Sept. 25, 2003 A generalized biological model for marine ecosystems Rucheng C. Tian*, Pierre F. Lermusiaux James J. McCarthy and Allan R. Robinson Harvard University Department of Earth and Planetary Sciences 29 Oxford Street Cambridge MA 02138 *Present address and correspondence: Rucheng Tian School of Marine Science and Technology University of Massachusetts 706 South Rodney French Blvd. New Bedford, MA 02744, USA e-mail: rtian@umassd.edu Fax: 1-508-910-6342 Tel.: 1-508-910-6383 Key words: Marine, ecosystems, generalized, model 1 Abstract Marine ecosystems function through a series of highly integrated interactions among biota and the habitat and dynamic links among food web components. The high degree of trophic complexity prohibits the development of a single model with fixed structure, which can be applied to various ocean ecosystems and a large number of various biological models have been proposed in the literature. In this paper we presented a generalized and flexible biological model which can be applied to various ecosystems. The generalized biological model consists of 7 functional groups of state variables: nutrients (Ni), autotrophs (Ai), heterotrophs (Hi), detritus (Di), dissolved organic matter (DOMi), bacteria (Bi) and auxiliary state variables (Xi). Auxiliary state variables represent oceanic properties that are not independent components in food web structure and trophic dynamics, but their field usually depends on other biological variables (e.g. chlorophyll, dissolved oxygen, CO2, DMS, bioluminescence, etc). In contrast to classical biological models in which the number of state variables is fixed, the number of components of each functional group in the generalized model is a variable (varying from 1 to n). Also, the symbolic state variables are not prescribed to a specific biological species or chemical and detrital pools, but their biological correspondents are defined by users for each specific application. The definition of the biological correspondents resides in the parameter values that control biological and biogeochemical dynamics and trophic links. An application with 3 different model configurations is presented to illustrate the functionality of the generalized biological model. 2 1. Introduction Marine ecosystems consist of a complex network comprising from inorganic nutrients, through phytoplankton, bacteria, zooplankton and fish to marine mammals. Marine ecosystems are usually modeled by compartment models, with each compartment representing a trophic level or taxonomic group such as phytoplankton, zooplankton and nutrient. There are organisms of unnumbered species, at various stages and of different sizes. The structural design is thus critical in determining its adequacy and capability to simulate ecosystem function. Since the first marine ecological model of phytoplankton (Fleming, 1939), there is a trend of increasing complexity in ecological model structure. For example, Andersen et al. (1987) found that it was necessary to divide the phytoplankton compartment into diatoms and flagellates and zooplankton into copepods and appendicularia. Moloney and Field (1991) divided the autotrophs into pico-, nano- and net-phytoplankton and heterotrophs into bacteriplankton, heterotrophic flagellates, microzooplankton and meosozooplankton. Moisan and Hofmann (1996) considered gelatinous zooplankton, copepods and euphausiids whereas Pace et al. (1984) simulated bacteriaplankton, protozoa, grazing zooplankton, carnivorous zooplankton, mucous net feeders and pelagic fishes at the heterotrophic level. Wroblewski (1982) considered five life stages of copepod: eggs, nauplii, early copepodites (CI-III), copepodites (CIV-CV) and adult. Armstrong (1994) proposed a model with n parallel food chains, with each consisting of a phytoplankton species Pi and it’s dedicated zooplankton predator Zi classified in size. Nihoul and Djenidi (1998) presented a conceptual food web model in which 3 phytoplankton was divided into cynobacteria, ultraphytoflagellates, phytoflagellates, diatoms and autotrophic dinoflagellates and zooplankton was divided into heterotrophic flagellates, ciliates, heterotrophic dinoflagellates, arthropod and gelatinous zooplankton. Although most of the biological models are nitrogen driven, Lancelot et al. (2000) considered five types of nutrients (Si(OH)4, PO4-, NO3-, NH4+ and Fe). Armstrong (1999) argued that ecological models need to reflect both taxonomic and size structure of the planktonic community. Cousins (1980) suggested a conceptual trophic continuum model in which an ecosystem was divided into three basic trophic levels (autotrophs, heterotrophs and detritus), with each component representing a size continuum from small to large organisms or particles. The high degree of trophic complexity prohibits the development of a single model with fixed structure, which can be applied to various marine ecosystems. Given the complexity and diversity in marine ecosystems, we present in this paper a generalized and flexible biological model, which can be adapted to various marine ecosystems and scientific objectives. 2. Model structure Marine ecosystems function through a series of highly integrated interactions among biota and the habitat and trophic links among food web components. Nutrient availability is the primary limiting factor in oceanic productivity. Phytoplankton photosynthesis represents the first step in food web dynamics in the ocean, followed by secondary production of zooplankton, fish and so on. Organisms at each trophic level can be classified on various criteria, such as size, weight, age and taxonomic groups. Based on 4 the energy resources harvested from the ocean, however, marine organisms can be divided into autotrophs and heterotrophs (Cousins, 1980). Autotrophs are organisms that obtain all their energy from inorganic material whereas heterotrophs require organic substances as energy resource. We adopted this general classification in order that the state variables of the generalized biological model represent a large range of marine organisms. Dissolved organic matter is fundamentally different from particular organic matter or detritus in biogeochemical dynamics and bacteria have specific impacts on remineralization of organic matter and energy transfer. Based on these trophic and biogeochemical dynamics, the generalized biological model is constituted of 7 functional groups of state variables (Fig. 1): nutrients ( Ni), autotrophs (Ai), heterotrophs (Hi), detritus (Di), dissolved organic matter (DOMi), bacteria (Bi) and auxiliary state variables (Xi). In this paper we focus on discussion of the pelagic ecosystem. However, the generalized biological model has the potential to extend to benthic ecosystems and to higher trophic levels. For example, apart from phytoplankton in pelagic ecosystems, autotrophs can include other marine plant such as macrophytes and sea grass. At the heterotroph level, the model has potential to extend from zooplankton to fish level and other marine animals. In contrast to classical biological models in which the number of state variables is fixed, the number of components of each functional group in the generalized biological model is a variable (varying from 1 to n). Also, the symbolic state variables are not prescribed to a specific biological species or chemical and detrital pools, but their biological correspondents are defined by users for each specific application. We describe below some examples of state variable assignments, but different assignments are 5 feasible. Nutrients include ammonium (NH4+), nitrate (NO3-), phosphate (PO4-), silicate (Si(OH)4) and iron (Fe). Autotrophs essentially represent phytoplankton in pelagic ecosystems. Phytoplankton can be classified as picophytoplankton, nanophytoplankton and microphytoplankton, or as small and large phytoplankton according to their size. Taxonomic groups can also be used for state variable assignment, such as