Guidelines for Academia Sinica Research Fellows and Research Specialists Holding Part-time Jobs Passed by the 3rd Council of Academia Sinica in 2010 on July 29, 2011 Promulgated by Human Affairs Document No. 09906524561 on August 23, 2011 Revised and approved by the 3rd General Assembly on July 25, 2013 Revised and promulgated by Human Affairs Document No. 1020506246 on August 28, 2013 1. These Guidelines are established by Academia Sinica to regulate the part-time jobs held by Academia Sinica research fellows and research specialists. For any matter other than prescribed hereinto, other relevant laws shall apply. 2. The part-time jobs held by Academia Sinica research fellows and research specialists shall be the jobs relating to their full-time jobs or specialty of research. The agencies (institutions) at which the part-time jobs and the positions may be held are as below: (1) Positions in government agencies (institutions) (2) Positions in public schools, accredited private schools and administrative corporations. (3) Positions stipulated in the articles of non-profit organizations or groups; when (4) (5) (6) (7) the positions are not stipulated in the articles, they shall be recognized by Academia Sinica as teaching or research related jobs before they are taken. Directors or supervisors of companies that representing the shares owned by the government in pursuance of law. Research and development consultants or advisers at biotech and new pharmaceutical companies. Founders, directors or technology consultants at the newly-established biotech and new pharmaceutical companies. However, the part-time staff should be the mainly technology providers in the companies. Originators who are not practically involved in the foundation, and technology consultants or technology advisers who do not practice operating business in the enterprises, organizations or groups that sign a contract with Academia Sinica. (8) Originators who are not practically involved in the foundation, and technology consultants or technology advisers who do not practice operating business in the for-profit organizations or groups that sign an industry-university collaboration project with governmental agencies (institutions). (9) Other jobs recognized by Academia Sinica as teaching and research related ones (ex. Editing research and academic journals). The staff who take part-time jobs are allowed to take or participate in research projects in the for-profit organizations or groups yet are not involved in operating business at the organizations or groups. The agencies (institutions) at which the part-time jobs and the positions shall not be taken are as below: (1) Other official positions in governmental agencies (institutions). However, the part-time directors or supervisors in state-owned business organizations in pursuance of the law shall not subject to this restriction. (2) Full-time positions in public or private schools. (3) Full-time positions in administrative corporations. (4) Positions in for-profit business organizations or groups not prescribed in Clauses 4 to 9 of the previous article (including independent directors) (5) Regulated by professional laws and required licenses to practice services such as lawyers, accountants, architectures, and technicians, physicians, registered nurses, medical technician, and etc. Unless otherwise provided by other laws or the jobs that Academia Sinica are recognized as teaching or research related ones shall not subject to this restriction. 3. Academia Sinica research fellows and research specialists holding part-time jobs that require them to handle primarily routine matters shall spend no more than eight hours each week within office hours. 4. The part-time jobs held by Academia Sinica research fellows and research specialists shall not affect their duties and responsibilities in Academia Sinica. The part-time jobs can only be held after receiving the approvals from the director of the research institute (preparatory office) or center and Academia Sinica. The applications shall be submitted to Academia Sinica for approval again upon the renewed employment of part-time jobs after the term of employment expires, or when there are changes to the positions of the part-time jobs held. The applications for part-time jobs for the staff stipulated in the previous paragraph shall be submitted to the Personnel Office for initial review, and then to the employment unit for opinions. Staff who hold positions prescribed in Clauses 7 and8 of Item 1 of Article 2 shall fill out “Academia Sinica Staff Holding Part-Time jobs in Response to the Needs of Technology Transfer Permit Declaration” and submit it to the General Assembly of the research institute (preparatory office) and research center with other relevant documents for review, and to the President of Academia Sinica for approval before holding the part-time jobs. The staff prescribed in Item 1 holding the part-time positions not stipulated in the articles prescribed in Clauses 3 of Item 1 of Article 2, or holding the positions prescribed in Clause 9 or holding the part-time jobs prescribed in Clause 5 of Item 2 that are regulated by professional laws and required licenses to practice services shall be recognized by the employment unit as teaching or research related jobs. 5. The payments for the part-time jobs held by Academia Sinica research fellows and research specialists shall be processed according to the “Regulations Governing the Payment of Concurrent Serving & Lecture Hourly-Pay to Military, Public and Teaching Personnel” unless specified below: (1) The number of payments as well as the maximum payment of part-time jobs of research fellows (including President, Vice Presidents and part-time directors) shall not be subject to the restriction of the “Regulations Governing the Payment of Concurrent Serving & Lecture Hourly-Pay to Military, Public and Teaching Personnel”. However, for the staff holding the part-time positions prescribed in Clause 4 to 9 of Item 1 of Article 2, the maximum payment of per part-time job for each month shall not exceed the total amount of highest seniority pay and profession additional pay of their full-time jobs. (2) The number of payments as well as the maximum payment of part-time jobs of research specialists (including part-time directors) who hold the part-time positions prescribed in Clause 7 and 8 of Item 1 of Article 2 shall not be subject to the restriction of the “Regulations Governing the Payment of Concurrent Serving & Lecture Hourly-Pay to Military, Public and Teaching Personnel”. However, the payment of per part-time job for each month shall not exceed the total amount of highest seniority pay and profession additional pay of their full-time jobs. All the payments of the part-time jobs shall be forwarded by Academia Sinica. However, when the payments paid by electronic remittance, and the agencies (institutions) that the part-time jobs are held inform Academia Sinica by letters shall not subject to the restriction. 