Department of Health, Prevention of Bullying Guidelines DEPARTMENT OF HEALTH PREVENTION OF BULLYING IN THE WORKPLACE GUIDELINES CONTENTS 1. Introduction 2 2. Definitions 2 3. Reporting and Managing Complaints 4 4. Support Mechanisms 4 5. Outcomes 5 6. What if Behaviour is Not Deemed to be Bullying 6 7. What To Do If Someone Complains About You 6 8. Manager and Supervisor Responsibilities 6 9. How to Prevent Bullying 7 10. Sample Record of Complaints Form 9 Department of Health, Prevention of Bullying Guidelines 1. INTRODUCTION Employers have a duty of care under the Occupational Safety and Health Act 1984 (WA) (as amended), to provide and maintain a safe work environment where employees are not exposed to hazards and can work without risk of injury or harm to themselves and other staff members. The Department of Health aims to meet its responsibilities under the legislation by providing: A policy on the prevention of bullying in the workplace; Information and guidance to employees and managers in the form of these guidelines; A grievance resolution process for dealing with complaints; Relevant awareness education and training programs for managers, supervisors and employees; and Relevant support mechanisms including internal support networks, such as, Contact Officers, Grievance Officers or Peer Support Officers and an Employee Assistance Program that are adequately trained to deal with incidents of bullying. These guidelines provide information for all employees on how to promote a working environment free from bullying and how to resolve complaints if bullying incidents are reported. All employees have the right to work in an environment free from bullying. All employees have a responsibility to ensure their own behaviour is above reproach and they do not engage in bullying behaviour towards other employees, potential employees, contractors, volunteers, clients or any other person involved in providing or receiving health care or related services. Employees who believe they or others are being subjected to bullying are encouraged to follow the recommended grievance procedures. These procedures will involve maintaining confidentiality and applying the principles of natural justice and procedural fairness. These guidelines provide definitions and examples of bullying. They provide information on what to do if you think you have been bullied, your options and possible outcomes. These guidelines also address what you need to know if you are the subject of a complaint. 2. DEFINITIONS Complainant: A complainant is a person who claims to be the subject of bullying and as a result lodges a complaint about the experience. Respondent: A respondent is a person who is alleged to have acted in a manner which may be perceived as bullying and is the person about whom the complaint is made. Document Date:15/02/16 Page 2 of 10 Department of Health, Prevention of Bullying Guidelines Victimisation: Victimisation is threatening or subjecting a person to any detriment on the ground that the person has made or proposes to make an allegation or complaint, take proceedings against another person, provide information in relation to a complaint or act as a witness to a complaint. Victimisation includes any unfavourable treatment, such as aggression, refusing to provide information, ignoring the person, refusing to renew a contract of employment, or dismissal. Bullying: Workplace bullying is generally repeated inappropriate behaviour, direct or indirect, whether verbal, physical or otherwise, conducted by one or more persons against another or others, at the place of work and/or in the course of employment, which could reasonably be regarded as undermining the individual’s right to dignity at work. An isolated incident of behaviour described in this definition may be an affront to dignity at work but as a one off incident, is not considered to be bullying. A workplace situation can be identified as bullying if it harms, intimidates, threatens, victimises, undermines, offends, degrades or humiliates an employee or employees, whether in front of co-workers, clients, visitors, customers or alone. While some workplace bullying may involve verbal abuse and physical violence, bullying can also be subtle intimidation with inappropriate comments about personal appearance, constant criticisms, isolation of employees from others, and unrealistic embarrassing or degrading work demands. Principles of Natural Justice: The principles of natural justice require that employees: Have the right to know all details about any allegation made against them; Have the right to be provided with the full opportunity to be heard and present their case; Will not be judged by the person making the allegation/s; Have the right to a fair and just decision-maker; Have the right to obtain the advice of a suitably qualified person; and Are to be given an opportunity to comment on the possible bias of any person involved in the grievance resolution procedure. Procedural fairness: Procedural