CONTINUOUS IMPROVEMENT AND FOCUSED MONITORING PROCESS DIVISION OF EDUCATIONAL IMPROVEMENT AND ASSISTANCE OFFICE OF STUDENT AND SCHOOL PERFORMANCE FOCUSED MONITORING COMPONENT DATE OF ON-SITE MONITORING: FEBRUARY 13-17, 2006 SUMMARY OF FINDINGS LAFAYETTE PARISH SCHOOL SYSTEM DR. JAMES H. EASTON, SUPERINTENDENT SUSAN CHIQUELIN, DIRECTOR OF SPECIAL EDUCATION ON-SITE TEAM LEADER DONNIE FAYE HULL ON-SITE TEAM MEMBERS DJUNA AMBEAU BONNIE BUCKELEW TONI FRIERSON MOLLIE LYNN ALPHONSE NOEL CAROL WELCH OVERVIEW A team of seven monitors conducted an on-site compliance monitoring visit in Lafayette Parish School System on February 13-17, 2006, as a component of the Continuous Improvement and Focused Monitoring Process (CIFMP). Lafayette Parish School System was initially selected in December 2004 for the 2005 calendar year CIFMP state monitoring cycle, under the focused category of on-site monitoring, because of its composite score on the state performance indicator labeled Exit. The composite score is based on the percentage of special education students exiting with positive outcomes and the percentage of special education students exiting with negative outcomes. The monitoring trip was originally planned for September 2005 and was then postponed to February 2006 due to the statewide impact of Hurricanes Katrina and Rita. The focused monitoring component of the state’s CIFMP involves four steps: 1. 2. 3. 4. Develop compliance hypotheses based on available data. Develop investigative methodologies to test the hypotheses. Conduct investigation. Draw conclusions regarding compliance with statutory and regulatory requirements. Current demographic and performance information pertaining to Lafayette Parish School System can be found in the State Special Education Data Profile 2005 publication and the school system’s annual special education performance profile located on the Louisiana Department of Education’s (LDE) website at: http://www.louisianaschools.net/lde/specialp/2115.html. The CIFMP monitoring team uses a variety of monitoring-related investigative strategies, methods and activities prior to and during the on-site visit. Examples of the records reviewed in relation to the Lafayette Parish on-site visit include the following: 100 student records, including random and purposeful reviews of students’ IEPs; 17 individual evaluation reports; report cards; class schedules; local education agency Special Education Policies and Procedures Handbook and forms currently in use; disciplinary records at school sites and central office; records of professional development activities; and complaint logs maintained by the Louisiana Department of Education. Interviews were conducted with 35 school-based personnel, including administrators and teachers in 19 schools, and with five central office personnel. Classroom observations were conducted in five elementary, five middle, four high and five alternative schools. Parental Involvement in Monitoring Lafayette Parish School System and the LDE mailed parent surveys to approximately 20% of exceptional students’ homes prior to the monitoring team’s on-site visit. The results of the 172 returned surveys were compiled with the help of Families Helping Families of Southwest Louisiana (FHFSWLA) Resource Center, and issues of concern to parents were investigated during the on-site visit of Lafayette Parish School System. A parent focus group meeting, held on February 13, 2006, was facilitated by the monitoring team member from the FHFSWLA resource center and was attended by 50 parents. This meeting was only open to parents and monitoring team members. Follow-up telephone interviews were also conducted. Comments 2 from the parent surveys and notes taken during the parent meeting were also considered in the investigative process. Special State-Mandated Monitoring Activities The Louisiana State Legislature mandates that compliance monitoring efforts include collection of information concerning services provided to special education students. The following information collected during the on-site monitoring of the Lafayette Parish School System has been provided for the 2005-2006 Performance Indicator Report: Percent of youth aged 16 and above with an IEP that includes coordinated, measurable, annual IEP goals and transition services that will reasonably enable the student to meet the post-secondary goals: 38% (9 out of 24 records reviewed). Percent of students actually monitored at alternative schools whose records show they are receiving all of the services in their Individual Education Program: 100% (16 out of 16). Special Federally Mandated Monitoring Activities The U.S. Department of Education requires that states, as part of their general supervision responsibilities, monitor the performance of local education agencies in the monitoring priority area of disproportionate representation of racial and ethnic groups in special education and related services, to the extent the representation is the result of inappropriate identification. Louisiana uses a risk ratio for analysis of disproportionality. For the purposes of monitoring, Louisiana’s CIFMP Steering Committee has chosen to use a risk ratio equal to or greater than 1.5 (> 1.5 is considered disproportionate representation) for African-American students identified as having