BACKGROUND PAPER RESEARCH & INNOVATION Note: The views expressed in this background document do not purport to reflect the views of the Minister or the Department of Agriculture, Food and the Marine. 1 TABLE OF CONTENTS 1 Introduction 3 Foreword 3 Executive Summary 3 Introduction 5 2 Current Agri-Food R&D Infrastructure 7 3 Funding of Agri-Food R&I 10 4 Context in which a Strategy for 2025 must be developed 12 5 Future Strategy for Agri-Food Research 14 6 Annexes 26 Annex 1: Glossary of Terms 26 Annex 2: Public Funding for Agri-Food Research & Innovation 29 Annex 3: NRPE National Metrics and Targets 36 Annex 4: National Research & Innovation Funder’s Areas of Activity on the Research Continuum Annex 5: ERANETS of interest to DAFM 37 38 2 1 Introduction Foreword Research and Codex Division has examined the agri-food1 research and innovation landscape and developed a number of recommendations that may form the basis of the Department of Agriculture, Food and the Marine’s efforts in the coming years. The Department’s overall objective must be to ensure the development of research to provide solutions to global challenges like Food Security, Climate Change, Energy Supply, Resource Efficiency, Aging Population while paying due cognisance to Sustainability in all its forms. From DAFM’s perspective, ensuring that we continue to address the critical research components of these challenges, in an economic climate that currently restricts research funding, requires us to examine all aspects of our research strategy and to develop key actions that will ensure that our research community continue to deliver excellent solutions. In addition, the Economic Recovery Plan and the Report of the National Research Prioritisation Exercise puts further pressure on funding agencies that operate at a Public Good level to demonstrate the fruits of taxpayer’s investment. This is a challenge that DAFM is equipped to engage in and this paper presents some of the tools needed. The paper is intended as an initial internal discussion document which may then be used as a basis for broader consultation with a view to developing the RTDI component of the proposed 2025 Strategy. Executive Summary This paper gives an overview of the current agri-food research and development infrastructure and existing funding mechanisms. It also summarises the challenges, global and national, facing the sector and then goes on to outline some actions that could be taken in order to respond to these challenges in the period up to 2025. These 1 Including forestry 3 actions, which are listed below, relate mainly to DAFM although it is accepted that, as the consultation process with the relevant DAFM funded agencies (e.g. Teagasc, Marine Institute) unfolds, other actions specific to these agencies will also become apparent. Action Complete the elaboration, publication and launch of the Strategic Research & Who DAFM Research Innovation Agenda (SRIA) for food relevant NRPE priority areas or parts thereof in Div. particular ‘Sustainable Food Production & Processing’ and ‘Food for Health’. Promote and implement the recently published Strategic Research Agenda for the DAFM Research Forest Sector “Forest Research Ireland” (FORI). Div. http://www.agriculture.gov.ie/media/migration/research/whatsnew/ForestResearchIreland20 143Layout1091014.pdf Cooperate with other funders to implement the content of the SRIA in a manner that DAFM Research ensures complementary use of the various competitive funding programmes used by Div. relevant funders in particular SFI, EI, HRB, EPA & IRC. Continue to operate the newly formed NAFRIA Group to continuously review the DAFM Research agri-food strategic research & innovation agenda used to guide the content of Div. research calls and to monitor the impact of funded research. Develop and roll out a Rapid Response Studies programme to enable DAFM to DAFM Research commission dedicated work needed to urgently respond to unforeseen events Div. outside of normal calls. Continue to work constructively with other Departments and funding agencies via DAFM Research the NRPE/PAG process with a view to enabling achievement of agreed targets. Engage actively in the recently re-activated IDC on SSTI. Div. DAFM Research Div. Support KTI to help ensure that knowledge and technology from research DAFM DAFM Research fund is managed properly for the maximum benefit of Irish industry and society. Div. Continue to operate the DAFM Research Family Group and National Steering DAFM Research Groups of the JPIs HDHL and FACCE/GRA. Increase efforts to encourage North-South cooperation in agri-food research with Div. DAFM Research particular emphasis on Horizon 2020. Continue to work with other bodies to facilitate greater Irish institutional and Div. DAFM Research agribusiness involvement in the EU Horizon 2020 Programme. Continue active involvement in forums such as SCAR, Bio-economy Panel, BBI Div. DAFM Research States Representative Group in order to help influence the content of H2020 Calls in Div. 4 a manner that suits Ireland. Continue to support Irish active involvement in the work of the Global Research DAFM Research Alliance on agricultural greenhouse gases and promote its work among all relevant Div. Irish stakeholders. Develop a model to enable Irish RPO involvement in relevant ERANETS in a more DAFM Research targeted, effective, resource efficient, manner. Div. & Teagasc Continue to work with other relevant Irish and EUMS national funders to enable DAFM Research effective Irish participation in relevant JPIs such as FACCE & HDHL. Div. Continue to actively participate in the work of the UK-Ireland Food Innovation DAFM Research Steering Group in order to facilitate increased innovation among food businesses in Div. & Teagasc the two jurisdictions in pursuance of the objectives outlined by An Taoiseach and the Prime Minister and as a means of assisting successful Irish involvement in the Food KIC Call in 2016. Work with relevant governmental bodies in Ireland, Northern Ireland and the USA DAFM Research to extend the US-Ireland R&D Partnership Programme to include selected elements Div. of agri-food research and then facilitate Irish RPO applicants. Engage with all relevant stakeholders in the development of a National Bioeconomy DAFM Research Strategy. Continue to support Irish active participation in the work of the Codex Alimentarius Div. DAFM Commission including further refinement of the DAFM-hosted Irish Codex Advisory Committee (ICAC) such as setting up ad-hoc sub-group on particular issues as and when required. Introduction The purpose of this document is to examine how the Department of Agriculture, Food and the Marine does business and to stimulate discussion on ideas that may form the basis of the Department’s approach to research and innovation over the next period of time. The mission statement of the Department of Agriculture, Food and the Marine (DAFM) is: 5 “To lead the sustainable development of the agri-food and marine sector and to optimise its contribution to national and economic development of natural environment”. The mission covers a multitude and presents a significant challenge to the research agenda of DAFM. The changing face of the agri-food and marine sector means a constantly moving agenda needing to be informed / underpinned by sound scientific research. Research across these domains is a multidisciplinary activity with an everexpanding range of sciences that have redefined the term “agriculture”. DAFM provides research funding to Agriculture, Food, and Forestry indirectly via grant-inaid support to Teagasc and the Marine Institute and directly through a number of competitive funding programmes that are mainly ‘public good’ in nature. Food research is carried out under the Food Institutional Research Measure (FIRM), agriculture research via the Research Stimulus Fund (RSF) and forest research via the