To: Terry Murphy Pamela Chapman Andy Collingwood Stuart Denham Alan Kenny Mike Taylor From: Lorraine Brayford Date: 2 December 2003 Copies: Darryn Kerr Brian Latham File Ref: OME 8 & OME 61 INFORMATION NOTIFICATION (1) Prescription Only Medicine (POMs) Contaminated Sharps (2) Waste Incinerator Directives (W.I.D.) – 2000/76/EC England & Wales (1) Prescription Only Medicine (POMs) Contaminated Sharps This note is to remind the NHS about the Regulatory Status associated with the disposal of Prescription Only Medicine (POMs) contaminated sharps. ACTION It is essential that this note and the attached Environment Agency letter of 27 October 2003, be brought to the attention of your Strategic Health Authority colleagues, and through them, the NHS. The Environment Agency have undertaken a survey of sharps boxes and their contents and are concerned that the NHS are not acting responsibly or within the letter of the legislation in how it disposes of sharps contaminated by POMs. Any sharps contaminated by POMs, irrespective of the amount MUST be treated/disposed of as Special Waste and not clinical waste. Please note a residual coating of POM is still contamination. There is no minimum threshold concentration of POMs, they are always special waste. The Environment Agency letter of 27 October 2003 attached at Appendix A explains the situation. TIMESCALE This is urgent. NHS Trusts who do not comply with the Environmental Protection Act 1990 section 34 ‘duty of care’ requirements could face fines or prosecution. FURTHER INFORMATION NHS Trusts who require further information should contact their local Environment Agency office in the first instance. (2) Waste Incinerator Directives (W.I.D.) – 2000/76/EC England & Wales Info note This note is to inform you about the W.I.D and how its implementation could affect the NHS and its ability to properly dispose of clinical/special/hazardous waste. The attached letter and background note at Appendix B provides the relevant details. Action It would be appreciated if you could ensure this note is brought to the attention of your Strategic Health Authority colleagues and through them circulated to all NHS Trusts. The attached Information Note and Background paper will also be posted on the Agency website www.nhsestates.gov.uk under Sustainable Development on the waste page. Timing The WID applies to new plants from 28 December 2002 and to existing plants from 28 December 2005. Applications for a new permit or a variation of the existing permit or authorisation to include WID conditions must be made to the Regulator in the period 1 January 2005 to 31 March 2005. The NHS needs to be sure that their waste contractors will be seeking to comply with the WID requirements and applying for new permits to operate from the Regulator. Further Information NHS trusts that require clarification specific to WID should contact their local Environment Agency office in the first instance. GENERAL If there are any general enquiries about these Information Notes please do not hesitate to contact me at lorraine.brayford@doh.gsi.gov.uk Kind regards Lorraine Brayford 0113 2547040 APPENDIX A ENVIRONMENT AGENCY Our ref : RDM1003(Sharps) Date : 27th October 2003 For Attn Of: Brian Latham NHS Estates Dear Brian, Prescription Only Medicine Contaminated Sharps As discussed, the Environment Agency is shortly to be producing an internal communication that will highlight issues of concern with regard to clinical waste. One of the key issues is likely to be the status of the rigid containers referred to as ‘sharps boxes’. A brief outline of the Regulatory Status of Prescription Only Medicine contaminated sharps is detailed below. I would be grateful if you would disseminate this information to the NHS Trusts to ensure that they are aware of their regulatory obligations. Status of Sharps Waste The position with regards to Sharps Waste contaminated with Prescription Only Medicines is as follows :The Special Waste Regulations 1996 (as amended) apply to controlled waste (CWR). Regulation 2(2)b indicates that controlled waste (including clinical waste), other than household waste, which is, or contains, a prescription only medicine (POM) is special waste. Where sharps are contaminated with POMs they are always special waste. There is no minimum threshold concentration for POMs below which renders them ‘not special’. In undertaking its regulatory duties the Agency has to act proportionately and therefore the Environment Agency does not normally take enforcement action for failure to consign such waste, which is special waste, as long as it meets three conditions:(i) The waste consists of fully discharged syringes. (Where partially discharged syringes and ampoules, tablets, or any other form of POM is present then this enforcement position does not apply) (ii) The waste is disposed of at a suitably authorised facility. (This ‘suitable authorisation’ relates to a facility authorised to dispose/treat wastes described both as sharps AND as special waste) (iii) The waste is managed in accordance with Health and Safety Guidance “Safe Disposal of Clinical Waste” Description of the Waste Concerns have been raised about the common presence of clinical waste, which does not constitute ‘sharps’, in the rigid containers. These concerns are supported by a survey of ‘sharps box’ contents. The waste producer has a Duty of Care (Section 34 of Environmental Protection Act 1990) to provide a description of the waste that enables subsequent holders to avoid mismanaging the waste. The rigid container must be described on the basis of its contents, and not on the basis of the container type. For example: where waste pharmaceuticals (which are not sharps) are also placed in the rigid container, the description of the waste should include the fact that the waste is mixed sharps and pharmaceutical waste (as opposed to POM contaminated sharps). Status of Treatment Processes The introduction