NOMINATION FOR ASME SOCIETY AWARDS 1. NAME OF HONOR OR AWARD 2. DATES Submitted Nadai Medal 01/27/2010 Received (To be filled in by ASME) 3. FULL NAME OF NOMINEE OR AUTHOR Horacio Dante Espinosa ASME Membership or Grade of Nominee/Author Nominee's/Author's Current Position Nominees /Author's Address (business) Fellow Date of Birth 11/17/57 James and Nancy Farley Professor of Mechanical Engineering Mechanical Engineering Northwestern University 2145 Sheridan Rd. Evanston, IL 60208-3111 Nominee's/Author's Citizenship (optional) 4. USA CITATION/TITLE (35-40 word summary of nominee's qualifications. Since it is Society policy not to give more than one award for a given set of achievements, do not make the citation so overarching that future awards are precluded.) For contributions to size scale plasticity, in-situ transmission electron microscopy identification of fracture of multiwalled carbon nanotubes, development of atomic force microcopy probes for the direct patterning of organic and inorganic molecules and failure identification and modeling of ceramics and biomaterials 5. NOMINATOR(S) (Name(s), ASME committee connections, professional acquaintanceships) Ted Belytschko , ASME Fellow, Colleague of Prof. Espinosa at Northwestern University 6. REFERENCES (Names and addresses of the four or five individuals acquainted with nominee's qualifications and requirements of the award who will complete reference forms Click here for reference form. At least two of the references must be members of ASME and no more than one should come from the nominee’s organization. Please be advised that the Committee will not consider more than five reference forms. It is the responsibility of the nominator to provide reference forms to the individuals supporting the nomination). Alan Needleman, Brown University. 182 Hope Street. City Providence, RI 02912 David McDowel, Georgia Institute of Technology, 4105 MRDC, GWW School of Mech. Engng, Atlanta, GA 30332-0405 John Hutchinson, Harvard University. 29 Oxford Street, Cambridge, MA Jan Achenbach, Northwestern University, 2137 N Tech Drive, #330, Evanston, IL 60208 1 QUALIFICATIONS: Give complete statements of the specific ways in which the nominee meets the requirements for the honor. Be sure to support all claims made on the individual's accomplishments. Espinosa is widely regarded as one of the most prominent, creative and diversely talented investigators of his generation with a strong record of contributions to the field of mechanics of materials. He has achieved worldwide recognition for his pioneering work on size effects and scaling of plasticity and fracture of submicron freestanding thin films. He was the first to show that, as the characteristic dimensions of the specimen decrease below a threshold, the strength and hardening rate increase, even in the absence of strain gradients. Furthermore, by using 3-D discrete dislocation models, his work revealed the role of dislocation nucleation and escape through surfaces in the observed strengthening phenomenon. His most recent discrete dislocation dynamics work on size scale plasticity of submicron micropillars confirmed analytically derived scaling laws and provided insight into the dislocation source activation and shut down mechanisms responsible for the staircase stress-strain response observed in experiments. Espinosa’s contributions originate from a set of novel tools and techniques developed by him and his students (see table below). Selected developments leading to these contributions are summarized next. Contribution Core Tool/Technique Novelty of Approach First demonstration of size effects and scaling of plasticity in freestanding thin films Membrane Deflection Experiment (MDE) Use of microfabrication and a nanoindenter to create a welldefined pure tensile loading at the microscale Measurement of true mechanical properties in CNTs and NWs MEMS-based material testing system for in-situ SEM/TEM characterization of 1-D nanostructures Well-defined electrical/mechanical loading with simultaneous displacement measurement and in situ SEM/TEM imaging Direct-write probe-based nanopatterning of biomolecules, functional nanoparticles, and sol-gel Nanofountain Atomic Force Microscopy Probes for direct-write nanofabrication Combines sub-100-nm patterning resolution with broad patterning capabilities (biomolecules, nanoparticles, etc. in liquid solution) Feedback-controlled carbon nanotube-based nanoelectromechanical switch In-situ SEM construction and characterization of electromechanical response of cantilevered carbon nanotube device Use of feedback control of tunneling current to achieve bistable switching; multiphysics modeling of device performance Underwater blast experiments on scaled structures Fluid-structure interaction setup with specimen mounted against a water chamber and use of a flyer plate to generate impulsive loads Use of scaling analysis to achieve a laboratory scale apparatus that can capture essential features in the deformation and failure of scaled naval structures Size Effects in Thin Films and other Small Scale Systems Espinosa achieved worldwide recognition for his pioneering work on size effects and scaling of plasticity and fracture in submicron freestanding face center cubic metallic thin films. He was the first to identify the 2 effect of film thickness on tensile strength and hardening rate, in the absence of strain gradients, by means of a novel membrane deflection experiment. The MDE uses a nanoindenter as a loading device and microfabrication to make freestanding submicron specimens, see Fig. 1. This work was first published in three conference proceeding in 2001, SEM June 2001, MRS Fall 2001, ASME Interpack’01 and later in JMPS, in 2003 and 2004. While size scale plasticity in thin films was previously demonstrated by means of wafer curvature measurements or cantilever bending experiments, this work is unique in several respects: a) the tests were performed in pure tension (absence of loading gradients); b) they were performed in submicron freestanding films (no interfaces that can pile up dislocations); c) the test was instrumented with a Mireau microscope such that film deformation, localization and fracture were observed and correlated to stressstrain behavior in real time. The test was later extended to measure fracture toughness in thin films (Espinosa and Peng, JMEMS, Vol. 14, p. 153, 2005) and to identify properties of nanomaterials, e.g., applicability of Weibull theory to nanocrystalline diamond, amorphous diamond, and single crystal SiC films (JAP, Vol. 94, No. 9, p. 6076, 2005; APL, Vol. 89, No. 7, p. 73111, 2006; JMR, Vol. 22, No. 4, 2007). Line-load Tip Wafer Microscope Objective Figure 1: Membrane deflection experimental set up and SEM image of fractured gold thin film Using 3-D discrete dislocation dynamics simulations, his group showed the role of dislocation nucleation and escape through surfaces in the observed thin films and micropillar strengthening phenomenon. Espinosa’s most recent discrete dislocation dynamics work on size scale plasticity of submicron micropillars confirmed analytically derived scaling