A National Audit of the Practice and Outcomes of Implant Breast Reconstruction iBRA Study Group on behalf of the National Surgical Research Collaborative Study Protocol Version 7 20th March 2014 2 Version 7, 20th March 2014 iBRA Study A National Audit of the Practice and Outcomes of Implant Breast Reconstruction iBRA Study Contact: E-mail: ibrastudy@gmail.com iBRA Study Steering and Protocol Management Group Ms Nicola Barnes National Oncoplastic Fellow Mersey Trainee Representative nicolabarnes@doctors.org Ms Lisa Caldon Clinical Lecturer University of Sheffield Trainee Representative l.caldon@shefield.ac.uk Miss Beth Conroy University of Liverpool Liverpool CTRC Methodologist and Statistician E.J.Conroy@liverpool.ac.uk Mr Ramsay Cutress Consultant Oncoplastic Breast Surgeon Southampton University NHS Trust ABS Academic Committee Representative r.i.cutress@soton@ac.uk Mr Jian Farhadi Consultant Plastic Surgeon Guys and St Thomas’ NHS Foundation Trust BAPRAS Representative Jian@farhadi.com Ms Vicky Fung Specialist Registrar in Plastic Surgery Newcastle NHS Foundation Trust Trainee Representative vf@doctors.org.uk Ms Anita Hazari Consultant Plastic Surgeon Queen Victoria Hospital NHS Foundation Trust BAPRAS Representative anitahazari@btinternet.com Professor Chris Holcombe Professor of Breast Surgery Royal Liverpool and Broadgreen NHS University Trust Chris.Holcombe@rlbuht.nhs.uk Ms Shazia Khan Specialist Registrar in Breast Surgery Sheffield Teaching Hospitals NHS Trust Trainee Representative maukbs@hotmail.com Ms Kat McEvoy Specialist Registrar in Breast Surgery Worcester Acute Hospitals NHS Trust Trainee Representative kat@guykat.com Mr Seni Mylvaganam National Oncoplastic Fellow University of Birmingham Mammary Fold Representative Seni1@me.com Miss Shelley Potter Academic Clinical Lecturer in General Surgery Centre for Surgical Research, University of Bristol Shelley.Potter@bristol.ac.uk Mr Joe O’Donoghue Consultant Plastic Surgeon Newcastle NHS Foundation Trust BAPRAS Representative Joe.O'Donoghue@nuth.nhs.uk Professor Malcolm Reed Professor of Surgical Oncology University of Sheffield ABS Academic Committee Chair m.w.reed@sheffield.ac.uk 3 Version 7, 20th March 2014 Mr Gary Ross Consultant Plastic Surgeon and Honorary Senior Lecturer Alexandra Hospital BAPRAS Representative glross@gmail.com Ms Sunita Saha Specialist Registrar in Breast Surgery Barking and Havering NHS Trust Trainee Representative sahasunita@hotmail.com Miss Jo Skillman Consultant Plastic Surgeon University Hospitals of Coventry and Warwickshire NHS Trust BAPRAS Representative Joanna.skillman@uhcw.nhs.uk Ms Elizabeth Teasdale Patient Representative teasdaleeem@hotmail.co.uk Mr Steven Thrush Consultant Oncoplastic Breast Surgeon Worcester Acute Hospitals NHS Trust Steven.thrush@worcsacute.nhs.uk Ms Lisa Whisker Consultant Oncoplastic Surgeon Nottingham University Hospitals NHS Trust l.whisker@doctors.org Professor Paula Williamson Professor of Medical Statistics Liverpool CTRC Methodologist and Statistician P.R.Williamson@liverpool.ac.uk Clinical Nurse Specialist Representative TBC 4 Version 7, 20th March 2014 Contents 1. Background................................................................................................................... 7 1.1 Implant-based breast reconstruction......................................................................... 7 1.2 New techniques in implant-based breast reconstruction........................................ 7 1.3 Trainee research collaboratives............................................................................. 8 2. Aims and objectives.................................................................................................... 9 3. Definitions...................................................................................................................... 10 4. Audit standards 4.1 Phase 1 – National Practice Questionnaire............................................................. 11 4.2 Phase 2 – Prospective Audit.................................................................................... 12 5. Methods......................................................................................................................... 13 5.1 Phase 1 – National Practice Questionnaire.............................................................. 13 5.2 Phase 2 – Prospective Audit of the outcomes of implant-based breast reconstruction......................................................................................................... 14 5.2.1 Logistical and clinical governance issues........................................................ 14 5.2.2 Patient inclusion and exclusion criteria............................................................ 14 5.2.3 Participant identification and recruitment......................................................... 15 5.3 Phase 3- On-going prospective audit of the outcomes of implant breast reconstruction.......................................................................................................... 16 6. Data collection............................................................................................................... 16 7. Data management and storage.................................................................................... 20 8. Data analysis................................................................................................................. 21 8.1 National practice questionnaire................................................................................. 21 8.2 Prospective audit...................................................................................................... 