ENV-2E1Y Fluvial Geomorphology 2004 - 2005 Slopes and related topics Section 6 Stability of River Banks Slope Stability and Related Topics 6. Stability of River Banks 6.1 Introduction The methods to analyse the stability of slopes have been covered in section 5, and while the methods described may be relevant to studies of the behaviour of river banks in some situations, in most cases, the methods are inappropriate even though river bank failures are in effect small scale slope failures. The reason for this is that the mechanism of failure is often very different and these differences arises from the relative contribution of cohesion to the stability of slopes. In the late 1970's several other mechanisms of failure were identified by Colin Thorne working under the direction of Drs R.D Hey and N.K. Tovey and followed extensive on site examination of failures by the group. Fig. 6.1 Failure of a river bank as a typical slope failure. The height of the slope relative to the depth of tension cracks is large. It is thus necessary to categorise river banks into three groups based on the types of failure mechanism that will occur. Failures by this means can occur on quite shallow slopes (e.g. 5o) particularly in quick clays (e.g. Scandinavia and southern Canada). In very cohesive soils, the angle of friction may be quite low (~ 5o) resulting in deep seated failures which often have the toe partly in the river. In periods of heavy rain, pore water pressures can develop behind the clay skin to such an extent that the clay layer is lifted off from the parent block leaving a freshly fractures micro-surface free for attack by the river again. On non-vertical banks, rain-drops impinging on the surface of the clay can also break up this surface layer, sometimes giving a prismatic appearance. An eroding river will often produce a steep near vertical bank up to a few metres in height. Shear stresses on the outer bend of the water may be sufficient to remove material directly if there is a high silt, sand or gravel content. In highly cohesive banks, the clay present tends to be smoothed by the action of the flowing water which in turn will tend to seal the bank from further erosion directly from the water. Surface layers of the clay with highly orientated clay layers can form and these can become significantly more impermeable to water. Cohesive river banks can be stable in the short term from cohesion present and negative pore water pressures. 6.2.2 River banks of moderate height ( typically 2 5m) 6.2 Type of failure in river banks. These banks are assumed to be composed of overconsolidated sediments. The over-consolidation in many cases will arise solely from desiccation. In these river banks the depth of tension cracks (at about 2m) become significant and the mechanism of failure tends to become more slab like even in near vertical river banks. Tension cracks develop in dry weather a ped boundaries (those doing Soil Science will know what a ped is!), and these tend to be spaced at about 0.3 m intervals in the typical river deposits found in many UK river valleys. 6.2.1 River banks (slopes) higher than approximately 5m River banks which are relatively high (> 5m) have potential failure mechanisms similar to those discussed in section 5. Even when cohesion is present the maximum depth of tension cracks rarely exceeds 2m (for a cohesion of 40 kPa - see equation 5.6). Typical failures will be arcs of circles and failure will occur via a rotational slip into the river. Such river banks are frequently in material with moderate cohesion and are dominated in terms of time of failure by antecedent rainfall. River erosion at the base can cause over-steepening, but this in itself rarely triggers a failure. Failure zones (usually nearly straight - but sometimes slightly curved) may form. These failure surfaces are often at nearly 450 to the horizontal, and the base may be above the base of the cut river channel. Fig. 6.1 shows an example of such a failure. Failure is this mode is particularly likely during a period of heavy rain immediately following a dry spell. At the onset of rain, the cracks are open (sometimes hey can 75 N.K. Tovey ENV-2E!Y Fluvial Geomorphology: 2002 - 2003 be as wide as 10 - 20 cm or more) and rapidly fill with water. The hydrostatic pressure from the water will rapidly decrease the stability of the slab even before the river level rises in response to the storm. At this stage the pore water pressure on the actual failure surface may still be negative, but it is the sudden increase in the additional lateral force which may cause failure. Section 6 Though the failure mechanism is very different from those discussed in section 5, the method of analysis is exactly the same. In effect the slab is equivalent to a single slice in the general method of analysis discussed in section 5.8. 