a disability according to the school system’s annual child count. The monitoring team reviewed the LEA’s performance profile and reviewed Lafayette Parish’s risk ratio figures for African-American students identified as having mild mental disabilities, specific learning disabilities, and emotional disturbance. To that end, the monitoring team reviewed recent evaluation records of 17 students completed during the 2005-06 school year who, through individual evaluation, were identified as meeting criteria for eligibility for the following exceptionalities: Mental Disability-Mildly Impaired, Emotional Disturbance, Specific Learning Disability and Other Health Impairment. CONLCUSIONS OF THE ON-SITE MONITORING TEAM In regard to the 2005 Louisiana focused monitoring priority indicator of Exit, one of the areas that the monitoring team investigated was the accessibility of the GED/Skills Options Program to students with disabilities. A review of the enrollment records for GED/Skills Options Program revealed that 97 students with disabilities are currently enrolled in the program, 18 of whom are participating in work experience and 79 are attending vocational classes. A purposeful review of the state department of education record, The Options Program Transcript, revealed that the number of Lafayette Parish students with disabilities who completed the Options programs for the past three years has increased from four during the 2002-03 school year to 29 in the 2004-05 school year. 3 The monitoring team members also looked at IEP records of students 16 years of age and older. The on-site monitoring team found evidence of non-compliance in the area of transition services through review of these students’ IEP records. In addition, the monitoring team’s review of the IEPs of younger students revealed areas of non-compliance in the areas of healthcare plans, behavioral supports, and documentation of progress toward achievement of IEP goals. The team investigated whether the LEA’s discipline policies, procedures and programs could be having a negative effect on Lafayette’s Exit data. The Lafayette Parish Performance Profile for school year 2004-2005 when compared with that of 2003-2004 shows that Lafayette Parish has a reduced percent of students dropping out (29.9% reduced to 25.8%) and slight reductions in its percent of in-school suspensions (16.61% reduced to 16%) and out-of-school suspensions (25.03% reduced to 23.45%). The monitoring team found evidence of non-compliance in the school system’s tracking of discipline data. The school system stated that it is already aware of the problem and is taking measures to achieve accuracy in its discipline tracking system. For the monitoring priority area of disproportionate representation-identification practices, the on-site monitoring team’s review of child identification policies, procedures and practices used by Lafayette Parish led the monitoring team to identify systemic areas of non-compliance in the area of screening, referral and individual evaluation. However, the team did not conclude that the LEA’s current practices are contributing to disproportionate representation of racial or ethnic groups in special education resulting from inappropriate identification. In summary, evidence of systemic non-compliance was found in the following areas: §490. Maintenance of Special Education Student Data (Discipline) §444. IEP Content: -Transition Services (444.M.) -Statements addressing behavior (444.B.1.) -Individualized Healthcare Plans (B.6.) -Documentation of Achievement of IEP Objectives and Goals (444.L.1.-2.) §413./434./435. Screening, Referral and Individual Evaluation The student-specific findings of non-compliance are included at the end of this report. Those pages of the report contain confidential information and should be deleted from the report when copies are made for the general public. 4 Findings of Non-Compliance Lafayette Parish School System Reg. Ref. # 490.A. Description of Finding Maintenance of Special Education Student Data-Discipline The LEA is not maintaining and assuring the accuracy of the required elements for each student record. Supporting Evidence In a purposeful review of the disciplinary tracking system at the central office and the disciplinary removals of students with disabilities at 2 schools revealed the following information: §444.A., B., L., M. Content of IEPs Completed IEPs are lacking the required content. For example, IEP teams are not including on IEPs The 2 tracking systems (central office and school-based) do not match with the total number of school offenses and the number of days of suspension. 18 students at one high school were missing from the central office tracking system; the students were on the Special Education Incident Report at the school. 