New York State Health Professionals in Health Professional Shortage Areas: A Report to the New York State Area Health Education Centers System Submitted by May 2004 Institute for Urban Family Health Neil Calman, M.D. President and CEO Diane Hauser, M.P.A. Project Manager 16 East 16th Street New York, New York 10003 Phone: Fax: Website: (212) 633-0800 (212) 691-4610 Institute2000.org Table of Contents Executive Summary ............................................................................................... i Overview of the Report ......................................................................................... 1 Physicians in New York State ............................................................................... 5 Nurse Practitioners in New York State ................................................................ 21 Certified Nurse Midwives in New York State ....................................................... 25 Certified Registered Nurse Anesthetists in New York State ................................ 30 Recent Dental Graduates in New York State ...................................................... 37 Tables 2.1 Patient Care Physicians in the U.S. and Selected States (2000) ..............................6 2.2 Physicians in New York State in 2000 by AHEC Region and HPSAs ...................7 2.3 Physicians in New York State AHECs per population (2000) ................................8 2.4 Primary Care Physicians in New York State AHEC Regions (2000) .....................8 2.5 Primary Care Physicians in New York State HPSAs (2000) ...................................9 2.6 Most Populated Non-Primary Care Specialties in New York State HPSAs (2000) ...............................................................................9 2.7 2000 Physicians in New York State AHECs by Race/Ethnicity ...........................13 2.8 Physicians Practicing in New York State in 2000 Who Are Graduates of New York State Medical Schools ..........................................................................16 2.9 Primary Care Physicians Practicing in New York State in 2000 Who Are Graduates of New York State Medical Schools ....................................................17 2.10 Medical Schools Graduating the Highest Number of New York State Physicians Practicing in Non-Metropolitan HPSAs in 2000 .................................18 2.11 Medical Schools Graduating the Highest Number of New York State Physicians Practicing in Metropolitan HPSAs in 2000 .........................................18 3.1 Primary Care Nurse Practitioners in Practice in the U.S. and Selected States in 1999 ...................................................................................................................22 3.2 Primary Care Nurse Practitioners in New York State AHEC Regions in 1999 ...................................................................................................................23 3.3 Primary Care Nurse Practitioners in New York State HPSAs in 1999..................23 3.4 Primary Care Nurse Practitioners in New York State Metropolitan and Non-Metropolitan HPSAs in 1999 by Specialty ....................................................24 4.1 Certified Nurse Midwives in Practice in the U.S. and Selected States in 2001 ...................................................................................................................26 4.2 Certified Nurse Midwives in New York State AHEC Regions in 2001 ................26 Tables (Cont.) 4.3 Certified Nurse Midwives in New York State AHECs by Race/Ethnicity (2001) .......................................................................................28 4.4 Number of CNMs in NYS AHEC Regions in 2001 by Year of Certification .......29 5.1 Certified Registered Nurse Anesthetists in Practice in the U.S. and Selected States in 2001....................................................................................31 5.2 CRNAs in New York State AHEC Regions in 2001 by Age ................................32 5.3 CRNAs in Metropolitan and Non-Metropolitan New York State HPSAs by Age ............................................................................33 5.4 CRNAs in New York State by Number of Years in Practice (2001).....................35 5.5 New York State CRNAs in HPSA Locations by Years in Practice (2001) ...........35 6.1 Recent Dental Graduates (1993-1999) in Practice in the U.S. and Selected States in 2001....................................................................................35 6.2 Recent Dental Graduates Practicing in New York AHEC Regions in 2001 by Year of Dental School Graduation ....................................................................39 6.3 Total New York State Dentists and New Entrants by AHEC Region ...................41 6.4 Dentists in New York State AHECs in 2001 by Gender and Year of Graduation ................................................................................................41 6.5 Primary Occupation of Recent Dental Graduates in New York State in 2001 ......42 6.6 Recent Dental Graduates Practicing in New York State AHEC Regions in 2001 by Specialty...............................................................................................43 Figures 1.1 New York State AHEC Regions ..............................................................................3 2.1 Percentage of All Physicians and HPSA Physicians That Are Female in New York State AHEC Regions in 2000 .......................................................................10 2.2 Percentage of All Primary Care Physicians and HPSA Primary Care Physicians That Are Female in New York State AHEC Regions in 2000 ..............................11 Figures (Cont.) 2.3 Percentage of All 2000 Physicians and Primary Care Physicians that are IMGs by New York State AHEC Region ........................................................................12 2.4 Percentage of 2000 USMG and IMG New York State Physicians in HPSAs .......13 2.5 Percentage of New York State Physicians in HPSA and Non-HPSA Locations in 2000 by Race/Ethnicity .....................................................................14 2.6 Percentage of New York State USMG and IMG Primary Care Physicians in HPSAs in New York State in 2000 by Estimated Year of Initial Practice ............15 4.1 CNMs by AHEC Region and 2001 HPSA/Non-HPSA Work Location ...............27 4.2 Number of 2001 NYS CNMs in Metropolitan HPSAs, Non-Metropolitan HPSAs and Non-HPSA Practice Locations by Year of Certification....................28 5.1 CRNAs in New York State AHEC Regions by 2001 HPSA/Non-HPSA Practice Location ...................................................................................................32 5.2 Male CRNAs by AHEC Region and 2001 HPSA/Non-HPSA Practice Location ...................................................................................................34 5.3 Female CRNAs by AHEC Region and 2001 HPSA and Non-HPSA Practice Location .................................................................................................................34 6.1 Percentage of 1993-1999 Dental Graduates Practicing in Dental HPSAs in 2001 ...........................................................................................40 6.2 Percentage of 1993-1999 Dental Graduates Practicing in Primary Care HPSAs in 2001 ...................................................................................................................40 Executive Summary Despite an abundance of health professionals, New York State has 102 communities and facilities designated by the federal government as health professional shortage areas (HPSAs) due to a lack of physicians in the area (geographic HPSAs) or the existence of economic and/or cultural and language barriers that hinder access to physicians (special population HPSAs). Nearly 3.6 million New Yorkers reside in HPSAs and 1.8 million are estimated to be medically underserved. This report to the New York State Area Health Education Centers (AHEC) System provides an analysis of the health professions workforce in New York State’s HPSA communities. Using national data sets of practicing physicians, nurse practitioners, certified nurse midwives, certified registered nurse anesthetists, and dentists, practice addresses for these health professionals were identified and cross-referenced with New York’s HPSA boundaries. Health professionals in HPSAs were quantified and relevant characteristics, such as specialty, gender, and race/ethnicity, were analyzed where they were available. Major findings from the study are summarized below. Physicians Fourteen percent of all New York State physicians practice in HPSAs. Sixteen percent of primary care physicians in New York State practice in HPSAs. 93.5% of New York’s HPSA physicians practice in metropolitan HPSAs; 6.5 percent practice in non-metropolitan HPSAs. Thirty-one percent of black physicians and twenty-three percent of Hispanic physicians in New York State practice in HPSAs. Family physicians make up the largest proportion of primary care physicians in non-metropolitan HPSAs; general internists make up the largest proportion in metropolitan HPSAs. International medical graduates practice in New York State HPSAs (metropolitan and non-metropolitan) at higher rates than U.S. medical graduates. Female physicians and physicians from underrepresented minority groups are more likely to practice in metropolitan HPSAs than in nonmetropolitan HPSAs. Medical schools in New York State are the largest producers of physicians practicing in New York’s HPSAs, followed by international medical schools. i Nurse Practitioners New York State has the largest primary care nurse practitioner workforce in the country. Twenty-six percent of nurse practitioners in New York State practice in HPSAs. Family nurse practitioners practice in HPSAs at higher rates than nurse practitioners in other primary care specialties and account for over 60 percent of all nurse practitioners in non-metropolitan HPSAs. Certified Nurse Midwives Over one in four certified nurse midwives (CNMs) in New York State practice in a HPSA. Sixty percent of CNMs in New York State practice in the New York City metropolitan region, as do eighty percent of CNMs practicing in HPSA. New York State’s CNM workforce is more diverse than the national CNM workforce, but is still far from representative of the population. Certified Registered Nurse Anesthetists New York State has a smaller workforce of certified registered nurse anesthetists (CRNAs) than other large states. Nearly twenty percent of CRNAs in New York State practice in HPSAs. Male CRNAs in New York State are disproportionately distributed in nonmetropolitan HPSAs and female CRNAs are disproportionately distributed in metropolitan HPSAs. Dentists Seven percent of recently graduated dentists (1993-1999) in New York State practice in dental HPSAs. Six percent of dentists in New York State practice in primary medical HPSAs. Some New York State AHEC regions have increasing numbers of recent dental graduates practicing in 2001 and others have diminishing numbers. Some New York State AHEC regions have no recent graduate dentists practicing in one or more dental specialties, such as oral surgery and periodontics. ii Section 1. Overview of the Report 1.1 Purpose of the Report The goal of this study is to determine the number of health professionals practicing in New York State’s federally designated primary care and dental health professional shortage areas (HPSAs). The distribution of physicians, dentists, nurse practitioners, certified nurse midwives and certified registered nurse anesthetists in the state were analyzed. The study also analyses certain characteristics of health professionals in shortage areas in order to better describe the workforce in HPSAs and to identify issues that may be useful in targeting recruitment efforts. Parallel studies have examined these data on the national level. One study presents similar data for health professionals throughout the United States.1 A second study analyzes U.S. physicians in all specialties with respect to practice in HPSAs.2 Federal HPSA designations have been used to identify health professional shortages and direct resources to underserved communities for over 30 years. Criteria for designation of primary care geographic HPSAs include a population-to-physician ratio that exceeds 3,500:1 (3,000 where high needs are indicated). Dental HPSA criteria include a population-to dentist ratio that exceeds 5,000:1 (4,000 in areas of high need). Special population HPSA designations are available to communities that experience barriers to health care due to economic, linguistic, and/or cultural factors. Public facilities, such a prisons and hospitals that experience health professional shortages also can qualify as HPSAs. Recent changes in regulation have expanded eligible facilities to include community health centers. Approximately 3,000 HPSAs are designated nationally by the Health Resources and Services Administration’s Bureau of Health Professions, comprising an underserved population estimated at 30 million Americans. HPSA communities are able to participate in several Federal programs designed