cyanobacteria, dinoflagellates and diatoms, or detailed species. Heterotrophs in pelagic systems are essentially zooplankton that can range from protozoa, through ciliates, copepodes to net mucous feeders, or represent different stages or different weights of zooplankton. Detritus are usually classified by size, but other classifications are also possible, e.g. based on chemical composition. DOM can be classified according to their chemical composition (e.g., DOC and DON) or at the molecular level (e.g., high and low molecular weight DOM). The bioavailability of DOM is of particular importance in determining biogeochemical cycles, remineralization, energy transfer and microbial activities. Consequently DOM is often classified as labile, semi-labile and refractory categories (Carlson and Ducklow, 1995; Anderson and Williams, 1999). The bioavailability of DOM consists of a continuum from labile to refractory so that DOM can be divided into a large number of classes. Numerous classifications are possible for marine bacteria. In ecological modeling, it is important to parameterize bacterial response to environmental factors. For example, bacteria can be divided into aerobic and anaerobic species. According to their response to temperature, bacteria can be divided into psychrophiles (optimal temperature Topt between 4 and 7 C), tolerant psychrophiles (Topt=7-20 C), psychrotrophs (can develop over a large range of temperature), tolerant psychrotrophs 6 (Topt=20-20 C) and mesophiles bacteria (Topt>30 C) (Delille and Perret, 1989). Auxiliary state variables represent oceanic properties that are not independent components in food web structure and trophic dynamics and their field depends on other biological variables (e.g., chlorophyll, CO2, dissolved oxygen, DMS, optics, acoustic properties, bioluminescence, toxin of harmful algae, etc). In order that the model is flexible, energy flows between food web components are not determined in advance. All heterotrophs can feed on all autotrophs and all other heterotrophs. The specific energy flow between two biological pools will be determined by users by assigning a specific value to the corresponding preference coefficient (Fig. 2). For example, omnivorous and carnivorous copepods may have raptorial feeding with narrow-size window of prey whereas mucous-net feeder such as appendicularia, salps, and doliolids can collect particles ranging from bacteria (0.2-5 m in diameter) to large diatoms (8x100 m) (Madin and Deibel, 1997). Energy flows are quite different between these two types of zooplankton although they can be represented by the same symbolic state variable in the model. Detailed trophic links are determined based on state variable assignment in a specific application. This will be illustrated by the application presented in the following sections. The basic unit (or currency) of the model is also determined by users. The commonly used unit in ecological and biogeochemical models are in carbon or nitrogen. Generally the unit is unique for a single biological model. In a specific model, however, there can be more than one unit if it is so desired for observational or scientific/modeling reasons. Transfer coefficients (i.e. conversion factors) from one unit to another is provided in this generalized model by a specific elemental ratio for each trophic component. 7 3. Parameterization A wide variety of mathematical formulations have been developed to describe biological processes and forcing functions, such as light, nutrient and temperature forcing on phytoplankton growth rate, zooplankton grazing and predation. Theses parameterizations are usually based on empirical relationships between variables that can be measured. The ecological or physiological processes underlying the observed correlation are not explicit in these relationships. There is no sound statistical or physiological basis to reject one or another formulation (Sakshaug et al., 1997), but the choice between them can be critical in respect with the model behavior (Gao et al., 2000; Gentleman et al., 2003). In this paper, we present one set of parameterizations selected as the a priori equations of the generalized biological model. These parameterizations have been selected based on their flexibility and completeness. For example, parameterization of light forcing on phytoplankton growth rate with photoinhibition have been selected over that without photoinhibition. Grazing functions with switching functional response have been selected over that without switching functional response. Mechanistic parameterizations have been selected over empirical relationships. Formulations that can simulate various functional responses have been selected over monotone functions (Tian, in preparation). 3.1. Autotrophs The partial differential equation for autotrophs (phytoplankton) Ai is written as: Ai A nh m (1 rASi ) i Ai a ADi Ai Ai rAS i Ai s Ai i G Aji t z j 1 (1) 8 where i, aADi, mi, rASi, rASi, spi are the growth rate, mortality (including aggregation) rate and power index, biomass-based and growth-based exudation of DOM and sinking velocity og autotroph Ai, i(0, np) and j(0, nz) are autotroph and heterotroph index varying from 0 to na and nh, and na and nh are the total number of autotrophs and heterotrophs respectively. Temperature tends to influence the maximum phytoplankton growth rate so that multiplication with other limiting factors is usually used to compute the combined effect. However, both multiplication and the minimum of light- and nutrient-dependent phytoplankton growth rates are used in the literature: i (1) i (T ) min( i ( E ), i ( N1, 2 ), i ( N 3 ), , , i ( N nn )) (2) i ( 2) i ( E ) i (T ) min( i ( N1, 2 ), i ( N 3 ), , , i ( N nn )) (3) where i(T), i(E) and i(Nj) are temperature, light and nutrient-dependent growth rate of autotroph Ai, respectively. Both of these two formulations are hypothetical. Experimental and field data often showed that the combined effects of light and nutrient limitation is between the minimum and multiplication (Rhee and Gotham, 1981; Redalje and Laws, 1983). Consequently we suggest combining the minimum and multiplication formulation: i i i (1) (1 i ) i (2) (4) where 0<<1. Light forcing on phytoplankton growth rate is formulated as: i ( E ) (1 e Ai E / Pmi )e Ai E / Pmi (5) where E represents photosynthetically active radiation (PAR), Pmi is the theoretical maximum growth rate, Ai is the initial slope of photosynthesis-irradiance relationship 9 and Ai is the photoinhibition coefficient (Platt et al. 1980). Temperature forcing on phytoplankton growth rate is parameterized as: i (T ) Pmi e T TOAi TAi (6) where T is the temperature of sea water, TOAi and ∆TAi are the optimal temperature and the temperature interval determining the initial slope of the relationship between temperature and phytoplankton growth rate. This function can simulate the optimal temperature at which phytoplankton growth rate reaches a maximum and ∆TAi can be determined from Q10. Limitation of phytoplankton growth by nutrient availability is parameterized by the combined Michaelis-Menten and Droop function: i ( N ( j )) N j N 0 ji N j K SNJi N 0 ji (7) where Nj, N0ji and KSNji are concentration, threshold and half-saturation constant of nutrient Nj for autotroph Ai (Caperon and Myer, 1972; Paasche; 1973; Dugdale, 1977; Droop, 1983). Ammonium inhibition on nitrate uptake is formulated as: i ( N (2)) N 2 N 02 K SN1i N 2 N 02 K SN 2i N1 N 01 K SN1i (8) where N1, N2, KSN1i and KSN2i are concentration of and half-saturation constants of ammonium and nitrate for autotroph Ai (Parker 1993). DOM exudation from phytoplankton is linked to both biomass and growth rate representing basic and active respiration, respectively (Bannister, 1979; Laws and Bannister, 1980; Spitz et al., 2001). Mortality (senescence) is usually parameterized as a linear function whereas aggregation loss as a quadratic function of phytoplankton 10 biomass. Both mortality and aggregation of phytoplankton result in formation of biogenic detritus. We have combined the two mechanisms by using an adjustable power function (2nd term in Eq. 1). Linear and quadratic functions will be simulated when the power order mAi is set to 1 and to 2 respectively. The grazing term (5th term in Eq. 2) will be described in the following section. 