The University Press of Kentucky Information for Authors Revised October 2007 To Our Authors: We at the University Press of Kentucky look forward to working with you throughout the publication process and afterward as your book goes forth to meet the world. The following pages outline the steps your manuscript will pass through as it is gradually transformed into a published book. They indicate as well what you can expect of Press staff members and what part we will ask you to play in the process. Your attention to our suggestions and requests will make the publication process a smoother and happier one for all concerned. If you have questions about our procedures now or at any time during the publication process, we will be happy to answer them. You should address your questions to your acquisitions editor until such time as your final manuscript is submitted to the Press. Your acquisitions editor will turn your manuscript over to the editing, design, and production department, and it will be assigned to an editing supervisor who will be your primary contact until books are completed. After publication, you will work with the marketing department on sales, promotion, and awards. The success of your book and your satisfaction with the final product are our principal goals. Contents About the Press The Staff of the University Press of Kentucky Preparation of the Final Manuscript Formatting the Files Style of Elements in the Text Submitting the Final Files and Printout Supplying Art General Comments Continuous Tone Photographs Line Art Color Images The Elements of a Manuscript Order of Front Matter Elements Part Openers Chapter Titles and Subtitles Epigraphs Subheads Quotations Notes Bibliography Illustrations Maps Graphs Tables Order of Back Matter Elements Multi-Author Volumes Permissions Public Domain Instructions for Obtaining Permission Turning a Manuscript into a Book Manuscript Editing Checking the Copyedited Manuscript Design and Typesetting Proofreading Index Compilation Printing and Binding The Publication Schedule The Marketing Process Sample Request for Permission to Reprint Text Sample Request for Permission to Use Artwork About the Press The University Press of Kentucky is the book publisher for thirteen colleges and universities within the Commonwealth of Kentucky: Bellarmine University, Berea College, Centre College of Kentucky, Eastern Kentucky University, Georgetown College, Kentucky State University, Morehead State University, Murray State University, Northern Kentucky University, Transylvania University, the University of Kentucky, the University of Louisville, and Western Kentucky University. The Filson Historical Society and the Kentucky Historical Society are associate members of the consortium. Organized in 1969 as the successor to the University of Kentucky Press, which was established in 1943, the University Press of Kentucky functions in much the same way as any other publishing house, although, unlike commercial publishers, it operates on a nonprofit basis and its publishing program emphasizes scholarly and regional books. The administrative, acquisitions, editing, production, and marketing offices of the Press are located adjacent to the campus of the University of Kentucky in Lexington, but its publishing and procedural policies are determined by a statewide Editorial Board made up of representatives from each of the member institutions. The Editorial Board reviews the policies and procedures of the Press and makes appropriate policy recommendations to the President of the University of Kentucky through the Secretary, gives its considered attention to the publishing programs of the Press, and votes on all manuscripts recommended to it for publication by the director of the Press. No work can be accepted for publication by the University Press of Kentucky without first having been approved by the Editorial Board. The central office of the Press is supervised by the director of the Press, who is accountable to the administrative officers of the University Press of Kentucky. The functions of the Press are divided into four broad categories: acquisition of manuscripts; taking manuscripts through the editing, design, and production process to completion of bound books; and promotion and marketing of books. The business department manages the Press’s financial affairs and serves as liaison with our order fulfillment department. The editor-in-chief and her staff are mainly concerned with recruiting and evaluating manuscripts, developing new publishing series, and—together with the director—maintaining relationships with the members of the Consortium. They also work with authors in effecting necessary and desirable substantive revisions of their work. The director of editing, design, and production and her staff are responsible for the copyediting and proofreading in accordance with the highest scholarly standards, and for coordinating all aspects of design, production, and manufacturing, from manuscript to printed book. Once published, all books become the concern of the marketing director and her staff, whose responsibility is to bring the book to the attention of reviewers, booksellers, libraries, and wholesalers. The Staff of the University Press of Kentucky Director’s Office Stephen Wrinn, Director Candace Chaney, Assistant to the Director Acquisitions Laura E. Sutton, Acquisitions Editor Anne Dean Watkins, Assistant Acquisitions Editor Ann M. Malcolm, Acquisitions Assistant Marketing Leila Salisbury, Marketing Director Siobhan Byrns, Electronic Marketing and Special Projects John P. Hussey, Sales Manager Mack McCormick, Publicity Manager Allison Webster, Advertising, Direct Mail, and Website Manager Finance and Administration Craig Wilkie, Assistant Director and Business Manager Tim Elam, Database Administrator and Technology Support Editing, Design, and Production Melinda Wirkus, Director of Editing, Design, and Production David Cobb, Editing Supervisor Ila McEntire, Editing Supervisor Richard Farkas, Production Manager Pat Gonzales, Assistant Production Manager Order Fulfillment Teresa Wells Collins, Order Fulfillment Manager Scot Skidmore, Credit Manager Robert Brandon, Customer Service Representative Preparation of the Final Manuscript The following information will guide you in preparing your final manuscript for submission. By addressing these matters in advance, you can facilitate the editing and production process and help assure the success of your book. When submitting the final version of your manuscript to your acquisitions editor, be sure to include electronic files, a printout, and a completed AManuscript Submission Information” form. The electronic files you provide will be used for copyediting and typesetting. If the files are prepared correctly, this process will produce more accurate proofs, a shorter schedule, and ultimately a better book. Formatting the Files We prefer to use disks produced with Microsoft Word or WordPerfect on a PC platform. If the manuscript is prepared on a Macintosh computer, save the files in Rich Text Format (.rtf). If another word-processing system is used, please supply a preliminary file well in advance of the finished manuscript to confirm that we can work with your system. If we are to make use of your files, they must meet our requirements listed below. If we find, upon initial examination, an excessive number of problems with your files, we may ask that you correct them before we proceed with copyediting and production. Use the same hardware and software program to prepare your entire manuscript (with the possible exception of charts and graphs), and be sure to let us know the platform and program in which the files were produced. Never give us the entire manuscript in one file. Divide it into files containing logical units, usually chapters. Give each file a name that will help us identify its content and the order in which it should appear: chap01, chap02, part01, part02, append, notes, biblio, etc. Put front matter (title page, dedication, table of contents, lists of illustrations, preface, etc.) in a file titled “front”; put back matter (appendixes, list of contributors, bibliography) in separate files. At this stage, notes should remain embedded in the text unless you are using a wordprocessing program other than WordPerfect or Microsoft