SEARCH ALLIANCE executive search and management consulting 750 Menlo Avenue Ste 100, Menlo Park, CA 94025 Ph 650-328-6400 Fx 650-328-6460 DIRECTOR / Sr DIRECTOR, REGULATORY AFFAIRS THE COMPANY Zogenix, Inc. is a private, specialty pharmaceutical company whose core strategy is the development and commercialization of differentiated CNS and pain therapeutics that can meet significant unmet medical needs. Zogenix' initial focus is the global development and commercialization of Intraject® sumatriptan – the market-leading triptan in a needle free, single use, disposable, subcutaneous delivery system. This product will compete in the $2.5 billion triptan segment of the migraine market. Intraject sumatriptan is a drug/device combination product. Beyond commercialization of the Company's initial product, Zogenix will focus on the development and sales of additional CNS/pain therapeutics that utilize the Intraject® technology. This newly formed company raised $60 million in a Series A private financing in August 2006. The financing was co-led by Clarus Ventures and Domain Associates, LLC. Additional investors included BA Venture Partners, Thomas, McNerney & Partners, Life Science Angels and Windamere Venture Partners. A portion of these proceeds funded the acquisition of the Intraject technology assets from Aradigm Corporation. This included the Intraject technology platform and intellectual property, manufacturing equipment and infrastructure, and Intraject sumatriptan. As a part of the transaction, key employees and all of the contract manufacturing relationships transferred to Zogenix to maintain the necessary skills and competencies to complete the development and commercialization of Intraject-based products. The remainder of this financing will be applied to accelerating product development and completing the commercial manufacturing automation for Intraject, including enhancing a solid manufacturing and supply chain infrastructure. These funds will also support the global registration of Intraject sumatriptan. Zogenix will build a focused specialty sales and marketing organization in the United States to propel the launch of Intraject sumatriptan into the migraine therapy market. Its emphasis will also be to commercialize future products and establish co-promotion partnerships as necessary to maximize each product's potential in the U.S. In addition, the Company will seek to establish partnerships to commercialize its products in other geographies. The Company intends to establish partnerships and license agreements with biotech and pharmaceutical companies for the development and commercialization of other Intraject based products. Intraject technology offers a variety of benefits (needle-free injection, sterile, pre-filled, disposable), which make it an attractive choice for both novel and established compounds. It provides a highly differentiated opportunity as an enabling technology for lifecycle management. Needle-free delivery systems have the potential to play a significant role in any therapy where invasive delivery limits therapeutic benefit, ease of access or patient compliance. Intraject should be the first needle-free delivery system of its kind to reach commercialization. Zogenix currently operates out of facilities in both Emeryville and San Diego, CA. Manufacturing is performed under contract with world-class contract manufacturing organizations located in the UK and in Germany. SEARCH ALLIANCE executive search and management consulting 750 Menlo Avenue Ste 100, Menlo Park, CA 94025 Ph 650-328-6400 Fx 650-328-6460 THE TECHNOLOGY - Intraject® Needle-Free Delivery System Intraject is a novel platform delivery system that offers an advanced, pre-filled, single-use device for needle-free injection. It is designed to offer comfortable, precise administration of liquid formulations to the subcutaneous space. The drug enters the systemic circulation similarly to needle-based injections. The pen-sized device requires only three steps and approximately one minute for a patient to use. It is comprised of two main parts: the glass capsule with a pre-filled volume of liquid and a compact nitrogen gas power source. Formulations delivered via Intraject are usually identical to those delivered via conventional subcutaneous injection, allowing for an abbreviated bioequivalence-based clinical and regulatory pathway. Intraject subcutaneous delivery can be used for both small molecule therapeutics and high molecular weight proteins. It is also useful in the delivery of monoclonal antibodies, a market that has grown 6-fold since the first introduction in 1998 and continues to drive much of biologic launch growth. Intraject has the ability to conveniently deliver viscous formulations, and therefore may be considered enabling for high concentration formulations that are