Native Title Anthropologist Grants Program Guidelines (March 2013) Attorney-General’s Department—Native Title Unit Section 1—Purpose of funding Anthropologists are vital to the successful operation of the native title system. Native title claimants rely on experienced anthropologists, usually engaged by their Native Title Representative Body, to provide high quality expert connection evidence to support their application. Government parties also require anthropologists to help assess connection evidence in relation to native title claims to which they are a party. In 2008, the Australian Government conducted a review of funding for the native title system to identify blockages within the system and reallocate funds to target priority areas of need. The review found there is an overall shortage of experienced anthropologists working in native title and there are a number of challenges to attracting and retaining junior anthropologists within the system. As a result of the review, the Attorney-General’s Department introduced the Native Title Anthropologist Grants Program (the Program), which commenced with an open grants round in 2010-11. Funding for the Program is ongoing. The amount of funding (exclusive of GST) available is expected to be $574,000 in 2013-14, $583,000 in 2014-15 and $594,000 in 2015-16. There are no limitations on the amount requested in individual applications. All allocated funding will be reported on the Department’s website at www.ag.gov.au. Section 2—Objective The objective of the Program is to provide support to native title anthropologists working in the native title system. This will be achieved through measures encouraging anthropologists to enter or stay within the system, or assisting those working in native title anthropology through training and professional development. The Program supports the Australian Government’s native title strategy and Closing the Gap agenda with respect to land rights and native title, which has a focus on faster and better claims resolution, improving agreement-making and promoting good governance and sustainability. These Program Guidelines come into effect on March 2013 and replace all previous guidelines for this Program. The Department is seeking value for money and will invest in an efficient, effective and ethical manner in projects or initiatives which best meet the requirements and priorities for funding. Multi-year funding will also be considered. Assessment and management of funding applications and program delivery will focus on: accountability to Government and members of the organisation provision of the best service possible effective use of funds effective prioritisation and management of risk demonstration of elements of good practice, and alignment with the priorities of Government. Section 3—Priority areas and essential criteria The Attorney-General’s Department has identified three priority areas of need based on consultation with stakeholders, including anthropologists currently working in the native title system. These three priorities should contribute to an overall outcome of improving claims resolution rates in the native title system by addressing current constraints or issues regarding native title anthropologists. The Department welcomes applications that target one or more of these areas: 1. Training and development for anthropologists to smooth the transition from study to native title field work. Examples include internships, apprenticeships, mentoring programs, workshops and applied anthropological training (undergraduate and postgraduate level). 2. Professional development and support for anthropologists, particularly mid-career anthropologists, working in the native title sector. Examples include initiatives to develop career pathways, activities to promote cultural change within organisations (particularly relationships between legal officers and anthropologists in Native Title Representative Bodies/Service Providers) and providing mentoring and support for junior anthropologists. This could involve the professional development of anthropologists on a particular claim which involves a range of tasks from field work, mentoring and professional support to connection report writing and developing a report for publication. 3. Stronger linkages between academic and applied anthropological work. Examples include more opportunities for research, publication and teaching for field anthropologists. Each application will be assessed against the three priority areas as well as two essential criteria: a. the proposed activity does not replicate existing programs, and b. the proposed activity demonstrates value for money (i.e. the cost of the proposal is proportionate to the work involved and expected outcomes). As a guide, applications may be more successful if they: achieve broad outcomes across the priority areas of need, or create sustainable outcomes through either: o benefiting the native title system as part of a larger project, perhaps with benefits across States or regions, or o a targeted localised project which directly benefits a small number of anthropologists, or meet more than one of the identified priority areas. However, applications will also be considered if they can have a targeted impact on a particular organisation or group and provide identified support or assistance. There is no weighting attached to individual priority areas. Applicants are not required to address all priority areas to be eligible. Collaboration between organisations, such as academic institutions with Native Title Representative Bodies, is encouraged if more anthropologists in the system would benefit, for example through tailored training or support initiatives that provide