laws and provided insight into the dislocation source activation and shut down mechanisms responsible for the staircase stress-strain response observed in micropillar experiments (Tang et al., PRL, 2008). The article provides the first detailed mechanistic interpretation of the starvation hypothesis advanced by W. Nix and the peculiar stress-strain behavior observed in metallic micropillar compression experiments. A unique feature of the article is the generation of stable 3-D networks of dislocations by means of simulated annealing rather than by the artificial introduction of Frank-Read sources. Mechanical Properties of 1-D Nanostructures Espinosa and students designed and built novel microsystems for in-situ electron microscopy testing of thin films, carbon nanotubes (CNTs) and nanowires (NWs). The MEMS-based material system (Fig. 2A) is the world first to provide electronic measurement of load and deformation while allowing simultaneous acquisition of high resolution images of the atomic structure of test specimens within the SEM/TEM. 3 Electronic actuation and sensing are integrated in a single microelectromechnaical system (Zhu and Espinosa, PNAS 2005) providing a complete nano scale testing apparatus. Load is measured electronically, with resolution of about 10 nano-Newtons, based on differential capacitive sensing while loading under displacement control is achieved by means of thermal actuation. When the system is placed in a transmission electron microscope (TEM, see Fig. 2B), high resolution atomic images of the specimen can be obtained in real time without the need for shifting the electron beam. The implication is that a number of nanostructures, with characteristic dimensions smaller than 100 nm, can be tested and failure modes at the atomic level identified. To put this in perspective, note that other microfabricated devices for in-situ testing, previously reported in the literature, are not true MEMS in the sense that they do not couple mechanical and electronic fields to accomplish loading and its measurement. For instance, microfabricated loading frames are based only on mechanical deformation. They do not posses independent electronic measurement of load and load application is not integrated into one micro device. This has several implications with the most significant being the requirement of having to move and/or change the magnification of the electron beam to determine load. As a result, simultaneous observation of atomic defects and load measurement are not possible. As the popularity of nanoscale mechanical characterization of materials increases, the superiority of the m-MTS will become pervasive. The microMTS concept is applicable to the characterization of mechanical, thermal and electro-mechanical properties not only of metallic/semiconducting nanowires and carbon nanotubes but also of a large number of organic and inorganic nanomaterials. A) C1 C2 C3 B) Figure 2: A) SEM images of a nano-material testing system (n-MTS). Left: Displacement-controlled system with thermal actuator and electrostatic load sensor. The specimen is mounted in the gap between these two elements. Right: Mounting a nanowire on the device using a piezoelectric nanomanipulator with tungsten probe and electron beam induced deposition (EBID) of platinum. B) Customized TEM holder designed to hold and electronically access the n-MTS chip for in-situ TEM experiments. The holder tip and n-MTS are shown in the inset. Employing this technology, the Espinosa group provided the first direct correlation between failure stress and number of failed shells in multiwalled carbon nanotubes. Failure modes and carbon atomic structures 4 (inter-shell cross-linking) were also identified as a function of exposure dose to electron or ion radiation. The reason for this phenomenon is that inter-shell cross-linking occurs during growth or during specimen radiation with electrons or ions possessing energy above a certain threshold (energy for vacancy formation in the carbon shell). While cross-linking was hypothesized prior to this work, there was no direct imaging of atomic structure or correlation to measurements of associated load-displacement curves (see Fig. 3). The experimental approach was also used to investigate size scale effects in the mechanical properties of ZnO nanowires (Agrawal, et al., Nano Letters, 2008). A B B Fracture C C 5 nm D E Figure 3: TEM image (A) of multiple-shell fracture. Paths B and C were used to create intensity profiles (B and C) on either side of the fracture to verify that three shells broke. (D) Normalized force vs. strain for each specimen. The irradiation dose (and thus the inter-shell cross-linking) increases with sample number. The normalized force is applied load divided by the expected load on the outer shell given its diameter and theoretical failure stress. (E) Stress-strain curves of all the MWNTs specimens (Peng et al., Nature Nanotechnology, 2008). The nanoscale material testing concepts developed by Espinosa and their derivatives have a direct and significant impact on the electronic and sensor industries. They have greatly advanced the electromechanical characterization of nanoscale wires, tubes and fibers currently employed in the engineering of next generation of composite materials, sensors, electronic memories and logical devices. They also enable direct comparison between quantum/atomistic models and experiments in the quest for advancing scientific knowledge, and the engineering of novel materials with unique properties and functionality (Peng et al., Nature Nanotechnology, 2008). His inter-shell cross-linking work has a direct impact on the 5 aerospace industry (Boeing, NASA) and their efforts to scale up in size carbon nanotube-based fiber materials without loss in stiffness, strength and performance. B C Electrochemical Deposition Catalyst Arrays CNT Growth Parallel Deposition of Nanowires Growth 1 um Catalyst Arrays of CNT-Based NEMS Core Technology: Volcano Tip A 1 um D Protein Patterning and Single Cell Studies Nanofountain Probes Fluorescent Marker Injection E Direct Single Cell Injection Figure 4: (A) Nanfountain probes serve as the core enabling technology of a number of applications. (B) Electrochemical deposition techniques for the NFP direct-write fabrication of large-scale arrays of nanowires; (C) direct deposition of catalyst for CVD growth of carbon nanotube arrays for NEMS; (D) electric-field-controlled protein patterning and substrate patterning for bio-detection and single cell studies, and; (E) direct injection of single cells for nanomaterial-mediated drug delivery studies. The injection is combined with fluorescence microscopy to investigate cytoskeleton dynamics. Nanofountain Probes for Direct-Write Nanofabrication and Cell Studies Espinosa and students pioneered the so-called Nanofountain Probe (NFP, Fig. 4A), an atomic force microscopy probe capable of patterning of molecular “inks” in solution with sub-100-nanometer resolution. These probes are unique in that they incorporate microfluidic elements (reservoir and microchannels) into atomic force microscopy probes. The liquid ink is fed