extremely problematic to deliver via conventional needle injection. The technology has been extensively evaluated in clinical trials demonstrating bioequivalence and patient preference delivering both large and small molecules. To date over 100,000 Intraject devices have been manufactured including completion of the manufacturing of pivotal and clinical batches of Intraject sumatriptan product. THE PRODUCT - Intraject Sumatriptan Intraject sumatriptan, a delivery/drug combination for migraine pain, is a late stage product with extensive studies and data already completed. As mentioned, with the acquisition of Intraject sumatriptan, the company gained the associated support systems. Multiple suppliers (mostly EU) produce components of the highly engineered device component and an established supplier provides the drug product. There are two primary CMO’s that complete the assembly and aseptic fill processes. Sumatriptan is the leading triptan sold worldwide with over 50% share of 125 million doses sold annually. Although pharmacokinetic studies have shown that the injectable form has a significantly faster onset of migraine relief verses oral and nasal forms, unit sales of the current injectable sumatriptan are less than 5% of the total. Fear of needles and the complexity of the current injectable product are cited as primary reasons for low acceptance by patients and clinicians. Intraject sumatriptan directly addresses these issues. Market research shows strong acceptance of Intraject sumatriptan by neurologists, pain specialists, and high prescribing primary care physicians. The FDA has agreed that Intraject sumatriptan is to be filed under 505b2, leveraging the preclinical data of the current marketed injectable sumatriptan, with only one pivotal study required. This study, a twoweek pivotal trial in 60 healthy volunteers will assess bioequivalence of Intraject sumatriptan to the currently marketed injectable product. This study will be completed in early 2007. Clinical materials and NDA stability batches and have already been manufactured with over 6 month’s stability to date. NDA submission will follow immediately after the availability of the clinical report and 12 month stability data. THE MANAGEMENT Roger L. Hawley, Chief Executive Officer Stephen J. Farr, Ph.D., President and Chief Operating Officer Bret E. Megargel, Vice President, Finance and Corporate Development Jonathan Rigby, Vice President, Business Development John J. Turanin, Vice President, Operations SEARCH ALLIANCE executive search and management consulting 750 Menlo Avenue Ste 100, Menlo Park, CA 94025 Ph 650-328-6400 Fx 650-328-6460 THE POSITION Reporting to the President and COO, this position will head the regulatory function for the company. The Director/ Sr Director of Regulatory Affairs is responsible for the development and oversight of the global regulatory strategy in an out-sourced pharmaceutical development and manufacturing environment. S/He will be responsible for ensuring appropriate licensing, marketing and legal compliance of Zogenix’ pharmaceutical products and will be the primary liaison with worldwide regulatory authorities. Initial opportunities/challenges include a near-term NDA submission and subsequent launch for the company’s lead product sumatriptan Intraject, a “first of its type” pharmaceutical product. The Director/ Sr Director will also plan for and support potential additional pharmaceutical products in the Zogenix pipeline. S/He will work proactively with regulatory authorities, primarily FDA and EMEA, toward successful filings which meet regulatory requirements. S/He will significantly influence the overall drug development process and will work closely with other functions to provide advice, counsel and oversight to align processes with regulatory strategies. He/She will develop the Regulatory function within the company and will provide leadership on all regulatory operational activities. The Director/ Sr Director of Regulatory Affairs’ responsibilities will encompass the preclinical, clinical, and chemistry, manufacturing & controls disciplines. OBJECTIVES Gain an understanding of Zogenix’ products, their components and key attributes. - Become familiar with current project plans and timetables. Understand milestones and associated deadlines. Learn about the current regulatory strategy and understand activities to date in order to determine refinements and future modifications. Initially, will assume primary responsibility for the IND cleared by FDA in November 2006 for sumatriptan Intraject and determine appropriate next steps. - Develop and implement the regulatory strategy related to a pre-NDA meeting, NDA submission and support of PAI activities. Educate and influence regulatory authorities on specifications and approval processes for technologies used