sustainable outcomes for the native title system. One organisation must be listed as the primary applicant. Section 4—Allocation of funding Funding options and assessment process It is anticipated that for the 2013-14 funding round, an open competitive grant funding round will be conducted, with applications opening in March 2013. Depending on the outcome of the open competitive grant funding round, and whether there is funding still available, the Department may choose to also provide funding via other sources, as detailed below. a) Open competitive grant funding round All eligible persons and organisations will be able to apply for available funding. The available funding amount will be advised on the Department’s website. Applications will be open for a period of at least three weeks and applicants will be required to submit a formal application for funding. It is preferred if applications are submitted online at the Department’s website www.ag.gov.au, but hard copy applications will also be accepted. Eligible applications will be assessed by a selection panel appointed by the Department, comprising internal and external persons with anthropology, native title and grants expertise who do not have conflicts of interest or perceived conflicts of interest with the applicants or identified personnel named in the applications. Applicants are welcome to propose multi-year projects up to three years in duration. However, applicants should note that funding for future years will be provided annually and ongoing funding will be subject to the approval of progress reports and any other specified reporting requirements. Contingent on the outcomes of these processes, and the funding committed over the 2013-14 financial year and future funding years, a funding round may not be held in 2014-15 or 2015-16. b) Other funding processes Depending on the results of the open competitive grants round and whether there is funding still available, the Department may choose to also or instead provide funding via other methods, including: direct engagement with a single grantee or group of potential grantees based on the specialised requirements of the Program one-off grants (Department identifies individuals or organisations to fund), or other initiatives as determined by the Department. The Department may also allocate funding to support the ongoing development and continued improvement of the Program. Activities considered for funding may include training, reviews, evaluations, publications, domestic conferences, meetings, websites, strategic planning and advisory services. This will be determined by the Department. Eligible applications will be assessed by the Department. Successful and unsuccessful applicants will be notified by telephone and in writing. Ongoing funding for the Program is subject to Government priorities. Section 5—Eligibility In order to be eligible for funding under this program, applicants should ensure they are able to meet the selection criteria outlined in these guidelines. Applications should clearly outline how their project satisfies one or more of the priority areas as well as the overall objective. All individuals or organisations are eligible to apply for funding. Applications for joint or partial funding of a larger project with other contributors will be eligible for funding under this program. Applications will be assessed on their merit against the priority areas and essential criteria as stated in Section 3 and any identified requirements. After an application round, all applications will lapse on 30 June, at the end of that financial year. This means the Department will not keep applications from previous rounds, and applicants will need to apply again for future funding rounds, with the exception of multi-year projects. The application form is available online at www.ag.gov.au. Funding will not be provided for: activities that duplicate existing programs provided by the Commonwealth Government, State and Territory governments, educational institutions and/or non-government organisations activities that already receive significant funding through other Commonwealth Government programs, or retrospective activities. Each application should be able to be considered individually on its merits and not be reliant on the success of other applications or a later funding round. Funding will generally not be considered for the following, unless the budget in the application can demonstrate that costs are directly associated with the proposed project for the funding period: administrative expenses—the ongoing operation or running costs of an organisation. For example, general operation/secretariat/ support expenses, and capital equipment and capital works—such as the purchase of large scale capital equipment or capital works, including the purchase or lease of land and the purchase, construction or maintenance of building and vehicles. Section 6—Performance and monitoring framework Reporting requirements The Department seeks to work in partnership with successful applicants to ensure accountability and transparency. Successful applicants will be required to submit performance reports, financial statements and acquittal documentation. In most cases, financial and performance reporting will be required on a half-yearly or annual basis. The frequency of reporting will be determined as part of the risk assessment of each grant. Acquittal requirements will include providing sufficient information to determine whether the objectives of the projects have been met and if funding has been expended in accordance with the funding agreement. More information is available in the Commonwealth’s short-form funding template on the Department’s website at