from on-chip reservoirs to apertured writing probes via a series of enclosed microchannels. The sharp probes provide high resolution deposition (sub-100 nm) while providing continuous fluid delivery. Among their unique capabilities, one can mention direct 6 deposition of biomolecules (DNA, proteins), without tip functionalization, and the patterning of nano size particles in suspension, something not achievable with regular AFM tips using dip pen nanolithography (a technique developed by the Mirkin group). More recently, Espinosa and students leveraged the unique tip geometry of the Nanofountain Probe to inject functional nanomaterials directly into live cells. This demonstration opens the door to a host of new studies of nanomaterial-mediated drug delivery, cellular pathway, and toxicity studies. Three salient features of the technology are: i) its scalability to 1-D and 2-D arrays, ii) submicron resolution, and iii) low tip wear when diamond is employed (see Kim et al., Small 2005). A 1-D array of nanofountain probes with two reservoirs has already been developed and its capability of simultaneously patterning two different molecular inks demonstrated by the Espinosa group (J. of Microengineering and Micromechanics, 2006). Note that scalability to full wafer manufacturing is a major advantage of the NFP over other deposition technologies based on micro/nano pipettes and their derivatives. As such, this core technology has the potential to impact a significant number of nanotechnologies, e.g., parallel electrochemical deposition of nanowires (Fig. 4B), patterning of 2-D arrays of catalysts nanoparticles for wafer level massively parallel fabrication of NEMS (Fig. 4C), protein patterning for cell adhesion, proliferation and motility studies (Fig. 4D), and direct injection of cells with drugs and chemicals to investigate cell function and associated diseases. The nanofountain probe is being used for the manufacturing of DNA (Kim et al., Advanced Materials, 2007) and protein chips (Loh et al., PNAS, 2008), a technology of great interest to the life science industry and critical to identify biomarkers associated to specific diseases. Fig. 5 shows examples of proteins written directly on a gold substrate using the nanofountain probe. In this case, an electric field applied between the chip reservoir and substrate was used to assist transport of the charged proteins in buffer solution. This affords an additional degree of control over protein deposition and enables extremely rapid patterning (e.g., protein lines written at 80 microns/sec, see Figs. 5b,c). It is worth emphasizing that the integrated tipfluidic system can also be used to deliver, with high spatial resolution and minimal disruption, drugs and other chemical compounds to the cytoskeleton of individual cells allowing novel studies in cell function and associated diseases. This concept has recently been demonstrated by our group in laboratory in-vitro experiments. Figure 5: Examples of direct-write protein patterning using the NFP. (a) Dot array created with decreasing dwell times. (b,c) Line arrays of protein deposited at a rate of 80 microns/sec. The Nanofountain Probe is also being applied to the development of nanomaterial-mediated drug delivery schemes (Loh, et al., Small, 2009), and cellular pathway and toxicity studies. The NFP enables these studies at the single cell level through direct in vitro injection. This adds a critical degree of control to 7 developmental experiments and enables a new level of comprehensive analysis. By selecting and injecting a single cell within a population (rather than applying the same dose to the entire population), one can now affect a response in the targeted cell and subsequently investigate cellular pathways or the intercellular mobility of the injected material based on the response of neighboring cells. In recent work, the NFP was successfully used to target and directly inject functional nanoparticles into live cells. This enables study of, for example, new nanomaterial-mediated drug delivery schemes at a truly single cell level. As an initial demonstration, fluorescently-tagged diamond nanoparticles (Figure 4E) were injected into live cells and imaged. This method is currently being investigated for single cell dosing, toxicology, and gene expression studies. The potential of the nanfountain probe technology was highlighted by Dr. Arden L. Bement, Jr., Director of the National Science Foundation in a lecture entitled "Partnerships at the Frontier" delivered at the Accelerating Innovation Foundation Conference 2005, National Academies of Science, Washington, DC, October 19, 2005. For more information see: http://www.nsf.gov/news/speeches/bement/05/alb051019_ innoforum.jsp. Dr. Bement stated: “Consider nanotechnology, the best candidate for next-generation general-purpose technology. NSF's Nanoscale Science and Engineering Centers are among our newest, yet are already producing results. The miniscule tip on an atomic-force microscope helps researchers both "see" and manipulate the nanoscale environment. Now, engineers at the NSF-supported Nanoscale Science and Engineering Center for Integrated Nanopatterning and Detection Technologies have substantially improved this vital tool. They have created two novel technologies that enable such tips to write features as small as viruses and to withstand abuse with the resilience of diamond. Eventually, vast arrays of such nanofountain probes could be used for crafting complex semiconductors or intricate protein arrays.” 5 µm 500 nm Figure 6: Slides from Dr. Arden L. Bement, Jr. presentation delivered at the Accelerating Innovation Foundation Conference 2005, National Academies of Science, Washington, DC, October 19, 2005. NEMS – Feedback-Controlled Carbon Nanotube-Based Switches The Espinosa group is also contributing toward the development of nano-electro-mechanical systems (NEMS), which are expected to play a major role in the next generation of electronic systems. Since the invention of the integrated circuit (IC), the semiconductor industry has boomed following Moore’s law. However, with the characteristic dimension achievable by various photolithography techniques approaching their physical limits, scientists began searching for new materials and new device concepts. The advantages of nanotube-based devices include high integration levels, high working frequency, and 8 low energy consumption. A novel carbon nanotube-based nanoelectromechanical switch exhibiting bistability (“on” and “off” states) based on feedback control of current tunneling was invented and its operation demonstrated by the Espinosa group. The device is made of a freestanding multiwalled carbon nanotube interacting electro-statically with an underlying electrode (Fig. 6). In the device circuit, there is a resistor in series with the nanotube, which plays an important role in the functioning of the device by adjusting the voltage at the tunneling junction, which develops when the CNT cantilever is pulled-in. U R i W/Pt CNT or NW Si3N4 SiO2 Si Au Figure 6: Schematic of feedback-controlled freestanding carbon nanotube-based