in Zogenix drug products. Define and implement an overall regulatory strategy aligned with corporate goals. Strive for the earliest approval for upcoming and future IND/NDA submissions. Work closely with colleagues in preclinical, clinical, manufacturing, compliance, marketing and senior management to create product development/regulatory strategies. - - Ensure that research and product development programs are designed to meet FDA requirements. Ensure that projects in the pipeline are supported with fully integrated plans in which the regulatory strategy is incorporated, documented, implemented and communicated to those individuals responsible for successful execution. Work in a collaborative manner with internal scientists and engineers and externally to oversee technical, clinical and regulatory consultants to achieve these objectives. Interface with Marketing and Manufacturing to ensure regulatory requirements are met for manufacturing, packaging, labeling and advertising of Zogenix drug products. SEARCH ALLIANCE executive search and management consulting 750 Menlo Avenue Ste 100, Menlo Park, CA 94025 Ph 650-328-6400 Fx 650-328-6460 Oversee regulatory submissions to the FDA and EMEA. - Provide focused, strong oversight to colleagues involved in submission preparation Ensure that individuals from functional areas receive appropriate advice and support in order to ensure execution of reports and sound documentation. Review these submissions and help to refine and improve their quality and approvability. Develop regulatory processes and construct SOPs, templates and checklists for utilization by clinical, R&D groups and manufacturing groups. These SOPs will address the full range of issues pertaining to all aspects of regulatory submissions. Serve as the regulatory expert for the company. - Advise colleagues and provide guidance in conducting studies that comply with FDA requirements Clearly communicate critical regulatory information to team members in all phases of the development cycle ( eg. IND,clinical, CMC, etc.) Interpret the laws and regulations for other members of the company's executive, R&D, manufacturing, compliance and commercial staff. Keep abreast of changing regulations. Be proactive and provide staff with updated information in relation to these evolving FDA requirements. Advise the company regarding potential risks related to regulatory issues. Work directly with appropriate regulatory agencies to represent the Company, solve problems and develop sound solutions. - Maintain correspondence and other records of interactions with regulatory authorities. Establish and manage relationships with regulatory authorities and consultants. Utilize personal professional networks to achieve goals. Support regulatory inspections at CMOs. THE PERSON Ideal Experience A minimum of 10 years of experience in Regulatory Affairs in the pharmaceutical, biologics or drug delivery industry. Drug/Device combination product experience a plus. An individual with a track record of forming effective working partnerships with colleagues, subordinates and counterparts from other companies and at regulatory agencies. Possesses solid instincts concerning quality of regulatory submissions and sound scientific and business judgment. Has participated in setting regulatory strategy and can assume initiative in leading operations. Has in depth knowledge and understanding of both the drug and device approval a process. SEARCH ALLIANCE executive search and management consulting 750 Menlo Avenue Ste 100, Menlo Park, CA 94025 Ph 650-328-6400 Fx 650-328-6460 Has a thorough, global understanding of the complex set of regulations with primary focus on US FDA and EMEA. Has personal experience and a good track record of effective interactions with these organizations. Knowledgeable in cGMP’s, cGCP’s, QSR’s Ideal Personal Profile A BS/MS or equivalent in a scientific discipline with a PhD / PharmD preferred. A bias for action and a sense of urgency. Embraces science- and issue-based approaches to regulatory strategy. Believes in the value of sharing regulatory information and of developing a strong and knowledgeable workforce in the Company A generalist, comfortable working with people from a range of disciplines; competent in asking questions and defining answers. Exceptional communication skills. Ability to negotiate issues with regulatory authorities and prepare effective documentation. Possess strong skills in leadership, problem solving and project management. A leader who addresses potential issues head-on and solves them before they become major problems. Comfortable in an interactive, collaborative, team-oriented environment. A regulatory affairs professional who is flexible, non-bureaucratic, open to new ideas and also fully accountable for meeting individual and company goals.