21 8.2.1 Calculation of internal audit standards............................................................ 21 8.2.2 Full analysis...................................................................................................... 21 9. Publication and authorship policy.............................................................................. 21 9.1 Named authors......................................................................................................... 22 9.2 Citable collaborators................................................................................................. 23 9.3 Acknowledged collaborators..................................................................................... 23 10. Research governance................................................................................................... 24 11. Trial management......................................................................................................... 24 12. References..................................................................................................................... 25 5 Version 7, 20th March 2014 Abbreviations ABS – Association of Breast Surgery ABx - antibiotics ADM – acellular dermal matrix ASA – American Association of Anesthesiologists BAPRAS – British Association of Plastic, Reconstructive and Aesthetic Surgery BMI – body mass index DVT – Deep vein thrombosis GA – general anaesthetic HES – Hospital episode statistics IHD – ischaemic heart disease MRSA – Methicillin resistant Staphlococcus aureus MSSA - Methicillin sensitive Staphlococcus aureus NAC – nipple areolar complex NMBRA – National Mastectomy and Breast Reconstruction Audit PE – pulmonary embolus PIP - Poly Implant Prosthèse PROMS – Patient-reported outcome measures QC – Quality criteria (as specified in the Oncoplastic Breast Reconstruction Guidelines for Best Practice) RCT – randomised clinical trial SNB – sentinel node biopsy SPARCS – Severn and Peninsula Research Collaborative for Surgeons SSM – skin sparing mastectomy STROBE - Strengthening the Reporting of Observational Studies in Epidemiology TBC – To be confirmed TCPM - titanium coated polypropylene mesh UK – United Kingdom US – United States 6 Version 7, 20th March 2014 1. Background 1.1 Implant-based breast reconstruction Implant-based breast reconstruction accounts for 30% of all breast reconstruction performed in the UK1 and almost 75% of all reconstructions performed annually in the US2. Although a good option for women with small to medium sized breasts with mild to moderate ptosis 3, implant-based reconstruction is traditionally a two-stage procedure which typically involves the initial placement of a tissue expander, often with total submuscular coverage in a subpectoral pocket. This is then expanded over time to accommodate a definitive implant. The process can be time-consuming for patients and professionals and may be uncomfortable4 It also commits women to a second procedure and hospital admission with the associated risks and financial implications. 1.2 New techniques in implant-based breast reconstruction Over the last 10 years, a number of alternative techniques have been developed to provide infero-lateral implant coverage, thus augmenting the subpectoral pocket to allow either placement of larger expander, reducing pain and time to second stage or a definitive implant facilitating a single-stage procedure5. This technique may also offer improved cosmetic outcome through better definition of the infra-mammary fold and reduce the need for contralateral surgery6-13. The subpectoral pocket may be augmented either with a mesh or a deepithelialised lower pole dermal sling5 14. Dermal slings are an excellent option in women with larger, more ptotic breasts who desire a reduction at the time of mastectomy15-19, but for those who lack extra tissue, a biological or synthetic mesh is to provide inferolateral implant coverage20. The most commonly used biological products are acellular dermal matrices (ADMs) of human (e.g. AlloDerm®, Flex-HD®, DermaMatrix®), porcine (e.g. Strattice®, LifeCell, KCL) or bovine (e.g SurgiMend®, TEI Biosciences Inc) origin but other materials such as bovine pericardium (e.g. Veritas®, Synovis Surgical Innovations), and silk (Serica®) have also been used. More recently, the use of autologous abdominal dermal autografts21 22 has been reported. Synthetic materials include titanium coated polypropylene mesh (TCPM) (TiLOOP bra®)23-28 and partially absorbable bi-component polyglycolic acid- caprolacetone/polypropylene mesh (SERAGYN-BR®)29-31. The use of these techniques is gaining in popularity and there has been a proliferation of outcome literature, particularly relating to ADM32-56. The majority of this derives from North America and relates to the outcomes of human products which are not licensed for use in the UK. This is problematic as it cannot be assumed that the North American data can be extrapolated to UK practice as there are important immunogenic differences between human 7 Version 7, 20th March 2014 and non-human products that may influence outcomes20. Comparatively little published outcome data exists for non-human ADM57-64 and less still for other biological65-67 and synthetic meshes24-26 28. There is therefore little high-quality evidence to support the benefits of these procedures and concerns have been raised regarding excessive rates of complications when these products are used68-70. There is therefore a need to document current practice relating to implantbased breast reconstruction and to robustly evaluate the outcomes of these novel