DRAFT EFH 1/13/04 Contribution to IEEE BPL Study Group White Paper Compatibility with Radio Services 1. Introduction This section of the document does not replace the FCC regulations that apply to the responsibilities of BPL operators and operators toward licensed radio services. It provides general information about the rules governing emissions and interference and provides guidance to BPL manufacturers and operators on how to design and use BPL equipment in a way that will comply successfully with applicable FCC regulations. It is not the goal of this document to define acceptable levels of interference. Those are defined in the FCC CFR 47 Part 15 rules and by the needs and nature of the particular radio services that may be affected by BPL. This document provides information about the rules and radio services that may be in use near BPL. It also offers general recommendations on levels and practices that will reduce the probability of interference to a small enough level that any remaining harmful interference can be effectively addressed on a case-by-case basis. The FCC has noted that the interference potential of BPL is generally low. The interference potential of BPL is limited by the FCC’s rules that limit the emissions from unlicensed devices. However, radio-frequency emissions from BPL systems do have the potential of causing interference to licensed radio services. Irrespective of probability, any interference that does occur from any unlicensed device regulated by Part 15 of the FCC rules must be corrected by the operator of the device. The degree of potential interference is related to the strength of the radiated emissions from BPL systems and the signal levels being used by radio services in use near BPL systems. The strength of these emissions depends on a number of factors, such as: o o o o o The frequencies being used The BPL power level into the lines The radiation pattern and efficiency of the power line The path attenuation between the power line and the radio receiving antenna The sensitivity and other characteristics of the radio receiving system. There is also the possibility that radiation from licensed radio service transmitting stations near BPL installations may cause temporary loss or slowdowns of BPL data transfers. 2. Regulatory Requirements The radio-frequency spectrum over the 1.8-80 MHz range is divided into bands, each of which is allocated to one or more licensed radio service. Internationally, theses bands and services are defined by the International Telecommunication Union (ITU) Radio Regulations. Domestically, they appear in the FCC rules: http://www.access.gpo.gov/nara/cfr/waisidx_01/47cfr2_01.html and the NTIA Manual, a publication of the National Telecommunications and Information Administration: http://www.ntia.doc.gov/osmhome/redbook/redbook.html. See also: http://www.ntia.doc.gov/osmhome/allochrt.pdf. Section 15.12 of the International Radio Regulations states: “Administrations shall take all practicable and necessary steps to ensure that the operation of electrical apparatus or installations of any kind, including power and telecommunication distribution networks, but excluding ISM, does not cause harmful interference to a radiocommunication service…” The regulatory requirements in the United States are described in the FCC Report and Order (R&O) in ET Docket No. 04-37 and ET Docket No. 03-104 (FCC 04-245), available at: http://svartifoss2.fcc.gov/prod/ecfs/retrieve.cgi?native_or_pdf=pdf&id_document=65168827 67 The final rule changes to CFR 47 Part 15 relating to BPL are contained in Appendix B of the R&O. The Part 15 rules facilitate BPL use and deployment by defining the parameters that will limit the interference potential of BPL. The following are the principle means by which this is accomplished: o The rules set absolute-maximum limits on the emissions from BPL devices. (§15.611(b)) o The test procedures that are used to determine the emissions are defined (§15.613 and Appendix B) o These limits generally limit the interference potential of