Word. Use an easily readable font, preferably 12-point, throughout the entire manuscript. Keep excerpts, tables, bibliography, and all other elements of the manuscript in the same font size as the text. A standard manuscript page, whether it consists of text or notes, should contain from 1,800 to not more than 2,000 characters, including word spaces and punctuation. Turn off your computer’s automatic hyphenation, right-justification, Smart Quotes, and widow/orphan protection features. Use hyphens only in hyphenated words. Use left justification only; leave the right-hand margin ragged. Do not use right-hand or full justification anywhere in the manuscript. Do not center text or use tabs or spaces to create a centered effect. Keep formatting to a minimum, and strip out all extraneous codes, such as centering, bold, font changes, footers, and headers. Do not use boldface type anywhere in the manuscript other than subheads. Either italic or underlining may be used for emphasis or for titles in the notes; use one or the other consistently. Use a tab, not spaces, to indent the beginning of a paragraph. Double-space all elements of the manuscript without exception: epigraphs, text, block quotations, footnotes, and bibliography. Avoid using extra line spaces in the text, except above and below a subhead or to indicate a space break between paragraphs. It is not necessary to consistently triple-space between paragraphs in the text or between notes and bibliographic entries. Place a hard return only at the end of a paragraph or at the end of a line of verse. Use your software program’s pagination feature to run page numbers consecutively throughout the manuscript (1–999) rather than by chapter (1-1, 1-2, etc.). Do not use running heads. Use ordinary keyboard characters whenever possible. Use 1-inch margins on all sides. Do not change margin settings within a file. Style of Elements in the Text The appearance of the hard copy is not important. Do not attempt to “design” your manuscript; make it as simple and uncluttered as possible. When your disks are converted for copyediting, elaborate formatting may cause problems. Part and Chapter Openers Type the part number and part title on a separate page. You may give the part opener a file name of its own or place it at the beginning of the first chapter in the section. Use caps and lowercase, not all caps, for part and chapter titles and subtitles, and do not use boldface or italics. Place chapter titles at the top of the document, and leave several lines of space from the end of the title to the beginning of the text. Chapter titles should not carry a note number. Chapter opening epigraphs can create problems with the interior design. If one chapter begins with an epigraph, all chapters should have one. The epigraph credit follows the epigraph and consists of the name of the author and sometimes the work from which the quotation is taken. No other information is needed; do not use a superscript numeral with the epigraph credit to indicate the presence of additional source data. Subheads Use no more than two levels of subheads. You may distinguish the two levels from one another typographically by using all caps with boldface type for main subheads, and caps and lowercase with boldface type to indicate sub-subheads. Another option is to code the subheads <a> and <b> in the electronic document. Add not more than one line space above and below each subhead, regardless of its level. Poetry and Prose Excerpts Run-in. Brief quotations (fewer than one hundred words of prose; fewer than four lines of poetry) should run in with the text rather than be set off as block quotations or extracts. Use the normal keyboard key for single or double quotation marks. Do not make a distinction between opening and closing quotation marks; the typesetting program will do that automatically. Set-off prose extract. To format, use an indent command at the beginning of each paragraph; do not use the tab key at the beginning of subsequent lines in the same paragraph. Do not use hard returns at the ends of lines, only at the ends of paragraphs. -- Use a tab at the beginning of the extract if the first line should be indented. -- Indicate with a tab when text following an extract should begin a new paragraph. Set-off poetry extract. Place a tab at the beginning and a hard return at the end of each line. Long lines that the poet has not broken should be allowed to break naturally by use of the word processor’s wrap feature. If a poem has complex formatting requirements, include a photocopy of the original indicating how the lines should be set. Be sure to indicate stanza breaks with the code <#> on a line by itself. Otherwise, if a poetry extract spans more than one page, the stanza breaks automatically become unclear. Special Characters and Foreign Words or Phrases If you are unable to use your word-processing program to insert special characters and diacritics into your manuscript, flag them on the printout of the manuscript and list on the “Manuscript Submission Information” form. Use either italics or underline (one or the other, consistently) for foreign words and phrases that have not been fully adopted into English (check the dictionary). Notes and References Notes should be incorporated into the text document using your word processing program’s footnote/endnote function. In the printed book, they will appear in a separate notes section following the text. Use superscripts, not parentheses or brackets, for note numbers in the text. Number the notes from “1” for each chapter, not consecutively throughout the text. Use caps and lowercase, not all caps, for the names of authors or the titles of works. If your notes are unembedded prior to submission to the Press, put them together in a single file separate from the text, grouped by chapter, doublespaced throughout (do not triple-space between note entries). Start note numbers with 1 for each chapter. Place any unnumbered notes (e.g., acknowledgments or a source note) for a chapter before note number 1. Use a regular arabic number on the line (not superscript) followed by a period for each note. Footnotes will not be printed as such; all notes will appear at the end of a singleauthor book, or at the end of each chapter if there are different chapter authors, as in a collection of essays. Notes for tables, figures, or charts are numbered separately from those in the text. Submitting the Final Files and Printout The hard copy of your manuscript should be complete, double-spaced throughout (including epigraphs, tables, notes, bibliography, and block quotations), and printed on one side only of standard 8½" x 11" paper. Make sure photocopies are dark and clear. The final manuscript should include everything you want to see in print. Electronic files and hard copies must be exact duplicates: nothing should be on the disk that does not also appear in the hard copy. Do not make handwritten changes on the manuscript; the only exception is special characters that the word-processing program cannot reproduce. Do not use correction fluid or tape on the hard copy. If you find it necessary to make additional changes after submitting the final manuscript to the Press, we ask that you hold them until you receive the copyedited manuscript for review. If significant changes are required that involve more than adding or replacing more than a word or two in various locations of the manuscript, please discuss them with your acquisitions editor. Do not make changes to the electronic files and send us an updated version; doing so will delay, not facilitate, the publication process. Always keep for your own records a duplicate copy of your electronic files and hard copy, including any artwork being used in the book. Supplying Art General Comments When submitting artwork, separate all illustrations from text, even if they are to be run throughout the book. Group photos, maps, graphs, and other categories separately from each other. Submit photographic prints, transparencies, and original art in protective sleeves or with sheets of paper between them. Do not provide different versions of the same figure. Prints of negatives or slides must be made prior to submission to the Press. All art needs to be labeled and numbered in sequence as it is will appear in the book. Figures may be numbered