10 students were missing from the Special Education Incident Report at one middle school, but were on the Incident Report at the school. Data from the Student Discipline Report for 9 of 12 students showed inaccurate information as it relates to the number of days students are suspended from school. Comments The Director of Special Education stated that an audit conducted by the local education agency has already identified this problem. The school system plans to solve the problem by conducting inservices to address discipline procedures and reporting of data to ensure that the tracking system is effective, timely and consistent. In interviews, 2 special education teachers and 1 regular education teacher stated that students are sent home for a “cooling off” period, and this is not counted as a suspension. This was verified by checking the behavioral log of a student. The parent was called to pick the student up on December 16, 2005. The day was not reported on the discipline tracking report as a day of suspension. Transition Services Purposeful review was conducted of 24 transition IEPs. 15 of 24 IEPs all lacked the following information: date of student invitation to the transition meeting; record of invitation of adult agency to the IEP meeting; 5 Findings of Non-Compliance Lafayette Parish School System Reg. Ref. # Description of Finding statements addressing special factors such as health needs and negative student behaviors that impede the student’s learning or that of others; and IEPs lack prescribed statements pertaining to transition services for students 16 years of age or younger where appropriate. Supporting Evidence documentation of steps taken to obtain agency participation in planning transition services; notice to parent indicating that the purpose of the meeting is the consideration of needed transition services; record of funding agency invitation to the IEP. Comments 10 of 24 IEPs had no statement of transition services (including courses of study) that the students will need to achieve desired post-school results. 6 of 24 IEPs did not have evidence that both student and parents were notified, at least one year before the student reaches the age of majority, that all rights will be transferred to the students. 5 of 24 IEPs did not indicate the time and location of the meeting; did not have a record of informing parents that they may invite other individuals to the meeting as appropriate; did not include a statement of needed transition services that is a coordinated set of activities; and did not include a statement of needed transition services that considers community experiences. 4 of 24 IEPs did not contain evidence that parents were provided with prior written notice that graduation with a regular diploma constitutes a change in placement and that the student no longer is entitled to a free appropriate public education. 3 of 24 IEPs did not include a statement that needed transition services had been reviewed at least annually. 1 of 24 IEPs did not include a statement of needed transition services that 6 Findings of Non-Compliance Lafayette Parish School System Reg. Ref. # Description of Finding Supporting Evidence considers related services, and did not include a statement that the student had been informed of his/her rights, at least one year before the student reached the age of majority, that all rights will be transferred to the student. Comments Healthcare Plans 12 of 12 records reviewed for students with medical needs did not have an individualized healthcare plan attached to the IEP. Behavioral Issues 3 of the IEPs reviewed had behavior plans that had not been updated. 2 of the IEPs reviewed had no behavior goal in the instructional plan, although there was evidence that the there were behavior concerns about the students. Record of Achievement of Goals and Objectives/Record of Student Progress §413. 434. 435. Screening, Referral and Individual Evaluation The school system is not following all regulations and applicable state bulletins in the process of identifying and not 10 of the IEPs reviewed had no record that the students had achieved objectives or goals. 17 evaluations were reviewed for students identified with the following disabilities: Mental Disability-Mildly Impaired (MMD)-3 Emotional Disturbance (ED)-3 Specific Learning Disability (SLD)-5 Other Health Impairment (OHI)-6 The school district is commended for providing many opportunities for student assistance prior to referral for an evaluation, for example, SEAS, CAT, counseling through SAFE 7 Findings of Non-Compliance Lafayette Parish School System Reg. Ref. # Description of Finding Supporting Evidence identifying as exceptional each student suspected of The cases reviewed included all school-based evaluations completed thus having a disability. far this school year that resulted in students being identified as exceptional under the disability of emotional disturbance or mild mental disability. 5 elementary schools and 1 middle school were visited. Interviews were conducted with 5 principals, 1 principal-designee, 5 School Building Level Committee (SBLC) chairpersons, and 3 TAT (Teacher Assistance Team) chairpersons. Tracking logs were requested from 3 elementary schools and 2 middle schools. Comments Schools, tutoring, the parenting center, Project Read, Success for All, and FAST FORWARD. The following are recommendations for improvement: -Pupil Appraisal 1508 In review of the 17 evaluation reports completed in the 2005-06 school year, integrated evaluation the following areas of concern were identified: reports should include documentation of The strategies listed at the beginning of the reports frequently are not systematic intervention for an appropriate amount of consistent with the strategies reported within the reports. Most reports contain no documentation