3.2 Heterotrophs The general equation for heterotrophs Hj is written as: H j t na nh nd nb i 1 k 1 l 1 m 1 e HAjiG Aji (e HHjk G Hjk G Hkj ) e HDjk G Djl e HBjmG Bjm HDj H mHj rHj H j w j (9) H j z where GAji, GHjk, GDjl and GBjm are the total grazing (or predation) amounts of heterotroph Hj on autotroph Ai, heterotroph Hk, detritus Dl and bacteria Bm, respectively, eHAji, eHHjk eHDjl and eHBjm are the corresponding gross growth efficiency of Hj, GHkj is the predation loss of Hj by other heterotrophs, mHDj, mHj are the power indices of heterotroph mortality, rHj is the biomass-based respiration coefficient and wj is the vertical migration speed of heterotrophs Hj. Heterotroph grazing function is written as: G Aji g j (T ) H j p ( Ai A0i ) mGj HAji na R j ( p HAji ( Ai A0i )) i 1 nd ( p HDjl ( Dl D0l )) l 1 (10) 1 Rj mGj mGj nh ( p HHjk ( H k H 0 k )) k 1 nb ( p HBjm ( Bm B0 m )) mGj (11) mGj m 1 where gj(T) is the temperature-dependent grazing rate determined using Eq. 6, pHAji, pHHjk, 11 pHDjl and pHBjm are the preference coefficients for autotroph Ai, heterotroph Hk, detritus Dl and bacteria Bm, A0i, H0k, D0l and B0m are the thresholds under which the feeding amount of heterotroph Hj on the corresponding food item is negligible (Gismervik and Andersen, 1997). Other feeding amount (GHjk, GDjl and GBjm ) are also computed by Eq. 10 in which the numerator is replaced by the corresponding prey item. This function has the flexibility to capture various functional responses and feeding behaviors. The power order mGj determines the degree of switching feeding. The higher mGj is, the more switching feeding occurs. When mGj=1, no switching occurs. When mGj, this formulation generates an exclusive switching feeding. Heterotroph mortality represents the model closure term and is often parameterized as a linear or quadratic function of biomass. Heterotroph pools in numerical models usually represent a large range of size, species and stages of organisms. The quadratic function is justified by predation within the same heterotroph pool. Following Edwards and Yool (2000), we have formulated the mortality as a modulable power function of heterotroph biomass (5th term in Eq. 9). The power order mHj can be set to 1 for linear function and to 2 for quadratic function or to any other alternative order. Heterotroph respiration represents the metabolic processes that lead to the remineralization of organic matter to inorganic nutrients. Metabolic processes consists of basic metabolism at resting and active metabolism such as locomotion activity, feeding, assimilation, substance transformation and etc (Parson et al., 1984; Clarke, 1987; Carlotti et al., 2000). We have linked the basic metabolism to the heterotroph biomass (6th term in Eq. 9) and the active metabolism as a linear function of the feeding amount (see “Nutrient” section below). Excretion of dissolved organic matter (DOM) and defecation are parameterized as a 12 fraction of the feeding quantity which are presented in the euqations of DOM and detritus, respectively. Zooplankton diurnal vertical migration represents a new aspect in marine ecological modeling. Few modelling applications have tried to included migration process (Anderson and Nival, 1991; Tian et al., 2004). The driving mechanisms underlying zooplankton vertical migration are complex, including environmental factors (e.g. light, food abundance, temperature, salinity, gravity, dissolved oxygen, turbulence, predation, etc) and biological factors (e.g. species, age, sex, state of feeding, reproduction, energy conservation, biological cycles and so forth; Forward, 1988; Ohman, 1990; Anderson and Nival, 1991). Light has been shown to be an important driving force due to the fact that zooplankton migrate beneath the euphotic zone during the day to escape predation and return to surface waters for feeding during the night (Forward, 1988; Frank and Widder, 1997). Following Tian et al. (2004), only light and food abundance are parameterized as driving forces of zooplankton vertical migration in this model. Light-induced migration speed (wl) is linked to the change in percentage of solar radiation at the sea surface (I0): 100 I 0 wlj wbj I 0 t 3 (12) where wbj is a constant representing the slope between migration speed and light change (Anderson and Nival, 1991; Tian et al., 2004). The absolute value of wlj is set to wmaxj when Eq. 38 gives values >wmaxj and to -wmaxj (i.e., upward) when ∂I0/∂t is undetermined during the night. To preclude zooplankton ascending to the euphotic zone with solar radiation decreasing (e.g., in the afternoon), wlj is set to zero when light intensity in the water column is higher than a critical value (I(z)>0.01I0). Light-induced upward migration velocity is also set to zero when the food gradient is positive, i.e., food 13 abundance increases with depth (Ft/z>0). When upward migrating zooplankton reach the chlorophyll maximum, for example, they are thus assumed to stop migrating further to surface layers where foods are scarce. In this case, the migration speed is determined only by food abundance. Food-dependent vertical migration speed (wfj) is calculated using an exponential function: w fj ardj wmax j 1 e k fj R j (13) where ardj is randomly equal to 1 or –1 with 50% probability each at each migration time step, and kfj is a constant describing the slope between migration speed and total food abundance (Rj). Seasonal migration and overwintering was modeled using a critical food abundance (Rmin) below which light-induced migration speed is set to zero. When food abundance in winter is lower than Rmin, mesozooplankton overwinter at depth. 3.3 Bacteria The general equation for bacterial state variables Bj is: B j t ns nh i k 1 eBSjiU DOMji eBNjU NH 4 j GBkj rBj B j (14) where UDOMji and UNH4j are the uptake amount of DOMi and NH4+ by the bacterial pool Bj, eBSji and eBNj are the corresponding gross growth efficiency, GBkj is the consumption of bacteria Bj by heterotrophs Hk and rBj is the respiration rate of bacteria Bj. The DOM and NH4+ uptakes are determined by: U DOMji Bj (T ) B j U NH 4 j Bj (T ) B j p DOMji ( DOM i DOM 0i ) 1 R Bj S j Sj 1 RBj S j (15) (16) 14 S j min( p NHj ( NH 4 NH 4 0j ), j RDONj ) (17) ns RBj p DOMji ( DOM i DOM 0 ji ) (18) i 1 ns RDONj p DONji ( DON i DON 0i ) (19) i 1 where Bj(T) is the temperature-dependent growth rate of bacteria Bj determined by Eq. 6, DOMi, DOM0i, NH4+ and NH4+0j, pDOMji and pNH4j are the concentration, threshold and preference coefficient of DOMi and NH4+ for bacteria Bj, respectively, RBj and RDONj represent DOM and DON substrates available for bacteria uptake. When the model unit is in nitrogen, DOM is DON. When the model unit is in carbon, for example, DOM is DOC and DON is calculated from DOC and the corresponding C:N ratio. j is the uptake ratio between NH4+ and DON. A prescribed value of is used when the model unit is in nitrogen (Kantha, 2004). When the model unit is in carbon however, is calculated by: j eBSji ( N : C ) Bj eBNj ( N : C ) DOMi 1 (20) where (N:C)Bj and (N:C)DOMi are the nitrogen to carbon ratio of bacteria Bj and of DOMi respectively (Fasham et al., 1990; Bissett et al., 1999; Tian et al., 2004). 