consecutively throughout the book, or they may carry double numbers; e.g., fig. 1.1, fig. 1.2 (chapter number and figure number). If supplying digital artwork, label the files in such a way that we can easily identify the images and their placement in the text (e.g., in a contributed volume, Smith ch 1_1; Smith ch 2_1). All images should be accompanied by two sets of photocopies or laser printouts, labeled to match the numbering of the original art or file name. While we take every precaution to protect artwork submitted with your project, we recommend strongly that you retain a copy of all illustrations in the unlikely event of damage or loss. For print reproduction purposes, illustrations are categorized as either continuous tone (e.g., original glossy photographs) or line (with no shades of gray). Continuous Tone Photographs Photographs will be reproduced in black and white unless you have made special arrangements with your acquisitions editor. Color prints may not reproduce well in black and white, and photos taken from previously printed sources may reproduce poorly. Occasionally a very clean, professionally made photocopy of an image can be used, but it is always better to submit glossy photographic prints. We prefer black and white glossy prints with good contrast, either 5” x 7” or 8” x 10” with a border. Never write on or otherwise mark either the front or the back of a photograph. Number each photograph by writing or typing the number on a label or sticky note and placing it on the back of the photo. Stacking photographs front to back without paper between them can result in the printing from the back of one photo transferring to the front of another, or the photos may stick to each other. Supply scans of original continuous tone art at an image size of at least 5” x 7”, scanned at a minimum of 300 dpi, and no larger than 400 dpi, and saved as TIFF format. Avoid submitting art from the Internet; the quality and resolution (72 dpi) are too low for our requirements. Avoid scanning previously printed halftones (e.g., from newspapers, magazines, or books) unless they are “descreened” prior to submission to the Press. Line Art Line art means drawings, cartoons, and etchings, rendered in black and white with no continuous gray areas of coverage. Handle original line art in the same manner as photographs; do not write directly on the face or back of the images. Supply digital line art at an image size of at least 5” x 7”, scanned at a minimum of 600 dpi and preferably 1200 dpi, and saved as TIFF (or EPS for Macintosh format). Prepare computer-generated images using a vector-based illustration software, such as Adobe Illustrator or Macromedia Freehand. Do not use a word processing or spreadsheet program. Prepare the size of line drawings as close as possible to the final size they will be in the book. For a standard monograph, 5” x 7” is the preferred image area. For optimal legibility, use only a few type styles and sizes in an illustration. Select a typeface for its clarity at a small size (e.g., a sans-serif face such as Helvetica or Univers). Typographic labels should be no smaller than 6 pt after any scaling that may be required to fit the illustration on the book page. Variation of line weights within the figure also should be limited. All lines in the figure must be at least .25 in weight at the final size necessary to fit in the book. “Hairline” rule widths are not advised as a line width option. Color Images Submission of preliminary samples is essential for color illustrations. Please contact your acquisitions editor before you begin to prepare the four-color illustrations in your book. The Elements of a Manuscript Order of Front Matter Elements Please provide the following front matter in the order shown: A title page showing your preferred title (plus a subtitle if you wish) and your name as you wish it to appear in the book. Copyright page (unless specified otherwise, copyright will be in the name of UPK). Dedication page (optional). Epigraph page (optional). Table of contents (with the heading “Contents”) that matches the part openers, chapter titles and subtitles in the text. Do not list subheads used within chapters. List of illustrations and maps (if any), with titles exactly as they appear on the individual items. List of tables if there is a significant quantity in the manuscript, with titles exactly as they appear on the individual items. Foreword (a statement written about your book by another person, usually a recognized authority in the subject area) is usually arranged by the Press. (Most books do not require a foreword, but if you have suggestions for one for your book, please discuss them with your acquisitions editor.) A series foreword or editor’s preface might also be placed here. Preface (which includes such matters as your reasons for undertaking the work and your methods of research) should never include matter essential to the understanding of the book; such information should be provided in an introduction or in the first chapter. The acknowledgments, unless very brief, in which case it may run in with the end of the preface, separated by a line of space. The acknowledgments section should include statements of permission for use of copyrighted materials. If the acknowledgments consist mainly of a list of sources (as in an anthology), it may occur instead at the end of the volume. Introduction, depending on length and relevance to the main body of text (see The Chicago Manual of Style, 15th edition, section 1.53). List of abbreviations, if necessary. Part Openers You may choose to group your chapters into larger units called parts. A part should be given a number and title, and it should contain no fewer than two chapters. In the typeset book, the part opener will begin on a new right-hand page, followed by a blank left-hand page before the chapters resume. Chapter Titles and Subtitles Chapter titles should all have the same format, either title only or title and subtitle. They should be grammatically parallel (noun, verb, noun and verb) and preferably should not take the form of a sentence or require quotation marks. The chapter title pages will be more attractive if titles are relatively short. Chapter titles must also be usable (sometimes in shortened form) as running heads. If the chapter title or entire chapter requires documentation (for example, a mention that the chapter appeared originally in a journal), it should be supplied in an unnumbered note preceding the numbered notes for the chapter. Chapter titles or subtitles do not contain note numbers. Epigraphs Epigraphs can set the tone for a chapter, but they must be carefully chosen. Use one only if it helps orient the reader to the subject of the chapter. Never use more than one epigraph per chapter, and keep the one chosen brief; lengthy epigraphs create problems for the designer. Consider whether the particular quotation might not be better placed somewhere within the chapter. If one chapter begins with an epigraph, all chapters should have one. Epigraphs are not enclosed in quotation marks. Generally the author, and sometimes the work from which the quotation is taken, should be identified, following the epigraph. If fuller documentation is needed, it should appear as an unnumbered note at the beginning of the note section of the chapter. Subheads Subheads are used to outline the themes of a chapter and to serve as signposts to the reader. Use no more than two levels of subheads, and distinguish the two levels from one another typographically (all caps and boldface for main subheads, and caps and lowercase and boldface for sub-subheads) or mark them A and B in the margins (or, if desired, <a> and <b> in a computer-generated manuscript). Subheads that are unclear or too numerous could cause an editing supervisor to have to make educated guesses when labeling subheads with typesetting codes; inconsistent formatting invites error on the part of both the author and the editing supervisor. At least one introductory paragraph should appear before the first subhead in a chapter, and a sub-subhead may not immediately follow a subhead. A subhead may not contain two levels within itself (such as “The Eighteenth Century: Family Values”). Quotations Be sure that all quotations accurately represent the original in spelling, capitalization, and