RESULTS OF A SOCIO-ECOLOGICAL SURVEY CARRIED OUT IN THE KAVANGO REGION, NAMIBIA, MAY-AUGUST 2001 Report compiled by Brian T. B. Jones1 for the Every River Has its People Project. Windhoek, September 2001 (DRAFT FINAL REPORT, 05 NOVEMBER 2001) 1 Every River Has its People project co-ordinator for Integrated Rural Development and Nature Conservation (IRDNC) 1 ACKNOWLEDGEMENTS Although one person has been responsible for the compilation of this report, the results presented are the work of a team. Thanks should go to the IRDNC staff for the Every River Project, Johnny Shivute and Dorothy Wamunyima, for their tireless support in taking care of logistical arrangements for the survey in difficult circumstances and for their leadership of the data gathering team. Thanks also to the team itself, Florentine George, Antonia Ngangate and Veronica Sindjenge. Mention should also be made of the support provided by officials of the Directorate of Forestry in the Ministry of Environment and Tourism who not only provided transport on occasion, but also participated enthusiastically in the survey process. Thanks should go to SIDA for funding the survey as part of the Every River Has its People Project. 2 LIST OF ACRONYMS CBM CDC DEES DoF DRFN DRM DRWS IRDNC MAWRD MBESC MET MFMR MWACW MLRR NAMPA NGO OKACOM RDCC SIAPAC SIDA Community Based Management Constituency Development Committee Directorate of Extension and Engineering Services (MAWRD) Directorate of Forestry (MET) Desert Research Foundation of Namibia Directorate of Resource Management (MET) Directorate of Rural Water Supply, (MWRD) Integrated Rural Development and Nature Conservation Ministry of Agriculture, Water and Rural Development Ministry of Basic Education, Sport and Culture Ministry of Environment and Tourism Ministry of Fisheries and Marine Resources Ministry of Women Affairs and Child Welfare Ministry of Lands, Resettlement and Rehabilitation Namibian Press Agency Non Governmental Organisation Permanent Okavango River Basin Commission Regional Development Coordinating Committee Social Impact Assessment and Policy Analysis Corporation (Pty) Ltd. Swedish International Development Agency 3 TABLE OF CONTENTS 4 EXECUTIVE SUMMARY 5 1. INTRODUCTION This report presents the results of a socio-ecological survey carried out in the Kavango Region of Namibia for the “Every River has its People Project” from May to August, 2001. The survey was carried out by a Namibian NGO, Integrated Rural Development and Nature Conservation (IRDNC), with technical support from a Namibian consulting firm, SIAPAC. The “Every River has its People Project” (referred to in this report as the “Every River Project”) has the following goal and objectives: The overall goal of the project is: to promote the sustainable management of natural resources in the Okavango2 River Basin for the benefit of basin residents and states through promoting and facilitating the effective participation of basin stakeholders in natural resource decision-making and management, particularly related to water resources The Objectives of the project are: 1) To increase the capacity of communities and other local stakeholders to participate effectively in decision-making about natural resources of the Okavango River Basin, particularly those related to water resources, at local, national and regional levels 2) To develop mechanisms to promote and facilitate the participation of communities and other local stakeholders in natural resource management and decision-making, particularly those related to water resources, at local, national and basin-wide levels The project is being carried out in three phases: The first phase consists of a “socio-ecological survey”, conducted in collaboration with riparian community representatives, and aimed at exchanging information and understanding between Okavango riparian communities and project staff, i.e., “co-learning”. Based on the information gathered and lessons learned in the first phase, the second phase will focus on the development and testing of educational and In the Kavango Region of Namibia, the river is known as the “Kavango” River, not the “Okavango” and this preference was made clear to the survey team in strong terms. When referring to text relating to project documents this report will use “Okavango”, but all other references will follow local preference. 2 6 training approaches and materials, in order to support the capacity building activities envisaged in the third phase. Using the materials and approach developed in Phase Two, the third phase will involve conducting the education and training necessary to increase the capacity of communities and other target groups. It will also initiate formal links and participation mechanisms for communities in natural resources management processes and decision-making processes, e.g, Namibia’s Water Act revision, OKACOM and Ramsar (the Convention on Wetlands of International Importance) planning for the Okavango Delta. The findings of the socio-ecological survey in Kavango Region are presented in a form geared towards using the information for the design and implementation of phases two and three of the project in Namibia. 2. PROCESS AND METHODOLOGY The Every River Project is being implemented in Namibia and Botswana (there has been no project implementation in Angola because of the continuing war in that country). However, although implementation in both countries is following the broad framework of the project, the approach followed in each country has been different. The differences in approach have arisen because of different circumstances in each country. One of the main factors giving rise to the differences is the fact that in Namibia the Kavango River stretches for more than 400 km along which distance are situated hundreds of villages and sub-settlements. The overall population of the region was estimated at 176 600 in 1999 (el Obeid and Mendelsohn 2001), and two thirds of this number, 114 000 people, live along the river. There are also a number of small isolated settlements in the dry sandy interior, often not far from the river in terms of distance (30-40 km), but far in terms of travelling time because of deep sand. The security situation in the Kavango Region also played a role in determining how the survey work would be carried out3. For most of the survey period, there were very few incidents in the region. However, the threat of anti-personnel mines laid in tracks and footpaths near villages, and the possible shooting or abduction of residents were always present. This meant that certain high-risk 3 Clashes between Unita rebels and Angolan army forces in southern Angola, and the use of Namibia by the Angolan army to attack Unita have led to destablisation of the whole area along the river where it forms the border between Namibia and Angola. Namibian villagers have been abducted, shot and injured by anti-personnel mines laid in tracks near their villages. Many refugees have left Angola to settle on the Namibian side of the river. This situation led to the delay of the launch of the Namibian component of the project as the security situation was too unstable during most of 2000. A decrease in incidents throughout 2001 enabled the project to start up in the Kavango Region 7 villages could not be surveyed, or that in certain places it would not be wise to hold meetings. Namibian and Angolan military personnel were stationed close to locations used by the survey team as a base, and often random shooting could be heard in the early morning or late afternoon. At no stage, however, were any actual attacks launched on these military bases. Another significant factor is that the Namibian survey was based on a methodology developed over a number of years by the Ministry of Environment and Tourism (MET) and IRDNC. The first socio-ecological survey carried out by these organisations was in West Caprivi in early 1990. Since then a further seven such surveys (excluding the Kavango survey) have been carried out in various communal areas of Namibia. The survey methodology has been refined over time and adapted to the specific needs and circumstances of each area. The socio-ecological survey methodology places a high premium on not only information gathering, but also on an exchange of information between the various stakeholders, particularly between community members and government officials. The methodology also aims to facilitate a joint understanding between all major stakeholders of the issues and problems facing local communities in terms of natural resource use and management. There has also been a strong emphasis on developing joint solutions to the most urgent problems, and facilitating the implementation of those solutions. The methodology was further refined and revised in order to adapt it to the specific circumstances of the Kavango Region. The mainly linear nature of settlement patterns over such a large distance means that it is impossible to survey the whole river. Therefore the length of the river had to be divided into manageable survey areas and each area surveyed separately. Thus four survey areas were identified: 1) The Gciriku tribal area, focusing on settlements along the river, in the major omiramba4 and in the interior north of the Kaudom Game Reserve. 2) The Central area including settlements along the river in the Sambyu tribal area east of Rundu and in the Mbunza tribal area west of Rundu; settlements in the interior in both tribal areas, settlements in the major omiramba and along the main tarmac road from Rundu to Grootfontein. 3) The Kwangali tribal area including settlements along the river and in the interior. 4) The Mbukushu tribal area including settlements along the river, neighbouring the Mahango Game Reserve and in the interior. An attempt was made in each area to include the major habitats such as floodplain, omurambas and dry sandveld in order to try to capture differences in resource use and potential conflicts between inhabitants of riparian areas and residents of non-riparian areas. 4 Old drainage lines, some of which sometimes receive a backflow of water from the river, but rarely, if ever, actually flow themselves (singular = omuramba). 8 The following process was planned for each survey area: a) An initial information sharing meeting where key stakeholders (community leaders, government representatives, existing development projects) were given an opportunity to make short presentations on their activities and what they think are the main issues and problems concerning the river and natural resource use. At the end of the meeting the key issues and problems (and possible solutions) were summarised and attention drawn to where there is agreement or disagreement between stakeholders over these issues. b) A survey of residents at their settlements using qualitative survey instruments to interview key informants and focus groups, allowing collection of data across different socio-economic groups. The instruments used were the following and are attached as Annexes 6-10: i) ii) iii) iv) v) Natural Resource Use Mapping (including rules for resource use) Social Linkages Venn Diagram (for community institutions and organisations) Traditional Doctor Resource Use Tables Community Resource Use Tables “Fill in” interviews were conducted by the project co-ordinator to gain additional information from key stakeholders (e.g. development projects, tourism lodges etc.) c) A mid-survey feedback meeting to key stakeholders to inform them of progress of the survey and emerging issues.5 d) Continuation of the survey using the instruments and further “fill in” interviews 5 This second meeting was not held for the Kwangali area as it proved too difficult to mobilise participants for all three meetings. The area is large and traditional leaders are scattered along the river and inland. Some of the key participants had to travel more than 400 km for the round trip to attend the meeting. Due to the size of the Mbukushu area and the fewer number of villages compared to the other areas, it was decided to conduct the survey over a shorter period (8 days instead of 12-14). As a result, the second meeting was not held. 9 e) Final survey meeting providing feed back on the last part of the survey, further identification and prioritisation of key issues and problems, identification of possible solutions, and if possible, identification of actions6. The results of this meeting provide the foundation for developing a shared understanding of the issues and problems concerning natural resources associated with the river and its basin. They also provide a basis for consideration of future project activities. At this meeting representatives to attend further project meetings and workshops at regional, national and basin wide level were identified. f) Write up of each survey report as a chapter for the overall Namibia report. g) Feedback to communities on contents of report and further steps in project. Project staff will provide this feedback at community meetings in strategic parts of the survey areas. Holding three meetings as part of the survey in the Gciriku and central areas added considerably to the logistical problems presented by the implementation of the survey. However, the meetings were valuable components of the survey for a number of reasons. They helped to validate some of the data being gathered during interviews, provided additional data, provided an opportunity to gather the specific views of community leaders, provided a platform for an exchange of views between different stakeholders, and began the process of developing a common understanding of issues linked to the river and a common vision among stakeholders. On a number of occasions, community leaders indicated that the information being provided by other stakeholders at the meetings was new to them or they used the opportunity to suggest other ways of operating to NGO and government service providers (Lists of participants in the formal survey meetings are contained in Annexe 5). The survey instruments were designed to gather qualitative data regarding natural resource use issues linked to the river. It was decided to carry out a qualitative survey because the region has been well surveyed in the past by a number of different agencies for a number of different purposes. Indeed there is already “survey fatigue” among residents of the region. The data gathering team was often confronted by residents reluctant to provide information. Villagers said many people had visited them in the past to ask questions but had never 6 It had been intended to identify who could take action to implement solutions at the final meeting of each survey area. At the last meeting of the first survey, there was insufficient time. It was subsequently felt that this component was too ambitious as it was not possible for the project to hold anyone to account. Expectations could be created that action would take place, when in fact there was no actual commitment from the organisations concerned. This component was therefore dropped from the agenda of the final meetings. 10 provided any feed back. Once they understood the nature of the survey however, most residents were willing to participate. There is already a considerable body of data regarding the hydrology of the river and the physical environment of the basin in the Kavango Region. The existing data on socio-economic status and bio-physical aspects has been captured in the document “A Preliminary Profile of the Kavango Region in Namibia” by Selma El Obeid and John Mendelsohn. This profile has been produced as part of the Every River Project and is an important companion to the results of the socioecological survey. This report on the results of the socio-ecological survey does not attempt to repeat the data presented in the profile. The two documents should be read together. A total of ……. Interviews were carried out during the survey. The number of interviews carried out using each instrument in each survey area is presented in Table 1. The number of villages covered (45) represents a balance between the time and resources available for the survey and a desire to gain sufficient coverage to ensure that the findings are reasonably representative. Table 1. Number of interviews carried out in each survey area Area Resource Mapping Focus Group Resource Tables Traditional Doctor Tables Venn Diagram Gciriku Central Kwangali Mbukushu Total 4 6 2 5 2 5 4 2 Social Linkages Focus Group 4 6 The number of people involved in the interviews totalled…. A team of four data gatherers and the IRDNC Assistant Community Outreach Officer for Kavango conducted the first survey, which took place in the Gciriku tribal area, with the IRDNC Senior Community Outreach Officer for Kavango acting as supervisor. Prior to the survey, the team spent a week being trained by SIAPAC’s Senior Research and Projects Officer, Mr Erich Afrikaner. The team was accompanied in the field by the IRDNC Project Coordinator and representative of the basin-wide consultant, as well as another member of the IRDNC Windhoek support staff and a SIAPAC representative. Due to observations in the field, it was realised that the time allocated for the survey could be shortened slightly and that it was necessary to field only three data gatherers and the IRDNC Assistant Community Outreach Officer under supervision of the IRDNC Senior Community Outreach Officer in order to carry out the survey efficiently. 11 3. PRESENTATION OF DATA The data gathered during the survey is presented below according to each survey area. This division has been made because while there are a number of similarities concerning resource use issues, there are also circumstances and issues specific to each area. The central area, for example, is heavily influenced by the presence of Rundu, the administrative capital of the region, with a population of about 45 000 (El Obeid and Mendelsohn 2001). There is considerable variation in the way in which resources are managed in each area, particularly with regard to the role of traditional authorities and their ability to enforce rules and regulations. An attempt to draw general conclusions is made at the end of this report, but readers are cautioned that such generalisations will mask diversity between the survey areas. This diversity needs to be recognised in planning future phases of the project. For each survey area the data are presented according to categories of information based on the terms of reference for the Basin-wide consultant (attached as Annexe 11). These categories are: i. Cultural, religious, and social significance of the river to the people living within the basin ii. Perception of communities on the state of the resource iii. Who is using the resource, how and who has control iv. Institutions and governance within the community v. Traditional knowledge and management systems of natural resources vi. Perceptions on rights that people upstream and downstream have vii. Perceptions on rights that out of basin resource users have viii. Perceptions on rights (within local context) that non-riparian communities have ix. The history of the community as told by them x. How the river and its resources can help develop community members' lives xi. Management structures that communities would like to see xii. The institutional, information-sharing capacity, resources communities see as needed xiii. Peoples' views on whether the resource can be developed or kept in its natural state. For each category, data have been drawn from a number of sources. These include the interviews using the survey instruments, “fill-in” interviews conducted with key informants, the discussions during the formal survey meetings and reports and documents of other surveys and investigations conducted in the region. The results of the formal survey meetings are presented as subsections of each survey. Attention is drawn to the prioritisation of key issues and problems carried out during the final meeting of each survey. 12 4. RESULTS OF THE SURVEY IN THE GCIRIKU AREA Interviews were carried out at 15 villages in the Gciriku area. Nine were visited along the river: Mbambi Katere Makena Kashira Mukuvi Nyondo Shamvura/Shinyungwe Korokoko Rutcara Interviews were carried out at six inland villages between the Kaudom Game Reserve and the river: Gcumagcashi Kandjara Djara-Djara/Manyondo Shakambu7 Ncame Koro A total of 4 interviews using the natural resource mapping instrument were conducted, 2 using the natural resource tables, 4 using the social linkages instrument, 4 using the Venn diagram instrument and 2 traditional doctors were interviewed. A total of 117 people were recorded as being present during the interviews with an indeterminate number drifting in and out while the interviews were taking place. 4.1 Cultural, religious, and social significance of the river to the people living within the basin The survey gained few direct responses to the questions in the natural resource use mapping instrument regarding the cultural, religious and social significance of the river and associated resources. Most uses of resources stated by respondents were for economic rather than for cultural, religious or social purposes. However, it was clear from responses to other questions and from general comments that respondents place a definite aesthetic value on resources, such as the river, trees and wild animals. Many respondents emphasised the need to conserve resources for future generations, not only so 7 Shakambu was not visited by the data gatherers. However, while carrying out interviews at Ncame, it was discovered that a group of San from Shakambu were visiting to collect the pension of an old woman in the group. It was decided to interview the group in order to gain an idea of issues affecting a marginalised group in the region. The IRDNC Project co-ordinator spoke to an old San woman who described a life of real hardship where it was not certain where they would get their next meal from. She said her family depended upon her pension and getting casual work from Kavango people. However, they were often underpaid for the work done, sometimes received meagre rations of food or were not paid at all. She said her family did not receive drought relief. This went to the Kavangos because the Kavangos did not consider the San to be people. The San were unable to hunt because all the large wild animals had gone. At the time, her family had gone four weeks without eating properly. One of her adult daughters had gone missing and might have died of hunger. While it is true that poverty is rife in the Kavango Region, it is generally accepted that the worst off people are the San who are afforded the least rights of access to resources and opportunities. 13 that they could be utilised, but also enjoyed for their existence. The view of a resident of a village near the river on the disappearance of wild animals: “If we had kept animals here, people would not have to go to Kaudom to see animals and we will have our own animals. Our children do not know kudus, elands and elephants.” Resident of another riparian village: “It is a good idea for the people who stay in our community to know how to manage the use of our natural resources. We must think of the younger generation. They will never be able to know about some of the trees and the wind will blow and there will be nothing to stop the wind”. Views about wildlife are not, however, uniform. At one inland village some residents expressed the view that it would be good to live with wildlife again. In a discussion regarding how could wildlife could be returned, one resident noted: “I will kill the animals because I want to eat.” This sparked the following exchange of views: Respondent 1: “We want animals to come back. We want our children to know the animals” Respondent 2: “I can’t allow elephants to come here and eat my crops. Other animals can come, but not elephants.” Respondent 3: “I agree, the other animals can come, but not elephants or lions.” Respondent 4: “If you find your crop destroyed, you can go and report it to Nature Conservation”. Respondent 2: “Nature Conservation promised us that if an elephant destroyed our crops they would come and investigate, but when we reported it they did not do anything.” A number of other resources are important for cultural and social purposes such as palm leaves and various other trees for basket making, a variety of plants and animals for medicinal purposes and some wildlife species such as hippo and giraffe for traditional feasts. Hardwood tree species are used for carving, while some fruits are used for making traditional beer. Acacia leaves are eaten by people at a specific ceremony to show respect. 4.2 Perception of communities on the state of the resource There is a general perception that most resources are declining. Respondent at a riparian village: “The resources are declining because the people are over using instead of giving the resources a chance”. Views regarding specific resources were as follows: 14 Wildlife – At an inland village: “the resources are declining because all animals are running away from fire that is caused by ourselves and there is no control on hunting. People hunt and burn every day. Too many people scare the animals”. Another view from a riparian village was that there was a shortage of wildlife because access to game animals was denied by government laws. Hippos were said to be disappearing because of hunting and the river becoming shallow, and small riverine animals such as otters were also said to be disappearing along the river. At another inland village residents were emphatic that they had not hunted and eaten the wild animals – the reason for the decline, was noise from the village, a lack of water and fire. Trees and grasses – believed to be declining because of fire Wild fruits – mangetti nuts, and maguni (monkey orange) (spineless monkey orange) declining at an inland village and matu Plants – Ukerete and Parinari Curatellifolia at an inland village At the final formal meeting of the survey, participants agreed that the following resources were declining along the river: Trees, fish8, thatching grass (wire leaf daba grass - a type found near the river and locally called “marenge”), wild animals (large mammals have disappeared from the area near the river and the smaller ones are also declining) They also agreed that the following were declining in inland areas: Trees for poles, wild fruits, wild animals (large mammals), thatching grass (particularly at Djara-Djara village) There is also a general understanding that over utilisation is the cause of the decline in resources. A resident of a riparian village: “We really do not give the natural resources a chance, because we are poor and cannot afford to buy everything in the shops. That’s why we sometimes over use the natural resources”. 8 For a full discussion of fish populations and artisanal fisheries along the Kavango River in Namibia see Hay et al. 2000. Their report concluded that there had been an overall decline in catches in subsistence fisheries from 1987 to 1992 and that catch per unit effort appears to be declining. Among their recommendations are: to establish fish sanctuaries and closed fishing seasons; to initiate community data collection, and to establish a management regime in close collaboration with neighbouring countries. 15 During the formal meetings, traditional leaders expressed concern about the river itself, saying that over the years it was becoming shallower and shallower. One headman said: “The river is a disappointing issue. We need to rescue the river. When I grew up people didn’t just walk across the river like today because the river was deep then”. Another headman said one reason for the river becoming shallower was silting caused by ploughing downhill along the river banks and said people need to be told how to look after the river9. There was a feeling that the instability in the area had led to an improvement in the general status of the river. Because it was perceived to be dangerous to live too close to the river, most people had moved away from the banks. People had also spent much less time fishing or cutting reeds for fear of being shot or abducted. 4.3 Who is using the resource, how and who has control Resources in both riparian and inland areas are being used by residents as well as by outsiders. Residents often claimed that outsiders used resources without asking for permission locally, did not pay for the resources harvested and used the resources wastefully. Examples cited include the cutting of too many trees for poles and not being able to transport all the poles, or cutting a whole tree to get at wild fruits instead of climbing the tree or using other methods. Outsiders are accused of being the main culprits in using mosquito nets for fishing (although it can be observed along the river that they are not the only users of such nets). Residents of riparian areas complain about outsiders collecting river sand for construction without asking permission or paying the residents for the sand. In inland areas, outsiders are accused of causing fires when they visit to harvest various resources and of using residents’ water without paying.10 The definition of “outsider” depends upon the context. Generally outsiders are people who come from outside the Gciriku tribal area. Respondents complained of people coming from Rundu and as far afield as western Kavango and Caprivi. In some specific contexts, such as at some inland villages, the term “outsiders” was used to refer to people coming from other parts of the Gciriku area. Control of resources is one of the most important issues that emerged from the survey. Many respondents and participants in the formal meetings complained that it was very difficult to control the use of resources by outsiders. When confronted, outsiders would often claim that since Namibia’s independence, 9 Concern about the shallowness of the river was expressed in all survey areas. Even though the river was at its highest for some years during the survey, there seemed to be an expectation that the drying of the river would continue. 10 Payment for water is an important issue now that the government is handing over the operation and maintenance of water installations to local water point committees. Residents are expected to contribute a monthly fee towards this and feel aggrieved if others use water without contributing or at least asking permission. See point 4.4 below for more details on water point committees. 16 everyone was free to go where they liked and harvest resources where they liked. Outsiders would claim that they had permits for cutting and transporting trees, but when asked to show the permits would refuse. There is general agreement that there should be a far greater level of local authority to control the use of resources. During the participatory meetings, where the communities were represented by traditional leaders, the consensus (also among some government officials) was that traditional authorities should have greater authority and should be supported in their efforts by the central and regional levels of government. The traditional leadership felt that it did not currently get sufficient support from central government in terms of enforcing traditional resource management rules. According to one of the Chief’s Traditional Councillors: “Problems arise from the fact that there are almost two competing powers – the laws of the traditional authority and the laws of the government. The government says it works with the traditional authorities, but that is only through their mouths. If the traditional authorities come with certain laws about natural resources, the government doesn’t honour or enforce those laws. That is why we cannot stop the destruction of the natural resources”. Another issue related to the control of natural resources concerns the idea that certain resource users should pay a fee to the traditional authority. This became a point for discussion during the formal meetings of the survey in relation to thatching grass and the cutting of palm leaves. The traditional authority says that because it controls these resources, harvesters should pay a user fee. The traditional leaders say that this has always been the case and is not something they have just introduced now that these resources have become commercialised. A committee has been established to investigate the paying of fees for the commercial use of poles, fish, thatching grass and palm leaves. However, a problem is that the traditional authority will not be able to enforce payment of such fees. It was pointed out by Forestry officials that one of the ways to gain authority and control over resources was through the establishment of a community forest. 