Preparation of highly textured AlN films using Mo and Ti electrode for integrated AlN-based film bulk acoustic resonators Cheng-Hsien Chou1, Yung-Chen Lin1, Jin-Hua Huang1, Nyan Hwa Tai1 and I-Nan Lin2 1 Department of Material Science and Engineering, National Tsing-Hua University, Hsin-Chu 300, Taiwan, R. O. C. 2 Department of Physics, Tamkang University, Tamsui 251, Taiwan, R. O. C. inanlin@mail.tku.edu.tw Abstract: Effect of buffer layer on the characteristics of the AlN thin films deposited on SiNx/Si substrate was systematically examined. Among the buffer layers examined, both Mo and Ti buffer layers can not only greatly enhance the (002) preferred orientation of the films, but also improve the smoothness of the AlN films, whereas the Al thin films contain large grains microstructure and resulting in rough surface and wide distribution of (002) preferred orientation of the films. AlN thin films with smooth surface with (r.m.s.< 6 nm) and narrow distribution of grains’ orientation (rocking curve < 3.8°), which is suitable for fabricating the devices. A thin film-bulk-acoustic wave-resonator with resonance frequency around 1.7 GHz was fabricated from thus obtained AlN thin films. Keywords: AlN, RF Sputtering, buffer layer, FBAR. I. Introduction Due to its high acoustic velocity and excellent thermal conductivity at room temperature, AlN films are very promising material for the fabrication of acoustic wave1-3 devices in the giga-hertz frequency range. Moreover, aluminum nitride (AlN) possesses very attractive property such as high resistivity, high breakdown voltage and highest acoustic velocity among all piezoelectric materials4-8. It has great potential for developing a device operating at very high frequency. However, deposition of high quality AlN on silicon-nitride substrate is difficult due to the complicated interface reaction between substrates and AlN films. In this work, we provide a solution for depositing high quality AlN on silicon-nitride substrate, which is the usage of buffer layer for enhancing the growth quality of AlN on diamond films. II. Experimental Aluminum, Molybdenum or Titanium films were prepared by RF magnetron sputtering of an metal target in a gas ratio of Ar=30 sccm. The AlN thin films were reactive RF magnetron sputtered from Al target in a Ar/N2 gas mixture ( Ar/N2 =20sccm/10sccm ). The optimized parameters of growing high quality thin films were systematically adjusted. The AlN thin films were deposited with a target power of 300 W, a pressure of 2 m torr and base pressure of 3×10-7 torr. The structure and morphologies of these thin films were examined using X-ray diffractometer (Shimazu 6000) and scanning electron microscopy (Jeol, JSM 6300), respectively. The surface roughness was measuring using atomic force microscopy (PARK). III. Results and discussion Directly deposition of AlN thin film on SiNx substrate is difficult. Randomly oriented AlN is usually resulted, which can be ascribed to the large discrepancy in lattice parameter of the substrate and films. Moreover, the adhesion of AlN thin films directly deposited on SiNx surface is not sufficient to hold the AlN thin films, which occasionally induced the pill-off or cracking of the AlN films as the films is thicker. Fortunately utilization of buffer layer would markedly improve the texture characteristics of the AlN thin films. Figure1(a) to 1 (c) illustrated that (002) AlN can be obtained when a thin crystalline Al, Mo or Ti film was precoated on SiNx/Si-substrates as buffer layer. The texture quality of thin films was analyzed by rocking curve in X-ray diffraction. Figure 2 & inset shows that among the 3 buffer layer used, the Ti-films results in best texture characteristics, i.e., narrowest rocking curve, whereas the Al-films results in broadest distribution of (002) AlN grains the rocking curve(θ=3.98) of Al-buffered AlN is too large to be recorded. Presumably, the main factor altering the texture characteristics of the (002) AlN films is the granular structure of the buffer layer. SEM micrograph shown in Fig. 3(a) and inset indicates that the RF-sputtered Al films contain grains about 200 nm, which results in large grains (~400 nm) for the AlN films and large distribution in orientation of the AlN grains. In contrast, Figs. 3(b) and 3(c) reveals that both the Mo and Ti thin films contain very fine grains and very smooth surface. The AlN/Mo/SiNx possess 1 much smoother surface than the AlN/Ti/SiNx thin films, which is intimately related to the smoother surface of the buffer layer, ( shown as inset of the corresponding figures ). Nevertheless, both Mo and Ti films exhibit good buffering effect, which results in AlN thin films with smooth surface (r.m.s.