punctuation. Brief quotations (fewer than one hundred words of prose; fewer than four lines of poetry) should be incorporated into the text rather than set off as block quotations (extracts). Ellipses are not needed at the beginning or end of quotations, and it is not necessary to indicate with brackets that the initial character of a quotation has been changed from capital to lowercase or vice versa (but we will respect this practice if it is standard in your field). Notes Footnotes will not be printed as such; all notes will appear at the end of the book if the whole text is by one author, or at the end of each chapter if there are different chapter authors (as in a collection of essays). Discursive material in notes should be moved to the text if this can be done without disturbing the narrative flow; the reader may miss important material if placed in a note. When possible, combine notes so that no more than one appears for each paragraph. In books containing a bibliography, a short form of citation throughout the notes (author’s last name, short title of book, volume, page number, etc.) will save a great deal of space with no loss to the reader. Use this form of citation in preference to “op. cit.” or “loc. cit.,” and be sure to use the same short form for each work throughout. In books without a bibliography, or with a selected bibliography, use the full publication information for the first citation (not the first in each chapter), and a short form thereafter. Works cited frequently may be cited parenthetically within the text by author/page number, even if there are endnotes. The author-date system of citation, with a list of “Works Cited” at the end of the book (widely used in the social sciences) may be used in any discipline. A list of abbreviations for frequently cited works, journals, individuals, or institutions, placed at the beginning of the notes section (or the beginning of the text) will help reduce the length of the notes section. Bibliography A bibliography composed of a single list of works, arranged alphabetically by author, makes it far easier for the reader to locate a particular work than one with numerous subdivisions. We will, however, accept sensible divisions, such as those between primary and secondary works. Our standard style is to include place of publication (first location only), publisher’s name (in shortened form), and date of publication, though we will accept other consistently used methods. A list of newspapers the author consulted need not be included. Illustrations Discuss as early as possible with your acquisitions editor approximately how many illustrations may be included in the book. Illustrations should be selected prior to your submitting the final manuscript. Please note, however, that all art must be approved by our production department, so there is the possibility that one or more illustrations you submit will need to be cut or resubmitted. Submit all illustrations with the manuscript, in the format approved by the Press for reproduction. Include two photocopies or laser prints of each illustration so that the originals can be kept at the Press while the duplicates are sent to the freelance copyeditor or designer. Illustrations will be reproduced in black and white unless you have made special arrangements with your acquisitions editor. Color images may not reproduce well in black and white, and photos taken from previously published sources may reproduce poorly. For additional details, refer to the section in this booklet on supplying artwork. Provide a list of captions keyed to the numbers on the illustrations. Keep captions brief, especially when illustrations are to be scattered throughout the text, and include credit lines where appropriate. In the manuscript, indicate a location for each figure with a marginal note unless you have agreed with your editor to gather them into a single section (insert). If the illustrations are to run throughout the text, provide a list of them in the front matter. While we take every precaution to protect artwork submitted with your project, we recommend strongly that you retain a copy of all illustrations in the unlikely event of damage or loss. Maps Maps often need to be drawn specifically for your book. We can recommend capable cartographers and help make arrangements for you, but you will have to be responsible for the cost. If you contract with a cartographer yourself, get specifications from your acquisitions editor before the maps are drawn. In either case, you will have to provide the cartographer with a rough map (which can be photocopied or traced from an existing map) showing the area and features to be included. A typed list of features to be shown and named on the map is also useful. If you wish to reproduce an existing map, such as one from a published source, you must obtain permission from the owner or publisher and cover any fees required. Consult your acquisitions editor before seeking permission; such maps may have to be reduced to fit on a book page and thus may become illegible. Maps should be numbered separately from other types of illustrations, either consecutively through the text or, if numerous, by chapter using double numbers (as for photos; see above). Their placement should be indicated in the margin of the manuscript. Graphs Graphs should be submitted in camera-ready form, such as laser hard copies. Please send samples so your editor can evaluate their reproducibility. If you cannot provide computer-generated graphs, most cartographers can produce them in a variety of formats. You will need to provide the base information. As with maps, we can assist you in making arrangements, but you will be responsible for the cost. Graphs should be grouped separately from other illustrative materials and be either numbered consecutively throughout the text or with double numbers by chapter (as for photos; see above). Tables Tables should be double-spaced and placed on pages separate from the text. Number them in sequence throughout the book, or with double numbers by chapter. Place a marginal note in the text showing where each table should appear or <table # near here> in the computer file. Because of paging considerations, in the text you should always refer to tables by number (“table 4.2”), not by location (“the following table”). Order of Back Matter Elements Please provide the following back matter elements in the order shown: Appendixes, either running in or each beginning on a new page, depending on length and format. Glossary. Bibliography or list of references. List of credits, if too long to include with acknowledgments or fit on copyright page. About the Author. Multi-Author Volumes Works made up of essays by several authors present special challenges during the publication process. Differing styles must be reconciled, and communication among all participants involved in the project can be complicated. To facilitate the editorial and production processes, the volume editor assumes the following responsibilities: To provide the Press with a list of addresses and phone numbers for all contributors. To undertake all communication with the contributors so that exchange of information with the Press is solely through the volume editor. Even in the case of a manuscript with two or more volume editors, a single editor will serve as the primary point of contact with the Press. To distribute to all contributors copies of two forms that will be provided by the Press—a Consent to Publish form and, if the contributors receive any payment, a W-9 form for tax withholding purposes. The volume editor should gather one copy of each form from each contributor, make a copy for his or her own file, and return the originals to the Press in a group. To ensure that all contributors understand and follow the Press’s guidelines for preparation of manuscripts. To prepare the final manuscript according to Press guidelines and to regularize chapter titles and subtitles, the use of epigraphs, note forms, and bibliographic materials. To provide the Press with copies of all essays in the same software program and version, on one disk, and a printout from that disk representing the final drafts of all contributors. To provide, with the manuscript and disk, all illustrations, tables, maps, graphs, and other accompanying