8 October 2001 AMCP WGC3/WP10 AERONAUTICAL MOBILE COMMUNICATIONS PANEL (AMCP) Working Group C Meeting No. 3 Anchorage, Alaska 15 –19 Oct 2001 ADS-B Candidate Link Developments Since the Issuance of the TLAT Report Presented by the U.S. Member (Prepared by) George Ligler, PMEI Lawrence Bachman, Johns Hopkins Applied Physics Laboratory (The authors acknowledge helpful information provided by Dr. Vincent Orlando, MIT Lincoln Laboratory, on the 1090 MHz Extended Squitter and Dr. Constantine Tamvaclis, EUROCONTROL, on ongoing EUROCONTROL Analysis of VDL Mode 4 ) SUMMARY This paper provides information on further evaluation/development of the three ADS-B link candidates (1090 MHz Extended Squitter, VDL Mode 4, and UAT) since the issuance of the TLAT Report in March 2001. In several cases (particularly for UAT), link design/link equipment assumptions made by the TLAT have been altered by candidate system experts, with concomitant potential changes in projected link performance. Additionally, system experts have further evaluated likely future interference environments in high density air traffic scenarios. For example, for 1090 MHz Extended Squitter, less severe interference environments than those used by the TLAT are being proposed as being more realistic; for UAT, interference environment modeling not performed by the TLAT is being addressed in detail. 8 October 2001 AMCP WGC3/WP10 Introduction The issuance of the Technical Link Assessment Team (TLAT) report in March 2001 should be viewed as an indicative, but not “final”, technical evaluation of the three ADSB link candidates, 1090 MHz Extended Squitter, VDL Mode 4, and UAT. While subject matter experts for all three candidates agreed, within the context of the TLAT charter, to a set of unanimous technical conclusions, the TLAT Report was in part based upon agreed assumptions and at several points indicated further technical investigations that might be undertaken. Furthermore, ADS-B candidate links should not be viewed as “static”—link design changes have been recently made/suggested and should be expected to continue (though hopefully at a reduced rate) in the future. Indeed, at least two of the link candidates have subsequently changed link/link equipment design assumptions used by the TLAT (alternative design assumptions for the third candidate have been suggested by particular system experts for that candidate). Also, as the projection of RF interference environments in future high density air traffic environments such as the Los Angeles Basin and Core Europe is decidedly not an exact science, sensitivity analyses involving those interference environments have been proposed and/or undertaken. Moreover, several analyses which the TLAT did not perform (e.g., the assessment of UAT in a fully loaded RF interference environment) have necessarily been investigated. This paper provides a brief summary of post-TLAT developments/investigations for the ADS-B candidate links. 1090 MHz Extended Squitter Continuing development of the 1090 MHz Extended Squitter is being undertaken by RTCA Special Committee 186, Working Group 3, in conjunction with EUROCAE Working Group 51. A planned revision to RTCA DO-260, the Extended Squitter MOPS has been under development for almost a year and deals with, inter alia, the codification of improved Extended Squitter reception techniques. It has recently been determined that the performance of the Extended Squitter receiver used in TLAT modeling does not represent the optimum performance that can be achieved with an enhanced Extended Squitter processor. Sampled data from Extended Squitter measurements taken in Frankfurt, Germany have been evaluated by Extended Squitter system experts as showing that enhanced processing techniques provide significantly better reception performance in a high ATCRBS fruit environment than the processing techniques implemented in the Extended Squitter receiver used in the TLAT modeling. At present a quantitative estimate of the performance improvement (over the performance estimates developed by the TLAT) that could result from using enhanced reply processing techniques does not exist, but the development of such an estimate is expected in the near future as part of the DO-260 revision process. 8 October 2001 AMCP WGC3/WP10 1090 MHz system experts have also suggested that the fruit rate (interference) environments predicted in the TLAT Report for the 2020 Los Angeles Basin and 2015 Core Europe are unrealistically severe. A paper developed by the SCRSP Working Group B in response to AMCP WG-C’s request for comment on the TLAT Report details the rationale for this suggestion, elements of which involve the effects of ground geography and recently updated projections of likely future SSR Interrogator environments in high density airspace. Again, quantitative estimates of performance improvements that might result from an altered interference environment in future high density air traffic environments are expected to be provided in the near future. VDL Mode 4 Several VDL Mode 4 related investigations have been undertaken in order to supplement the results presented in the TLAT Report. (Responses to AMCP WG-C/2 WP30 are addressed in another paper.) First, in the TLAT Report, the receiver diversity for VDL Mode 4 was handled in an approximate manner, instead of being calculated exactly. This limitation was due to the nature of the simulation used and the limited time available. However, subsequent to the issuance of the TLAT Report, the simulation was modified, and the exact diversity calculation was incorporated, replacing the approximation. The results of this new simulation did indeed indicate a slight improvement over the results reported by the TLAT, but the amount of the change was quite small and would not have materially affected the graphical results depicted in the Report. In addition, none of the TLAT findings for VDL Mode 4 would have been changed in any appreciable way as a result of this improvement in the simulation. Second, analysis was continued on the “honeycomb” channel management scheme proposed as an alternative to the primary VDL Mode 4 channel management plan recommended for evaluation by the TLAT’s VDL Mode 4 subject matter experts. For reasons including non-availability of important information needed to conduct the study until a few days prior to the final meeting of the TLAT, only preliminary analysis of the honeycomb proposal was included in the TLAT Report. Analysis by Johns Hopkins