< 6 nm) and highly preferred orientation (rocking-curve<3.8°). It should be noted that the Al, Mo and Ti layer can also enhance the growth of (002) textured AlN thin films, even when they are of amorphous form (not shown). The amorphous buffer layer behavior similarly with the crystalline are, that is, the Al amorphous layer results in smallest intensity with widest width for the AlN XRD peaks, whereas the Ti amorphous results in largest intensity and narrowest width for the AlN thin XRD peaks. Both th texture characteristics and surface smoothness of the AlN thin films grown on amorphous buffer layer are slightly inferior to those of the AlN thin films grown on crystalline buffer layer. These results imply that it is the nature of chemical reaction rather than the lattice matching of the films and buffer layer, which determine the texture characteristics of the AlN thin films. The stoichiometry ratio of the AlN thin films, which is another important factor influencing the piezoelectric properties of the films, vary with nitrogen-content in the sputtering atmosphere. The Rutherford-Back-Scattering (RBS) measurements shown in Fig. 4 indicate that the nitrogen-content in the films increases with the N2/(N2+Ar) ratio in the sputtering atmosphere and is stabilized for N2/(N2+Ar)>50%, which results in a film with Al/N ratio closer to stoichiometry, i.e., Al:N=51.5:45.5 mol%. A AlN thin film bulk acoustic wave resonator (FBAR) was then fabricated out of the AlN/Mo/SiNx and AlN/Ti/SiNx thin films using bulk micromachining process. Figures 6(a) and 6(b) show the plane view and cross-sectional view of a resonator, whereas Fig. 6(c) reveals the frequency response of the resonator with 60 m x 60 m top & bottom electrodes. This figure indicates that both AlN/Mo/SiNx and AlN/Ti/SiNx thin films exhibit good resonance characteristics at around 1.7 GHz, when the thickness of the films are 200 nm for top electrode (Mo), 1m for AlN thin films 200 nm for bottom electrodes and 1m for SiNx supports. The electromechanical coupling factor estimated from Fig.6(c) using model, i.e., is kt2~ [(π/2)/ (fsfp)]/tan[(π/2)/ (fsfp)], 4.0~6.0% for these Mo(or Ti) buffered AlN thin films. 2 IV. Conclusion Effect of buffer layer on the characteristics of the AlN thin films deposited on SiNx/Si substrate was systematically examined. Among the buffer layer examined, both Mo and Ti buffer layers can greatly enhance the (002) preferred orientation of the films and improve the smoothness of the AlN films, which is ascribed to the smoother surface for these metallic buffer layer. AlN thin films with smooth surface with (r.m.s.< 6 nm) and narrow distribution of grains’ orientation (rocking curve < 3.8°), which is suitable for fabricating the thin film-bulk-acoustic wave-resonator (FBAR), was obtained. A FBAR with resonance frequency around 1.7 GHz was demonstrated. V. Acknowledgment The authors would like to thank the financial support from National Science Council through the project No. NSC 93-2112-M-032-010. VI. References 1. G. F. Iriarte, J. Appl. Phys, 93,(12) ,15 ,(2003). 2. V. Mortet , A. Vasin , P.-Y. Jouan , O. Elmazria , M.-A. Djouadi, Surf. Coat. Technol. 176, 88,(2003). 3. Gonzalo F. Iriarte, F. Engelmark, Ilia V. Katardjiev, V. Plessky and V. 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Figure caption Fig. 1 X-ray diffraction of AlN thin films deposited on SiNx/Si substrates using (a) Al, (b) Mo, and (c) Ti as buffer layer. Fig. 2 Rocking curve of the AlN thin films deposited on SiNx/Si substrates using Al, Mo and Ti as buffer layer.( the inset shows the variation of full width at half maximum of XRD with buffer layer ) Fig. 3 SEM microstructure of (a) AlN/Al/SiNx (b) AlN/Mo/SiNx and (c) AlN/Ti/SiNx thin films ; the insets show the corresponding microstructure of the buffer layer. Fig. 4 Rutherford-Back-Scattering measurements show the variation of composition of AlN thin films with N2/(Ar+N2) ratio in RF-sputtering process. Fig. 5 (a) Planview (b)Cross-sectional view of the FBAR structure, and (c) the frequency response of the FBAR device made of Mo (200 nm) /AlN (1m)/Mo (200 nm)/SiNx (1m) 4 AlN (a) T Intensity (a.u.) AlN/Ti/SiNx AlN: AlN (002) T: Ti (002) S: Si (100) M: Mo (110) A: Al (111) Ti/SiNx M (b) S AlN AlN/Mo/SiNx Mo/SiNx (c) S AlN A AlN/Al/SiNx Al/SiNx 30 Fig. 1 35 40 45 50 2 theta C. H. Chou et. al. 5 55 60 6000 Rocking Curve 0.40 5000 FWHM of AlN(002) on diffenent electrode Intensity (a.u.) 0 FWHM ( ) 0.39 4000 AlN/Ti/SiNx 0.38 0.37 0.36 3000 AlN/Ti/SiNx AlN/Mo/SiNx 2000 3.98 6.63 1000 AlN/Mo/SiNx AlN/Al 0 0 0 10 15 20 theta Fig. 2 C. H. Chou et. al. 6 25 30 Fig. 3 C. H. Chou et. al. 7 60 Al Atomic Concentration (%) 55 50 45 N 40 5.0 O 2.5 0.0 33.3% 50% nitrogen/(nitrogen+argon) (%) Fig. 4 C. H. Chou et. al. 8 66.6% Fig. 5 C. H. Chou et. al. 9