to attract health professionals, including serving as practice sites for the National Health Service Corps, Medicare bonus payments, and visa waiver programs for physicians who are not U.S. citizens. New York State utilizes federally designated HPSAs, as well as some additional criteria, in several state-sponsored scholarship and loan repayment programs available to health professionals who fulfill service obligations in shortage areas. Visa waivers for physicians practicing in New York who are not U.S. citizens or permanent residents are also tied to practice in shortage areas. New York is one of the few states that formalizes this process through the granting of limited three-year medical licenses. A similar policy applies to dentists who are not U.S. citizens. As of June 30, 2001--the time period during which the health professionals data in this report were being gathered--New York had 102 primary care HPSA designations, including one whole county, 57 geographic areas, 32 special population groups, and 12 facilities. The number of underserved New Yorkers was estimated at 1.7 million. The 1 Bureau of Health Professions estimates that 261 additional physicians are needed in these communities in order to remove designations that identify the severest shortages, and 836 physicians are needed in order to achieve target ratios of one physician for every 2,000 New Yorkers.3 This report describes the current health professions workforce in New York’s HPSAs communities using the available data. 1.2 Overview of Methods For each of the health professions in this report, a national data file was obtained which contains the practice addresses of active health professionals and data on other characteristics, such as year of graduation, gender, race/ethnicity, and practice specialty. Each data file is described in more detail in the corresponding sections of the report. Data files maintained by the Division of Shortage Designation within HRSA’s Bureau of Health Professions were used to identify health professional shortage areas (HPSAs) nationally. Three separate HPSA files were obtained for use in analyzing the various health professions: a file identifying primary medical HPSAs designated as of July 2001; a file identifying dental HPSAs designated as of July 2001; and a file identifying primary medical HPSAs designated as of December 1999. The 1999 file included only geographic and low-income special population HPSAs; the 2001 HPSA files contained all HPSA designations. The physician data were culled from the American Medical Association’s Year-End 2000 Physician Masterfile and cross-referenced with the primary medical HPSA file from July 2001. Similarly, the data files for nurse midwives from the American College of Nurse Midwives and for certified registered nurse anesthetists from the American Association of Nurse Anesthetists were created in July 2001 and were cross-referenced with the primary medical HPSA file from July 2001. The nurse practitioner data are from a survey conducted by the American Association of Nurse Practitioners in 1999 and were cross-referenced with the 1999 primary medical HPSA file. Finally, the dentist data file was created using American Dental Association data from December 2001 and was cross-referenced with both a dental HPSA file and a primary medical HPSA file from July 2001. HPSA boundaries are identified as whole counties or groups of census tracts. All relevant HPSA types were used in this analysis, including single county, geographic or service area and special population groups, except in the 1999 HPSA file as indicated above. The addresses from the health professions data files were geocoded and crossreferenced with the HPSA file using MapInfo and SAS statistical software in order to identify health professionals with work addresses located within HPSA boundaries, either whole county or partial-county HPSAs. HPSA data files identify each HPSA as “metropolitan” or “non-metropolitan.” These categories are established using the definitions created by the United States Office of Management and Budget. A metropolitan area includes at least one city with 50,000 or 2 more inhabitants or a Census Bureau-defined urbanized area of at least 50,000 inhabitants and a total metropolitan population of at least 100,000 (75,000 in New England). HPSAs that do not meet the definition of metropolitan are defined as non-metropolitan. Crosstabulations were conducted to identify health professionals as practicing in either metropolitan or non-metropolitan HPSAs. County codes were used to identify health professionals practicing in each of the nine New York Area Health Education Centers System regions (described in the next section). The study findings are presented in Sections 2 though 6 of the report. 1.3 The AHEC Program The New York State Area Health Education Centers (AHEC) System, based at the State University of New York at Buffalo, was established in 1998 to enhance the quality of and access to health care, improve health care outcomes, and address the health workforce needs of medically underserved communities and populations. This mission is accomplished primarily through the establishment of partnerships between institutions that train health professionals and communities in need. The New York AHEC System is administered through nine AHEC regions (see Figure 1.) Figure 1. 3 To assist the New York AHEC System in addressing health workforce needs, the health professions data in this report are presented for each AHEC region, as well as for New York State as a whole. While some AHEC regions have a mix of metropolitan and nonmetropolitan counties, some are uniformly defined. The Northern AHEC is the only AHEC in the state that is comprised of all non-metropolitan counties. Therefore, all HPSAs in that AHEC are non-metropolitan. The Bronx-Westchester, Brooklyn-QueenLong Island, Erie-Niagara, and Manhattan-Staten Island AHECs are comprised of metropolitan AHECs and have only metropolitan HPSA designations. The remaining AHEC regions have a mix of metropolitan and non-metropolitan counties. 1.4 Comment on Findings This study found that for nurse practitioners, certified nurse midwives, and certified registered nurse anesthetists, New York has a higher than average proportion of health care professionals practicing in HPSAs. While this is a welcome finding, it is important to note that the study does not measure access to the service of these health professionals. Almost one in three New York HPSAs is designated based on the existence of economic, cultural and/or linguistic barriers to care for a particular community. Access to health care must be addressed through future studies. New York State health professionals were identified using the best available national data sets. However, there is much room for improvement. The national data sets have varying data elements and survey response rates. These data are available at the discretion of the national health professional organizations that conduct the surveys, and not all requested data were provided. New York has a number of options for obtaining current and complete data on health professionals practicing in the state and should consider maintaining its own data set for workforce analysis. Ensuring an adequate ratio of health care professionals to the population is a critical component of a sound health care system. This cannot be accomplished without appropriate data sources. Lastly, HPSA designations were established as a mechanism for triaging scarce health care resources and have a number of programmatic uses. Because the designation process relies on states and communities with varying levels of resources and expertise to initiate the effort to submit applications, HPSAs do not reflect a systematic approach to identifying communities experiencing shortages of health professionals. There may be communities in New York, and elsewhere, which have health professional shortages, but have not gained HPSA designations. It is also likely that there are health professionals practicing in communities that are not within HPSA boundaries but provide care for those residing in HPSAs or are otherwise vulnerable to health care barriers. It is hoped that this report stimulates continued efforts to establish and maintain highquality data on health professionals in New York State from which sound state health policies can be developed. 4 Physicians in New York State Background There are 536,306 physicians and 95,125 residents and fellows classified by the American Medical Association as non-Federal, patient care physicians.4 Approximately nine percent, roughly 48,000, of these physicians practice in New York State, while over 14 percent of the nation’s residents and fellows train and practice in the state. New York State is home to thirteen medical schools that graduated nearly 2,000 students in 2003. Despite an abundance of physicians and other health professionals, New York also has 102 communities and facilities designated by the federal government as health professional shortage areas (HPSAs) due to a lack of physicians in the area (geographic HPSAs) or the existence of economic and/or cultural and language barriers that hinder access to physicians (special population HPSAs). Nearly 3.6 million New Yorkers reside in HPSAs and 1.8 million are estimated to be medically underserved. 5 This section of the study examines the composition of the New York State physician workforce with respect to HPSAs. Study Methods The New York State physician data used in this study are from the year-end 2000 Physician Masterfile of the American Medical Association (AMA). All physicians identified as non-Federal patient care physicians who are office- or hospital-based (exclusive of residents and fellows), as well as Federal physicians identified as working for the Public Health Service and meeting the same criteria, were included in the analysis. The AMA maintains records on U.S. physicians who are allopathic medical school graduates, osteopathic medical school graduates who complete allopathic residency programs, and graduates of international medical schools. Physicians graduating from medical school between 1941 and 1996 were included in the study. Physicians with an estimated initial year of practice of 2000 or later were excluded. Initial year of practice was estimated for each physician by adding the medical school graduation year and the number of graduate medical education years required by the Accreditation Council for Graduate Medical Education for the physician’s specialty. A total of 47,981 physician records in the data set had practice addresses within New York State. Physician records that contained no address, an incomplete address, or only a home address were not included in the study. In order to maximize the number of physician records with corresponding practice addresses, Masterfile practice addresses were supplemented with practice addresses from The Little Blue Book (The Little Blue Book Companies, Avon, CT). Remaining records that contained only addresses that 5 were not identified as practice addresses were checked against the U.S. Postal Service’s Delivery Sequence File, which codes all postal addresses by type. Practice addresses were obtained for 89 percent of the physicians in the national data set. The addresses were geocoded, enabling a longitude and latitude, as well as state and county codes, to be assigned to each record. These data were cross-referenced with a primary care HPSA file obtained from the Health Resources and Services Administration’s Bureau of Health Professions, Division of Shortage Designation. The physician records with addresses that fell within the boundaries of a HPSA were coded as metropolitan or non-metropolitan HPSA physicians. Cross-tabulations were conducted for relevant variables. Analyses of primary care physicians include physicians indicating a primary specialty of family practice, general practice, internal medicine, obstetrics and gynecology, and pediatrics. In examinations of U.S. and international medical graduates, U.S. medical graduates (USMGs) are graduates of U.S. and Canadian medical schools. International medical graduates (IMGs) are foreign and U.S. citizen graduates of medical schools in all other countries. The findings are described below. Findings New York Compared to Other States New York, the third most populous state in the nation, has the second largest population of practicing physicians, following California. Table 2.1 compares physician and HPSA data for the U.S. and the five most populated states using the AMA data as described above. Table 2.1 Patient Care Physicians in the U.S. and Selected States (2000) U.S. NY CA FL IL TX Total Physicians 534,256 47,981 64,170 31,097 23,214 31,637 Physicians in HPSAs 90,657 6,954 3,320 5,308 4,433 2,185 17% 14% 5% 17% 19% 7% Physicians in Metropolitan HPSAs 72,802 6,503 2,804 4,433 3,744 1,720 Physicians in Non-Metropolitan HPSAs 17,855 451 516 875 689 465 Primary Care Physicians 215,519 18,102 26,228 11,746 10,003 12,632 Primary Care Physicians in HPSAs 36,593 2,825 1,682 2,014 1,886 1,052 17% 16% 6% 17% 19% 8% Primary Care Physicians in Metropolitan HPSAs 27138 2607 1431 1630 