BPL. However, if harmful interference as defined in the rules does occur, the operator of a BPL device is required to correct the interference. (§15.5) o BPL devices and systems must use adaptive interference mitigation techniques to avoid frequencies that are used locally by licensed radio operations. (§15.611(c)) The information in this document section provides guidance on identifying frequencies that are likely to be used by licensed radio operations locally in various environments in which BPL may be deployed. This information will enable BPL operators to avoid causing harmful interference to radio users. In general, as stated by the FCC in the R&O, the attenuation of frequency notches described in Sec. 15.611(c)(1)(i) and (ii) would be a reasonable level to minimize the likelihood of harmful interference to NTIA-governed operations from BPL systems. However, in some cases, the weak nature of the other non-government licensed signals being used, the sensitivity of the receiving equipment being used and the sensitivity and location of the receiving antenna being used may require additional protection to avoid causing harmful interference. As described in the Part 15 rules, a BPL manufacturer or operator of a BPL system should select the appropriate emissions levels and suppression techniques for locally used spectrum to avoid harmful interference. This would generally be based on an assessment of what local licensed radio use would reasonably be expected to occur in the vicinity that BPL will be operating and the nature of those services. In some cases, although some types of radio operation is known to be common in specific BPL environments, the specific location of such users may be unknown. 3. Best Practices to Avoid Interference to Radio Service Receivers in Residential Areas The potential harmful interference to locally used spectrum is documented in a letter dated September 13, 2004 from Mr. Fredrick R. Wentland (NTIA) to Mr. Edmond Thomas (FCC), in re: Amendment of Part 15 Regarding New Requirements and Measurement Guidelines for Access Broadband over Power Line Systems (FCC 04-29), ET Docket No. 04-37, available at: http://gullfoss2.fcc.gov/prod/ecfs/retrieve.cgi?native_or_pdf=pdf&id_document=6516492213. 3.1 Amateur Service – A radiocommunication service for the purpose of self-training, intercommunication and technical investigations carried out by amateurs, that is, by duly authorized persons interested in radio technique solely with a personal aim and without pecuniary interest. Internationally, amateur service emergency communications is documented in Article 25 of the Radio Regulations and Recommendation ITU-R M.1042-2, “Disaster communications in the amateur and amateur-satellite services.” In the United States, the basis and purpose of the Amateur Radio Service are specified in 47 CFR 97.1, which states “the value to the public as a voluntary noncommercial communication service particularly with respect to providing emergency communications.” Amateur (fixed and mobile) stations are typically situated in residential areas in close proximity to electric power lines. While amateur bands are not excluded from BPL use by 47 CFR 15.615(f), best engineering practice would be to exclude amateur bands in areas where amateur operation is expected to occur. Amateur mobile operation is common on public roads and highways. Amateur service allocations in the 1.8-80 MHz range are authorized in 47 CFR 97.301 are as follows: FREQUENCY BAND 1,800 – 2,000 kHz 3,500 – 4,000 kHz 5,332, 5,348, 5,368, 5,373 and 5,405 kHz 7,000 – 7,300 kHz 10,100 – 10,150 kHz 14,000 – 14,350 kHz 18,068 – 18,168 kHz 21,000 – 21,450 kHz 24,890 – 24,990 kHz 28 – 29.7 MHz 50 – 54 MHz 3.2 High Frequency Broadcasting Service (HFBC) – A radiocommunication service in which the transmissions are intended for direct reception by the general public. HFBC receivers are usually situated in residential areas in close proximity to electric power lines. Section 4.11 of the International Radio Regulations states: “Member States