procedures to protect patients from adverse events, particularly in light of the issues surrounding the Poly Implant Prosthèse (PIP) implant scandal71-74 and to provide evidence for health commissioners to support the potentially increased costs of these techniques. Assessment of outcomes is also important for individual surgeons for the purposes of revalidation. Surgeons should be able to provide evidence of their outcomes to demonstrate that they provide good clinical care – mapping to the Knowledge Skills and Performance and Safety and Quality domains of the GMC’s Good Medical Practice framework for appraisal and revalidation75. In addition, there is a drive for individual surgeons to publish their results to allow patients to make informed decisions about who should perform their surgery76. Participation in national audits may be an effective means of generating consistent and comparable data, but the feasibility and practicalities of conducting these studies needs to be explored. 1.3 Trainee research collaboratives There are a number of established barriers to the conduct of large prospective multicentre studies; they require significant organisation and collaboration between a large number of centres; they may be expensive to run and can be prohibitively time-consuming for surgeons working in busy breast and plastic surgery units. Trainee research collaboratives have emerged over the last five years as a novel, but effective model for delivery of high-quality multi-centre surgical research which effectively overcomes these barriers77. Trainees work at the majority of hospitals across the UK, have potentially more time to engage in research and audit activities than their consultant colleagues and are highly-motivated to participate as collaborators are cited on all research outputs including publications which are PubMed citable78-81. The trainee model therefore facilitates the conduct of large, multi-centre projects that generate meaningful data which may inform or change clinical practice. West Midlands were the first region to form a general surgical trainee research collaborative, but now the research collaborative network has almost universal coverage of the UK77. Specialised surgical trainee collaboratives have also 8 Version 7, 20th March 2014 emerged in neurosurgery, plastic, paediatric and cardiac surgery and a medical student collaborative (STARSurgUK) has formed82 83. Trainee collaboratives have a key role in the new UK surgical research infrastructure and have the support of both speciality and pan speciality professional associations and the Royal College of Surgeons which has provided academic, structural and logistical support to trainee research collaborative development77 84. To date, the Trainee Research Collaborative network has an impressive track-record for the design and delivery and high-quality, multicentre audits and randomised clinical trials; these include; i. The National Appendicectomy Audit which recruited 3326 patients from 95 centres over 2 months, resulting in three high-quality publications to date78 80 81 ii. The ROSSINI (Reduction in Surgical Site Infection using a Novel Intervention) Trial which randomised 760 patients from 21 centres to a wound protection device versus standard care. The trial recruited ahead of schedule and had minimal loss to follow-up79. iii. The Sepsis Audit which has recruited patients from 125 centres in the UK and internationally and plans to report soon. iv. The ROCSS (Reinforcement of Closure of Stoma Site Study) an ongoing RCT 85. It is therefore anticipated that the trainee collaborative model can be utilised to deliver a high-quality prospective multicentre audit in breast surgery. 2. Aims and objectives The iBRA (Implant Breast Reconstruction Audit) Study aims to use the National Trainee Research Collaborative Network to: i. Describe the current practice of immediate implant-based breast reconstruction in the UK, variation in the provision of novel techniques and adherence to ABS/BAPRAS Oncoplastic Breast Reconstruction: Guidelines for Best Practice3 and ADM guidelines86 relating to these. ii. Evaluate the outcomes of different approaches to immediate implant-based procedures against a. National ABS/BAPRAS standards86 and quality criteria specified in ABS/BAPRAS ‘Oncoplastic Breast Reconstruction: Guidelines for Best Practice’3 and the findings of the National Mastectomy and Breast Reconstruction Audit (NMBRA)1 87 88. 9 Version 7, 20th March 2014 b. Standard subpectoral implant-based breast reconstructions conducted contemporaneously iii. Determine the feasibility of a long-term prospective audit of the outcomes of implantbased breast reconstruction. iv. Generate data to inform future best practice guidelines v. To inform a potential trial in implant-based breast surgery 3. Definitions The following definitions of complications will be used for this audit. Patient reported outcome measures (PROMs) will be assessed at 3 and 18 months as per the NMBRA to generate comparable data. Slight modifications will be made to the patient-reported complication section to provide more accurate estimations of associated morbidity (e.g. major vs minor infection; number of seromas drained). Seroma - A symptomatic collection of fluid around the reconstructed breast following surgery requiring aspiration. Number of aspirations will be evaluated using PROMs at 3 months Haematoma - A collection of blood in the reconstructed breast Minor – managed conservatively by aspiration in clinic or Major – requiring surgical evacuation. Infection - A hot, red swollen breast associated with one of the following; a temperature, pus at