3.4 DOM The general equation for DOM state variables is: nd nb DOM i na ( rASji rASji j ) A j DSmi Dm U DOMki t j 1 m 1 k 1 nh nd nb na G G G G HASkji Akj HHSkli Hkl HDSkmi Dkm HBSkni Bkn k 1 j 1 l 1 m 1 n 1 SSii1 DOM i SSi1i DOM i 1 nh (21) 15 where rASji and rASji are the coefficients of biomass-based and growth-based exudation of DOMi from autotroph Aj. The sum of rASji and the sum of rAsji (i=1 to ns) equal the terms rASj and rASj in Eq. 1. The second term on the right side of Eq. 21 represents the feeding losses to DOM from heterotroph including sloppy feeding, defecation and excretion. The third and forth terms are detritus dissolution and bacterial uptakes. The fifth and sixth terms represent transformation between DOM pools, such as aging when DOM is classified according to their bioavailability (Keil and Kirchman, 1994). The elemental ratio between nutrients and the unit element (e.g. carbon or nitrogen) in living organisms (i.e. autotrophs, heterotrophs and bacteria) are prescribed with specific value for each organism pools. The elemental ratio in dissolved and detrital pools (i.e. DOM and detritus) are computed according the elemental ratio in each of the source and sink terms. The elemental ratio (aSji) between nutrient Ni and the unit element in DOMj is determined as: a Sji t nh na a k 1 na nd nb j 1 m 1 k 1 ( a Aji ( rASji rASji j ) A j a Dmi DSmi Dm a Sji U DOMkj j 1 HASkjiG Akj a HHkli HHSkliG Hkl a HDkmi HDSkmiG Dkm a HAkni HBSkniG Bkn (22) HAkji nh nd nb l 1 m 1 n 1 a Sj SSjj1 DOM j a Sj 1i SSj1 j DOM j 1 ) /( DOM j DOM t j ) a Sji where aSji, aAji, aDmi, aHAkji, aHHkli, aHDkmi, aHAkni are the elemental ratio between nutrient Ni and carbon in DOMj, in autotroph Aj, in detritus Dm, and in feeding losses to DOMj from heterotroph Hk feeding on autotroph Aj, on heterotroph Hl, on detritus Dm and on bacteria Bn respectively. The elemental ratios in feeding losses aHAkji from heterotroph Hk feeding on prey Aj is calculated by: 16 HAkji Aji eHAkj a Hki (23) 1 eHAkj where aAji and aHki and aHAkji are the elemental ratio between nutrient Ni and the unit element (e.g. carbon or nitrogen) in prey Aj and heterotroph Hk, and eHAkj is the corresponding growth efficiency (Landry et al., 1993; Tian et al., 2004). 3.5 Detritus The general equation for detritus is: na nh Di m ADji A j j HDki H kmk DDi1 Di21 DDi Di2 Ddi 1 Di 1 Dd1 Di DSi Di t j 1 k 1 nh nd nb Di nh na s Di HADkjiG Akj HHDkliG Hkl HDDkmiG Dkm HBDkniG Bkn G Dki z k 1 j 1 l 1 m 1 n 1 (24) The first two terms on the right-hand side of Eq. 22 are the mortality of autotrophs and heterotrophs which lead to the formation of biogenic detritus. The third and fourth terms represent aggregation gain and loss formulated as a quadratic function. The fifth the sixth terms are the gain and loss due to particle breakage. The seventh and eighth terms are particle dissolution and sinking and the last term represents heterotroph feeding losses to detritus including both sloppy feeding and defecation and heterotroph consumption. The elemental ratio in detritus pools are computed in the same way as for DOM pools. 3.6 Nutrients The general equation for nutrients Ni is: na nh nd nb N i nh a Hji rHj H j rHj G Ajh rHj G Hjk rHj G Djl rHj G Bjm t j 1 h 1 k 1 l 1 m 1 ns na a BSkli (1 eBSkl )U DOMkl e BNkU NH 4 k a Bki rBk Bk a Ami m Am k 1 l m nb (25) 17 where aHji, aBki and aAmi are the ratio between element Ni and the unit element in heterotroph Hj, bacteria Bk and autotroph Am respectively. rHj and rBk are the biomassbased respiration of heterotroph Hj and bacteria Bk. rHj is the active respiration coefficient of heterotroph Hj based on grazing amount or assimilation. The active respiration coefficient of nutrient Ni from heterotroph Hj grazing on autotroph Ah is determined by: rHAjhi rHj Ahi e HAjha Hji (26) 1 e HAjh where rHj is the active respiration rate of heterotroph Hj, aAhi and aHji are the ratio between element Ni and the unit element in autotroph Ah and heterotroph Hj, and eHAjh is the gross growth efficiency of heterotroph Hj grazing on autotroph Ah. The active respiration coefficient of other terms including the active respiration of bacteria aBSkli are also determined by Eq. 26 by using the corresponding terms. When nitrogen is concerned, NH4+ is released from biological metabolism and respiration. Consequently, Eq. 25 applies to NH4+ only. NO3- is formed through nitrification of NH4+ as source term and consumed by autotroph photosynthesis. The proportion between NH4+ and NO3- uptakes is governed by Eqs. 7 and 8. Ammonium is nitrified to nitrate through nitrifying bacteria, which is known to be photoinhibited in surface waters (Olson, 1981). Nitrification rate (QAN) is thus linked to light intensity in the model: QAN 0, E (t , z ) 0.1Emax 0.1ER E (t , z ) max AN NH 4 , 0 . 1 E max (25) E (t , z ) 0.1Emax where AN is the nitrification coefficient and Emax is the maximum solar radiation in 18 surface waters (i.e. at noon; Tian et al., 2000). 3.7 Auxiliary state variables We imply by auxiliary state variables oceanic properties that change over time in function of other simulated biological pools. At the present stage of the model development, we have only parameterized chlorophyll-a. Other auxiliary state variables will be considered in future versions of the model. The chlorophyll a concentration depends on phytoplankton biomass and the chlorophyll-a:carbon ratio of phytoplankton. Chl:C ratio can be influenced by daylength (D), irradiance (E), nutrient (N) and temperature (T), i.e., the DENT model. It can also be influenced by other factors such as species and life history (Cullen, 1993; Claustre et al., 1994). Two options of Chl:C ratio have been implemented in the generalized biological model. The first option is to prescribe a Chl:C value to each autotroph pools. When several autotroph groups are considered and given that each autotroph group has its specific C:Chl ratio, these different prescribed values can allow to simulate to certain extent the Chl:C variability in the autotroph community through the changes in relative importance among the different groups (Claustre et al. 1994; Tian et al., 2001). Alternatively, the Chl:C ratio can be calculated at each time step by the following equation: Chl : C mi i I i (26) where i is the growth rate of autotroph Ai, which is forced by nutrient, light and temperature (Eq. 1), is the initial slope between PAR and autotroph growth rate (Eq. 5) 19 and m and are the maximum and actual Chl:C ratio (Geider and MacIntyre, 1996; Geider et al., 1997; Spitz et al., 2001). Based on Eq. 1 of autotrophs, the general equation for chlorophyll a is thus: nh i A Chl na m (1 rASi )mi Ai i ADi Ai i rASi Ai s Ai i G Aji t i i E z j 1 i 1 (27) The four terms on the right-hand side represent changes in chlorophyll concentration due to phytoplankton growth, aggregation (or mortality), respiration (or exudation), cell sinking and zooplankton grazing, respectively. All the symbols are defined in Eqs. 1 and 26. 4. Model configuration The generalized biological has been coupled with the Harvard Ocean Prediction System which consists of a physical general circulation model and multiple data assimilation schemes (Robinson, 1996). The coupled system has been applied to the Monterey Bay (MB) area during the AOSN-II research program. We present here only the configuration of the generalized biological model to illustrate its functionality and applicability. Three model configurations were tested during the application. The first model configuration has 4 state variables (Fi. 3), 2 nutrients (NH4+ and NO3-), 1 autotrophs (phytoplankton) and 1 heterotroph (zooplankton). The model configuration represents thus the NPZ model. The second configuration was based on the model presented in Fasham et al. (1990). In this configuration, there are 2 nutrients (NH4+ and NO3-), 1 autotroph (phytoplankton), 1 heterotroph (zooplankton), 1 detritus, 1 DOM (DON) and 1 bacteria. We call this configuration the Fasham model configuration in the following text. 20 The third model configuration was based on the model presented in Tian et al. (2000). In this configuration, there are 2 nutrients (NH4+ and NO3-), 2 autotrophs (small and large phytoplankton), 2 heterotrophs (micro- and mesozooplankton), 2 detritus (small suspended and large sinking detritus), 1 DOM (DON), 1 bacterial pool and 3 auxiliary state variables (prokaryotic, eukarytic and total