fairness (also known as due process) is the underlying principle to be applied in all processes and procedures involved in investigating a complaint and making a decision which will affect employees. The principles of procedural fairness require that: Employees affected or at risk receive a fair and unbiased hearing; All parties to the matter have the opportunity to present their case and have their argument considered before a decision is made; All relevant submissions and other information are considered before a decision is made; Document Date:15/02/16 Page 3 of 10 Department of Health, Prevention of Bullying Guidelines 3. Decision makers act fairly, without bias and in a timely manner; All persons are informed of the basis of a decision and any outcomes, so they can respond to the issues considered by the decision-maker; Parties have the right to obtain the advice of a suitably qualified person to assist in dealing with the complaint, this may include union support; and Parties have the right to review or appeal the outcome. REPORTING AND MANAGING COMPLAINTS OF BULLYING The Department of Health encourages all employees to report workplace bullying. Employees wishing to make a bullying complaint should follow their Health Service’s grievance resolution procedure. For more information about this procedure, contact your Human Resource Management Department. Important things to remember about following grievance procedures: The principles of natural justice and procedural fairness are observed throughout the grievance resolution process. It is preferable to attempt to resolve an issue informally as soon as possible after the incident occurs. When this is not possible, a formal process may need to be initiated. It is recommended that all parties make a detailed record of what has happened (place, date, time, persons involved, what was said or done). Complainants may withdraw their complaint at any stage if they feel they do not wish to proceed with the action. In circumstances where the employer believes that the behaviour may still exist, affect the work environment or other employees or, is criminal in nature, the employer may pursue the matter of their own accord. The victimisation of people making complaints of bullying will not be tolerated. All steps will be taken to ensure that no one is victimised for making a genuine complaint. Where, at any stage of an investigation or resolution process it is proven that a complaint is frivolous, vexatious, misconceived or lacking in substance, the employer may by written notice to the complainant, dismiss the complaint. 4. SUPPORT MECHANISMS 4.1 The Employee Friend At any stage of the resolution process, an employee, whether the complainant or respondent, is entitled to request the presence of a support person known as ‘The Employee Friend’. ‘The Employee Friend’ is any person the employee trusts to provide support and advice as mutually agreed. Document Date:15/02/16 Page 4 of 10 Department of Health, Prevention of Bullying Guidelines The ‘Employee Friend’ can accompany the employee to interviews, but not take an active part in the interview or meeting unless the person conducting the interview or meeting considers it appropriate. This right applies to both the complainant and respondent. ‘The Employee Friend’ must maintain confidentiality at all stages of the process. 4.2 Internal Support Network (such as Contact Officer, Grievance Officer or Peer Support Officer) The internal support network generally provides support and information for employees who have a grievance relating to discrimination or harassment in the workplace and informs complainants of the options available to them to resolve a complaint. In some areas they may assist the employee throughout the process of resolving the complaint. For details of the internal support network at your health service, contact your Human Resource Department. 4.3 Employee Assistance Provider An Employee Assistance Provider is a free, confidential counselling service available to all Health employees. Your Human Resource Department will be able to provide details of the Employee Assistance Provider for your health service. Counselling may assist you throughout the process of resolving the complaint. 5. OUTCOMES For most complainants a desirable outcome from making a complaint is for the unwelcome behaviour to stop. The outcome may vary according to the nature and seriousness of the incident, as well as policy and legal requirements. In situations where the employer concludes that the complaint of workplace bullying is justified, disciplinary action may be taken against an employee in accordance with relevant policy and legislation. The employer is also required to make changes to the workplace to ensure that any breach of occupational safety and health legislation is rectified and the bullying ceases. These changes may include counselling and appropriate training for the alleged perpetrator to enable them to recognise and take action to change