www.ag.gov.au. Each funding recipient will need to develop baseline data and performance information to show the impact of the project. The level of performance information required may vary according to the project identified. This could include surveys of participants, feedback forms and information obtained at the beginning and end of the project. This will be addressed in the funding agreement. Applicants awarded a grant must enter into a funding agreement with the Department. The funding agreement will set out the terms and conditions relating to the grant, including funding arrangements and project reporting requirements. In relation to each funded activity the Department will assess: how much has been done, including achievement of key milestones how well it has been done, and whether the activity achieved what was expected. Applicants should frame their applications based on these criteria and ensure they provide a clear purpose of the activity, an outline of the services to be delivered, and how they will be measured. Reporting If an organisation is successful in obtaining a grant, the Department is required to publish, on its website, information about the grant no later than seven working days after the relevant funding agreement takes effect (or 14 days working days from 1 June 2013 or as implemented earlier according to the Commonwealth Grant Guidelines). If an organisation has concerns about grant information being published, they should raise these concerns with the Department as part of the application process. If the organisation is successful in obtaining a grant, the Department will discuss these concerns with them. Administration details The Program is administered by the Native Title Unit, Social Inclusion Division of the Commonwealth Attorney-General’s Department. The Unit may be contacted via email at native.title@ag.gov.au. Where the Department has called for applications or approached an organisation to apply for funding, applications should be preferably made online, but can also be submitted by email or by hard copy. Approver of funding The responsible person for approving all grants under the Program is the First Assistant Secretary, Social Inclusion Division. Conflicts of interest Departmental officers involved in the assessment of applications and management of the Program are required to declare whether they have a conflict of interest. Staff are required to abstain from any decision where a conflict of interest is identified. A conflict of interest includes: any personal financial interest, or those of immediate relatives, in the acquisition of funding under the Native Title Anthropologist Grants Program, and any personal bias, obligation, interest or loyalty that affects decision-making in relation to the Program. Privacy Any personal information collected by the Department is protected by the Privacy Act 1988 (Cth). The Department collects personal information to carry out its functions properly and efficiently, and only uses personal information for the purposes for which it was given to the Department and for directly related purposes (unless otherwise required by, or authorised under, law). Taxation The Department does not provide advice on whether or how organisations pay GST. All applicants are advised to seek advice from a qualified professional or the Australian Taxation Office www.ato.gov.au. Social and Community Services (SACS) Equal Remuneration Order In November 2011, the Prime Minister committed the Government to paying the Commonwealth’s share of wage increases awarded as a result of an equal remuneration order (ERO) by Fair Work Australia (FWA) in the Social and Community Services (SACS) equal remuneration case. For further information about SACS please visit the Fair Pay for Social and Community Services Workers page on the Department of Families, Housing, Community Services and Indigenous Affairs website at www.fahcsia.gov.au. Complaints mechanism The Department regards complaints as a way of both assessing and improving our performance. The Department will endeavour, where possible, to ensure that complaints are resolved promptly, fairly, confidentially and satisfactorily and that our procedures are improved as a result. Complaints regarding an application under the Program should first be made in writing to: Assistant Secretary Native Title Unit Attorney-General’s Department 3-5 National Circuit BARTON ACT 2600 If you believe that the matter has not been resolved satisfactorily, you can then direct your complaint to the Attorney-General’s Department complaints handling maiIbox (complaints@ag.gov.au), by contacting the Compliments and Complaints Officer on (02) 6141 2525, or by mail or facsimile: Compliments and Complaints Officer Attorney-General’s Department 3-5 National Circuit BARTON ACT 2600 Fax: (02)6141 4096 All complaints referred to the Department will be fully investigated and the complainant should receive a written response within 28 calendar days. You may also forward any positive feedback about the program. Where a complainant is dissatisfied with the way the complaint has been handled by the Department they can seek further review and investigation by the Commonwealth Ombudsman. The Commonwealth Ombudsman can be contacted on: Phone: 1300 362 072 (toll free) Email: ombudsman@ombudsman.gov.au Website: www.ombudsman.gov.au Section 7—Further information Applicants are welcome to contact the Native Title Unit within the Attorney-General’s Department for further information. Phone: (02) 6141 4730 Email: native.title@ag.gov.au All written communications with the Department should be through this email address. Post: Native Title Unit Attorney-General’s Department 3-5 National Circuit BARTON ACT 2600