4.4 Institutions and governance within the community The range of institutions within the community varies from village to village. The traditional authority is represented in some form in all villages, but particularly since independence, a number of other institutions have been created which affect governance at local level11. 11 The general notes in this section concerning the traditional authority structure, land and farming committees, various development committees and water point committees are valid for the whole region. The sections on surveys in other areas do not repeat this background material, but focus on specific conditions in that area. 17 The Chief, or Hompa as he is called locally, is the head of the traditional authority. He is assisted and advised by a group of Chief’s Traditional Councillors comprising Senior Headmen and other community leaders appointed by the Chief. The Senior Headmen are the next most important group in the traditional hierarchy and represent the main villages. In smaller settlements there are subheadmen known locally as ‘voormanne” (foreman). There is also a Land and Farming Committee12 for the Gciriku area. The members are elected by the general community and include representatives of the traditional authority as well as other elected community leaders. The chair of the Land and Farming Committee resides in Rundu. There appear to be some tensions between the chair and the traditional leadership. The committee acts on behalf of the traditional authority in allocating land for farming and other purposes. In most inland villages there is a water point committee13 set up under the Community-based Management (CBM) programme of the Directorate of Rural Water Supply (DRWS) in the Ministry of Agriculture, Water and Rural Development (MAWRD). This programme aims to hand over the operation and maintenance of water installations to villagers. In order to facilitate this process the CBM programme is promoting the establishment of water point associations represented by water point committees. The committees receive training in managing funds and running the committee and a “caretaker” is appointed and trained to maintain the installation. In some areas these committees function well and manage to raise sufficient funds, but in others there is a lack of organisation and in poorer communities a lack of funds for contributions. Although this issue was not raised during the survey, in other parts of the country, such as Omaheke Region, marginalised groups such as the San are often not considered when such committees are elected, often do not have the cash to contribute to maintenance and sometimes find it difficult to get access to water. Water committees have also been established for all seven rural constituencies in Kavango. Under Namibia’s decentralisation policy, Regional Councillors are expected to establish development committees in their constituencies. Below the constituency level, villages and settlements are also expected to establish development committees. All of these committees fall ultimately under a Regional Development Coordinating Committee (RDCC) chaired by the Regional Governor and bringing together regional councillors, heads of government departments, community leaders and prominent NGOs. In Kavango, the RDCC, 12 Land and Farming Committees were introduced in Kavango shortly after independence by the then Minister of Lands, Resettlement and Rehabilitation 13 In mid June 2001 there were 260 water point committees in the Kavango Region. 40 had received training and 23 water installations had been handed over to committee members for them to assume minimum responsibility for the maintenance and operation of the installations 18 has not been active for some time and held its first meeting for some months during mid 2001. The Gciriku tribal area falls within two Regional Council constituencies – those of Ndiyona and Mashare. The development committees for these two constituencies have not been very active. Organisations at village level mentioned by respondents were Church groups, women’s groups, water point committees, health committees, youth groups, school board committees and political parties. 4.5 Traditional knowledge and management systems of natural resources There is a high degree of awareness among residents of the need to conserve resources. Respondents at all villages visited and participants at formal meetings emphasised the need to conserve resources, either so that there would be enough to still harvest in the future or for cultural and other reasons (see 4.2 above). Resident of an inland village: “It is important to maintain the natural resources because we have to leave the resources to recover so they can benefit us, the new generations and people of other countries”. Resident at a riparian village: “God gave us our natural resources for free. If we misuse them then we will have nothing at all”. There is also a high degree of awareness of good management practices, based on past knowledge and experience, but it is clear that these are being replaced or ignored to a large extent. Resident of a riparian village: “People are fishing now with mosquito nets. Our forefathers used to fish with a No. 4 net not No. 1 and No.2. No.1 and No. 2 nets catch the tiny fishes and that is not good. No. 4 only catches big ones and that is good.” There is considerable knowledge about plants, animals, birds and reptiles that can be used for different purposes, including for food, medicine, clothing, ceremonies, tributes, decoration, building purposes and tools. The resource use tables show that respondents mentioned a total of ……… trees and plants, …..animals, …..birds, ……… reptiles and amphibians (number still to be computed) that are used for these purposes (see Annexe 1 which provides a consolidated list of natural resources for the Gciriku area derived from the resource use tables and traditional doctor resource use tables). Respondents reported that there were no areas that were regarded as “off limits” for use according to traditional culture. There were no rules saying they must not use specific areas. The only area that was “off limits” was the Kaudom Game Reserve where “nature conservation keep their animals”. Some contradictory responses were received from respondents regarding the existence of traditional rules for using natural resources. Some said there were no rules, while others said rules had always been there. There was also a degree 19 of contradiction over this issue within the same interview. It is possible that when people say there are no rules, they mean that the rules are not obeyed or not enforced and so in this sense they do not exist. A resident at an inland village said: “There are no rules if people go to collect the trees, grass and fire wood. There were rules before, but we do not implement them anymore, but our forefathers implemented them and took good care of the natural resources”. Another respondent from the same village added that there were no rules on the use of wildlife resources, although residents were aware of the government rules on hunting. A third respondent from the same village said, however: “There are rules set by traditional authorities, nobody is allowed to burn or cut fruit trees.” At a riparian village a respondent said: “When it comes to plants, grasses and trees there are rules set by the chief. If someone is found cutting trees and grasses without the chief’s permission, they will be punished and pay four cattle”. Another respondent at the same village said burning trees was also forbidden and another added that catching fish with mosquito nets was not allowed by the chief. In one of the formal meetings, the Gciriku Chief, Kasian Shiyambi, gave an example of how the traditional rules were breaking down. He said that before Namibian independence in 1990, there were traditional rules concerning burning. If these rules were infringed, then the offender was fined by the traditional authority. If it was clear that the fire had originated from a specific village and the culprit could not be identified, then the whole village would be fined. “Today, if we ask who started a fire people don’t tell us. If we try to fine people, they run away”. 4.6 Perceptions on rights that people upstream and downstream have During the Gciriku survey problems were experienced in explaining to respondents the idea of rights of out of basin users. It was difficult for people to disaggregate what to them was a general category of outsiders into “local” outsiders “downstream users” and people from outside the “basin”. As a result we were unable to collect useful data on views concerning rights of “upstream” and “downstream” users. Responses nearly always came back to the issue of “outsiders” entering a local area to harvest resources. With regard to neighbours across the river in Angola, respondents said resources had been shared in the past, but this had stopped recently because of the banditry. Fruit trees in particular were more plentiful on the Angolan side because they had been largely removed on the Kavango side of the river. Most people had relatives living on the other side of the river, but most of these people had now moved across to Namibia because of fighting on the other side. 20 4.7 Perceptions on rights that out of basin resource users have The same problems were experienced concerning the rights of out of basin resource users. To a certain extent rights of out of basin users were viewed in terms of visiting the area as tourists. Two villages equated national and local needs. One said everyone wanted their children to see rhino elephant and other wild animals. Another said: “All national needs come from local needs, say if a community needs something this would also concern the whole nation”. In two villages the relationship was viewed in terms of local residents making products that could be sold to visitors from outside the basin. One village said: “The national people are becoming a problem nowadays because they only misuse or they access more resources than we do. The only thing they do is come and do whatever they feel like doing and run away, without getting permission from us, the community”. At another village a respondent said: “In the old days, people from different parts of the country could not cut reeds in our area, but since independence they are doing whatever they want because they are living in an independent country”. A senior headman said at one of the formal meetings: “The River is not only for the Kavango but also for tourists and everybody”. However, he also said: “when we heard the government wanted to tap water from the river for Windhoek, we were crying”. Respondents were willing to share resources with other people, but only if the permission of residents was sought first. 4.8 Perceptions on rights (within local context) that non-riparian communities have Inland communities are to a large extent isolated from the riparian villages and feel neglected in a number of ways. These included a lack of services such as schools, clinics and good roads. In one case, a clinic had been opened, but closed due to the theft of solar panels and has yet to be reopened. A major cause of the isolation of the inland communities is the nature of the roads. These are nearly all sand tracks, some with such deep sand that it can take as much as two hours to cover 40km. One inland community complained that people go to their area with the consent of the chief to cut poles commercially, but the community is not happy that this occurs. Another village complained that traditional laws are made or changed and they are not informed or consulted. 21 Respondents at inland villages also complained that they were not allowed to to gain access to resources at the river. If they went down to the river to collect reeds or thatching grass, the headmen stopped them. 4.9 The History of the community as told by them Given the scope of the survey area, more than 400km along the river, and the division of the region into five tribal areas, there is clearly no single “community” sharing the same history. It is also somewhat problematic in this context to define what is meant by “community”. Is it the tribal group or is it individual villages? Given the resources and time available and the number of villages included in the survey, it was not possible to gain a detailed history of each village visited 14. The following information was gathered concerning the history of the Gciriku: In terms of general history, we were told that the Gciriku had straddled what is now the border with Angola (i.e. the river) and at the end of the 19 th century, the Gciriku chief had lived in Angola. It was during the German colonial period that the chief had moved across into what is now Namibia. Two out of the three villages questioned on this issue responded to the questions in the Social Linkages instrument regarding the history of the village. At an inland village, respondents said the village had been established in 1968. The aim was to control and make sure that resources were used well. People had moved there from a number of other places because of overcrowding at the river. Apart from Gciriku there were Mbukushu, Kwangalis and Nyembas also living in the village. In the past people had farmed peacefully, and the ponds did not dry out. A water pump had been installed in 1976, but now they are having problems with water. They have to pay for water and pay for diesel for the pump. Respondents at the same village and at a riparian village said the community is a “random thing from the ancestors to the new generations”. The respondents at the riparian village said their community had been established with the aim of solving problems among the people surrounding the area and to share ideas on how to improve the community. They could not tell when it had been established: “No-one knows the truth because he who is supposed to know is no more with us”. 14 This caveat refers to the other area surveys as well. Where possible, some information on the history of villages is provided. The general trend for the region is that inland villages have been settled more recently than riparian villages due to overcrowding at the river and the construction of the Rundu-Divundu tarred road in the east which has attracted settlers. 22 4.10 How the river and its resources can help develop community members' lives The river and its resources are seen as main sources of peoples’ livelihoods and this is not expected to change in the future. People depend upon the river for fish for own consumption and for sale to generate cash to purchase items such as food or household goods. Reeds are also cut for building purposes, sleeping on and for sale. Trees are cut for building purposes, the making of household furniture and for making dug out canoes. Poles and firewood are sold. Thatching grasses that grow near the river are harvested for building purposes, while the thatching grass harvested inland is used for building and for sale, often to large middlemen who then sell the grass to thatching companies in Windhoek and Botswana. Small wild animals, including many types of birds, are hunted and snared for food. Large mammals are hunted for meat and sale in the interior. Grass is used for grazing and wild fruits are collected from trees and bushes for own use and for sale. The leaves of some plants are eaten and/or used for medicinal purposes. An additional form of development recognised by residents is the use of river water for irrigated gardens. A number of these were established in the past, but it appears as if few have been successful. Some have collapsed while others are struggling. One of the few successful gardens is at Shankara, where the community garden is supported by the proprietor, Terence Spyron. Over the past year, the 10 families working the garden have sold more than N$100 000 (US$12 500) worth of vegetables providing on average N$10 000 (US$1 250) per family.15 The producers have their own committee which decides who should be part of the group and deals with other communal affairs. Spyron believes the project is successful because he acts as a “mentor” to the vegetable producers. He provides technical advice, but says that he often learns from the producers as well. Spyron keeps the ledgers for the producers and puts money in a savings account for each producer as requested. Perhaps the most important inputs are free water for irrigation (provided from his own agricultural business) and the provision of a stable and permanent market. Spyron often takes the produce to Rundu to sell and has arranged for a catering firm to take regular orders. Spyron believes there is potential for the commercial harvest and sale of mangetti nuts, fruit of the tree, Ricinodendron rautenenii. There is demand overseas for the oil for cooking and for cosmetic products. 15 While the US$ amount will appear low in Namibian terms, this represents a significant injection of cash into a family living in a society where there are few jobs and few other opportunities to earn a cash income. 23 Residents also recognise the potential of tourism in the area and some respondents cited this as a reason for conserving natural resources. A resident of an inland village said: “When it comes to maintaining the natural resources, we must keep and use them wisely to attract the tourists for more investment in the country, the region and locally” However, there are two obstacles to using tourism development to benefit local livelihoods. On the one hand the security situation has led to an almost total decline of tourism in the region and on the other, the tourism industry is firmly in the control of outside businessmen. A community-run campsite established with support from a development agency has collapsed. There are tourism facilities at Shamvura and Shankara and the only other tourism venture in the area, King Nangara Lodge (established by a Danish businessman), has closed. Given the lack of wildlife in the area, tourism development (assuming an end to the security problems) is likely to be based on fishing, specialised birding and through traffic to other destinations. The harvest and sale of thatching grass has become a significant means of generating income for many residents and is also recognised as having further potential. There are a number of buyers who act as middlemen, buying from harvesters and then selling to thatching companies in Namibia and Botswana. One of these middlemen is the Shamvura Trust which estimates it handles 65% of the production in the Kavango Region. It operates over an area of 2 900 sq km, working with 48 villages and buying from 1 552 individuals. Over the past year, the trust had paid nearly N$170 000 (US$21 250) for grass from villagers. The trust employees 65 female grass processors on contract over a 12 month period, 19 casual labourers and two permanent staff members. It pays more than N$90 000 annually in salaries (Paxton, M. pers. comm.). During the formal meetings, traditional leaders raised a number of issues concerning the thatching grass. These included what they believed to be low prices set by the middlemen and the need for the middlemen to pay a levy to the traditional authority. During survey interviews in the inland areas one village complained that the middlemen do not buy from the villagers, but bring their own harvesters. Representatives of the middlemen present at the meeting said this was not their policy and they would investigate. It was decided that a meeting should be held between all stakeholders to discuss the issues concerning thatching grass. The director of Shamvura, Mark Paxton, emphasises that the purchase of thatching grass has a beneficial effect on the environment. The cutting of the grass promotes regeneration and harvesters are taught to cut with sickles and not to pull out the grass by its roots (previously the grass was pulled out by its roots and used for fish traps). Harvesters are also encouraged not to cut when the grass is in seed. Paxton says because the grass has a monetary value placed on it, those who benefit tend to try to prevent fires that will damage the 24 grass. Further, the grass used is a climax grass that is not frequently grazed, so grazing is not being reduced On a smaller scale to thatching grass, basket and other craft making can help to develop community members’ lives. The Rossing Foundation craft project is working with more than 350 women and 20 men to produce a variety of products, including a number based on natural resources: palm and combretum baskets; reed mats and grass place mats; and wooden spoons. In 2000 the project bought N$124 000 (US$15 500) worth of crafts from project participants. The project places a strong emphasis on product development and training and in the long term expects the participants to manage their activities on their own. The crafts are marketed by Mud Hut Trading, a Windhoek-based Fair Trade organisation established by the Rossing Foundation (Paxton, C. pers. comm.). The co-ordinator of the project, Charlie Paxton, says there is a strong emphasis on monitoring the resources used for the crafts (e.g. palm trees, trees which are used to obtain dyes) and participants are taught to harvest sustainably. She says people are protecting the trees and grasses used for basketry and is encouraging agro forestry as people are planting trees that they use in their craft making. Paxton believes there is potential for expansion of craft production, although in terms of baskets the availability of palms is a limiting factor. If many palms could be planted, more baskets could be made. However, the market should not be saturated. 4.11 Management structures that communities would like to see Respondents found it difficult to envisage what specific management structures they would like to see apart from the recognition that there should be greater local control over resources. Respondents at a riparian village: “It will be difficult to bring changes in our community. Some of them will follow the rules but some will not. They will do what they want to do and not follow the rules. Even our children won’t listen to us anymore. We don’t know if the rules will work for us. We can only bring changes if the community works together and understands each other. If the community understands each other it means we can also bring some changes in our structures managing our natural resources”. In terms of gaining greater local control over resources, the traditional leadership expressed interest during the formal meetings in the establishment of conservancies and community forests. Both these structures provide for the devolution of authority over resources (wildlife and forest resources respectively) to local communities. The institutional arrangements for both are similar and a conservancy could fairly easily gain forest rights and a community forest could fairly easily gain wildlife rights. 25 The Directorate of Resource Management (DRM) in the Ministry of Environment and Tourism (MET) is working with the Gciriku tribal authority to establish a conservancy adjoining the south western corner of the Kaudom Game Reserve 16 (Kahengutji pers. comm.). The establishment of the conservancy has been delayed due to a boundary dispute with the neighbouring Shambyu tribe. The conservancy is expected to benefit the whole Gciriku area. There is one village in the proposed conservancy and this lies in the disputed boundary area. The Directorate of Forestry (DoF) in MET is also negotiating with the Gciriku tribal authority to establish a community forest. This would stretch from Mukuvi on the eastern boundary of the Gciriku area about 10 km westwards to Shinyungwe and cover an area about 20 km deep inland (Nheta pers. comm.). At a meeting held in mid June, 2001, it was decided to go ahead with the establishment of the community forest. 4.12 The institutional, information-sharing capacity, resources communities see as needed Although respondents were able to point to how resources should be conserved, there was often a feeling that they needed information on more modern conservation practices. It is not clear whether this was a response to a feeling that their current practices are inappropriate or a response to the problems faced with controlling the perceived unsustainable practises of outsiders. Specific information needs identified during formal meetings and during interviews are as follows: i. appropriate methods for sustainable fish harvesting ii. contour ploughing, conserving trees and grasses to prevent silting of river iii. problems caused by burning and how to prevent unwanted fires 16 The Kaudom Game Reserve was proclaimed on land set aside for conservation by the Gciriku Tribal Authority with the idea was that the Gciriku would receive a percentage of the income from the reserve. However, the reserve was proclaimed under the then ethnic administration for Kavangos and the income was retained at this level. Subsequently the reserve was proclaimed under national legislation (in 1989) and the Gciriku have received no benefits from the park apart from animals shot for traditional feasts. Although these issues were not raised during the survey, in the past, the traditional authority has strongly requested the MET to provide benefits from the reserve. In a letter sent to MET in 1995, the Land and Farming Committee expressed concern that the Gciriku had not received a share of entrance fees from the park, nor had they received a promised share of hunting revenue in areas adjoining the park. The committee was also concerned about problem animals and said it wanted the park to be smaller “as the area given to animals is bigger than that meant for human population which is not acceptable”. 26 4.13 Peoples' views on whether the resource can be developed or kept in its natural state From the data presented above, the conclusion can be drawn that residents are opposed to large scale transformation of the land and its resources because they depend upon those resources for their survival. At the same time, they would like to see the development of irrigated gardens, which will involve localised clearing of land for horticulture. Clearing of land is also accepted as the necessary consequence of crop growing, although there is recognition that such clearing should take place in a controlled way. 4.14 Results of formal meetings during the Gciriku Survey First meeting (Shankara, 14.05.01) This meeting was attended by project staff, a supervisor from SIAPAC, representatives of the traditional authority, government officials, and representatives of NGOs and development projects working in the area (see list of participants in Annexe 6). Participants were invited to give short presentations on a) activities carried out by their organisation and b) their perceptions of resource management issues and problems. From the various presentations, the key issues and problems were identified along with some possible solutions (Table 2). Suggestions and ideas came from different stakeholders, but agreement was sought from the meeting before an issue or solution was recorded: Table 2. Key issues and problems identified during the first formal meeting of the Gciriku Survey Issue/Problem Possible solution/action Fires that damage grass and trees a) Community members should be appointed to patrol along river area to prevent unwanted fires b) Establishment of a community forest could help with fire control Over fishing caused by outsiders and the use No solutions/actions suggested of small mesh nets (e.g. mosquito nets) Deforestation a) There should be more control on tree cutting b) Tree planting c) Community forest Silting of river due to ploughing downhill, a) Contour ploughing deforestation, and removal of reeds b) More control on cutting of trees and reeds Outsiders (from outside Gciriku area) use local resources without permission – contributes to over utilisation a) 27 Authority to manage and control access to resources needs to be at local level. This could be achieved through community forest or conservancy Poaching (especially near Kaudom GR.) Encroachment of settlements and farms close to Kaudom G.R. leading to greater conflict between humans and wildlife (damage to crops and livestock) Community sometimes lacking in commitment to help themselves, not willing to contribute to own development17 Over grazing a) Conservancy? No suggestions No suggestions No suggestions Second meeting (Shankara, 21.05.01) This meeting was attended by project staff, representatives of the traditional authority, government officials, and representatives of NGOs and development projects working in the area (see list of participants in Annexe 5). The enumerating team reported back to stakeholders on the first part of the survey which covered villages along the river. The team listed the villages visited and explained the instruments used. The findings on the main resources that people depend on, resources that people believe are declining and the key issues and problems were presented. Participants were then invited to discuss the findings. The results were as follows: 1) Main resources people depend upon along the river Fish, wild fruits, water, trees, soil, reeds, thatching grass, grazing with access to water (added during the meeting) 2) Resources that are declining Trees, fish, thatching grass (a type found near the river locally called “marenge”, wild animals (large mammals have disappeared from the area near the river and the smaller ones are also declining) 3) Key issues from the survey of villages near the river i. People from outside harvesting resources without permission (e.g. trees, fish, sand, reeds, wild animals, thatching grass One of the Chief’s Traditional Councillors had very strong views on this issue, saying the people of the area were often lazy and regularly drunk. A number of other participants in the survey confirmed that alcohol is a problem in the area. It is conventional wisdom in the area that it is unwise to try to hold village meetings in the afternoon as by then many residents are likely to have had too much to drink to participate properly. One explanation provided is that for very poor people, traditional beer is a cheap way of gaining some form of nutrition, filling the belly and taking your mind off your problems. 