their behaviour. It may also involve ensuring that all staff have the skills to be self responsible and protect their personal boundaries in instances of workplace conflict. The Occupational Safety and Health Act 1984 (WA) (as amended) requires that employers attempt to resolve safety and health issues with the safety and health representative, safety and health committee or employees, according to the relevant procedures for the workplace. If these procedures do not succeed, the Act sets out steps to resolve the issue. If an issue remains unresolved and there is a risk of serious and imminent injury or harm to someone, either the employer or a safety and health representative may request a WorkSafe inspector to attend the workplace. If there is no safety and health representative, you or another employee may ask an inspector to come to a workplace. Document Date:15/02/16 Page 5 of 10 Department of Health, Prevention of Bullying Guidelines 6. WHAT IF BEHAVIOUR IS NOT DEEMED TO BE BULLYING? In many circumstances behaviour may not constitute bullying, but is still unacceptable or inappropriate behaviour. It may be considered a breach of: The Public Sector Code of Ethics or Health Service/Royal Street Divisions’ Code of Conduct eg. one-off incidents of inappropriate behaviour; The Public Sector Management Act (Section 9); or The Public Sector Standards in Human Resource Management (such as recruitment and selection, performance management and, secondment). In these cases, the employee may pursue the matter as a general employee grievance or a breach of Public Sector Standards in Human Resource Management. 7. WHAT TO DO IF SOMEONE COMPLAINS ABOUT YOU Employees who have a complaint made against them have rights and responsibilities in relation to the complaint resolution process. In addition to the principles of natural justice and procedural fairness, the following shall apply to respondents: They will be treated as innocent until proven guilty; They shall not be victimised for being the subject of a complaint; They shall be able to nominate their own witnesses if there is an investigation into the complaint; They shall be able to have an “Employee Friend” present at any interview or meetings as part of the investigation process; and They may have an interpreter present at an investigation interview if required. 8. MANAGER AND SUPERVISOR RESPONSIBILITIES Managers and supervisors hold positions of responsibility in the organisation and as such, they are required to ensure that all reasonable steps have been taken to eliminate bullying in the workplace. If managers/supervisors directly observe bullying taking place, they should not wait for a complaint to be made before intervening but should address the matter as a priority. All managers and supervisors are responsible for promoting a workplace free of bullying, and managing misconduct and substandard performance issues and grievances involving bullying behaviour in the workplace. To assist managers to manage incidents of bullying, policies in grievance resolution are available if an employee feels they have been subjected to workplace bullying. Another recommended option is for the manager to seek to resolve issues informally before they escalate. In situations where the employer concludes that the complaint of workplace bullying is justified, disciplinary action may be taken against an employee in accordance with relevant policy and legislation. The application of the Occupational Safety and Health Legislation 1984 is discussed on page 5 of these guidelines. Policies that may assist managers include those relating to misconduct, discipline and/or performance management. These are available through your human resources department. Document Date:15/02/16 Page 6 of 10 Department of Health, Prevention of Bullying Guidelines Managers who fail to act on witnessed incidents or complaints and consequently allow bullying to continue are in effect condoning the behaviour. This is not acceptable and may lead to disciplinary action being taken against them. Under legislation an employer who does not take suitable precautions to prevent or resolve cases of bullying may be liable for any physical or psychological injury suffered by the victim. An employer may be required to pay penalties, pay compensation to the victim or make adjustments to the workplace to prevent future occurrences. Managers and supervisors have responsibility to: Ensure their own conduct is above reproach and that they are aware of the behaviour of others for whom they have supervisory or management responsibility; Ensure all staff are aware of the Department of Health Prevention of Bullying in the Workplace Policy and understand processes for dealing with complaints; Ensure staff have the necessary knowledge, skills and support to make or resolve complaints; Encourage and facilitate the participation of employees in educational programs designed to identify and eliminate bullying; Monitor the workplace environment for symptoms