1506 802 Primary Care Physicians in Non-Metropolitan HPSAs 9455 218 251 384 380 250 2,968 102 % Physicians in HPSAs % Primary Care Physicians in HPSAs # of HPSA Designations* Estimated HPSA population* # of medical schools** Total Population (in millions as of 7/1/01)*** 51,551,841 3,599,085 170 113 101 241 3,633,367 2,319,040 1,494,582 5,250,396 144 13 10 5 8 8 285.3 19.1 34.6 16.4 12.5 21.4 As of June 30, 2001, HRSA, BHPr, Division of Shortage Designation **Association of American Medical Colleges and Association of American Colleges of Osteopathic Medicine ***U.S. Bureau of the Census 6 New York has the largest number of both total physicians and primary care physicians in metropolitan HPSAs and the smallest number of both total physicians and primary care physicians in non-metropolitan HPSAs in the large state comparison. Estimates of the metropolitan and non-metropolitan distribution of New York’s HPSA population were not available. Therefore, it was not possible to determine if New York’s physician distribution in HPSAs is consistent with the HPSA population distribution. Nationally, the HPSA population is roughly half metropolitan and half non-metropolitan.3 Twenty percent of HPSA physicians nationwide were found to practice in non-metropolitan HPSAs, while 6.5 percent of New York’s HPSA physicians practice in non-metropolitan HPSAs. Wide variations were found in the HPSA distribution of physicians among these large states. As noted in Section 1, state comparisons of HPSA data reflect physician shortages, as well as the level of effort made within individual states to quantify shortages, and should be interpreted with care. New York is slightly below the national average in terms of total and primary care physician distribution in HPSAs. Physicians in New York The distribution of New York’s 47,981 physicians among the state’s nine AHEC regions is presented in Table 2.2. The population of the AHEC regions varies widely (see Table 2.3), as does the distribution of physicians. Statewide, 14 percent of all physicians practice in primary care HPSAs, with variation of between one percent and 52 percent among the AHEC regions. Table 2.2 Physicians in New York State in 2000 by AHEC Region and HPSAs AHEC New York State Bronx-Westchester Brooklyn-Queens-Long Island Catskill-Hudson Central New York Erie-Niagara Hudson-Mohawk Manhattan-Staten Island Northern Western New York Total Physicians Physicians in HPSAs 47,981 6,954 5,671 565 16,520 1,581 2,670 355 3,076 1,211 2,511 525 2,254 11,852 522 2,905 21 2,107 272 317 *No HPSAs of this type in the AHEC region. 7 Physicians in Metropolitan HPSAs 6,503 565 1,581 319 1,142 525 Physicians in Non-Metropolitan HPSAs 451 * * 36 69 * 9 2,107 * 255 12 * 272 62 Percentage of Physicians in HPSAs 14% 10% 10% 13% 39% 21% 1% 18% 52% 11% The number of practicing physicians was compared to the population in each New York State AHEC region (see Table 2.3). Statewide, there is approximately one practicing physician for every 400 New Yorkers. This ratio varies between one physician for every 169 people in the Manhattan-Staten Island AHEC to one physician for every 728 people in the Northern AHEC. These AHECs represent the two extremes; the remaining AHECs have ratios of one physician to every 401 to 571 New Yorkers. There is roughly one primary care physician for every 1,000 New Yorkers. The distribution pattern of primary care physicians relative to the population is similar to that of all physicians. The ratios range between one primary care physician for every 597 people in the Manhattan-Staten Island AHEC to one primary care physician for every 1,711 people in the Northern AHEC. Table 2.3 Physicians in New York State AHECs per population (2000) New York State Bronx-Westchester AHEC Brooklyn-Queens-Long Island AHEC Catskill-Hudson AHEC Central New York AHEC Erie/Niagara AHEC Hudson-Mohawk AHEC Manhattan/Staten Island AHEC Northern AHEC Western New York Rural AHEC 1 Primary Total Total Primary 1 Physician Care Physician Physicians Care Physicians for every: for every: 47,981 18,104 398 1,054 5,671 2,192 401 1,039 16,520 6,897 454 1,088 2,670 1,126 571 1,355 3,076 1,220 529 1,333 2,511 992 464 1,175 2,254 844 475 1,269 11,852 3,353 169 597 522 222 728 1,711 2,905 1,258 530 1,223 Population As of 7/1/01 19,084,350 2,276,446 7,500,547 1,525,598 1,626,372 1,165,260 1,071,286 2,000,382 379,921 1,538,838 Primary Care The distribution of primary care physicians among the New York AHEC regions is presented by specialty in Table 2.4. Thirty-eight percent of the State’s patient care physicians practice a primary care specialty, compared to forty percent in the national data set. Among the New York State AHEC regions, this percentage ranges from 28 percent to 43 percent. Table 2.4. Primary Care Physicians in New York State AHEC Regions (2000) AHEC New York State Bronx-Westchester Brooklyn-Queens-Long Island Catskill-Hudson Central New York Erie-Niagara Hudson-Mohawk Manhattan-Staten Island Northern Western New York Family Practice 2,683 205 851 246 417 220 244 178 72 250 General Practice 582 57 250 48 38 33 37 84 6 29 Internal ObstetricsMedicine Gynecology Pediatrics 7,989 2,698 4,152 1,049 307 574 3,069 996 1,731 407 146 279 401 159 205 394 145 200 289 124 150 1,733 619 739 75 35 34 572 167 240 8 Total Primary Care 18,104 2,192 6,897 1,126 1,220 992 844 3,353 222 1,258 % Physicians in Primary Care 38% 39% 42% 42% 40% 40% 37% 28% 43% 43% The distribution of New York’s primary care physicians among the AHEC’s metropolitan and non-metropolitan HPSAs is presented in Table 2.5. Pediatrics has the highest total percentage of physicians in HPSAs at 18 percent, and obstetrics-gynecology has the lowest at 13 percent. Internal medicine, the most populated of the primary care specialties, has the highest overall number of physicians in HPSAs and the highest number in metropolitan HPSAs. Family practice has the highest number of physicians practicing in non-metropolitan HPSAs. Sixteen percent of primary care physicians practice in HPSAs overall, slightly higher than the percentage for all physicians in New York State. Table 2.5 Primary Care Physicians in New York State HPSAs (2000) AHEC Family Practice NonMet Met General Practice NonMet Met Internal Medicine NonMet Met New York State Bronx-Westchester Brooklyn-Queens-Long Island Catskill-Hudson Central New York Erie-Niagara Hudson-Mohawk Manhattan-Staten Island 348 38 70 27 79 43 5 48 98 * * 17 23 * 5 * 81 11 28 6 11 3 0 16 8 * * 1 1 * 0 * 1125 122 295 55 122 89 2 384 Northern Western New York * 38 34 19 * 6 1 5 * 56 ObstetricsGynecology NonMet Met Pediatrics NonMet Met Total Primary % Primary Care Care Non- Physicians in Met Met HPSAs 68 * * 4 8 * 3 * 338 28 103 15 56 14 0 110 22 * * 1 2 * 0 * 715 124 253 18 62 21 1 219 22 * * 2 3 * 0 * 2607 323 749 121 330 170 8 777 218 * * 25 37 * 8 * 16% 15% 11% 13% 30% 17% 2% 23% 39 14 * 12 18 1 * 17 16 1 * 129 108 40 49% 13% *No HPSAs of this type in the AHEC region Other Specialties in HPSAs Physicians in specialties other than primary care also have a presence in HPSAs. The eight most populated non-primary care specialties in New York’s metropolitan and nonmetropolitan HPSAs are presented in Table 2.6. Psychiatry was the most populated nonprimary care specialty in both metropolitan and non-metropolitan HPSAs. There were more physicians practicing psychiatry in HPSAs than some of the primary care specialties. Other specialties common to both types of HPSAs include anesthesiology, diagnostic radiology, emergency medicine, general surgery, and ophthalmology. Table 2.6 Most Populated Non-Primary CareSpecialties in New York State HPSAs (2000) Non-Metropolitan HPSAs Psychiatry General Surgery Anesthesiology Emergency Medicine Orthopedic Surgery Ophthalmology Diagnostic Radiology Pathology Total 25 21 17 17 16 14 12 10 9 Metropolitan HPSAs Psychiatry Anesthesiology General Surgery Cardiovascular Disease Ophthalmology Diagnostic Radiology Emergency Medicine Total 426 352 295 182 168 161 150 Neurology 137 Gender The distribution of New York State physicians was also analyzed by gender. Figure 2.1 presents the percentage of physicians that are female in New York State and the AHEC regions, along with the percentage of physicians in HPSAs that are female. The exclusively metropolitan AHEC regions have a higher proportion of female physicians than those that contain all or some non-metropolitan counties. Female physicians were found to be overrepresented in HPSAs within the more metropolitan AHEC regions. Female physicians were underrepresented in HPSAs among the more non-metropolitan AHEC regions. Twenty-six percent of all physicians in New York are female and 28 percent of HPSA physicians are female. Figure 2.1 Percentage of All Physicians and HPSA Physicians That Are Female in New York State AHEC Regions in 2000 26% 28% New York State 31% Bronx-Westchester 25% Brooklyn-Queens-Long Island Catskill-Hudson 21% 19% Central New York 20% 21% Erie-Niagara 21% 22% 38% 30% % Physicians That Are Female % HPSA Physicians That Are Female 21% 19% Hudson-Mohawk 30% Manhattan-Staten Island 34% 19% 18% Northern Western New York 18% 0% 5% 10% 15% 20% 23% 25% 30% 35% 40% 45% 50% Figure 2.2 presents the percentage of primary care physicians that are female in New York State, and the percent of primary care HPSA physicians that are female. Nationally, as well as in New York State, female physicians choose primary care careers more frequently than male physicians. This trend is reflected in the findings. Thirtythree percent of primary care physicians in New York State are female, and 37 percent of primary care HPSA physicians are female. 10 Figure 2.2 Percentage of All Primary Care Physcians and HPSA Primary Care Physicians That Are Female in New York State AHEC Regions in 2000 33% New York State 37% 38% Bronx-Westchester 46% Brooklyn-Queens-Long Island 32% 36% 29% Catskill-Hudson 26% 26% Central New York 32% % Primary Care Physicians That Are Female 28% 28% Erie-Niagara 30% Hudson-Mohawk % Primary Care HPSA Physicians That Are Female 19% 39% Manhattan-Staten Island 42% 25% Northern 22% Western New York 22% 30% 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% Consistent with the finding for all New York State physicians, there are higher percentages of female primary care physicians in the more metropolitan AHEC regions with even higher percentages among metropolitan HPSA communities. Nearly half of the primary care HPSA physicians in the Bronx-Westchester and Manhattan-Staten Island AHECs are female. USMGs and IMGs Sixty-one percent of physicians practicing in New York State are graduates of U.S. or Canadian medical schools. The remaining 39 percent are graduates of international medical schools. Within the primary care workforce, 55 percent of physicians are U.S. or Canadian medical graduates and 45 percent are international medical graduates. The proportion of USMGs and IMGs among all physicians and those in the primary care workforce in New York’s AHEC regions are presented in Figure 2.3. In the most metropolitan AHEC regions, IMGs made up a larger proportion of the primary care workforce than of the physician workforce as a whole. In the other AHEC regions, IMGs were distributed equally or nearly equally in both the total physician workforce and the primary care physician workforce. 11 Figure 2.3 Percentage of All 2000 Physicians and Primary Care Physicians that are IMGs by New York State AHEC Region 39% New York State 45% 41% Bronx-Westchester 49% Brooklyn-Queens-Long Island 52% 58% 40% 41% Catskill-Hudson 30% 30% Central New York % of total that are IMGs 35% 33% Erie-Niagara % primary care that are IMGs 26% 26% Hudson-Mohawk 31% Manhattan-Staten Island 38% 31% 29% Northern 27% 27% Western New York 0% 10% 20% 30% 40% 50% 60% 70% In a comparison of physicians in HPSAs, IMGs were found to practice in HPSAs in higher proportions than USMGs in all New York State AHEC regions, with the exception of the Hudson-Mohawk AHEC (see Figure 2.4). Statewide, 13 percent of USMGs practice in HPSAs and 17 percent of IMGs practice in HPSAs. The proportion of primary care USMG and IMG physicians in HPSAs followed a similar distribution pattern, although primary care physicians were slightly more likely to practice in HPSAs statewide with 14 percent of USMGs and 18 percent of IMGs in HPSAs. 