6.2.3 River banks with heights less than 2m and also composite river banks less than 5m high. A typical slab like failure in a bank of moderate height is shown in Fig. 6.2. There are two categories of river bank here:1) Those in recently deposited sediments which are normally or lightly over-consolidated such as the banks for rivers in recent marine deposits in estuaries etc. 2) Those which are composite in nature usually consisting of a sandy gravel overlain by a cohesive upper bank. The gravel/sand granular layer may also have some cohesion, but this is must less than that of the upper bank. The granular layer may be imbricated with plate shaped gravel-sized particles laid with their long axis nearly horizontal. These structures arise from flood conditions in the river where the gravel is laid down as point bars. Subsequent vegetation growth will trap finer clays and build up the cohesive upper bank. Fig. 6.2 Failure of river banks which are of moderate height. Such sections become exposed again as the river meanders across the valley floor. When a river erodes at the extreme side of the valley floor, the outer bend cannot be of composite nature and the bank and valley slope will usually be much higher than on the other side. For these latter banks, the methods of analysis discussed in section 6.2.1 and 6.2.2 are relevant. The depth of tension cracks is comparable to the bank height. Failure is usually on a near planar surface. Water infiltrating the crack immediately after a dry period can cause a critical time for failure. Failure is unlikely at bankful discharge, but may fail (if is has not previously) after the stage falls. However, if the crack closes following swelling this will tend to increase stability. 6.2.4 River banks (< 2m) in recent deposits If the slab survives the initial water ingress, the rise the in river stage will saturate the block and provide buoyancy to the block and also counter-balance the lateral forces of the water in the crack . Failure during this time is unlikely. The material forming these banks is normally consolidated or lightly over-consolidated at best and the stress point will lie to the right of the critical state line in the e - log plot. The material will be at high at a voids ratio often at or above the liquid limit (i.e. the Liquidity Index will be near 1.0). The shear stresses developed in flowing water will often be sufficient to entrain parts of the clay causing a steepening of channel. This will in turn will impose relatively rapid increases in the mobilising shear forces on potential failure zones results in deformation with the build up of excess pore water pressure and thus rapid failure. The clay around the crack will begin to swell and fill the crack and the effects of the lateral water pressure will diminish. However, if the stage level falls before the crack seals, a second more critical phase regarding stability will occur. Positive water pressure will now exist on the potential failure surface and also as the buoyancy effect is removed, the full saturated bulk unit weight of the block comes into play. Previously immediately after the start of the rainstorm, a partially dry unit weight would have been the relevant weight. If the crack seals, then the effective failure surface increases and failure is not as likely to occur. Frequently failure occurs in banks of low height for this reason. Traditional methods of analysis are relevant for analysis, but as the geometry of the slope is changing rapidly (e.g. each tidal cycle in estuaries), it is difficult to precisely define the critical slope shape before failure. 76 N.K. Tovey ENV-2E!Y Fluvial Geomorphology: 2002 - 2003 Section 6 6.3 Composite river banks on the outside of the upper blank protecting it from further erosion. 6.3.1 General description of banks and erosion of lower bank 6.3.2. Failure of the Cohesive Upper Bank With continued erosion a cantilever overhang will develop and the stability of this part of the bank will be dependant on the density of the root matting of the vegetation and also the cohesive and in particular the tensile strength within the bank material. These river banks will normally be less than 2m in height (occasionally up to 5m) with a lower imbricated gravel layer and a cohesive layer above covered with vegetation. The stability of these banks cannot be analysed by even a modification of the traditional methods of analysis as the modes of failure are very different. Eventually, the upper bank will fail as a single unit, but the mode of failure depends SOLELY on the geometry of the system. Whether or not it actually fails does depends on the material properties, but the actual mode depends on the overhang to depth ratio. It can be further shown, that in most situations, failure will occur when the overhang reaches 0.3 m in width. The underlying gravel tends to be more easily eroded than the cohesive upper bank, although in some special conditions the reverse is true. The failure of these cantilevers occurs as a solid block. Usually they are between 0.5 and 1.0 m in length. 