Fisheries & Environment Division Aquaculture Licensing and Policy Branch A Guide to the Fish Culture Licensing Process This guide provides information on our licensing system and how we deal with applications. Further information is provided on our website at the following address, http://www.dardni.gov.uk/index/fisheries-farming-andfood/marine_fisheries/aquaculture.htm Contents 1. Aquaculture Licences 2. Why have licences? 3. How do I apply for a licence? 4. How does the Department assess a licence application? 5. What happens next? 6. What if there are valid objections? 7. On what grounds can I object to an application? 8. The Department’s Standards 9. Licence Provisions 10. What other legal requirements must I fulfil? 11. Grants 12. Useful Addresses 2 Aquaculture Licences The Department of Agriculture and Rural Development is responsible for licensing all fish farms including marine fish and shellfish farms and land based fish farms using either an enclosed water re-circulation system, a pump ashore system, abstracting water from a bore hole or fish farms on inland waters i.e. fish farms on rivers or lakes. Types of Licences There are 3 types of licences: fish culture licence - compulsory for all fish and shellfish farms; shellfish fishery licence - optional additional licence for marine shellfish farms; marine fish fishery licence- optional additional licence for marine (sea) fin fish farms. It is an offence to operate a fish farm without a fish culture licence or in breach of any conditions attached to a licence and in these circumstances a person would be liable on summary conviction to a maximum fine not exceeding level 4 on the standard scale (currently £2,500). Shellfish Fishery Licence A shellfish fishery licence is an optional licence which gives the licence holder the exclusive right to cultivate a particular species of shellfish within a specified area (and so the exclusive right to take that shellfish from the area) and at the same time gives the licence holder legislative protection of his/her operations. Marine Fish Fishery Licence A marine fish fishery licence is an optional licence which gives the licence holder the exclusive right to cultivate a particular species of fin fish within a specified area (and so to take that fin fish from that area) and at the same time gives the licence holder legislative protection of his/her operations. Any application for a fish culture licence in respect of a marine fish farm (excluding shellfish) will be subject to the provisions of the Environmental Impact Assessment (Fish Farming in Marine Waters) Regulations (Northern Ireland) 1999 where: any part of the proposed development is in a sensitive area; or the proposed development is designed to hold a biomass of 100 tonnes or greater; or the proposed development will extend to 0.1 hectare or more of the surface area. A “sensitive area” is defined as an area designated by order as a National Park or an area of outstanding natural beauty or an area of land declared to be a national nature reserve or 3 an area designated by order as a marine nature reserve or a nature reserve provided by a district council or an area of special scientific interest, that is to say, an area of land declared to be an area of special scientific interest under the provisions of the Nature Conservation and Amenity Lands (Northern Ireland) Order 1985; a wildlife refuge, that is to say, an area specified in an order made under Article 16 of the Wildlife (Northern Ireland) Order 1985; a scheduled monument within the meaning of the Historic Monuments and Archaeological Objects (Northern Ireland) Order 1995; a European site within the meaning of regulation 9 of the Conservation (Natural Habitats, etc) Regulations (Northern Ireland) 1995; Ramsar sites listed under the Convention on Wetlands of International Importance, especially as Waterfowl Habitat; a property appearing on the World Heritage list kept under Article 11(2) f the 1972 UNESCO Convention for the protection of World Cultural and Natural Heritage. The cost of preparing an environmental statement shall be borne by the applicant. Prior to submitting a licence application, you are therefore advised to seek the views of the Department on whether an environmental statement is required in respect of the proposed development. 1. Why have licences? Licences: 2. provide a demonstrably open, participative and effective system of control within the aquaculture sector provide a basis for those outside and inside the industry to query new operations and facilitate effective response to queries; guarantee transparently good standards of practice in relation to husbandry, hygiene, fish welfare, disease control and environmental impact; and facilitate expansion and development. How do I apply for a licence? You must apply on the appropriate form:1. 2. 3. 4. 5. FF1 - for a freshwater inland based fish farm; FF2 - for a marine shellfish farm (and a shellfish fishery licence); FF3 - for a marine fin fish farm (and a marine fish fishery licence); FF4 – for a fin fish enclosed water re-circulation system; FF5 – for a shellfish enclosed water re-circulation system. Before completing the application form you may wish to consult with either the Department’s Fisheries Inspectorate staff or Aquaculture Development Officers from the Aquaculture Initiative (EEIG) who will be able to assist you in completing the form and provide you with information on technical aspects of your proposal and the availability of grants. In the case of marine fish farms, the Department will also be able to advise you on site availability. 