, one needs to have sufficientunderstandingof the meaningof multiplicationand division so that one can see theirrelevancein the iteration process. Third,and finally,one needs to have sufficientlyabstractedthe iterationprocess so one could reflecton it, and subsequentlyreconceptualize it in termsof thatunit. This researchindicates that the unit method should not be taught to students until they have a good grasp of the unit coordinationschemes (composite units, ratio units, unitizing, iteratingof ratio units and iterable composite units).This could be accomplishedby posing problems,in UNDERSTANDING THECONCEPTS OFPROPORTION ANDRATIO 291 which the constructionof unit coordinationschemes (iteratingratiounits) is likely. The problem of teaching multiplicativereasoning is compounded by the ways in which we teach proportionsin the school setting. Too often, we ignore the child's experiencewith ratio and proportionsoutside of formal mathematicslessons and teach childrenalgorithmswhich utilize techniquesthat are alien to them. These techniquesmay be useful in getting the answer for a problem, but they do not provide rich learning opportunitiesfor childrento make sense of ratiosand proportions. Furtherresearchis needed to elaboratehow children'scomposite unit schemes of multiplicativestructurecan developinto proportionalthinking. Indicationsare that many concepts within the domain of multiplicative structureare not well taughtand thereforenot well learned.Determining what experience might be importantto foster understandingrequires a thoroughanalysisof the quantities(bothunitsof measureandmagnitudes) germaneto multiplicativesituations. ACKNOWLEDGEMENTS This datawas collected in a school in Malaysiaas partof the researcher's dissertationat a universityin the USA. It was funded by the Education Ministryof Malaysia. REFERENCES Cobb, P.: 1986b, 'Clinical interviewingin the context of researchprograms',in G. Lappan and R. Even (eds.), Proceedingsof the EightAnnualMeeting of PME-NA:Plenary Speeches and Symposium,MichiganState University,East Lansing,MI. Confrey,J.: 1994, 'Splitting,similarity,and the rate of change:New approachesto multiplicationand exponentialfunction', in G. 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