6.3.3. Development of Desiccation Cracks from base of cantilever block Fig. 6.3 Once an overhang develops and the stage level falls, the cantilevered block will dry, and as it does so its unit weight will decrease, and in many situation, this will increase the stability of the block. However, it is commonly observed that a desiccation crack appear to develop upwards from the base of the overhang (see Fig. 6.3). The exactly position of the crack is governed partly by stress release and also the presence of ped boundaries. Once the crack begins to form, it readily widens as any loose material will fall from it (unlike the cracks which develop at the top of a slope where the debris will tend to fill the crack once they exceed the critical depth). This crack will propagate upwards and is usually arrested by the root matting which will act as reinforcement and prevent further propagation. Development of desiccation crack in a composite river bank. In many areas the depth of the vegetation and root matting is around 30 cm. The lower non-cohesive bank is more readily eroded creating a cantilever overhang. The lower bank is frequently attached by the shear stresses in the water as the river stage rises and entrains the smaller sand and gravel particles from this layer. At low flows, there will be little entrainment, but aeolian action arising from the desiccation of the surface crust of the vertical lower bank will cause the finer particles to loose their adhesion to the bank (removal of the negative pore water pressure), and will fall away onto the debris slope beneath). 6.3.4 Development of normal tension cracks at top of cantilever block In normal slopes, tension cracks will develop at the surface of a slope. In the failure of cantilever blocks, these only occur shortly before failure, and it is rare to see evidence of such cracks except immediately prior to failue. The reason for the later development in this case is that the root matting offers a resistance to crack development which is significant proportion of the forces involved. At high flows, direct action arising from the shear stresses set up in the water will cause the finer granular particles to be remove from within the voids in the imbricated gravel, and this in turn will expose the platy gravel particles to drag forces which may or may not be sufficient to remove them from the bank. If removal takes place, the fresh bank may be attacked and the upper cohesive bank may be undercut causing a cantilever overhang. If the discharge is at bank full, then significant shear stress may develop and erosion of the low bank may be pronounced. Erosion of the upper bank, even though it is now covered by water, tends to be much less because of the smearing of the clay particles 6.3.5 Modes of Failure of Cantilever Blocks As indicated above, the modes of failure of the upper bank are dependant on geometry, but 3 basic modes of failure have been noted:77 N.K. Tovey ENV-2E!Y Fluvial Geomorphology: 2002 - 2003 directly in the river) immediately adjacent to the bank and with the grass root matting intact and pointing upwards. The grass surface will be nearly horizontal or tilting backwards slightly. shear type failure beam type failure tensile failure Direct observation of the failed blocks allows the actual mode of failure to be determined. Thus:a) Section 6 Occasionally a hybrid failure (~ 5% of failures) between beam and tensile failures is noted. Of the three failures, shear type failures are not common. In shear failures, the block will slide bodily downwards and come to rest on the lower bank (or Fig. 6.4 Modes of failure in composite river banks. A). Shear type failure; B) Tensile failure; C). Beam type rotational failure. b) c) In tensile failures, the lower part of the cantilever block becomes so heavy that it exceed the tensile strength of the soil and the lower part drops bodily to the lower bank (or river). The final position of the block is identical to that in shear failures except that the upper surface (including the vegetated mat) remain in place at the top of the bank. The failed block has no vegetation on it. Not infrequently the base of the root matting is the plane of weakness along which failure occurs, but this is not always the case. lower bank on the debris slope. On the other hand at the outside of rapidly eroding bends, they may fall into the river and affect the flow of water in the vicinity. During failure, the blocks usually fail as one complete block, occasionally splitting into 2 or 3, but largely the blocks remain intact. If the blocks are submerged, then the surface of the cohesive material will become smeared and this will tend to protect the block from further erosion of the river. Sometimes the blocks fall into the water close to the bank, and will thus protect the lower bank from subsequent erosion. In beam failures, the block rotates during failure and ends up on the lower bank or in the river with the vegetated mat still in place but lying in a vertical plane and pointing towards the river. Some cases have been noted where such failed blocks have deflected the main filament of the water flow away from the eroding section, and what was previously an actively eroding section now stabilises and vegetation takes hold on the lower bank entrapping any cohesive material which may pass in the relatively stagnant water during higher stage flows. 