4 You must submit all relevant supporting documentation with the licence application, for example proof of site ownership or lease (land based sites only); a chart or map defining the exact location of the proposed fish farm; an application for an Aquatic Production Business authorisation under the Aquatic Animal Health Regulations (Northern Ireland) 2009; planning permission from DOE Planning Service (land based sites only); written confirmation from the Maritime and Coastguard Agency that the proposed development will not create a navigational hazard (marine sites only); consent in principle to the grant of a seabed lease from the Crown Estate Commissioners or other owner of the seabed (marine sites only); an environmental impact assessment under the Environmental Impact Assessment (Fish Farming in Marine Waters Regulations (Northern Ireland) 2007 (marine fin fish farms only). a Marine Licence from DOE Marine Division in the case of a marine fin fish farm a water discharge consent and abstraction licence from NIEA Water Management Unit; a business plan in support of the proposed development Please send the completed application form together with all the relevant supporting documentation to: The Department of Agriculture and Rural Development Fisheries and Environment Division Donard Room Downshire Civic Centre Downshire Estate Ardglass Road DOWNPATRICK Co Down BT30 6GQ Please note that an application will not be considered complete and cannot be processed until it is accompanied by all the relevant supporting documentation. 3. How does the Department assess a licence application? The Department’s initial assessment of an application will cover the following areas: Is the Department minded to grant a licence? Under the provisions of the Fisheries Act (Northern Ireland) 1966, as amended, the Department must first of all consider an application and decide whether or not it is minded to grant a licence. In reaching its decision the Department will take a number of factors into consideration including the type and scale of the proposed development, its location, the potential impact of the proposed development on 5 fisheries and the environment and the applicant’s business plan. The list is not exhaustive and there may be other factors that the Department will need to consider. Effects on Fisheries Will the proposal impact on existing fisheries e.g. competing species? Will the proposed development impact on an existing public fishery? Are there other users of the site and will these interests be affected? Are the species to be farmed appropriate to the area to be farmed? Environmental Effects Will the proposed development have any adverse environmental impacts? Is the area within a Natura 2000 site i.e. a site designated as a Special Area of Conservation (SAC) or a Special Protection Area (SPA)? o o o o If not, is it likely to have a significant effect? If so, will it adversely affect the integrity of the site? If so, are there more compatible alternatives? If not, are there overriding imperative reasons of public interest as to why the proposal should proceed? As the competent authority with regards to the granting of fish culture licences, the Department has a duty under the Environment (Northern Ireland) Order 2002 and the Conservation (Natural Habitats, etc.) Regulations (Northern Ireland) 1995, as amended, to consider potential environmental impacts of fish farm developments. Licence applications will therefore be subject to appropriate assessment in accordance with the European Commission’s methodological guidance on the provisions of Article 6(3) and (4) of the Habitats Directive 92/43/EEC. In the case of marine shellfish farms, the Department has commissioned Fisheries and Aquatic Ecosystems Branch of the Agri-Food and Biosciences Institute to undertake this work. 4. What happens next? If, having considered the potential environmental impacts of the proposed development, the Department is minded to grant the licence, it is required to publish, at the applicant’s expense, notice of the application in at least 2 newspapers in order to give local interests and the public an opportunity to express their views on the proposals. The Department will also consult formally with known interested organisations. If the application includes a shellfish fishery licence or a marine fish fishery licence, the Department is also required to publish, at the applicant’s expense, notice of the application in the Belfast Gazette. The Department will allow a period of at least one-month for receipt of written objections. After this period if no objections are received or if the objections received are deemed vexatious, frivolous or insubstantial the Department will make a final decision. In considering an application the Department may take into account whether the proposals are practicable, viable, and in design and location would not 6 have a detrimental effect on other legitimate interests in the area, including fishery interests. Where a public inquiry has not been held and the Department of Agriculture and Rural Development decides not to grant the licence or decides to grant it subject to conditions, the applicant will be notified accordingly and of the reasons and will have 28 days from the date of the notification to appeal against the decision to the Water Appeals Commission for Northern Ireland. 