chlorophyll). This configuration allows to simulate both the microbial food web (DON, bacteria, small phytoplankton and microzooplankton) and the mesoplankton food chain (large phytoplankton and mesozooplankton). As this model configuration appears to be the most suitable to simulate an upwelling ecosystem in MB, we call this configuration the a priori model configuration in the following text. The model unit is set in mmol nitrogen per meter cube (mM N m-3). In the NPZ model configuration, phytoplankton take up NO3- and NH4+ for growth and are lost through zooplankton grazing and mortality (Table 1 A). Zooplankton take their resource from phytoplankton and loses biomass through mortality and respiration leading to NH4+ regeneration. Since no detrital pools is included in this model configuration, biomass loses through the mortality of phytoplankton and zooplankton were considered being exported out of the euphotic zone (Spitz et al., 2001). NH4+ is formed through zooplankton respiration, lost through phytoplankton uptake and nitrified to NO3-. The Fasham model configuration has 3 more state variables compared to the NPZ model: bacteria, DON and detritus (Table 1 B). All the biological dynamics parameterized in the NPZ model was included in the Fasham model configuration. Instead being considered exported from the euphotic zone in the NPZ model, the biomass loses through the mortality of phytoplankton and zooplankton result in the formation of 21 biogenic detritus. Bacteria consume DON, NH4+ and detritus (by attached bacteria) and are consumed by zooplankton. Both the passive and active respiration of bacteria result in NH4+ regeneration. No mortality of bacteria was considered in the model by assuming that respiration and zooplankton consumption are the major biomass losses of bacteria. DON is formed through phytoplankton exudation and zooplankton feeding losses and remineralized through bacterial activities. In the a priori model configuration, phytoplankton, zooplankton and detritus are all divided into large- and small-sized pools, respectively (Table 1 C). Small phytoplankton are consumed by microzooplankton and large phytoplankton by mesozooplankton. In the MB application, microzooplankton consumption of large phytoplankton and mesozooplankton grazing on small phytoplankton are considered negligible by assign the corresponding preference coefficient to 0. The mortality of small phytoplankton and microzooplankton results in the formation of small detritus and the mortality of large phytoplankton and mesozooplankton results in the formation of large detritus. Microzooplankton consume bacteria, small phytoplankton and small detritus (sources) whereas mesozooplankton feed on large phytoplankton, large detritus and microzooplankton. Mortality of living organisms and feeding losses ( sloppy feeding and defecation) are the major sources of detritus. The two detritus pools are linked through aggregation from small to large detritus and disaggregation of large to small detritus. The dissolution of large detritus is ignored by considering that this flux is included in the disaggregation term to small detritus the dissolution of which leads to the formation of dissolved organic matter DON. Detailed discussion and validation of parameter values were presented in a joint paper 22 (Tian et al., submitted). We focus here on the differences of parameter values among the 3 model configurations (Table 2). The model structure is determined by the number of state variables of each functional group. The total number of nutrients nn was assigned to 2 for all the 3-model configurations. The total numbers of phytoplankton and zooplankton were set as 1 for the NPZ and Fasham model configuration, but to 2 for the a priori model configuration. The total numbers of bacteria and DOM were set to 0 for the NPZ model configuration and 1 for the Fasham and the a priori model configurations. The total number of detritus was 0 in the NPZ model configuration, 1 in the Fashma model configuration and 2 in the a priori model configuration, while the total number of auxiliary state variables was 1 for the NPZ and Fasham model configuration and 3 for the a priori model configuration. The biological and biogeochemical pools corresponding to each state variables were presented in the preceding subsection. The theoretical maximum growth rate (Pm) of small and large phytoplankton were set based on previous studies in the a priori model configuration (Tian et al., submitted). The theoretical maximum growth rate of the total phytoplankton pool in the NPZ and Fasham model were determined based on the a priori model setup. The average simulated ratio between large and small phytoplankton was approximately 3:1 in Monterey Bay. The Pm were 1.05 and 3.15×10-5 mmol N mg Chl-1 s-1 for large and small phytoplankton in the a priori simulation, respectively. Based on these values, the Pm for total phytoplankton pool was set as 1.6×10-5 mmol N mg Chl-1 s-1. The values of the initial slope Ai and the photoinhibition coefficient Ai were estimated in a similar way. Since the phytoplankton exudation was not parameterized in the NPZ model configuration, a relatively higher mortality was used than that in the other 2 23 configurations. High nutrient half-saturation constants were used for large phytoplankton than that for small phytoplankton in the a priori simulation. A values in between were thus used for total phytoplankton pool in the NPZ and Fasham model configurations. The Chl:N values were based on field data collected during the summer season in MB. The averaged C:Chl of field observations was 43. Assuming phytoplankton have a Redfield C:N ratio of 6.625 in mole, the Chl:N ratio is thus determined as 1.85 for the total phytoplankton pools. The Chl:N ratio for large and small phytoplankton in the a priori simulation were also based on filed measurement (Tian et al., submitted). The sinking velocity of large phytoplankton was assumed as 1 m d-1 and the averaged sinking velocity of the total phytoplankton pool in the NPZ and Fasham model configuration was assumed as the half of that conventional value. All other parameter values were identical among the 3 different model configurations (see justification in Tian et al., submitted). 5. Simulation comparison We focus here on the simulation comparison of the 3 model configurations. A brief description of the context of the experiment is provided below for a better understanding of the inter-model comparison. Detailed description of the Monterey Bay (MB) application and oceanographic interpretation are presented in a joint paper (Tian et al., submitted). The AOSN II experiment was carried out from Aug. 6 to Sept. 10, 2003. During the early experiment from Aug 6 – 18, a strong upwelling event occurred due to dominated northwesterly upwelling-favorable winds. We called this period the “Strong upwelling period” in the following text. From Aug. 18-23, southeasterly winds prevailed and upwelling ceased. We called this period the “Relaxation period”. Moderate upwelling 24 events occurred late in the experiment and we call this period the “Moderate upwelling period”. Two upwelling centers were identified during the experiment, one near Año Nuevo to the north of MB and the other close to Point Sur to the south of MB. High chlorophyll abundance was simulated in Monterey Bay by all the 3 models, particularly in Northeastern MB (Fig. 5). This part of MB is called the “upwelling shadow” where stable hydrographic conditions persist during the upwelling season. High chlorophyll concentration are usually observed in this part of the bay ((Broenkow and Smethie, 1978). A band of high chlorophyll concentration was simulated by the 3 models, extending southwestward from MB. It was located in the upwelling plume of the Año Nuevo upwelling center to the north of MB and the upwelling fronts of the Point Sur upwelling center to the south of MB. Hydrographic conditions were more suitable to