recognize that among frequencies which have long-distance propagation characteristics, those in the bands between 5 and 30 MHz are particularly useful for longdistance communications; they agree to make every possible effort to reserve these bands for such communications…” While HFBC bands are not excluded from BPL use by 47 CFR 15.615(f), good engineering practice would be to exclude the HFBC bands in areas where HFBC receivers are expected to be in use. HFBC allocations in the 1.8-30 MHz range applicable to ITU Region 2 are as follows: FREQUENCY BAND 5,900 – 6,200 kHz 7,300 – 7,350 kHz 9,400 – 9,900 kHz 11,600 – 12,100 kHz 13,570 – 13,870 kHz 15,100 – 15,800 kHz 17,480 – 17,900 kHz 18,900 – 19,020 kHz 21,450 – 21,850 kHz Note: Tropical broadcast bands of 2300-2495 kHz, 3,200-3,400 kHz, 4,750-4,995 kHz and 5,005-5,060 kHz are not included in the above table, although some short wave listeners in the United States are interested in receiving them. Also, the band 25,670–26,100 kHz allocated to the broadcasting service is omitted from the above list because it is not often used. In addition, there are numerous out-of-allocated-band broadcasts not included in the above table. 3.3 Standard Frequency and Time Signal Service – A radiocommunication service for scientific, technical and other purposes, providing the transmission of specified frequencies, time signals, or both, of stated high precision, intended for general reception. While Standard Frequency and Time Signal bands are not excluded from BPL use by 47 CFR 15.615(f), best engineering practice would be to exclude these bands from BPL use in areas where reception of such signals is likely. Many amateur operators make use of these time signals for their frequency, time and propagation information. Frequency and time signals are transmitted in the United States by radio station WWV, Boulder, CO and received among other places in residential areas. Frequencies are: FREQUENCY BAND 2,495 – 2,501 kHz 4,995 – 5,003 kHz 10,995 – 10,003 kHz 14,990 – 15,005 kHz 19,995 – 20,010 kHz Note: There is an additional allocation to the Standard Frequency and Time Signal Service of 24,990–25,005 kHz, however it is not currently used by WWV. 3.4 Citizens Band Radio Service According to 47 CFR 95.401, “The Citizens Band (CB) Radio Service–a private, two-way, short-distance voice communications service for personal or business activities of the general public.” Many CB stations are situated in residential areas or operate on public roads from mobile stations. Some CB stations are used for emergency services, which may include “first responders,” such as fire and rescue departments in smaller communities. Radio frequency channels used by CB are specified in 47 CFR 95.407, ranging from 26,960 to 27,410 kHz. Good engineering practice would be to avoid these frequencies. 3.5 Other – Write section pointing to FCC resources to identify licensees by geographical location and frequency. 3.6 – Write section on the 13 bands on which BPL operation is prohibited altogether to protect certain government spectrum? 4. Availability of Frequency Bands for BPL NOTE: This table as written shows all of the spectrum discussed above. What is the concensus of this group on whether it should be presented all in one piece as shown below, or whether it should be broken down by category? Frequencies Not Available for BPL Reason See 47 CFR 15.615(f)(3)(i) for certain 4 km Coordination Areas 1,700-38,250 See 47 CFR 15.615(f)(3)(ii) for certain 4 km Coordination Areas 1,700-80,000 See 47 CFR 15.615(f)(3)(iii) for certain 1 km Coordination Areas 1700-30000 See 47 CFR 15.615(f)(3)(iv) for 37 km radar Coordination Areas Bands (kHz) 1,700 – 30,000 1,800 – 2,000 2,173.5 – 2,190.5 Frequencies Available for BPL Bands (kHz) Bandwidth (kHz) 1,700 – 1,800 100 2,000 – 2,173.5 2,173.5 – 2,190.5 outside Exclusion Zones 2,300 – 2,495 outside Tropical Zone 173.5 17 2,501 – 2,850 349 Amateur 160 m Band 2,300 – 2,495 Mobile (Distress and Calling) See 47 CFR 15.615(f)(2) for Exclusion Zones Tropical Broadcast