5. What if there are valid objections? As a first step in the process to resolve genuine objections the applicant will be invited to comment on the issues raised and asked to take part in dialogue between the applicant and objector. Dialogue may delay the process but experience indicates that compromise is often reached and objectors can be satisfied by the insertion of an appropriate, mutually acceptable condition in the fish culture licence to address their concerns, and so avoiding a lengthy public inquiry. It is important that the applicant accepts this stage in the process and is prepared to deal promptly with objections or meet objectors and agree to compromise. While the statutory minimum one-month period should provide sufficient time for the majority of interested parties to lodge comments or objections, others such as District Councils and environmental NGOs may only meet periodically and accordingly may require additional time to respond, depending on the date on which the organisation meets. An appropriate extension to the deadline for response will be given to those bodies. If any objections to the application are received which, in the Department’s opinion, are not vexatious, frivolous or insubstantial and which cannot be resolved through compromise, the Department shall refer the matter to the Water Appeals Commission for Northern Ireland for the purpose of holding a local public inquiry to consider those objections. 6. On what grounds can I object to an application? If you are an objector, you should: Give specific reasons; Show how you or an organisation or interest which you officially represent would be adversely effected; If objecting on behalf of a voluntary body, make sure your grounds of objection fall within the terms of reference of the body; If objecting on behalf of a statutory body or representative organisation, object on grounds, which are within your remit. You should familiarise yourself with the proposal and its impact, as objections, which are based on a perception or misconception, will not be upheld. Questions will not be treated as objections. Objections should focus on the impact of the proposal, not on issues relating to its feasibility or potential viability (which are matters solely for the applicant). 7 The Department will consider carefully all objections made in respect of any application. Where an objection provides genuine grounds for concern, and where such objection cannot be satisfactorily resolved through dialogue between the applicant and the objector, the Department shall cause a public inquiry to be held by the Water Appeals Commission. The Department will dismiss objections that are regarded as vexatious, frivolous or insubstantial. The above advice is not comprehensive or exhaustive. 7. The Department’s Standards The Department’s initial assessment will be completed and, if appropriate, adverts will be placed and relevant interests circulated following receipt of a fully completed application. The process may be delayed however where an application is subject to assessment in accordance with the methodological guidance on the provisions of Article 6(3) and (4) of the Habitats Directive 92/43/EEC to determine whether the proposed development will damage any of the designated conservation features. The statutory minimum of one month will be given for submission of written objections. This will only be extended in exceptional circumstances. The Department will assess any objections received and, if appropriate, any fish culture licence conditions deemed appropriate will be drafted. If considered appropriate a meeting between objectors and the applicant will be arranged to discuss compromises. The Department will seek to resolve objections to the grant of a licence with the relevant parties as soon as is reasonably practical. 8. Licence Provisions A fish culture licence authorises a person to operate a fish farm at a specified place and to carry out specified operations in relation to the culture of fish. The licence may contain any conditions that are considered necessary including the times and seasons at, and the manner, in which fish may be caught. A licence may be amended at any time either on the application of the licence holder or by the Department on its own initiative. In the latter situation, written notification must be given of the Department’s intentions and the licence holder, if he/she objects to the proposed amendment, can appeal to the Water Appeals Commission within twenty-eight days from the date the notification is given. Where the licence holder applies for an amendment to the fish culture licence, he/she should consult with other relevant statutory bodies to ascertain whether consequential amendments are required to other consents granted in respect of the fish farm. Any significant changes proposed to the fish culture licence may trigger the publicity/public inquiry procedures explained in the preceding paragraphs. A fish culture licence may be suspended or revoked for non-compliance with its terms and conditions in accordance with the provisions in Schedule 1 to the 8 Fisheries Act (Northern Ireland) 1966, as amended which provides for appeals by the licence holder to the County Court. 