Programme of Competitive Forest Research for Development (CoFoRD). This ‘public good’ support provides funding to a range of Research Performing Organisations (RPOs) across an increasingly multidisciplinary, inter-institutional constituency. The ‘public good’ programmes, in particular, have been at the forefront in the development of a core expertise that is accessible and usable at end user level be it in the agriculture, food, fisheries or forestry domains and, importantly, informs policy makers on the scientific justifications for policy development. Other State agencies that support research and innovation in the sector include EI, EPA, HRB, IRC and SFI. During most of the first decade of this century, there was unprecedented support for Irish research, whereby national calls were annual events. The economic downturn of the last 6 years has required a much more prudent approach albeit one that still fosters knowledge creation for the benefit of the agri-food industry. The Economic Recovery Plan and the NRPE strongly support continued investment in research and education with an added emphasis on innovation. The continuing pressure on public finances combined with signs of an upturn in the economy generally means that an examination of how we support research infrastructure and how we improve value for money and advance research priorities is timely. 6 2 Current Agri-Food R&D Infrastructure The focus on agricultural, food, marine and forest research has been the linchpin of the Irish research and development strategy for a generation. A robust inter- dependence has been built up between researchers and practitioners (farmers and food business operators) in these four areas which have helped secure a sustainable economy. In terms of Agriculture and Food, the three ‘public good’ research funding programmes operated by DAFM (FIRM and RSF and CoFoRD) have contributed significantly to enhancing our international recognition in these areas, and have most certainly delivered added value. However, meeting future international research challenges requires a willingness to evolve to international demands, while maintaining a firm grip on the research areas that best suit the nation. A key to this evolving process is a flexible approach to research infrastructure. The Irish infrastructural research and development network in the agriculture and food areas is extensive and has embraced much change over the past 15 years. The catalyst for this reformation is that research plays a key role in enhancing international academic recognition and that novel research initiatives provide a fundamental basis for a knowledge economy. Increased levels of public investment has been the driving force behind the reformation, through successive National Development Plans, which place emphasis on research as an instrument of economic growth through sectoral initiatives and generic underpinning programmes such as Centres for Science, Engineering and Technology (CSETs) and the Programme for Research in Third-Level Institutions (PRTLI). The principal research institution types within the Irish research and development infrastructure, namely Teagasc, the University network, the Institutes of Technology and Department of Agriculture, adopt a multi-disciplinary approach, with specialist units in all of the four key research areas: agriculture, food, marine and forestry. These principal research infrastructural bodies have been in existence, in one form or another, for several decades. However, their role in research, and their infrastructure have radically changed over time. In order to facilitate this change and embrace an 7 internationally accepted model on infrastructure for research, many of the principal research bodies have embarked on a number of measures to enhance their research and development capacity. There has been the development of highly specialised research units within the principal institutions by concentrating existing capacity and resources, for example in UCD, the Centre for Food Safety and the Institute of Food and Health, in UCC, the Biosciences Institute. These highly equipped units have rapidly earned international recognition for excellence in research and have attracted international expertise and are providing training for undergraduate and postgraduate students to a level unattainable in the past. Other key measures in the infrastructural reformation has been the willingness to adopt both an intra- and inter-institutional collaborative approach, recognising past strengths of specific institutions, and allowing them to champion ad hoc research programmes on a collaborative basis. For example, in the food & health area, UCD, UCC, TCD and UU have formed the Irish Universities Nutrition Alliance (IUNA); Teagasc has formed strategic alliances with UCC for food research and UCD for agricultural research. The DAFM public good programmes have been particularly effective at forging these strong inter-institutional multidisciplinary alliances, which in the past were an obvious weakness in the Irish infrastructure. The level of funding provided by the state and the outcomes from the research conducted are reflected in the recent UCD2 study which found that Ireland had the 5th most innovative agri-food sector in the EU, behind Denmark, Finland, the Netherlands and Germany. State funding has contributed to the development of this capability, critical mass and infrastructure. However, private investment in R&I by food businesses is quite low, with FH2020 recommending a doubling of industry investment by 2020. The challenge now is to facilitate further integration of the research base with enterprise. Although RPOs are working closely and in a highly integrated manner with companies, for example 2 http://www.ucd.ie/t4cms/BOI_Innovation_report.pdf 8 through Moorepark Technology Limited, EI and SFI centres, such as Food Health Ireland (FHI) and Alimentary Pharmabiotic Centre (APC). The research and development infrastructure in Ireland has evolved to meet current and future demands of high-end research. The concept of specialised units of research has been embraced across all institutions, and has lead to significant rewards in terms of international recognition. Additionally, the close interactions of these units with industrial partners, especially in the food area, has had added benefits in terms of a streamlined approach and easier downstream commercialisation. Indeed, the overall collaborative approach being adopted by the main institutions, both nationally and internationally, with academic and industrial partners alike, is aiding the development of high calibre expertise within Ireland. Through the collaborative approach, there is access for researchers in Ireland to research farms, cultivation areas and field trials, pilot dairy and meat processing plants, class 3 laboratories, a broad range of highly specialised well equipped laboratories embracing the modern techniques required to earn international research recognition. There is a need for a further shift in emphasis from academic outputs only to recognition of commercial activity as a means of measuring performance, something the HEA is conscious of and working towards at present. While this will not lead to self-sufficiency, the added revenue generated from this shift to a commercialisation approach will aid in the funding of future infrastructural modifications and maintaining highly equipped laboratories, thereby maintaining a solid infrastructural platform for future research and development in the agriculture, food, marine and forestry sectors in Ireland. 