1 Pneumomediastinum in student aviators- The Israeli air force experience Alon Grossman M.D1, Ayal Romem M.D2, Bella Azaria M.D1, Liav Goldstein M.D2, Erez BarenboimM.D2 1. The Israeli air force aeromedical center, Tel Hashomer, Israel 2. The Israeli air force surgeon general’s office headquarters, Tel Hashomer, Israel Running title: Pneumomediastinum in aviators Word count in abstract: 159 Word count in manuscript: 1770 2 Abstract Pneumomediastinum (PM) is an uncommon phenomenon, though it is one of the most common causes of chest pain in young adults. It may be particularly important among aviators, since it may cause sudden incapacitation. Spontaneous PM is a variant of pneumomediastinum unrelated to trauma and is frequently related to the Valsalva maneuver. This maneuver is performed as part of the anti-G straining maneuver, used during high-performance flight and this may increase the risk of recurrence. This raises concern regarding the return to flight duties of aviators after an episode of spontaneous PM. We present 10 student aviators who experienced a single episode of uncomplicated PM that was unrelated to flight. All were returned to flying duty, following a normal pulmonary evaluation and are still in active duty. Follow-up was conducted for a mean period of 74.7 months without any adverse consequences. These findings support the return of aviators to flying duty after a single episode of uncomplicated spontaneous PM. Key words: pneumomediastinum, aerospace medicine, aviators. 3 Introduction Pneumomediastinum (PM) is an uncommon entity, usually related to penetrating or blunt trauma. It may also occur in association with situations such as positive pressure ventilation or esophageal rupture (1). Although the risk of recurrence of this entity is low, conditions encountered in the aviation environment are thought to contribute to increased chances of recurrence. Such a recurrence may lead to incapacitation, this increasing the fear of this entity. We review the Israeli air force experience with 10 cases of student aviators who experienced a single episode of PM and were returned to flying duty following a through evaluation. Presentation of cases 10 student aviators who experienced episodes of spontaneous PM were identified between 1977 and 2002 and are presented in table 1. All patients were healthy prior to the episode, with no evidence of bronchospasm or another obstructive condition. The clinical presentation was variable and all cases were hospitalized with the diagnosis confirmed by chest radiography. 9 were treated conservatively and were discharged after an average of 2 days. A single patient required insertion of a chest tube due to concomitant pneumothorax and was hospitalized for 7 days. Only two of the patients experienced concomitant pneumothorax and only one experienced concomitant pneumoperitoneum; in neither of them underlying lung pathology was confirmed. The episodes occurred during the students’ training period and were not associated with flight. In fact, none of the students was involved in flight during the week prior to the episode. All patients underwent pulmonologic workup before returning to flight. 8 of them underwent a computed tomography (CT) scan, 6 of these being high-resolution scans. One of the episodes occurred in 1977, when CT scans were unavailable. All 4 underwent pulmonary function tests, which were found to be normal in 9 subjects. One of the subjects had a decreased Forced expiratory volume in 1 second/forced vital capacity ratio and therefore underwent a bronchial provocation challenge with metacholine that was found to be normal. Three of the subjects underwent altitude chamber testing without any pulmonary complaints. Following the episode, all student aviators were evaluated by a pulmonary specialist and were returned to active flying duty after an average waiting period of 4 weeks. Follow-up was conducted for an average period of 74.7 months (range 12- 306 months) during which all remained symptom-free and in active flying duty. 5 of them are operating high- performance aircraft, 2 operate cargo aircraft and 3 are helicopter pilots. Their flight career was unaffected by the previous episode of pneumomediastinum. Routine follow-up of these patients including annual physical examination and history taking by a flight surgeon and spirometry revealed no abnormal findings. Discussion The clinical picture of PM is variable, but the most common complaint is one of stabbing precordial chest pain. Other complaints may include dyspnea, dysphagia and neck puffiness. Most patients demonstrate crepitations in the neck and in many patients swelling is apparent in the neck, axillae and chest or abdominal wall (2). The diagnosis may be suspected on clinical grounds, but should be confirmed by chest radiographs, which also help rule out pneumothorax. Spontaneous PM is defined as PM occurring in healthy individuals with no underlying lung pathology and no antecedent history of trauma. It is particularly common among the young age group. Spontaneous PM is usually related to a Valsalva maneuver and has been described in various situations where this maneuver is used, such as labor, seizures and physical 5 activity (1,2). The relation between this maneuver and PM is explained by the Macklin Effect, which involves alveolar ruptures with air dissection along bronchovascular sheaths to the mediastinum (3). The incidence of spontaneous pneumomediastinum in persons aged 14-29 is approximately 1:3000, making it second only to pnemothorax as a cause of chest pain in this age group (4). This entity usually requires no intervention unless concomitant pnemothorax is present or in rare cases of tension PM. The average hospitalization time for patients with uncomplicated pneumomediastinum is 3.3 days and the only treatment necessary is reassurance. Recurrence is also extremely uncommon, since in most cases no lung pathology is present. Yellin and colleagues reported only one recurrence of 16 cases followed up for 6-52 months (4), whereas Abolnik and colleagues reported 2 cases of recurrence among 23 patients after an average follow-up of 87.4 months (5). PM may be associated with pneumothorax. Pneumothorax associated with pneumomediastinum evolves in a different fashion from spontaneous pneumothorax. Spontaneous PM results either from increased intra-alveolar pressure or from decreased interstitial pressure. Air then flows from the alveolar space to the interstitial space. In some cases of spontaneous PM, the increased interstitial pressure may result in a tear of the parietal pleura leading to the development of secondary pneumothorax. This