APL continued thereafter, however, using the metrics described in the TLAT Report. This analysis substantiated the preliminary conclusion stated in the Report, namely that the “honeycomb” channel management scheme did not appear to provide better results than the primary VDL Mode 4 channel management plan evaluated by the TLAT. Indeed, the “honeycomb” channel management scheme might well not perform as well as the primary channel management scheme proposed by the TLAT’s VDL Mode 4 subject matter experts. Third, since the publication of the TLAT Report, EUROCONTROL has continued the analysis of the three main candidate links (1090 MHz Extended Squitter, VDL Mode 4, and UAT) focusing on the validation/refinement of the TLAT results and the possible use of multi-link combinations. For VDL Mode 4, additional simulation runs have been made 8 October 2001 AMCP WGC3/WP10 on the Core Europe 2015 scenario. Runs for scaled-down traffic densities corresponding to 2013, 2011, 2009 and 2007 have been done. A number of changes have been incorporated on the VDL Mode 4 model to remove some of the limitations of the original. The results obtained so far indicate that the six VHF channel solution [two global channels, two regional channels, and two local channels] considered by the TLAT would reach saturation around 2013. Additional simulations are also being done assuming a four VHF channel configuration [two global channels, two local channels] starting from the year 2005. The results obtained so far suggest that the system might not be able to support full equipage beyond 2007, but it is not yet clear what would happen under more realistic conditions [partial equipage and use of TIS-B]. The simulation effort continues as the variance of the results remains significant. UAT Subsequent to the issuance of the TLAT report in March, 2001, there have been a number of developments pertinent to the process of estimating the performance of the UAT system in future high density air traffic environments. The three main factors which have affected the TLAT-reported system performance are: Discovery of a “bug” in the receiver performance model used by the TLAT, which penalized performance in a self-interference environment; i.e., the reception of a UAT message under conditions of interference from other UAT transmitters (the vast majority of cases) was degraded by around 9 dB from the actual expected performance. Correcting this error produced significantly improved system performance to that presented in the TLAT Report (mitigating the impact of the inclusion of JTIDS/MIDS and DME interference discussed below). Modifications to the transmit powers used on the various classes of aircraft during the development by RTCA Special Committee 186, Working Group 5, of a UAT MOPS. The TLAT Report used a specific set of transmit power requirements for the various classes of aircraft provided by the TLAT’s UAT subject matter expert. Work on the transmit power requirements for the UAT MOPS involves establishing a reasonable compromise between performance and cost, and the final transmit power requirements have not yet been finalized. A nominal set of transmit powers is being used for analysis. Inclusion of severe interference scenarios from JTIDS/MIDS (Link 16) airborne and DME ground transmissions. The TLAT evaluation of UAT did not, as stated several times in the TLAT Report, include consideration of RF interference from systems other than UAT itself. Given the importance of establishing UAT compatibility with existing systems in its band, the scenarios used for these sources of interference, provided by Link 16 and DME experts, are necessarily harsh. Clearly, the addition of these sources of external interference degrades system performance. As a consequence of this, the UAT waveform has been modified from that assessed by the TLAT to 8 October 2001 AMCP WGC3/WP10 provide greater resistance to these sources of pulsed interference. Additionally, a narrower bandwidth receive filter has been evaluated during the UAT MOPS development. These modifications have been incorporated in the UAT simulation. As part of the UAT MOPS effort, the cases corresponding to the TLAT scenarios have been re-analyzed, corresponding to the inclusion of the three effects mentioned above. In the 2020 Los Angeles Basin scenario, a severe Link 16 environment was included but no DME interference was inserted, as there are no DMEs operating or planned to operate in the United States at either the target UAT operating frequency of 978 MHz or at 979 MHz. Even in the presence of severe Link 16 interference, the UAT system is projected by UAT system experts in the 2020 LA Basin scenario to achieve all air-to-air ADS-B state vector update TLAT requirements, including the support of air-to-air deconfliction at ranges of 150 nmi as proposed by EUROCONTROL. Trajectory Change Point (TCP) update requirements are projected to be met to a range of 150 nmi for two TCPs (as presently required by the RTCA ADS-B MASPS, DO-242). This result is an improvement over that reported by the TLAT for the 2020 LA Basin scenario. Air-toground performance and support of the timely delivery of more than two Trajectory Change Points (EUROCONTROL has indicated a potential requirement for four) are presently being evaluated. The majority of UAT MOPS performance modeling efforts, however, have focused on the Core Europe 2015 scenario. In this scenario, the same severe Link 16 interference environment was used as in the 2020 Los Angeles Basin scenario, and two adjacent channel (979 MHz) DME ground transmitters were included, both within around 30 nautical miles of the victim receiver aircraft. In this combined severe interference environment, the TLAT state vector and TCP (for two TCPs) update requirements are projected by UAT system experts to be met at more than 100 nautical miles, while in the TLAT Report, this distance was reported to be around 70 miles. Additional sensitivity analyses involving DME interference levels and additional TCPs are being conducted. Further efforts in the UAT arena will be undertaken as part of the UAT MOPS effort in order to complete characterization of UAT performance in areas including receiver performance at a number of different altitudes, performance of different receiver implementations, and provision of FIS-B and TIS-B. Recommendation The working group is invited to note the benefits of UAT, and recommend the initiation of ICAO SARPs development for that system.