9 3. Funding of Agri-Food R&I The main sources of public funding for agri-food research & innovation in Ireland are DAFM, Enterprise Ireland (EI), Science Foundation Ireland (SFI), the Higher Education Authority (HEA), the Irish Research Council (IRC), the Marine Institute (MI), the Environmental Protection Agency (EPA), the Health Research Board (HRB), and the European Commission (EC). The Department is the primary funder of Agri-Food research in Ireland. It does this in three ways: Undertakes limited research, mainly related to animal and crop health, and provides testing services at its state of the art laboratory campus at Backweston, Celbridge, Co. Kildare. The research activity focuses on disease diagnosis and surveillance, with little discovery research carried out. Provides core grant-in-aid funding to many of the agencies under its aegis including Teagasc, Marine Institute, Bord Iascaigh Mara, and Bord Bia which are involved in supporting agri-food research and innovation in one way or another while other bodies, co-funded by DAFM, such as the Irish Cattle Breeding Federation (ICBF), are also involved in these activities. Operates three competitive research funding programmes directed at the agri-food sector namely, FIRM, RSF and CoFoRD. DAFM has funded many research projects under its funding programmes in recent times, with research awards made to over 140 projects under its three programmes in the period 2010 to 2013 amounting to approximately €75 million. DAFM also makes use of FIRM and Stimulus funding allocations to facilitate HEI & RI researcher participation in transnational Calls operated by relevant ERANETS (e.g. EMIDA, ICT-Agri,) and the HDHL & FACCE Joint Programming Initiatives. In addition it has partnered the IRC on its Employment Based Postgraduate Programme, which 10 provides funding for early stage career researchers working in partnership with academia and industry. The different funders of agri-food research operate along various parts of the research continuum. DAFM’s funding programmes operate in the basic, applied and pre commercial spaces which separates it from Enterprise Ireland, the next most significant funder of research in agri-food, who operate more in the commercial and pre-commercial space. An outline of funders activity on the research continuum is given in annex 3. At a European level, Horizon 2020 - the EU’s programme for research and innovation - is part of a drive to create new growth and jobs in Europe, addressing people’s concerns about their livelihoods, food security, climate change, environment, healthy aging, safety and strengthening the EU’s global position in research, innovation and technology. With an overall budget of c€80 billion for the period 2014 to 2020, this represents a significant opportunity for researchers to leverage additional funding and in doing so, builds on the excellent performance by agri-food researchers of its predecessor, the Seventh EU Framework Programme (FP7). DAFM provide the national delegate and national contact point to the Societal Challenge 2 part of the programme. This programme covers agriculture, marine and forest research and has an overall budget of €3.8bn over the seven year programme. The National Delegate and National Contact will continue to work towards achieving a 2% drawdown target of the Horizon 2020 Societal Challenge 2 budget which equates to a figure of approximately €77m. Details of the main funding sources for agri-food research & innovation are given in Annex 2. 11 4 Context in which a Strategy for 2025 must be developed One of the objectives of the Lisbon Agenda was the target of making Europe the most competitive and dynamic knowledge based economy in the world. Significant efforts have been made in the period 2006-13 under the SSTI3 and currently under the NRPE which involve the Government’s strong and continuing commitment to R&D funding albeit nowadays in a more targeted prioritised approach in line with limited resources. The NRPE has identified 14 priority areas for public research funding at least 5 of which are directly relevant to the agri-food sector and 2 are of particular relevance, Areas H: ‘Sustainable Food Production & Processing’ and I: ‘Food for Health’. Early in 2012, European Commissioner, Máire Geoghegan-Quinn, launched the “EU Bioeconomy Strategy – Innovating for Sustainable Growth”4. The Goal of the EU Strategy is to move to a more innovative and low emissions economy, reconciling demands for sustainable agriculture and fisheries, food security, and the sustainable use of renewable biological resources for industrial purposes, while ensuring biodiversity and environmental protection. This strategy defines the Bioeconomy as an economy which encompasses the sustainable production of renewable biological resources and their conversion into feed, food, biobased products such as bioplastics, biofuels and bioenergy. One of three key pillars of the strategy is investing in research, innovation and skills. A national Bioeconomy strategy needs to be adopted under the process set out in the Government’s policy document “Delivering our Green Potential” 5. The Agri-Food Sector faces global challenges that require significant research investment at EU and National level. It is vital that the DAFM research agenda is drawn up mindful of the expected direction of the agriculture, food, fisheries and forestry sector, addressing the European Research Area (ERA) and the global research agenda, whilst maintaining the support for research specifically geared to Irish needs. It is important that DAFM increase efforts to ensure that limited resources are 3 Strategy for Science, Technology and Innovation 2006-2013, Department of Enterprise, Trade and Employment 4 5 http://ec.europa.eu/research/bioeconomy/pdf/201202_innovating_sustainable_growth_en.pdf http://www.djei.ie/publications/enterprise/2012/Delivering_Our_Green_Potential.pdf 12 invested in specific research areas of national interest that complement the development of the ERA. 13 5 Future Strategy for Agri-Food Research Having described the existing research infrastructure, current funding mechanisms, and the national and EU policy drivers, we now present, in the following sections, some ideas that might form the basis of the future strategy for DAFM-supported research: 5.1 Strategic Research & Innovation Agenda (SRIA) for the two Food NRPE Priority areas. Arising from actions in the Action Plan for the two food priority areas of the NRPE, work on the development of a SRIA for the 2 NRPE Food priority areas by a multifunder PAG WG led by DAFM is nearing completion. This will comprise two parts: (1) the ‘what’ piece identifying the types of research that should be funded over the next 3 – 5 years and (2) the ‘how’ piece which attempts to outline implementation modalities particularly regarding how the funding of it will be organised among the various national funding bodies. This SRIA has drawn on the existing “intelligence” residing in each WG member organisation, and the process involved DAFM conducting an online Stakeholder consultation with Industry via its web page. All material received was subsequently taken into account, and considered by the DAFM hosted, industry led, National Expert Advisory Group on Agri-food Research and Innovation (NAFRI) with a view to refining and prioritising the content. Following this, agenda document was brought to RPAG Food WG for finalisation. The SRIA contains 8 specific thematic areas; Animal Production, Grass, Clover, Crops & Food Horticulture, Sustainable Management of Natural Resources & Climate Change & Transboundary Gases, Food Processing & Engineering, Food Product Development Formulation & Sensory Science, 14 Food Chain Integrity & Safety, Functional Foods & Health, Nutrition, Health & Diet related Diseases There is also a cross thematic area, dealing with opportunities under Data, ICT, Sensors and Socio Economic challenges. Within all of these thematic areas, high level objectives have been set, priority research and innovation areas identified along with the expected impact to be derived from these. This content is to guide and inform the content of competitive funding Calls and therefore the funding decisions operated not only by DAFM but also by the other research funding organisations in agri-food over the next 3-5 years. It is also to guide the mainstream grant-in-aid supported research and innovation undertaken by Teagasc and other parties. A framework for the implementation of this SRIA has also been developed, which will is to ensure the delivery of the SRIA, within this framework all funders have committed to ongoing dialogue to ensure a fully coordinated approach to implementation, such that the various pieces of the agenda are addressed in the most appropriate manner. 