materials, all clearly labeled with the name of the contributor in whose essay each will appear. The placement of illustrations in the text, if applicable, should be indicated in the manuscript files. To gather from contributors and supply to the Press copies of all necessary permissions for text and illustrations. To include as part of the manuscript a list of the contributors, indicating their professional positions and a few of their publications. (All entries should be approximately the same length and should include similar types of information.) To inform contributors that they should be prepared to review the copyedited manuscripts of their essays within the established schedule, to distribute the essays to contributors after copyediting, to collect the corrected versions, and to provide the Press with a single copy of the entire manuscript incorporating all changes. To proofread the entire set of page proofs. To either prepare an index or make arrangements with the Press to hire a freelance indexer, at the volume editor’s expense. Permissions You are responsible for obtaining, and paying for, text and illustration permissions. Because this can be a lengthy process, we ask that you begin as early as possible and that you consider carefully which quotations and illustrative materials require permission to reproduce, and, of those, which are essential to the success of your book. You must obtain permission to use certain quotations from published or unpublished works and to reproduce images controlled by an individual or institution. To establish whether you need to request permission, you must first determine whether the material is (a) protected by copyright or (b) in the public domain. The following table provides helpful information about how to determine whether published material is still under copyright. Date of Work Created Jan. 1, 1978, or after Term of copyright protection Life of the author + 70 years. (The term of joint works is measured by the life of the longest-lived author.) If the work is of corporate authorship, the term of protection is the shorter of 95 years from the date of publication or 120 years from the date of creation. Works are in the public domain. 28 years. If copyright was renewed, 67 years. If copyright was not renewed, works are in the public domain. Works are in the public domain. Published before 1923 Published between Jan. 1, 1923, and Dec. 31, 1963, with copyright notice Published between Jan. 1, 1923, and Dec. 31, 1963, without copyright notice Published from Jan. 1, 95 years 1964, to Dec. 31, 1977, with copyright notice Created before Jan. 1, Life of the author + 70 years, or copyright expires 1978, but unpublished Dec. 31, 2002, whichever is longer. Created before Dec. 1, Life of the author + 70 years, or copyright expires 1978, and published Dec. 31, 2002, whichever is longer. between then and Dec. 31, 2002 General rules of U.S. copyright protection If the material you wish to use is subject to copyright protection, your next step is to determine, as best you can, whether your use constitutes what U.S. copyright law calls “fair use,” a notoriously imprecise doctrine that has been interpreted in a variety of ways. While we would be ill-advised to tell you what does and does not fall under fair use restrictions, we ask that you obtain permission for Prose passages of more than 500 words. The cumulative word count should be no more than 500. While U.S. copyright law makes no specifications about word count with regard to fair use, we prefer to err on the side of caution with regard to lengthy quotations of prose. Poetry excerpts that constitute a substantial portion of a poem. Quoting twelve lines of the 434-line “The Waste Land” is fine, but quoting twelve lines of “The Woman at the Washington Zoo,” which comprises 33 lines, could get you into trouble. Song lyrics. Studio executives are notoriously litigious, so we ask that you obtain permission to quote even one line of a song. This applies not only to pop music, but to lyrics from blues, gospel music, traditional/world music, and any other lyrics not in the public domain. Lengthy quotations from letters, whether published or unpublished. Please note that the copyright to unpublished letters belongs to the author of the letter or his/her heirs. The author of a recent biography of a deceased American fiction writer had to rewrite her entire manuscript when the writer’s estate denied permission to quote from unpublished letters. Photographs taken by you showing individuals who are identifiable. You must have signed release forms from the participants, in which they grant you permission to use their image in your book. This does not apply only to well-known individuals, but to recognizable people. An exception would be made for a photograph of a public place that is related to the subject matter of your book—for example, a crowd at a county fair in a book on regional festivals. Any material housed in a museum, art gallery, or archive. There are exceptions to this rule—for example, the Library of Congress and the Tennessee State Library and Archives. Please note that permission grants from libraries and museums for use of archival material often contain the disclaimer that that institution does not own the copyright to the work. We do not expect you to track down the heirs of the Civil War cavalryman whose diary is housed at Museum X, unless you are quoting a substantial portion of the entire document—say, 15 pages of a total of 50. Permission from the museum is fine. Please do not be over-cautious, asking for permission for every quotation in your manuscript. The time and effort is needless, and you might find yourself faced with fees for quoting material for which permission isn’t necessary, or, worse, being denied permission entirely. Public Domain Works not under copyright are classified as being in the public domain and do not require permission. While it is not always possible to determine precisely whether something is in the public domain, you do not need permission to use: Material from a magazine or newspaper no longer published. Be sure to check, however, to make sure the publication is truly defunct and has not merely changed its name. A photograph or other reproduction of item that has “been offered for sale or other distribution to the public” (U.S. copyright law, §113(c))— e.g., a cereal box; a magazine cover; a shampoo bottle; a motion picture publicity still. Any photograph taken by you of a building that is “located in or ordinarily visible from a public place” (U.S. copyright law, §120(a)). Please note that a publication’s being out of print does not necessarily mean that it has lapsed into the public domain. Copyright can be renewed even for out-of-print books. If portions of your book have been previously published, even in a different form, you must receive written permission to reproduce them in the book you are publishing with us. Acknowledgment of the previously published material must appear in your acknowledgments or in a separate section at the end of the book. Instructions for Obtaining Permission Sample permission-request letters appear at the back of this booklet. Please note that all permission agreements must grant nonexclusive world rights; if permission is granted for the U.S. or North America only, we will not be able to sell your book anywhere else, even if the permission in question is merely for the use of one illustration or six lines of poetry. Obtaining world rights often requires two sets of permissions. For example, you would contact Farrar, Straus, and Giroux in New York for permission to quote from Elizabeth Bishop’s poetry, but for world rights, you must also contact Faber and Faber in London. The publisher or copyright holder will instruct you about contacting any additional sources for world rights. While we ask that you request permission for all printings and all editions, many permission-granting individuals and institutions will grant permission for book publication only. That is acceptable, though not preferable; what it means is that, if we decide to create an electronic version of your book, you will need to seek permission again. What we cannot accept is permission for one edition, or, worse, one printing. It saves time and effort to specify the estimated price and print