12 Figure 2.4 Percentage of 2000 USMG and IMG New York State Physicians in HPSAs 13% 17% New York State 5% Bronx-Westchester 17% 7% Brooklyn-Queens-Long Island 12% 12% 16% Catskill-Hudson 38% 42% Central New York 20% 23% Erie-Niagara Hudson-Mohawk % All USMGs in HPSAs % All IMGs in HPSAs 1% 1% 16% Manhattan-Staten Island 22% 49% Northern 8% Western New York 0% 59% 18% 10% 20% 30% 40% 50% 60% 70% Race/Ethnicity Self-reported race or ethnicity data were available for 71 percent of New York State physicians. Based on analysis which excludes physician records in which race or ethnicity was not known, 71 percent of physicians in New York State are non-Hispanic white, 16 percent are Asian/Pacific Islander, four percent are non-Hispanic black, four percent are Hispanic, four percent are identified as “other,” and less than one percent are Native American/Alaskan Native. Table 2.7 Physicians in New York State AHECs by Race/Ethnicity (2000) Hispanic American Indian/ Alaskan Native Other Missing White, NonHispanic Black, NonHispanic Asian/ Pacific Islander New York State 24,080 1,512 5,658 1,338 14 1,229 14,150 8% Bronx-Westchester 2,652 254 673 236 1 148 1,707 12% Brooklyn-Queens-Long Island 7,445 707 2,298 487 4 500 5,079 10% Catskill-Hudson 1,374 41 359 39 0 78 779 4% Central New York 1,705 49 343 65 1 76 837 5% Erie-Niagara 1,200 38 321 48 1 60 843 5% Hudson-Mohawk 1,289 28 217 38 0 38 644 4% Manhattan-Staten Island 6,411 349 1,103 385 4 234 3,366 9% AHEC Northern Western New York % Underrepresented Minority* 282 9 52 6 0 17 156 4% 1,722 37 292 34 3 78 739 3% *Black, non-Hispanic; Hispanic; and American Indian/Alaskan Native 13 Table 2.7 presents physician race or ethnicity data for the nine New York State AHEC regions. The three AHECs in the New York City area have the most diverse physician workforces. The Bronx-Westchester AHEC had the highest percentage of practicing physicians from underrepresented minority groups. The Western New York AHEC had the smallest proportion of underrepresented minority physicians. The percentage of physicians practicing in New York’s non-metropolitan HPSAs was consistently small among all racial and ethnic groups, ranging from less than one percent to two percent. Differences were seen in the percentage of physicians choosing to practice in metropolitan HPSAs. Non-Hispanic black physicians were the most likely to practice in metropolitan HPSAs; nearly one in three black physicians practice in metropolitan HPSAs. Hispanic physicians are also well above the statewide average for HPSA practice. Twenty-three percent of Hispanic physicians practice in metropolitan HPSAs. Non-Hispanic white physicians, comprising almost three-quarters of the physician workforce, have the lowest percentage of physicians practicing in HPSAs. Figure 2.5 Percentage of New York State Physicians in HPSA and Non-HPSA Locations in 2000 by Race/Ethnicity* 100% 90% 80% 70% 69% 77% 60% 81% 82% 89% 85% Non-HPSA Metro HPSA 50% Non-Metro HPSA 40% 30% 20% 31% 23% 10% 0% 18% 16% <1% 1% 1% 2% Black, NonHispanic (n=1,512) Hispanic (n=1,338) Asian (n=5,658) Other (n=1,229) 10% 1% White, NonHispanic (n=24,080) *None of the 14 NYS physicians identified as Native American/Alaskan Native practice in HPSAs 14 14% 1% Missing (n=14,150) Estimated Initial Practice Years The initial practice year for each physician was estimated by adding the year of medical school graduation to the number of graduate medical education years required in each physician’s specialty. Figure 2.6 illustrates the percentage of primary care physicians practicing in New York State HPSAs in 2000 for cohorts of USMGs and IMGs estimated to have completed training and initiated practice each year between 1980 and 1996. IMGs initiating practice in the late 1980’s to the mid 1990’s have increasing percentages of primary care practitioners in both metropolitan and non-metropolitan HPSAs, with a drop among the most recent cohorts. USMGs have decreasing percentages of primary care practitioners in non-metropolitan HPSAs among the same initial practice cohort, and variable percentages in metropolitan HPSAs. There is an increase in these percentages among the most recent USMG cohorts. Figure 2.6. Percentage of New York State USMG and IMG Primary Care Physicians in HPSAs in New York State in 2000 by Estimated Initial Year of Practice 30% 25% 20% IMG Metro USMG Metro 15% IMG Non-Metro USMG Non-Metro 10% 5% 0% 80 81 82 83 84 85 86 87 88 89 15 90 91 92 93 94 95 96 New York State Medical Graduates The physician data were analyzed by the medical school from which the physicians graduated, and by graduates of medical schools in New York State specifically. There are thirteen medical schools in New York (listed in Table 2.8). The physician data set included physicians graduating from medical school after 1940. Four medical schools in New York graduated their first classes after that year, as noted in the table. Therefore, the pool of graduates in the data set for these schools is more limited than for schools that graduated students in all years between 1941 and 1996. The medical schools also have varying class sizes, which should be kept in mind in reviewing the tables in this section. The total number of 1996 graduates for each medical school, the most recent year of graduates included in the study, is presented in the last column of Table 2.8. SUNY Downstate, the largest medical school in the state, has the largest number of all physician graduates practicing in New York. SUNY Stony Brook, which is one of the newest medical schools in the state, as well as one of the smallest, has the fewest graduates practicing in New York. SUNY Upstate has the largest number of graduates practicing in New York State HPSAs overall, the largest number in non-metropolitan HPSAs, and the largest percentage of graduates practicing in HPSAs. New York Medical College, the largest private medical school in the state, graduates the most New York State physicians among the private medical schools. Columbia has the highest percentage of graduates in New York State HPSAs among the private medical schools. Table 2.8 Physicians Practicing in New York State in 2000 Who Are Graduates of New York State Medical Schools Total Graduates in Total Graduates Percent of NYS NonTotal Graduates in NYS Graduates Metropolitan Graduates in NYS HPSAs in HPSAs HPSAs (1996) Albany Medical College Columbia College of Physicians and Surgeons Albert Einstein College of Medicine* Mt. Sinai School of Medicine* New York College of Osteopathic Medicine*+ New York Medical College New York University School of Medicine SUNY at Buffalo School of Medicine and Biomedical Sciences SUNY Downstate Medical Center College of Medicine SUNY at Stony Brook Health Science Center* SUNY Upstate Medical University Joan and Stanford I Weill Medical College of Cornell University University of Rochester School of Medicine and Dentistry Total of New York State Medical Schools 1,016 1,204 1,545 909 686 1,956 1,863 1,516 2,791 589 1,502 842 709 73 236 160 99 54 171 149 249 283 53 354 79 81 7% 20% 10% 11% 8% 9% 8% 16% 10% 9% 24% 9% 11% 8 9 1 1 9 9 3 23 4 2 30 3 10 127 139 169 143 179 198 151 140 241 108 149 89 95 17,128 2,041 12% 112 1,928 *The Sophie Davis School of Biomedical Education at The City College of New York provides pre-clinical medical education only and does does not grant medical degrees. **These school graduated their first students after 1941 (AECOM 1959; MSSM 1970; NYCOM 1981; SUNY Stony Brook 1974) +Data include only osteopathic graduates that completed allopathic residencies 16 Table 2.9 Primary Care Physicians Practicing in New York State in 2000 Who Are Graduates of New York State Medical Schools Primary Care Graduates in NYS Albany Medical College Columbia College of Physicians and Surgeons Albert Einstein College of Medicine* Mt. Sinai School of Medicine* New York College of Osteopathic Medicine* New York Medical College New York University School of Medicine SUNY at Buffalo School of Medicine and Biomedical Science SUNY Downstate Medical Center College of Medicine SUNY at Stony Brook Health Science Center* SUNY Upstate Medical University Joan and Stanford I Weill Medical College of Cornell University University of Rochester School of Medicine and Dentistry Total of New York State Medical Schools Primary Care Graduates Primary Care Percent of Primary in NYS NonGraduates in Care Graduates Metropolitan NYS HPSAs in NYS HPSAs HPSAs 389 275 476 290 425 656 567 660 906 252 620 208 302 29 61 60 41 38 73 47 111 99 29 122 28 24 7% 22% 13% 14% 9% 11% 8% 17% 11% 12% 20% 13% 8% 4 5 0 0 6 6 2 15 1 1 19 0 4 6,026 762 13% 63 *Graduated first students after 1941 (AECOM 1959; MSSM 1970; NYCOM 1981; SUNY Stony Brook 1974) Additional analysis found that SUNY Downstate has the most graduates practicing primary care in New York State. SUNY Upstate has the largest number of primary care physicians practicing in HPSAs overall and the largest number in non-metropolitan HPSAs. New York Medical College graduates the most primary care physicians in New York among the private medical schools. Columbia has the largest overall percentage of primary care graduates practicing in New York State HPSAs. Cross-tabulations were also conducted to identify the medical schools producing the most graduates for New York State HPSAs. Table 2.10 presents the schools that have the highest number of physician graduates practicing in New York’s non-metropolitan HPSAs. Medical schools in New York State are the top six schools in the production of non-metropolitan HPSA physicians for New York. Eight physicians each from schools in Canada, Pakistan, and the Philippines practice in New York’s non-metropolitan HPSAs. A similar analysis was conducted to identify medical schools that have the highest numbers of graduates practicing in New York’s metropolitan HPSAs. Again, six medical schools in New York have the highest numbers of graduates in HPSAs. Several foreign schools have high numbers, as does Howard University (See Table 2.11.) 17 Table 2.10 Medical Schools Graduating the Highest Number of New York State Physicians Practicing in Non-Metropolitan HPSAs in 2000 Number of Physicians in NYS Non-Metropolitan HPSAs SUNY Upstate Medical University, Syracuse SUNY at Buffalo School of Medicine and Biomedical Science University of Rochester School of Medicine and Dentistry Columbia College of Physicians and Surgeons New York College of Osteopathic Medicine New York University School of Medicine Queens University, Fac of Med, Kingston, Ontario McGill University, Fac of Med, Montreal, Quebec King Edward Medical College, Univ. of Punjab, Pakistan Dow Medical College, Univ. of Karachi, Pakistan University of Santo Tomas, Fac of Med and Surg, Manila, Philippines University of Pennsylvania School of Medicine Georgetown University School of Medicine 30 23 10 9 9 9 8 8 8 8 8 7 7 Table 2.11 Medical Schools Graduating the Highest Number of New York State Physicians Practicing in Metropolitan HPSAs in 2000 Number of Physicians in NYS Metropolitan HPSAs SUNY Upstate Medical University, Syracuse SUNY Downstate Medical Center College of Medicine Columbia College of Physicians and Surgeons SUNY at Buffalo School of Medicine and Biomedical Science New York Medical College Albert Einstein College of Medicine University of Santo Tomas, Fac of Med and Surg, Manila, Philippines New York University School of Medicine University D'Etat D'Haiti, Esc de Med et Pharmacie, Port-Au-Prince, Haiti Mt. Sinai School of Medicine Howard University Univ. Auto de Guadalajara, Fac de Med, Guadalajara, Mexico University of Rochester School of Medicine and Dentistry 18 324 279 227 226 162 159 154 146 108 98 82 82 71 Discussion This study highlights the distribution of physicians in New York’s metropolitan and nonmetropolitan HPSAs. While data on the metropolitan and non-metropolitan distribution of the 3.6 million New Yorkers residing in HPSAs were not available, total population figures can provide some gauge. Thirty-eight percent of New York’s 62 counties are designated as metropolitan counties, and 92 percent of New Yorkers reside in metropolitan counties. Ninety-five percent of all physicians and 92 percent of primary care physicians in HPSAs were found to practice in metropolitan counties. The metropolitan and non-metropolitan distinctions are important because of the varied distribution of New York’s population. The physicians practicing in metropolitan and non-metropolitan HPSAs were found to differ in several ways. The more nonmetropolitan communities have a slightly higher proportion of primary care physicians in the workforce and they are more likely to be family physicians. In metropolitan counties, the primary care HPSA physicians are more likely to be internists. The downstate metropolitan region in general has a higher proportion of physicians who are female, international medical graduates, and minorities who are underrepresented in medicine. In metropolitan regions, female primary care physicians are overrepresented in HPSAs and in non-metropolitan regions they are underrepresented in HPSAs. This study and others have found that female physicians are less likely to practice in rural communities. The impact of this trend on the non-metropolitan physician workforce will need to be monitored as the proportion of female physicians in the workforce continues to grow. Underrepresented minorities are far more likely to practice in HPSAs than white, nonHispanic physicians, but this difference is exclusively in metropolitan HPSAs. While New York has a more diverse physician workforce than many states, it is still far from representative of the population. The 2000 U.S. Census, which collects race and ethnicity data separately, found that 68 percent of New York’s population is white, 16 percent is black, 5.5 percent is Asian, and 10 percent is “other” or reports two or more races; fifteen percent of the population is of Hispanic or Latino origin (of any race).6 This compares to a physician workforce that is 71 percent non-Hispanic white, four percent black, four percent Hispanic, 16 percent Asian, and four percent “other.” Less