5.2 Acting on Relevant NRPE Systemic Recommendations The NRPE also put forward 13 ‘systemic’ recommendations, the implementation of which is now being actively monitored by the PAG Chaired by Minister English. Of particular interest to DAFM are: Don’t interfere with current funder landscape which, although appearing complex and fragmented, is actually working quite well Don’t invent new funding programmes unless there’s a clear need for them Increase level of joint funding of research – DAFM competitive programmes have engaged in this to a limited extent in the past with EPA, MI & HRB and have found it to be administratively cumbersome. Nevertheless, we have committed to a 12% target by 2017 for joint funding under the NRPE/PAG 15 process and the SRIA Implementation plan provides a basis for doing this going forward mainly via links to MI, EI, SFI, HRB & IRC. Given budgetary constraints and FP/ Joint Programming (JP) focus on global, cross cutting trans-national issues, it may be an opportune time to consider restricting RSF & FIRM resources not committed to these cross-cutting programmes to stand alone national projects relevant to DAFM’s core remit or used to finance Ireland’s contribution to relevant ERANET’s or, in time, Joint Programmes. In other words a 3-way split of RSF/FIRM funds: - (i) singly to fund competitive ‘public good’ research of clear high relevance to DAFM core remit; (ii) jointly with other funders in cross-cutting areas; (iii) fund Irish contribution to DAFM relevant ERANETs & Joint Programmes to enable Teagasc & Irish HEI’s to participate / compete. 5.3 Encouraging RPOs and industry to aggressively pursue external funding under H2020 in order to meet funder and RPO drawdown targets DAFM provide the National Delegate and National Contact Point for the Societal Challenge 2 programme of Horizon 2020- Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the bioeconomy. This programme supersedes the KBBE programme of FP7. An ambitious national target of €1.25 bn has been set nationally for Ireland which exceeds the ‘juste retour’ figure. DAFM have been asked by the Department of Enterprise, Jobs and Innovation to set drawdown targets for Horizon 2020 for both agencies under our remit, namely Teagasc and Marine Institute. This process will be completed mid November and will largely focus on identifying the key areas for agri-food research over the next 3-5 years. Ireland’s involvement in international research is a central component in the development of a knowledge economy. Over the course of the past 10 years there has been considerable investment in DAFMs research calls and ultimately in the funded research. Our stated objectives of internationalisation and the importance of collaboration with other researchers outside of Ireland means that DAFM must expect researchers who have attracted considerable national investment to advance to international research. 16 Horizon 2020 has received unprecedented interest in Ireland in the past months due to the significant opportunities it presents. It is essential we harness this interest and develop it into successful participation. It is vitally important that’s DAFM’s client base is exposed to opportunities across the programme. Horizon 2020 is defined by increased multidisciplinarity and cross-thematic joint funding. We must engage with partner funding bodies in the national Horizon 2020 network to ensure our clients are aware of opportunities in other areas and similarly our researcher database is vastly expanded to include other disciplines that were previously not captured in our contact list. A considerable investment has been made in developing critical mass in certain research areas that tackle the global challenges. DAFM must continue to develop these areas. For example, DAFM should examine the clustering of existing research projects around key themes and host seminars, workshops etc aimed at exploring how ongoing research can be harnessed, in the short term, and translated into tangible wealth/ job creation and used for evidence-based policy formation. Similarly, areas in which we have invested in the past that have not delivered should be examined, on an ongoing basis, with a view to deciding if they are still relevant to DAFM or if, perhaps, they would be more appropriate to a different funding agency. DAFM’s National Delegate and National Contact Point will continue to engage with the Irish researcher community at both an academic and industry level in order to maximise Ireland’s opportunities under the programme. 5.4 Forest Research Ireland (FORI) - a Strategic Research Agenda for Forestry in Ireland DAFM recently published a new Strategic Research Agenda for Forestry in Ireland “Forest Research Ireland (FORI) – meeting the needs of Ireland’s forest sector to 2017 and beyond through research and innovation”. Forest Research Ireland (FORI), which was developed under the auspices of the sector-led COFORD Council Forest Research Working Group, involving a wide 17 diversity of stakeholders and co-ordinated by Research Division of the Department of Agriculture, Food and the Marine, captures specific policy, knowledge and production focused research topics and ideas relevant to the needs of forest stakeholders. FORI is primarily intended to guide the content of Calls under DAFM’s CoFoRD Programme but can also be used to inform the nature of other publicly funded forest research. It comprises a menu of policy, knowledge and production focused research topics and ideas prioritised for funding, with the flexibility to be utilised and adapted in a dynamic manner during that period. The publication of FORI re-affirms the Department’s on-going commitment to research, development and innovation in the forest sector. 5.5 Maximising the Output of DAFM funded research A critical aspect of tackling global challenges is that the research delivers a quantifiable output. This is a clearly stated goal of Building Ireland’s Smart Economy. DAFM funding is and should be primarily aimed at advances in science, technology and innovation. The Department’s involvement here involves supporting multidisciplinary research, including each of the global challenges relevant to Agri Food (energy, climate change, environment etc). It is clear that we are not, and should not be, the only research funders in these areas but in order to maximise the potential of the research closer co-operation is required with other funding agencies. The NRPE/PAG process has and is facilitating this. Value for Money In examining value for money, one must consider the aims of the scheme or initiative. It is not sufficient to dismiss the role of basic science but rather to examine the whole chain from concept to result. The policy of DAFM funded research has been firmly rooted in the principles of “Public Good”. This is particularly so with the RSF which has been directed more towards the traditional definition of ‘public good’. This direction is supported by the structures within Teagasc where its extension service can disseminate the outputs of research and so make a real difference to end users (farmers). However, the requirement for innovation and job creation in the current climate, coupled with the need for synergy between the various