of specific intervention data: time in the area(s) of academic or social baseline, specific research-/evidence-based intervention behavior of concern: implemented, frequency/duration of intervention, progress baseline, progress monitoring results, use of more than one appropriate intervention. monitoring, trial of more Interventions conducted prior to referral to the SBLC or during the than one evidence-based SBLC process are reported only in general terms within the report. intervention if needed, and (Example: “The following interventions were implemented and are analysis of results. ongoing: preferential seating, small group instruction, individual tutoring, Project Read instruction, and/or a behavior intervention -In-service should be plan.”) provided on the difference Determination of eligibility for SLD and MMD appears to rely in accommodations, primarily on results of standardized test results. modifications and research-/evidence-based A review of the records of 1 student determined to have emotional 8 Findings of Non-Compliance Lafayette Parish School System Reg. Ref. # Description of Finding Supporting Evidence disturbance revealed the following: Hearing was noted to be at risk and clarification of that issue was not included within the report. 1 report had no documentation that the behavior intervention plan was linked to results of the functional behavior assessment (FBA). The FBA concluded that behavior appeared to be the result of the student’s frustration over his inability to express himself so that others could understand him. The speech and language evaluation supported that finding, stating that the student has difficulty organizing his ideas in a logical and concise manner. 2 reports did not contain rating scales information. 1 report did not contain the results of the FBA. A review of the records of 1 student determined to have Mental DisabilitiesMildly Impaired, revealed that there is no explanation of how medical diagnoses and inattentiveness in the classroom are ruled out as major contributors to the student’s learning difficulties. In a review of the records of 3 pre-school level children, the following was revealed: In the records of 1 child determined to have a mental disabilitymildly impaired, there is no explanation of how lack of educational opportunity and effect of medical conditions were ruled out. In 2 of 3 children’s records reviewed, there is no assessment of the ten life skill areas. In 0 of 3 children’s records reviewed, there was no documentation of systematic intervention on instructional level that determines the student learns significantly below an average rate. Comments interventions. -Consideration should be given to involvement of pupil appraisal staff earlier in the intervention process to ensure implementation and documentation of appropriate research/evidence-based interventions and progress monitoring. -Teacher Assistance Team and SBLC tracking should be analyzed yearly to assess effectiveness of prereferral intervention and identify both effective interventions and areas of need. -Tracking information should include race, type of intervention and documentation of appropriate implementation of the interventions for a 9 Findings of Non-Compliance Lafayette Parish School System Reg. Ref. # Description of Finding Supporting Evidence Comments significant period of time. In 1 report reviewed, the exceptionalities listed on the first page of the report do not match the exceptionalities listed in the summary. In 2 of the reports reviewed of students with specific learning disabilities, there is no signature of the regular education teachers. In 5 reports for students determined to have emotional disturbance or mental disability-mildly impaired, there is no documentation of student observations in different settings. [Note: Observations conducted by pupil appraisal personnel of the student in two different settings are required as part of the identification process for students suspected to have the exceptionality of emotional disturbance.] In 5 of 6 OHI evaluations, the diagnosed condition was Attention Deficit Hyperactivity Disorder (ADHD). Generally, these reports lacked clear documentation that behaviors related to ADHD are the primary cause of the student’s learning difficulties and lacked documentation of specific intervention in the area of concern, such as organizational skills, sustained attention to task, and/or work completion prior to determination of exceptionality. In 1 report, the student was on-task 90% of the time during observation and the teacher reported that the student generally is attentive and completes assignments since beginning to take medication. In 3 reports of students determined to have OHI (ADHD), there is no recommendation for counseling/consultation and for a behavior intervention plan to teach needed organizational, attending, or other needed skills. In 1 of these reports there is no signature of the school nurse. 10 Findings of Non-Compliance Lafayette Parish School System Reg. Ref. # Description of Finding Supporting Evidence There was no evidence of a systematic method for yearly analysis of TAT and SBLC tracking to assess effectiveness of pre-referral interventions and to identify effective interventions and appropriate referrals for evaluations. Comments 11