of potential bullying behaviour such as isolation and unexplained absences from work; Take action to prevent and stop behaviour which may be offensive or intimidating; Maintain detailed written records of the management and resolution of complaints of bullying in confidence; Follow established grievance procedures when dealing with any complaints of bullying; and Ensure that persons making a complaint of bullying are not victimised either immediately or anytime after the complaint has been resolved. In most cases the Department does not have the right to intervene in bullying behaviour that occurs outside of working hours. An exception to this would be interactions between work colleagues where there is sufficient connection with their employment, for example, an office party, business travel and accommodation, or use of work related facility such as a computer or mobile phone. 9. HOW TO PREVENT BULLYING Prevention strategies that managers may adopt include (but are not limited to) the following: Provide education and awareness programs; Ensure all employees are familiar with the requirements of Department of Health policies and guidelines, particularly the grievance resolution procedures; Encourage all employees to attend formal awareness raising sessions; Encourage managers and supervisors to attend appropriate training; Adopt open systems of communication at all levels to enable employees to voice any concerns they may have; Document Date:15/02/16 Page 7 of 10 Department of Health, Prevention of Bullying Guidelines Look for warning signs, such as negative relationships between employees, low morale, high turnover and absenteeism; Stop inappropriate behaviour which may develop into bullying, as soon as it occurs; Encourage employees to report any incidents of bullying and obtain support to resolve them; Ensure complaints are dealt with promptly and effectively and appropriate action taken against offenders. This will demonstrate to all employees that the employer will not tolerate such behaviour; and Encourage employees to undertake exit interviews and follow up on any concerns raised by them regarding another employee/manager. Document Date:15/02/16 Page 8 of 10 Department of Health, Prevention of Bullying Guidelines 10. SAMPLE RECORD OF COMPLAINTS FORM FOR MANAGERS Name of complainant: DEPARTMENT: Date: Complaint Form Please tick Step 1. Listen to their experience Acknowledge their feelings Clarify that you have understood Explore further Step 2. Provide Information What is bullying? Resolution Options – link with grievance resolution procedure Clarify roles and responsibilities for action Step 3. Document the allegation: Action to be undertaken by complainant. (Please circle) Will take no action Will speak to the person accused of bullying Will involve a third party to mediate discussions with person accused of bullying Will make an informal complaint to be conciliated Will make a formal complaint Other (provide details) Date for following-up: Follow-up completed: yes/no Outcome Successful resolution Unsuccessful resolution Document Date:15/02/16 Page 9 of 10 Department of Health, Prevention of Bullying Guidelines INSTRUCTIONS: 1. 2. 3. 4. 5. Use form to help guide and document interview process. If resolution is unsuccessful, use a new form and go through the process from the beginning with complainant. Continue using new forms until the incident is resolved successfully. Send copies of all completed forms to your Human Resource Consultant. Keep a copy of all original forms in secure filing cabinet. STEP 1. This stage is about giving the complainant the chance to tell their story and express how they feel. You are not gathering facts, but allowing the person to discuss their perceptions and how events are impacting on them. Make sure that you acknowledge their reality. Their language may be highly emotive and they may make irrational judgements, remember that this is normal when people are under stress. You don't agree with their judgement just acknowledge how they are feeling. STEP 2. This stage is about giving the complainant information to help them make a decision. REMEMBER it is not your role to make a decision or take action. You must make it clear to a complainant that you can only provide information and support, it their responsibility to make a decision about what they will do and act on this decision. Explain and provide a copy of the Grievance Resolution Procedure. You can provide unlimited support and information, but cannot act on their behalf. STEP 3. Follow the Grievance Resolution Procedure when documenting the allegation and managing the complaint. RESOURCES: The following resources have been developed to assist you in providing information to complainants: 1. 2. 3. Department of Health Prevention of Bullying in the Workplace Policy. Department of Health Prevention of Bullying in the workplace Guidelines. Other resources may be available from your Human Resources Department. Document Date:15/02/16 Page 10 of 10