phytoplankton development in upwelling plumes and fronts than within the upwelling centers during strong upwelling events. However, the a priori model seemed to have overestimated chlorophyll concentration in the offshore regions compared with the NPZ and Fasham model simulations. The difference among the 3 model structures is that the a priori model has explicit parameterization of the microbial food web including picophytoplakton, microzoopankton, bacteria, DON and suspended biogenic detritus. Upwelling ecosystems are usually dominated by large-sized mesoplankton food web. The microbial food web can be thus overestimated in the a priori model simulation. The simulated vertical distribution of chlorophyll and NO3- were almost identical, with the nitricline around 40 m depth and upwelling activities in nearshore regions where the nitricline was pushed upward (Fig. 6, 7). No significant difference in the NO3- distribution in surface waters can be observed 25 among the 3 simulations (Fig. 8). During the strong upwelling event early in the experiment, high NO3- concentration was simulated in MB and in the plume region to the southwest of MB. These NO3- stocks were essentially advected from the Año Nuevo upwelling center into MB. During the relaxation period, high spot in NO3- distribution was simulated in the upwelling shadow in Northeast MB, which was advected from the Point Sur upwelling center by the reversed northward current (Tian et al., submitted). During the moderate upwelling event late in the experiment, NO3- concentration was significant lower than during the strong upwelling period in all the 3 simulations. The simulated NH4+ fields were significantly different among the 3 simulations (Fig. 9). The NPZ simulation had the highest NH4+ values reaching ca 0.8 mmol N m-3, the a priori simulation had the lowest NH4+ values <0.5 mmol N m-3, whereas the Fasham model simulation had NH4+ values in between. As identical respiration rate of heterotrophic zooplankton was used among the 3 model configurations, the low NH4+ values in the a priori model simulation was due to the picophytoplankton uptake of NH4+. In the model, relatively lower half-saturation constant of NH4+ was used for small cells than for large phytoplankton by assuming that small cells can self-sustained in oligotrophic environments by taking up regenerated NH4+. The simulated zooplankton fields were similar between the NPZ model and the Fasham model simulations (Fig. 10), with high value in MB and particularly in the upwelling shadow. The comparison between the a priori model simulation and the other 2 simulations was more difficult because of its 2 zooplankton pools whereas 1 single zooplankton pool was simulated in the other simulations. However, the simulated mesozooplankton and micrzooplankton fields of the a priori model showed similar 26 distribution with the zooplankton fields of the other 2 model simulations, with high values in the upwelling shadow and in MB. Patchness in the zooplankton distribution was observed in the simulated fields due to upwelling activities and horizontal advection. The general distribution pattern and magnitude of total phytoplankton production rates were similar among the 3 simulations. High phytoplankton production rates were simulated in the upwelling shadow and in MB. Similar to the phytoplankton biomass distribution, relatively elevated phytoplankton production rate was simulated in the upwelling plume and front region between the 2 upwelling centers during the strong upwelling event (Fig. 11, Aug 15). During the relaxation (Fig. 11, Aug. 22) and during the moderate upwelling event (Fig. 11, Aug. 29), the a priori model predicted relatively elevated phytoplankton production in the offshore regions than the other 2 models, which can explain in part the elevated phytoplankton biomass in the a priori model simulation in the offshore regions. Reference Andersen, V., Nival., P., 1991. A model of the diel vertical migration of zooplankton based on euphausiids. Journal of Marine Research 49: 153-175. Andersen, V., P. Nival and R.P. Harris 1987. Modelling of planktonic ecosystem in an enclosed water column. Marine Biological Association of United kingdom 67, 407430. Anderson, T.R. and P.J. le B. Williams 1999. A one-dimensional model of dissolved organic carbon cycling in the water column incorporating combined biologicalphotochemical decomposition. Global Biogeochemcial Cycles 13, 337-349. 27 Armstrong, R.A. 1994. Grazing limitation and nutrient limitation in marine ecosystems: Steady state solutions of an ecosystem model with multiple food chains. Limnology and Oceanography 39, 597-608. Armstrong, R.A. 1999. Stable model structures for representing biogeochemcial diversity and size spectra in plankton comments. Journal of Plankton Research 21, 445-464. Bannister, T.T. 1979. Quantitative description of steady state, nutrient-saturated algal growth, including adaptation. Limnology and Oceanography 24, 76-96. Bissett, W.P., J.J. Walsh, D.A. Dieterle and K.L. Carter 1999. Carbon cycling in the upper waters of the Sargasso Sea: I. Numerical simulation of differential carbon and nitrogen fluxes. Deep-Sea Research Part I 46, 205-269. Broenkow, W.W. and W.M Smethie 1978. Surface circulation and replacement of water in Monterey Bay. Estuarine, Coastal and Shlef Science, 6, 583-603. Caperon, J. and J. Meyer 1972. Nitrogen-limited growth of marine phytoplankton II. Uptake kinetics and their role in nutrient limited growth of phytoplankton. Deep-Sea Research I 19, 619-632. Carlotti, F., J. Giske and F. Werner 2000. Modeling zooplankton dynamics. Chapter 12, In: . R.P. Harris, P.H. Wiebe, J. Lenz, H.R. Skjoldal and M. Huntley (eds.) ICES Zooplankton Methodology Mannual. Academic Press, pp.571-667. Carlson, C.A. and H.W. Ducklow 1995. Dissolved organic carbon in the upper ocean of the central equatorial Pacific Ocean, 1992: Daily and finescale vertical variations. Deep-Sea Research II 42, 639-656. Clarke, A. 1987. Temperature, latitude and reproductive effort. Marine Ecology Progress Series 38, 89-99. 28 Claustre, H., P. Kerherve, J.C. Marty, L. Prieur, C. Videau, J.H. Hecq 1994. Phytoplankton dynamics associated with a geostrophic front: Ecological and biogeochemical implications. Journal of Marine Research 52, 711-742. Cousins, S.H. 1980. A trophic continuum derived from plant structure, animal size and a detritus cascade. Journal of Theoretical Biology 82, 607-618. Cullen, J.J. 1993. Towards a general description of phytoplankton growth for biogeochemical models. In: G.T. Evans and M.J.R. Fasham (eds.) Towards a Model of Ocean Biogeochemcial Processes. Springer-Verlag, N.Y., pp. 153-176. Delille, D. and E. Perret 1989. Influence of temperature on the growth potential of Southern Polar Marine Bacteria. Microbial Ecology 18, 117-123. Droop, M.R. 1983. 25 years of algal growth kinetics: A personal view. Botanica Marina 26, 99-112. Dugdale, R.C. 1977. Modeling. In: E.D. Goldberg, I.N. McCave, J.J. O'Brien and J.H. Steele (Eds.) Ideas and Observations on Progress in the Study of the Seas. The Sea 6, pp.789-806. Jhon Willey & Sons, NY. Edwards, A.M. and A. Yool 2000. The role of higher predation in plankton population models. Journal of Plankton Research 22, 1085-1112. Fasham, M.J.R., H.W. Ducklow and S.M. McKelvie 1990. A nitrogen-based model of plankton dynamics in the oceanic mixed layer. Journal of Marine Research 48, 591639. Fleming, R.H., 1939. The control of diatom by grazing. Journal du Conseil International pour l’Exploration de la Mer 14, 210-227. Forward, R.B. Jr. 1988. Diel vertical migration: zooplankton photobiology and 29 behaviour. Oceanography and Marine Biology: An Annual Review 26, 361-393. Frank, T.M., Widder, E.A., 1997. The correlation of downwelling irradiance and staggered vertical migration patterns of zooplankton in Wilkinson Basin, Gulf of Maine. Journal of Plankton Research 19, 1975-1992. Gao, H.W., Wei, H., Sun, W.X., Zhai, X.M., 2000. Functions used in biological models and their influences on simulations. Indian Journal of Marine Sciences 29, 230-237. Geider, R.J., MacIntyre, H.L., Kana, T.M. 1996. A dynamic model of photoadaptation in phytoplankton. Limnology and Oceanography 41, 1-15. Geider, R.J., MacIntyre, H.L. and Kana, T.M. 1997. Dynamic model of phytoplankton growth and acclimation: responses of the balanced growth rate and the chlorophyll a:carbon ratio to light, nutrient-limitation and temperature. Marine Ecology Progress Series 148, 187-200. Gentleman, W., A. leising, B. Frost, S. Strom and J. Murray 2003. Ecosystem models with multiple nutritional resources: a critical review of the assumed biological dynamics. Part I: zooplankton intake. Deep-Sea Research Part II, 50, 2847-2875. Gismervik, I. and T. Andersen. 