switch. The device consists of a carbon nanotube fixed at one end to a top electrode and cantilevered over a bottom electrode. For an applied voltage V>VPI (pull-in voltage), the generated electrostatic force causes the CNT to accelerate toward the bottom electrode. When the tip of the CNT approaches the electrode, a tunneling current begins to flow, signifying a closed circuit. This current in turn flows through the resistor, causing a drop in the bias (and thus the electrostatic force). In this way the resistor modulates the bias, stabilizing the switch in the “ON” state. Figure 7: Schematics of the setup for in-situ SEM testing of nanotube cantilever devices. Experimentally measured and theoretically predicted I–U characteristic curves (Ke et al., APL, 2004, Small, 2006]. Theoretical analysis (Ke et al., APL 2005 and JMPS, 2006) and in-situ SEM device level testing (Small, 2006) were performed to confirm bi-stability as manifested by a voltage hysteresis between pull-in and pull-out events (see Fig. 7). Because of the potential of carbon nanotubes as building blocks for electronics devices and sensors, many leading research groups in the world have demonstrated devices with various capabilities. For instance, the Lieber’s group at Harvard University reported the first nanotube based nonvolatile memory elements in 2000. The McEuen’ group at Cornell University designed and demonstrated a nanotube based tunable oscillators in 2004. The Kinaret’s group at Chalmers University of Technology in Sweden reported nanotube based nano-relays in 2003. However, transition of the technology to industry has been complicated by challenges associated to device manufacturing and reliability. The bistable tunneling switch developed by Espinosa may offer some advantages in this respect: i) it tolerates significant variability in the distance between freestanding one-dimensional nanostructure and bottom electrode; ii) it is compatible with current MEMS fabrication techniques and ii) it is scalable to 2-D arrays. Potential applications of the device include NEMS switches, random-access memory elements, and logic devices. Sensing applications are also envisioned. 9 b a 20 cm d 2’ 2 n t2 t1 1’ 1 3’ 3 e c g f z y x x h Core Overlap Core Figure 8 Left: (a) Inside view of red abalone shell (b) Cross section of the shell. (c) Crack resistance (JR) curves for nacre from two experiments. (d) Prior to crack advance a tablet sliding zone develops ahead of the crack tip. (e) As the crack advances it leaves a wake of inelastically deformed material (d and e: optical images; red arrow shows location of crack tip at the onset of crack propagation and the steady state regime). (f) Schematic showing the J contour used in our modeling. (g) Crack deflection and debonding of tablets along a crack. (h) Tablet sliding on one another (g and h: scanning electron micrographs). Right: 3-D microstructural modeling. Mechanics of Biomaterials Mother-of-pearl, also known as nacre, is the iridescent material which forms the inner layer of seashells from gastropods and bivalves. It is mostly made of microscopic ceramic tablets densely packed and bonded together by a thin layer of biopolymer (Fig. 8). The hierarchical microstructure of this biological material is the result of millions of years of evolution, and it is so well organized that its strength and toughness are far superior to the ceramic it is made of. To understand the mechanisms responsible for such outstanding performance, we performed a multiscale experimental study over several length scales using TEM, SEM, AFM, nanoindentation, and a microtesters (Barthelat et al., JMPS, 2007). Our work revealed that the inelastic mechanism responsible for this behavior is sliding of the tablets on one another accompanied by 10 transverse expansion in the direction perpendicular to the tablet planes. Such mechanism was found to be the result of tablet waviness and the unique properties of the biopolymer present at the interfaces. Three dimensional representative volume elements, incorporating cohesive elements with a constitutive response consistent with the interface material and nanoscale features, were numerically analyzed (Fig. 8). The simulations revealed that even in the absence of nanoscale hardening mechanism at the interfaces, the microscale waviness of the tablets could generate strain hardening, thereby spreading the inelastic deformation and suppressing damage localization leading to material instability. Fracture studies made evident that the formation of large regions of inelastic deformations around cracks, with a very well developed wake, is the main contribution to its toughness (Barthelat and Espinosa, Exp. Mech., 2007). In addition, it was shown that tablet junctions (vertical junctions between tablets) strengthen the microstructure but do not contribute to the overall material hardening (Tang et al., JMPS, 2007). Statistical variations within the microstructure were found to be beneficial to hardening and to the overall mechanical stability of nacre but not essential to its performance. These results provide new insights into the microstructural features that make nacre tough and damage tolerant. Based on these findings, design guidelines for composites mimicking nacre were proposed (Barthelat et al., JMPS, 2007). Our group is currently pursuing rapid prototyping and microfabrication strategies to make a synthetic material exhibiting the unique properties of seashells. Dynamic Failure of Materials and Scaled Structures Espinosa has also made significant contributions in the area of dynamic failure of materials by developing a number of wave propagation experimental techniques and interpreting those using advanced computational mechanics models. The experiments include pressure-shear plate impact with specimen recovery, dynamic torsion of nanocrystalline ceramic coatings using digital image correlation and high speed photography (Society of Experimental Mechanics best paper award for digital image correlation measurements at high rates of deformation), high temperature spallation of metals, dynamic friction using a Kolsky bar, and dynamic collapse of cellular materials. More recently a highly instrumented wave propagation experiment was developed to investigate fluid-structure interaction (FSI) under blast loading (Fig. 9). The design is based on scaling laws to achieve a laboratory scale apparatus that can capture essential features in the deformation and failure of large scale naval structures. In the FSI setup, a water chamber made of a steel tube is incorporated into a gas gun apparatus. A scaled structure is fixed at one end of the steel tube and a water piston seals the other end. A flyer plate impacts a water piston and produces an exponentially-decaying pressure history in lieu of explosive detonation. The pressure induced by the flyer plate propagates and imposes an impulse to the structure (panel specimen), which response elicits bubble formation and water cavitations. Calibration experiments and numerical simulations proved the experimental setup to be functional (Lee et al., Exp. Mech., 2007). The experimental