than one percent of the population and the physician workforce is Native American/ Alaskan Native. Efforts to increase the number of physicians who are underrepresented minorities, such as the 3000 by 2000 initiative of the Association of American Medical Colleges, have not been successful. Intensified efforts to increase the proportion of minorities in medicine are overdue, given the State’s shifting demographics, increasing evidence of disparities in health care based on race and ethnicity, minority physicians’ tendency to practice in 19 shortage areas and in minority communities at higher rates, and longstanding minority under representation in the physician workforce. While IMGs make up a larger proportion of the physician workforce in the downstate metropolitan region, they practice in HPSAs at higher rates than USMGs in all regions of the state. Foreign medical schools are some of the largest producers of New York’s HPSA physicians in both metropolitan and non-metropolitan communities. The number of three-year limited medical licenses issued to foreign citizens which require practice in a physician shortage area has increased from 188 in 1998 to 294 in 2002.7 Reliance on IMGs to fill gaps in the U.S. physician workforce has been the subject of much debate and has been questioned on ethical grounds. Medical schools in New York State graduated 36 percent of the physicians practicing in New York in 2000 and 30 percent of those practicing in HPSAs. Thirty-three percent of those practicing primary care graduated from medical schools in New York, as did 27 percent of those practicing primary care in HPSAs. The location of residency training has been shown to have a strong correlation to eventual practice location. Further review of paths toward practice in a HPSA should include residency data. The characteristics of physicians most likely to practice in HPSAs can be identified and used to target recruitment for underserved communities. While ensuring an ample supply of physicians in New York’s varied communities is an important step and a complicated undertaking, the issue of access to care goes beyond the presence of physicians. Nearly one third of New York’s HPSAs are special population designations, meaning that barriers to care beyond physician supply limit the health care available to the community. Both supply and access issues need to be addressed. 20 Nurse Practitioners in New York State Background The 2000 National Sample Survey of Registered Nurses reports that there are an estimated 88,186 nurse practitioners in the U.S., and another 14,643 nurse practitioners who are jointly prepared as clinical nurse specialists.8 Another nurse practitioner survey conducted in New York State in March of 2000 found 6,120 nurse practitioners active as NPs in the state, 5,215 of which were in the primary care specialties examined in this report.7 The number of nurse practitioners (NPs) has grown rapidly over the past decade, both nationally and in New York State. The number of registered nurses certified as NPs in New York State increased by 340 percent in the eight years between 1993 and 2001. New York has the second highest number of total nurse practitioners certificates held (as of 1999) with 8,948, second only to California which has 10,126.9 Nurse practitioners in New York State are required to practice and prescribe using protocols developed in collaboration with a physician. These regulations are somewhat more restrictive than half the states, which have no requirements for physician collaboration or supervision. A number of states have tighter restrictions that require physician supervision.9 In this report, the distribution of primary care nurse practitioners in New York State is examined by AHEC regions and by health professional shortage areas. Study Methods Data were obtained from a national survey of nurse practitioners conducted by the American Academy of Nurse Practitioners (AANP). The AANP conducted the survey in 1999 using addresses obtained from the 50 state boards of nursing and the District of Columbia. Surveys were sent to 59,392 nurse practitioners. Responses were received from 28,856 nurse practitioners, yielding a 49 percent response rate. It is unknown whether a response bias exists, as data on all survey recipients were not made available. Of these respondents, 23,563 records were complete and met the definition of primary care used in this report, which includes nurse practitioners specializing in the areas of adult, family, family planning, geriatric, pediatric, school, and women’s health practice. Data identifying year of graduation from nurse practitioner education programs were not available and the corresponding analyses could not be conducted. Nurse practitioners in New York State were identified by the state code in each record and NPs in specific AHEC regions were identified by county codes. A total of 2,732 New York State primary care nurse practitioners were included in this data set. 21 Variables used in the analysis include work address and practice specialty. Data on other characteristics of nurse practitioners were not available, although subsequent AANP surveys are seeking additional data. The nurse practitioner data were cross-referenced with the 1999 primary care HPSA file to locate nurse practitioners’ practice addresses within HPSA census tracts. Geographic HPSAs and low-income special population HPSAs were used in this analysis. HPSA census tracts were classified as either metropolitan or non-metropolitan. Nurse practitioners whose practice addresses were located in a census tract within a HPSA boundary, identified as either metropolitan or non-metropolitan, were coded correspondingly. Cross-tabulations were conducted for the available variables and are presented in the findings below. Findings New York Compared to Other States New York was found to have the largest number of nurse practitioners of any state. It also has the largest number of NPs in HPSAs, despite having one of the lowest number of total HPSA designations and a lower HPSA population than other large states. New York has the highest number of institutions offering at least one nurse practitioner education program and most of these offer several programs. Table 3.1 Primary Care Nurse Practitioners in Practice in the U.S. and Selected States in 1999 Total Nurse Practitioners* U.S. 23,563 NY 2,732 Nurse Practitioners in HPSAs 4,326 701 401 157 44 292 % NPs in HPSAs 18% 26% 15% 12% 18% 22% # of HPSA Designations** 2,968 102 Estimated HPSA population** 51,551,841 3,599,085 # Institutions offering at least one NA 25 primary care NP Program*** Number of 1999 NP licenses held+ 81,103 8,948 Total Population (in millions as of 7/1/01) 285.3 19.1 CA 2,619 FL 1,259 IL 249 TX 1,355 170 113 101 241 3,633,367 21 2,319,040 12 1,494,582 9 5,250,396 21 10,126 5,525 1,000 3,666 34.6 16.4 12.5 21.8 *Based on 49% response to AANP survey **As of 6/30/01 ***From American Academy of Nurse Practitioners NP Program Listing +From Annual Legislative Update, The Nurse Practitioner, January 2001 (may include duplicate and multiple licenses) Nurse Practitioners in New York Family nurse practitioners (FNPs) make up the largest number of NPs in the state and represent 38 percent of the New York State NPs in this study (see Table 3.2). FNPs outnumber adult nurse practitioners, the next largest specialty, in all AHEC regions except the most urban. Only in the Brooklyn-Queens-Long Island and Manhattan-Staten Island AHECs do adult nurse practitioners outnumber family nurse practitioners. 22 Table 3.2 Primary Care Nurse Practitioners in New York State AHEC Regions in 1999* AHEC New York State Bronx-Westchester Brooklyn-Queens-Long Island Catskill-Hudson Central New York Erie/Niagara Hudson-Mohawk Manhattan/Staten Island Northern Western New York County data missing Total Family GerontoWomen’s Specialty NPs Adult Family Planning logical Pediatric School Health Missing 2732 247 531 159 505 270 154 378 83 388 17 735 48 192 16 126 73 24 139 22 87 8 1025 111 110 101 248 75 84 100 41 149 6 5 1 0 1 0 0 2 0 0 1 0 119 11 29 1 21 10 2 23 1 21 0 437 45 95 16 56 54 21 67 1 81 1 21 3 1 3 2 3 0 3 1 5 0 386 28 104 20 52 53 21 45 17 44 2 4 0 0 1 0 2 0 1 0 0 0 *Based on 49% response to national AANP survey While 26 percent of all primary care nurse practitioners in New York State are located in HPSAs, this rate varies between 3 percent and 71 percent among the AHEC regions (see Table 3.3). Of the 700 primary care nurse practitioners found to practice in HPSAs, 70 percent of them are located in metropolitan HPSAs. Family nurse practitioners account for over 60 percent of all NPs in non-metropolitan HPSAs. In only two AHEC regions are there more primary care nurse practitioners in non-metropolitan locations than metropolitan (Catskill-Hudson and Northern). The highest percentages of nurse practitioners in HPSAs are in the more rural AHECs, specifically the Northern and Central New York AHECs. Table 3.3 Primary Care Nurse Practitioners in New York State HPSAs in 1999* Total NPs AHEC New York State Bronx-Westchester Brooklyn-Queens-Long Island Catskill-Hudson Central New York Erie/Niagara Hudson-Mohawk Manhattan/Staten Island Northern Western New York 2732 247 531 159 505 270 154 378 83 388 NPs in HPSAs 700 31 69 36 258 8 11 145 59 83 % in HPSAs 26% 13% 13% 23% 51% 3% 7% 38% 71% 21% Metro HPSAs 491 31 69 6 175 7 8 145 0 50 Non-Metro HPSAs 209 0 0 30 83 1 3 0 59 33 *Based on 49% response rate Consistent with findings from the national data set, family nurse practitioners are overrepresented in HPSAs in New York State compared to their proportion in the overall nurse practitioners workforce. Family nurse practitioners make up 38 percent of the statewide workforce and 42 percent of the nurse practitioners in HPSAs. Other specialties are slightly underrepresented in HPSAs compared to their representation in the New York workforce (see Table 3.4). 23 Table 3.4 Primary Care Nurse Practitioners in New York State Metropolitan and Non-metropolitan HPSAs in 1999 by Specialty* Adult AHEC New York State Bronx-Westchester Brooklyn-Queens-Long Island Catskill-Hudson Central New York Erie/Niagara Hudson-Mohawk Manhattan/Staten Island Northern Western New York Rural Family Family Geronto- Pediatric School Women's Planning logical Health Met Non Met Non Met Non Met Non- Met Non Met Non Met Non -Met -Met -Met Met -Met -Met -Met 139 39 164 128 0 1 23 2 91 15 3 1 71 23 5 10 8 8 14 19 8 13 15 3 5 23 1 2 1 1 63 14 61 52 3 2 28 8 1 19 7 2 3 1 1 1 1 4 3 3 45 42 10 30 2 16 18 29 1 11 9 4 20 20 2 11 5 8 4 *Based on a 49% response rate Discussion Nurse practitioners practice in HPSAs at higher rates than other primary care health professionals. Family nurse practitioner have the highest rate of HPSA practice overall, and practice in non-metropolitan HPSAs in much higher numbers than nurse practitioners in other specialties. With graduations from baccalaureate nursing programs stabilizing and showing some projected increases,10 the number of nurse practitioner graduates also might continue to increase. Given their high rates of practice in HPSAs, nurse practitioners are in a position to make continued contributions to the primary care workforce in shortage areas. Practice data linked to nurse practitioners’ initial certification data and/or length of time at a particular practice location will permit analyses of trends in workforce distribution. 24 Certified Nurse Midwives in New York State Background The 2000 National Sample Survey of Registered Nurses reports that an estimated 9,232 registered nurses are prepared for advanced practice as nurse midwives.8 An annual survey of state boards of nursing and other organizations reported a total of 8,398 certified nurse midwives (CNMs) nationally, and 856 in New York State.9 Because the survey does not account for duplicate licenses in more than one state or employment status, the number of practicing CNMs is assumed to be lower. The New York State Board of Education’s Office of the Professions listed 895 certified nurse midwives maintaining licensure in New York State in 2001, the year studied in this report. This number rose to 960 as of April 1, 2004.11 The American College of Nurse Midwives reports that there are 402 nurse-midwifery practice sites throughout New York State and that, in 2002, certified nurse midwives/certified midwives attended nearly 28,000 births or approximately 11 percent of all births.12 New York is one of 16 states in which “direct entry” into midwifery from non-nursing health professions is legal and regulated. In this report, the distribution of certified nurse midwives in New York State is examined by AHEC regions and by health professional shortage areas. Study Methods Data files from the American College of Nurse Midwives (ACNM) were used to identify certified nurse midwives. The ACNM data are compiled from annual member and midwifery practice site questionnaires. As of July 2001, the national ACNM member database contained records for 7,646 certified nurse midwives, of which 5,220 records had complete U.S. practice address information and could be used for HPSA analysis. A total of 555 CNMs were found to have practice addresses in New York State; these certified nurse midwives are included in the following analysis. Other variables in the ACNM data file that were relevant to this study include year of initial nurse midwifery certification and race/ethnicity. A primary medical HPSA data file, current as of July 2001, was used to identify health profession shortage areas. Certified nurse midwives practicing in HPSA locations were identified by cross-referencing the ACNM file with the HPSA file. The resulting crosstabulations of the CNM variables are described in the following section. 