1997. Prey switching by Acartia clausi: experimental evidence and implications of intraguild predation assessed by a model. Marine Ecology Progress Series 157, 247-259. Kantha, L.H. 2004. A general ecosystem model for applications to primary production and carbon cycle studies in the global oceans. Ocean Modelling 6, 285-334. Keil, R.G., Kirchman, D.L., 1994. Abiotic transformation of labile protein to refractory protein in sea water. Marine Chemistry 45, 187-196. Lancelot, C., E. Hannon, S. Becquevort, C. Veth and H.J.W. De Baar. 2000. Modeling 30 phytoplankton blooms and carbon export production in the Southern Ocean: dominat controls by light and iron in the Atlantic sector in Austral spring 1992. Deep-Sea Research I 47, 1621-1662. Landry, M.R. 1993. Predicting excretion rates of microzooplankton from carbon metabolism and elemental ratios. Limnology and Oceanography 38, 468-472. Laws, E.A. and T.T. Bannister 1980. Nutrient- and light-limited growth of Thalassiosira fluviatilis in continuous culture, with implications for phytoplankton growth in the ocean. Limnology and Oceanography 25, 457-473. Madin, L.P. and D. Deibel 1997. Feeding and energies of Thaliacea. In: Q. Bone (ed.) The Biology of pelagic tunicate. Oxford University Press, N.Y., pp. 81-103. Moisan, J.R. and Hofmann E.E. 1996. Modeling nutrient and plankton processes in the California coastal transition zone. 2. A time- and depth-dependent model. Journal of Geophysical Research 101, 22,647-22,676 Moloney, C.L. and J.G. Filed 1991. The size-based dynamics of plankton food webs. I. simulation model of carbon and nitrogen flows. Journal of Plankton Research 13, 1003-1038. Nihoul, J.C.J. and S. Djenidi 1998. Coupled physical, chemical and biological models. In K.H. Brink and A.R. Robinson (Eds) The Global Coastal Ocean, Processes and Methods. John Willey & Sons, The Sea V10, 843-506. Ohman, M.D., 1990. The demographic benefits of diel vertical migration by zooplankton. Ecological Monographs 60, 257-281. Olson, R.J., 1981. 15N tracer studies of the primary nitrite maximum. Journal of Marine Research 39, 203-226. 31 Paasche, E. 1973. Silicon and the ecology of marine plankton diatoms. II. Silicate uptake kinetics of five diatom species. Marine Biology 19, 262-269. Pace, M.L., J.E. Glasser and L.R. Pomeroy 1984. A simulation analysis of continental shelf food webs. Marine Biology 82, 47-63. Parker, R.A., 1993. Dynamic models for ammonium inhibition of nitrate uptake by phytoplankton. Ecological Modelling 66, 113-120. Parson, T.R., M. Takahashi and B. Hargrave 1984. Biological Oceanographic Processes. Pergamon Press, N.Y., 330p. Platt, T., C. L. Gallegos, and W. G. Harrison. 1980. Photoinhibition of photosynthesis in natural assemblages of marine phytoplankton. J. Mar. Res. 38, 687-701. Redalje, D.G. and E.A. Laws. 1983. The effects of environmental factors on growth and the chemical and biochemical composition of marine diatoms I. light and temperature effects. Journal of Experimental Biology and Ecology 68, 59-79. Rhee, G.Y. and I.J. Gotham 1981. The effect of environmental factors on phytoplankton growth: light and the interactions of light with nitrate limitation. Limnology and Oceanography 26, 649-659. Robinson, A.R., 1996. Physical processes, field estimation and an approach to interdisciplinary ocean modeling. Earth Science Reviews 40, 3-54. Sakshaug, E., A. Briaud, Y. Dandonneau, P.G. Falkowski, D.A. Kiefer, L. Legendre, A. Morel, J. Parslow and M. Takahaski 1997. Parameters of photosynthesis: definitions, theory and intepretation of results. Journal of Plankton Research 19, 1637-1670. Spitz, Y.H., Moisan, J.R. and Abbott, M.R. 2001. Configuring an ecosystem model using data from the Bermuda Atlantic Time Series (BATS). Deep-Sea Research II 48, 1733- 32 1768. Tian, R.C. Toward standard parameterization in marine biological modeling. In preparation. Tian, R.C., D. Deibel, R. Thompson and R. Rivkin, 2003. Modeling of climate forcing on a cold-ocean ecosystem, Conception Bay, Newfoundland. Marine Ecology Progress Series, 262, 1-17. Tian, R.C., Deibel, D., Rivkin, R.B. and Vézina, A.F., 2004. Biogenic carbon and nitrogen export in a deep-convection region: simulations in the Labrador Sea. DeepSea Research Part I, 51, 413-437. Tian, R.C., Vézina, A.F., Legendre, L., Ingram, R.G., Klein, B., Packard, T., Roy, S., Savenkoff, C., Silverberg, N., Therriault, J.C., Tremblay, J.E., 2000. Effects of pelagic food-web interactions and nutrient remineralization on the biogeochemical cycling of carbon: a modeling approach. Deep-Sea Research Part II 47, 637-662. Tian, R.C., Vézina, A.F., Starr, M., Saucier, F., 2001. Seasonal dynamics of coastal ecosystems and export production at high latitudes: a modeling study. Limnology and Oceanography 46, 1845-1859. Wroblewski, J.S. 1982. Interaction of currents and vertical migration in maintaining Calanus marchallae in the Oregon upwelling zone - a simulation. Deep-Sea Research 29, 665-686.Figure captions Fig. 1. Generalized biological model. N: Nutrients; A: Autotrophs; H: Heterotrophs; D: Biogenic detritus; DOM: Dissolved organic matter; B: Bacteria; X: Auxiliary state variables; nn, na, nh, nd, ns and nx are total numbers of state variables of the corresponding functional groups. The width of arrows and lines is proportional to the 33 number of processes represented (e.g., the fecal pellets and mortality line contains 3 processes: autotrophs mortality, heterotrophs mortality and defecation). Black dots represent state variables between 2 and n that are not specifically depicted. Fig. 2. Example of processes interface: heterotroph grazing on autotrophs with a specific grazing preference coefficient pji between each heterotroph and autotroph. Fig. 3. NPZ (upper panel) and Fasham (low panel) model configurations for the Monterey Bay application. NPZ model configuration has 2 nutrients (NH4+, NO3-), 1 autotrophs (phytoplankton) and 1 heterotrophs (zooplankton). The Fasham model configuration (Fasham et al., 1990) has 2 nutrients (NH4+, NO3-), 1 autotrophs (phytoplankton), 1 heterotrophs (zooplankton), 1 detrital pool, 1 DOM (DON) and 1 bacterial pool. Fig. 4. A priori model configuration for the Monterey Bay application: 2 nutrient (NH4+, NO3-), 2 autotrophs (small and large phytoplankton), 2 heterotrophs (microzooplankton and mesozooplankton), 2 detritus (small and large detritus), 1 DOM (DON), 1 bacteria and three auxiliary state variables (small, large and total chlorophyll). Fig. 5. Simulated surface chlorophyll distribution by the three model configurations at the early experiment (Aug. 8), strong upwelling event (Aug. 15), relaxation period (Aug. 22) and moderate upwelling event (Aug. 29). 