diagnostic included measurements of flyer impact velocity, pressure wave history in the water and full deformation fields by means of shadow Moiré and high speed photography. Using these measurements, a one-to-one comparison with model predictions was achieved. Furthermore, performance improvements resulting from optimized stainless steel sandwich panels, of the same mass per unit area as solid panels, was assessed. The study showed that for a range of applied impulses, up to a 50% reduction in maximum panel deflections can be obtained when crushable cores are employed (Mori et al., J. Mech. Mat. and Structures, 2008). The Espinosa group also developed custom software accounting for multi-body finite kinematics contact, finite deformation plasticity, temperature effects, fragmentation and comminution. An example is the development of ceramic models based on grain level representative volume elements (RVE) of ceramic microstructures (Fig. 10). The model was employed to interpret both normal impact soft-recovery and 11 pressure-shear soft recovery experimental results. The numerical simulations were based on a 2-D stochastic finite element analysis. Normal plate impact velocity histories obtained in earlier studies were used to assess conditions under which the cohesive fracture model could capture failure mechanisms experimentally observed. The analyses showed that in order to properly model damage kinetics a stochastic distribution of grain boundary strength and detailed modeling of grain morphology are required (Zavattieri and Espinosa, Acta Mat., 2001). Moreover, it was determined that compressive wave attenuation at stress levels below the Hugoniot elastic limit, a counterintuitive finding that preoccupied the ceramic community in the early 90’s, was the result of grain boundary relaxation in shear due to the presence of a glassy phase. In these simulations, compression-shear properties independently identified for glass were employed in the cohesive law describing the grain boundary constitutive law. Overall compression wave decay and nucleation of microcracks at triple grain junctions naturally emerged from the simulations. These studies were significant because the simulations were compared to experimental data containing information on crack initiation and kinetics as observed in plate impact velocity histories and electron microscopy studies performed on recovered samples. Figure 9: FSI experimental set up, deformed stainless steel sandwich panel with honeycomb core, and series of shadow Moiré images acquired in real time with high speed photography. Figure 10: (a) Schematics of microcracking at grain boundaries using an irreversible interface cohesive law. (b) Application to fragmentation and pulverization. 12 Some of the Espinosa group early research work focused on continuum-discrete models for the high-strain rate response of advanced materials (including brittle and composite materials). This included the development and implementation of models and numerical algorithms in finite deformation FEM codes using parallel programming. The models included: i) Adaptive remeshing techniques based on the optimization of element size and shape (including refinement and coarsening) with mapping of state variables within a finite deformation framework (Fig. 11a), ii) Continuum/Discrete models, based on fracture and damage models together with a multibody contact-interface methodology to capture crack initiation, growth, coalescence and interaction between fragments (Fig. 11b), and iii) the combination of both, adaptive remeshing and the continuum/discrete model to capture delamination and fracture in fiber reinforced laminate composites (Fig. 11c). Figure 11: Computational techniques for mesoscopic modeling of failure: (a) Examples of adaptive remeshing technique based on optimization of element size and shape according to local material behavior. Examples include impact problems of rod penetration, high-speed machining and ballistic penetration. (b) Continuum/discrete models for fragmentation in brittle materials, (c) Combination of (a) and (b) for delamination of glass reinforced composites under ballistic impact. 13 PUBLICATIONS: (selected publications listed by topic) 1. H.D. Espinosa, B.C. Prorok, and M. Fischer, “A Methodology for Determining Mechanical Properties of Freestanding Thin Films and MEMS Materials,” Journal of the Mechanics and Physics of Solids, Vol. 51, pp. 47-67, 2003 (among the most cited papers in mechanical characterization of MEMS materials); H.D. Espinosa, B.C. Prorok and B. Peng, "Plasticity Size Effects in Freestanding Submicron Polycrystalline FCC Films Subjected to Pure Tension," Journal of the Mechanics and Physics of Solids, Vol. 52, p. 667–689, 2004. The effect of film thickness on tensile strength and hardening rate, in the absence of strain gradients, was first characterized by means of a novel membrane deflection experiment (using a nanoindenter as a loading device and microfabrication to make freestanding submicron specimens). This work was first published in three conference proceeding in 2001, SEM June 2001, MRS Fall 2001, ASME Interpack’01 and later in JMPS, in 2003. While size scale plasticity in thin films was previously demonstrated by means of wafer curvature measurements or cantilever bending experiments, this work is unique in several respects: a) the tests were performed in pure tension (absence of loading gradients); b) they were performed in submicron freestanding films (no interfaces that can pile up dislocations); c) the test was instrumented with a Mirau microscope such that film deformation, localization and fracture were observed and correlated to stress-strain behavior in real time. The test was later extended to measure fracture toughness in thin films (Bei and Espinosa, JMEMS, Vol. 14, p. 153, 2005) and to identify properties of nanomaterials, e.g., applicability of Weibull theory to nanocrystalline diamond, amorphous diamond, and single crystal SiC films (JAP, Vol. 94, No. 9, p. 6076, 2005; APL, Vol. 89, No. 7, p. 73111, 2006; JMR, Vol. 22, No. 4, 2007). 2. H.D. Espinosa, S. Berbenni, M. Panico and K.W. Schwarz. "An interpretation of Size Scale Plasticity in Geometrically Confined Systems," Proceedings of the National Academy of Sciences of the USA, 102 (47): 16933-16938 November 22, 2005. In this article a discrete dislocation dynamics model is formulated and employed in the interpretation of the experimentally observed size scale plasticity in freestanding metallic thin films. H. Tang, K. Schwarz and H.D. Espinosa. "Dislocation Escape-Related Size Effects in Single-Crystal Micropillars under Uniaxial Compression," Acta Materialia, Vol. 55, No. 5, p. 1607-1616, 2007. This article derives size scaling laws, which are then verified by means of 3-D discrete dislocation dynamics simulations. H. Tang, K.W. Schwarz, and H.D. Espinosa, “DislocationSource Shutdown and the Plastic Behavior of Single-Crystal Micropillars,” Physical Review Letters, Vol. 100, No. 18, 2008. 