6.3.6. Post failure of the composite river bank After failure, the final resting position of the failed block is important to the subsequent sequence of erosion effect by the river. Blocks may remain relatively dry on the 78 N.K. Tovey ENV-2E!Y Fluvial Geomorphology: 2002 - 2003 The weight of the block reduced while submerged ( unit weight is acting), and it is possible for the whole block to be moved bodily by the current although more usually this is by a rolling motion. However, this rarely occurs unless the block falls so that it is at an angle to the river and a small movement in such a direction tends to move into the broadside on position. In some cases, several failed blocks have been noted which have moved by rotation and then interfered with each other such that a small dam has been created across part of the river. This clearly will greatly affect the river flow during periods of low flow, and to a lesser extent high flow. Section 6 6.4 Mechanisms of failure of composite river banks 6.4.1 Stability Charts The modes of failure and the forces involved are shown in Fig. 6.5 If blocks do start rolling in subsequent high stage flows, then they may break and abrade, and as they do so they are more readily entrained. Failed blocks have been seen to remain in their initial failed position (or close by) for several months or even years, and can thus significantly affect the next stage of erosion of the lower bank. 6.3.6 Behaviour of in composite river banks as the river stage level changes. At low river stages, the cantilever overhangs will normally desiccate and as they do so the unit weight will fall which will mean that the weight potentially causing failure will reduce and the block will become more stable. Further since erosion of the non-cohesive lower bank only takes place during high stages, there will be minimal increase in the overhang, apart from a small amount of sub-aerial weathering. Fig. 6.5 Forces associated with different modes of failure It is necessary to specify the geometry of the cantilever block as shown in Fig. 6.6. However, a lower desiccation crack will begin to form, and this is assumed to follow a former ped boundary. The crack propagates upwards, and unlike tension cracks at the top of normal failures, and material falling from the sides of the crack will be lost for ever. The proportion of the block attached will reduce, and this will thus reduce its resistance to failure. Immediately after the river stage rises, the block saturates which means that the unit weight increases, and potentially the stability decreases. However, there is also the bouyancy of the river water itself, and thus the submerged unit weight is thus appropriate, and this will be much less than either the cry or the saturated bulk unit weights, and thus the block will become more stable. Fig. 6.6 Geometry of cantilever block and two geometric non-dimensional groups. As with much of the rest of this course it is convenient to unify all analyses into a single chart and for this we need to identify three non-dimensional groups. The first two are purely geometric and relate to the breadth to height ratio (B) and the proportion of the block that is unaffected by the desiccation crack ( b) If the stage falls immediately, before any further erosion takes place, then this will be the most critical time with regards for stability, as the bouyancy is lost and the full unit weight acts. Further the desiccation crack developed during the previous low stage will have reduced the stability and failure may occur. b H H and H i.e. B At high stages, erosion is most prevalent, and further undercutting takes place thereby decreasing the stability of the block. The mode of failure is solely dependant on the geometry of the block. Whether the block actually fails depends on the material properties of the block. 79 N.K. Tovey ENV-2E!Y Fluvial Geomorphology: 2002 - 2003 Section 6 The final non-dimensional parameter is A which relates the tensile strength (t) of the soil to the unit weight and the breadth b A i.e. t b To evaluate the stability in a particular mode, the nondimensional parameters are first evaluated. For many soils, the tensile strength is around 5 kPa, and since the unit weight is between 15 and 20 kPa,, the factor A will be between 0.25 and 0.33 time the breadth of the block. As an approximation, and initial value of 0.3b may be used for A. We must now examine the stability of the block with respect to all three modes of failure. 