34 Fig. 6. Simulated chlorophyll (mg Chl m-3) transectional distribution by the three model configurations. Dates were selected according to field observation. Fig. 7. Simulated NO3- (mmol N m-3) transectional distribution by the three model configurations. Dates were selected according to field observation. Fig. 8. Simulated NO3- distribution field by the three model configurations at the early experiment (Aug. 8), strong upwelling event (Aug. 15), relaxation period (Aug. 22) and moderate upwelling event (Aug. 29). Fig. 9. Simulated NH4+ distribution field by the three model configurations at the early experiment (Aug. 8), strong upwelling event (Aug. 15), relaxation period (Aug. 22) and moderate upwelling event (Aug. 29). Fig. 10. Simulated zooplankton distribution field by the three model configurations at the early experiment (Aug. 8), strong upwelling event (Aug. 15), relaxation period (Aug. 22) and moderate upwelling event (Aug. 29). Fig. 11. Simulated primary production (mmol N m-2 d-1) by the three model configurations at the early experiment (Aug. 8), strong upwelling event (Aug. 15), relaxation period (Aug. 22) and moderate upwelling event (Aug. 29). 35 36 Fig. 1. Generalized biological model. N: Nutrients; A: Autotrophs; H: Heterotrophs; D: Biogenic detritus; DOM: Dissolved organic matter; B: Bacteria; X: Auxiliary state variables; nn, na, nh, nd, ns and nx are total numbers of state variables of the corresponding functional groups. The width of arrows and lines is proportional to the number of processes represented (e.g. the fecal pellets and mortality line contains 3 processes: autotrophs mortality, heterotrophs mortality and defecation). Black dots represent state variables between 2 and n that are not specifically depicted. 37 Fig. 2. Example of processes interface: heterotroph grazing on autotrophs with a specific grazing preference coefficient pji between each heterotroph and autotroph. 38 Fig. 3. NPZ (upper panel) and Fasham (low panel) model configurations for the Monterey Bay application. NPZ model configuration has 2 nutrients (NH4+, NO3-), 1 autotrophs (phytoplankton), 1 heterotrophs (zooplankton). The Fasham model configuration (Fasham et al., 1990) has 2 nutrients (NH4+, NO3-), 1 autotrophs (phytoplankton), 1 heterotrophs (zooplankton), 1 detrital pool, 1 DOM (DON) and 1 bacterial pool. 39 Fig. 4. A priori model configuration for the Monterey Bay application: 2 nutrient (NH4+, NO3-), 2 autotrophs (small and large phytoplankton), 2 heterotrophs (microzooplankton and mesozooplankton), 2 detritus (small and large detritus), 1 DOM (DON), 1 bacteria and three auxiliary state variables (small, large and total chlorophyll). 40 Fig. 5. Simulated surface chlorophyll distribution by the three model configurations at the early experiment (Aug. 8), strong upwelling event (Aug. 15), relaxation period (Aug. 22) and moderate upwelling event (Aug. 29). 41 Fig. 6. Simulated chlorophyll (mg Chl m-3) transectional distribution by the three model configurations. Dates were selected according to field observation. 42 Fig. 7. Simulated NO3- (mmol N m-3) transectional distribution by the three model configurations. Dates were selected according to field observation. 43 Fig. 8. Simulated NO3- distribution field by the three model configurations at the early experiment (Aug. 8), strong upwelling event (Aug. 15), relaxation period (Aug. 22) and moderate upwelling event (Aug. 29). 44 Fig. 9. Simulated NH4+ distribution field by the three model configurations at the early experiment (Aug. 8), strong upwelling event (Aug. 15), relaxation period (Aug. 22) and moderate upwelling event (Aug. 29). 45 Fig. 10. Simulated zooplankton distribution field by the three model configurations at the early experiment (Aug. 8), strong upwelling event (Aug. 15), relaxation period (Aug. 22) and moderate upwelling event (Aug. 29). 46 Fig. 11. Simulated primary production (mmol N m-2 d-1) by the three model configurations at the early experiment (Aug. 8), strong upwelling event (Aug. 15), relaxation period (Aug. 22) and moderate upwelling event (Aug. 29). 47 Table 1. Trophic links between state variables. “x” implies that the state variable in the first column is a source of the sate variable in the first row and “y” implies a sink. “0” indicates that the link (or preference) coefficient was assigned to 0 in this application and “-“ implies no link between the two corresponding state variables. A. NPZ model configuration. NH4+ NO3- P Z x - P y y NO3- y y B. Fasham model configuration. NH4+ NO3- P Z B D DON xy - - - y DON - - y y y D - - y xy Z x - y P y y NO3- y C. A priori model configuration. NH4+ NO3- SP LP B MiZ y MeZ SD LD xy - - - x 0 y - DON - - y y y y y 0 LD - - 0 x 0 xy xy SD - - y 0 xy 0 MeZ x - 0 y y MiZ x - y 0 LP y y - SP y y DON y 48 NO3- y 49 Table 13. Variables and parameters in the generalized biological model (values in parentheses are for small phytoplankton). Symbol definition unit value nn na nh ns nb nd nx Nb of nutrient Nb of autotrophs Nb of heterotrophs Nb of DOM Nb of bacteria Nb of detritus Nb of auxiliary variables Ai Initial slope of the E-u function ADi HDi an HAS1 DDi DSi Ai eHAji eHHji eHDji eHBji eBSji eBNji gmj Proportion between multiplication and minimum of light and nutrient limiting factors Mortality of phytoplankton Mortality of zooplankton Nitrification rate Formation of DON from feeding loss Quadratic aggregation coefficient of detritus Linear dissolution coefficient of small detritus Photoinhibition coefficient of phytoplankton Growth efficiency of zooplankton grazing on phytoplankton Growth efficiency of mesozoo. predation of microzoo. Growth efficiency of zooplankton feeding on detritus Growth efficiency of microzoo. feeding on bacteria Growth efficiency of bacteria feeding on DON Growth efficiency of bacteria uptake of NH4+ Maximum grazing rates of zooplankton unitless unitless unitless unitless unitless unitless unitless 10-7 mmolN mgChl-1 s-1 (W m2 -1 ) NPZ 2 1 1 0 0 1 1 Fasham 2 1 1 1 1 1 1 a priori 2 2 2 1 1 2 2 3.2 3.2 2.1(6.3) unitless 0.5 0.5 0.5 10-7 s-1 10-7 s-1 10-7 s-1 6.94 2.31 4.63 4.63 2.31 4.63 4.63 2.31(1.16) 4.63 fraction 0.2 0.2 0.2 10-7 s-1 0.0 0.0 2.31(0.0) 10-6 s-1 5.79 5.79 5.79 10-8 mmol N mg Chl-1 s-1 (W m-2)-1 1.6 1.6 1.05(3.15) fraction 0.3 0.3 0.3 fraction 0.3 0.3 0.3 fraction 0.3 0.3 0.3 fraction - 0.4 0.4 fraction - 0.3 0.3 fraction - 1.0 1.0 10-5 s-1 1.16 1.16 1.16(2.31) 50 KSANj1 KSANj2 mHAji mHi mAi ηB1 Pmi pHAji pHHji pHBji pHDji pBDOMji pBNH4ji N0I A0i D0I DOM0i θmaxi rASi ruASi rHi rgHi rBi rBi sAi Half-saturation concentration of NO3Half-saturation concentration of NH4+ Power coefficient of zooplankton feeding Power coefficient of zooplankton mortality Power coefficient of phytoplankton mortality Ratio between NH4+ and DON uptake by bacteria Theoretical maximum growth of phytoplankton Preference coefficient of zooplankton on phytoplankton Preference coefficient of mesozoo. on microzoo Preference coefficient of microzoo. on bacteria Preference coefficient of zooplankton on detritus Preference coefficient of bacteria for DOM Preference coefficient of bacteria for NH4+ Threshold of nitrogen for phytoplankton uptake Threshold for zooplankton grazing Threshold of bacteria feeding on small detritus Threshold for bacteria feeding on DON Chl:N of phytoplankton Biomass-based DOM exudation of phytoplankton Growth-based DOM exudation of phytoplankton Passive respiration of zooplankton Active respiration of zooplankton Passive respiration of bacteria Active respiration of bacteria Sinking velocity of large mmol N m-3 1.5 1.5 2.0(0.8) mmol N m-3 0.8 0.8 1.5(0.5) unitless 1.0 1.0 1.0 unitless 1.5 1.5 1.5 unitless 1.0 1.0 1.0 fraction - 0.3 0.3 10-5 mmol N mg Chl-1 s-1) 1.6 1.6 3.15& 1.05 (mmol N m-3)-1 2.0 2.0 2.0 (0.0) (mmol N m-3)-1 - - 1.0 (mmol N m-3)-1 - 5.0 0.0(5.0) (mmol N m-3)-1 - 0.0 0.0(1.0) (mmol N m-3)-1 - 0.5 0.5 (mmol N m-3)-1 - 1.0 1.0 mmol N m-3 0.0 0.0 0.0 mmol N m-3 0.02 0.02 0.02 mmol N m-3 0.02 0.02 0.02 mmol N m-3 - 6.0 6.0 mg Chl/mM N 1.85 1.85 3.18(0.96) 10-7 s-1 - 1.74 1.74 fraction - 0.1 0.1 10-7 s-1 9.26 9.26 9.26 fraction 0.3 0.3 0.3 10-6 s-1 fraction 10-5 m s-1 0.58 4.63 0.56 0.58 4.63 0.56 1.16 51 sDi TOAi ∆TAi BMi phytoplankton Sinking velocity of large detritus Optimal temperature for phytoplankton, zooplankton and bacteria Temperature scale of Q10 for phytoplankton, zooplankton and bacteria Maximum growth rate of bacteria 10-4 m s-1 - 2.31 2.31 ºC 20 20 20 ºC 14.5 14.5 14.5 10-5 s-1 - 1.39 1.39 52