17 28 ii. No rules for using resources – there used to be rules, but since independence people say they can go anywhere and harvest resources where they want to. “Making rules is for the government”. iii. Fires coming from outside Gciriku (some from people clearing land locally) iv. People are fined (by traditional authority) for causing fire, but not for cutting trees – fire affects everyone, but trees do not belong to anyone v. People know that it is very important to conserve and they know what the problems are. Some reasons why they cannot solve the problems are poverty and a lack of rules and laws vi. Younger people are not learning about conserving resources from their elders (on at least one occasion, the survey interview provided a platform for this exchange to take place) 4) Solutions mentioned during the survey of villages near the river i. Cutlines should be created to prevent fire18 ii. An open market should be created to sell local products/resources to outsiders so that outsiders don’t harvest the resources themselves 5) Issues added during discussion i. Cutlines were created by the previous government using local labour. This should happen again. DoF have a programme to develop cutlines, but there had been some problems with this in the Gciriku area. This should be done as a partnership between the community and DoF, with the traditional leaders being closely involved in choosing people to work on the cutlines. ii. Partnerships should be developed between the government, communities, NGOs and the private sector iii. Government should recognise traditional laws regarding resource use and should help enforce them – there is a need to empower local resource managers 18 According to participants in the meeting, prior to Namibian independence, the then government had introduced a system of establishing cutlines. Two teams of people were employed to clear a line and another to burn along the line. Participants said these cutlines were very effective in stopping fires. They were also useful for identifying where a fire had started. The Directorate of Forestry currently has a similar programme which it is piloting in a small number of communities. Some of the problems involved in implementing the programme in the Gciriku area were discussed at the meeting and some new procedures (including greater involvement of headmen in selecting workers) were agreed upon. 29 Third meeting (Shankara, 28.05.01) This meeting was attended by project staff, representatives of the traditional authority, government officials, and representatives of NGOs and development projects working in the area (see list of participants in Annexe 5). The enumerating team again reported back to participants on the survey process (meetings held, instruments used, villages visited – now including those in the inland,) and reiterated the key issues from the survey of riparian villages and from the previous meetings. The team then reported back on the issues raised during interviews conducted at inland villages, including the main resources people depend upon and the resources that people believed were declining. The participants were then asked to discuss and comment on the findings from the inland survey. They were then asked to prioritise what they believed to be the most urgent overall issues that needed attention.19 Time was also taken to try to identify solutions, building on solutions suggested at previous meetings and during the survey. It had been intended to identify who could take action to implement the suggested solutions, but there was insufficient time for this. Finally participants were asked to identify who should represent the Gciriku area at future regional or basin-wide meetings of stakeholders. I. Main resources inland residents depend upon Trees, wild fruits, water, soil, thatching grass (for own use), wild animals, grazing. II. Main resources inland residents believe are declining Trees for poles, wild fruits, wild animals (large mammals), thatching grass (particularly at Djara-Djara village) III. Main issues affecting inland residents i. Fire – destroys grazing areas and crops, chases away wild animals and affects wild fruits ii. Water – outsiders come to harvest resources (e.g. poles, wild fruits, thatching grass) and use villagers’ water without paying iii. Cutting of trees – Outsiders cutting trees wastefully and without permission iv. Wild animals (as a problem) – destroy crops and livestock (in some areas elephants are seasonal visitors) v. Not enough services – a clinic at Kandjara has closed because the solar panels were stolen and access to schools is a problem in some other villages 19 There may have been some bias in this prioritisation as representatives of non riparian villages were not present 30 vi. Thatching grass – companies bring their own harvesters rather than buying from locals or insist on 60 bundles being provided free before buying 20. The outside harvesters also start fires where they camp. vii. Reeds – people not allowed to cut reeds in Cwiba Omuramba (Kaudom G.R.) anymore viii. Resources at the river – Some villages report that residents at the river restrict them from harvesting resources (e.g. reeds and fish) yet the inland residents do not prevent people from the river from harvesting resources inland ix. Knowledge of conservation – people know they should conserve but they want information about modern resource management methods x. Wild animals (return of) – Residents generally want wildlife to return to their areas although there is internal debate about whether predators and elephants should be encouraged xi. Palm leaves – some women at Koro say they are not paid enough by the Rossing Craft Project for palm leaves xii. Outsiders – residents have no authority to prevent outsiders from over utilising resources or harvesting wastefully xiii. San people – are the poorest of the inland residents, are not treated well by the other residents, still depend upon a lot of wild animals and plants to survive, but main source of food i.e. large mammals have virtually disappeared xiv. Traditional laws – some residents of the inland areas feel they are not informed or consulted when traditional laws are changed or made. 20 During the meeting representatives of the thatching grass middlemen said it was not their policy to use their own cutters or to ask for a certain amount of bundles for no payment. They said they would investigate this with their employees and foremen. 31 IV. Prioritisation of key issues and identification of solutions Table 3. Prioritisation of key issues and solutions at the 3d formal meeting of the Gciriku Survey ISSUE SOLUTIONS Fire a) monitoring patrols by community members b) cutlines c) community forest d) community firefighters e) empower traditional authority Silting of River a) contour ploughing b) conserve trees and reeds c) conserve grazing along river d) reclaim dongas Deforestation a) conserve trees b) plant trees c) community forest d) control outsiders e) prevent shifting cultivation (use fertiliser and improved crop strains) Over fishing a) community and MET need to work together b) Min. of Fisheries and Marine Resources (MFMR) must become involved in law enforcement and extension/information (closest MFMR office is in Windhoek!) c) Community fish reserves (participants agreed in principle but wanted more information) Traditional authority lacks a) Govt. is conducting review of traditional authority power power over outsiders and b) Establish local community control over resources certain resources - Community forest - Conservancy - Water point committees Thatching grass a) Meeting for all stakeholders (community leaders, thatch grass businesses, government officials etc.) to discuss issues concerning use, conservation, buying prices, levies to the traditional authority etc.) b) Establish local control over the resource Decline in ground water a) establish carrying capacity for water points supply b) prevent “flocking” of people to water points - co-operation between water committees at local, constituency and regional level - co-operation between water point committees, traditional authority and government - pipeline from river for local water supply Commercial and use of river sand outside 1. Outsiders and contractors should pay traditional authority 2. Empower traditional authority 32 5. RESULTS OF THE SURVEY IN THE CENTRAL AREA Interviews were carried out at 12 villages in the Central area. Seven were visited along the river: Sambyu Mupapama/Takwasa Mantjienya/Tjeye Kaisosi Mbunza Kasivi Sivara Halili Kapako Interviews were carried out at 5 inland villages: Sambyu Gongwa Mbunza Fumbe Nkutu Nsindi Mile 30 A total of 6 interviews using the natural resource mapping instrument were conducted, 5 using the natural resource tables, 6 using the social linkages instrument, 2 using the Venn diagram instrument and 5 traditional doctors were interviewed. A total of 158 people were recorded as being present during the interviews with an indeterminate number drifting in and out while the interviews were taking place. 5.1 Cultural, religious, social significance of the river to the people living within the basin The river and its resources play a central role in the life of people in the Sambyu and Mbunza tribal areas. As in the Gciriku area, most uses of resources stated by respondents were for economic rather than for cultural, religious or social purposes. However, again it was clear that most respondents place an aesthetic value on resources, such as the river, trees and wild animals. Many respondents emphasised the need to conserve resources for future generations, not only so that they could be utilised, but also enjoyed for their existence. It was clear, for example, that respondents place an aesthetic value on resources such as wild animals. It is important to them that their children can continue to see wild animals. The following is a typical statement in this regard: “At this stage 33 our children don’t know the big animals. We really want things like that to be back in our village and the country at large” With regard to natural resources in general: “The resources are for us and our grandchildren so we cannot overuse them while we know that there are still others who want to benefit from the resources” (resident of a riparian village). And on the river itself: “The river is our life” Some resources, such as Mbare (palm trees), Mbahe (giraffe), and Mvhuu (hippo) are used for ceremonial purposes, while some trees and reeds are used for religious purposes, also palm leaves and flowers. Baskets made from natural resources are also used for cultural and religious purposes. 5.2 Perception of communities on the state of the resource There is a general perception that most resources are declining. One respondent at a riparian village said the reason for this general decline was the increase in the number of people and this view was echoed by some of the participants in the formal meetings. Views regarding specific resources were as follows: Grazing: a shortage caused by overcrowding, increasing number of people, and increased clearing of fields for crops Fish: declining because of lack of enforcement of local rules, lack of management and use of mosquito nets, and an increase in human population leading to over fishing, It was said that generally people do not return small fish to the river. A Chief’s Traditional Councillor from Sambyu said some people were also using poisonous substances to catch fish in ponds and oshanas. He also said that fish were dying because of pollution in the river from industries in Rundu. Generally in the Mbunza tribal area, people said fish resources were still healthy although at one village they reported the disappearance of a specific type of fish called “serengerenge” locally. Another species under pressure and being caught in small nets is a fish called Mkunga. (It was agreed in the meeting that the Mbunza area always seemed to be better stocked with fish than other areas, but no-one could explain why.) Reeds: declining in one area because of increased population pressure caused by an influx of people from Angola. It was said that people are pulling out whole reeds and not cutting them so they can re-grow. Trees: declining because people are cutting down whole trees for firewood and people from Rundu collect poles in big trucks. Fire is also a cause of the decline as well as clearing for fields. 34 Thatching grass: declining because of fire and outsiders Wild fruits: declining because people cut and burn fruit trees to make fields Wildlife: animals such as spring hare declining because of fire, hunting by outsiders, and over hunting. In some of the inland areas, large mammals such as kudu visit seasonally and some areas are occasionally visited by elephant. People said large wild animals were declining because of an increase of people, a lack of management and fire. The river: “The Kavango river was not like this in the olden days. It was a deep river that a barge could use to pass along. But what we are seeing now is different. The river is shallow, even the goats and their children can cross over to the other side. The main problems are people ploughing along the side of the river which means the soil will normally get into the river and it will block some parts of the river” – resident of a riparian village in Mbunza tribal area. At the formal meetings held during the survey, there was recognition that overgrazing and cutting of trees was causing soil erosion close to the river and this was leading to silting of the river. The collection of river sand by Rundu-based construction companies was also contributing to erosion and silting. 5.3 Who is using the resource, how and who has control The resources in the Central Area are being used by residents as well as by outsiders. At one riparian village close to Rundu a respondent said that people came from as far as Katima Mulilo in Caprivi Region (about 500 km away) to catch fish. She said the people from Caprivi were “finishing the fish” and normally caught more than the local residents, because they were selling the fish. Respondents say that outsiders do not ask for permission to use local resources and do not know the local rules. The outsiders say that now Namibia is independent, they are free to do what they want. Outsiders also waste resources and burn the forest after they have collected what they want. At one of the formal meetings, one of the Sambyu Chief’s Traditional Councillors said the main reason for the over utilisation of resources was because the use of the resources is uncontrolled: “Anyone can take grass, reeds, trees or fish freely.” He said there was a need to move from “the individual use of resources to the collective use.” When asked to explain further, he said there was a need for community-based management and control over natural resources. During the village interviews, some respondents also emphasised the need for control over resources to be given to local communities: “It is difficult to take care of natural resources alone unless every community/traditional authority gets involved. If you really get involved in taking care of natural resources, then the 35 rule should be in place for the community to be involved in decision-making” (resident of a riparian village). “It is important for us to manage the resources ourselves because we are the one’s who own these resources and we know where they are located” (resident of an inland village). In terms of access to resources, one respondent said it was only those who could afford the permits who could gain legal access to trees and wild animals. In some areas, individuals have fenced off land for their own ranching activities and other community members are excluded from using resources on this land. A resident of an inland village along the road from Rundu to Grootfontein said she and other women no longer had access to palm leaves for basket making because a local male farmer had stopped them from entering his farm. As a result they had stopped making baskets. With regard to control of resources by the government one respondent said: “Although the rules are there from the government, our natural resources are still finishing. The reason is that there is no commitment from the government.” There is also a mismatch between government decision-making at a regional level and how local residents view management of resources. A respondent said that: “Outsiders will come with their permit from the government and they will cut a big mangetti tree which we depend upon for its fruit. We cannot refuse them the tree because it’s been bought from the government.” This issue was also discussed at some length during the formal meetings with traditional leaders and government officials. The traditional leaders made several suggestions as to how government could liaise with traditional authorities before issuing permits for tree cutting in a specific area. Traditional leaders noted that whereas in the past most people used to either obey the local rules or accept the fines imposed by the traditional authority if the rules were broken. However, now many people (especially outsiders, but also some locals) do not accept the authority of the traditional leaders. They do not obey the rules concerning resource use and do not accept the legitimacy of the traditional authority to levy fines for offences. 5.4 Institutions and governance within the community As throughout the region, the range of institutions within the community varies from village to village. However, throughout the Central Area the range of institutions described in section 4.4 is reflected. The traditional authority is represented in some form in all villages, and seems to have general support particularly at a village level. Data from social linkages instruments show that 36 residents believe that local headmen are effective in solving problems between people at village level and in keeping the village informed. The Land and Farming Committee in the Mbunza and Sambyu areas have been established (as in the rest of the region) to assist the traditional authority in administering communal land. A document provided by the Mbunza Land and Farming committee sets out the following responsibilities of the committee: Review applications for land and grant approval for land acquisition Settle of land disputes among the Mbunza community members Update the community concerning any development programmes of the government and NGOs on land issues Plan for correct and viable land utilisation and the conservation of natural resources Advise the traditional chief on land management and administration The document lists the following plans for the future: To promote the socio-economic development of the community, especially on agriculture Restructuring of settlements To negotiate with government and NGOs for irrigation projects to secure food security Awareness raising on the importance of conservation of natural resources In collaboration with other stakeholders, combat deforestation and over grazing Organisations at village level mentioned by respondents were Church groups, women’s groups, water point committees, health committees, youth groups, school board committees and political parties. NGOs that work with the communities were Lux Development, the Lihepurura Kavango Trust and Rossing Foundation (working with one basket making group in the central area). A natural resources committee or Environment Club was established some time ago in the Mbunza area with the late regional councillor as the chair. It has struggled to keep going because of a lack of financial resources and one participant at a formal meeting said it had not been supported by the traditional authority. There was an attempt to establish village natural resources committees under the central one and some of these seem to still function. One such is at the village of Kasivi on the river. On the initiative of the traditional authority, the village elected the committee and committee members have to have grown up in the village and be known to the villagers. 37 Anyone who wants to fish in the village ponds has to have permission from the committee even if they have permission from the chief. If a person has not received permission from the committee, then the community will ask that person to leave. If a person tries to fish with a net, they will have to surrender the net to the committee. When asked what would happen if someone refused to cooperate, the “voorman” at Kasivi said the community would force the person to surrender the net. The committee also controls the use of thatching grass, trees, and reeds and prevents unwanted veld fires. The “voorman” said the local police were aware of the working of the committee and if they catch someone they will take him to the traditional authority to be tried. The police would not interfere much if someone was caught and tried by the traditional authority. 5.5 Traditional knowledge and management systems of natural resources There is considerable knowledge about plants, animals, birds and reptiles that can be used for different purposes, including for food, medicine, clothing, ceremonies, tributes, decoration, building purposes and tools. The resource use tables show that respondents mentioned a total of ……… trees and plants, …..animals, …..birds, ……… reptiles and amphibians (number still to be computed) that are used for these purposes (see Annexe 2 which provides a consolidated list of natural resources for the Central Area derived from the resource use tables and traditional doctor resource use tables). There is a high degree of awareness among residents of the need to conserve resources, so that they will still be available for future use. Residents are also aware of the effects of silting of the river caused by human activities. “If we limit the using of resources there will be much in the future” (resident of an inland village along the main road from Rundu to Grootfontein). “The resources we have now won’t last long if we continue wasting them and our grandchildren are going to suffer because they won’t have many resources” (resident of an inland village). “We are destroying our nature ourselves. People are overusing much of the resources. They cut reeds and the way they do this is not the right way of using what we have been granted. When you cut reeds, especially over cutting, the place will be empty and when the rain comes the sand flows into the river and we will again start complaining about the river being dry” (resident of a riparian village). Respondents provided divergent responses when asked about the existence of rules for using resources. Some felt there were no rules, but as with elsewhere this could be related to the lack of enforcement, rather than the lack of rules. For 38 example, a resident of a riparian village said there were no rules or limits on the use of fish, wild animals, reeds, trees, grazing areas and wild fruits. Another resident of a riparian village: “The rules surrounding access to and utilisation of natural resources in this community are not available, only from the government by not cutting trees without permission and for burning fires. The rule was already there in the olden days through the traditional authority.” However, other respondents reported that there were rules for burning and for cutting trees, particularly wild fruit trees. At one riparian village in Mbunza, where traditional authority seems quite strong, a fine of five head of cattle is imposed by the headman for cutting down trees and limits are imposed on the number of trees that can be can cut. At an inland village a fine of five head of cattle is imposed for burning plants and trees and four head of cattle for cutting down trees without permission. Respondents were aware of government laws against hunting wild animals. In some areas, the traditional authorities also impose fines (e.g. two head of cattle) for illegal hunting or they report offenders to the government. Some respondents said that in the old days the traditional authority had rules about catching fish, but these do not exist anymore. The traditional authorities wanted to stop people fishing with mosquito nets and catching small fish. The chair of the Sambyu Land and Farming Committee said at one of the formal meetings that in the old days people were told that they could not graze their livestock near the river in the wet season. Today, people were grazing their livestock all year round between the houses at settlements along the river. There were no rules reported concerning the use of reptiles, amphibians and birds, apart from government rules about the use of large birds. One respondent said there were no rules from the traditional authority about the use of birds because the birds eat crops. Again the confusion and uncertainty about rules and their provenance is emphasised by the following: At an inland village residents said there was a rule not to cut trees and start fires and this rule came from government and was passed on to chiefs and through them to the headmen. This was echoed at a riparian village where a respondent said all rules were from the government and the traditional authority did not have any fixed rules 21, only from the government. A number of respondents said the rules of the traditional authority were the same as the government’s rules. One respondent said emphatically: “There are no rules existing in this 21st century in this village.” There was considerable discussion during the formal meetings of the role of government officials from various ministries (including the MET) who carry out 21 The idea of “fixed” rules might refer to “written” rules. 39 activities or provide services in a particular area and then return to Rundu with their trucks laden with poles. The point was made that if government officials (and particularly those from MET) are cutting trees illegally, then ordinary villagers will think that the laws and regulations no longer apply and will follow the example of the government officials. No areas, apart from game reserves or land fenced off for agricultural projects, were reported as being off-limits or left fallow. One respondent said that even if villagers tried to leave an area fallow, nobody would listen to them as there was no co-operation between community members. In the past areas were left fallow, but now “we are no longer giving our resources a chance because of burning and we take our livestock everywhere.” 5.6 Perceptions on rights that people upstream and downstream have As with the Gciriku survey, it was difficult for respondents to distinguish between different types of “outsider”. It was again difficult to collect useful data on views concerning rights of “upstream” and “downstream” users. Responses were mainly focused on the problems relating to “outsiders” entering a local area to harvest resources. Respondents made it clear that outsiders did not have the same rights of access to local resources, although one respondent put it this way: “The outside users have the same rights of access as this community because of the lack of rules.” A resident of a riparian village said the relationship with neighbours across the river in Angola was not good. Angolans crossed into Kavango to fish and cut trees, but Namibians were not allowed to go to the Angolan side. Others said that sharing of resources across the river usually took place, but had been suspended because of the security situation. 5.7 Perceptions on rights that out of basin resource users have As in Gciriku, rights of out of basin users tended to be viewed in terms of people visiting the area as tourists. However, at one riparian village, a respondent said the government should not pump water from the river for Windhoek as the river is already shallow and will become dry. Respondents were willing to share resources with other people, but only if the permission of residents was sought first. Awareness of government plans to pump water from the river for Windhoek appeared to be higher among traditional leaders and members of the Land and Farming committees than among villagers. 5.8 Perceptions on rights (within local context) that non-riparian communities have 40 Some inland villages said they did not use riverine resources because they lived too far away, while riparian residents said outsiders did not have the same rights of access to resources. They were willing to grant access if people from elsewhere asked permission. As elsewhere in Kavango, inland communities are to a large extent isolated from the riparian villages and feel neglected by government in terms of service provision 5.9 The History of the community as told by them Information was gathered concerning the history of the following villages: Fumbe village (an inland settlement in the Sambyu tribal area). The village was established in 1961 because of good soil for agriculture and the availability of fruits, plants and animals such as giraffe and elephant. In the past there were hard times when residents had to take their livestock very far to the river for water and cattle were lost in the process. Gongwa village (an inland settlement in the Sambyu tribal area). The village was established because of the good soil for agriculture and many wild animals. The hard times were when there was no water and the good times were when young people used to get work in towns. Mupapama (a riparian village in the Sambyu area). Residents were not sure when it had been established, but the area had been settled because of good soil for agriculture and good grazing. Nkutu (an inland village in the Mbunza tribal area). Residents said the area had been settled for a long time. Many animals were there in the past such as elephant, giraffe, lion and kudu. There were good times in the old days because everything was easier to find and people survived on wild animals, wild fruits and crops. There were bad times after independence because of drought when people had to join food for work programmes. 5.10 How the river and its resources can help develop community members' lives 5.10.1 Results from the survey Some respondents were aware of the opportunities that tourism could bring to the area. One resident of a village near Rundu and close to a tourist lodge said that if there were more wild animals, then there would be lots of tourists in the 41 Kavango Region and in Namibia. Others from different villages said the natural resources in Namibia were an attraction for tourists who also wanted to buy things that people make from natural resources. Wood carvings and baskets were mentioned as items that tourists would buy. One resident suggested the export of hardwood timber. A suggestion at one of the formal meetings was that control over resources such as trees and wildlife should be given to local communities. The money generated from the sale of timber and hunting concessions could be used for drilling bore holes in the interior. The Rossing Foundation is working with a small group of women at the village of Mantjienya to develop skills in basket making and marketing and with another group at Gongwa. The support and training is similar to that provided by Rossing Foundation for the basket makers in the Gciriku area. Charlie Paxton of the foundation says there is potential for the basket makers to sell their products to the lodges in the Sambyu area. The area has a good palm resource so there is potential for expanding current basket production. An additional form of development recognised by residents is the use of river water for irrigated gardens. A number of these were established in the past, but it appears as if few have been successful. However, an irrigated garden at Kasivi: made a profit and the money was used to buy a cow to replace the one stolen by Unita bandits. Also at Kasivi the villagers want to protect and develop their fish ponds so that there will be sufficient fish to start charging people for fishing there. They are interested in trying to start fish farming. Residents of other villages in the central area also expressed interest in developing fish farming based on existing ponds or on creating ponds where they don’t exist. 5.10.2 Rundu Floodplain Development Plan Lux Development, has launched a project to establish a development plan for the floodplain around Rundu encompassing parts of the Sambyu and Mbunza tribal areas. The development of the plan forms part of a larger set of activities sponsored by Lux Development aimed at putting in place a Long Range Structure Plan for Rundu, working in co-operation with the municipality and other authorities. The Floodplain Development Plan covers the Omuramba Ndonga and the floodplain that lies within the Townlands of Rundu (about 14km from west to east). Three main areas of focus have been identified: the Omuramba (from the Rundu Airfield to the river); the western floodplain (west of Rundu centre and Rundu Beach to the border of the Townlands); and the eastern floodplain (east of Rundu Beach to the Townlands’ border near Vungu Vungu). The project aims to produce a plan that will promote economic development 42 while also conserving natural resources in order to ensure that development is sustainable economically and environmentally. A number of consultative meetings were held as part of the project during the course of the Every River socio-ecological survey. The two projects have collaborated through sharing information and attendance at each other’s meetings. The executive summary of the Concept Development Plan approved in late September is attached as Annexe 5. 5.11 Management structures that communities would like to see Residents would like to see management of resources take place at a local level through their own structures. For example one respondent put the case for local management very clearly: “Our life depends upon these resources and we have got the ability to look after our resources, we are the ones benefitting from them. We know where the main resources are located. We are willing to control our resources on our own.” There is a fairly strong feeling among residents that existing traditional authorities should be recognised as controlling natural resources. Some also referred to conservancies or community forests. They often referred to these as being linked to the traditional authorities. “People should be given the opportunity to manage the resources through the traditional authority” (resident of a riparian village). “We want the old rules back, not what is happening nowadays” (resident of an inland village). At a riparian village respondents requested help from NGOs and the government “to give powers to the community through the traditional authority to take care of the resources”. A resident of a riparian village near Rundu suggested that it would be good to “sit together and share ideas about natural resources together and make decisions. It would be good to have a conservancy covering an area from the river to inland”. Residents of another riparian village said they wanted a community forest. At Kasivi, residents reported that in 1992 a group of white people had visited their village and had surveyed the surrounding area. The whites had suggested that a specific area on the floodplain would be suitable for inclusion in a conservancy. The villagers had been keen on the idea, but the whites had never returned. 