differs from primary spontaneous pneumothorax, which is caused by tear of subpleural blebs (6). The US Navy reported 5 cases of spontaneous PM, which represented an incidence of 1:800 among marine recruits during the period between September 1974 and August 1975. They attributed this high incidence to the Marine exercise program, which includes frequent marching and yelling. These activities generate high intrapulmonary pressures that may result in alveolar rupture. This is the only report 6 of spontaneous PM among military personnel up to date (7). We reported 10 cases of student aviators who experienced spontaneous pneumothorax. We cannot report the actual number of student aviators during this time period, but this phenomenon is certainly uncommon. Despite the rarity of this entity, we believe that the lack of previous reports in this issue makes our report crucial. No similar cases were reported in active duty aviators during this same time period in the Israeli air force and therefore it seems, that the underlying mechanism responsible for the formation of PM in our students is similar to that reported in US Navy marine recruits. Aeromedical concerns PM may pose a particular risk to aviators because it may cause sudden incapacitation. Severe pain and dyspnea induced by PM may interfere with the aviator's performance. In cases of a two-seat aircraft, the risk of sudden incapacitation is low, although these complaints may lead to premature mission termination. PM may also lead to secondary pneumothorax. This, as stated earlier, is caused by a parietal pleural tear secondary to increased interstitial pressure and is not due to rupture of subpleural blebs. This secondary pneumothorax may be lethal. The recurrence rate for primary spontaneous pneumothorax is much higher than spontaneous PM, since it is usually caused by underlying lung pathology. The probability of a recurrence of spontaneous pneumothorax is approximately 50% after the first episode, 62% following the second and 80% following the third (8). Aviators, who experienced spontaneous pneumothorax, should be recommended a thoracoscopic surgery, both because of the risk of barotrauma and because of the risk of sudden incapacitation. Following thoracoscopic surgery, aviators may be returned to flying duty, since the recurrence rate following this procedure is extremely low, ranging from 0 to 1.6% (9-11). Since the recurrence rate of spontaneous PM is similar 7 to that of treated pneumothorax we believe patients may be returned to flying duty following a single episode of spontaneous PM. Yet, because of the dreaded potential for incapacitation due to PM recurrence, we believe that lung evaluation should be conducted in all patients, in order to rule out lung pathology. This should include examination by a pulmonary specialist, performance of a high resolution CT scan to rule out the presence of bulla and pulmonary function testing to rule out hyperinflation due to obstructive lung disease. We believe that a waiting period of at least 2 weeks is prudent prior to the return of these aviators to flying duty to ensure complete air absorption even in the presence of a completely normal work-up. In our series, only 2 aviators experienced an episode of concomitant pneumothorax. One of them underwent pulmonary function testing and hypobaric chamber testing before his return to active duty. He did not undergo a CT examination due to the fact that his symptoms developed in 1977, when CT was not available in Israel. The other underwent a high-resolution CT examination and pulmonary function testing that were found to be normal. Aviators frequently make use of the Valsalva maneuver, particularly in high performance aircraft. Since PM is usually related to this maneuver, its incidence may be increased, particularly in subjects who experienced a former episode. Flight at high altitudes may cause lung hyperinflation and contribute to the formation of PM as well. Decompression may cause decreased interstitial pressure and contribute to the formation of PM. All these factors might, theoretically, increase the chance of recurrence of PM among aviators, but this has not been tested previously. Our small sample revealed no recurrences. In our series, 10 aviators with a history of PM were followed for an average of 74.7 months with no evidence of recurrence or pulmonary complaints. 5 of these aviators 8 serve as helicopter or cargo pilots, where the Valsalva maneuver is rarely used and where there always is a second crewmember that can operate the aircraft in cases of sudden incapacitation. The other 5 serve as high performance aviators and thus are potentially at a higher risk of recurrence. A through evaluation was performed in all student aviators to rule out underlying lung pathology, specifically subpleural blebs. Once this has been ruled out, they were returned to unlimited flying status, their flying career being unaffected. Conclusions PM is a self-limited condition with a very low recurrence rate. Therefore, we believe that aviators may be returned to flying duty after a single episode of spontaneous PM. Despite the hypothetical increased risk of recurrence among high performance aviators, our follow-up showed no recurrences. Even though the incidence of lung pathology among patients with spontaneous PM is extremely low, we believe that all should undergo evaluation by a lung specialist and perform pulmonary function testing and high-resolution CT to rule a rare but potentially lethal underlying lung disease. A waiting period of at least 2 weeks should be recommended before return to flying duty in uncomplicated cases. 9 Table 1: patient characteristics and clinical course Time to Length of # Clinical Additional imaging Pulmonary Age return to hospitalization presentation studies function tests flight (days) (weeks) Chest pain N (DLCO 1 20 and HRCT- normal 4 6 1 5 normal) dysphagia Chest pain N (DLCO 2 23 and HRCT-normal normal) dyspnea 3 23 4 20 Dyspnea HRCT- normal N 1 8 Not performed N 1 2 1 2 Chest tightness N (DLCO 5 19 Dyspnea HRCT-normal normal) 6 20 Dyspnea HRCT-normal N 3 4 7 22 Dyspnea CT- normal N 1 6 8 19 Dyspnea HRCT- normal 1 6 7 2 1 5 N (DLCO normal) 9 19 Chest pain Chest X-ray N Decrease in 10 19 Chest pain CT-small FEV1/FVC and opacifications at Normal dyspnea the left lung apex provocation test HRCT- high resolution computed tomography, N-normal, DLCO- diffusion capacity, FEV1- forced expiratory volume in 1 second. FVC- forced vital capacity. 10 12. Voge VM, Anthracite R. Spontaneous pneumothorax in the USAF aircrew population: a retrospective study. Aviat Space Environ Med 1986; 57:939-49.