the wound site, a raised white cell count; a positive wound culture within the first 3 months following surgery. This will be further classified as: Minor – requiring oral antibiotics only; Major 1 – requiring admission for IV antibiotics and/or debridement; Major 2 – requiring surgical drainage/debridement Mastectomy skin flap necrosis - Any area of skin loss on the reconstructed breast Minor – managed conservatively with dressings Major – requiring surgical debridement under general anaesthesia (GA) Nipple necrosis – Any area of necrosis of the nipple areolar complex (NAC) (if NAC preserving mastectomy) Minor – managed conservatively with dressings; Major 1 – requiring surgical debridement under GA; Major 2 – complete nipple loss 10 Version 7, 20th March 2014 Wound dehiscence – separation of the skin edges at the wound site. Minor – treated conservatively; Major – requiring return to theatre for re-suturing under GA Implant loss - Unplanned and unexpected extirpation or loss of the implant including removal as a result of infection within the first 3 months following surgery Displaced implant requiring repositioning under GA – any implant displacement that requires surgical correction to restore its position In hospital complication – any complication that occurs during the patient’s initial hospital stay at the time of their reconstructive surgery. This includes systematic complications such as DVT/PE and procedure specific complications such as haematoma. Readmission to hospital – any re-admission to hospital in the 30 days following surgery directly related to the procedure (e.g with infection requiring antibiotics or systemic complications including pulmonary embolus) Return to theatre – Return to the operating theatre at any time during the first 30 days following surgery to deal with any complication of the reconstruction. Major complication - Any complication requiring readmission to hospital or return to theatre Minor complication - Any other complication 4. Audit standards 4.1 i. Phase 1 – National Practice Questionnaire Patient selection criteria Adherence to guidelines for patient selection for implant-based surgery and ADM3 86 ii. Use of strategies for reducing infection Adherence to guidance for reducing the incidence of implant infection Pre-operative- MRSA and MSSA screening for 100% of patients prior to admission (QC7)3. Intra-operative - use of laminar flow theatres; 2% chlorhexidine with 70% isopropyl alcohol for pre-operative skin preparation; washing of implant cavity and glove changing prior to implant handling3 Post-operative – type and duration of prophylactic antibiotics3 iii. Local audit of the outcomes of implant-based reconstruction 11 Version 7, 20th March 2014 Medical photography (pre and post-operatively) is offered in 100% of patients (QC4)3 Post-operative complications are audited (QC18)3 Patient reported outcomes (PROMS) are measured using standardised assessment tools (QC19 and 20)3 iii. Compliance with unit criteria specified in ADM guidelines Presence of unit guidelines for post-operative management of patients with agreed protocols of care (e.g. drains, post-operative antibiotics, follow-up)86 Presence of written information for patients on new techniques including ADM86 iv. Compliance with organisational criteria specified in ADM guidelines Local approvals from the New Procedures Policy/Clinical Governance boards in each Trust86 Phase 2 - Prospective Audit i. Unplanned return to theatre for local complications <5% of patients return to theatre for local complication (wound infection, skin flap necrosis requiring debridement or haematoma requiring evacuation)(QC16)3 Assessed prospectively and by review of notes at 30 days and by patient selfreport at 3 months ii. Unplanned readmission <5% of patients require re-admission to hospital within 3 months (QC17)3 Assessed prospectively and by review of notes at 30 days and patient self-report at 3 months iii. Infection rates at 3 months <10% of patients require antibiotics for suspected infection86 Assessed in hospital and by patient self-report at 3 months iv. Implant loss at 3 months Complications leading to implant loss occur in <5% of patients (QC15)3 86 Assessed in hospital and by patient self-report at 3 months v. Information provision Satisfaction with information provision is reported by 80% of patients at 3 months (QC19)3 Assessed using by patient self-report using Satisfaction with Information module of BREAST-Q questionnaire completed at 3 months vi. Post-operative pain <5% of patients report severe pain within the first 24 hours (QC13)3 12 Version 7, 20th March 2014 Assessed by patient self-report at 3 months vii. Patient satisfaction with outcome of breast reconstruction using standardised assessment tools >90% of patients report satisfaction with their appearance clothed (QC20)3 Assessed using BREAST-Q questionnaire completed at 18 months. 5. Methods This is a national trainee research collaborative led project with 3 phases: 1. A national practice survey 2. A prospective audit of the outcomes of implant breast reconstruction 3. An ongoing prospective audit of the outcomes of implant breast reconstruction Progression to phase 3 will be dependent on the success of phase 2 and the support of local collaborators and national professional associations. Trainees will be invited to participate in the study through the Mammary Fold and the National Research Collaborative network. A local Trainee Lead; ideally a higher surgical trainee with a special interest in breast surgery will be identified at each centre. Trainee leads will be responsible for identifying a supervising consultant and obtaining the support of other consultants in the department. Support will also be sort from the professional associations – the Association of Breast Surgery (ABS) and the British Association of Plastic and Reconstructive Surgery (BAPRAS). We will ask that they encourage all Consultant members who are carrying out implant based reconstructive surgery to support their trainees in this audit and to enter all their patients undergoing implant based reconstruction in to the study. 