progressions in the 18 research environment from basic to applied, requires more joined up thinking and more solid alliances between ‘public good’ funders and representatives of industry. Indeed, the changing face of agriculture and the increasingly multidisciplinary of Agri-research means there is now a more divergent constituency of end users involved. This challenges the traditional definition of Public Good. Public Good is most definitely served by innovation and job creation, the question is to what extent does DAFM engage in this market and how do we best ensure delivery to agencies who are equipped to deliver market benefits. This is a challenge for all funders at the Public Good level who are involved in the SSTI structure. Under its Terms of Reference the DAFM-hosted, industry-led, National Agri-Food Research and Innovation (NAFRI) Group is tasked with informing and monitoring the outputs of the initiatives funded in line with the SRIA to ensure that the outputs of agri-food research is translated into enterprise enhancing innovative activities as articulated by Knowledge Transfer Ireland6. Teagasc’s advisory programme is also a key part of the State’s apparatus to achieve impact from agri-food research. EI’s Technology Transfer Strengthening Initiative which supports the technology transfer activities of HEI’s is also of considerable relevance. Ensuring value for money and payback to the taxpayer from publicly funded research can only be realised by identifying where progress has been strong and weak in the past and where outputs have been beneficial to Ireland. One of the main strengths of DAFM is that the investment made in the past in both food and agriculture research has led to the building of capacity and critical mass in key areas of importance to the Irish agri-food industry. This fits the description of our role in advancing science, technology and innovation. This investment has resulted in the training of skilled researchers, publications in high impact scientific journals, advice to farmers, development of strategic collaborations both nationally and internationally and in a number of cases, has led to products on the shelf; new processes adopted by industry and in some cases has led to spin-out companies being formed. Each of these outputs should be considered in evaluating the progress of funded research and in the assessment of new research proposals rather than relying simply on the traditional 6 http://www.knowledgetransferireland.com/ 19 model of focussing on the output published papers. So the issue is not that DAFM funded research hasn’t delivered, but rather how do we improve it? In addition, the Departments role as a funder of agri-food research to end users who profit from the fruits of such research is drastically under publicised. For example, quite often RSF funded projects are disseminated to farmers at various events including open days, but the role of DAFM in funding these projects is not acknowledged. This has the effect of hiding the undoubted value of ‘public good’ programmes in advancing production and, therefore, the value of funded research is not fully appreciated. RSF funded research has had significant impact on the production of food and on improving the livelihoods of farm families. Quantifying such an impact is a challenge but one we are committed to assessing. To this end DAFM and all funders have agreed to stringent NRPE metrics and targets (Annex 2) that will be used to assess performance and success. Industry involvement Industry involvement in EU research in the Agri-Food sciences has, traditionally, been low. In an effort to address this the Commission established Technology Platforms (TPs), the rationale being that if industry had no say in devising the research agenda, then industry would not engage in the research to address that agenda. The TPs are proving very successful in increasing industry’s role and ultimately that will ensure increased commercial fruits from funded research. At national level, the establishment of the NAFRI group (Previously AREA and FREA) by DAFM has seen industry play an increasingly important role in the FIRM and RSF programmes. The Food Industry in Ireland and Europe is dominated by a large number of SMEs and a small number of multinationals. These SME’s either, have no interest in R&D or do not have the capacity to absorb research outputs from the research community, or the willingness to develop in-house R&D capability. However, this is changing as companies now believe that the future of the industry is in value added foods and there is a real need for them to engage in research and development although in most cases it is more likely to be the latter. 20 DAFM has always placed great emphasis on the need for active and varied dissemination of the outputs of research funded through its competitive ‘public good’ research programmes. In this regard it has been funding, from 1996 to 2011, a succession of dedicated food research dissemination projects within FIRM - and its pre-decessor, the Non-Commissioned Food Research Programme (NCFRP). In recent years this has achieved considerable prominence under the RELAY brand, which took the form of a 3-person team of contract disseminators operating within Teagasc/UCC. In light of developments such as the EI assisted strengthening of the Technology Transfer Officers (TTO’s) within virtually all the HEI’s and the EI-Teagasc Food SME Technology Support Programme, a re-evaluation of the role of RELAY took place, which resulted in the ending of its funding in 2011. Furthermore Teagasc have worked to improve their interaction with the food industry through the identification of customer liaison managers and the recent running of two large dissemination events annually called Teagasc Gateways events. Dissemination activities in the forest sector include seminars, field events and publications, both scientific and technically focused such as the COFORD Connects series which has provided a much-needed source of authoritative information for foresters, forest owners, industry and wider stakeholders over the years. Latest media technology can also help improve dissemination. Knowledge transfer is of critical importance as is the continuity of commitment and investment in this area. Not only will this ensure that research findings are made known and available to the appropriate research audience but also the value of research, through results, will help to inform funding support and ongoing and future research initiatives and programmes. 5.7 Strengthening the Research Infrastructure DAFM Laboratories DAFM’s role and capability in the research infrastructure needs to be further developed. DAFM has considered formal collaborations with some of the Higher Education Institutions (HEIs) to facilitate the exchange of knowledge and technology. 