of low temperature, or other alternative technologies, for the treatment of clinical waste has resulted in a number of such facilities accepting POM contaminated sharps material. Where an existing plant has an authorisation to accept POM contaminated sharps as special waste it may continue to do so. This does not extend to mixed sharps and pharmaceutical waste. Applications for new facilities will be given due consideration and, dependent on a variety of site specific factors including a risk assessment of the wastes, may be authorised to accept such waste. In both cases, where the plant is not technically capable of effectively treating POMs then they will be present in the outflow material, however dilute. Where a waste outflow material contains a POM it is special waste. There is no specific enforcement policy that would enable non-consignment of this material. It is currently the Environment Agency’s view that sharps frequently contain prescription only medicines (POMs) and are therefore considered to be special waste. It is considered that many low temperature heat, and perhaps chemical, treatment processes are unlikely to destroy POMs. In these circumstances residues will be considered special waste. High temperature processes may however be effective in destroying the POMs and in these circumstances the residues may not be special waste. Recommendations for NHS Trusts They should identify POM contaminated sharps as special waste to assist the waste contractor in disposing of them appropriately. They should identify the rigid container as mixed sharps and pharmaceutical waste where segregation practice results in the placement of ‘non-sharp’ pharmaceutical waste in the sharps bin. The waste should be consigned where the enforcement position does not apply. They should ensure that the waste contractor is disposing of this waste at a suitably authorised facility. With regard to the latter point, it is likely that a range of authorisations with regard to sharps disposal are in existence. The NHS Trust may find the following points useful to consider: Is the treatment plant authorised to accept Sharps/Group B clinical waste? Does this authorisation specifically authorise the acceptance and treatment of special waste (POM contaminated sharps)? Is the treated waste from the plant being consigned as special waste? For a rigid container of mixed sharps and pharmaceuticals a treatment plant would, in addition, require and authorisation to treat Group D or pharmaceutical waste. This is unlikely to be the case. The Safe Disposal of Clinical waste indicates that pharmaceutical waste should be disposed of at a clinical waste incinerator. If in any doubt, please contact the Environment Agency Area Office that regulates the treatment plant in question. If I can be of any further assistance please do not hesitate to contact me on the number below. Your Sincerely Bob McIntyre Technical Advisor – Hazardous Waste Process Tel 01392 352389 APPENDIX B Information note to all NHS Trusts in England 28 November 2003 WASTE INCINERATOR DIRECTIVES 2000/76/EC – WID ENGLAND & WALES ISSUE This note is to inform you about the Waste Incinerator Directives (WID) and how its implementation could affect the NHS and its ability to properly dispose of clinical/special/hazardous waste. The attached Background note and Defra guide “Directive 2000/76/EC on the incineration of waste” provides further detail. Existing waste incineration plant will need to comply with the requirements of WID by 28 December 2005 and will also require new permits to operate. Action is required for the NHS to ensure it can continue to dispose of waste that requires incineration post 2005. NHS Trusts who fail to ensure their waste is properly disposed of face the possibility of action being taken (prosecution or fines) by the regulator (Environment Agency or Local Authority). ACTION Please check with your Waste Contractor: 1. that they will be seeking to comply with the WID requirements; 2. will be applying for new permits to operate from the Regulator; 3. what contingency plans are in place should the permit not be obtained for whatever reason; also 4. check the terms of contract – be sure of your own position. FURTHER INFORMATION If you have any queries regarding the WID please contact your local Environment Agency area office in the first instance. General enquiries please do not hesitate to contact Lorraine Brayford at NHS Estates on lorraine.brayford@doh.gsi.gov.uk WASTE INCINERATOR DIRECTIVES 2000/76/EC – WID ENGLAND & WALES BACKGROUND NOTE WHAT IS THE WID? The Directive applies to incineration and co-incineration plant that burns municipal waste; clinical waste; hazardous waste; general waste; and waste derived fuels. The WID technical requirements aim to reduce pollution and set out operating conditions; emission limit values to air and water; and any derogations that will be available. For new incinerator plant the requirements take immediate effect. For “existing waste incinerator installations” there is a transitional period for the phasing in of the WID by the end of 2005. Guidance on WID is available on the DEFRA website at www.defra.gov.uk/environment/ppc/wasteincin/index.htm HOW DOES THIS AFFECT YOU? If you contract with a Waste Contractor for disposal of healthcare waste you will need to be assured that the contractor is able to continue to provide the necessary incineration service post 2005. If that service is not guaranteed, you will need to review your contract conditions and consider what alternative arrangements may be required. WHERE TO GO FOR FURTHER INFORMATION AND GUIDANCE For more definitive information, you should consult: The WID Regulations (SI 2002 No. 2980 – The Waste Incineration (England & Wales) Regulations 2002 – ISBN 0-11-044174-5) Defra Guidance on Directive 2000/76/EC on the incineration of waste – www.defra.gov.uk The Regulators: Environment Agency or Local Authority.