5.1 Phase 1 - National practice questionnaire A questionnaire will be devised by members of the steering group to provide a comprehensive summary the current practice of implant-based breast reconstruction in the UK; types of surgery offered, variations service provision and adherence to national guidelines for standards of care3 86. The questionnaire will also include items to determine the feasibility different approaches to data collection in Phase 2 such as provision of WiFi in participating Trusts and the availability of portable devices including iPads. All breast and plastic surgical units offering care to women over the age of 16 will be encouraged to participate, by direct contact and by the professional associations. Recent 13 Version 7, 20th March 2014 Hospital Episode Statistics (HES) data (2012-3) will be used to ensure that all centres performing mastectomies are targeted for inclusion. Local Trainee Leads will be responsible for completing the national practice questionnaire with the support of their supervising consultants and returning them to Bristol University for analysis. No formal approvals are required for Phase 1 of the study. The questionnaire phase will be conducted during early 2014 and will used to identify centres performing implant-based breast reconstruction eligible for progression to phase 2 of the study. Data from the survey will also be used to determine the optimal duration of the prospective audit period to ensure the inclusion of an adequate number of cases (n=1000). 5.2 Phase 2 - Prospective audit of the outcomes of implant-based breast reconstruction 5.2.1 Logistical and clinical governance issues Those centres identified as performing immediate implant-based breast reconstruction will be eligible to progress to the audit phase of the study. The named supervising consultant will act as the principal investigator for each unit (although trainees will be responsible for data collection). Patient recruitment and data collection will be completed by the local trainee lead who will also be responsible for seeking local Clinical Audit Department approval for the project prior to commencing data collection. It is anticipated that each Trainee lead will identify a small team of 2-3 people to help conduct the audit and will liaise with the wider surgical team including the breast care and reconstructive nurses. The study will be piloted in two to three centres (Liverpool, Bristol/Bath and Worcester) prior to national roll-out of the audit to evaluate feasibility of using trainees to recruit patients to the study, test the acceptability of data collection pro-formas and assess methods of data management. 5.2.2 Patient inclusion and exclusion criteria Inclusion criteria All female patients over the age of 16 electing to undergo immediate implant-based breast reconstruction for malignancy or risk-reduction under the care of the breast or plastic surgeons will be eligible for inclusion in the study. 14 Version 7, 20th March 2014 Exclusion criteria 5.2.3 i. Delayed implant-based reconstruction ii. Revisional surgery iii. Patients who do not give written consent (for PROMs part of the study) Participation identification and recruitment It is expected that participating centres will recruit consecutive patients into the audit. Potential participants will be identified prospectively by the local audit team via clinics, local MDTs, consultant surgeons and clinical nurse specialists. Simple demographic, procedure and process data collected will be contemporaneously for each participant. Data will be recorded in an anonymised format using a unique alphanumeric study identification number on a secure web-based database designed by the Seven and Peninsula Research Collaborative for Surgeons (SPARCS) team. Data regarding in hospital complications will be collected prospectively and patients will be reviewed in clinic at 30 days to collect complication and oncology data. Note review will be performed in patients who do not attend for 30 day follow-up. Trainees or a locally designated member of breast team will approach each patient either in clinic (pre or post-operatively) or during their admission to obtain consent for patient-reported outcome measure (PROMs) assessment. Individual centres will be free to determine the optimal approach for recruiting patients to this part of the study depending on local processes and staffing levels. PROMs assessment will be by post at 3 and 18 months following surgery as per the NMBRA and will evaluate satisfaction with care, out of hospital complications and health-related quality of life. If consent is obtained, address details will be sent securely to the co-ordinating centre (Bristol University) and questionnaires distributed centrally. Phase 3 - On-going prospective audit of the outcomes of implant breast reconstruction A longer term audit project will be considered based in the feasibility of Phase 2. 