run of your book in your request. Permission-granting agencies often ask for this information if it is not provided; they use it to determine what, if any, fee should be charged. Your acquisitions editor will be happy to give you an estimated price and print run upon request. A special note about illustrations: if you wish to use a particular image on the jacket of your book, please make that clear in your permission request. If you wish to use an illustration in the interior of your book as well as on the jacket, be sure to mention this when requesting permission, as illustration permissions often specify “one-time use” only. YOU MUST SUBMIT ALL PERMISSIONS AND CREDIT LINES WITH YOUR FINAL MANUSCRIPT. Turning a Manuscript into a Book At the University Press of Kentucky, all of the activities that go into transforming your manuscript into a printed book occur in the editing, design, and production (EDP) department. Staff members in this department collaborate closely to produce your book to the highest possible publishing standards, often under tight deadlines. In addition, we strive to use our available resources wisely and to produce your book within budget and, when possible, with environmentally friendly materials. Our work on your book begins after you and your acquisitions editor agree that all necessary revisions are accomplished and the manuscript is complete. A complete manuscript consists of electronic files; a double-spaced printout that exactly matches the contents of the files; any tables, charts, maps, or artwork in a form suitable for reproduction, including images for possible use on the cover; and any permissions necessary to reprint either text or artwork. The project is assigned a publishing season and turned over to the EDP department by your acquisitions editor. Shortly thereafter, acquisitions, EDP, and marketing staff meet to discuss format, editing level, budget, schedule, special requirements of the project, and so on. Within one to two months of arriving in the EDP department, your manuscript is assigned to an editing supervisor and a production manager. The editing supervisor will be your primary contact throughout the editing, design, and production process. Any questions or concerns that you may have about editing, proofreading, index compilation, or the schedule should be directed to the editing supervisor. He or she will provide detailed instructions for each stage of the EDP process and give you a tentative schedule that includes the key blocks of time when you will need to be available to work on the book. If you foresee being unable to complete your work on the manuscript or proofs within the time frame requested, please let your editing supervisor know immediately so that alternative arrangements can be made. Manuscript Editing At the University Press of Kentucky, manuscript editing is performed by freelance copyeditors who have years of experience working on both academic and trade book projects. Your manuscript will be matched with a copyeditor who will polish and bring consistency to the manuscript. The copyeditor will assume the accuracy of your facts (unless discrepancies come to light) and thus will be free to focus on the manner of presentation: conformity with currently accepted standards for grammar, spelling, syntax, and word usage; structuring of sentences and paragraphs to communicate your message most effectively; use of punctuation that helps rather than hinders comprehension; elimination of mixed metaphors, non sequiturs, overuse of pet phrases and jargon, unnecessary repetition, and biased language; and consistency in such matters as capitalization, hyphenation, use of italics, number forms, and style of citations. In short, the copyeditor will polish your language while preserving your individual style and will tighten and strengthen your manuscript. A good copyeditor also notices—and queries—discrepancies between the notes and bibliography (if one is included); persons not fully identified at first mention; variant forms of personal, place, or organizational names; missing note numbers; discrepancies in dates; and a variety of other small slips that could be noted unfavorably in a book review. The aim at all times is to present your material in the clearest, most accurate, and most attractive light possible. For most manuscripts our primary reference work is The Chicago Manual of Style (15th edition, 2003). If you have consistently followed another style that is common in your discipline, or if you have special stylistic preferences, please consult your acquisitions editor prior to submitting your final manuscript. While we are not inflexible on matters of style, our experience tells us that, except in unusual circumstances, imposing standard forms results in a better book. For word style (spelling, hyphenation, and syllable division), we use the first form shown in Merriam-Webster=s Collegiate Dictionary (11th edition, 2003) or Webster=s Third New International Dictionary. Except for quotations, spellings will be Americanized. The copyeditor will work with the electronic files rather than with pencil on paper. The basic tasks of editing are essentially the same by either method, but electronic copyediting allows us to work more efficiently and to give an edited and corrected copy of your book files to the production manager for typesetting, resulting in much cleaner proofs and ultimately a better book. Checking the Copyedited Manuscript When the copyeditor has completed work on the manuscript, he or she will send the edited manuscript directly to you in the form of either a clean printout or PDF files and will continue to be in touch as you review the editorial work on the text. The copyeditor will no doubt have some questions about unclear passages, discrepancies of one sort or another, or missing information. While we hope that the copyeditor’s changes have improved your manuscript, you, as author, retain the final say on all questions of style and content so long as you adhere to established scholarly standards. Your responsibility at this point is to read through the manuscript and approve—or disapprove—all changes made by the copyeditor and to answer any questions that have arisen. We will ask you at the same time to verify all quotations and citations and to make any final changes you wish to see in the published book. If you intend to add any other matter to the book (including acknowledgments or a dedication), this stage is your last opportunity to do so. We cannot emphasize too strongly that this is the last opportunity you will have to make substantive or global stylistic changes to the manuscript and art program. Changes requested at later stages of the publishing process, either after the copyediting has been approved or in typeset pages, will delay the schedule of the book and introduce the possibility of new errors. Throughout copyediting and your subsequent review of the edited manuscript, the freelance copyeditor and in-house editing supervisor maintain close and frequent contact. After incorporating your changes to the edited manuscript and resolving any queries with you, the freelance copyeditor returns the final, approved files and illustrations to the editing supervisor, who prepares them for release to the production manager for design and typesetting. This step cannot be accomplished until all materials for your book are in hand. If elements of the book or permissions are missing, the manuscript will be held by the editing supervisor until they arrive. Design and Typesetting Even before copyediting begins, the production manager is at work discussing the design priorities of and expectations for your book with acquisitions and marketing staff. Among the elements taken into consideration are the nature of the book, the intended audience and use, and the length and complexity of the manuscript. The cover design for your book will be assigned to a freelancer from a small, carefully selected group of designers who have many years of experience with a variety of both academic and commercial book publishers. We will convey to the designer any thoughts you may have discussed with your acquisitions editor about the cover, but it is generally to the benefit of the book if the opinions and advice of the marketing department are permitted to hold sway. A