3. Y. Zhu and H.D. Espinosa. " An electromechanical material testing system for in situ electron microscopy and applications " Proceedings of the National Academy of Sciences of the USA, Vol. 102, pp. 14503-14508, 2005. H.D. Espinosa, Y. Zhu and N. Moldovan. "Design and operation of a MEMS-based material testing system for nanomechanical characterization," Journal of Microelectromechanical Systems, Vol. 16, No. 5, 1219, 2007. This article reports the integration of electronic actuation and sensing in a single MEM system providing a complete nano scale testing apparatus. Load is measured electronically, with resolution 14 of about 10 nano-Newtons, based on differential capacitive sensing while loading under displacement control is achieved by means of thermal actuation. When the system is placed in a transmission electron microscope (TEM), high resolution atomic images of the specimen can be obtained in real time without the need for shifting the electron beam. The implication is that a number of nanostructures, with characteristic dimensions smaller than 100 nm, can be tested and failure modes at the atomic level identified. To put this in perspective, note that other microfabricated devices for in-situ testing, previously reported in the literature, are not true MEMS in the sense that they do not couple mechanical and electronic fields to accomplish loading and its measurement. For instance, microfabricated loading frames are based only on mechanical deformation. They do not posses independent electronic measurement of load and load application is not integrated into one micro device. This has several implications with the most significant being the requirement of having to move and/or change the magnification of the electron beam to determine load. As a result, simultaneous observation of atomic defects and load measurement are not possible. As the popularity of nanoscale mechanical characterization of materials increases, the superiority of the m-MTS will become pervasive. The micro-MTS concept is applicable to the characterization of mechanical, thermal and electro-mechanical properties not only of metallic nanowires and carbon nanotubes but also of a large number of organic and inorganic nanomaterials. 4. B. Peng, M. Locascio, P. Zapol, S. Li, S.L. Mielke, G.C. Schatz, and H.D. Espinosa, “Measurements of near-ultimate strength for multiwalled carbon nanotubes and irradiationinduced crosslinking improvements,” Nature Nanotechnology, Vol. 3, No. 10, p. 626-631, 2008. Commentary by Eric Stach, "Nanotubes reveal their true strength," Nature Nanotechnology, Vol. 3, No. 10, p. 586-587, 2008. M. Locascio, B. Peng, P. Zapol, Y. Zhu, S. Li, T. Belytschko, and H.D. Espinosa, "Tailoring the Load Carrying Capacity of MWCNTs Through Inter-shell Atomic Bridging," Experimental Mechanics, Vol. 49, No. 2, p. 169-182, 2009. Using the m-MTS in-situ a TEM, Espinosa and students demonstrated that the number of shells failing in a multi-walled CNT is a function of initial atomic structure and electron/ion radiation. The reason for this phenomenon is that inter-shell cross-linking occurs during growth or during specimen radiation with electrons or ions possessing energy above a certain threshold (energy for vacancy formation in the carbon shell). While cross-linking was hypothesized prior to this work, there was no direct imaging of atomic structure or correlation to measurements of associated loaddisplacement curves (see figure and table below). An important implication of this work is that the commonly used assumption of outer shell failure in MWCNTs may lead to wrong calculations of stress and modulus. Even for experiments conducted in-situ an scanning electron microscope, in which the electron energy is below the vacancy formation energy, there is evidence that the outershell failure hypothesis may be inaccurate (A.H. Barber et al., Comp. Science and Tech., Vol. 65, 2005, p. 2380). The evidence is indirect and results from discrepancies between experimentally determined failure stress and Young’s modulus and ab initio or DFT quantum mechanical predictions for the same properties 5. R. Agrawal, B. Peng and H.D. Espinosa, "Experimental-Computational Investigation of ZnO Nanowires Strength and Fracture" Nano Letters, Volume 9, No 12, p 4177-4183, 2009.R. Agrawal, B. Peng, E. Gdoutos, and H. D. Espinosa, “Elasticity Size Effects in ZnO Nanowires – A Combined Experimental-Computational Approach”, Nano Letters, Vol. 8, No. 11, p. 3668- 15 3674, 2008. H.S. Park, W. Cai, H.D. Espinosa, and H. Huang, "Mechanics of Crystalline Nanowires," MRS Bulletin, Vol. 34, No. 3, p. 178-183, 2009. 6. K.-H. Kim, N. Moldovan, and H.D. Espinosa, "A Nanofountain Probe with Sub-100 nm Molecular Writing Resolution," Small, Vol. 1, No. 6, pp. 632-635, 2005. N. Moldovan, K-H. Kim, and H.D. Espinosa. "Multi-Ink Linear Array of Nanofountain Probes." Journal of Micromechanics and Microengineering, Vol. 16, No. 10, p. 1935-1942, 2006. (posted in IoP Select, a special collection of journal articles, chosen by IoP Editors based on one or more of the following criteria: Substantial advances or significant breakthroughs; A high degree of novelty; Significant impact on future research.) 7. B. Wu, A. Ho, N. Moldovan, and H.D. Espinosa. “Direct Deposition and Assembly of Gold Colloidal Particles Using a Nanofountain Probe”, Langmuir, Vol. 23, No. 17, 2007. O. Loh, A. Ho, J. Rim, P. Kohli, N. Patankar, H. Espinosa, “Electric Field-Induced Direct Delivery of Proteins by a Nanofountain Probe,” Proceedings of the National Academy of Sciences, Vol. 105, No. 43, p. 16438-16443, 2008. O. Loh, R. Lam, M. Chen, N. Moldovan, H. Huang, D. Ho, and H.D. Espinosa, "Nanofountain-Probe-Based High-Resolution Patterning and Single-Cell Injection of Functionalized Nanodiamonds," Small, Vol. 5, No. 14, p. 1667-1674, 2009 (Cover Article). 8. K.-H. Kim, N. Moldovan, C. Ke, H.D. Espinosa, X. Xiao, J.A. Carlisle, and O. Auciello. "Novel Ultrananocrystalline Diamond Probes for High- Resolution Low-Wear Nanolithographic Techniques," Small, Vol. 1, No. 8-9, p. 866-874, 2005. R. Agrawal, N. Moldovan and H.D. Espinosa, "An Energy-based Model to Predict Wear in Nanocrystalline Diamond Atomic Force Microscopy Tips" Journal of Applied Physics, Volume 106, 064311, 2009. 9. C.-H. Ke and H.D. Espinosa, "Feedback Controlled Nanocantilever Device," Applied Physics Letters, Vol. 85, p. 681-683, 2004. C.-H. Ke and H.D. Espinosa. "In situ Electron Microscopy Electromechanical Characterization of a Bistable NEMS Device," Small, Vol. 2, No. 12, p. 1484-1489, 2006. C.-H. Ke, N. Pugno, B. Peng and H.D. Espinosa, "Experiments and Modeling of Nanotube NEMS Devices," Journal of the Mechanics and Physics of Solids,Vol.53, pp.13141333, 2005. 10. F. Barthelat, H. Tang, P.D. Zavattieri, C.-M. Li, H.D. Espinosa. "On the mechanics of motherof-pearl: A key feature in the material hierarchical structure," Journal of the Mechanics and Physics of Solids, Vol. 55, No. 2, p. 306-337, 2007. F. Barthelat and H.D. Espinosa, “An Experimental Investigation of Deformation and Fracture of Nacre - Mother of Pearl”, Experimental Mechanics, Vol. 47, No. 3, 2007. H.D. Espinosa, J.E.Rim, F. Barthelat, and M.J. Buehler, "Merger of Structure and Material in Nacre and Bone - Perspectives on de novo Biomimetic Materials" Progress in Materials Science, DOI: 10.1016/j.pmatsci.2009.05.001, 2009. 