15 Version 7, 20th March 2014 6. Data collection The following data set will be collected Section 1&2 – Pre-operative data 1. Co-morbidity data 1.1. Age (years) 1.2. Height (metres) 1.3. Weight (kg) 1.4. Bra size 1.5. Smoking status (current smoker/non smoker – stopped >6/52 prior to surgery/nicotine replacement (patches or electric cigarettes) 1.6. Diabetes (Yes/No) 1.7. Medical co-morbidities (IHD, connective tissue disease, current steroid use) 2. Prior and neoadjuvant treatments 2.1. Previous radiotherapy to ipsilateral breast or chest wall (mantle radiotherapy) (yes/no) 2.2. Neoadjuvant chemotherapy within 4-6 weeks of the mastectomy and reconstruction (yes/no) 2.3. Neoadjuvant hormone therapy prior to mastectomy and reconstruction (yes/no) 2.4. Previous surgery to ipsilateral breast (none/wide local excision/sentinel node/augmentation/reduction/other – please state) (date month/year) 2.5. Form completed by (name) 2.6. Date (dd/mm/yy) 2.7. Contact e-mail address Section 3 Operative data 3. Operative data 3.1. Date of primary reconstruction 3.2. Grade of ptosis (I-IV, no ptosis) 3.3. ASA grade (I-IV) 3.4. Name of Consultant surgeon 3.5. Procedure performed in theatre with laminar flow system in situ (yes/no/don’t know) 3.6. Type of skin prep used at time of surgery (iodine/Chlorhexidine/2% cholorprep/other (please state) 16 Version 7, 20th March 2014 3.7. Antibiotic use (prophylactic only <24 hours/1-5 days/extended course 5 days or more) 3.8. Duration of procedure (knife to skin to dressing on) in minutes 3.9. Procedure performed on right (none/implant reconstruction/other reconstruction/reduction/augmentation/mastopexy/wide local excision) 3.10. Procedure performed on left (none/implant reconstruction/other reconstruction/reduction/augmentation/mastopexy/wide local excision) Following data will be collected for each reconstructed breast – if implant reconstruction is selected for right/left or both; fields will self-populate or collapse as appropriate. Right breast 3.11. Planned procedure (1 stage/2 stage) 3.12. Grade of operating surgeon (consultant/associate specialist/senior trainee/junior trainee/other) 3.13. Indication for surgery (malignancy/risk reduction) 3.14. Type of mastectomy (skin-sparing/skin and nipple preserving/reduction pattern/other) 3.15. Location of incision (peri-areolar/lateral/inframammary/elliptical removing NAC/Wise-pattern/Other) 3.16. Mastectomy dry weight (grams) 3.17. Surgeon’s assessment of skin flap quality (good/average/poor) 3.18. Mode of lower pole coverage (none/complete submuscular/dermal sling/biological mesh/synthetic mesh/other (please state)) 3.19. Details of product used for lower pole coverage (Strattice/Permacol/Veritas/Biodesign/SurgiMend/Protexa/Serica/Tiloop/other) 3.20. Breast prosthesis used (fixed volume – size/temporary expander (size operative fill/combined implant (Becker) – volume of silicone, final saline volume, volume of saline in situ at end of the procedure) 3.21. Cavity irrigation prior to insertion of implant (yes/no) 3.22. Surgeon glove change prior handling implant (yes/no) 3.23. Axillary surgery (None/SNB/Sample/Clearance/sample and completion clearance) Left breast 3.24. Planned procedure (1 stage/2 stage) 3.25. Grade of operating surgeon (consultant/associate specialist/senior trainee/junior trainee/other) 17 Version 7, 20th March 2014 3.26. Indication for surgery (malignancy/risk reduction) 3.27. Type of mastectomy (skin-sparing/skin and nipple preserving/reduction pattern/other) 3.28. Location of incision (peri-areolar/lateral/inframammary/elliptical removing NAC/Wise-pattern/Other) 3.29. Mastectomy dry weight (grams) 3.30. Surgeon’s assessment of skin flap quality (good/average/poor) 3.31. Mode of lower pole coverage (none/complete submuscular/dermal sling/biological mesh/synthetic mesh/other (please state)) 3.32. Details of product used for lower pole coverage (Strattice/Permacol/Veritas/Biodesign/SurgiMend/Protexa/Serica/Tiloop/other) 3.33. Breast prosthesis used (fixed volume – size/temporary expander (size operative fill/combined implant (Becker) – volume of silicone, final saline volume, volume of saline in situ at end of the procedure) 3.34. Cavity irrigation prior to insertion of implant (yes/no) 3.35. Surgeon glove change prior handling implant (yes/no) 3.36. Axillary surgery (None/SNB/Sample/Clearance/sample and completion clearance) 3.37. Form completed by (name) 3.38. Date (dd/mm/yy) 3.39. Contact e-mail address Section 4 Oncology data 4. Oncology data 4.1. Tumour laterality (left/right/not applicable – risk reducing surgery) 4.2. Invasive status (invasive/DCIS/) 4.3. Grade of DCIS/invasive carcinoma (1 (low grade DCIS)/2 (intermediate grade DCIS)/ 3 (high grade DCIS) 4.4. Lymph node involvement 4.4.1. Number of involved nodes (macrometastases) 4.4.2. Total of nodes in pathology specimen) 4.5. Invasive lesion size (mm) 4.6. Planned adjuvant therapy 4.6.1. Radiotherapy (yes/no) 4.6.2. Chemotherapy (yes/no) 4.6.3. Endocrine therapy (yes/no) 4.6.4. Herceptin (yes/no) 4.7. Planned delayed completion clearance (yes/no) 18 Version 7, 20th March 2014 4.8. Form completed by (name) 4.9. Date (dd/mm/yy) 4.10. Contact e-mail Section 5 - 30 day complication data 5. 