6.4.2. Shear failure Fig. 6.8 Stability chart for tension failure Assuming that there is no upper tension crack, there is only one failure line associated with shear failure (Fig. 6.7), and the value on the Y - axis is read off corresponding to the relevant value of b as defined by the line. This value of Fss / A is noted, where Fss refers to the factor of safety against shear failure. At this stage we do not have to work out the specific value of the factor of safety - merely the non-dimensional ratio. 6.4.4. Beam Failure For this we use exactly the same procedure as for the tension test except that this time we use Fig. 6.9 to obtain. Fsb / A . Fig . 6.9 Stability chart for Beam Failures Fig. 6.7 Stability chart for shear failure 6.4.5 Mode of Failure 6.4.3 Tension Failure The charts 6.7 – 6.9 show the non dimensional Factor of Safety for the three modes of failure. The failure mode most likely to occur is the one which has the lowest values of Factor of safety, i.e. the lowest value of Fs/A. A composite Stability Chart incorporating the three charts Figs 6.7 - 6.9 is shown as Fig. 6.10. We use a similar procedure using a graph similar to Fig. 6.8, but this time we must select the line with appropriate value of the non-dimensional parameter B. (i.e. b / H). Once again we read off on the X - axis and move vertically upwards until we meet the appropriate curve. We then read off the Y - axis value corresponding to this point. This will give use the value of Fst / A . 80 N.K. Tovey ENV-2E!Y Fluvial Geomorphology: 2002 - 2003 Section 6 Fig. 6.10 Stability Chart for Analysis of Composite River Banks. B=0.05 5.0 4.0 3.0 Fs /A 2.0 0.5 0.4 0.3 0.2 0.1 0.1 1) Evaluate , , and B, and also 1/A = b/t [Note: t is often about 5 kPa and ~ 15 so 1/A is approximately 3b]. m kNm-3 , 2) Plot point 1/A as Y-value and (or - ) as X. 3) If point is below appropriate B line, block is stable. Failure is most likely in mode for which B line is closest to plotted point. Factor of safety is ratio of Y -values at B line and plotted point. 0.2 Note: a) Use only for X - axis for tension case b) Use B' instead of B (if relevant) in beam case. c) Chart is drawn for r (i.e. t/c) = 0.1 which is close to average ratio. For other values of r, multiply Y value (in beam case only) by 1.1/(1+r). 0.25 H b 0.15 H H m H b B H 0.3 B1 B A t b 0.4 0.5 shear tension Fss 5 A 0.7 beam Fst 1.0 1.0 Fsb 2.0 0.0 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 2 t r AB (1 ) A w (1 r ) B1 - tensile strength - unit weight - ratio of tensile to compressive strength. based on Thorne and Tovey (1981) or ( ) 81 N.K. Tovey ENV-2E!Y Fluvial Geomorphology: 2002 - 2003 Section 6 6.5. Examples of the use of stability charts. Now suppose the block becomes fully submerged at high stage. From an initially partially saturated block with unit weight 16 kN m-3 its saturated bulk unit weight will increase to say 18 kN m-3 but from buoyancy, the submerged unit weight will now be 8 kN m-3 and the parameter A will change, i.e.:- 6.5.1. Example 1. A cantilever overhang is 0.1 m wide and 0.4 m high. The unit weight is 16 kN m-3 and the tensile strength of the soil if 8 kPa. There is no desiccation crack. In which mode of failure is the block most likely to fail, and what is the factor of safety against failure in this mode. A = Since there in no crack = 1 and B = 0.25. From the stability chart with respect to shear, Fss/A = 5.0. From the corresponding chart for beam failure, Fsb / A = 3.64, while from the tensile failure case, Fst / A is off the scale and obviously must be as tensile failure can only occur if there is a desiccation crack. 8 / ( 8 x 0.1) = 10 and the value of 1 / A will now be 0.1 so the state point will move vertically downwards to correspond to this new Y - value and in doing so become twice as stable. After the stage falls, the full saturated bulk unit weight will now become operative and the value of A will decrease to:- The lowest value of the factor of safety parameter comes from the beam mode of failure and this is the most likely mode in which the for the overhang to fail. A = 8 / (18 x 0.1) = 4.44 and the associated factor of safety will be 16.18 for the beam failure, i.e. it will be slightly less stable than originally. We now evaluate the parameter A = 8 / ( 16 x 0.1) = 5 , and hence the factor of safety will be 3.64 x 5 = 18.2 and so even in the most critical mode of failure, the overhang is very stable. 