11. P.D. Zavattieri and H.D. Espinosa, “Grain Level Analysis of Crack Initiation and Propagation in Brittle Materials,” Acta Materialia, Vol. 49, No. 20, p. 4291-4311, 2001. P.D. Zavattieri and H.D. Espinosa, "An Examination of the Competition between Bulk Behavior and Interfacial 16 Behavior of Ceramics Subjected to Dynamic Pressure-Shear Loading," Journal of the Mechanics and Physics of Solids, Vol. 51, No. 4, p. 607-635, 2003. H.D. Espinosa and B.A. Gailly, “Modeling of Shear Instabilities Observed in Cylinder Collapse Experiments Performed on Ceramic Powders,” Acta Materialia, Vol. 49, No. 19, p. 4135-4147, 2001. H.D. Espinosa, P.D. Zavattieri, and S. Dwivedi, “A Finite Deformation Continuum/Discrete Model for the Description of Fragmentation and Damage in Brittle Materials,” special issue of Journal of the Mechanics and Physics of Solids, Vol. 46, No. 10, p. 1909-1942, 1998. 12. H.D. Espinosa, F. Barthelat, Z. Wu, and B.C. Prorok, “An Experimental Methodology for the Investigation of Failure Mechanisms in Nanocrystalline Coatings Subjected to Dynamic Torsion,” Experimental Mechanics, Vol. 43, No. 3, pp. 331-340, 2002 (SEM 2005 Hetenyi Best Paper Award). 13. H.D. Espinosa and S. Nemat-Nasser, “Low-Velocity Impact Testing,” ASM Handbook, Vol. 8, p. 539-559, 2000. H.D. Espinosa and R.J. Clifton, “Special Issue on Advances in Failure Mechanisms in Brittle Materials,” Mechanics of Materials, edited by H.D. Espinosa and R.J. Clifton, Vol. 29, No. 3-4, p. 141-142, 1998. 14. S. Lee, F. Barthelat, J.W. Hutchinson, and H.D. Espinosa. "Dynamic failure of metallic pyramidal truss core materials - Experiments and modeling." International Journal of Plasticity, Vol. 22, No. 11, p. 2118-2145, 2006; H.D. Espinosa, S. Lee, and N. Moldovan. "A Novel Fluid Structure Interaction Experiment to Investigate Deformation of Structural Elements Subjected to Impulsive Loading." Experimental Mechanics, Vol. 46, No. 6, p. 805-824, 2006. L.F. Mori, D.T. Queheillalt, H.N.G. Wadley and H.D. Espinosa, "Deformation and Failure Modes of I-Core Sandwich Structures Subjected to Underwater Impulsive Loads," Experimental Mechanics, Vol. 49, No. 2, p. 257-275, 2009. PATENTS: (List no more than 15 in approximate order of significance and comment on the most important up to a maximum of 5. As with the publications, please cite those patents, which specifically support the nominee's achievements and establish a claim to the honor for which the individual is nominated. In the event that the nominee holds no patents, please so indicate.) 1) U.S. Patent #7,250,139 Issued: July 31, 2007 Title: Nanotipped device and method Inventors: Horacio Espinosa, Nicolaie Moldovan, Keun-Ho Kim Assignee: Northwestern University (Evanston, IL) Application No.: 10/801,928 Filed: March 16, 2004 Claims benefits and priority of: Provisional application No. 60/455,898 filed Mar. 19, 2003. Abstract A dispensing device has a cantilever comprising a plurality of thin films arranged relative to one another to define a microchannel in the cantilever and to define at least portions of a dispensing microtip proximate an end of the cantilever and communicated to the microchannel to receive 17 material therefrom. The microchannel is communicated to a reservoir that supplies material to the microchannel. One or more reservoir-fed cantilevers may be formed on a semiconductor chip substrate. A sealing layer preferably is disposed on one of the first and second thin films and overlies outermost edges of the first and second thin films to seal the outermost edges against material leakage. Each cantilever includes an actuator, such as for example a piezoelectric actuator, to impart bending motion thereto. The microtip includes a pointed pyramidal or conical shaped microtip body and an annular shell spaced about the pointed microtip body to define a materialdispensing annulus thereabout. The working microtip may be used to dispense material onto a substrate, to probe a surface in scanning probe microscopy, to apply an electrical stimulus or record an electrical response on a surface in the presence of a local environment created around the tip by the material dispensed from the tip or to achieve other functions. 2) U.S. Patent Application (Proprietary) Continuation-in-Part application to 10/801,928 Title: Microchannel Forming Method and Nanotipped Dispensing Device Having a Microchannel Inventors: Horacio Espinosa, Nicolaie Moldovan Application No.: 11/516,039 Filed: September 5, 2006 No provisional patent application filed Northwestern Identification No.: NU 25074 Abstract A method of forming a microchannel as well as a thin film structure including same is made by forming a first thin film on a side of a substrate, forming a fugitive second thin film on the first thin film such that the second thin film defines a precursor of the elongated microchannel and a plurality of extensions connected to and extending transversely relative to the precursor along a length thereof a third thin film is formed on the first thin film and the fugitive second thin film such that the second thin film resides between the first thin film and the third thin film. A respective access site is formed in a region of the third thin film residing on a respective extension and penetrating to the fugitive second thin film. The fugitive second thin film forming the precursor is selectively removed from between the first thin film and the third thin film using an etching medium introduced through the access sites, thereby forming the microchannel between the first thin film and the third thin film. The method preferably further includes forming a sealing layer on the third thin film in a manner to close off open access sites remaining after selective removal of the second thin film. 3) U.S. Patent 7612424 Issued: Nov. 3, 2009 Title: Nanoelectromechanical Bistable Cantilever Device Inventors: Horacio Espinosa, Changhong Ke Application No.: 11/385,970 Filed: March 21, 2006 Northwestern Identification No.: NU 24054/25071 18 Abstract Nano-electromechanical device having an electrically conductive nano-cantilever wherein the nanocantilever has a free end that is movable relative to an electrically conductive substrate such as an electrode of a circuit. The circuit includes a power source connected to the electrode and to the nano-cantilever for providing a pull-in or pull-out voltage there between to effect bending movement of the nano-cantilever relative to the electrode. Feedback control is provided for varying the voltage between the electrode and the nano-cantilever in response to the position of the cantilever relative to the electrode. The device provides two stable positions of the nano-cantilever and a hysteresis loop in the current-voltage space between the pull-in voltage and the pull-out voltage. A first stable position of the nano-cantilever is provided at sub-nanometer gap between the free end of the nano-cantilever and the electrode with a pull-in voltage applied and with a stable tunneling electrical current present in the circuit. A second stable position of the nano-cantilever is provided with a pull-out voltage between the cantilever and the electrode with little or no tunneling electrical current present in the circuit. The nano-electromechanical device can be used in a scanning probe microscope, ultrasonic wave detection sensor, NEMS switch, random access memory element, gap sensor, logic device, and a bio-sensor when the nano-cantilever is functionalized with biomolecules that interact with species present in the ambient environment be them in air or aqueous solutions. In the latest case, the NEMS needs to be integrated with a microfluidic system. 