ASSESSING DAMAGES AND NEEDS AFTER DISASTERS AND IN POST-CONFLICT SITUATIONS In the assessment and management of post-conflict situations (in which the international organizations and financial institutions are increasingly involved) there is no known, generally agreed methodology. Assessments tend to be supply instead of demand driven (on the basis of technical availability of sectoral analysts in the assessing institution). ECLAC’s methodology, as contained in the new Handbook / Manual.1 A general framework for post-conflict and postdisaster seems to be both their linkage to the development process and policy, resource and institutional considerations. It is possible to assimilate their analysis to that of the impact of exogenous shocks (variables) in a development model and this is a path that requires conceptual discussion, formal (mathematical / econometric) formulation and field oriented research. The use of this notion and the use of a homogenous methodology –such as the one provided by ECLAC for disasters requires discussion and development. It must be set from the outset that any methodology of damages and needs assessment must be relevant to the purpose for which such evaluations are made. The table intends to capture some of the concerns that are expressed in this issue. In the area of disasters the distinction is clearly made of the emergency relief needs assessments which occurs immediately by the rescue/assistance-relevant institutions and where the disaster analysis in terms of needs assessments for the reconstruction-mitigation process is seen as a separate ensuing exercise. In the area of post-conflict the distinction between short-term (immediate, mostly institutional and organizational) needs and more medium to long term issues of development is seen as very hard to be made and the fragility of a post-conflict situation where parties to the process may –even at the end of the conflict’s violent phase—have conflicting or non-shared views of the development process and where lack of trust and limited credibility among the parties is a major constraint where external intervention is seen as having a positive role. POST DISASTERS POST CONFLICT (CRISIS) Diagnoses Typology (an artificial distinction): Typology (an arbitrary - origins /causes - “natural” distinction): - extent o hydrometeoroligical (climatic - economic - duration variability: cyclical, recurrent - social - relative o climatic (change: global change, - political importance (to greenhouse, etc.) (normally associated size, level, cycle o geological-seismic, volcanic), with wars, social / (seasonal, geodynamics political upheaval) economic, other) - “anthropic” (chemical, industrial, etc.) of the - sudden (one-time event occurrence for a May ensue or be community / limited time-period) aggravated by natural region / country - slow (creeping, “building” such as events affected drought and other slow-evolving climate variability), both limited or cyclical There is an interaction (ENSO) OR open-ended persistence of disasters and conflict (deforestation-drought, flooding and and lead to dynamic water level changes (as in the oceans) evolution which is neither predictable nor linear (the phenomenon of hysteresis): - a disaster may lead to crisis 1 Handbook for estimating the socio-economic and environmental effects of disasters, LC/MEX/L.519 2 May 2002 2 POST DISASTERS POST CONFLICT (CRISIS) and conflict (of governability) and vulnerability (exposure to disasters) is a development issue - Conflict may lead to a disaster (by disabling response mechanisms, increasing vulnerability and exposure) Type of effects and Valuation : by sector, in terms of direct Not much different or valuation (assets/capital losses) and indirect (flows unlike disaster - economic affected) and overall impact (on economicsituation. - social social-dynamics) Difference will be in - infrastructure Requirements: the conflict or crisis - institutional - comparability (accepted recognized events in the lack of Account for cross-cutting standards, homogeneity) preexisting institutional issues such as - reliability / credibility framework and differentiated gender - distinction between “book value”, governance conditions, impact, environmental replacement and reconstruction costs although disasters may impact and overall In disaster institutional and governance lead to loss or effects conditions are (unless in very extreme severe deterioration of these cases) not destroyed. Requirements: distinction between - emergency actions (to stop conflict, take crisis to an end) and - institutional building (peace-nation building) Type of intervention Response to reconstruction needs, which should Respond to restoring be “owned” by the victims and lead to non-conflict situation mitigation, prevention and disaster reduction (in which allows for the continuum or cycle of prevention- reduced building social, human destruction-less costly reconstruction-proactive and economic capital: mitigation) both in terms of investment, establishing a “normal” infrastructure and institutional/organization functioning society that policies and actions. sets goals, priorities and Move from reactive to proactive interventions, development paradigm leading to the local ownership of disasters’ in accordance with mitigation and reduction. societal needs, culture As in post-conflict the development paradigm is and priorities. at stake and may be subject to change. Move from direct 3 POST DISASTERS POST CONFLICT (CRISIS) Foreign intervention is seen as supplementary to intervention to enabling national / local / community / socially agreed and empowering local strategy for reconstruction-mitigation