University of Colorado Denver Colorado Multiple Institutional Review Board Standard Operating Procedures SOP – Continuing Review Notices Version #: 001 Effective Date: 05/01/11 This Policy Pertains to: Expired Protocols Responsibility for executing this policy: IRB Manager, IRB Specialists, Coordinators Last Reviewed on: 04/26/11 Result: Approved Approval Authority: Director Approved by: Alison Lakin Date: 04/26/11 1. PURPOSE: To ensure that the PI is given due warning that the continued review submission is due to be submitted to COMIRB. 2. POLICY: At 75 days and 45 days prior to expiration a continuing review notice will be sent to the Principal Investigator unless the continuing review submission has already been submitted to COMIRB for review. 3. SPECIFIC POLICIES: Note: Send Continuing Review Notices on Monday, Wednesday and Friday 3.1. Step-by-Step Instructions: 3.1.1. Create Report: Program Tools Reminders and Notifications Enter Date Range (Use Excel Spreadsheet for Specific Dates Pertaining to 75 Days and 45 Days Notices; Location: K Drive; Folder: CR Notices) Continue Determine Full Board and Expedited Protocols For 45 Day CR Notices: Determine Whether Continuing Review Has Been Received 3.1.2. Create Batch Communication: Program Tools Reminders and Notifications Enter Date Range (Same as Above) Continue Check Bottom 2 Boxes: Note: Do Not Change Protocol Status (IRB Intake) 3.1.2.1. Create a Submission Record: Submission Type: Administrative Review Method: Administrative Review Review/Meeting Date: Today’s Date (Date of Sending Continuing Review Notices) Description: Continuing Review 1st Notice (for 75 Day Notices) or Continuing Review 2nd Notices (for 45 Day Notices) 3.1.2.2. Create a Batch Communication: Continuing Review 1st Notice or Continuing Review 2nd Notice Check Mark All Applicable Protocols Commit Continuing Review Notices CP-021, Effective 5-1-2011 1 of 2 University of Colorado Denver Colorado Multiple Institutional Review Board Standard Operating Procedures Delete Duplicate Recipients: Set/Edit; Delete; Save; Back to List Commit Check: All Send Check I Protocol to Confirm that Correct Letter was Built (View) Commit Note: screen should say: Reminders and Notifications Results 0 Protocols if CR Notices were sent successfully Note: Do Not Send CR Notices for protocols when WIRB, CIRB, or a Non-Affiliated IRB are the IRB of Record. Also do not send CR notices for Exempt Protocols 4. RESPONSIBILITY: It is the responsibility of the Coordinators, IRB Specialists and IRB Manager to implement this SOP. It is the responsibility of the Director and Assistant Director to implement and monitor this SOP. 5. APPLICABLE REGULATIONS AND GUIDELINES: 45 CFR 46.103(b)(4) 21 CFR 56.108 6. ATTACHMENTS: None Continuing Review Notices CP-021, Effective 5-1-2011 2 of 2