4) U.S. Provisional Patent Application (Proprietary) Title: Artificial Composite Mimicking Nacre Inventors: Horacio Espinosa, Francois Barthelat USSN: 60/858,577, Pending Filed: 13 Nov 2006 Northwestern Identification No. 26164 Abstract The present invention refers to a novel composite design with enhanced toughness, which incorporates features mimicked from nacre (mother of pearl). Ceramic materials have many attractive engineering qualities such as stiffness, hardness, wear resistance, and resistance to high temperatures. The main obstacle to a wider use of ceramics in engineering applications is their brittleness: they fail at very small deformations and in a catastrophic fashion, and they are fragile in tension. The composite material proposed here is made of 95% or more of a brittle material, yet it is capable of deformation strains in excess of 10%. In addition, the design is such that rather than failing at one location, damage is distributed over large volumes of material. This makes the material better at resisting, and even stopping cracks. This material retains the properties that make ceramics attractive, but it is at least 10 times tougher. Such material will become very attractive for a variety of applications ranging from armor to electronic substrates. 19 5) U.S. Provisional Patent Application (Proprietary) Title: Four-terminal Electromechanical Characterization in-situ TEM Inventors: Horacio Espinosa and Rodrigo Bernal USSN: Provisional Patent Application No. 61/279,833 Filed: 3 Nov 2009 Northwestern Identification No. 29155 Housed in a Transmission Electron Microscope (TEM), the invention characterizes mechanical and electrical properties of individual nanostructures such as a nanowire or nanotube in a four-terminalKelvin setup. Its in-situ capabilities mean that atomic resolution imaging and mechanical/electrical characterization can be performed simultaneously in real-time. By eliminating any influence of electrode interfaces, the MEMS-based Four-terminal Kelvin setup is able to provide true characterization of electrical properties. Coupled with uniaxial mechanical testing, the invention provides unprecedented capabilities to test nanostructures both mechanically and electrically. Mechanical tests are performed in tension. Specimen ends are secured to movable shuttles. One shuttle is rigidly connected to a thermal actuator, which imposes a controlled displacement to strain the specimen; the remaining shuttle connects to a load sensor with nanoNewton resolution. A window underneath the specimen enables specimen observation in the TEM. 6) U.S. Patent Application (Proprietary) Title: Diamond Probes and Method of Making Inventors: Horacio Espinosa, Nicolaie Moldovan Application No.: 11/492,710 Filed: July 25, 2006 Claims benefits and priority of: Provisional application No. 60/702,544 filed July 26, 2005 Northwestern Identification No.: NU 24098/25075 Abstract A probe for an atomic force microscope (AFM) and other uses includes an elongated cantilever extending from a base wherein the cantilever includes an integral probe nano-size tip and wherein the probe tip comprises wear resistant diamond. The cantilever can include a base on which a metallic or other body is deposited to form a handling chip of the probe. An electrically insulating layer or shell can be provided on the cantilever and probe tip with the exception of proximate an apex of the probe tip. 20 BRIEF BIOGRAPHY: (Give birth date and place, citizenship, education, positions held, honors, ASME activities, and participation in other engineering societies. In listing positions held, include directorships of civic activities and industrial corporations. For a nominee having many honors, those honors should be included that support the achievements for which the individual is being nominated.) Horacio D. Espinosa received in 1981 his degree in Civil Engineering (6 years curriculum) from the Northeast National University, Argentina. From 1981 to 1985 he worked as a structural engineer and served as consultant for the “State Housing and Urban Development, Resistencia City,” Argentina. In August of 1985 he started graduate studies at the Polytechnic of Milan, Italy and in 1987 he obtained a M.Sc. in Structural Engineering under the mentoring of Professor Giulio Maier. In 1987 he began graduate studies at Brown University. In 1989 and 1990 he completed M.Sc. degrees in Solid Mechanics and Applied Mathematics, respectively. In May of 1992, he completed his Ph.D. in Applied Mechanics at Brown University under the supervision of Professors Rodney Clifton and Michael Ortiz. He subsequently joined the Purdue University faculty as Assistant Professor in the Department of Aeronautics and Astronautics and was promoted to Associate Professor with tenure in 1997. During the 1998-1999 academic year he pursued a sabbatical leave at Harvard University hosted by Professor John Hutchinson. In January of 2000 he joined the Department of Mechanical Engineering at Northwestern University where he is currently the James and Nancy Farley Chaired Professor. He has made contributions in the areas of dynamic failure of advanced materials, computational modeling of fracture and delamination, and experiments in micro- and nano-systems. He has published over 180 technical papers in these fields. Professor Espinosa has received numerous awards and honors recognizing his research and teaching efforts, including two Young Investigator Awards, NSF-Career and ONR-YIP, the American Academy of Mechanics (AAM) 2002-Junior Award, the Society for Experimental Mechanics (SEM) 2005 HETENYI Award (Best Paper of the Year Award), the Society of Engineering Science (SES) 2007 Junior Medal, and the 2008 LAZAN award from SEM. He is also a member of the European Academy of Sciences and Arts, and Fellow of AAM, ASME and SEM. He currently serves as Editorin-chief of the Journal of Experimental Mechanics, co-editor of the Wiley Book Series in Micro and Nanotechnologies, and Associate Editor of the Journal of Applied Mechanics. From 1998 to 2004, he served as editor of Mechanics, a publication of the American Academy of Mechanics. His current research interests are on biomimetics, size scale plasticity, fracture and electromechanical coupling in 1-D nanostructures, NEMS, in-situ electron, Raman, and atomic probe microscopy testing of nanostructures, and the development of microdevices for massively parallel atomic probe nanofabrication of next generation of electronic circuits and bio-chips. 21