21 In this regard, DAFM and UCD have entered into discussions to explore the potential for such collaboration between the two organisations. Such an arrangement could see university researchers working in DAFM laboratories and farm facilities in exchange for up-skilling local DAFM staff in the latest technologies. Commissioned Research Policy is generally reflective of trading needs and consumer concerns; these in turn dictate control activities and the research needed to underpin them. In general, there is a long lead-in time such that the research needed is predictable and can be conducted over the medium to long term, which is normal. However, there are occasions when issues arise needing urgent attention where evidence-based solutions are required in the short term. DAFM’s competitive research programmes, and indeed the Teagasc mainstream programme, are often unsuitable in these situations as they lack the flexibility needed to respond quickly. Moreover, even if a budget was available at the required time (which might not be the case) to launch a call, difficulties might arise in scoping out a sufficiently tight specification and, in addition, it still takes 4 – 6 months from start to finish to organise a call and fund a project. In such cases, a Commissioned research fund could be used to develop solutions on a range of requirements related to an issue (e.g. policy matter or contamination incident) in a quick and efficient manner. In such cases, DAFM should examine the establishment of a Commissioned Research fund (Rapid Response Research Fund). DAFM should examine this process in other countries with a view to establishing such a process in Ireland. In addition, the administration of such a process should be examined with options such as issuing a two-stage tender process in the Official Journal to be examined. Long Term Commitment to Forest Research Due to the long term nature of forestry and its social, environmental and economic values, certain aspects of forest research need to be undertaken with a long term perspective and commitment. In DAFM’s 2014 Call, it invited proposals for the establishment of a new for Long Term Forest Research Initiative which would bring together the available national expertise in an initiative which will consolidate, analyse, manage and maintain existing research plots and research data on an on- 22 going basis and undertake new long term forest research in a consolidated, multiactor, inter-institutional, collaborative manner. This initiative will be further developed in 2015. 5.7 Looking beyond Ireland/ Facilitating Internationalisation in various ways A fundamental point of national R&D policy is the importance of internationalisation of our research. We expect researchers who have developed competency under national programmes to engage in international collaborations. However, DAFM as a funding agency needs to examine the potential for international collaborations with other funders. North South Co-operation To begin with it is worth examining the relationship with Northern Ireland. During the last decade of the twentieth century and early part of this decade we have funded partners in projects from Northern Ireland under FIRM and RSF Calls. This led to some very useful research collaborations between Irish RPOs and their NI based counterparts in certain areas. However, this practice was terminated in 2014 owing to budget pressure and fact that SFI had entered into a MoU with the Dept. of Education & Learning in NI whereby the latter funded NI institutions participating in projects submitted under SFI Calls. Given that such N-S research collaboration in the agrifood area has proven to be useful and the fact that the main player (AFBI) is funded by DARD, it is recommended that DAFM enter into an agreement with DARD to allow AFBI participate in proposals under RSF in future and consideration given to other institutions relevant to FIRM. Global Research Alliance on Agricultural Greenhouse Gas Emissions The Global Research Alliance (GRA) on Agricultural Greenhouse Gases was launched in the margins of the Copenhagen Climate Change Summit on 16th December 2009 with Ireland as a founder member. The Alliance is focused on research, development and extension of technologies and practices that will increase food production without increasing emissions of greenhouse gases at farm level. Currently there are 31 member countries in the Alliance, with representation from across the world. 23 The Alliance operates through a Governing Council (GC) and five (three vertical and two cross-cutting) Research Groups namely; Crops, Livestock, Paddy Rice, Soil Carbon & Nitrogen Cycling, and Inventory & Measurement. DAFM sits on the GC while Teagasc attends the Crops, Livestock, and Soil Carbon Groups and EPA is represented on the Inventory & Measurement Group. The alliance aims to build genuine worldwide research collaborations and Ireland is involved in a number of initiatives on the back of the alliance. DAFM will continue to aid the development of the alliance in the years ahead. ERA-NETS ERA NETs objective is to establish cooperation and coordination of research activities carried out at national or regional level in the Member States and Associated States through the networking of research activities, and the mutual opening of national and regional research programmes. It provides a framework for actors implementing public research programmes to coordinate their activities and reduce the fragmentation of the European Research Area. DAFM are of the view that participating in ERA-Nets is a valuable way for the research community to engage and collaborate with their European counterparts. DAFM has been involved in a number of ERA-Nets to date and they are detailed in Annex 4. Joint Programming Initiatives The JPI concept stems from the realisation that a more coordinated approach is needed to optimise the value of research conducted across the EU and that certain research is best conducted on a pan-European basis. Building on the more limited ERA-Net model, it is a new bottom-up approach aimed at combining the national research effort (and related funding) of interested EU Member and Associated States. The ‘Agriculture, Food Security and Climate Change (FACCE)’ JPI is of considerable relevance to agricultural production research. Ireland is a member and is represented on the Governing Board by both DAFM and Teagasc. The objective of the initiative, which currently comprises 20 Member States, is to co-ordinate research across the Member States to address the major societal challenge of producing enough food 24 while simultaneously addressing the challenge of reducing greenhouse gas emissions from the sector. DAFM is also strongly involved in the Healthy Diet for a Healthy Life (HDHL) JPI. It comprises of 25 mostly European countries, along with Canada and observer member New Zealand. Ireland is represented on the Management Board, represented by DAFM and SFI. To attain the vision of the JPI HDHL and contribute significantly to the construction of a fully operational European Research Area (ERA) on the prevention of diet- and sedentary lifestyle-related diseases and effectively integrate research efforts in the food-, nutritional-, exercise-, social- and health sciences, three key interacting research pillars have been identified and adopted in the JPI HDHL Strategic Research Agenda: 1. Determinants of diet and physical activity: ensuring the healthy choice is the easy choice for consumers. 2. Diet and food production: developing high-quality, healthy, safe and sustainable foods. 3. Diet-related chronic diseases: preventing diet-related chronic diseases and increasing the quality of life, delivering a healthier diet. UK-Ireland Food Innovation The UK-Ireland Food Business Innovation Initiative stems directly from the Joint Statement of the Taoiseach and UK Prime Minister in March 2012, and resulted in the ‘UK-Ireland Food Business Innovation Summit’ in Dublin 29th May 2013. Since the Summit, a high level steering group has been created and meets regularly. The current focus of discussions include, joint UK-Ireland research Calls/proposals and plans for a second Summit. US-Ireland Programme DAFM has recently begun to explore the research opportunities under the US- Ireland programme. This programme may provide an opportunity for Irish researchers to collaborate with the American counterparts in areas of mutual interest. 