43 At one village residents said it would be good to have a fire committee like they did in the past. 5.12 The institutional, information-sharing capacity, resources communities see as needed The main information requirements mentioned were: “understanding and knowledge on how we must manage and live with our resources”. Other requirements were training on fish farming, irrigated gardens and tree planting. Some respondents and several traditional leaders felt that MET should provide education and training to communities on how to conserve the fish, especially where there are ponds. Committees should be established to regulate fishing, and these committees should be trained. 5.13 Peoples' views on whether the resource can be developed or kept in its natural state From the data presented above, the conclusion can be drawn that residents are opposed to large scale transformation of the land and its resources because they depend upon those resources for their survival. At the same time, they would like to see the development of irrigated gardens, which will involve localised clearing of land for horticulture. Clearing of land is also accepted as the necessary consequence of crop growing, although there is recognition that such clearing should take place in a controlled way. 5.14 Results of the formal meetings held during the Central Area survey First meeting (Rundu, 11.06.01) This meeting was attended by project staff, representatives of the traditional authority, government officials, and representatives of NGOs and development projects working in the area (see list of participants in Annexe 6). Participants were invited to give short presentations on a) activities carried out by their organisation and b) their perceptions of resource management issues and problems. From the various presentations, the key issues and problems were identified along with some possible solutions (Table 4). Suggestions and ideas came from different stakeholders, but agreement was sought from the meeting before an issue or solution was recorded. The issues and solutions are presented below (not in any order of priority): 44 Table 4. Problems and solutions identified at the first formal meeting of the Central Area Survey Issue/Problem Possible solution/action Uncontrolled use of resources a) Establish local control over resources – especially grass, reeds and trees b) Move from individual to collective use and management of resources i.e. community based natural resource management c) Income from use of resources should go to local community Erosion and silting of the river a) dredge the river and sell sand to builders – Caused by overgrazing and deforestation. As a result it is ifeared the river might stop flowing all year round Over fishing – Because of use of mosquito nets and no closed season or closed areas Pollution of river from industries Collection of building sand from river banks - Contractors from Rundu don’t pay for the sand or ask permission locally - People collect at the wrong places, leading to erosion Collection of reeds and thatching grass – People pull out the reeds and grass instead of cutting them – Outsiders don’t ask permission locally Cutting of trees – no control being exercised Establishment of crop fields - Near road and river leads to erosion people clear and plough on unfertile soil, then have to move and clear more land, causing more deforestation Distribution of settlements along road and river leaves no space for projects (e.g. agricultural projects) Uncontrolled burning – especially a problem inland Angolan refugees - Take up land - More pressure on grazing and other resources Grazing near river is diminishing Competition with tourism lodges - for land - high powered boats disturb fish breeding areas Communities don’t co-operate with each other Lack of government co-operation with a) Revive former programme of establishing cutlines a) Provide water and grazing inland away from river a) Find ways to promote co-operation 45 communities Lack of means for traditional authorities to communicate with residents (e.g. lack of transport) Lack of expertise in managing natural resources a) More information and education communities and community leaders to Second meeting (Rundu, 18.06.01) This meeting was attended by project staff, representatives of the traditional authority, and government officials (see list of participants in Annexe 6). The data gathering team reported back to stakeholders on the first part of the survey which covered villages along the river. The team listed the villages visited and explained the instruments used. The findings on the main resources that people depend on, resources that people believe are declining and the key issues and problems were presented. Participants were then invited to discuss the findings. The results were as follows: I. Main resources people depend upon along the river a) Sambyu area along the river Fish, wild fruits, water, trees, soil, reeds, grass, small wild animals - residents believe all of the above are declining b) Mbunza area along the river Fish soils, reeds, trees, water, grass, wild fruits, small wild animals - residents believe the river level has been dropping over the long term past and most of the other resources they depend upon are declining. Fish are still doing well, but one species known locally as “Serengerenge” is no longer found at some places along the river I. Key issues from the survey of villages near the river a) Sambyu i. ii. iii. iv. v. Fire Outsiders harvesting resources (reeds, trees, fish, poles) Outsiders hunting small wild animals Basket makers at Tjeye have to go far to collect palm leaves Lack of grazing (especially at Mupapama 46 vi. “Newcomers” at Kasivi say they are denied access to resources b) Mbunza i. ii. iii. iv. Fire Contractor companies collecting building sand Lack of grazing Lack of Water at Kasivi for community garden and residents concerned about plans to abstract water from the river for Windhoek v. Outsiders harvest resources (fish, wild fruits, trees, reeds) vi. A “conservancy” promised by visitors to Kasivi area, but no follow up took place vii. Non-natural resources issues: At Halili residents said they need a clinic, electricity and HIV AIDS information II. Solutions mentioned during the survey of villages near the river i. iii. People at Kasivi in Mbunza report outsiders who use mosquito nets and manage to defend their fish resources People at Kasivi and Nkorowe want to fence their ponds to protect the fish and to investigate fish farming The Natural Resources Committee for the Mbunza area should be revived III. Issues added during discussion in the meeting i. Government trucks deliver goods and services in interior, but return with poles – Govt. must set an example and traditional authorities should be empowered to deal with this At Mantjenya and Shamange people want to use ponds for fish farming (but at Shamange someone used the water from the pond for an irrigation project Local natural resource management committees in Mbunza area are able to protect resources under the headman ii. ii. iii. Third meeting (Rundu, 22.06.01) This meeting was attended by project staff, representatives of the traditional authority, and government officials (see list of participants in Annexe 6). The data gathering team again reported back to participants on the survey process (meetings held, instruments used, villages visited – now including those in the inland,) and reiterated the key issues from the survey of riparian villages and from the previous meetings. The team then reported back on the issues 47 raised during interviews conducted at inland villages, including the main resources people depend upon and the resources that people believed were declining. The participants were then asked to discuss and comment on the findings from the inland survey. They were then asked to prioritise what they believed to be the most urgent overall issues that needed attention. Time was also taken to try to identify solutions, building on solutions suggested at previous meetings and during the survey. It had been intended to identify who could take action to implement the suggested solutions, but there was insufficient time for this. Finally participants were asked to identify who should represent the Mbunza and Sambyu areas at future regional or basin-wide meetings of stakeholders. I. Main resources inland residents depend upon a) Mbunza Trees, wild fruits, water, soil, thatching grass (for own use),small wild animals, birds, grazing, stones (Nsindi). b) Sambyu Soil, Grass, (thatching and grazing), trees, wild fruits, water, small wild animals II. Main resources inland residents believe are declining a) Mbunza - Usimba, small wild animals, grazing, reeds (Nkutu) – because they are being burnt b) Sambyu Water, grazing, fruti trees (especially mangetti, usivi), Mugoro III. Main issues affecting inland residents22 i. Nsindi Village – Fire damages resources especially wild fruits for beer – Outsiders come to harvest resources without permission – No market locally for sale of wild fruits and no transport to sell at river – Have to go far to collect palm leaves for baskets – Need a clinic and a church Nkutu village – Fire damages wild fruits and grazing – Reeds have gone because of burning – Grazing is used by outsiders from Mile 10 and Mile 20 – Need a clinic and a secondary school ii. 22 Two more villages were surveyed after this meeting 48 iii. Gonwa Village – Fire caused by clearing of fields, hunters, herders and unknown people – Outsiders cut trees that people depend upon, especially mangetti and say they have a permit, but won’t show it – Govt. trucks collect poles and wood at night – Need to rehabilitate wells because can’t afford diesel for water pump – Govt. rules are not working because resources are declining so it is better to return to traditional rules – People at the river don’t seek permission of inland headmen to harvest resources and should know better – Women need information on rights and development options IV. Prioritisation of key issues and identification of solutions Table 5. Prioritisation of issues and identification of solutions from the final formal meeting of the Central Area Survey ISSUE SOLUTIONS 1. Overfishing a) Closed season b) Closed area for fish breeding c) Control net mesh size d) Develop existing ponds and establish fish farming e) Improve co-operation between govt., traditional authorities and communities over law enforcement f) Education and training in sustainable fishing practices g) Establish natural resource management/fishing committees to improve liaison, communication and law enforcement f) Appoint fishing monitors/guards 2. Over utilisation of a) Research – who uses, how much and how? grass, reeds, trees b) Govt. permits (e.g. for tree cutting): an application for a permit (including overgrazing) must be signed by the traditional authority and permits must be in the local language - Need to address use by c) Strengthen communal tenure through: outsiders and issues of - giving rights over resources local tenure and control - right to exclude outsiders - establishing community forests and conservancies d) Education and training e) Improved co-operation between govt. and traditional authorities f) Research on the availability of the resource 3. Erosion and silting of the river a) Reduce overpopulation of people and cattle near river through providing water in the interior for grazing (e.g. earth dams) and allocating land for farms inland b) Prevent deforestation c) Establish Community forest 4. Uncontrolled Fire a) Education b) Co-operation between community, MET, MAWRD and all stakeholders – govt. must hold more meetings in rural areas to impart information – Govt. should support the traditional authorities. If people know the traditional authorities have power they will obey them c) More training on fire control from DoF 49 6. RESULTS OF THE SURVEY IN THE KWANGALI AREA Interviews were carried out at 11 villages in the Kwangali area. Six were visited along the river: Mbambi 223 Simanya Nkurenkuru Kahenge Sitopogo Nankudu Interviews were carried out at five inland villages: Mpungu Kankudi Yinsu Canchana Mutjokotjo (Numbers of interviews, numbers of people interviewed) 6.1 Cultural, religious, social significance of the river to the people living within the basin As in other areas, the river and its resources play a central role in the life of people in the Kwangali area, particularly those who live close to it. Resources are used mainly for economic purposes, but there are some uses linked to cultural, religious or social purposes. For example, mangetti nuts, palm leaves and grass are used during religious ceremonies; mangetti nuts are also given to people as part of traditional ceremonies and used for making traditional beer. Muparara (African wattle) is used for religious purposes during Christmas celebrations for making traditional drums and Rupanda is used for making traditional beds. Baskets are used for social purposes in households. Generally people in the Kwangali area place an aesthetic value on resources such as wildlife and believe that resources should be conserved for future generations: “We are together with the aim of the project because I do not know what an elephant looks like. I have only seen one in a book. We are wasting our resources and are not even thinking about the future of our children,” said one respondent. This view was echoed in most of the interviews. 23 Of the 15 people interviewed in this village using the natural resource use mapping instrument, six described themselves as San people 50 6.2 Perception of communities on the state of the resource There is awareness throughout the Kwangali area that resources are generally declining, although some local variation and differences between villages was reported. In some areas people say they have plenty of wild fruits and trees for example, but at other villages, residents say these resources are declining. At an inland village: “In the olden days we used to have many resources, especially wild animals and others. But now we have destroyed everything and our children won’t really benefit in future.” Along the river, the perception that resources are declining is stronger, probably related to the larger numbers of people at the river and greater pressure on resources. Information regarding specific resources was as follows: Wild animals – At an inland village: “In the olden days such as in the 1960s, there were a lot of big and small animals around. But since people have increased, and started clearing more fields, it led to the running away of animals. People used to kill some animals as relish for their survival and this was also a contributing factor to the decline of animals.” Now small wild animals are declining because of forest fires. Most large wild animals have disappeared from riparian areas, although hippo and crocodile can be found in the far west such as at Mbambi. Animals such as kudu and elephant visit some inland villages seasonally and some large predators such as leopard and hyena are present in inland areas. Trees and wild fruits – declining because of human population growth and forest fires. A decline in rainfall was mentioned at one village as a reason for the decline of these resources and others mentioned the clearing of fields. Fish – declining because the river is getting shallower and there are no ponds Reeds – declining because of cattle grazing and commercial cutting A type of grass growing along the river in which fish hide – declining because people using mosquito nets for fishing are destroying the grass Water – some inland villages reported a shortage of water because of a drop in the water table in some cases, and in others because of an increase in livestock Grazing – also reported to be declining in many inland and river areas Health of the river – “I have lived along the river for a long time. Even if you are not an environmentalist, you can see things that used to be here are no longer 51 here. The river is now flowing along a desert. It used to flow along reeds and trees. The river is sick and really struggling.” - a Senior Headman from a riparian village.” Silting of the river was often mentioned by traditional leaders as a cause of the river becoming shallower. A thatching grass found near the river called “Marenge” – has declined because of people cutting it and because of cattle grazing At one inland village residents said the main reasons for the decline of resources are: “Fire, population growth and ignorance”. Population growth was cited as a main cause of the decline in resources at a number of other villages and during the two formal meetings of the Kwangali survey. 6.3 Who is using the resource, how and who has control To a certain extent, the Kwangali traditional authority is still viewed as having control over natural resources. However, as in other areas, the authority of traditional leaders is no longer recognised by all those wishing to use the resources. There is overlapping authority over some resources such as trees with central government issuing permits for the use of trees that are viewed as being under local control. In some cases, residents believe that more wealthy people have better access to resources controlled by central government which require permits to be bought in order to have use rights. At a riparian village: “The rules are there, but not effective because people are trying to ignore some of the rules so they can gain access to the resources. The government has also been ignored by the community because only the rich people can afford to buy permits for the trees and animals, so poor people like us have to ignore some of the rules in order to have the resources.” At an inland village we were told that the traditional authority sets rules about fire but “people always disobey the rules and do whatever they want” This exchange took place during one of the formal meetings: “In old days people would accept the authority of traditional leaders to issue fines for breaking traditional laws. Now people refuse, and threaten to take the headman or chief to court. Then people think the power of the chief has been neutralised. The power needs to be given back to the chief so he can empower the headmen again”. – Rudolf Ngondo Land and Farming Committee chair. Response by Regional Councillor, John Hambyuka – “The powers of the traditional authority are in ourselves. If I am fined and I pay, then I honour the traditional law. If I don’t pay, then I don’t honour the powers of the traditional 52 authority. Who can give back their powers? It is ourselves. We need to inform people that they should honour the traditional law”. There are some differences in the extent to which residents manage to exert local control over their resources with regard to use by “outsiders”. One comment on this issue was as follows: “Outsiders (people from Rundu) always come with big trucks and steal timber trees. They do not ask for permission or show their permits”. However, another village seemed to be more successful in controlling use by outsiders: “Since the beginning, we have tried to be responsible for the natural resources. That’s why outsiders usually pass through the area headman if they want to collect any resources here.” - residents of a riparian village. In general everyone is viewed as having equal rights to access resources regardless of status in the community. However, some forms of “individual” ownership of resources is being recognised or claimed. For example at one riparian village residents said the fruit trees in a crop field belong to the person who cleared the field and others are not able to take the fruit without permission. Equal access to resources does not necessarily apply to the minority San people however: “Racial discrimination is among the black people. We Bushmen are being neglected a bit, but we are used to it. It is part of life.” – San person at an inland village. Most of the San interviewed described themselves as domestic workers for people from other ethnic groups. 6.4 Institutions and governance within the community Governance structures within the Kwangali area reflect the typical Kavango situation. The Chief is advised by a Chief’s Traditional Council which in Kwangali has 13 members, not all of which are headmen. Some members are businessmen for example. The council is appointed by the chief, advises him and assists him in decision-making. There are headmen in all the main villages. Water point committees have been established at village and at constituency level and a number of water points have been handed over to communities in the Kwangali area. Other structures include: An education committee at constituency level; school boards; women’s groups churches and church groups. The constituency development committee (CDC) was mentioned by one village as enforcing the laws on the sustainable use of resources. A CDC is functioning 53 in Kahenge constituency and some large villages have their own development committees. 6.5 Traditional knowledge and management systems of natural resources There is considerable knowledge about plants, animals, birds and reptiles that can be used for different purposes, including for food, medicine, clothing, ceremonies, tributes, decoration, building purposes and tools. The resource use tables show that respondents mentioned a total of ……… trees and plants, …..animals, …..birds, ……… reptiles and amphibians (number still to be computed) that are used for these purposes (see Annexe 2 which provides a consolidated list of natural resources for the Central Area derived from the resource use tables and traditional doctor resource use tables). There is also considerable awareness in the Kwangali area of the need for “sustainable” management of resources: “In order for our children and our grand children to benefit from the resources, we must control the sustainability of resources. We must not only think of ourselves, but also of others who want to use the resources as much as we are.” - Resident of an inland village. At a riparian village: “We really want the resources to stay stable so that our children will access them in future. But if we destroy the resources, we are killing the life of our children.” “In the olden days we never used mosquito nets for fishing, only fish traps because we knew that fishing with fish traps saves small or tiny fish from being caught.” – resident at a riparian village. A confused picture emerges from responses to questions on whether traditional rules exist governing the use of and access to resources. At an inland village: “We access plants, grasses and trees anytime, there are no rules except for timber trees. We do not use timber trees.” At another inland village, residents said there were no rules for access and utilisation of flowers, plants, bushes, grasses and trees. The same was reported at a riparian village where residents said there were no rules except for using mosquito nets for fishing, but the rule didn’t work. However, residents at another inland village said there were rules set by the government and by the traditional authorities against the cutting of fruit trees. Four out of five villages interviewed using the resource mapping tool said there were no rules for using wild animals. At the other village residents said there were rules set by the central government (MET) and by the traditional authority. 54 Only one village reported that there were rules about access to and utilisation of fish. There were no rules for access to and utilisation of reptiles, amphibians and birds. However, there is agreement that rules are set by the traditional authorities for controlling fire. People would be fined for starting uncontrolled fires. No “off limits” areas or seasonal variation in rules of access or harvesting according to season were reported. No areas are left fallow or to recover, although one inland village reported that it was planning to introduce such an idea. 6.6 Perceptions on rights that people upstream and downstream have In general, people are willing to share resources (particularly during drought periods) and only really distinguish between themselves and a general category of “outsiders”. Resource sharing has always taken place between people in Namibia and their Angolan neighbours across the river: “In the old days we used to go to Angola to collect some of the wild fruits like mangetti and monkey oranges and even the Angolans used to come to our area to collect wild fruits. We even learned how to make traditional beer from the Angolan people. At present we are not allowed to go across that side even to cut reeds at the other side of the river24. “The Angolans used to come and collect resources in our area and sell some of the resources from their country to us”. 6.7 Perceptions on rights that out of basin resource users have Again, respondents tended to think in terms of “outsiders” using local resources such as wild fruits, when considering questions regarding the rights and needs of out of basin resource users. Typical responses were: “Outsiders collect resources as much as they can and we cannot restrict them because they are in a free country”, and, “the relationship between national needs and our needs is almost the same because all the wild fruits are shared among anyone who feels like having or using that particular resource” 24 Due to the security situation 55 6.8 Perceptions on rights (within local context) that non-riparian communities have Inland residents generally felt they had access to resources at the river and riparian residents accepted that non-riparian communities could use the riparian resources. They do, however, expect inland residents to seek permission to use resources through the local headman. At the same time, some residents feel that their resources have become “open access” resources: “It (access to resources by others) cannot be controlled because the Namibian people have freedom of movement and they are coming to collect whatever they want in this area” – resident of a riparian village. 6.9 The History of the community as told by them Little detailed information was collected and generally residents were not able to answer on when their village was established: Mpungu (large inland village): Residents could not tell which year the village was started. The village was established because of good soil for agriculture and there was plenty of wild fruits and grazing. Hard times were faced when there was a lack of water and then they had to travel with their livestock to the river. Currently there is insufficient grazing and “desertification” is setting in. Siopogo village (along the river): Residents did not know when the village was established, but said it had been started when they had fled Angola “because of the Portuguese”. 6.10 How the river and its resources can help develop community members' lives There is widespread recognition of the importance of the river and its resources for local livelihoods: “We depend much on natural resources and some of us get food and clothes from these resources,” said one respondent. Residents have a number of ideas about how the river and its resources can be further used for local development. A number of people mentioned vegetable gardens as a good way to use the water from the river and said they needed support in establishing such gardens. At one village, residents said they have skills such as wood carving, basket making, gardening (vegetables) and building, but do not have the resources to start these activities. 56 Women at one village want to conserve palm trees for basket making and there is some awareness of tourism and a belief that tourists could be attracted to the area. For example a regional councillor suggested that if the river was healthy again, and its vegetation was restored, wild animals and birds would return and this would be an attraction for tourists. Villagers were also aware that tourists were interested in seeing wild animals and this was often cited as a reason for bringing back wild animals. Timber exploitation furniture making development options. and carving were also suggested as There was widespread awareness of the potential to establish conservancies and community forests. Many areas were suggested where such entities could be started. The aim of residents was mostly to protect resources that were thought to be declining such as wild fruit trees, fish etc. The establishment of conservancies was linked to the re-introduction of wildlife for local enjoyment and education, but also to the attraction of tourists and income. A number of places for conservancies and community forests were identified by regional councillors headmen and villagers: In Mpungu constituency: Tuguva village westwards to Katwitwi (wildlife, also marenge and fish ponds). Mangetti game camp West of Kasivi: including a palm area (particularly with the aim of conserving the palms for basket making; also thatching grass) Gcwagi and Mahenzera: along the river and various ponds – protection for fishing and water lilies (food) Kahenge to Morema eastwards: to protect thatching grass(marenge) and fish ponds 60 km from Mururani gate: Mpandu, Tjoha, Mpuku omuramba – for trees Siphugu: to protect trees Omuramba Nzinze to Mpungu Siyena: to protect wild fruit trees Mbambamusi: to protect fruit trees Nkurenkuru: near ELCIN school area – residents are ooking for assistance in: - surveys - mapping the area - organisation and supervision - procedures for conservancy registration - training - finance for materials (e.g. fencing) Plans for conservancies and community forests have been discussed at constituency development committee meetings and at the RDCC. Regional 57 councillors have expressed a need for funds to employ some specialists to survey the proposed areas to see whether they are viable. 6.11 Management structures that communities would like to see Residents would like to see rights over resources devolved to the local level so that people can be responsible for the management of their own resources on their own behalf: “We will be happy if we get this because we are the ones benefitting from the resources around this village and we will be pleased to manage the resources sustainably” – residents of an inland village. However residents of another inland village said: “It’s alright to be responsible for the management of the resources, but we need to have a strong committee in this area including the headman, so that we can work as a team and be responsible on our behalf for the management of our own natural resources”. There is general agreement that there needs to be more co-operation and agreement within the communities themselves in order to manage resources better. Some respondents identified the need for what could be seen as “comanagement” of resources through increased co-operation between traditional authorities and government: “The government and the traditional laws must come together, because the government is issuing permits to the people and the ones getting the permit do not always show their papers to the headmen.” – resident of an inland village. There is a general recognition of traditional leaders and the traditional authority as the channels for problem solving. Residents at several villages said the traditional leaders were effective in providing information and feed back. The traditional leaders are viewed as the main structure through which resources should be managed: “The traditional rules should be strengthened like in the olden days. Now the traditional authority is mixed up with the government rules.” - residents of an inland village. Conservancies and community forests are viewed as extensions of the traditional authority rather in the same way as the Land and Farming Committee, which is under the authority of the chief, but does not consist of headman only. Residents at two inland villages said they needed a fire committee to deal with uncontrolled fires. 