jacket design needs to be finalized very early on in the publishing process, so that it can be used in the catalog announcing your book for the forthcoming season. For this reason, it is helpful if you can supply any images intended for possible use on the jacket either with the final manuscript or soon after submission. The Press does not commission original works of art, nor can we obtain jacket images for you. If you wish for your jacket to use original art, or an image that does not appear in the interior of your book, you must cover all fees incurred (including any permissions fees) and submit to the Press artwork ready to use. Your acquiring editor can advise you on how to obtain artwork and request permission, and on the specifications and size requirements of such original works. With few exceptions, interior design and typesetting are done in-house by the production manager. There will be one stage of proofs for the book. Proofs are the pages of your manuscript, arranged as they will look in the finished book. If your book is illustrated, you will see the captions and low-resolution scans of the illustrations in place. If your illustrations are to be gathered into a gallery, you will receive those pages along with the proof or shortly after it arrives. Proofreading One set of pages will be sent to you for proofreading together with another set for indexing. If illustrations are to run through the text, they will be placed as near as possible to the location indicated in the manuscript; if gathered together in a gallery, they will be placed in the order you indicated when you submitted them. The Press routinely bears the cost of hiring a freelance proofreader to read the pages word-for-word against the final, approved manuscript as well as perform other tasks. For example, the proofreader will compare the table of contents to the chapter opening pages to ensure consistency and watch for incorrect syllable divisions at the ends of lines, for uneven spacing of letters, words, or lines, and for the wrong type size or face. The proofreader will also fill in the correct page numbers for cross-references, the table of contents, and the running heads. It is not unusual for the proofreader or editing supervisor to contact you with some last-minute queries that arise in the course of proofreading. At this stage of the publishing process, you will be asked to return your proof corrections in a timely manner (usually not more than two weeks) and to limit changes to typographical errors only. Do not use this occasion to rewrite. Extensive changes in proofs are extremely time-consuming to make, and they can derail the schedule not only for your book but also for other books in the same publishing season. It is imperative that proofs be returned to the Press when requested and that changes be kept to a minimum. Index Compilation Nearly all books require a carefully constructed index to make the content accessible to researchers. If you believe that your book does not require an index, discuss this early on with your acquisitions editor and note the outcome of the discussion on the “Manuscript Submission Information” form that you submit with your final manuscript. Traditionally, indexed items include proper names of people, organizations, and locations, main concepts, and important events. A detailed explanation of the steps involved in compiling an index can be found in chapter 18 of The Chicago Manual of Style, 15th edition, and we can provide an offprint of this chapter to you with page proofs. Another useful reference is Indexing Books, 2nd edition, by Nancy C. Mulvany. You cannot produce your index until page proofs are available. If you want to start indexing early, at any time in the publication process you may begin to compile a list of items that will appear in your index. We do not advise that you attempt to use your original electronic files for indexing. Indexes prepared using the automatic indexing utility of a word-processing program may contain codes that make conversion difficult if not impossible and, for a variety of reasons, are inferior to indexes constructed manually. If you prefer not to prepare the index yourself, you have the option of making arrangements with your acquisitions editor for the Press to hire a professional freelance indexer on your behalf. The cost would be paid by you directly to the freelancer or in certain cases be deducted from royalties. If you decide to use a freelance indexer, the index will be compiled while you are engaged in proofreading, and your editing supervisor will send you a copy of the index manuscript for approval prior to typesetting. After you return your proofs and submit the index manuscript to the Press, your part in the publication process is essentially concluded until the time comes for you to work with the marketing department in promoting the sale of the book. Printing and Binding Both text and cover files are sent to a book manufacturer that will provide the Press with a series of proofs, each of which is reviewed in-house by EDP staff. When all proofs have been approved, the book will be printed, bound, and shipped to the Press’s distribution center. In the meantime, your editing supervisor will continue to keep you informed of the book’s progress and answer any questions you may have. He or she may need to contact you about new queries that arise in the course of proofreading the text pages. You may wish to check periodically on the book’s anticipated completion date. If the interior of the book contains four-color images, you will be sent at least one stage of printer’s proofs. If any print images were supplied for use in the book, the editing supervisor will return them to you soon after advance copies of the book are approved. After publication, if you discover an error that needs to be corrected in the next printing, be sure to contact your editing supervisor about it. The Publication Schedule From the start of the publication process, we will attempt to set schedules that will mesh with yours, and we will work diligently to ensure that your book is available for the marketing goals that have been planned for it. Our standard schedule for monographs is nine months from manuscript to bound book. This is assuming that the manuscript is well prepared and complete when it comes to us; deadlines for reviewing copyedited manuscript, proofreading, and compiling the index are all met; and corrections subsequent to approval of the edited manuscript are kept to a minimum. Complex works with many illustrations and multi-author volumes generally take longer. After your acquiring editor transmits your manuscript and any photographs, charts, or maps to the EDP department, we will take one to two months to evaluate the project; prepare a length estimate, schedule, and budget; and assign the project to a freelance copyeditor. Depending on the length and condition of the manuscript, the copyeditor needs four to six weeks to complete his or her work and prepare a clean printout or PDF files for your approval. You will be asked to take not more than two weeks to check the copyeditor’s work. After you approve the edited manuscript and return it to the copyeditor, he or she will make final changes to the text files and forward them to the editing supervisor. The editing supervisor will prepare the files and art program for typesetting and production, and release the project to a production manager. The production manager will apply a template design and typeset the book into pages. You can expect to see page proofs with art in place approximately two to three months after you sign off on the edited manuscript. The schedule usually allows you two weeks to read proofs and an additional two weeks to prepare your index manuscript. If the level of changes in proofs is not excessive, the time frame for making corrections to the pages, copyediting and typesetting the index, and preparing text and cover files to printer specifications is usually a month. Printing and binding take another two months. You will be sent an advance copy of the book approximately three months after returning your page proof corrections and index manuscript to the Press, and the remainder of your author's copies will follow soon after. The Marketing Process The marketing department is responsible for the