30 day complication data 5.1. Seroma requiring aspiration (right/left/no) 5.2. Haematoma 5.2.1. major (surgical drainage) (right/left/no) 5.2.2. minor (conservative management) (right/left/no) 5.3. Wound infection 5.3.1. minor (oral Abx) (right/left/no) 5.3.2. major 1 (IV Abx) (right/left/no) 5.3.3. major 2 (surgical drainage +/- debridement) (right/left/no) 5.4. Mastectomy skin flap necrosis 5.4.1. minor (conservative management) (right/left/no) 5.4.2. major (surgical debridement) (right/left/no) 5.5. Nipple necrosis 5.5.1. minor (conservative management) (right/left/no) 5.5.2. major I (requiring debridement) (right/left/no) 5.5.3. major II (complete NAC loss) (right/left/no) 5.6. Wound dehiscence 5.6.1. minor (conservative management) (right/left/no) 5.6.2. major (resutured) (right/left/no) 5.7. Implant loss (right/left/no) 5.8. Displaced implant requiring repositioning under GA (right/left/no) 5.9. In-hospital complication including systemic complications e.g. DVT/PE at time of initial surgery (yes/no with details) 5.10. Readmission to hospital within 30 days (yes/no with reason) 5.11. Re-operation within 30 days (yes/no with reason) 5.12. Initial length of stay (days) 5.13. Form completed by (name) 5.14. Date (dd/mm/yy) 5.15. Contact e-mail 19 Version 7, 20th March 2014 Patient reported outcomes at 3 months – modified version of the NMBRA 3 month questionnaire 1. Length of stay 2. Patient satisfaction with information (BREAST-Q) 3. Management of pain (as per NMBRA) 4. Patient-reported complication data 5. Follow-up information (number of appointments in breast clinic for review) 6. Adjuvant treatment information Patient reported outcomes at 18 months – using BREAST-Q as per NMBRA (omitting TRAM and LD specific items) 1. Physical well-being 2. Psychosocial well-being 3. Cosmetic outcome 4. Sexual well-being 5. Breast and shoulder symptoms 6. Quality of life 7. Satisfaction with outcome of reconstruction 8. Adjuvant treatment information 9. Further surgery questions (planned and unplanned) including specific question regarding implant loss 10. Overall satisfaction with care 7. Data management and storage Data collection will occur in accordance with Caldicott II principles and no patient identifiable data will be recorded for the purpose of the audit. Data for each patient will be anonymised using a unique alphanumeric study identification number and entered into a secure web-based database (RedCAP) developed by Vanderbilt University and hosted on a secure server by the University of Edinburgh. RedCAP has received approval from NHS Lothian’s information governance department and is currently being used for other on-going research collaborative projects (e.g. CholeS). It is therefore likely to be acceptable to participating Trusts for use in this audit. Patient contact details will be stored securely in the School of Social and Community Medicine in a locked filing cabinet and used only to distribute questionnaires at three and 18 months as per protocol. 20 Version 7, 20th March 2014 During the pilot phase of the study and the national practice survey, the feasibility of using real-time data collection using electronic data collection systems (1. Starfish CL app for iPad and 2. RedCAP web-based system) with central data storage will be explored. The Red Starfish system has been used successfully in University Hospitals of South Manchester NHS Trust with considerable cost savings89. The availability of the required technology will be assessed and the costs and information governance issues evaluated. If this is considered acceptable by the Steering Group, use of the app for data collection will be offered as an option to participating centres. 8. Data analysis All data analysis will occur centrally and will be led by SPARCS with support from statisticians and methodologists in the School of Social and Community Medicine, University of Bristol and the University of Liverpool Clinical Trials Research Centre. 8.1 National Practice Questionnaire Simple summary statistics will be calculated to describe the parameters identified in the questionnaire and describe variations in the provision of care and practice of implant-based reconstruction. Anonymised data will be presented separately for each region to allow geographical comparisons to be made. National data will be fed back to each participating centre to allow local unit comparisons. 8.2 Prospective audit 8.2.1 Calculation of internal audit standards At three month intervals, simple summary statistics will be calculated for each of the four main clinical audit standards (unplanned return to theatre; unplanned readmission; infection and implant loss) for all implant-based procedures individual procedure subtypes These will be compared with targets from the National Oncoplastic Guidelines and those reported in the NMBRA. Measures of central tendency for the audit data will be calculated and acceptable ranges (mean +/- three standard deviations, as per NMBRA) determined for each adverse outcome. These ranges will be used for identifying outliers. 21 Version 7, 20th March 2014 Complication rates at individual units will be calculated and outlying units (both good and bad) considered in more detail to explore factors influencing outcome using regression analysis to control for potentially predictive variables such as BMI and smoking. Information regarding performance will be fed back to units according to the clinical governance policy. Analyses will be repeated at three monthly intervals as the audit progresses. 