58 6.12 The institutional, information-sharing capacity, resources communities see as needed At an inland village residents said the Ministry of Environment and Tourism should “educate the people on how to take care of and manage the resources”. At another inland village: “The Ministry of Environment and Tourism must educate the people living here on how they must take control of the natural resources. People are illiterate on using resources. The MET only come whenever someone in the village kills an elephant. And the bad thing is they arrest the killer and the eaters. They must not only sit in offices, but try to travel and assist people with their problems”. A Regional councillor suggested there was a need for materials and books to inform the young people about how the river used to be and the need to conserve it. Specific needs mentioned were: Information on fire The need to conserve wild animals (especially preceding any plans for reintroductions linked to conservancies) Training in furniture making and carving Information on appropriate harvesting of fruit trees Information on management of grazing areas and land use planning 6.13 Peoples' views on whether the resource can be developed or kept in its natural state From the data presented above, the conclusion can be drawn that residents are opposed to large scale transformation of the land and its resources because they depend upon those resources for their survival. However, they do not believe resources should be kept in their “natural state” if this means non-use. 6.14 Results of formal meetings during the Kwangali Survey First meeting (Nkurenkuru, 16.07.01) This meeting was attended by project staff, representatives of the traditional authority and government officials (see list of participants in Annexe 6). Participants were invited to give short presentations on a) activities carried out by their organisation and b) their perceptions of resource management issues and problems. From the various presentations, the key issues and problems were 59 identified along with some possible solutions (Table 6.). Suggestions and ideas came from different stakeholders, but agreement was sought from the meeting before an issue or solution was recorded. The issues and solutions are presented below (not in any order of priority): Table 6. Problems and solutions identified at the first formal meeting of the Kwangali Survey ISSUE SOLUTIONS 1. Silting of River a) Plant on ridges to stop soil erosion - Erosion caused by loss of grass and reed - Donga Erosion 2. Burning - Especially a problem inland - People do not obey traditional laws on burning a) Need to implement cutline programme (having cutlines also helps to trace origin of fire) b) Provide more information on sustainable natural resource management 3. Over fishing - Caused by fishing with nets, (especially mosquito nets) a) Provide more information on sustainable natural resource management 4. High density of people and livestock at river - Puts pressure on resources a) b) c) d) 5. Slash and burn cultivation along river and inland - Causes deforestation a) Provide more information on sustainable natural resource management b) Identify & promote appropriate forms of land use c) Establish community forests/conservancies - Protect resources - Bring tourists a) Sell cattle to prevent overgrazing and soil erosion 6. Overstocking of livestock (including donkeys) Sell cattle to prevent overgrazing and soil erosion More bore holes inland to relieve pressure at river Need bore holes inland for livestock only Identify & promote appropriate forms of land use 7. Erosion into fields caused by road construction 8. Water - People flock to boreholes - People don’t attend training for water point committees - Water table is dropping a) Earth dams 60 Second and final meeting (Nkurenkuru, 26.07.01) This meeting was attended by project staff, representatives of the traditional authority and government officials (see list of participants in Annexe 6). A report back meeting in mid survey was not held because of the logistical problems of holding such meetings in this area.. The data gathering team reported back to participants on the survey process (meetings held, instruments used, and villages visited) and reiterated the key issues and suggested solutions from the first formal meeting. The team then reported back on the issues raised during interviews conducted at inland villages and along the river, including the main resources people depend upon and the resources that people believed were declining. The participants were then asked to discuss and comment on the findings from the survey. They were then asked to prioritise what they believed to be the most urgent overall issues that needed attention. I. Main resources people depend upon a) Along the river - Water Wild fruits (especially mangetti, monkey orange and wild berries) Palm leaves for baskets Sand and stone for building Trees for poles Thatching grass b) Inland II. Water (including wells and ponds in the omiramba Wild Fruits Thatching grass Trees for poles Clay for building Grass for grazing Small wild animals Palm leaves for baskets Main resources people say are declining a) Along the river - Fish Wild fruits (especially at Kahenge) Small wild animals 61 - Grazing (due to increased number of livestock & influx of people with livestock from Angola because of security problems) b) Inland - - III. Small wild animals (due to increased human population, clearing of fields & hunting and at Kankudi a decline in pangolins and pythons because of fire) Grazing (due to fire) Water (due to lower water table & poor maintenance of government bore holes) Problems and issues from the survey a) Along the river - Fire Lack of grazing Not enough access to fish (no ponds, no floodplains) Mbambi/Simanya villages: Crocodiles eating people and livestock; hippos destroying crops; the grass where the fish hide is missing from the river b) Inland - Fire Lack of water (especially at Mutjokotjo) Lack of grazing areas (because of increasing numbers of people) Too many livestock Problem animals (two people had been killed by crocodiles at Mbambi village) Need for education/information (especially about nature conservation laws) Overgrazing at Mpungu (people bring cattle from 20-30 km away for water) At Kahenge village, no help received in developing vegetable garden Protection of wild fruit trees (suggested forest reserves at Siyena and Mbambamusi) Protection of wild animals (People at Kankudi saw wild animals in the Etosha National Park and want to have a place where tourists can see wild animals in the Kwangali area) c) General issue Traditional laws - Not followed always - Not enforced always - Government gives permits for cutting of fruit trees that people protect under traditional law - People don’t report poaching 62 IV. Prioritised problems and solutions Table 7. Prioritised problems and solutions from the final formal meeting of the Kwangali Survey ISSUE SOLUTIONS 1. Lack of water a) More bore holes b) Establish earth dams c) Pipeline from river to inland + storage reservoir for distribution d) Study of Angolan catchment to see why river flow is reduced (e.g. a dry tributary in Angola) 2. Burning a) Implement cutline programme b) Establish fire committees c) Education/information d) Honour traditional laws e) Establish a community forest with cutlines 3. Cutting of trees a) Education/information - wasteful cutting b) Establish forestry committee - cutting of fruit trees and c) Enforce traditional laws timber trees d) Establish protected wild fruit areas (e.g. Siyena) e) Harmonise government and traditional laws f) Government and traditional authority should co-operate on issuing permits 4. Overgrazing a) More bore holes inland to relieve pressure at river b) Government should repair and maintain broken bore holes/pumps c) Education on managing grazing areas d) Land use planning – fields vs grazing areas 5. Traditional Laws a) Traditional Laws should be supported and enforced (especially - Not always honoured or by the police) enforced b) There should be co-operation between the different levels of - Unclear role of government traditional authority in c) Traditional laws should be documented and made known to various levels of magistrates and the police government - Laws not written so not recognised 6. Silting of river a) Dredge river and sell the sand - Need to deal with sand b) Plough along slopes and not downhill already in river and c) Prevent erosion from road construction and maintenance prevent erosion d) Prevent burning of thatching grass near the river 63 7. RESULTS OF THE SURVEY IN THE MBUKUSHU AREA Interviews were carried out at seven villages (a smaller number than for the other areas because of the smaller area and population) in the Mbukushu area25. Four were visited along the river: Kangongo Mukwe Mutsi’ku Kamutjonga Interviews were carried out at three inland villages: Kambimba Korokosha Mangamba (Numbers of interviews, number of people inerviewed) 7.1 Cultural, religious, social significance of the river to the people living within the basin The survey received few direct responses to the questions in the natural resource use mapping instrument regarding the cultural, religious and social significance of the river and associated resources. Most uses of resources stated by respondents were for economic rather than for cultural, religious or social purposes. However, respondents mentioned some resources that were used for other purposes: Palm leaves, animal skins and tails: purposes. used for cultural purposes and religious Makuvera, Mangindu: for beating drums for cultural and religious purposes. 25 The area surveyed included land on the eastern side of the Kavango River in what is technically the Caprivi Game Reserve. In 1990, during a socio-ecological survey carried out by the MET, there were few Mbuskushu people living on this side of the river and the main inhabitants were the Kxoe (Brown and Jones 1994). Subsequent to the 1990 survey various government projects were launched on the eastern side including an agricultural project and a prison farm. Also many Mbuskushu people moved across the river, settled, cleared land for crops and took their cattle with them. This encroachment undermined the integrity of the Caprivi Game Reserve as well as an agreement between the MET and Kxoe inhabitants that they would not settle south of the Caprvi highway as this area was important for wildlife including elephants. The Namibian Cabinet has approved the deproclamation of the settled land and the reproclamation of a new protected area, the Bwabwata National Park, which would also incorporate the Mahango Game Reserve on the western bank of the river. The new park has not been surveyed and gazetted because of the security situation. During the current survey, Kxoe and Mbukushu residents were interviewed at Mutsi’ku on the eastern side of the river. 64 Kakundu: for ceremonies and Mutjokotjo for traditional dances. Kudu and buffalo: for traditional feasts Mangetti nuts: for oil for cultural purposes. The most important non-economic significance of the river for the Mbukushu people is the Chief’s burial ground on Shipanana Island near Andara. This is a sacred island and is protected by a dragon that will not allow people to access the island for improper purposes. 7.2 Perception of communities on the state of the resource There is some local variation of perceptions concerning the state of various resources, although overall there is agreement that some key resources are declining. At Kamutjonga village (close to the river and bordering Mahango Game Reserve) residents said the following were declining: Trees Grass Reeds Palm leaves The main causes given for the decline were elephants, fire and overpopulation. However, at Kambimba and Korokosho inland, people said their resources were in good condition because they were looking after them, although wild animals had declined because of “trophy hunting, fire and overcrowded population (the clearing of fields)”. At Kangongo on the river, the main shortage was of wild animals (large and small), thatching grass and grazing areas. Respondents at two settlements at Mutsi’ku (mixed ethnically between Kxoe San and Mbukushu): residents said no resources were declining. During the first formal meeting of the survey considerable concern was expressed at the decline in the level of the river and the disappearance of wild animals associated with the river. It was noted that over the past years it had become possible to walk across the river because it was so shallow, but this had not been the case in the past. Some wild spinach used to grow when the river flooded, but hasn’t grown over the past years because the river has been so low. 65 Causes cited for the drop in the level of the river and disappearance of certain resources were increased human pressure and low rainfall. Concern was also expressed at pollution of the river coming from the mission station and hospital at Andara (sewage and water from corpses and new born babies), and coming from sewage at Rundu. 7.3 Who is using the resource, how and who has control In general all residents have access to resources according to their needs irrespective of social status. As in other areas of Kavango there is a problem of people not co-operating with the traditional authority over the enforcement of traditional rules. People cite human rights as a reason for not paying a fine imposed by the traditional leadership. 7.4 Institutions and governance within the community Respondents mentioned the following institutions and structures: Water point committees Schools Churches and church groups Village Development Committee (mentioned at Kangongo, Mukwe and Mutsi’ku) Constituency Development Committee The current Mbukushu chief, Erwin Mbambo, has not appointed a Land and Farming Committee. His chieftanship has been contested and community members have twice arranged their own election of a new chief. Central Government still recognises Chief Mbambo as the legitimate chief of the Mbukushu. The Kxoe people living on the east bank of the Kavango River do not accept the Mbukushu chief as their overall traditional leader although this authority is claimed by the Mbukushu and is supported by Kavango regional councillors. The Kxoe say they have their own traditional leadership that does not fall under the Mbukushu. The Kxoe claim that the Mbukushu are using resources on the east bank illegally. The Mbukushu in this area recognise the Kxoe Chief as their local headman. 7.5 Traditional knowledge and management systems of natural resources There is considerable knowledge about plants, animals, birds and reptiles that can be used for different purposes, including for food, medicine, clothing, ceremonies, tributes, decoration, building purposes and tools. The resource use 66 tables show that respondents mentioned a total of ……… trees and plants, …..animals, …..birds, ……… reptiles and amphibians (number still to be computed) that are used for these purposes (see Annexe 2 which provides a consolidated list of natural resources for the Central Area derived from the resource use tables and traditional doctor resource use tables). Respondents showed a high degree of awareness of the need for sustainable management: “We want to use our resources sustainably and do not want people to misuse the resources – not to cut down trees for no reason” – residents of a village in West Caprivi. “The main aim is to manage our resources in a sustainable way that even our great grand children to come can still find the resources existing” - resident of an inland village. “The Kxoe survive on the wild fruits and wildlife so it’s important that these resources must be around us because they are our mother and we are their children” – Kxoe inhabitant of a village in the Caprivi Game Park. Another Kxoe inhabitant: “If people want to live with their animals, I appeal to them to stop firing guns and rather use the bow and arrow so that the animals will not fear people. That is why a Bushman is a good man to survive with animals because he knows how to get a few and leave others for the future. The thing of using nets to catch fish is finishing the fish in the river, they better introduce the ancestors method of fish traps to get the big ones only and leave the small ones to survive and grow bigger”. Generally there was agreement that traditional rules exist to prevent the cutting of wild fruit trees, to prevent the setting of uncontrolled fires and governing access to grass, trees and bushes. In some cases, but not others, the rules seem to be effective: “The rules are still working because wild fruit trees are not cut off, since the rules were set by the traditional authority and against the burning of fire. If you are fund, then you will be charged accordingly”. – resident of an inland village. “Rules are existing, but are not followed by outsiders.” – village next to Mahango Game Reserve, At a riparian village, residents said outsiders were not allowed to harvest thatching grass near the village. They had to buy it from the villagers. This rule was enforced by the traditional authority. 67 Residents at two settlements at Mutsi’ku in the Caprivi Game Reserve said there were no rules for use of flowers, plants, bushes, grasses or trees. However, one resident said (in answer to a different question): “The rules are helping us not to misuse the resources. If there were no rules to help us, we could not have found the trees in this area, and would not have survived until this time”. People were well aware of government rules regarding killing of wildlife because of the proximity of the two game reserves. However, at Mutsi’ku again, residents said there were no rules regarding the use of wild animals. One village reported rules for not harvesting small fish and not using mosquito nets. No rules were reported for the use of reptiles, amphibians or birds, apart from government rules about not killing birds. No off limits areas were reported apart from the proclaimed protected areas and the area north of the main road in the Caprivi Game Park where the Kxoe were being denied access to wild fruit areas by the Namibian Defence Force because of the security situation. 7.6 Perceptions on rights that people upstream and downstream have “People living along the river have to take care of it, especially the Angolans and people from Botswana. They also have to take care of their resources and it is where the richness of the resources are coming from”. – resident of a village in West Caprivi. Generally, however, most residents think in terms of outsiders (from other areas of Kavango or from Caprivi) and tourists when asked to consider the rights of others regarding the use of the river. 7.7 Perceptions on rights that out of basin resource users have “The relationship between local needs and national needs is really strong because tourists are coming to visit our area on a daily basis” – resident at a village next to Mahango Game Reserve. 7.8 Perceptions on rights (within local context) that non-riparian communities have “The relationship with outsiders is just normal because they are permitted by the area headman to access natural resources in our area.” – resident of a riparian village.” 68 “The outsiders are having the same rights over the resources as us as long as they follow the authority being given from the area headman” – resident of a riparian village. 7.9 The History of the community as told by them Mangamba village (inland) Residents said the village was established in 1974 because of better grazing areas and fertile soils for farming. They experienced hard times two years ago when there was a drought, but the last two years’ crops were good. A long time ago, in 1985, their parents also harvested a lot of crops and the rain was good. Mukwe village (riparian) “This area was established by our great-great grandfather. Our forefathers were born in this area and died here. That’s why we also find ourselves here.” Good times were in good rain years, and bad times were in years of drought. Mutsi’ku (Caprivi Game Park): The Mbukushu say they arrived in the Mutsi’ku area during the colonial times and others moved there after independence. They moved there for the grazing and fertile soil for the crops. However, the schools only use English and the San language, not Mbukushu. They want to be recognised as a tribe settled at Mutsi’ku for many years. In the past people were moved by the government from what is now the Mahango Game Reserve in 1934 for easier tax collection purposes. The people of Kamutjonga village next to Mahango Game Reserve were refugees from Angola. They were moved into the area which is now the reserve, and then moved out when the park was created. 7.10 How the river and its resources can help develop community members' lives Of all the areas surveyed in the Kavango Region, the Mbukushu area has the greatest potential for tourism development. This is due to the existence of the Mahango Game Reserve and the Caprivi Game Park, both of which contain riverine and woodland habitats with their attendant mammal and bird life. There are several existing lodges and camp sites along the river on the western bank. Tourist numbers had declined because of the security situation, but had begun to pick up again during the time of the survey. 69 Residents are well aware of the potential for tourism to contribute to the local economy: “Because of the wild animals here, people travel through Botswana to see them and they leave the money and see some nice scenery.” – resident of a village in the Caprivi Game Reserve. “It’s really important to manage resources in our area because it’s bringing tourists and promotes tourism activities. Tourists are staying day and night at Popa Falls, Mahangu Game Reserve and different lodges.” – residents of a riparian village. There is considerable potential for greater community involvement in tourism and its benefits. One private sector lodge owner provided the author with an impressive list of ideas for tourism activities linked to local communities which would considerably enhance their income. There are however, some constraints to better links between the private sector and local residents. During the formal survey meetings a number of issues were raised concerning relationships with the private sector. There were some complaints that workers were exploited by lodges and not paid well enough. According to chief Mbambo, the attitude of some lodge owners is not always appropriate: “Some of the lodges try to rule the area like this is their own land. Some lodges wanted to sell our land.” There are considerable benefits that could also accrue to local communities from the protected areas. These benefits could include greater income from tourism, but could also include access to resources within the protected areas. One possibility that has already been investigated is the sustainable harvesting of palm leaves within the Mahango Game Reserve. Hines and Cunningham (1992) concluded that: “In eastern Kavango, Hyphaene palms have undergone a massive decline in numbers, largely through cutting of plants for the ‘palm hearts’. The only large populations of palms remaining in the area all fall within the Mahango Game Reserve. Preliminary assessments of the palms (Hyphaene petersiana) in the Mahango Game Reserve…indicate that there are sufficient palms to support a sustainable of leaves for basketry. There are 4 discrete areas of palms and annual leaf production could support up to 1 200 basket makers. Controlled access to this resource is recommended as a way in which local inhabitants can profit from the Reserve…Cutting of palms should be made dependent on registration of basket makers’ associations in each village and the establishment of artificially planted palm populations outside the park.” When the Mahango Game reserve was first established, the tribal authority was promised a share of the income from gate money by the government in 70 exchange for giving up the land for conservation. At the first formal meeting of the survey we were told that only two such payments were made and then the arrangement came to a halt. It was suggested at the same meeting that income from the game reserve could be used by the tribal authority for improving infrastructure such as inland roads which could also serve as fire breaks. “Mahango could be our diamonds”, one participant commented. Trophy hunting takes place within the Caprivi Game Park and within Mahango. The meat from the hunts is supposed to be distributed by the hunter to local villages. Residents at Kamutjonga village complained that the meat from the hunting in Mahango is not distributed properly. MET staff drop off bones stripped of most of their meat and the villagers suspect that the rangers keep the best meat for themselves. The broken promise by government to share the revenue from the Mahango Game Reserve has left a feeling of mistrust with local people. “If you come with good ideas, don’t be surprised if we reject them. We learnt our lesson with Mahango”, said Chief Mbambo at one of the formal meetings of the survey. In order for residents of the Mbukushu area to fully benefit from wildlife and tourism, two important actions need to be taken. On the community side, residents need to form a conservancy in order to provide the framework for them to receive income from tourism and hunting on their own land. Such an institutional arrangement would also provide a suitable structure for protected area staff to negotiate and work with. On the government side, the proposed policy on parks and neighbours of the MET needs to be approved and implemented. For a full discussion of possible benefits to communities from protected areas such as Mahango, and proposals for the MET parks and neighbours policy see Jones 1997. The suggestion to form a conservancy was made during the first formal meeting of the Mbukushu area survey. However, Chief Mbambo told the author during the survey that he is not happy with conservancy proposals because of the way the conservancy approach is being applied in the Caprivi Game Reserve. He said the conservancy being developed there was only for the Kxoe people and was undermining unity among his people26. Irrigated small-scale gardens were another suggestion for improving people’s livelihoods made during the survey. Many such irrigated gardens have been started by development agencies in the area in the past and nearly all have failed. Participants in the formal meetings of the survey often referred to the number of failed development projects in the region and warned that they expected action from the Every River project, not just words. 26 The stated policy of the NGO working in the Caprivi Game Reserve, Integrated Rural Development and Nature Conservation (IRDNC), follows the legal provisions for conservancies that state that no-one can be excluded from membership on the grounds of ethnicity or gender. 71 7.11 Management structures that communities would like to see There is general acceptance of the role of traditional authorities in managing natural resources. At a riparian village, residents said they were responsible for the management of natural resources through the traditional authority. There is also a feeling that local control and authority should be extended: “We want to benefit from natural resources ourselves, not the government only. The community are the people who are experiencing the problem – let them benefit from the resource.” – a resident at a village in West Caprivi. A second added that elephants and hippos were destroying their crops and that tourists were paying to see the animals. However, the money goes to the government. “Why not to the people whose crops are destroyed, because they take care of the wildlife.” One village suggested the establishment of a fire committee with the government. 7.12 The institutional, information-sharing capacity, resources communities see as needed Very few suggestions on information needs were gathered during the survey. In general, villagers wanted information on better management of resources. 7.13 Peoples' views on whether the resource can be developed or kept in its natural state From the data presented above, the conclusion can be drawn that residents are opposed to large scale transformation of the land and its resources because they depend upon those resources for their survival. They do not view absolute protection of resources as an option because of their dependence on the resources for their livelihoods. 7.14 Results of formal meetings during the Mbukushu Survey First meeting (Popa Falls, 24.08.01) This meeting was attended by project staff, representatives of the traditional authority and government officials (see list of participants in Annexe 6). 72 Participants were invited to give short presentations on a) activities carried out by their organisation and b) their perceptions of resource management issues and problems. From the various presentations, the key issues and problems were identified along with some possible solutions. Suggestions and ideas came from different stakeholders, but agreement was sought from the meeting before an issue or solution was recorded. The issues and solutions are presented below (not in any order of priority): i. Issues concerning the river: - it is becoming shallower perhaps because of water being abstracted for irrigation, increased pressure and lower rainfall - pollution - declining resources ii. Failed development projects - many development projects have been started in the area but have failed - there is a need for development in the area iii. Problem Animals - Predators from the Buffalo area and Mahango Game Reserve kill livestock - Elephants and other animals from the Buffalo area and Mahango damage or eat crops - Crocodiles eat livestock and people iv. Fire - Inland: destroys wild fruits, enters game parks and burns vegetation On islands in river: destroys resources; caused by Angolans Cutlines are needed to help prevent fires from spreading v. Poaching - a problem in the Buffalo area and the Mahango Game Reserve vi. Water - availability is a problem in some areas, particularly inland - in some inland areas the water quality is not good vii. Destruction of vegetation - in the Mahango Game Reserve caused by too many elephants viii. Reeds are declining 73 ix. Lack of co-operation with traditional laws - Some people do not respect the traditional laws - Some people do not accept the authority of traditional leaders to issue fines if people break traditional rules for managing resources x. No benefits from Mahango Game Reserve - The tribal authority was promised a share of income from the Mahango Game Reserve in return for giving the land for conservation - Income was received for a couple of years in the 1980s and then stopped xi. No benefits from safari hunting - Safari hunting takes place in Mahango, but the government gets all the income - The meat from the safari hunting is not distributed so that local people can benefit properly xii. There is a need for a conservancy - A conservancy is required to provide a mechanism for people to benefit from the game parks and from the safari hunting xiii. Poor relationships with some lodges - Some of the lodge managers and the manager of Shadikongoro do not respect the local headmen Some lodges exploit their workers Some whites at the lodges treat local residents like human beings but some don’t Second and final meeting (Popa Falls Malaria Camp, 31.08.01) This meeting was attended by project staff, representatives of the traditional authority, government officials, visitors from the Botswana component of the project and staff members of Namibian partner NGOs (see list of participants in Annexe 6). A mid survey report back meeting was not held because of the shortened time during which this survey was held. The data gathering team reported back to participants on the survey process (meetings held, instruments used, and villages visited) and reiterated the key issues from the first formal meeting. A number of issues submitted by one of the tourist lodges in the area were also presented to the meeting. The team then reported back on the issues raised during interviews conducted at inland villages and along the river, including the main resources people depend upon and the resources that people believed were declining. The participants were then asked 74 to discuss and comment on the findings from the survey. They were then asked to prioritise what they believed to be the most urgent overall issues that needed attention. At this stage, despite attempts by the Chair to move the meeting forward, Chief Mbambo repeatedly stated that there was no point going further with the meeting. The key issues had been identified, and there was reason to discuss them further. Despite a willingness by a number of junior headmen to continue, Chief Mbambo made it clear the meeting should stop. As it appeared as if there was little likelihood of prioritising the issues and completing the workshop, the Chair closed the meeting. This was the only meeting during the whole survey that was not conducted in a good spirit by senior community leaders. I. Issues submitted by fax to the project by the owner of Suclabo Lodge, one of five lodges between Divundu and the Mahango Game Reserve: 27 The proclaimed nature conservation areas, the Mahango Game Reserve and the West Caprivi Game Reserve, are deteriorating especially since Cecember 1999. No, or untrained, game wardens resulted in uncontrolled poaching, shooting and a free-for-all area (including the Special Field Force, the Namibia Defence Force and the Angolan soldiers) The river and its islands are endangered by the depletion of fish resources through the extensive application of nets, hunting with dogs of otters and other small game. This is mainly done by children. Strict control or even prohibition of private speed boats on the river needs to be introduced. The few hippo families left between Popa and the Mahango Game Reserve need to be protected. The triangle between Divundu (Prisons), the river, the Caprivi highway and the Caprivi Game Reserve is of great concern. The area, which used to be a natural extension for elephants and other game along the river, has in the past few years been subject to resettlement of people resulting in nearly total deforestation, bush fires etc. Our urgent plea is to at least proclaim this area as a conservancy or even include this area as part of the game reserve. Ten years ago, elephant could be viewed from Suclabo Lodge on the other side of the river – today one can view trucks on the Caprivi Highway due to deforestation. Polluting and littering in Divundu and along the main road to mahango needs to be urgently addressed. The current status is a disgrace and certainly will not contribute to attracting tourists. Community awareness programmes would be of great assistance. Suclabo Lodge urges the Ministry of Environment and Tourism to review its decision not to allow boat cruises in the Mahango Game Reserve. Such a 27 These issues were presented during the final meeting, but were not necessarily agreed upon by all participants. It was clear that some community leaders disagreed with some of the statements. It was not possible to resolve these disagreements because no representative of the lodge was present and the meeting was in any case curtailed. 