promotion and sale of all University Press of Kentucky titles. We publish approximately 60 new books each year and maintain a backlist of nearly 1000 titles. To promote our books, we use the same efforts as commercial publishers: publicity, direct mail, exhibits, Web marketing and sales, and space advertising. Unlike commercial publishers, we endeavor to keep your book in print as long as we are able to sell it. We become involved in the publishing process soon after you send your final manuscript to your acquisitions editor, and continue our efforts long after finished copies of your book have arrived at the warehouse. Within a few weeks of submitting your final manuscript, you will receive a marketing questionnaire. Please complete this form as thoroughly and quickly as possible, certainly before your copyedited manuscript is returned to you for checking. Although not all questions will be appropriate for your book, you should pay particular attention to the brief biographical sketch, the unique selling points, competing books, and the 300-word description. This information will be used, along with readers’ reports and in-house staff commentary, as the basis for catalog and jacket copy for your book. When preparing your description, please bear in mind that many purchasing decisions for libraries and bookstores are made by individuals who are not specialists in your field. The publishing industry revolves around two seasons, fall/winter and spring/summer. At Kentucky, we group books published from August to January in the former, and those published from February to July in the latter. We prepare two catalogs per year, announcing the books to be published in each forthcoming season. Our fall/winter catalog is mailed in May, and our spring/summer catalog is mailed in December. We distribute approximately 20,000 copies of each catalog to bookstores, libraries, individuals, and wholesalers in the United States and abroad. Each book is assigned a publication month, which appears in the catalog. We anticipate having finished copies of the book in the month prior to the announced publication date. We use the time between the ship date and the publication date to distribute review copies and to ship advance orders for timely arrival at wholesalers and bookstores. Your complimentary copies will be sent to you shortly after books arrive from the printer; individual orders will be filled as soon as books are released by our warehouse. In December and May, our staff meets with our sales representatives to present our forthcoming titles. These independent book representatives visit accounts throughout their multi-state territories and present our catalog to independent bookstores. Along with catalogs, our reps receive sales kits containing additional information about each book. Most review copies are sent out shortly after books arrive from the printer. The book editors of more than 1,500 newspapers, journals, and magazines and producers for national and local radio and television programs receive copies of our seasonal catalog. Their review requests form the heart of most review lists but are supplemented by your suggestions and our in-house review list. Although we have a fairly liberal policy concerning review copies, there are limits to the number we can send out, based primarily upon print run and realistic expectations for reviews. You will receive a copy of our initial review list and will be given an opportunity to make additional suggestions. The direct mail program consists of seasonal catalogs, a regional holiday mailer, subject brochures for various disciplines, and targeted mailings for specific titles. Targeted mailings may include course-adoption fliers and mailings to lists provided by the author; these targeted mailings are very effective, so please let us know if you have access to lists in your field. We produce singletitle fliers for all new books and display our books at some 25 to 30 exhibits per year, including academic and trade conventions as well as regional events and library meetings. We will also work with authors to develop targeted lists of faculty likely to use a book for course adoption. Advertisements for your book generally are scheduled to appear after publication. Budget constraints force us to group similar books together in most of our ads, so we often stretch our advertising for each book beyond the season in which it is announced. Once a month we will mail you photocopies of all advertisements and direct mail pieces we produce featuring your book, as well as any reviews we receive. Publicity and promotion, whether at the local or national level, is another of our priorities. We present seasonal catalogs to book-review editors and producers in New York and Washington, D.C. We work with authors to coordinate book launches and other events and to develop comprehensive press materials that will facilitate coverage of our books, both on the newspaper book review page and in other areas. We have experienced the most success in this area when we are able to work in tandem with authors on promotional efforts, so we encourage your active participation and sharing of ideas. The Press’s Webpage may be viewed at www.kentuckypress.com. Each book receives a unique URL, which may be accessed through our online listing of Books in Print. Individual book pages are added shortly after finished jackets are received from the printer, and we regularly update the content of the site by adding excerpts from favorable reviews as they come in. We also electronically submit cover images and jacket copy to the major various online booksellers, such as Amazon.com. Our goal is for each book to be successful in the commercial marketplace and in the marketplace of ideas. Your participation in this endeavor is vital, and we will call on you for assistance. We are your partners in the publishing process, and we encourage your questions and input. Sample Request for Permission to Reprint Text Print this request on letterhead if possible. <DATE> <NAME> ADDRESS> Dear <NAME>: I am writing a nonfiction book tentatively titled <TITLE>, which The University Press of Kentucky will publish in <SEASON> <YEAR>. The book will retail for approximately $<PRICE>, and approximately <PRINT RUN> will be printed. I wish to include material from a book published by <PUBLISHER> in <YEAR>. <PROVIDE AS MUCH DETAIL AS POSSSIBLE HERE, E.G., TITLE OF BOOK, AUTHOR OR VOLUME EDITOR, CHAPTER NAME, PAGE NUMBERS> I request non-exclusive world rights, in all languages and for all editions, including electronic distribution. If you do not indicate otherwise, I will use the usual scholarly form of acknowledgment. Thank you very much for your consideration of this request. I look forward to hearing from you. Sincerely, <Author Name> <Author Address> The above request is approved on the understanding that credit will be given to the source. Date: Approved by: Sample Request for Permission to Use Artwork Print this request on letterhead if possible. <DATE> <NAME> <ADDRESS> Dear <NAME>: I am writing to request permission to use the following image from <NAME OF MUSEUM/ ARCHIVE/ COLLECTION/ETC.>: <SAMPLE: Henry Watkins Malcolm, John C. Breckinridge, oil on canvas, 1847> I wish to reproduce the image in <SPECIFY BLACK AND WHITE/COLOR> in my book, <TITLE>, which the University Press of Kentucky plans to publish in the <SEASON> of <YEAR>. The book will retail for approximately <PRICE> and approximately <QUANTITY> copies will be printed. I request non-exclusive world rights, in all languages and for all editions of this book, including electronic distribution. I also request permission to use the image for promoting the sale of the book by the University Press of Kentucky, a scholarly, not-for-profit publishing firm. Unless you indicate otherwise, I will use the following credit line: <SAMPLE: Henry Watkins Malcolm, John C. Breckinridge, 1847. Courtesy of the Museum of the Mexican War.> Thank you for your consideration of this request. Sincerely, <Author Name> <Author Address> The above request is approved on the conditions specified below and on the understanding that credit will be given to the source in the published work. Fee: Credit line to read: Approved by:_______________________________________________________________________ Owner or copyright holder Date