8.2.2 Full analysis Simple summary statistics will be calculated for each outcome and regression analysis used to control for predictive variables. Data will be tested for distribution and differences between groups using unpaired t-tests, Mann-Whitney U tests and Chi squared tests as appropriate. Exploratory analyses will be performed to generate hypotheses for future studies. Summary statistics will be calculated for each participating Trust and fed back to individual units to allow comparison with national averages and ranges 9. Publication and authorship policy All presentations and publications will be made on behalf of the Trainee Research Collaborative and the iBRA Study Group. Three levels of authorship are proposed based on degree of study participation: 9.1 Named authors Named authors will be required to meet the International Committee of Medical Journal Editors (ICMJE) criteria (www.icmje.org) for authorship based on the following four criteria: 1. Substantial contribution to the conception or design of the work; or the acquisition, analysis or interpretation of the data for the work and 2. Drafting the work or revising it critically for important intellectual content and 3. Final approval of the version to be published and 4. Agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The ICMJE states ‘when submitting a manuscript authored by a group, the corresponding author should specify the group name if one exists and clearly identify the group members who can take credit and responsibility for the work as authors. The 22 Version 7, 20th March 2014 byline of the article identifies who is directly responsible for the manuscript and MEDLINE lists authors whichever names appear on the byline. If the byline includes a group name, MEDLINE will list the names of individual group members who are authors or who are collaborators, sometimes called non-author contributors, if there is a note associated with the byline clearly stating that the individual names are elsewhere in the paper and whether those names are authors or collaborators.’ It is anticipated that between six and eight individuals will be named on each publication followed by the wording ‘on behalf of the Trainee Research Collaborative and the iBRA Study Group’. All citable collaborators will be listed at the end of the paper and their roles identified. Collaborators will be invited to sit on the iBRA Writing Group which will be responsible for drafting manuscripts and preparing them for publication. 9.2 Citable collaborators Citable collaborators will have made a considerable contribution to the study, but will not have met the ICMJE criteria for authorship (non-author contributors). These will include trainee leads at each centre and other trainees or team members (including consultant surgeons, clinical nurse specialists or research nurses) who have recruited at least 10 patients to the study. Recruitment in this context includes consenting patients for PROMS and submission of at least 10 completed data sets. Judgement may be used to determine participation according to local centre practice. Trainee leads will be asked to provide details of their local team and whether individuals fulfil the criteria for citable or acknowledged collaborator status. 9.3 Acknowledged collaborators Acknowledged collaborators will include consultant surgeons who contributed patients to the audit, but did not personally collect data or recruit patients to receive PROMS and trainees who have made a lesser contribution to patient recruitment and data collection than that required for citable collaborator status. Trainees who are acknowledged contributors will also receive a certificate of participation for inclusion in their portfolios. Local collaboratives and hospital Trusts will have ownership of their own data and will be able to present it locally if they wish. The final reports will be prepared in accordance with the STROBE90 (Strengthening the Reporting of Observational Studies in Epidemiology) guidelines. 23 Version 7, 20th March 2014 10. Research Governance The aim of the audit is to determine the safety of immediate implant-based breast reconstruction. Complication and implant loss rates for each individual centre and/or surgeon (depending on number of patients recruited) will be calculated and compared with the national average. Data will be analysed after three months data collection to determine mean complication rates with particular reference to implant loss. These figures will be used for benchmarking and to determine acceptable complication parameters for the audit (mean +/- 3 standard deviations as per original NMBRA). Data will be analysed at three monthly intervals. Trusts performing less than 3 implant based reconstructions (1 per month) in each 3 month period will be excluded from the analysis. Any centres or surgeons whose overall complication rate or implant loss rate is greater than three standard deviations from the audit mean will be contacted by a member of the study Executive Committee to inform them of this finding, check the validity of the results and explore reasons for this finding (e.g learning curve; high-risk patients). Analyses will be repeated at 3 monthly intervals. If a Unit is found to be an outlier in 2 consecutive analyses, these results will be fed back to the Unit, the Clinical Director and local clinical governance lead for that Trust. Overall audit results and results from individual centres will be feedback to ABS and BAPRAS and compared with NMBRA outcomes to complete the audit cycle and determine whether standards of care are being achieved. 11. Trial Management Oversight of the audit will be by the Audit Steering Group which will have wide representation from reconstructing surgeons, trainees, the professional societies, patient representative and those with experience of trial management and statistics. This group is expected to meet twice per year, but may also meet more frequently if necessary. There will in addition be a smaller executive group for day to day audit management. It is expected that most of this work will be done as a ‘virtual group’ by e mail. A writing and data analysis group will also be convened. 24 Version 7, 20th March 2014 12. References 1. Jeevan R, Cromwell D, Browne J, van der Meulen J, Pereira J, Caddy C, et al. The National Mastectomy and Breast Reconstruction Audit. 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