75 boat cruise is one of the main attractions for tourists in places like Victoria Falls and Chobe. II. Main resources people depend upon a) River area - Fish, reeds, water, grass, small wild animals, trees, soil, wild vegetables b) Inland areas - III. Wild fruits, water, trees, grazing, small wild animals, birds, thatching grass, soil Key issues from interviews a) River area Problem animals (crocodile, hippo, elephant, lions, hyenas) River getting shallower Decrease in reeds (at Mukwe access to reeds is cut off by the Mission Small wild animals declining At Mutjiku (on the east bank of the river) a number of issues were identified: Access to the wild fruit collecting area north of the Caprivi highway used by the Kxoe San has been closed by the Namibian Defence Force (as a result of its proximity to the Angolan border) People have settled in the core area left by the Kxoe (as a conservation area not to be settled in) south of the Caprivi highway People from the west bank of the river collect resources on the east bank in the Mutjiku area Women’s access to palm leaves has been restricted by the Namibia Defence Force The Mbukushu in this area do not get drought relief, but the Kxoe receive drought relief At Kamutjonga there were the following problems: Outsiders cut poles and grass and then just leave them to waste Problems related to living next to the Mahango Game Reserve include a lack of access to resources and problem animals At Mukwe, the traditional leadership had allocated land for a lodge, but nothing had happened At Kangongo there was a need for cutlines to prevent fire and for gardens to produce vegetables (this was added during the meeting) b) Inland 76 Lack of water Fire Lack of infrastructure and services such as schools and clinics At Kambimba there were the following problems: The grazing area is getting too small because of an increase in livestock numbers Wild animals such as elephant, kudu, and monkeys eat crops 8. CONCLUSIONS AND RECOMMENDATIONS 8.1 Survey process The survey process, adapted from previous socio-ecological surveys in Namibia, proved appropriate for meeting the needs of the project, and proved flexible enough to be adapted to the needs of each survey area within Kavango. The information-sharing component, where community leaders and government officials gave short presentations during formal meetings, was an important aspect of the survey. The report has not included much of the material provided by government officials or NGOs, because part of their presentations covered their activities in the area or for example, information about conservancies or community forests. However, the provision of such information at a gathering of senior traditional leaders proved to be very valuable. For example, during one of the formal meetings of the Gciriku survey, the presentation by an NGO on its activities was followed by a lively discussion. This led to advice from the traditional leaders on how the NGO could improve its activities and make them more practical and therefore more useful to the community. During the first formal meeting of the Central Area Survey, a MET official provided information on the conditions for establishing a conservancy and the potential benefits. A member of the Sambyu traditional authority responded by saying: “This information has been lacking. We only heard it today. This is good and useful information but why has it not already been conveyed to the traditional authority?” The project was thus able to provide a useful platform for the sharing of information and the exchange of ideas and views between different stakeholders right from the outset. This formed an important step in trying to build a common understanding of the issues concerning the river and its resources. Some concern might be expressed at the lack of good data gathered in relation to residents’ views on the rights of out of basin users, upstream and downstream users and the rights of non-riparian users. To some extent the data gatherers might not have been probing well enough to explain these issues. On the other hand, it appeared across the region that residents mainly thought in terms of local “outsiders” or tourists when responding to questions on these topics. 77 8.2 Agreement with the aims of the project There was almost unanimous agreement with aims of the project during the village interviews and formal meetings. The only real caveat was that something must happen and that the survey must not result in talk only. “We are only going to say the project is good when we see the progress.” And: “Don’t you get information then keep it for yourself, rather bring it back for progress” – quotes representative of peoples’ attitudes on this issue. Recommendation Simply by carrying out the survey, the project has created expectations amongst community leaders and members. At the same time, the Kavango region is littered with failed development projects. It is therefore strongly recommended that project partners find the appropriate mechanisms and resources to implement the further phases of the project and ensure that some lasting processes are put in place that can assist residents in sustainable natural resource management. It is particularly recommended that additional time and funding are sought to carry project activities beyond the current end of project timetable. 8.3 Dependence on natural resources Residents of Kavango still rely heavily on renewable natural resources for their livelihoods. The consolidated resource use tables presented in Annexes 1-4 show the variety of resources that are used for economic, cultural, social and religious purposes. Fish, reeds, wild fruit trees, timber trees, thatching grass, small wild animals, grazing and water are among the most important resources people depend upon. Even though all residents are involved in the cash economy, many people fall back on the gathering of wild fruits in times of hardship. Some families are benefitting from the commercialisation of such resources as thatching grass and poles cut for construction purposes. A number of people are also benefitting from the sale of carved or woven crafts made from renewable natural resources. There is potential for the expansion of such activities where there are sufficient quantities of the resources available for continued sustainable exploitation. 78 Recommendation Any future income generation activities that emerge as a result of the survey and the project, should focus on those natural resources with sufficient potential to sustain harvesting at commercially exploitable levels. Local individual and community involvement in tourism should be strongly promoted as a way of increasing income and increasing local control over land and resources. 8.4 Conditions for community action and mobilisation An important aspect of planning future project activities will be an assessment of whether the right conditions are in place for project interventions to be successful. The following issues are examined with this assessment in mind: Community cohesion Data from the social linkages instrument interviews shows that communities believe themselves to be very cohesive and cooperative internally across, age, gender and class groups. This does not necessarily extend always to natural resource use where some residents said there was a need for much greater cooperation in managing and conserving resources. Constraints to community “mobilisation” Participants in the survey themselves identified some problems that might be encountered in “mobilising” the community. They mentioned social problems such as drinking and “laziness”: “Fighting happens everyday because of alcohol and I personally would like the sugar company to stop producing laziness and fighting. It is like a disease which is killing us.” – resident of an inland village in Sambyu tribal area. “Unavailability of employment opportunities causes theft and laziness.” – resident of an inland Sambyu village. Identification of problems However, a positive condition for action and mobilisation is that residents of the region and their leaders clearly acknowledge the problems that exist regarding natural resource use and in many cases are aware of the causes of the problems. This makes it much easier to work with people to develop solutions and implement those solutions. People realise that many resources are declining and want to conserve them. In many cases proposals from the community involve some form of institutionalised conservation through conservancies and/or 79 community forests. These ideas are very much linked to support for the idea of localised rights and control over resources. For example: Resident of a village near Rundu - “We do not want our children to see animals only in magazines and pictures. The government or NGOs should support us to bring back the animals and provide a place for conservation. We will be responsible for the management of the natural resources ourselves.” Constraints in the Mbukushu area In many ways the Mbukushu area has the greatest potential for future project activities, given the existing protected areas and wildlife-based tourism. However, there are a number of constraints to promoting community action. The Mbukushu people are divided between supporters of the incumbent chief, Erwin Mbambo and a former chief, Alfons Majavero. Chief Mbambo and his senior headman did not appear to welcome the project and its proposed activities. In general Chief Mbambo’s contribution to the final meeting of the survey was not positive and he gave the impression that he does not wish to work with the project. Particularly during the second meeting of the survey he was very defensive of his position on a number of issues. Some of his Senior Headmen refused to acknowledge that local people were responsible for the decline of various resources and blamed whites for the decline in wildlife along the river for example. This attitude was in sharp contrast to that shown in all other areas visited and all other formal meetings held during the survey. In these meetings, traditional leaders and community members themselves identified the role of local residents as well as outsiders in the decline of natural resources. The Mbukushu area was also the only one in which it was not possible to find solutions to the problems identified. It was clear to project staff that various statements by Chief Mbambo and his Senior headmen had a political motivation. This was possibly partly due to the fact that Chief Mbambo has in the past been unhappy with IRDNC’s position on his claim to be the traditional leader of the Khwe people in West Caprivi. IRDNC has accepted the claim by local people that they have their own chief and do not owe allegiance to the Mbukushu Chief. It is also possibly partly due to the fact that two elections have been held in the Mbkushu area where local residents elected Alfons Majavero as chief. The government still recognises Chief Mbambo and IRDNC is not in a position to say who is supported by the majority of residents. It is clear however, that a substantial number of Mbukushu people do not support Chief Mbambo and do in fact support Mr Majavero, and that there is a de facto dispute over the chieftanship. For this reason, IRDNC invited Mr Majavero to the formal meetings of the Mbukushu survey and gave him the opportunity to give a short presentation. Chief Mbambo subsequently strongly 80 objected to this, arguing that Mr Majavero had also been given the status of a chief in the meeting by IRDNC. In contrast to the attitude of Chief Mbambo and his senior headmen, villagers and local headmen welcomed the project and were prepared to work with project staff. Indeed during the final meeting of the survey some of the junior headmen were keen to engage in prioritising problems and finding solutions, but the discussion was curtailed by Chief Mbambo. Recommendation In the circumstances described above, it is unlikely that the project will be able to work fruitfully in the Mbukushu area. It is recommended that the project wait until the disputed chieftanship has been resolved or that other leaders in the area (such as the regional councillor) request further involvement before any attempt is made to work in the area. 8.5 Implementing solutions The surveys demonstrate a high degree of awareness among community leaders and community members about the main issues and problems concerning natural resource use associated with the river. The results of the formal meetings held during the survey also demonstrate that there is a high degree of awareness of possible solutions for the problems. Constraints to implementation However, community members and traditional leaders express frustration that it is difficult to implement the solutions. Everyone spoken to during the survey, from villagers to regional councillors, agree on the need to prevent unwanted veld fires, yet such fires continue to rage throughout the region each year. It is also becoming increasingly difficult for local communities to control resource use by outsiders, who tend to cite a constitutional freedom to go where they want in Namibia and use what they want. Outsiders tend to ignore the rules of traditional authorities. Further, these authorities also say it is increasingly difficult to exercise control over their own communities. In the past, the traditional authorities would, for example, levy fines for careless starting of veld fires, but now there are people who refuse to pay or threaten legal action against traditional leaders who try to enforce traditional laws. Some traditional authorities seem more able than others to exercise control. In some areas, such as at Kasivi in the Mbunza area, villagers have started their own natural resource management committees under the leadership of the traditional authority. The Kasivi committee in particular seems able to exert 81 control over local resources and appears to be an example of what can be achieved at local level with determination and commitment of the villagers and traditional authority. . The ability of headmen and local committees to control use of natural resources appears in some cases to be linked to the support and cooperation received from the central government departments and the police. Control is more effective where the central government officials and the police support the traditional authority. However, there is also a feeling that traditional leaders’ authority is undermined when vehicles belonging to central government departments are seen being loaded with timber or other resources that have been illegally gathered by officials. Opportunities for implementation A major opportunity for implementing solutions is that communities understand the need for conserving their resources and are proposing the establishment of local community conservation areas. Many specific areas were proposed during the survey for this type of conservation. Table 8 sets out the areas proposed, the type of institution proposed and the resources which residents want to conserve. Table 8. Areas proposed for some form of community conservation in Kavango Area Type of protection & status Resource to be conserved Mukuvi-Shinyungwe & 20 km Community forest, currently Mainly woody vegetation inland. Gciriku area. being negotiated. Land adjoining south western Conservancy, currently being Wildlife, woody vegetation corner of Kaudom Game negotiated. Delayed due to Reserve border disputes between Gciriku and Sambyu. Shamvura, Gciriku area Community “nature reserve”. Floodplain near Shamvura, Proposed by owner of fish, reeds, trees, etc. Shamvura, Mark Paxton and discussed with local headman. Kasivi/Nkorowere, Mbunza Fenced ponds controlled by Fish area villagers. Kasivi, Mbunza area Conservancy. Villagers report Riverine habitat, fish, wildlife area visited by whites in ’92 who suggested a conservancy. Headman keen to proceed. Samagaigai to Shakambu, Conservancy. Proposed by Wildlife, woody vegetation Sambyu area (west of traditional leadership. Kaudom GR) Nyondo area near Mangetti Conservancy. Proposed by Wildlife Game Camp, Kwangali area traditional leadership Mangetti Game Camp, Conservancy/community Wildlife, woody vegetation Kwangali area game reserve. MET intends to hand over to Kwangali tribal 82 Ntara, Gcwagi, Mahenzere, Kwangali area Kahenge to Marema, Kwangali area Mpanda, Tjoha, Mpuku omuramba, Kwangali area Siphugu, Kwangali area Omuramba Nzinze to Mpungu, Kwangali area Siyena, Kwangali area Mbambamusi, Kwangali area Nkurenkuru (around ELCIN school), Kwangali area authority. Under discussion. Not identified yet. Proposed by traditional leadership. Not identified yet. Proposed by traditional leadership. Community forest? Proposed by traditional leadership. Community forest? Proposed by traditional leadership. Conservancy? Proposed by traditional leadership. Community forest? Proposed by traditional leadership Community forest? Proposed by traditional leadership Conservancy. Proposed by headmaster and other residents. Assistance being sought for establishing conservancy. Palm trees, thatching grass (marenge), fish ponds, edible water vegetation Thatching grass (marenge), fish ponds Trees Trees Trees, wildlife? Wild fruit trees Wild fruit trees Wildlife? Trees? Recommendation The project should continue to work with local communities in Kavango through building on the identification of problems and solutions begun during the survey. The project should focus on assisting communities to implement practical solutions tailored to local circumstances. This should involve the strengthening of the capacity of traditional authorities in their enforcement of traditional laws regarding natural resource management. Recommendation Future activities that emerge as a result of the survey and the project should focus on localities where residents and leaders have identified resources and specific areas of land in need of conservation. Existing community cohesion and commitment to conserving resources should be used as criteria for choosing where further work can be carried out. 8.7 Cultural, religious and social significance of the river to local communities Most uses of the river and its associated resources mentioned by respondents were economic in nature. However, it was clear that throughout the region, residents place an aesthetic value on resources such as trees and wildlife. There is an interest in conserving these resources for future generations, not only for future economic use, but also for enjoyment of their existence. 83 Residents reported the use of a number of resources such as reeds and palm leaves for religious purposes, wild animals for certain feasts and ceremonies and other resources for various cultural purposes. In the Mbukushu area, the sacred burial island for chiefs represents the most striking example of the cultural and religious significance of the river for local people that was reported. 8.8 Concern over the status of the river and its associated resources Throughout the region, respondents reported the decline of various resources. Although there is some local differentiation, in general the resources that are declining are: Fish; reeds; trees; grazing; and a certain type of thatching grass found near the river (“marenge”). A number of reasons are given the perceived decline in resources. Among the most important of these reasons are the increased human and livestock populations which are leading to over utilisation of the resources and deforestation as more fields are cleared for cultivation. A major concern of Kavango residents (as in Botswana) is the drying of the river. Survey participants in all areas said the river seemed to be getting more shallow and that the resources directly associated with the river, such as small wild animals, reeds and other vegetation were declining. There is a varied understanding of the causes of the decline in the health of the river. Some respondents pointed to silting of the river because of inappropriate ploughing methods, some spoke of “increased pressure” on the river because of increased human and livestock populations and others mentioned issues such as pollution. Some respondents wondered whether there was some form of blockage of the river upstream in Angola. Others linked the drying of the river to low rainfall in the past years. Recommendation Information on the causes of the decline in the health of the river and on the causes of the drying of the river should be provided to residents in order to help the identification of appropriate solutions and future activities. 8.9 Who is using the resource and who has control Throughout the region the main users of resources are local residents. However, there is an increasing tendency for “outsiders” to claim use rights and many outsiders harvest resources without seeking permission locally. At the village level, all residents appear to have equal access to resources according to their need and no villages reported that local elites had established control over specific resources or used more than their “share”. The exception is where individuals have fenced off parcels of land to establish their own cattle ranches. 84 Not only is the grazing lost to the rest of the villagers, but often access to other resources such as palm leaves or fruit trees is denied to others by the individual rancher. The right of the traditional authority to allocate land through the Land and Farming committee appears to be generally accepted. However, there is both acceptance and contestation of the right of traditional authorities to control access to and use of natural resources. There is also overlapping authority over natural resources between traditional authorities and central government departments that have responsibility for issuing permits for the use of certain resources. The example was given on several occasions during the survey of the forestry department giving permits for cutting trees. The individuals who had obtained the permits would then cut trees without the permission of the local headman or would cut trees that local residents wanted to conserve. There is clearly a desire for local control over resources to be strengthened. 8.10 Institutions and governance Many of the issues concerning institutions and governance are covered in the section above, regarding control of resources. Throughout Namibia there is an institutional gap below the Regional Councils because there are no statutory bodies that are part of the government administrative system at local level apart from municipalities. The constituency development committees and village development committees are essentially platforms for regional councillors and others within the state apparatus to consult with local communities. They do not provide local residents with any decision-making authority, and the degree to which these bodies are really functional varies across the region. Where they are functional, they also need to be taken into account when planning further project activities. The constituency level committees can provide an important link between the local village and the regional council. At the regional level, the revived Regional Development Coordinating Committee has the potential to play an important role in shaping development within the region. Although it is becoming increasingly difficult for the traditional authorities to enforce traditional laws, these institutions continue to receive considerable respect and support at the local level. They control land allocation through the land and farming committees and remain the local entry point for outside development interventions. The emergence of new institutions over the past few years will create three different layers of decision-making body, all with some level of authority over natural resources: the traditional authority; community-based institutions (water point committees, conservancies, community forest committees); and institutions linked to the regional government structure (village development committees, constituency development committees). Alongside these institutions, the 85 government departments responsible for various sectoral issues will still continue to exert authority over natural resources to varying extents. Already there is a need for greater co-operation between traditional authorities and regional and central government in the enforcement of traditional laws and in clearly defining the roles of these different institutions. Once conservancies and community forest committees are established, there will be an even greater need for the clear definition of roles and responsibilities and the promotion of cooperative approaches to natural resource management. Table 9 provides a generic list of local level institutions and their functions. Table 9. Local institutions of the Kavango Region and their roles and responsibilities Institution Roles and responsibilities Regional Development Coordinating Coordination of development activities at Committee (RDCC) regional level (includes government departments, traditional leaders and NGOs) Constituency Development Committee (CDC) Coordination of development activities at constituency level. Makes development proposals to RDCC. Village Development Committee (VDC) Coordination of village development activities. Makes proposals to CDC. Traditional Authority Overall responsibility for land allocation, making and enforcing traditional laws, dispute resolution Land and Farming Committee Reviews applications for land and grants approval for land acquisition Settling of land disputes Plans for viable land utilisation and conservation of natural resources Advises the chief on land management and administration Natural resource management committees Water Point Committees Church groups Youth groups School board committees Political parties Women’s groups Health committees Responsibility for managing local resources; control of access to resources & control of harvesting techniques Management of village water use; maintenance and operation of infrastructure Various religious activities, assistance to the needy Promoting the interests and voice of the youth School governance Electioneering, party organisation, etc. Promoting the interests and voice of women Local health education, cooperation between villagers and health authorities 86 Recommendation The project should continue to work through local traditional authorities as the entry point for future activities. Where there are existing local level natural resource committees, these should be supported. The project should also help to promote co-operation between the different layers of decision making from village through to regional council and central government departments. 8.11 Traditional knowledge and management systems Throughout the region there is considerable knowledge of the uses to which resources can be put, a high degree of awareness of the need to conserve resources and a good knowledge of appropriate management practices. However, the application of traditional harvesting techniques (e.g. fish traps) is being replaced by modern techniques (e.g. mosquito nets) that are leading to unsustainable harvesting. Traditional rules exist for the use of a number of resources, but are often ignored. There is some ambiguity in the reporting of traditional laws with some residents saying they exist and others saying they do not. This could have more to do with the fact that rules are being ignored than with their existence. No areas are kept “off limits” except government conservation areas or land allocated to development schemes. No areas are kept fallow and no rules were reported for the use of birds, reptiles amphibians or insects. 8.12 Understanding of the rights of other resources users In general there is a willingness to share the river and its resources with other users, as long as permission is obtained locally. In most areas, there is cooperation and resource sharing between riparian and non-riparian communities, but non-riparian communities feel isolated and neglected by government. In a few cases they claim they are denied access to resources by riparian people. Respondents had difficulty in conceiving of categories of resource users such as people upstream or downstream or out of the basin. They tended to think in terms of “outsiders” in a more localised sense (people from Kavango, but not from their own village) or as tourists. Resource sharing with Angolans across the river was common in the past, but has been curtailed recently because of the security situation. 87 The proposals for abstracting water from the river to supply Windhoek were not widely mentioned during the survey. However, the apparent lack of awareness and concern might stem from a perception that people were able to stop the development and that the project has now been shelved28. According to previous work in the region carried out by SIAPAC (1998), opinion at the time was strongly against the proposed abstraction of water. The main concern was the effects on the river, which people already felt was “much lower than in the past”. Recommendation The project should provide information to residents explaining the needs and roles of the various groups of resource users within the river basin. 8.13 History of the community There was insufficient time to devote to detailed histories of each village. It is clear however, that considerable movement of people has taken place within the region and is still continuing. People have moved into Kavango from Angola in the past for various reasons and a new wave of immigrants was received during the past two years because of the war in Angola. People are also moving from the overcrowded river to open up new lands for cultivation and livestock in the interior. 8.14 How the river and its resources can help develop community members' lives There is considerable potential for increasing the contribution of the river and its resources to supporting local livelihoods. Residents have a number of ideas including fish farming, irrigated gardens, tourism, craft making, sale of thatching grass, timber harvesting and processing etc. Nearly all of these have been promoted by various development agencies in the past and in most cases there have been only a few success stories. Currently, the most successful activities are the craft making supported by the Rossing Foundation, the sale of thatching grass to various middlemen and the irrigated garden supported by Shankara. In order for communities to gain the most out of resources such as wildlife, tourism and forest products, they need to form institutions such as conservancies and community forest committees in order to gain greater rights and control over the resources. 28 In fact, the proposals are on hold due to better rainfall and a resulting increased supply of water for Windhoek over the past few years. If the situation deteriorates again, government will reconsider implementing the proposals. 