25 Findings New York Compared to Other States New York State was found to have the largest number of certified nurse midwives in the ACNM data set (see Table 4.1). New York also has the highest number and percentage of CNMs in HPSAs, despite having a smaller HPSA population than several other states. Table 4.1 Certified Nurse Midwives in Practice in the U.S. and Selected States in 2001 U.S. Total Certified Nurse Midwives 5,220 Certified Nurse Midwives in HPSAs 828 % CNMs in HPSAs 16% # of HPSA Designations* 2,968 Estimated HPSA population* 51,551,841 # of CNM Education Programs** 45 Total Population (in millions as of 285.3 7/1/01)*** NY 555 149 27% 102 3,599,085 4 19.1 CA 481 81 17% 170 3,633,367 3 34.6 FL 330 19 6% 113 2,319,040 2 16.4 IL 211 12 6% 101 1,494,582 1 12.5 TX 208 40 19% 241 5,250,396 4 21.4 *As of 6/30/01 Source: HRSA, BHPr, Division of Shortage Designation **ACNM-accredited programs as of 2/26/04 ***Source: U.S. Census Bureau Certified Nurse Midwives in New York Over sixty percent of New York State’s certified nurse midwives practice in the metropolitan region (see Table 4.2). The Brooklyn-Queens-Long Island AHEC, with the largest population, has the highest number of CNMs. The Northern AHEC, comprised of all non-metropolitan counties, has the smallest population and the lowest number of CNMs but the highest proportion of them in HPSAs. Table 4.2 Certified Nurse Midwives in New York State AHEC Regions in 2001 CNMC New York State Bronx-Westchester AHEC Brooklyn-Queens-Long Island AHEC Catskill-Hudson AHEC Central New York AHEC Erie/Niagara AHEC Hudson-Mohawk AHEC Manhattan/Staten Island AHEC Northern AHEC Western New York Rural AHEC Total CNMs CNMs in HPSAs Percent in HPSAs CNMs in Metro HPSAs CNMs in Non-Metro HPSAs 555 99 145 57 57 18 43 96 15 25 149 26 35 6 20 1 3 39 9 10 27% 26% 24% 11% 35% 6% 7% 41% 60% 40% 121 26 35 3 8 1 1 39 * 8 28 * * 3 12 * 2 * 9 2 *No HPSAs of this type in the AHEC region 26 Statewide, over eighty percent of the CNMs in HPSAs practice in metropolitan HPSAs. Figure 4.1 presents the distribution of CNMs in each AHEC region by HPSA and nonHPSA practice locations. Figure 4.1 CNMs by AHEC Region and 2001 HPSA/Non-HPSA Work Location Bronx-Westchester AHEC 26 Brooklyn-Queens-Long Island AHEC 73 35 110 Catskill-Hudson AHEC 3 3 Central New York AHEC 51 8 12 37 CNMs in Metro HPSAs Erie/Niagara AHEC 1 17 CNMs in Non-Metro HPSAs CNMs in Non-HPSAs Hudson-Mohawk AHEC 12 40 Manhattan/Staten Island AHEC 39 Northern AHEC 9 Western New York Rural AHEC 8 2 0 57 6 15 20 40 60 80 100 120 140 160 Data on race and ethnicity were available for 89 percent of the CNMs in New York State. The racial and ethnic classifications used by the ACNM are reported in these findings. The CNM population in New York State, and the nation, is overwhelmingly white. Eighty-six percent of New York’s CNMs for whom race or ethnicity is known are white, nine percent are black, three percent are Hispanic, and two percent are Asian. This distribution is more diverse than findings for the nation as a whole. Nationally, 92 percent of CNMs for whom race and ethnicity is known are white, four percent are black, two percent are Hispanic and less than one percent is Asian. Eighteen CNMs identified themselves as Indian, none of whom practice in New York State. CNMs who identified their race or ethnicity as black, Hispanic, or Asian are clustered in the New York City metropolitan region. All Asian CNMs, and all but two of the black and Hispanic CNMs are located in either the Bronx-Westchester, Brooklyn-Queens-Long Island, or Manhattan-Staten Island AHECs. The number of CNMs in HPSAs is not presented by racial and ethnic classifications due to the small numbers in these classifications. 27 Table 4.3 Certified Nurse Midwives in New York State AHECs by Race/Ethnicity (2001) New York State Bronx-Westchester AHEC Brooklyn-Queens-Long Island AHEC Catskill-Hudson AHEC Central New York AHEC Erie/Niagara AHEC Hudson-Mohawk AHEC Manhattan/Staten Island AHEC Northern AHEC Western New York Rural AHEC Asian 10 1 6 Black 43 7 24 1 Hispanic 16 7 4 1 3 10 1 3 1 White 421 71 86 52 49 18 40 71 14 20 Race Unknown 63 13 23 3 8 Other 2 2 2 9 1 4 Figure 4.2 and Table 4.4 report on CNMs by year of certification. There is no clear pattern in the overall number of CNMs practicing in 2001 based on their year of midwifery certification. Their distribution in metropolitan and non-metropolitan HPSAs does not appear to be related to the number certified in any given year. Figure 4.2 Number of 2001 NYS CNMs in Metropolitan HPSAs, Non-Metropolitan HPSAs and Non-HPSA Practice Locations by Year of Certification 50 45 40 35 30 Non-HPSA 25 36 HPSA Non-Metro HPSA Metro 23 20 11 22 20 20 15 20 23 11 14 21 10 2 1 1 5 8 6 1 2 1990 1991 0 15 1 5 1993 1994 3 8 3 2 1992 2 3 6 4 1995 28 1996 1997 1998 8 4 1999 2000 Table 4.4 Number of CNMs in NYS AHEC Regions in 2001 by Year of Certification (1990-2000) AHEC 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Bronx-Westchester 4 2 4 3 3 6 6 2 6 2 3 Brooklyn-Queens-Long Island 10 5 7 7 6 14 14 7 8 7 4 Catskill-Hudson 6 2 3 3 4 3 3 2 1 1 1 Central New York 1 3 3 3 5 4 4 4 4 6 2 Erie/Niagara 0 3 1 1 0 2 2 0 1 1 0 Hudson-Mohawk 1 4 2 1 2 3 3 4 5 2 1 Manhattan/Staten Island 4 5 9 6 6 6 6 6 2 2 6 Northern 1 0 0 0 2 4 4 0 0 0 4 Western New York Rural 0 0 3 2 0 1 1 3 0 0 0 Discussion Certified nurse midwives in New York State practice in HPSAs at a rate similar to that of nurse practitioners, and at twice the rate of obstetrician-gynecologists. New York State CNMs practice in HPSAs at higher rates than their colleagues in other states. Despite the fact that all of New York’s nurse midwifery education programs are located downstate, almost twenty percent of CNMs practice in non-metropolitan HPSAs. Even with relatively small numbers of practitioners, CNMs have a strong presence in HPSAs. The CNM workforce in New York is more racially and ethnically diverse than in other states, although it is not representative of the state’s population. Further, underrepresented minority CNMs are clustered in the New York metropolitan region with little diversity in the rest of the state. As with other advanced nursing professions, more must be done to recruit minority nurses into the CNM workforce. 29 Certified Registered Nurse Anesthetists in New York State Background The 2000 National Sample Survey of Registered Nurses (NSSRN) estimated that there are 29,844 nurse anesthetists in the U.S., which represents a slight decrease of about 500 from the estimate of the nurse anesthetist workforce in the previous NSSRN survey conducted in 1996. Certified registered nurse anesthetists (CRNAs) were the only advanced practice nurses in the survey to experience a decrease rather than an increase in that four-year interval. A survey of state nursing authorities reported 32,640 certified registered nurse anesthetists nationally in 2000, a number which may contain duplicate reporting across states as well as professionally inactive CRNAs.9 New York State does not maintain a census of CRNAs. Current membership data from the American Association of Nurse Anesthetists counts 693 active members from New York, although this represents CRNAs with work or home addresses in the state.13 A 1998 study of New York State CRNAs placed the total number of CRNAs at 627 using a zip code of residence.14 Study Methods Data on nurse anesthetists were obtained from a national survey conducted in late 2000 by the American Association of Nurse Anesthetists. The data yielded responses from 15,165 nurse anesthetists to produce a sixty percent response rate. Respondents were asked to provide the zip code of their primary practice setting and 12,181 of the responding CRNAs did so. Absent a complete work address, zip codes were used to identify practitioners in HPSAs. The center point of each zip code was geocoded and cross-referenced with the corresponding the census tract. Zip codes in the range between 10000 and 14999 were used to identify 334 CRNAs with work locations in New York State. Zip code ranges for the other states included in the cross-state comparisons were used accordingly. These data were cross-referenced with the 2001 primary care HPSA file to identify nurse anesthetists whose primary practice zip codes were located within HPSA boundaries. Additional variables included in the analysis were gender, age, and number of years in practice (in ranges). The findings are described below. Findings New York Compared to Other States New York was found to have the smallest number of certified registered nurse anesthetists among the five most populous states, and New York-based CRNAs comprised fewer than three percent of those in the national AANA data set (see Table 5.1). In contrast, New York State was found to have the largest nurse practitioner and 30 certified nurse midwifery workforces among these states as described in other sections of this report. Consistent with the other advanced practice nursing professions, however, New York State was found to have the highest proportion of CRNAs in HPSAs at 19.8 percent. New York has the second highest number of physician anesthesiologists, after California, which points to an anesthesia-provider mix that is more physician dominated than in other largely populated states, such as Florida and Texas. Table 5.1 Certified Registered Nurse Anesthetists in Practice in the U.S. and Selected States in 2001 U.S. NY CA FL IL TX Total CRNAs* CRNAs in HPSAs % CRNAs in HPSAs # of HPSA Designations** Estimated underserved population 12,182 1,285 10.5% 2,968 29,589,057 334 66 19.8% 102 1,762,156 398 43 10.8% 170 2,038,937 738 33 4.8% 113 1,450,059 356 25 7.0% 101 923,132 832 74 8.9% 241 2,715,442 # of CRNA Education Programs*** # of Physician Anesthesiologists+ 90 33,826 4 2,987 3 4,154 5 2,053 4 1,591 4 2,476 Physician anesthesiologist/CRNA ratio 2.8:1 8.9:1 10.4:1 2.8:1 4.5:1 3.0:1 Total Population (in millions as of 7/1/01) 285.3 19.1 34.6 16.4 12.5 21.4 *Based on a 60% response to AANA survey **As of 6/30/01 ***As listed in the AANA web site (AANA.com) +Non-federal patient care physicians as reported in AMA’s Physician Characteristics and Distribution in the U.S.: 2002-2003 Edition CRNAs in New York Out of the 334 New York State CRNAs responding to the AANA survey and providing a work zip code, 66 were found to practice in HPSAs. The proportion of CRNAs practicing in New York’s AHEC regions varies, as does the proportion practicing in HPSAs. The Brooklyn-Queens-Long Island AHEC has the largest number of CRNAs with 73, while the Bronx-Westchester AHEC has the lowest number with nine. In two AHECs—Hudson-Mohawk and Bronx-Westchester—none of the CRNAs practiced in HPSAs. The Central New York AHEC had the largest number of CRNAs in HPSAs at 29, comprising 58 percent of all CRNAs in that AHEC region. Of the 66 survey respondents who had a work zip code located in a HPSA, 40 of them were found to practice in metropolitan HPSAs. Four AHEC regions had CRNAs located in metropolitan HPSAs and five had CRNAs located in non-metropolitan HPSAs. Two AHEC regions had CRNAs located in both. 31 Figure 5.1 CRNAs in New York State AHEC Regions by 2001 HPSA/Non-HPSA Practice Location Bronx-Westchester AHEC 9 Brooklyn-Queens-Long Island AHEC 4 69 Catskill-Hudson AHEC 2 20 Central New York AHEC 24 5 21 Metro HPSA Erie/Niagara AHEC 2 46 Non-Metro HPSA Non-HPSA 39 Hudson-Mohawk AHEC Manhattan/Staten Island AHEC 11 43 14 Northern AHEC 3 Western New York Rural 1 3 AHEC 0 18 10 20 30 40 50 60 70 80 The distribution of CRNAs was analyzed by age and is presented in Table 5.2. The largest proportion of CRNAs (44%) was found in the 40-49-age range. This was found to be the age range with the largest distribution of CRNAs in almost all of the AHEC regions, although the percentage varied. The Brooklyn-Queens-Long Island AHEC had the largest proportion of CRNAs over age 60. Only three New York CRNAs (less than one percent) were under 30 years of age, while nationally nearly two percent, or 173, were in this age category. The age distribution of CRNAs in New York State did not vary markedly from that in the nation as a whole. Table 5.2 CRNAs in New York State AHEC Regions in 2001 by Age AHEC New York State Bronx-Westchester Brooklyn-Queens-Long Island Catskill-Hudson Central New York Erie/Niagara Hudson-Mohawk Manhattan/Staten Island Northern Western New York Rural Total CRNAs 334 9 73 22 50 48 39 54 17 22 Under 30 3 1 0 0 1 0 0 1 0 0 30-39 40-49 50-59 60+ 66 4 14 6 13 8 4 9 3 5 148 1 30 7 21 27 21 21 7 13 92 3 18 7 14 11 12 17 6 4 24 0 11 2 1 2 2 5 1 0 32 Missing age 1 1 CRNAs practicing in HPSAs were also analyzed by age for New York State and the U.S. Sixty-one percent of New York’s CRNAs in HPSAs were located in metropolitan HPSAs, while in the nation as a whole 58 percent were in metropolitan HPSAs. In New York, the proportion of HPSA CRNAs in non-metropolitan HPSAs was slightly higher in each successive age bracket. This difference in HPSA distribution among age groups was much more pronounced in the national CRNA data, with substantial decreases in the percentage of non-metropolitan CRNAs for each younger age bracket. Among those under age 30, only 15 percent were found in non-metropolitan HPSAs nationally. New York State has a higher metropolitan distribution of HPSA CRNAs for all age brackets. Table 5.3 CRNAs in Metropolitan and Non-Metropolitan New York State HPSAs by Age Age Under 30 30-39 40-49 50-59 60+ missing Total Metro HPSA 1 7 20 12 0 0 40 Non-Metro HPSA 0 4 12 8 2 0 26 Non-HPSA 2 55 116 72 22 1 268 CRNAs were further analyzed by gender and HPSA distribution (see Figures 5.2 and 5.3). Male CRNAs were more likely than female CRNAs to practice in HPSAs both in New York State and in the nation as a whole. In New York, 25 percent of male CRNAs were found to practice in HPSAs, while 16 percent of females were in HPSAs. Among survey respondents nationally, 12 percent of male and 10 percent of female CRNAs were found to practice in HPSAs. Male CRNAs were found to be more heavily distributed in non-metropolitan HPSAs, while female CRNAs were more heavily distributed in metropolitan HPSA. This finding was similar for the nation as a whole, and has been corroborated by other studies.15, 16 In New York, the HPSA distributions of male and female CRNAs were nearly mirror images of each other; 25 male CRNAs were found in non-metropolitan HPSAs and 7 in metropolitan HPSAs, while 26 female CRNAs were found in metropolitan HPSAs and 6 in non-metropolitan HPSAs. 