6. During the period when Academia Sinica research fellows and research specialists holding the part-time jobs that are directors or supervisors prescribed in Clause 4 of Item 1 of Article 2, and directors prescribed in Clause 6, the “Act on Recusal of Public Servants Due to Conflicts of Interest” shall be followed for recusing due to conflicts of interest; during the period of holding the part-time positions prescribed in Clauses 5 to 9 shall not obtain interests by themselves or their related persons either directly or indirectly through any act or omission to encounter conflicts of interest. However, the legal beneficial equity interest received from technology pricing investment or the investment and profits match the specification in Item 1 of Article 13 shall not be subject to the restriction. The staff holding part-time jobs mentioned in the previous paragraph shall recuse the business concerning procurement or project review in the enterprises, groups or enterprise groups where the part-time jobs are held during the period of holding the jobs or within two years after the termination of part-time jobs. However, if the recusal is against fair competition or public interest, the staff shall report to Academia Sinica for approving the exemption from the restriction. The staff holding part-time jobs or their related persons shall recuse themselves or urge the related persons to recuse when the conflicts of interest are encountered. When the unit in which the research fellows and research specialists serve is aware that the research fellows and research specialists obliged to recuse fail to rescue, it shall order them to recuse. When the research fellows and research specialists fail to recuse notwithstanding the fact that they are obligated to recuse, any interested person may apply to Academia Sinica for their recusal. When it is the President of Academia Sinica, the interested person shall apply to the superior authority. 7. The term “related persons of research fellows and research specialists” referred to in Article 6 is hereby defined as follows: (1) The spouses of reach fellows and research specialists or the family members living together with the research fellows and research specialists. (2) Relatives of the research fellows and research specialists by the second degree of kinship. (3) Trustees of the trust property consigned by the research fellows and research specialists or their spouses. (4) Any for-profit business organization or group in which the research fellows and research specialists and the persons specified in above Clause 1 and 2 hold positions of as follows: C.E.O., director, supervisor or manager. However, when the research fellows and research specialists who hold the previous positions are appointed by the government or Academia Sinica, other laws shall apply. 8. The term “interests” referred to in Article 6 includes property interests and non-property interests. Property interests include: (1) Moveable property and immovable property. (2) Cash, deposits, foreign currencies, and securities. (3) Obligatory right or other property right. (4) Other interests with economic value or that can be acquired through money exchange. Non-property interests mean the appointment, promotion, transfer and other personnel measures in favor of the research fellows and research specialists or their related persons in Academia Sinica or the for-profit business organization or group prescribed in Clause 5 to 9 of Item 1 of Article 2. 9. If there is any of the following circumstances with the part-time jobs held by Academia Sinica research fellows and research specialists, the approval shall not be granted or shall be abolished during the period of part-time jobs held: (1) The natures of works are incompatible with the duties and responsibilities in Academia Sinica. (2) With concerns that there are bad effects to the duties and responsibilities in Academia Sinica. (3) With concerns that there are damages to the image of Academia Sinica. (4) With concerns that there might be leakage of confidentiality in the public affairs. (5) With concerns that there are matters related to personal profiteering or cheating. (6) With concerns that there are improper interests transactions related to their job positions. (7) With concerns that there are appropriations of public funds or improper usages of public belongings from Academia Sinica. (8) With concerns that there are breaches of academic ethics. (9) With concerns that there are endangerments to the safety or health of Academia Sinica staff. (10) Breach of ethic matters, or shall be suspended from holding part-time jobs in pursuance of Academia Sinica’s regulations on the academic research performance evaluation in the academic year. (11) With concerns that there are breach of conflicts of interests. Each unit shall collect the “Disclosure Form for Academia Sinica Research Fellows and Research Specialists Holding Part-time Jobs” filled out by its research fellows and research specialists by the end of October every year and submit to Academia Sinica for reference. And each unit shall make assessments and examinations on the part-time jobs held by its research fellows and research specialists each year, as the basis to decide whether or not to grant approval on the continuance of part-time jobs. 10. When for-profit organizations or groups employ Academia Sinica research fellows and research specialists for part-time jobs in pursuance of Clauses 7 and 8 of Item 1 of Article 2, the academic reward fund shall be paid. Other regulations governing the calculation and collection of the academic reward fund prescribed in the previous paragraph shall be stipulated by Academia Sinica otherwhere. 11. The formates of the “Declaration Form for Academia Sinica Staff Holding Part-time Jobs in Response to Technology Transfer and Scientific Research Needs” in Item 2 of Article 4 and the “Disclosure Form for Academia Sinica Research Fellows and Research Specialists Holding Part-time Jobs” in Item 2 of Article 9 shall be stipulated by Academia Sinica otherwhere. 12. These Guidelines and the amendments thereof have been passed by the Council of Academia Sinica and approved and promulgated by the President of Academia Sinica. Note: The Chinese text of these Guidelines shall be deemed the original. In the event of any dispute or misunderstanding as to the interpretation of the language or terms of these Guidelines, the Chinese language version shall control.