88 Recommendation Research should be carried out to understand why so many development projects in Kavango have failed and to understand the success factors of those that are working. These lessons should inform the development of future project activities (and might have wider application for development projects in general). Recommendation Communities should be supported in the formation of conservancies and community forests as these are the best existing mechanisms for them to gain increased rights and control over their resources. 8.15 Management structures that communities would like to see Throughout the region there is a desire to see greater local control over natural resources. Usually this desire is expressed in the suggestion to form some type of local committee under the auspices of the traditional authority. The following are the types of committee mentioned by residents: Natural resource management committee Forest Committee Conservancy Fire Committee Fishing Committee 8.16 Information and capacity building needs Communities are requesting information on modern resource management techniques and information on the need to avoid over utilisation of resources. They are also looking for training in certain activities. Specific issues mentioned were: i. ii. iii. iv. v. vi. Appropriate methods for sustainable fish harvesting Fish farming Contour ploughing, conserving trees and grasses to prevent silting of river Problems caused by burning and how to prevent unwanted fires Development of irrigated vegetable gardens The need to conserve wild animals (especially preceding any plans for reintroductions linked to conservancies) vii. Training in furniture making and carving viii. Information on appropriate harvesting of fruit trees 89 ix. Information on management of grazing areas and land use planning x. Information on how the river was in the past and why it should be conserved now (especially targeted at the youth) Only one request for specific capacity building in relation to conservancy formation was received. Clearly, given the number of suggestions for community conservation areas, there will be a need for considerable capacity building support if the various plans and ideas for community conservation areas are implemented. Recommendation Information materials produced by the project should focus on providing practical advice on specific issues, rather than broad-based environmental awareness. Capacity building should focus on support for the establishment of community conservation areas/institutions. 8.17 Views on whether the resource can be developed or kept in its natural state It is clear that residents are opposed to large scale transformation of the land and its resources because they depend upon those resources for their survival. At the same time, their dependence on the resources results in opposition to the absolute protection of resources (i.e. no use allowed). As noted above, there is concern at the decline of certain resources and a desire to establish community conservation areas to ensure that resources do not disappear. Recommendation Project partners should support approaches and activities that promote the sustainable use of natural resources rather than the prohibition of use of these resources. 90 REFERENCES Brown, C. J. and B. T. B. Jones (eds.). 1994. Results of a socio-ecological survey of the West Caprivi Strip, Namibia: A strategic community-based environment and development plan. Ministry of Wildlife, Conservation and Tourism. Windhoek. El Obeid, S. and J. Mendelsohn. 2001. A Preliminary Profile of the Kavango Region in Namibia. Every River has its People Project, Namibia. Namibia Nature Foundation. Windhoek. Hay, C. J., Naesje, T.F., Breistein, J., Harsaker, K., Kolding, J., Sandlund, O. T. & van zyl, B. 2000. Fish populations, gill net selectivity, and artisanal fisheries in the Okavango River, Namibia. Recommendations for a sustainable fishery. NINA-NIKU Project Report 010: 1-105. Trondheim. Hines, C. J. H. and A. B. Cunningham. 1992. Proposal: Harvesting of palm leaves in the Mahango Game Reserve. Unpublished report. Ministry of Wildlife, Conservation and Tourism. Windhoek. Jones, B. T. B. 1997. Parks and Resident Peoples. Linking Namibian Protected Areas with local communities. Research Discussion Paper No. 24. Directorate of Environmental Affairs. Windhoek. SIAPAC. 1998. Social Impact Assessment of the Kavango River-Grootfontein Supply Link to Provide Water to the Central Area of Namibia. Department of Water Affairs. Windhoek. Personal communication: Romanus Kahengutji, Information Officer, MET, Kavango. Rundu. 17.05.01. Daisy Nheta, Directorate of Forestry, Kavango. Rundu. 17.05.01. Charlie Paxton, Craft Development Programme, Rossing Foiundation. 16.05.01. Mark Paxton, Managing Director, Shamvura Trust. 16.05.01. 91 ANNEXE 1. Consolidated list of natural resources used by residents of the Gciriku tribal area 92 ANNEXE 2 Consolidated list of natural resources used by residents of the Central Area 93 ANNEXE 3 Consolidated list of natural resources used by residents of the Kwangali tribal Area 94 ANNEXE 4 Consolidated list of natural resources used by residents of the Mbukushu tribal Area 95 ANNEXE 5 Rundu Floodplain Concept Development Plan 96 ANNEXE 6 Participants in the formal meetings of the survey List of participants in the formal meetings of the Gciriku Survey Participants at 1st meeting, at Shankara, 14.05.01 Erich Afrikaner Florentine George Andreas Haita Simeon Hengari Brian Jones R. S. Kahengutji Kashoro Kameta Nanyamba Katemba Don Bosco Likua W. Mangundu Joseph Mavara Lister Mbamba Anton Mbambangandu Paulinus Muhako Gideon Mukuve Edward Muronga Antonia Ngangate Daisy Nheta Charlie Paxton Mark Paxton M Shampapi B. Shindimba Kasian Shiyambi Johnny Shivute Johannes Simbombo Veronica Sindjenge Terence Spyron Sandi Tjaronda Dorothy Wamunyima SIAPAC Data gatherer MET - DoF MET - DoF IRDNC (Chair) MET - DRM Senior Headman, Mabushe MLRR Lihepurura Trust Chief Councillor, Gciriku Traditional Authority, Nyondo Chief Councillor, Gciriku Traditional Authority, Mabushe MAWRD – DEES Headman, Ndonga Linena MAWRD - DEES Data gatherer Senior Headman, Ndiyona Data gatherer MET - DoF, Rossing Foundation Craft Project Shamvura Trust Deputy foreman (sub-headman), Ndonga Linena Senior Headman, Ndiyona Gciriku Hompa IRDNC MAWRD - DEES Data gatherer Shankara Project IRDNC IRDNC 97 7.14 Participants at 2nd meeting. Shankara, 21.05.01 Florentine George Andreas Haita Brian Jones R. S. Kahengutji Kashoro Kameta W. Mangundu Shikusho A. Mbamba Lister Mbamba Gideon Mukuve Edward Muronga Arnulf Ndango Daisy Nheta Charlie Paxton M Shampapi Kasian Shiyambi Johnny Shivute Johannes Simbombo Veronica Sindjenge Terence Spyron Sandi Tjaronda Dorothy Wamunyima 7.15 Data gatherer MET - DoF IRDNC (Chair) MET - DRM Senior Headman, Mabushe Chief Councillor, Gciriku Traditional Authority, Nyondo Headman, Ndonga Linena MAWRD – DEES Data gatherer Senior Headman, Ndiyona Katere Villager MET - DoF, Rossing Foundation Craft Project Deputy foreman (sub-headman), Ndonga Linena Gciriku Hompa IRDNC MAWRD - DEES Data gatherer Shankara Project IRDNC IRDNC Participants at third 3rd meeting. Shankara, 28.05.01. Fransiska Florentine George Andreas Haita Simeon Hengari Brian Jones Romanus Kahengutji Anton Mbamba Lister Mbamba A. S. Mbango M. T. Mpareke Agnes Muhako Paulinus Muhako Gideon Mukuve Edward Muronga Antonia Ngangate H. Ngasia Daisy Nheta Rossing Foundation Craft Project Data gatherer MET-DoF MET-DoF IRDNC (Chair) MET-DRM Headman, Ndonga Linena MAWRD-DEES Farmer MAWRD-DRWS Rossing Foundation Craft Project MAWRD-DEES Data gatherer Senior Headman, Ndiyona Data gatherer NAMPA MET-DoF 98 Charlie Paxton Johnny Shivute Kasian Shiyambi Terence Spyron Veronica Sindjenge Dorothy Wamunyima Rossing Foundation Craft Project IRDNC Gciriku Hompa Shankara Project Data gatherer IRDNC List of participants in the formal meetings of the Central Area Survey Participants at 1st meeting. Rundu, 11.06.01. Berthold Lucian Colin Christian Michael Gende Florentine George Moses Haingura Andreas Haita Lorenz Haupindi Johannes Joachim Brian Jones R. S. Kahengutji Rebbeka Kambundu Alfons Kaundu John Livingi Walter Masita Paulinah Munango David Mutumbelwa Kassian Nekongo Antonia Ngangate Daisy Nheta G. M. Ntusi Helvi Ntusi Charlie Paxton Samuel Johnny Shivute Michael Sibalatani Erastus Sigweda Edward Sikerete Veronica Sindjenge Sixtus Sintango Senior Headman, Karukavisa Eco-Plan/Lux Development Rundu Flood Plain Project Assistant Headman, Mupapama Data gatherer Senior Headman, Kaisosi MET – Directorate of Forestry Headman, Tjivi-Tjivi Treasurer, Land and Farming Committee, Sambyu IRDNC (Chair) MET – Directorate of Resource Management Senior Headwoman, Nkarapamwe Hompa, Mbunza MAWRD - Directorate Rural Water Supply Assistant Headman, Kasivi Secretary, Mile 30 Regional Economist/Development Planner, Kavango Regional Council Secretary, Kasivi Data gatherer MET – Directorate of Forestry Secretary, Land and Farming Committee, Mbunza Headwoman, Mile 30 Rossing Foundation Craft Project Headman, Sauyemwa IRDNC MET – Directorate of Resource Management Senior headman, Kapako Traditional Chief’s Councillor, Sambyu Data gatherer Member of Mbunza Land and Farming Committee 99 Alfons Siyere Matteus WaKadumu Dorothy Wamunyima Chair, Land and Farming Committee, Sambyu Kavango Region Farmers’ Union IRDNC Participants at 2nd meeting. Rundu, 18.06.01. Michael Gende Florentine George Lorenz Haupindi Johannes Joachim Brian Jones R. S. Kahengutji Rebbeka Kambundu Nanyemba Katamba Alfons Kaundu John Livingi Walter Masita Kassian Nekongo Antonia Ngangate M. P. Shikongo Johnny Shivute Edward Sikerete Veronica Sindjenge Dorothy Wamunyima Assistant Headman, Mupapama Data gatherer Headman, Tjivi-Tjivi Treasurer, Land and Farming Committee, Sambyu IRDNC (Chair) MET – Directorate of Resource Management Senior Headwoman, Nkarapamwe MLRR Hompa, Mbunza MAWRD - Directorate Rural Water Supply Assistant Headman, Kasivi Secretary, Kasivi Data gatherer MAWRD IRDNC Traditional Chief’s Councillor, Sambyu Data gatherer IRDNC Participants at 3rd meeting. Rundu, 22.06.01. Michael Gende Florentine George Moses Haingura Andreas Haita Johannes Joachim Brian Jones Romanus Kahengutji Rebbeka Kambundu J Livingi S Martin Walter Masita Antonia Ngangate Daisy Nheta Johnny Shivute Edward Sikerete Assistant Headman, Mupapama Data gatherer Senior Headman, Kaisosi MET-Directorate of Forestry Treasurer, Land and Farming Committee, Sambyu IRDNC (Chair) MET-Directorate of Resource Management Senior Headwoman, Nkarapamwe MAWRD – Directorate of Rural Water Supply MAWRD Assistant Headman, Kasivi Data gatherer MET-DoF IRDNC Traditional Chief’s Councillor, Sambyu 100 C Sikopo Veronica Sindjenge Alfons Siyere Dorothy Wamunyima MET – Directorate of Resource Management Data gatherer Chair, Land and Farming Committee, Sambyu IRDNC List of participants in the formal meetings of the Kwangali Area Survey Participants at 1st meeting. Nkurenkuru, 16.07.01. Florentine George Antonius Hamunyara J. K. Hambyuka Markus Hamutenya Brian Jones Romanus Kahengutji Eva Nangolo Kakukuru Pius K. Kapikara Karl Kasiki J Livingi Sisindi Mbambero R.E. Muremi Antonia Ngangate Rudolf Ngondo M. Nyambwe Lucia Shiimi Johnny Shivute Veronica Sindjenge Dorothy Wamunyima Data gatherer MAWRD Senior Regional Councillor, Mpungu Constituency Secretary, Kwangali Tribal Authority IRDNC (Chair) MET-Directorate of Resource Management Headwoman, Kakuro Member, Land and Farming committee, Kwangali Tribal Area Headman, Tondoro MAWRD – Directorate of Rural Water Supply Headman/Chief’s Councillor, Mayenzere Senior Regional Councillor, Kahenge Constituency Data gatherer Senior Chief’s Councillor, Katjinakatji Headman/Chief’s Councillor, Simanya MAWRD IRDNC Data gatherer IRDNC Participants at 2nd meeting. Nkurenkuru, 26.07.01 Florentine George J. K. Hambyuka Markus Hamutenya Brian Jones Romanus Kahengutji Eva Nangolo Kakukuru DSR Kambinda Data gatherer Senior Regional Councillor, Mpungu Constituency Secretary, Kwangali Tribal Authority IRDNC (Chair) MET-Directorate of Resource Management Headwoman, Kakuro MAWRD – Directorate Veterinary Services, Nkurenkuru 101 Pius K. Kapikara Stefanus Karora Hiskia Karufere Sisindi Mbambero Likas Mukungu R.E. Muremi Markus Muti Benjamin Muyeu Antonia Ngangate Rudolf Ngondo M. Nyambwe Markus Shindju Johnny Shivute Veronica Sindjenge Dorothy Wamunyima Member, Land and Farming committee, Kwangali Tribal Area Foreman, Siurungu Acting Headman, Kahenge Headman/Chief’s Councillor, Mayenzere Unemployed youth Senior Regional Councillor, Kahenge Constituency Vegetable gardener, Nkurenkuru Foreman Data gatherer Senior Chief’s Councillor, Katjinakatji Headman/Chief’s Councillor, Simanya Representative of Kankudi IRDNC Data gatherer IRDNC List of participants in the formal meetings of the Mbukushu Area Survey Participants at first meeting. Popa Falls, 24.08.01. Edward Damu Anton Dihako Florentine George Neil Jansson Brian Jones Romanus Kahengutji Muthitu Kamanga Petrus Kaveto K M Konrad Maboy Kushonya P K Kutenda J Livingi Peter Lenhardt Alfons Majavero Ngore Maketo Erwin Mbambo John Mbangu Kathumbi Mukerenge B M Mushongo Peter Ndundu John K Ngoshi Moyo Nyambi Benedictus Nyangan Secretary Senior Headman Data gatherer Manager, Ngepi Camp IRDNC (Chair) MET-Directorate of Resource Management Junior Headman Senior Headman Junior Headman, Dyogha Junior Headman Teacher, MBESC MAWRD – Directorate of Rural Water Supply Teacher, MBESC Traditional leader Senior Headman Fumu, Mbukushu Senior Headman Senior Headman MWACW, Mukwe Community member Junior Headman Junior Headman Junior Headman 102 Paulus Rukavo Johnny Shivute Veronica Sindjenge Dorothy Wamunyima Junior Headman IRDNC Data gatherer IRDNC Second meeting. 31.08.01. Popa Falls Malaria Camp, 31.08.01. B R Sekhute-Batungamile Chris J Brown Christopher Buchane Edward Damu Anton Dihako Florentine George Brian Jones Romanus Kahengutji John Kamwe Jon Kangoro Muyhero Kapinva Mateus Kathumbi P Kaveto K M Konrad Peter Lenhardt Ngore Maketo Mary Makutela Mutuka Mango B Mbamba Erwin Mbambo Mupo Mbambo Tracy S Molefe Felix K Monggae Sharon Montgomery Oswald Moroshi Sonja Mouton K Mudumbi Pius Nauyoma John K Ngoshi Maboki Nihoko Moyo Nyambi Robert Papuro Katarina Perrolf Asie Ria Steve Rothert Paulus Rukavo Joyce Shapata Loveness Shitaa Kalahari Conservation Society Namibia Nature Foundation MET – Directorate of Forestry Secretary Senior Headman Data gatherer IRDNC (Chair) MET-Directorate of Resource Management IRDNC, Caprivi Senior Headman Headman, Kamutjonga Senior Headman Junior Headman, Dyogha Teacher, MBESC Senior Headman Mayuni Conservancy, Caprivi Fumu, Mbukushu Kalahari Conservation Society Kalahari Conservation Society DRFN Secretary, Kangongo Namibia Nature Foundation Senior Headman Station Commander, Mukwe Police Station Junior Headman Junior Headman SIDA/Swedish Embassy, Harare IRDNC West Caprivi American Rivers Junior Headman IRDNC, Caprivi IRDNC, Caprivi 103 Johnny Shivute Veronica Sindjenge Helen Suich Paulus Thifafure Dorothy Wamunyima IRDNC Data gatherer MET – Directorate of Environmental Affairs Village Chair, Development Committee, Divundu IRDNC 104 ANNEXE 7 Socio-Ecological Survey Focus Group Discussion Instrument: Natural Resource Use Mapping Version 6 (Final) Every River Has Its People Project Prepared and Administered by SIAPAC for the Namibia Nature Foundation on behalf of the Every River Basin Committee and the Ministry of Environment and Tourism Facilitator: Label the notes and tapes clearly before you begin. participants and date. Mark community, area, In addition to your usual equipment, make sure you have the following available when you start the focus group: 1) a few packets of blank cards for writing resources down 2) something that would help the participants represent quantities of things 3) your base map and the overlap map Strata Hompa for Area Headman for Comm. Community Date Start Time: ___________ Finish Time: ___________ Total Time: _______________ FGD Leader FGD Assistant Other: 1) Focus Group Discussion participants: ____ - 1 ‘general’ community members ____ - 2 community opinion leaders ____ - 3 poorer households ____ - 4 non-poor households ____ - # other __________________ [Introduce yourself and explain study briefly] My name is _________ and I am from an organisation called Integrated Rural Development and Nature Conservation. Let me explain why I have come to talk to you today. I am working for a project called the “Every River Has Its People” project. The overall aim of the project is to promote the sustainable management of natural resources in the Okavango River Basin for the benefit of basin residents and the different countries through which the river flows. We want to promote and facilitate the effective participation of all stakeholders in natural resource decision-making and management. The aim 105 is built on the idea that people should be able to manage their own affairs and make their own decisions, within the context of their own developmental needs and the needs of the country. As part of overall consultations and field investigations, a field team has been commissioned to carry out a detailed socio-ecological survey about people and natural resource attitudes and utilisation in the Kavango Region. We have spoken to a number of communities in the region and would like to discuss these issues with you as well. The project is new and wants to understand the problems people face, before it decides on how it can help people. At the outset we would like to thank you for your participation in this consultative exercise, and to underline how we value your opinions and insights. Thank you. Introductory Questions 2) We would like to start by asking you your names, and a few other things. [get name, occupation, position in community for opinion leaders, education, age, etc.] [FACILITATOR: 3) TURN RECORDER ON NOW] At the outset, we would like to hear your opinions of the project’s aim. following: Consider the 3a) General comments. 3b) Agreement or disagreement with the aim. 3c) Agreement of disagreement with the idea that people should, to the extent possible, be responsible for the management of their own resources on their behalf. 3d) The relationship between local needs and national needs. 3e) The relationship between Namibian needs and regional needs (the needs of neighbouring countries that share the river with Namibia). Natural Resource Use Mapping [Facilitator: Ask the participants to prepare an overview map of the area including the most salient features such as schools, health facilities, rivers (dry and otherwise), forests, grasslands, waterpoints/water sources for humans and livestock, settlements, areas that cannot be accessed because of fencing or borders, etc., and whatever else they feel is important. Once this is done put it down where the group can see it, and ask the following questions.] 4) In an effort to better understand where natural resources are obtained in this area, and which are used for various purposes by the ‘average’ homestead in your community, we would like you to prepare a map showing key resource use zones for your community. In this Natural Resource Utilisation Mapping exercise, we will first be asking you to consider where you and other community members access various natural resources. We are interested in resources such as veld products, firewood, thatching grass, birds, fish, insects, reptiles, amphibians, rocks, grasses (for grazing and for other uses), sands, rocks, clays, etc. 106 5) 6) 4a) For each of these main resource areas, please indicate which types of resources are accessed by the average household. [Facilitator: Probe for the following resource types: plants (inc. plants, bushes, grasses for grazing and non-grazing uses, trees, etc.); animals; fish; reptiles/amphibians; invertebrates; birds; and clay/stones/sand dirt. Have them list the resources on blank cards (in local language, translated into English as well), and sort these cards into the varied locations where they access natural resources. Obviously, multiple cards for the same resource may have to be prepared, because they may be found in more than one location.] 4b) Is there variation across the dry and wet seasons? 4c) We assume that there are some areas that are ‘off limits’ for natural resource harvesting for a number of reasons. Please draw these on the map, if there are any, and explain why they are off limits, and how they were declared off limits. 4d) Please indicate which of these resources are used for cultural, economic, religious and social purposes, respectively. What about use of veld products, firewood, thatching grass, birds, fish, insects, reptiles, amphibians, rocks, grasses (for grazing and for other uses), sands, rocks, clays, etc. by traditional doctors. Please add their use zones to the map. 5a) For each of these main resource areas, please indicate which types of resources are accessed by the traditional doctors. [Facilitator: Probe for the following resource types: plants (inc. plants, bushes, grasses for grazing and non-grazing uses, trees, etc.); animals; fish; reptiles/amphibians; invertebrates; birds; and clay/stones/sand dirt. Have them list the resources on blank cards (in local language, translated into English as well), and sort these cards into the varied locations where they access natural resources. Obviously, multiple cards for the same resource may have to be prepared, because they may be found in more than one location.] 5b) Is there variation across the dry and wet seasons? 5c) Please indicate which of these resources are used for cultural, economic, religious and social purposes, respectively. What about use of veld products, firewood, thatching grass, birds, fish, insects, reptiles, amphibians, rocks, grasses (for grazing and for other uses), sands, rocks, clays, etc. by carvers and basketmakers. Please add their use zones to the map. 6a) For each of these main resource areas, please indicate which types of resources are accessed by carvers and basketmakers. [Facilitator: Probe for the following resource types: plants (inc. plants, bushes, grasses for grazing and non-grazing uses, trees, etc.); animals; fish; reptiles/amphibians; invertebrates; birds; and clay/stones/sand dirt. Have them list the resources on blank cards (in local language, translated into English as well), 107 and sort these cards into the varied locations where they access natural resources. Obviously, multiple cards for the same resource may have to be prepared, because they may be found in more than one location.] 6b) Is there variation across the dry and wet seasons? 6c) Please indicate which of these resources are used for cultural, economic, religious and social purposes, respectively. Rules and Regulations Surrounding Resources 7) 8) 9) What are the ‘rules’ surrounding access to and utilisation of natural resources in this community, if any? Consider the following: 7a) Rules about access to and utilisation of flowers, plants, bushes, grasses and trees 7b) Rules about access to and utilisation of animals 7c) Rules about access to and utilisation of fish 7d) Rules about access to and utilisation of reptiles and amphibians 7e) Rules about access to and utilisation of birds Do the rules surrounding access to and utilisation of natural resources in this community vary depending on any of the following: 8a) availability/shortage of the resource: flowers, plants, bushes, grasses, trees; animals; fish; reptiles and amphibians; birds 8b) economic, social or cultural importance of the resource to the overall community: flowers, plants, bushes, grasses, trees; animals; fish; reptiles and amphibians; birds 8c) economic, social or cultural importance of the resource to ‘powerful’ people in the community: flowers, plants, bushes, grasses, trees; animals; fish; reptiles and amphibians; birds 8d) importance of the resource for tourism: flowers, plants, bushes, grasses, trees; animals; fish; reptiles and amphibians; birds 8e) the extent to which these resources are shared with other communities/other users: flowers, plants, bushes, grasses, trees; animals; fish; reptiles and amphibians; birds We assume that rules are set by local authorities, by Government, and by history and tradition. Is this true? If so, please tell us a little about rules set by each that apply: 9a) rules set by traditional authorities 9b) rules set by Government 108 9c) 10) rules that are simply ‘understood’ by community members, arising from history and tradition Have there ever been any conflicts arising from resource use among community members? 10a) [If no conflicts have arisen] Why do you think your community has been successful in avoiding such conflict? 10b) [If no conflicts have arisen] Even if conflicts have not arise, what about ill feelings? 10c) [If conflicts have arisen] What was the conflict/were the conflicts about? 10d) [If conflicts have arisen] Was the conflict resolved and, if so, how? 10e) [If conflicts have arisen] Over what resources have these conflicts arisen? [Enum: Probe to see if the resources are considered to have been in short supply at the time, or whether they were relatively abundant.] 10f) [If conflicts have arisen] What about conflicts across ethnic groups within your community, if there are different ethnic groups? 11) Sometimes some natural resources are left fallow so that they can recover, that is, they are left alone by themselves for some time. Are there some resources which are left fallow in this area? 12) What resource shortages is this community increasingly suffering from, if anything? [Facilitator: Probe for shortages by type: plants (inc. plants, bushes, grasses for grazing and non-grazing uses, trees, etc.); animals; fish; reptiles/amphibians; invertebrates; birds; and clay/stones/sand dirt.] 12a) Why have these shortages come about? [Facilitator: Go beyond terms such as ‘overuse’. Get details on what happened with regard to local use, outside use, lack of management, lack of enforcement of local rules, etc. Discuss changes over the long-term (e.g., trends, population growth, etc.) and shortterm (e.g., drought)] 13) Looking at your use maps, which of these resource areas or resources are ‘shared’ with other communities, and which are exclusively your own? 13a) [If some resources or resource areas are shared] Are there any rules about how these are shared? i) [If there are rules] How were these rules ‘created’? ii) [If there are rules] How are these rules enforced? iii) [If there happens? are rules] What is someone breaks these rules, what 109 13b) [If some resources or resource areas are shared] Have there ever been any conflicts arising from shared use? i) [If no conflicts have arisen] Why do you think your communities have been successful in avoiding such conflict? ii) [If no conflicts have arisen] Even if conflicts have not arise, what about ill feelings? iii) [If conflicts have arisen] What was the conflict/were the conflicts about? iv) [If conflicts have arisen] Was the conflict resolved and, if so, how? v) [If conflicts have arisen] Over what resources have these conflicts arisen? [Enum: Probe to see if the resources are considered to have been in short supply at the time, or whether they were relatively abundant.] vi) [If conflicts groups? have arisen] What about conflicts across ethnic 13c) [For communities near or on the Okavango River] In what respects are riverine resources near this community shared with outside users living some distance from this area, but coming into this area to access these riverine resources? i) Do these ‘outside users’ have the same rights of access as your community to these resources? ii) Should these ‘outside users’ have the same rights of access as your community to these resources? If not, why not? 13d) [For communities near or on the Okavango River] What rights do people living upstream and downstream of your village have to use the river and its resources? 13e) [For communities near or on the Okavango River] What rights do people living outside the river basin (e.g. in Grootfontein or Windhoek) have to use the river and its resources? [Probe by using the example of the government wanting to take water from the river to supply Windhoek) 13f) [For communities away from the Okavango River] In what respects does your community, given that it’s some distance from the Okavango River, access riverine resources that are close to a riverine community? i) [If they access these resources] What are the rules surrounding such access? ii) [If they access these resources] What conflicts have arisen, if any, in this regard? iii) [If they access these resources] Has your community ever been denied access to riverine resources? If yes, what happened? Why did it 110 happen? [Int: Get examples. See if there is relationship between shortages of resources restricted access.] iv) 14) any and [If they access these resources] Have there been conflicts surrounding your community’s access to riverine resources? Sometimes the sharing of resources across communities is done so that risk can be lessened. For example, another community may have access to resources during a time of drought that you have run out of. Do your natural resource use and management systems accommodate such sharing? [Int: Probe for past examples of such sharing, probe how it has helped communities cope.] [Int: Map the shared locations on a larger map] 14a) [If such sharing occurs] How regularly has this occurred over the past few years? [Int: probe regarding whether this only occurs on a rare basis or under special circumstances, or whether it is quite common.] 14b) Has this type of sharing ever led to conflicts or ill-feedings? If so, please describe. Natural Resource Access Distribution 15) We have spoken about where natural resources are located, and how they are used by ‘average’ households, as well as by traditional doctors and carvers and basketmakers. We would now like to ask you how access to these resources vary, if at all, across gender of household head, how poor or well off a household is, how influential a household is in your community, and whether a household is from a ‘minority’ ethnic group such as the San. Consider the following: 15a) Are there differences in the types of resources different households access? 15b) Are there differences in reliance on natural resources to meet household needs? 15c) Do some households have preferential access? 16) Overall, what resources would you consider all community members have equal access to, equal ‘rights’ to, and what resources is their differential access based on the importance of the household in the community? 17) [For communities along the river] Given proximity to Angola, we assume that resource sharing occurs across the border. Please describe use of natural resources by Angolans in your area. [Int: Do for dry season and for wet season] 18) Finally, we have spoken quite extensively about the rules, regulations and understandings surrounding resource access and use. Keeping in mind in which respects and for which resources rules are strong and effective, and where they are weak and ineffective or even non-existence, consider the following: 18a) sustainability of resources, that is, their continued availability for your children, and your children’s children, etc. 111 18b) how sustainability is affected by the effectiveness of rules, regulations and understandings. Closing 19) Do you have any other comments? Thank them for their time and valuable inputs!!! 