Band 2,495 – 2,501 Standard Frequency and Time Signals 2,850 – 3,025 Excluded Frequency Band (Aeronautical 195 Mobile (R)) See 47 CFR 15.615(f)(1) 3,400 – 3,500 3,500 – 4,000 4,650 – 4,700 Excluded Frequency Band (Aeronautical Mobile (R)) See 47 CFR 15.615(f)(1) 4,995 – 5,003 Standard Frequency and Time Signals 5,330.5 – 5,406.5 3,025 – 3,400 375 4,000 – 4,650 650 4,700 – 4,995 295 5003 – 5,330.5 327.5 Excluded Frequency Band (Aeronautical Mobile (R)) See 47 CFR 15.615(f)(1) Amateur 80 m Band Amateur 60 m Band 5,406.5 – 5,450 5,450 – 5,680 Excluded Frequency Band (Aeronautical Mobile (R)) See 47 CFR 15.615(f)(1) 5,990 – 6,200 HF Broadcasting 6,525 – 6,685 Excluded Frequency Band (Aeronautical Mobile (R)) See 47 CFR 15.615(f)(1) 7,000 – 7,300 7,300 – 7,350 Amateur 40 m Band HF Broadcasting 8,815 – 8,965 Excluded Frequency Band (Aeronautical Mobile (R)) See 47 CFR 15.615(f)(1) 9,400 – 9,900 HF Broadcasting 9,995 – 10,005 10005 – 10100 Standard Frequency and Time Signals Excluded Frequency Band (Aeronautical Mobile ®) See 47 CFR 15.615(f)(1) Amateur 30 m Band 10,100 – 10,150 11,275 – 11,400 Excluded Frequency Band (Aeronautical Mobile (R)) See 47 CFR 15.615(f)(1) 11,600 – 12,100 HF Broadcasting 13,260 – 13,360 Excluded Frequency Band (Aeronautical Mobile (R)) See 47 CFR 15.615(f)(1) 13,570 – 13,870 HF Broadcasting 14,000 – 14,350 Amateur 20 m Band 14,990 – 15,005 Standard Frequency and Time Signals 15,100 – 15,800 HF Broadcasting 5,680 – 5,990 310 6,200 – 6,525 325 6,685 – 7,000 315 7,350 – 8,815 1,465 8,965 – 9,400 435 9,900 – 9,995 95 10,150 – 11,275 125 11,400 – 11,600 200 12,100 – 13,260 1,160 13,360 – 13,570 210 13,870 – 14,000 130 14,350 – 14,990 640 15,005 – 15,100 95 15,800 – 17,480 1,600 17,480 – 17,990 17,900 – 17,970 HF Broadcasting Excluded Frequency Band (Aeronautical Mobile (R)) See 47 CFR 15.615(f)(1) 18,068 – 18,168 Amateur 17 m Band 18,900 – 19,020 HF Broadcasting 21,000 – 21,450 21,450 – 21,850 Amateur 15 m Band HF Broadcasting 21,924 – 22,000 Excluded Frequency Band (Aeronautical Mobile (R)) See 47 CFR 15.615(f)(1) 24,890 – 24,990 Amateur 12 m Band 26,960 – 27,410 Citizens Band 28,000 – 29,700 Amateur 10 m Band 50 – 54 MHz Amateur 6 m Band 74.8 – 75.2 MHz (TV channels 2 – 4) Excluded Frequency Band (Aeronautical Radionavigation) See 47 CFR 15.615(f)(1) (TV channels 5 – 6) 5. Other Best Practice Provisions 5.1 “Notch” Filtering 17,970 – 18,068 98 18,168 – 18,900 732 19,020 – 21,000 1,980 21,850 – 21,924 74 22,000 – 24,890 2,890 24,990 – 26,960 1,970 27,410 – 28,000 590 29,7 – 50 MHz 20.3 MHz 54 – 74.8 MHz 20.8 MHz 75.2 – 80 MHz 4.8 MHz As a practical matter, the attenuation of at least 20 dB provided in CFR 15.611(c)(i) and 10 dB in CFR 15.611(c)(ii), respectively, are not sufficient to mitigate interference to all radio receivers of licensed radio services located in residential areas close to BPL systems. The most simple implementation of best practice is to exclude frequency bands in the tables above, based on whether those users are reasonably expected to be located in the area where BPL is deployed. A good design goal for the BPL industry in general would be to attain 40 dB of attenuation of emissions in frequency bands being protected but in no case less than 30 dB. In all cases, the degree of attenuation of emissions in spectrum that is to be protected is determined by the actual levels that cause harmful interference. If instances of harmful interference can be reduced to a practical number, those remaining cases can be best addressed on a case-bycase basis. 5.2 Response Time CFR 15.615(d) requires that the local BPL operator resolve complaints of harmful interference within a “reasonable time period” and within 24 hours from public safety users. Best practice would be to reduce the response time substantially to 24 hours in all cases and within 1 hour for public safety services. 6. Other information? Describe techniques to limit BPL emissions levels? Describe more about operating paramater of licensed stations? Statistics on numbers of stations and types of operation?