population to manage its own development process through consensus-building institutional and political commonly agreed. Foreign intervention is seen as crucial first phase in generating post conflict minimal consensus and functioning institutions and policy formulation processes. For analytical purposes there tend to be less differences instead of similarities. Nevertheless there are differences that must be outlined at the outset to provide for meaningful discussion and analysis that leads to better post-conflict assessment, seen at present to be imprecise, casuistic and non systematic. - - - - - - - starting point: pre-disaster conditions provide a baseline for reconstruction process while post-conflict situations require defining socially acceptable baseline, goals and aspirations. response: there tends to be an eagerness to act after disaster (by donors, society, government) while in post-conflict there tends to be a more passive, less responsive reaction in which external intervention is needed (to generate dialogue, consensus building and credibility among the stakeholders and society at large. In both, though, government may be part of the problem. In post conflict intervention the absence of government may be the problem. Even though there may be construed to be a different typology, valuation of impact may no necessarily be totally different (just as valuation methods do not differ much whether it is a geological, meteorological or physical dynamic cause disaster). Conduct patterns and path to return to normalcy (pre-disaster, non-conflict situations) will of course be different. Basically reconstruction vs. nation building are qualitatively and quantitatively different goals and are arrived at by different strategies, in the absence of which there may a vicious circle developing between disasters and conflicts. An analysis of what caused the conflict is crucial to its resolution, just as a causal analysis of a disaster is instrumental in defining the reconstruction strategy. Institutional aspects are more relevant in post conflict, due to their absence or destruction as part of the conflict, although they may be endangered and/or affected by a disaster, depending on the response and strategy pursued after it. invent a whole institutional framework, social and economic structures (currencies, markets, In post conflict a major strategic goal is to rebuild social capital (trust), in post-disaster credibility is also an issue in terms of response, provision of assistance and conduction of the reconstruction process. substantive transformation /creation 4 - timing and security problems revert destructive tendencies and in post conflict generate positive synergies disasters are “discrete” processes post conflict as “recovering alcoholic” and reverting to low-level conflict difference in response (proactive-positive in disaster, destructive-passive in postconflict. Similarities are evident in at least two crucial aspects. o the humanitarian response and mobilization of international cooperation to post-conflict and post-disaster; and o assistance is geared to respond to needs and provide the supplementary impetus to the establishing of a normal situation. In post conflict –unlike in postdisaster—foreign outside intervention seems to be the firstly perceived driving force where political will of stakeholders has to be established. Since there is no consistent approach and how to do interventions, as for example occurs at the World bank both for disasters and post-conflict, there is a need for good practice exam and define some of the requirement for interventions: - donor coordination - poverty profile and targeting of resources - social impact analysis (promote coordination and partnership) (monitoring and grievance control) - reasons for severity of damages (causal analysis) - consultations and participation (with beneficiaries/affected) - lessons learned (go back after the valuation of damages and evaluate the response and its consequences) - disaster risk management (strengthen institutional capacity to respond in advance to potential disaster) Among the keys to success seem to be: - quality of project design (whether stated objectives are achieved at completion) (Entry issues) linked to having rapid assessment methods (distinguish between emergency and chronic need) - Implementation / implementability – by team and by country - Performance /Supervision (not substitute government’s role but support, backstop and “push”) In the interventions in the area of Conflict there is also a need for specific consideration of prevention. This entails a broader approach to needs assessments: collective vs. individual needs (overriding need for “peace” beyond infrastructure). Conflict analysis has, thus a different nature. An overriding concern thus is how to do conflict analysis: a framework that leads to a checklist may emerge from the above double entry table. In this context it is reiterated that, much as in the case of disaster reduction a move from response to prevention is to be seen as a more broader framework of risk management (be it in the face of natural phenomena, internal conflict or external shocks). This implies vulnerability and risk identification, and the derivation of risk transfer and risk mitigation policies, going beyond needs assessment. This framework is of an analytical nature, i.e. it must illuminate the underlying causes of vulnerability –in the multidimensional sense it is indicated—before a quantification of needs is made. That is to say there is the need to combine needs quantification with other methods that map risk and go into explaining the causes beyond the consequences.