112 ANNEXE 8 Socio-Ecological Survey Resource Tables Instrument Version 5 (Final) Every River Has Its People Project Prepared and Administered by SIAPAC for the Namibia Nature Foundation on behalf of the Every River Basin Committee and the Ministry of Environment and Tourism Strata Hompa for Area Headman for Comm. Community Date Start Time: ___________ Finish Time: ___________ Total Time: _______________ FGD Leader FGD Assistant Other: Participants: ____ - 1 ‘general’ community members ____ - 2 community opinion leaders ____ - 3 poorer households ____ - 4 non-poor households ____ - # other __________________ [Introduce yourself and explain study briefly] My name is _________ and I am from an organisation called Integrated Rural Development and Nature Conservation. Let me explain why I have come to talk to you today. I am working for a project called the “Every River Has Its People” project. The overall aim of the project is to promote the sustainable management of natural resources in the Okavango River Basin for the benefit of basin residents and the different countries through which the river flows. We want to promote and facilitate the effective participation of all stakeholders in natural resource decision-making and management. The aim is built on the idea that people should be able to manage their own affairs and make their own decisions, within the context of their own developmental needs and the needs of the country. As part of overall consultations and field investigations, a field team has been commissioned to carry out a detailed socio-ecological survey about people and natural resource attitudes and utilisation in the Kavango Region. We have spoken to a number of communities in the region and would like to discuss these issues with you as well. The project is new and wants to understand the problems people face, before it decides on how it can help people. At the outset we would like to thank you for your participation in this consultative exercise, and to underline how we value your opinions and insights. Thank you. 113 Tables We would like to ask you about different natural resources you commonly use in this community. We would like you to group your responses into the following categories: 1) flowers, plants, bushes, grasses and trees; 2) animals; 3) fish; 4) reptiles/amphibians; 5) invertebrates; 6) birds; and 7) dirt, sand, and clay. We would like to begin with flowers, plants, bushes, grasses and trees. Flowers/Plants/Bushes/Grasses/Trees Flower/Plant/Bush Use /Grass/Tree English Name: Local Name: Animals Animals English Name: Local Name: 1 - eaten 2 - medicine 3 - decoration 4 - ceremony/ tribute 5 - other (specify) Use 1 - eaten 2 - medicine 3 - decoration 4 - ceremony/ tribute 5 - other (specify) Period of Use 1 – year round 2 – dry season only 3 – wet season only 4 – rarely Period of Use 1 - year round 2 - dry season only 3 - wet season only 4 - rarely Part Used 1 - Bark 2 - Leaf 3 - Flower 4 - Seeds # - Other (specify) Part Used 1 - Meat 2 - Skin 3 - Bones 4 - Blood 5 - Organs 6 - Fur # - other Quantities Each Harvest & # of Harvests/Month # of bags: # harvests per month (could be a fraction): Quantities Each Harvest & # of Harvests/Month # of animals: # harvests per month (could be a fraction): Fish Fish English Name: Local Name: Reptiles/Amphibians Reptiles/ Amphibians English Name: Local Name: Use 1 - eaten 2 - medicine 3 - decoration 4 - ceremony/ tribute 5 - other (specify) Use 1 - eaten 2 - medicine 3 - decoration 4 - ceremony/ tribute 5 - other (specify) Period of Use Part Used 1 - year round 2 - dry season only 3 - wet season only 4 - rarely 1 - Meat 2 - Scales 3 - Internal Organs # - other Period of Use Part Used 1 - year round 2 - dry season only 3 - wet season only 4 - rarely 114 1 - Flesh 2 - other (specify) Quantities Each Harvest & # of Harvests/Month # of fish: # harvests per month (could be a fraction): Quantities Each Harvest & # of Harvests/Month # of reptiles/ amphibians: # harvests per month (could be a fraction): Birds Birds English Name: Local Name: Use 1 - eaten 2 - medicine 3 - decoration 4 - ceremony/ tribute 5 - other (specify) Period of Use Part Used 1 - year round 2 - dry season only 3 - wet season only 4 - rarely 1 - Meat 2 - Feathers 3 - Internal Organs 4 - Eggs 5 - Skin # - other Dirt/Sand/Stone/Clay Dirt/Sand/Stone/Clay English Name: Local Name: Use 1 - construction 2 - medicine 3 - decoration 4 - ceremony/tribute 5 - other (specify) 115 Quantities Each Harvest & # of Harvests/Month # of birds: # harvests per month (could be a fraction): Quantities Each Harvest & # of Harvests/Month # of sacks: # harvests per month (could be a fraction): ANNEXE 9 Socio-Ecological Survey Focus Group Discussion Instrument: Social Linkages Version 5 (Final) Every River Has Its People Project Prepared and Administered by SIAPAC for the Namibia Nature Foundation on behalf of the Every River Basin Committee and the Ministry of Environment and Tourism Facilitator: Label the notes and tapes clearly before you begin with. Mark community, area, participants and date. Strata Hompa for Area Headman for Comm. Community Date Start Time: ___________ Finish Time: ___________ Total Time: _______________ FGD Leader FGD Assistant Other: 1) Focus Group Discussion participants: ____ - 1 ‘general’ community members ____ - 2 community opinion leaders ____ - 3 poorer households ____ - 4 non-poor households ____ - # other __________________ [Introduce yourself and explain study briefly] My name is _________ and I am from an organisation called Integrated Rural Development and Nature Conservation. Let me explain why I have come to talk to you today. I am working for a project called the “Every River Has Its People” project. The overall aim of the project is to promote the sustainable management of natural resources in the Okavango River Basin for the benefit of basin residents and the different countries through which the river flows. We want to promote and facilitate the effective participation of all stakeholders in natural resource decision-making and management. The aim is built on the idea that people should be able to manage their own affairs and make their own decisions, within the context of their own developmental needs and the needs of the country. As part of overall consultations and field investigations, a field team has been commissioned to carry out a detailed socio-ecological survey about people and natural resource attitudes and utilisation in the Kavango Region. We have spoken to a number of communities in the region 116 and would like to discuss these issues with you as well. The project is new and wants to understand the problems people face, before it decides on how it can help people. At the outset we would like to thank you for your participation in this consultative exercise, and to underline how we value your opinions and insights. Thank you. Introductory Questions 2) We would like to start by asking you your names, and a few other things. [get name, occupation, position in community for opinion leaders, education, age, etc.] [FACILITATOR: 3) 4) TURN RECORDER ON NOW] At the outset, we would like to hear your opinions of the project’s aim. following: Consider the 3a) General comments. 3b) Agreement or disagreement with the aim. 3c) Agreement of disagreement with the contention that people should, to the extent possible, be responsible for the management of their own resources on their behalf. 3d) The relationship between local needs and national needs. 3e) The relationship between Namibian needs and regional needs. As a final introductory question, please tell us a little about this community. Consider the following: 4a) When and why it was established. 4b) How long this community has existed. 4c) Tell us a bit about the ‘hard times’ and ‘good times’ this community has faced, and what has let to these times being hard or good. Social Organisation 5) Consider the social and cultural linkages your households have within your own community here as well as elsewhere in the area. Do any of the following ‘bind’ you together with others in this area: 5a) shared leadership (political, traditional, opinion leaders) 5b) shared problems and shared respect for problem-solving channels 5c) shared ‘fate’ arising from similar vulnerabilities, similar economic situation 5d) shared language and shared culture (inc. shared ceremonies) 5e) shared religion/belief system 5f) other (specify) 117 6) 7) 8) 8) What about differences you have within your own community and in the wider area. Where, in short, are the social and cultural ‘gaps’ that undermine cohesiveness in this area: 6a) economic power 6b) gender 6c) leadership 6d) social class 6e) ethnicity 6f) race 6g) religion 6h) other (specify) Regarding these linkages and differences, do you consider your community to be relatively ‘cohesive’ and capable of making important community-supported decisions that affect your lives, or is the community not very cohesive? [Int: Conduct this as a general discussion. Then, move on to the specifics in the next question.] Consider the following aspects of cohesion: 8a) local cohesiveness, ability to look after each other, protect each other, respect each other, and solve own problems 8b) effectiveness of local services, local authority outreach and willingness to local communities to work with these services and report problems 8c) degree to which people interact across ethnic groups, age (inc. youth-adult relations), social/income class, and gender in community 8d) existence and effectiveness of community-based organisations 8e) extent of ‘cohesive institutions’ in the area such as churches, local clubs, etc., and the extent to which these are cohesive across various community members rather than conflict points 8f) extent of social pathologies present in the area and the implications arising thereof [Int: probe for overcrowding, personal insecurity, attacks, theft, fighting, harassment of women, harassment of children, alcohol abuse, drug abuse, prostitution, etc.] 8g) extent to which new arrivals predominate in the area, that is, the area has a fairly high level of in-migration, and the effects of this in-migration on the sense of ‘community’ Economic Organisation 9) Think about your ‘economic lives’, that is how you make a living in terms of travelling to work, looking for employment, purchasing goods, trading items, producing items for sale, 118 producing items or trading with ‘middlepeople’, offering employment, loaning or giving funds or goods, etc. Could you please identify how you go about your ‘economic business’, on a daily basis and over the course of the year, within and outside these areas. [Int: Have them consider their various economic interactions broken down into the following categories] 10) 11) 9a) employment or seeking employment 9b) purchasing for household consumption 9c) sales, trade and ‘sharing’ economic resources with family members Specifically with reference to the sharing of economic benefits across immediate and extended family members within the area, please consider how benefit sharing occurs. [Int: Probe for patterns of resource sharing with these other households in ‘good times’ or, if this has not happened to date, hypothetical sharing if things improved. Probe for impacts in terms of the following: • ‘safety net’ sharing so that hunger and poor nutrition are averted; • sending loans or gifts (cash or in-kind) arising from the needs of a ‘linked’ household in terms of needed major consumptive or investment uses (e.g., school fees, school clothes, money to access health services [traditional or formal services], money to pay for services, business start-up capital, etc; • receiving loans or gifts (cash or in-kind) arising from the needs of their own households for particular major consumptive or investment uses (e.g., school fees, school clothes, money to access health services [traditional or formal services], money to pay for services, business start-up capital, etc; • sharing of opportunities for economic advancement. Finally, if you had to rank order the social services most urgently needed in this community/area, what would you rank first, second, etc. from the following: • health facility • primary school • secondary school • pre school/day care • transport (taxis and buses) • housing • reticulated water • other 119 Closing 12) Do you have any other comments? Thank them for their time and valuable inputs!!! 120 ANNEXE 10 Socio-Ecological Survey Traditional Doctor Resource Use Instrument Version 3 (Final) Every River Has Its People Project Prepared and Administered by SIAPAC for the Namibia Nature Foundation on behalf of the Every River Basin Committee and the Ministry of Environment and Tourism Strata Hompa for Area Headman for Comm. Community Date Start Time: ___________ Finish Time: ___________ Total Time: _______________ FGD Leader FGD Assistant Other: [Introduce yourself and explain study briefly] My name is _________ and I am from an organisation called Integrated Rural Development and Nature Conservation. Let me explain why I have come to talk to you today. I am working for a project called the “Every River Has Its People” project. The overall aim of the project is to promote the sustainable management of natural resources in the Okavango River Basin for the benefit of basin residents and the different countries through which the river flows. We want to promote and facilitate the effective participation of all stakeholders in natural resource decision-making and management. The aim is built on the idea that people should be able to manage their own affairs and make their own decisions, within the context of their own developmental needs and the needs of the country. As part of overall consultations and field investigations, a field team has been commissioned to carry out a detailed socio-ecological survey about people and natural resource attitudes and utilisation in the Kavango Region. We have spoken to a number of communities in the region and would like to discuss these issues with you as well. The project is new and wants to understand the problems people face, before it decides on how it can help people. At the outset we would like to thank you for your participation in this consultative exercise, and to underline how we value your opinions and insights. We understand that your use of natural resources is your ‘competitive edge’ as a traditional doctor, so we will certainly not make your comments public. Rather, your responses will be grouped with other responses. Thank you. Tables 121 We would like to ask you about different natural resources you commonly use in your work as a traditional healer. We would like you to group your responses into the following categories: 1) flowers, plants, bushes, grasses and trees; 2) animals; 3) fish; 4) reptiles/amphibians; 5) invertebrates; 6) birds; and 7) dirt, sand, and clay. We would like to begin with flowers, plants, bushes, grasses and trees. Flowers/Plants/Bushes/Grasses/Trees Flower/Plant/Bush Use /Grass/Tree English Name: Local Name: Animals Animals English Name: Local Name: 1 - eaten 2 - medicine 3 - decoration 4 - ceremony/ tribute 5 - other (specify) Use 1 - eaten 2 - medicine 3 - decoration 4 - ceremony/ tribute 5 - other (specify) Period of Use 1 – year round 2 – dry season only 3 – wet season only 4 – rarely Period of Use 1 - year round 2 - dry season only 3 - wet season only 4 - rarely Part Used 1 - Bark 2 - Leaf 3 - Flower 4 - Seeds # - Other (specify) Part Used 1 - Meat 2 - Skin 3 - Bones 4 - Blood 5 - Organs 6 - Fur # - other Quantities Each Harvest & # of Harvests/Month # of bags: # harvests per month (could be a fraction): Quantities Each Harvest & # of Harvests/Month # of animals: # harvests per month (could be a fraction): Fish Fish English Name: Local Name: Reptiles/Amphibians Reptiles/ Amphibians English Name: Local Name: Use 1 - eaten 2 - medicine 3 - decoration 4 - ceremony/ tribute 5 - other (specify) Use 1 - eaten 2 - medicine 3 - decoration 4 - ceremony/ tribute 5 - other (specify) Period of Use Part Used 1 - year round 2 - dry season only 3 - wet season only 4 - rarely 1 - Meat 2 - Scales 3 - Internal Organs # - other Period of Use Part Used 1 - year round 2 - dry season only 3 - wet season only 4 - rarely 122 1 - Flesh 2 - other (specify) Quantities Each Harvest & # of Harvests/Month # of fish: # harvests per month (could be a fraction): Quantities Each Harvest & # of Harvests/Month # of reptiles/ amphibians: # harvests per month (could be a fraction): Birds Birds English Name: Local Name: Use 1 - eaten 2 - medicine 3 - decoration 4 - ceremony/ tribute 5 - other (specify) Period of Use Part Used 1 - year round 2 - dry season only 3 - wet season only 4 - rarely 1 - Meat 2 - Feathers 3 - Internal Organs 4 - Eggs 5 - Skin # - other Dirt/Sand/Stone/Clay Dirt/sand/stone/clay English Name: Local Name: Use 1 - construction 2 - medicine 3 - decoration 4 - ceremony/tribute 5 - other (specify) 123 Quantities Each Harvest & # of Harvests/Month # of birds: # harvests per month (could be a fraction): Quantities Each Harvest & # of Harvests/Month # of sacks: # harvests per month (could be a fraction): ANNEXE 11 Socio-Ecological Survey Venn Diagram Instrument Version 5 (Final) Every River Has Its People Project Prepared and Administered by SIAPAC for the Namibia Nature Foundation on behalf of the Every River Basin Committee and the Ministry of Environment and Tourism Facilitator: Label the notes and tapes clearly before you begin with. Mark community, area, participants and date. Strata Hompa for Area Headman for Comm. Community Date Start Time: ___________ Finish Time: ___________ Total Time: _______________ FGD Leader FGD Assistant Other: 1) Venn Diagram participants: ____ - 1 ‘general’ community members ____ - 2 community opinion leaders ____ - 3 poorer households ____ - 4 non-poor households ____ - # other __________________ [Introduce yourself and explain study briefly] My name is _________ and I am from an organisation called Integrated Rural Development and Nature Conservation. Let me explain why I have come to talk to you today. I am working for a project called the “Every River Has Its People” project. The overall aim of the project is to promote the sustainable management of natural resources in the Okavango River Basin for the benefit of basin residents and the different countries through which the river flows. We want to promote and facilitate the effective participation of all stakeholders in natural resource decision-making and management. The aim is built on the idea that people should be able to manage their own affairs and make their own decisions, within the context of their own developmental needs and the needs of the country. As part of overall consultations and field investigations, a field team has been commissioned to carry out a detailed socio-ecological survey about people and natural resource attitudes and utilisation in the Kavango Region. We have spoken to a number of communities in the region and would like to discuss these issues with you as well. The project is new and wants to understand the problems people face, before it decides on how it can help people. 124 At the outset we would like to thank you for your participation in this consultative exercise, and to underline how we value your opinions and insights. Thank you. Introductory Questions 2) We would like to start by asking you your names, and a few other things. [get name, occupation, position in community for opinion leaders, education, age, etc.] [FACILITATOR: 3) TURN RECORDER ON NOW] At the outset, we would like to hear your opinions of the project’s aim. following: Consider the 3a) General comments. 3b) Agreement or disagreement with the aim. 3c) Agreement of disagreement with the contention that people should, to the extent possible, be responsible for the management of their own resources on their behalf. 3d) The relationship between local needs and national needs. 3e) The relationship between Namibian needs and regional needs. Community/Area and Organisational Structures 4) We would like to know something about the organisations, groups and key players that exist inside your community/area today that are actively involved in the “life” of the community. “Life” can mean social life, development, political, religious, educational, economic, etc. At the same time, it can also reflect the importance of the various actors in dictating what can and cannot occur in your community/area, for better or worse. [Int: Ask them to name the organisations, groups, key players. For people have them give the name of the position, such as chief or teacher, not the name of the person. If it is not obvious what the organisation or person is or does, please probe. Consider the following.] • • • • • • • • • • • • 5) chief or headmen church leaders health professionals school teachers farmers groups/co-operatives women’s groups youth groups political parties (inc. local chapters) trade unions Government organisations or officers non-governmental organisations or staff members other (specify) To gain an understanding of the relative influence of the organisations, groups, key players to the community/area in terms of local socio-economic status of household such as yours, 125 we are now going to give a “score” or “grade” to each. Please provide a number between 3 to +3 as follows: -3 -2 -2 +1 +2 +3 6) very negative influence, moderately negative influence, slightly negative influence, slightly positive influence, moderately positive influence, and strongly positive influence. More specifically, consider the relative influence of the organisations, groups, key players to the community/area in terms of natural resource access and use. Please “score” or “grade” each as before: -3 -2 -2 +1 +2 +3 very negative influence, moderately negative influence, slightly negative influence, slightly positive influence, moderately positive influence, and strongly positive influence. Recommended Changes 7) What structural changes would have to take place in terms of power and influence in this community/area in order for community benefits from natural resource access and use to be maximised, and reach as many community members as possible across gender, age, and social classes? [Int: After the general discussion, probe for the possible creation of ‘facilitating’ local structures, such as community-based organisations, or non-governmental organisations, direct Government extension officer placement in the area, etc.] Closing 8) Do you have any other comments? Thank them for their time and valuable inputs!!! 126 ANNEXE 12 Terms of Reference for the Basin-wide consultant TERMS OF REFERENCE FOR A SOCIO-ECOLOGICAL SURVEY OF THE OKAVANGO REGION 1. SYNOPSIS Every River Has its People is a project designed to enhance the participation of communities living in the Okavango River Basin in management plan processes for the basin through: - Increasing the capacity of communities and other local stakeholders to participate effectively in decision making about natural resources of the Okavango River Basin, particularly those related to water resources, at local, national and regional levels and, - Developing mechanisms to promote and facilitate the participation of communities and other local stakeholders in natural resource management and decision making, particularly those related to water resources, at local, national and basin-wide levels The project seeks to ensure that the project is an appropriate one that is supported by the communities and whose significance the communities will understand. The project also seeks to ensure that communities provide input into the project design and determine its direction in order that they participate in it to the fullest extent. It is therefore proposed that the initial phase of the project implementation be a “Socio-ecological Survey” that will be conducted within the communities in order to: - introduce the project and related issues to communities and other partners - develop a shared understanding of resources in the area - develop a shared understanding of the issues, aspirations, problems around the basin as well as a shared set of actions within the scope of the project to solve the problems - start the process of building trust of relevant stakeholders - develop a common vision with communities and relevant stakeholders for what will be accomplished in this project and how the results will contribute towards the larger long-term goal for the Okavango River Basin - gather information about the communities’ utilisation of and perception of the role of the Okavango River Basin resources in their lives. - gather information about community perception of the role of the Okavango in their lives - gather information on indigenous management practises and knowledge 127 - - - identify gaps in understanding about the Okavango River Basin and define information needs and determine the appropriate approach to education and capacity building identify local institutions, e.g., tribal leadership structures and government extension officers that form part of communities' capacity to participate in natural resource management agree on roles and responsibilities of different community and other organisations in achieving the vision for the project The survey will be implemented in Namibia and Botswana with national consultants and project partners overseeing the implementation of the projects in the respective countries. The region-wide Consultant will be responsible for ensuring that the national-level activities are coordinated and harmonised between countries are to the degree appropriate and that the output of the surveys in both countries is consistent with the objectives. Further, the regionwide Consultant will ensure the careful alignment of work through regular communication and comparing of methodology and results, consequently supporting and facilitating synergy between the two national teams in the implementation of the surveys. In Botswana the survey will be implemented by three coordinated teams, who will work simultaneously to collect data in 18 communities in and around the Delta over a period of three months. Each team will be made up of four surveyors. Two of the surveyors will be people with experience in community liaison and who will focus on collecting qualitative information related to resource use, condition, people’s attitudes and perceptions etc., while the other two will be enumerators whose primary responsibility will be to collect demographic data. Coordination and supervision of the teams will be the primary responsibility of the Project Coordinator, based in Maun. The three teams will collect, collate, and report on the data generated through the survey. The information is to be gathered through a combination of participatory techniques and conventional data collection methods. A national consultant will be responsible for the training the teams, literature review and producing the report of the surveys. In Namibia, the survey will be undertaken by a team with skills and experiences in social, institutional, ecological and land-use issues, based on the procedures developed over the course of past similar surveys in five different regions of Namibia. The "social" survey team will hold meetings with the Regional Governor and his Councillors, chiefs, headmen and other leaders in each focal area. It will then hold meetings with selected communities, where after it will meet with individuals and with small focal groups. The "ecological" survey team will visit all important habitats within each focal area, with emphasis on important, productive and threatened ecosystems, areas with endemic species, important biodiversity hotspots, areas with known or expected red-data species and areas that offer the potential for wildlife, tourism and other natural-resource-based production. This 128 work will be directed from the results obtained from desk studies by the ecological team prior to the start of the survey. 2. STUDY AREA The region-wide Consultant will be responsible for covering the work done in the Kavango/ Caprivi region in Namibia and the Okavango Delta region in Botswana. 3. SCOPE OF WORK With guidance from the project partners through meetings with a Steering Committee, the region-wide Consultant is expected to carry out the following work at the various stages of survey development and implementation as specified below:- i) Survey Preparation The national consultants will design the initial draft of questionnaires. The region-wide Consultant is expected to review and comment on the format and content of questionnaires (and/or other relevant tools) that will be used to collect demographic information. This information will include household size and makeup, education, age; income, occupation, sources of remittance, livelihoods; natural resource use; languages spoken in the home and ethnic affiliations etc. Quantitative info on the number of people drawing water out of the river, size of fields etc. is also required. The national consultants will be responsible for the design of participatory methodology tools. The region-wide Consultant is expected to review and comment on the format and content of these tools which must cover collecting qualitative data and an inventory on people’s attitudes, perceptions, and visions on the natural resources and the river. The tools could include focus group discussions, interviews etc. The project will require information on: - cultural, religious, social significance of the river to people living within the basin perception of communities on the state of the resource who is using the resource, how and who has control institutions and governance within the community traditional knowledge and management systems of natural resources perceptions on rights that people upstream and downstream have perceptions on rights that out of basin resource users have perceptions on rights (within local context) non-riparian communities have consequences of their use of the resource the history of that community as told by them 129 - how the river and its resources can help develop community members’ lives management structures that communities would like to see the institutional, info-sharing, capacity, resources communities see as needed people’s views on whether the resource be developed or kept in its natural state ii) On the job training The region-wide Consultant will ensure that as part of the survey exercise, survey team members receive on the job training. This training could include observing survey staff and providing guidance and constructive criticism where necessary. The region-wide Consultant will also participate in the survey planning workshops as well as team training workshops. iii) Oversight Of Portion Of Survey Implementation The region-wide Consultant will oversee and be involved with certain periods of data collection and related survey work conducted in the field to ensure quality results. This would likely entail accompanying teams into the field for the first community surveys, and participating in feedback sessions to share results with communities. iv) Ongoing Input The consultant will review the ongoing analysis and interpretation of the findings carried out by the national consultants, and facilitate the integration between social and natural resource sectors as well as coordination between institutions. v) Survey Write Up. The region-wide Consultant will contribute to and review the national survey reports on the results and outcomes of the survey, which work will be the primary responsibility of the national consultants. vi) Any other aspects which the Consultant considers necessary for the success of the survey. The discussion of these should be reflected in the inception report. 4. REPORTING PROCEDURE At the initial stage, the region-wide Consultant is required to prepare an inception report indicating the approach to be used for the surveys for review by the partner NGOs before beginning the surveys. The region-wide Consultant is to produce one interim report midway through the survey period. The midterm report should assess effectiveness of: 130 a) questionnaires and other survey tools developed b) teams conducting the surveys c) overall strategy. The report should also detail the problems encountered in the coordination and harmonisation of survey implementation in both countries and the solutions proposed to counter these. Significant personnel issues should also be covered. Finally the interim report should include recommendations for changes in strategy, if appropriate. At the end of the survey period the Consultant is to produce a final report evaluating the level of success of the survey in achieving the set objectives and make recommendations on how the output of the surveys can be incorporated into subsequent phases of the program implementation. 5. TIME SCHEDULE While the concurrent implementation of the surveys in both Namibia and Botswana would have been the ideal, due to the situation of conflict in Kavango/Caprivi area, the survey exercise in Namibia will be delayed indefinitely until it is safe. There will therefore be a time lag between implementation of the surveys in the two regions. Innovative ways therefore need to be found to address both the approach and the timing issues and the consultant is to discuss how they plan to address this situation in the inception report. The region-wide Consultant will work with the project for a period of a total of fifty (60) working days over the implementation of the surveys in Botswana and in Namibia as follows: a) Ten (10) days of this period will be spent in participating in preparation planning of the Socio-Ecological Survey as well as reviewing the questionnaires, the sample design and participatory tools to be used for collecting data in Botswana and another ten (10) days in Namibia for the same purpose. b) Ten (10) days will be spent in the field checking on and overseeing the data collection and reporting work conducted by the field teams in Botswana and another ten (10) days in Namibia. Of the ten days spent in each country seven (7) will be spent on the initial survey observation while the remaining three (3) will be spent in feedback observation sessions. Ten (10) days will be spent in reviewing the report produced by national consultants and writing up the region-wide consultant’s report. 131