9. What other legal requirements do I have to satisfy? Authorisation as an Aquaculture Production Business (APB) Under the Aquatic Animal Health Regulations (Northern Ireland) 2009, an operational fish farm must be authorised by the Department as an Aquaculture Production Businesses (APB). It is also a requirement under the provisions of the Fisheries Act (Northern Ireland) 1966 that where the authorisation of the Department is required under the Aquatic Animal Health Regulations, a fish culture licence shall not be issued in respect of that operation unless such authorisation is granted. Applications for a fish culture licence and an APB authorisation will be processed concurrently by the Department. Consent to discharge effluent If the proposed fish farm development involves the discharge of effluent into a waterway, including a river, lake, estuary or the sea or underground strata, you will need to apply for and obtain a discharge consent from NIEA Water Management Unit under the Water (Northern Ireland) Order 1999. Licence to abstract water If the proposed fish farm development involves the abstraction and/or the impoundment of water, you will need to apply for and obtain an abstraction licence or authorisation from NIEA Water Management Unit under the Water Abstraction and Impoundment (Licensing) Regulations (Northern Ireland) 2006. Planning Permission In the case of a land based fish farm development, you are advised to contact your Regional Planning Office, DOE Planning Service and check if any aspect of your proposal requires planning permission. Maritime and Coastguard Agency consent If the area of the proposed fish farm forms part of the foreshore or the bed of the sea or an estuary, your proposals may have navigational implications. You should obtain written confirmation from the Maritime and Coastguard Agency that the proposed development will not create a navigational hazard. 9 Environmental Impact Assessment As indicated above, any application for a fish culture licence in respect of a marine fin fish farm development will be subject to the provisions of the Environmental Impact Assessment (Fish Farming in Marine Waters) Regulations (Northern Ireland) 1999 where any part of the proposed development: is in a sensitive area is designed to hold in biomass of 100 tonnes or greater will extend to 0.1 hectare or more of the surface area Prior to submitting a licence application, you are advised to seek the views of the Department on whether an environmental impact assessment is required in respect of the proposed development. Crown Estate Lease The Crown Estate Commissioners exercise the proprietorial rights of the Crown over most, but not all, of the coastal foreshore and the seabed. If the area of the proposed fish farm forms part of The Crown Estate, or is subject to rights exercisable by The Crown, you will require a lease, or a consent in principle that they will be willing to lease a site to you. Advice should be sought from McConnell Chartered Surveyors and Property Consultants who are the agents for the Crown Estate in Northern Ireland. Owners or Occupiers Consent If the area of your proposed fish farm forms part of the foreshore or part of the bed of sea or an estuary owned or lawfully occupied by a person other than the Crown you should obtain the consent of the owner or occupier. Several Fishery Rights If the area of the proposed fish farm is within the limits of a several fishery i.e. a fishery where a person or persons already have legal and exclusive rights to take fish, you should obtain the consent of the owner or occupier of the fishery. 10. Grants Grants for aquaculture projects may are available under The European Fisheries Fund. Further details can be obtained by contacting the Fisheries Grants Section at the following addressDepartment of Agriculture and Rural Development Fisheries and Environment Division Fisheries Grants Section Ground Floor Block 1 10 Downshire Civic Centre Downshire Estate Ardglass Road Downpatrick BT30 6GQ Telephone: 028 4461 8093 E-mail: eff@dardni.gov.uk You can also access the Fisheries Grants Website via the following linkwww.dardni.gov.uk/eff 11. Useful Addresses Cross Border Aquaculture Initiative (EEIG) Office 3, Second Floor Block 2, Quayside Business Park Mill Street DUNDALK Co Louth Telephone: 00 353 42 932 6023 Email: info@aquacultureinitiative.eu or 12b Innovation House Down Business Park 46 Belfast Road DOWNPATRICK Co Down BT30 9UP Telephone: 028 4461 9660 Email: info@aquacultureinitiative.eu DARD Fisheries Inspectorate Downshire Civic Centre Downshire Estate Ardglass Road DOWNPATRICK Co Down BT30 6GQ Telephone 028 4461 8089 E-mail fish.health@dardni.gov.uk Maritime and Coastguard Agency Marine Office Bregenz House Quay Street BANGOR Co Down BT20 5ED Telephone: 028 9147 5310 11 Email: david.carlisle@mcga.gov.uk McConnell Chartered Surveyors Agents of the Crown Estate, 6th Floor, Montgomery House 29-31 Montgomery Street BELFAST BT1 4AX Telephone: 028 9020 5900 Email: info@mcconnellproperty.com Northern Ireland Environment Agency Water Management Unit 17 Antrim Road LISBURN BT28 3AL Telephone: 028 9263 3472 Email: AIL@doeni.gov.uk Water Appeals Commission for Northern Ireland Park House 87/91 Great Victoria Street BELFAST BT2 7AG Telephone: 028 9024 4710 Fax: 028 9031 2536 Email: info@pacni.gov.uk 12