25 6 Annexes Annex 1: Glossary of Terms AFBI Agri-Food and Bioscience Institute APC Alimentary Pharmabiotic Centre AREA Agriculture Research Expert Advisory Group BBI Bio-Based Industries CSET Centres for Science, Engineering and Technology COFORD The National Council for Forest Research and Development CoFoRD The Programme of Competitive Forest Research for Development DAFM Department of Agriculture, Food and the Marine DARD Department of Agriculture and Rural Development DARDNI Department of Agriculture and Rural Development, Northern Ireland EC European Commission EI Enterprise Ireland EIARD European Initiative for Agricultural Research for Development EMIDA Coordination of European Research on Emerging and Major Infectious Diseases of Livestock EPA Environmental Protection Agency ERA European Research Area ERA NET European Research Area Network ESFRI European Strategy Forum on Research Infrastructures EU European Union EUMS European Union Member States FACCE Agriculture, Food Security and Climate Change FORI Forest Research Ireland FAFB Food, Agriculture and Fisheries, and Biotechnology FIRM Food Institutional Research Measure FP Framework Programme FP7 Seventh EU Framework Programme for Research and Technological Development 26 FREA Food Research Expert Advisory Group GRA Global Research Alliance GC Governing Council H2020 EU Framework Research & Innovation Programme 2013-20 Horizon 2020 EU Framework Research & Innovation Programme 2013-20 HDHL Healthy Diet for a Healthy Life HEA Higher Education Authority HEI Higher Education Institute HPSU High Potential Start Up HRB Health Research Board ICAC Irish Codex Advisory Committee ICBF Irish Cattle Breeding Federation IDC Inter-Departmental Committee ICT Information and Communication Technologies IFHRA Irish Food and Health Research Alliance ILRP Industry-led Research Networks Programme IOTI Institutes of Technology Ireland IRC Irish Research Council IUNA Irish Universities Nutrition Alliance JP Joint Programming JPI Joint Programming Initiative KBBE-NET Knowledge Based Bio Economy Committee Network KTI Knowledge Transfer Ireland MI Marine Institute MOU Memorandum of Understanding NAFRI National Agri-Food Research & Innovation NAFRIA National Agri-Food Research & Innovation Advisory Group NCFRP Non-Commissioned Food Research Programme NI Northern Ireland NRPE National Research Prioritisation Exercise PAG Prioritisation Action Group PhD Doctor of Philosophy PRTLI Programme for Research in Third-Level Institutions 27 RELAY Communication, exploitation & support of technology transfer opportunities from FIRM research projects R&D Research and Development R&I Research and Innovation RRRF Rapid Response Research Fund RPO Research Performing Organisation RSF Research Stimulus Fund RTDI Research, Technological Development & Innovation SC2 Societal Challenge 2 SCAR Standing Committee on Agricultural Research SCAR WG Standing Committee on Agricultural Research Working Group SEI Sustainable Energy Ireland SFI Science Foundation Ireland SME Small to medium sized enterprise SRIA Strategic Research & Innovation Agenda STRIVE Science, Technology, Research and Innovation for the Environment SSTI Strategy for Science Technology and Innovation TCD Trinity College Dublin TP Technology Platform TTO Technology Transfer Office UCC University College Cork UCD University College Dublin UU University Ulster 28 Annex 2: Public Funding for Agri-Food Research & Innovation DAFM Programmes DAFM operates three competitive research-funding programmes; the Food Institutional Research Measure (FIRM), the Research Stimulus Fund (RSF), and the Programme of Competitive Forest Research for Development (CoFoRD). These are all competitive programmes of a public good nature i.e. outputs must be disseminated widely and are freely available to all. The type of research runs from basic or fundamental through to pre-commercial. Researchers compete for NDP funding and those proposals scoring highest after independent expert evaluation are approved for funding following review by the Research Committee. Collaborative efforts are encouraged and funded projects usually entail partners from more than two different research institutes involved in problem solving. Food Institutional Research Measure (FIRM) FIRM provides funding, on a competitive basis, to public institutes in Ireland with a proven research performing capability – mainly Higher Education Institutes (HEIs) and Research Institutes (RIs) such as Teagasc – for ‘public good’ food research to underpin a competitive, innovative and sustainable food manufacturing, processing and marketing sector. The research covers food areas such as food product development, processing, safety, nutrition and health. Most of the projects funded are 3 to 5 years in duration and involve multi-disciplinary, inter-institutional collaboration. FIRM’s core objectives are to: (1) Provide a base of scientific knowledge and expertise in generic technologies that will support innovation and product development in the Irish food industry; (2) Assist in assuring consumer protection and in ensuring that development is underpinned by attention to food safety and quality issues. 29 FIRM supports the development of capability and critical mass in all areas of interest to the food industry including processing and manufacturing technologies, innovative food & drink ingredients, products and by-products, food safety as well as equipment, and specialist research networks. In addition, its graduate development programme is designed to equip researchers working on FIRM-funded projects with a set of business-oriented transferable skills such that they understand industry needs and, therefore, are highly employable or, if they stay in academia, will have gained an understanding that will lead to more academia-industry research collaboration. FIRM has promoted centres of excellence in food research, improved Irish access and involvement in EU programmes and initiatives, and provided a resource and network of expertise and technologies on which food companies can draw. A key output is researchers, trained to PhD and postdoctoral level, with specialist skills. The Department is engaged in ensuring that FIRM funded researchers commercialise research outputs, where appropriate, and have introduced an initiative, Research Plus, to support this by acting as a bridge to bring the outputs of FIRM-funded research to a point where they can benefit from funding schemes operated by Enterprise Ireland and add value to the outputs of previous research. Research Stimulus Fund (RSF) The RSF programme runs on broadly similar lines to FIRM but is directed at the prefarm gate primary agriculture sector and so aims to fill gaps in Teagasc’s long term, mainstream research programme support sustainable and competitive agricultural production practices and policies, and contribute to building and maintaining a knowledge economy and research capability in the agriculture sector. RSF supports the development of capability and critical mass in all areas of interest to the agriculture sector including Animal Bioscience, Plant Bioscience, Animal and Plant Genetics and Health, Non-Food Uses of Agricultural Land, Agri-Environment, Aquaculture and Agri Economy & Policy areas. Programme of Competitive Forest Research for Development (CoFoRD) CoFoRD is DAFM’s competitive ‘public good’ forest research funding programme and is the main vehicle for funding forest research in Ireland. The primary aim of the CoFoRD programme is to develop a scientific foundation and support for a 30 sustainable, competitive, market orientated and innovative forest industry. In its three most recent calls for proposals 2010-2013, 17 projects have been funded to a value of €7.6m. Teagasc Teagasc is the national agriculture and food development authority and a leading organisation in the fields of agriculture and food research in Ireland, undertaking innovative research coupled with knowledge transfer in four programme areas: Animal and Grassland Research and Innovation Crops, Environment and Land Use Food Rural Economy and Development The Teagasc mission is to support science-based innovation in the agri-food sector and wider bio-economy that will underpin profitability, competitiveness and sustainability. Each of these programme areas is composed of research, development and knowledge-transfer/industry-development departments. Research is conducted at seven dedicated locations, while knowledge transfer professionals are located throughout the country. Research carried out by Teagasc is funded through core funding and/or competitive funding from Department of Agriculture Food and the Marine (FIRM, COFORD and RSF programmes), Science Foundation Ireland, EU funding programmes and the National Dairy Level. Enterprise Ireland Enterprise Ireland helps both companies and researchers based in third level institutions to engage in research. The aim is to facilitate collaborative links between enterprise and the research community that lead to the practical application of research in business, yielding benefits to both groups. Enterprise Ireland is the largest investor in commercially focussed and industry linked food R&D, while they also support the technology transfer capabilities of the academic institutes via the Technology Transfer Strengthening Initiative. 