6.5.3 Example 3 If on the other hand further erosion of the bank occurred during the period of high stage, no desiccation crack would develop, but the ratio B would increase. Suppose the overhang increases to 0.2 m, the ratio B will now be 0.5 and the intersection of the B = 0.5 curve ( for the critical beam failure) with the = 1 line gives a Y value of 1.82. With the increased overhang, the value of A will fall to An alternative approach using the composite graph (Fig. 6.10) is to plot the state point corresponding to a factor of safety of just unity, and then to compare its position with the relevant failure lines for the three modes of failure. In the example above, the state point will plot at an Xaxis value of 1.0 (corresponding to = 1 and since we initially consider Fs as unity we plot the value of 1 / A as the Y - value = 1/5 = 0.2 A = 8 / ( 8 x 0.2) = 5 and the effective factor of safety would become: 1.82 * 5.0 = 9.1. This point will be on the extreme right of the graph. We now move up the = 1 line to find where the respective failure lines cross (i.e. B = 0.25), and this corresponds to a value of 3.64 (as previously noted) for the beam failure, and 5.0 for the shear failure. No tensile failure is possible. In this case, immediately after the river stage drops the factor of safety would drop to 2.22* 1.82 = 4.04 (the 2.22 comes from the revised value of A arising from the saturated unit weight). Once again we would see that the beam failure mode is most critical. As the block dried, the unit weight would decrease again and the parameter A would increase so that the factor of safety would once again increase (or alternatively, the state point would move downwards towards the X - axis). The actual factors of safety can then readily be obtained as indicated above by multiplying by the factor A. The alternative approach has an advantage in that the behaviour of the block through several cycles of saturation/erosion/desiccation may be plotted on the composite graph and the exact point at which failure occurs, and also the mode of failure can be easily determined. This aspect is explore further in later examples. If in this condition with the unit weight = 16 kN m-3 (i.e. A = 2.5), a desiccation crack ( 0.1 m long) now develops. The state point on the composite graph ( at coordinates x = 1.0, y = 0.4 (i.e. 1 / 2.5)) will now move horizontally towards the left along the line y = 0.4 to the X - axis value corresponding with = 0.75 (i.e. the non-dimensional parameter giving the length of the crack). At this point we check the failure curves to find the most critical one. For shear, the Y value is 3.75, for beam failures, the value is 1.02, while for a tensile failure the In general terms, for stability of the cantilever, the state point must always be below ALL of the failure lines, and the closest failure line will dictate the mode of failure that is most likely. 6.5.2. Example 2 82 N.K. Tovey ENV-2E!Y Fluvial Geomorphology: 2002 - 2003 value is 2.0 All these value are above the state point and so the overhang will still be stable, and the but the lowest value is still the failure curve from the beam type failures. The factor of safety is now 1.02 / 0.4 which is approximately 2.5, so though stable is much more critical than the original block. Section 6 Using the stability chart in the manner shown enables us to clearly see how and under what conditions a block failure will occur. Fig. 6.11 shows the trace of the state point as it passes through the different stages represented by examples 1 to 3. As the crack develops further, the state point will continue to move to the left and will intersect the beam failure line when = 0.48 and this will be before a tensile condition is reached. The factor of safety will now be unity and failure will occur. the value of = 0.48 corresponds to a crack length of 0.52 times the block depth or 0.208 m. Fig. 6.12 illustrates the regions most critical for each type of failure for B = 0.3. Thus as the desiccation crack propagates, so that falls from a value of unity, the most critical failure mode is first a beam type failure to a value of =0.88, then a tensile failure to = 0.41, and finally beam failure becomes the most likely if the crack propagates further. While at all stages, the beam failure mode was most critical this was only because of the initial geometry (i.e. the block depth). If other block depths were present (typically most seem to be between 0.6 and 0.9 m), then at some states of development, one mode is most critical while another becomes more critical at a later stage. In some cases, a third mode of failure may become the most critical. Further Reading:Thorne and Tovey (1981) Stability of Composite River Banks. Earth Surface Process p469 - 484 Hey and Tovey (1989) Process and Bank Failure: In Hemphill and Bramley: Protection of River and Canal Banks p 7 - 39. Butterworths space for further notes 83 .3 N.K. Tovey ENV-2E!Y Fluvial Geomorphology: 2002 - 2003 0.4 Section 6 B=0.5 is relevant failure line 0.5 trace of state point 0.7 Failure occurs at X-value of 0.48 1.0 2.0 State Point in Example 1 0.4 0.5 0.6 0.7 0.8 Fig. 6.11 Stability Charts for Analysis of Composite River Banks – showing trace of State Point in Examples 1 – 3. or ( ) 84 0.9 1 state point in Example 2 N.K. Tovey ENV-2E!Y Fluvial Geomorphology: 2002 - 2003 Section 6 0.5 0.4 0.3 0.2 0.1 5.0 0.2 Tensile Failure most critical 4.0 Beam Failure most critical Beam Failure most critical 3.0 0.3 Fs/A 0.4 2.0 1.0 0.0 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 Fig. 6.12 Stability Chart showing critical regions for different modes of failure for B = 0.3 85 0.8 0.9 1