33 Figure 5.2. Male CRNAs by AHEC Region and 2001 HPSA/Non-HPSA Practice Location 3 Bronx-Westchester AHEC Brooklyn-Queens-Long Island AHEC 24 Catskill-Hudson AHEC 1 10 Central New York AHEC 11 3 11 Non-Metro HPSA Erie/Niagara AHEC 2 Metro HPSA 18 Non-HPSA Hudson-Mohawk AHEC 11 Manhattan/Staten Island AHEC 2 10 10 Northern AHEC 3 Western New York Rural 1 2 AHEC 8 0 5 10 15 20 25 30 35 40 45 50 Figure 5.3 Female CRNAs by AHEC Region and 2001 HPSA and Non-HPSA Practice Location Bronx-Westchester AHEC 6 Brooklyn-Queens-Long Island AHEC 3 40 Catskill-Hudson AHEC 1 Central New York AHEC 10 2 13 10 Non-Metro HPSA Erie/Niagara AHEC 27 Metro HPSA Non-HPSA Hudson-Mohawk AHEC 28 Manhattan/Staten Island AHEC 9 Northern AHEC 31 3 Western New York Rural 1 AHEC 0 10 5 10 15 20 25 34 30 35 40 45 50 In an analysis of CRNAs in New York by the number of years in practice, over twothirds of the CRNAs were found to have been in practice for 11 or more years. Among those practicing in non-metropolitan HPSAs, 84 percent have been in practice for 11 or more years (See Table 4). Fifty-nine percent of those practicing in metropolitan HPSAs have been in practice for 11 or more years. While the data do not provide the number of years a CRNA has been in a particular practice location, those in non-metropolitan HPSAs in 2001 had more years in practice overall than those in non-HPSA locations while those in metropolitan HPSAs in 2001 tended to have fewer years in practice than those in non-HPSA locations. Table 5.4 CRNAs in New York State by Number of Years in Practice (2001) Less than 2 years 2–5 years 6 – 10 years 11 - 20 years More than 20 years Missing New York State 15 42 48 116 109 4 Bronx-Westchester AHEC 2 2 1 Brooklyn-Queens-Long Island AHEC 2 7 12 28 21 2 5 7 8 Catskill-Hudson AHEC 4 Central New York AHEC 5 8 5 16 16 Erie-Niagara AHEC 3 4 11 18 12 Hudson-Mohawk AHEC 3 4 3 16 13 Manhattan-Staten Island AHEC 9 6 15 24 Northern AHEC 2 2 6 6 Western New York Rural AHEC 4 3 10 5 3 1 Table 5.5 New York State CRNAs in HPSA Locations by Years in Practice (2001) Years in Practice Metro HPSA Non-metro HPSA Non-HPSA Less than 2 years 5 0 10 2 – 5 years 6 3 33 6 - 10 years 5 1 42 11 - 20 years 12 10 94 More than 20 years 11 11 87 *4 CRNAs in HPSAs have missing values for years in practice Discussion The data provided here present a snapshot of the CRNA workforce in New York State. The findings indicate that the New York anesthesia workforce relies less on CRNAs and more on physician anesthesiologists than other large states. The two largest AHEC regions, Brooklyn-Queens-Long Island and Bronx-Westchester, have a markedly smaller distribution of CRNAs per population than the state as a whole. 35 New York has a larger proportion of CRNAs practicing in HPSAs than other large states and the nation as a whole. CRNAs in New York State HPSAs are more heavily distributed in metropolitan HPSAs than they are nationally. While CRNAs in New York’s non-metropolitan HPSAs tend to be older and have more years of practice, this finding was not as marked as for the nation as a whole. For example, of CRNAs nationally who are ages 50-59 and practice in a HPSA, 52 percent of them are in nonmetropolitan HPSAs; in New York only 40 percent of HPSA CRNAs in this age range practice in non-metropolitan HPSAs. Gender clearly plays a role in HPSA distribution of CRNAs both in New York and the nation. Male CRNAs are more likely to practice in HPSAs than female CRNAs, and when they practice in HPSAs they are more likely to choose non-metropolitan HPSA locations. This suggests that targeting male CRNAs may be a successful recruitment strategy for non-metropolitan HPSAs. New York does not independently collect data on certified registered nurse anesthetists through registration or certification, as it does for nurse practitioners and nurse midwives/midwives. AANA data are a useful alternative, although follow-up surveys with higher response rates, combined with encouragement from New York’s state CRNA leadership, would provide more complete data in the future. 36 Recent Dental Graduates in New York State Background New York State has 36 federally designated dental health professional shortage areas (DHPSAs) in which 1.7 million New Yorkers reside, and one million of these residents are estimated to be underserved.17 Thirteen of these designations identify geographic areas where the ratio of people to dentists exceeds 5,000 to one. One designation is for a facility and the remaining 22 designations identify communities where the population experiences barriers to dental care. Common barriers to care include lack of insurance, inability to pay, or lack of dentists willing to accept Medicaid-insured individuals. According to the National Oral Health Surveillance System, 18 percent of New York dentists are enrolled in Medicaid and only 5 percent are enrolled in the State Child Health Insurance Plan.18 Data are not available for all states, but in other large states to which New York is compared (see Findings) enrollment rates are slightly higher. Texas has a Medicaid enrollment rate of 20 percent and Illinois has a rate of 24 percent. Communities that are designated as DHPSAs are eligible to be placement sites for dentists serving in the National Health Service Corps (NHSC). In 2002, 12 NHSC dentists were fulfilling service obligations in New York State.19 A total of 17,366 individuals hold New York State licenses to practice dentistry and 14,932 registered dentists identify a main office address in New York State.20 The following sections report on the distribution of recently graduated dentists in New York State among the nine regions comprising New York State’s Area Health Education Center System, as well as their distribution in DHPSAs. These data reflect the practice decisions of the newest entrants to the dental workforce and may provide signs of future trends. New York’s population of new dentists is also compared to those of other large states. Study Methods The American Dental Association (ADA) provided data, current as of December 2001, on all dentists who had graduated from dental school between 1993 and 2001. Variables included specialty, primary occupation, gender, hours worked (over 30 hours per week or fewer than 30 hours per week), and the census tract in which the practice was located. Dentists graduating in 2000 and 2001 are not included in the analysis as a portion of these graduates would have been completing a dental residency in 2001 and the data on practicing dentists for those graduation years would be incomplete. Data on dentists graduating prior to 1993 were not made available by the ADA. Consequently, data for recently graduated dentists could not be compared with the entire ADA data set. These data represent new entrants into the dental workforce between 1993 and 1999. 37 Dentists in New York State were identified by the state code in each record and dentists in specific AHEC regions were identified by county codes. A total of 2,905 New York State dentists were included in this data set, which represents approximately 19.5 percent of registered dentists in the state. The dental data were cross-referenced with a 2001 dental health professional shortage area (DHPSA) file using SAS and MapInfo software. Dentists whose practice addresses were located in a census tract within a DHPSA boundary, identified as either metropolitan or non-metropolitan, were coded correspondingly. Cross-tabulations were conducted for the available variables and are presented in the findings below. Findings New York Compared to Other States In a comparison of dentist data for the five most populous states (see Table 6.1), only California and New York had a greater percentage of dentists from the recent dental school graduation cohort than their respective percentages of the U.S. population. New York State has the second highest number of dental schools of any state with four, behind California which has five. It is also home to the New York University College of Dentistry which is the largest dental school in the country and has a total enrollment twice that of the next largest dental school. New York State has fewer total DHPSA designations than other comparable states. Despite this, New York State has one of the highest DHPSA populations with over 1.7 million residents living in communities so designated. A review of state-by-state DHPSA data identifies total designations, underserved populations, and dentists in DHPSAs that are not correlated to total state population and may reflect varying levels of effort by states and communities to gain DHPSA designations. A critique of the DHPSA designation process and criteria was recently published by the UCSF Center for California Health Workforce Studies.21 The state-by-state variation in DHPSA designations clearly plays a role in the analysis of dentists in DHPSAs by state. In New York State, seven percent of recent dental graduates were found to practice in DHPSAs. These rates varied between one percent and 46 percent among the five largest states in the country, reflecting an inconsistency in analysis of the dental workforce using DHPSAs that was not found in an analysis of dentists in primary care HPSAs. 38 Table 6.1 Recent Dental Graduates (1993 – 1999) in Practice in the U.S. and Selected States in 2001 Total Dentists (1993-99 Graduates) Dentists in Dental HPSAs % in Dental HPSAs # of DHPSA Designations* DHPSA population* # of Dental Schools Dentists in Primary Care HPSAs % in Primary Care HPSAs # of PCHPSA Designations* Total Population (in millions as of 7/1/01) U.S. 27,272 3,920 14% 1,695 34,292,315 55 1,683 NY 2,905 209 7% 36 1,745,581 4 270 CA 4,098 45 1% 52 848,247 5 154 FL 1,167 75 6% 95 1,373,920 2 22 IL 1,143 527 46% 101 1,191,583 3 95 TX 1,742 120 7% 106 3,577,756 3 81 6% 2,968 285.3 9% 102 19.1 4% 170 34.6 2% 113 16.4 8% 101 12.5 5% 241 21.8 Sources: ADA, BHPr, U.S. Census Bureau *As of 6/30/01 Dentists in New York New York State has 2,905 dentists in the cohort of recent dental graduates, or 10.7 percent of the national cohort. This number represents dentists who graduated from dental school between 1993 and 1999, and had 2001 practice addresses in New York State. Table 6.2 displays the dentists in this cohort for each New York State AHEC region by the year of dental school graduation. Table 6.2 Recent Dental Graduates Practicing in New York AHEC Regions in 2001 by Year of Dental School Graduation New York State Bronx-Westchester AHEC Brooklyn-Queens-Long Island AHEC Catskill-Hudson AHEC Central New York AHEC Erie-Niagara AHEC Hudson-Mohawk AHEC Northern AHEC Manhattan-Staten Island AHEC Western New York Rural AHEC 1993 1994 1995 1996 1997 1998 1999 426 33 201 15 19 20 15 1 97 25 422 46 191 17 15 24 16 4 90 19 406 25 185 14 19 29 14 2 105 13 433 25 164 19 21 19 15 4 151 15 458 36 161 14 21 28 11 1 166 20 353 27 162 12 11 25 6 3 97 10 407 22 165 9 9 34 9 3 148 8 Total 1993-99 2905 214 1229 100 115 179 86 18 854 110 While the Bronx-Westchester, Brooklyn-Queens-Long Island, Catskill-Hudson, Central New York, Hudson-Mohawk, and Western New York AHECs appear to have fewer dentists from the later graduating classes than from the earlier classes, Erie-Niagara and Manhattan-Staten Island AHECs have both seen larger numbers among subsequent graduating classes. Despite increasing numbers of dental graduates from New York State dental schools, the number of dentists practicing in New York from subsequent graduating classes has not increased during the study period. 