31 Enterprise Ireland primarily funding research in agri-food through the following formats; Technical Feasibility Study Grant R&D Fund: Small Projects R&D Fund: Standard Projects Innovative High Potential Start Up (HPSU) Fund Technology Centres Initiative Industry-led Research Networks Programme (ILRP) Technology Gateway Programme Innovation Partnership Programme Innovation Voucher Programme Access to EU and International Programmes Programme for Research in Third-Level Institutions (PRTLI) PRTLI administered by the Higher Education Authority provides integrated financial support to the HEI’s for institutional strategies, programmes and infrastructure in key areas of research spread across all disciplines including agri-food. An example of the programmes funded under PRTLI include; Food Ireland: National Food and Health Collaborative Research Programmes and Environment and Climate Change: Impacts and Responses. The PRTLI aims to propel Ireland toward establishing an international profile as a premier location for carrying out world-class research and development. PRTLI is currently rolling out its 5th Cycle of funding. Science Foundation Ireland Founded in 2000, Science Foundation Ireland (SFI) invests in academic researchers and research teams who are most likely to generate new knowledge, leading edge technologies and competitive enterprises in the fields of science and engineering underpinning three broad areas: Biotechnology, Information and Communications Technology; Sustainable Energy and Energy-Efficient Technologies. SFI has a large number of grants and awards mechanisms available, including the Principal Investigator Programme, Centres for Science, Engineering and Technology (CSET) and Strategic Research Clusters. 32 Environmental Protection Agency The EPA research programme Science, Technology, Research and Innovation for the Environment (STRIVE) addresses key environmental issues spanning a number of research areas including: - Air Quality, Atmospheric Deposition and Noise - Sectoral impacts on Biodiversity - Climate Change - Soils and Landscape - Socio-Economics - Waste, Resource Management and Chemicals - Water Quality and the Aquatic Environment Projects range in scale from desk studies and scholarships up to large-scale multiannual projects. Marine Institute The Marine Institute co-ordinates and promotes marine research as well as being a research performer. It funds national marine research through a number of initiatives namely: Capacity building (Beaufort Marine Awards); Projects (PhD scholarships, Post-Doctoral Fellowships, Industry-Led and Desk Studies); Access to National Research Vessels (Ship-time Programme); and Networking Initiative (Networking & Travel Grants for International Conferences & Workshops). Irish Research Council The Irish Research Council operates research-funding initiatives that support talented researchers in their early stage career development across Masters, Doctoral and Postdoctoral levels in the sciences (including agriculture and food science), 33 engineering and technology. The emphasis is on exploratory research aimed at yielding new concepts, findings and innovations in Ireland. Health Research Board The Health Research Board (HRB) currently funds all areas of health research from biomedical, applied, clinical and practice-based research through to population health and health services research in a programme worth more than €100m. Agri-food research, in particular food research, is of huge importance when considering population health, people’s diets, eating habits and health promoting functional foods. Food and nutritional research is now intrinsic to research on many aspects of human health and collaborative efforts are ever-increasing between food and medical scientists. Safefood Safefood was established in December 1999 as the Food Safety Promotion Board. The legislation provides that: “The Body will have a general remit to promote research into all aspects of food safety, including: a) identifying priorities for research; b) commissioning and funding research projects as necessary to fill identified gaps; c) establishing and maintaining a database of research programmes and monitoring progress; d) disseminating research findings to relevant interests; e) recommending action arising from research findings; f) Maintaining links with international research bodies.” EU Horizon 2020 Programme Horizon 2020 is the European Union’s main instrument for funding research and innovation in Europe. The programme follows the 7th Framework Programme (FP7) that ended in 2013 and is set to run from 2014 to 2020. It has a budget of 34 approximately €80 billion and its objective is to build a European Knowledge Economy, i.e. make Europe competitive with leading countries such as USA and Japan in knowledge generation and innovation. The programme is broken down into three main pillars: 1. Excellent Science 2. Industrial Leadership 3. Societal Challenges Under Pillar 3, Societal Challenge 2 (SC 2) is one of 7 societal challenges and is the one of most interest to the agri-food, forestry and marine sector. It is entitled Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the bioeconomy and has an overall budget of €3.8bn. The primary aim of the SC2 Programme is to contribute to securing sufficient supplies of safe, healthy and high quality food and bio based products and transform Europe into a sustainable bioeconomy. The Societal Challenge 2 (SC2) Programme covers an extremely broad remit and is built around three major activity areas: 1: Sustainable Food Security 2: Blue Growth 3: Innovative, Sustainable and Inclusive Bioeconomy 35 Annex 3: NRPE National Metrics and Targets 36 Annex 4: National Research & Innovation Funder’s Areas of Activity on the Research Continuum The diagram below gives a broad overview of National Funder responsibilities across the different components of Sustainable Agri-Food Production and Processing and Food for Health PAG priority areas. Basic Applied Pre-Commercial Commercial DAFM Teagasc Marine Institute SFI EI HRB EPA IRC HEA 37 Annex 5: ERANETS of interest to DAFM ERA-Net Name ERA-Net Type Remit EMIDA ERA-Net Emerging and Major Infectious Diseases of Livestock Euphresco ERA-Net Plant pest, diseases and invasive species ICT-Agri ERA-Net RURAGRI Core Organic ERA-Net Information and Communications Technology Sustainability of rural areas DAFM Initial Amount Pledged Date Pledged DAFM Actual Commitment Actual paid Actual remaining 450,000 435,716 99,188 336,528 0 0 0 0 225,000 224,999 84,375 140,624 100,000 99,758 37,409 62,349 0 0 0 0 Organic food and farming ERA-Net 38 Wood Wisdom ERA-CAPS ANIWHA Wood Wisdom+ SUMFOREST Whole value forest chain, sustainable use of natural resources ERA-Net ERA-Net ERA-Net ERA-Net+ ERA-Net 750,000 200,000 250,000 450,000 2,425,000 303,406 0 TBC 355,643 1,419,522 56,326 0 0 0 277,298 247,080 1,497,867 355,774 2,640,222 39