39 Figure 6.1 presents the percentage of New York State dentists practicing in DHPSAs by AHEC region. While seven percent of all dentists in the cohort practice in New York State DHPSAs, this rate varied among the AHEC regions from no dentists in DHPSAs to nearly forty percent. Figure 6.1 Percentage of 1993-1999 Dental Graduates Practicing in Dental HPSAs in 2001 New York State 7% Bronx-Westchester AHEC 1% Brooklyn-Queens-Long Island AHEC 1% 7% Catskill-Hudson AHEC Central New York AHEC 11% Erie-Niagara AHEC 5% Hudson-Mohawk AHEC 16% Manhattan-Staten Island AHEC Northern AHEC 39% 20% Western New York AHEC 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% The distribution of dentists in primary care HPSAs was also examined and the percentage of recent dental graduates practicing in HPSAs is presented in Figure 6.2. Despite numbers of primary care HPSA designations and estimated underserved population that are much higher than DHPSA designations, the distribution of dentists in primary care HPSAs was slightly higher, but9 roughly comparable to that of DHPSAs. Figure 6.2 Percentage of 1993-1999 Dental Graduates Practicing in Primary Care HPSAs in 2001 9% New York State 7% Bronx-Westchester AHEC Brooklyn-Queens-Long Island AHEC 3% Catskill-Hudson AHEC 4% Central New York AHEC 19% Erie-Niagara AHEC 1% Hudson-Mohawk AHEC 1% Manhattan-Staten Island AHEC 19% 50% Northern AHEC 12% Western New York AHEC 0% 10% 20% 40 30% 40% 50% 60% The recent graduate data was compared to the total number of registered dentists in each AHEC region (see Table 6.3). Dentists must register a main office address with the State Board of Dentistry every three years. Practicing dentists who graduated between 1993 and 1999 make up between 10 percent and 32 percent of the dental workforce in each AHEC region. More urban AHEC regions were found to have a higher proportion of recent graduate dentists. Table 6.3 Total New York State Dentists and New Entrants by AHEC Region Total Registered Dentists* Total New Entrants New Entrants As Percent of Total 14,932 1,542 6,273 1,016 866 882 682 2,655 141 875 2,905 214 1,229 100 115 179 86 854 18 110 0.19 0.14 0.20 0.10 0.13 0.20 0.13 0.32 0.13 0.13 New York State Bronx-Westchester AHEC Brooklyn-Queens-Long Island AHEC Catskill-Hudson AHEC Central New York AHEC Erie/Niagara AHEC Hudson-Mohawk AHEC Manhattan/Staten Island AHEC Northern AHEC Western New York Rural AHEC *Registered with New York State Board of Dentistry as of 1/06/03 Thirty-four percent of dentists among New York’s new entrants are female (see Table 6.4), the same percentage found in the national cohort. This percentage is lower than the percentage of female dental graduates during the study period, which was between 35 and 40 percent for each graduation year in the study cohort.22 New York State dental schools had consistently higher percentages of female graduates than the national average during this same time period, which is not reflected in the percentage of newly graduated female dentists practicing in New York State. Although there was mild fluctuation among various graduation cohorts, overall female dentists were found to practice in DHPSAs at a slightly higher rate than male dentists. While 7.4 percent of females had dental practices in DHPSAs, seven percent of males did. On a national level, female dentists in this cohort also were found to practice in DHPSAs at a slightly higher rate than males. Table 6.4 Dentists in New York State AHECs in 2001 by Gender and Year of Graduation 1993 AHEC New York State Bronx-Westchester Brooklyn-Queens-Long Island Catskill-Hudson Central New York Erie/Niagara Hudson-Mohawk Manhattan/Staten Island Northern Western New York Rural M F 1994 M F 1995 M F 1996 M F 1997 M F 1998 M F 1999 M F 270 156 270 152 275 131 295 138 298 160 247 105 263 144 23 10 30 16 10 15 16 9 22 14 18 9 11 11 124 77 124 67 124 61 111 53 101 60 118 44 100 65 9 6 12 5 8 6 15 4 10 4 6 6 8 1 11 8 11 4 16 3 13 8 14 7 7 4 4 5 14 6 13 11 20 9 12 7 18 10 22 3 27 7 12 3 12 4 6 8 10 5 5 6 5 1 5 4 60 37 53 37 79 26 104 47 114 52 60 36 101 47 0 1 2 2 2 0 2 2 1 0 2 1 2 1 17 8 13 6 10 3 12 3 13 7 9 1 5 3 41 Percent Female 34% 39% 35% 32% 34% 30% 36% 33% 39% 28% Dental Practice Characteristics The dental data were further analyzed by dental practice characteristics to provide a gauge for the dental services available in each AHEC region. Table 6.5 provides the number of recent dental graduates in each of ten primary dental occupations. Seventy percent of dentists in New York State are private practitioners working over 30 hours per week, with an additional 7 percent in private practice working fewer than 30 hours per week. Nationally, 74 percent of dentists in this cohort are in private practice working over 30 hours per week and another 6 percent work fewer than 30 hours per week. New York has a smaller percentage of dentists employed in the armed forces and a higher percentage of dentists who identified themselves as graduate students/residents or hospital staff dentists than the nation as a whole. Table 6.5. Primary Occupation of Recent Dental Graduates in New York State in 2001 AHEC New York State Bronx-Westchester Brooklyn-Queens-LI Catskill-Hudson Central New York Erie-Niagara Hudson-Mohawk Manhattan-SI Northern Western NY Rural Private Private Dental Other State/ Grad Other Other Not in Practice Practice School Armed Federal Local Hospital Student/ Non-dental Health/ Practice/ >30 Hrs <30 Hrs Faculty Forces Service Govt Staff Resident Student Dental Staff Other 2035 123 866 69 88 112 66 621 12 78 198 23 88 5 2 20 7 48 1 4 39 1 12 0 0 3 0 21 0 2 25 1 5 4 2 1 1 7 1 3 20 1 4 3 1 3 1 4 2 1 9 0 2 0 2 2 0 2 1 0 52 6 19 5 3 6 0 11 0 2 479 55 210 9 12 31 10 132 1 19 3 0 2 0 0 0 0 1 0 0 42 4 19 4 5 1 1 7 0 1 The overwhelming majority of dentists in New York (94%) and the nation (93.3%) practice general dentistry. Ten percent or more of the dentists in the national dataset who are in the specialties of general practice, pedodontics, periodontics, and prosthodontics practice in New York State. Table 6.6 provides a breakdown of dentists by specialty in each New York AHEC region. Most AHECs have a proportion of general practice dentists close to that of the statewide average. In the Northern AHEC, all dentists whose specialty is known are general practice dentists. Only in the Western New York Rural AHEC are fewer than 90 percent of dentists in general practice. In that AHEC, 86 percent are general practice dentists. In several AHECs, particularly Catskill-Hudson, Central New York, and the Northern AHEC, there are no practitioners in several dental specialties among the recent graduation cohort. For example, in four AHECs there are no oral surgeons who graduated within the past ten years. 42 3 0 2 1 0 0 0 0 0 0 Table 6.6 Recent Dental Graduates Practicing in New York State AHEC Regions in 2001 by Specialty AHEC General Oral Endo- Ortho- Pedo- Perio- ProsthoOral Public Specialty Practice Surgery dontics dontics dontics dontics dontics Pathology Health Unknown New York State Bronx-Westchester Brooklyn-Queens-SI Catskill-Hudson Central New York 2695 193 1156 96 105 17 2 9 0 0 14 2 1 0 2 30 3 11 0 2 51 4 20 0 3 28 4 10 2 0 29 2 11 1 1 1 0 0 0 0 1 0 1 0 0 39 4 10 1 2 Erie-Niagara Hudson-Mohawk Manhattan-Staten Island Northern Western New York Rural 157 77 800 17 94 1 1 4 0 0 1 0 5 0 3 5 3 2 0 4 7 1 11 0 5 1 2 9 0 0 1 0 10 0 3 1 0 0 0 0 0 0 0 0 0 5 2 13 1 1 Discussion The data on recent dental graduates indicates the same or fewer dentists from later dental school graduating classes practicing in most AHEC regions, despite increases in the population and increases in the number of graduates from dental schools in New York State. While some AHEC regions, Manhattan-Staten Island most notably, have attracted larger numbers of recent graduates relative to their populations and total dental workforce, others have smaller numbers of recently graduated dentists entering the dental workforce. In a nationwide analysis of the dental data, substantial variation was found in the percentage of recent dental graduates practicing in dental HPSAs (14.5 percent) and those in primary care HPSAs (6 percent).1 In New York State, the proportion of dentists practicing in DHPSAs varies widely between AHEC regions and, as in the rest of the nation, appears to be a function of the DHPSA designations in each region. However, the distribution of recent dental graduates in dental HPSAs is similar to that of dentists’ distribution in primary care HPSAs in New York State. New York has taken several steps to increase access to dental services in the state. To increase the number of dentists in the state, a law was passed which allows foreign citizens to practice dentistry in New York State for up to nine years, provided they meet all other requirements and that they practice in a DHPSA.23 It is too early to tell whether this provision will have an impact on the dental workforce in New York’s DHPSAs. In response to a lawsuit by the Dental Society of the State of New York several years ago, an agreement was made between New York State and the Society which stipulated that incremental increases be made to the Medicaid dental payment rates over a period of three years beginning in 2000. A fourth increase was to be contingent upon reaching goals for dentist enrollments in Medicaid and dental visits for Medicaid-insured patients. These goals were not reached and a fourth rate increase was not provided. 43 Dental care for disadvantaged populations has been described as a “bona fide public health problem.”24 Both dental workforce issues, particularly ensuring an adequate dental workforce in more rural parts of the state, and dental access issues, including increasing participation in the Medicaid program, must be addressed to ensure adequate dental services for all New Yorkers. 44 1 A Study to Estimate the Proportion of Health Care Practitioners Practicing in Underserved Areas was submitted to HRSA, Bureau of Health Professions in December 2003. 2 A Study of Physician Distribution in Health Professional Shortage Areas was submitted to HRSA in May 2004. 3 Selected Statistics on Health Professional Shortage Areas As of June 30, 2001. HRSA, Bureau of Health Professions, Division of Shortage Designation. Rockville, MD. 4 Physician Characteristics and Distribution in the U.S.: 2002-2003 Edition, American Medical Association. Chicago, IL 5 Selected Statistics on Health Professional Shortage Areas as of June 30, 2001. HRSA, Bureau of Health Professions, Division of Shortage Designation. Rockville, MD. 6 U.S. Bureau of the Census, State and County Quickfacts, accessed at www.census/quickfacts/gov.on 3/2/04. 7 New York State Education Department Office of the Professions, Medicine-Licensee Statistics, accessed at www.op.nysed.gov/medcounts.htm on 2/23/04. 8 The Registered Nurse Population: Findings from The National Sample Survey of Registered Nurses. HRSA, BHPr, Division of Nursing, March 1992. 9 Pearson, L., “Annual Legislative Update,” The Nurse Practitioner 26;1:7-16. 10 New York State Registered Nursing Graduates, 1996-2004. The Center for Health Workforce Studies, SUNY @ Albany. January 2003. 11 New York State counts of licensed professionals are available at http://op.nysed.gov/04reg.htm. Accessed on 4/9/04. 12 Data maintained by the American College of Nurse Midwives available at http://midwife.org/prf/display.cfm. Accessed on 4/9/04. 13 AANA Membership Services 14 Fallacaro, MD, “An Inefficient Mix: A Comparative Analysis of Nurse and Physician Anesthesia Providers Across New York State,” Journal of the New York State Nurses Association, June 1998, Vol.29; No.2. 15 Fallacaro, M.D., Obst, T.E., Gunn, I.P., et.al., “The national distribution of Certified Registered Nurse Anesthetists across metropolitan and nonmetropolitan settings,” Journal of the American Association of Nurse Anesthetists. June 1996;64;3:237-242. 16 Fallacaro, M, “The Practice and Distribution of Certified Registered Nurse Anesthetists in Federally Designated Nurse Shortage Areas.” CRNA;8;55-61. 17 Selected Statistics on Health Professional Shortage Areas As of June 30, 2001. Division of Shortage Designation, Bureau of Primary Health Care, HRSA. 18 National Oral Health Surveillance System, Centers for Disease Control. Available at cdc.gov.nohss 19 Michael Berry, National Health Service Corps Program Office, HRSA. Personal communication, August 12, 2003. 20 Registration Counts by County by Profession: 1/06/03, New York State Office of the Professions, Division of Professional Licensing Services. 21 Dental Health Professional Shortage Area Methodology: A Critical Review. UCSF Center for California Health Workforce Studies. October 2002. 22 1999/2000 Survey of Predoctoral Dental Education: Academic Programs, Enrollment, and Graduates. Volume I. American Dental Association. March 2001. Chicago, IL. 23 See general description at http://www.op.nysed.gov/dentlimlic.htm. 24 Claude Earl Fox, HRSA Administrator, in “Report of “AIM for Change” in Medicaid Conference, sponsored by the American Dental Association , August 2-3, 1999. 45