参考阅读 Recommended Readings:
1。比较政治经济学简介 Introduction to Comparative Political Economy
1) 朱天飚，《国际政治经济学与比较政治经济学》，载于《世界经济与政治》
2005 年第 3 期。
2) __________，《比较政治经济学》（北京：北京大学出版社，2006 年）。
3) Gabriel A. Almond, “Review article: the international-national connection,”
British Journal of Political Science 19: 237-259, 1989.
4) James E. Alt, “Comparative political economy: credibility, accountability, and
institutions,” in Political science: the state of the discipline edited by Ira
Katznelson and Helen V. Milner (New York: Norton; Washington, D.C.:
American Political Science Association, 2002).
5) Mark M. Blyth, “‘Any more bright ideas?’ The ideational turn of comparative
political economy,” Comparative Politics 29(2): 229-250, 1997.
6) __________, “From comparative capitalism to economic constructivism: the
Cornell Series in Political Economy,” New Political Economy 8(2), 2003.
7) James A. Caporaso, “Across the great divide: integrating comparative and
international politics,” International Studies Quarterly 41: 563-592, 1997.
8) James A. Caporaso and David P. Levine, Theories of political economy
(Cambridge and New York: Cambridge University Press, 1992).
9) Christian Chavagneux, “Economics and politics: some bad reasons for a
divorce,” Review of International Political Economy 8(4): 608-632, 2001.
10) Ronald H. Chilcote, Theories of comparative political economy (Westview,
2000).
11) Barry Clark, Political economy: a comparative approach (New York,
Westport, and London: Praeger, 1991).
12) Peter Evans and John D. Stephens, “Studying development since the sixties:
the emergence of a new comparative political economy,” Theory and Society
17, 1988.
1
13) Robert Gilpin, Global political economy: understanding the international
economic order (Princeton: Princeton University Press, 2001).
14) Peter Gourevitch, “The second image reversed: the international sources of
domestic politics,” International Organization 32(4), 1978.
15) __________, “Squaring the circle: the domestic sources of international
cooperation,” International Organization 50(2): 349-373, 1996.
16) Jean-Christophe Graz, “Review Essay: beyond states and markets:
comparative and global political economy in the age of hybrids,” Review of
International Political Economy 8(4): 739-748, 2001.
17) Thomas W. Hall and John E. Elliott, “Methodological controversies in
economics and political economy,” International Journal of Social Economics
26 (10/11): 1249-1284, 1999.
18) Jan-Erik Lane and Svante Ersson, Comparative political economy: a
developmental approach 2nd edition (London and Washington: Pinte, 1997).
19) Margaret Levi, “The economic turn in comparative politics,” Comparative
Political Studies 33(6/7), 2000.
20) Michael Loriaux, “Comparative political economy as comparative history,”
Comparative Politics 21(3): 355-377, 1989.
21) Deepak Nayyar, “Globalisation, history and development: a tale of two
centuries,” Cambridge Journal of Economics 30: 137-159, 2006.
22) Phillip Anthony O’Hara, ed., Encyclopedia of political economy (London and
New York: Routledge, 1999).
23) Pablo M. Pinto and Jeffrey F. Timmons, “The political determinants of
economic performance: political competition and the sources of growth,”
Comparative Political Studies 38(1): 26-50, 2005.
24) Rand Smith, “International economy and state strategies: recent work in
comparative political economy,” Comparative Politics 25(3), 1993.
25) Special issue: “New political economies,” American Journal of Economics
and Sociology 61(1), 2002.
2
2。现代国家与现代经济的崛起 The Rise of Modern State and Economy
26) [美]彭慕兰 著，史建云 译，《大分流：欧洲、中国及现代世界经济的发
展》（南京：江苏人民出版社，2003 年）。
27) [美]王国斌 著，李伯重、连玲玲 译，《转变的中国：历史变迁与欧洲经
验的局限》（南京：江苏人民出版社，2005）。R. Bin Wong, China
Transformed: Historical Change and the Limits of European Experience
(Ithaca and London: Cornell University Press, 1997).
28) [美]赵鼎新 著，夏江旗 译，《东周战争与儒法国家的诞生》（上海：华
东师范大学出版社/上海三联书店，2006）。
29) Julia Adams, The Familial State: Ruling Families and Merchant Capitalism in
Early Modern Europe (Ithaca and London: Cornell University Press, 2005).
30) Perry Anderson, Passages from Antiquity to Feudalism (London and New
York: Verso, 2006[1974]). [英]佩里·安德森 著，郭方、刘健 译，《从古
代到封建主义的过渡》（社会与历史译丛，上海：上海人民出版社，2001
年版）。
31) __________, Lineages of the Absolutist State (London and New York: Verso,
1996[1974]). [英]佩里·安德森 著，郭方、刘健 译，《绝对主义国家的
系谱》（社会与历史译丛，上海：上海人民出版社，2001 年版）。
32) Jean Baechler, John A. Hall, and Michael Mann, eds., Europe and the rise of
capitalism (Oxford and New York: Blackwell, 1988).
33) Jeremy Black, “Review Article: Warfare, State and Society in Europe,
1510-1914,” European History Quarterly 30(4): 587-594, 2000.
34) __________, “Review Article: War and the State,” European History
Quarterly 32(2): 251-265, 2002.
35) __________, “Review Article: War in Europe, 1500-Present,” European
History Quarterly 33(4): 531-547, 2003.
36) Stephen Broadberry and Bishnupriya Gupta, “The early modern great
divergence: wages, prices and economic development in Europe and Asia,
1500-1800,” Economic History Review 59(1), 2006.
3
37) Azam Chaudhry and Phillip Garner, “Political Competition Between
Countries and Economic Growth,” Review of Development Economics 10(4),
2006.
38) Nicola Di Cosmo, “State formation and periodization in inner Asian history,”
Journal of World History 10(1), 1999.
39) Adeed Dawisha, “Nation and Nationalism: Historical Antecedents to
Contemporary Debates,” International Studies Review 4(1), 2002.
40) Brian M. Dowing, The Military Revolution and Political Change: Origins of
Democracy and Autocracy in Early Modern Europe (Princeton: Princeton
University Press, 1992).
41) Thomas Ertman, Birth of the Leviathan: building states and regimes in
medieval and early modern Europe (Cambridge: Cambridge University Press,
1999).
42) Anthony Giddens, The nation-state and violence (Cambridge: Polity Press,
1985).
43) John A. Hall, “States and economic development: reflections on Adam
Smith”, in States in history edited by John A. Hall (Oxford and New York:
Blackwell, 1986).
44) John A. Hall, and G. John Ikenberry, The state (Milton Keynes: Open
University Press, 1989).
45) Albert O. Hirschman, “Exit, voice, and the state,” World Politics 31(1):
90-107, 1978.
46) John M. Hobson, The Eastern Origins of Western Civilisation (Cambridge:
Cambridge University Press, 2006).
47) Istvan Hont, Jealousy of trade: international competition and the nation-state
in historical perspective (Cambridge (Mass.) and London: The Belknap Press
of Harvard University Press, 2005).
48) David Hopkin, “The French Army, 1624-1914: From the King's to the
People's,” The Historical Journal 48(4), 2005.
49) Victoria Tin-bor Hui, “Toward a dynamic theory of international politics:
insights from comparing ancient China and early modern Europe,”
International Organization 58: 175-205, Winter 2004.
4
50) __________, War and State Formation in Ancient China and Early Modern
Europe (Cambridge and New York: Cambridge University Press, 2005).
51) E. L. Jones, The European miracle: environments, economies, and geopolitics
in the history of Europe and Asia (Cambridge: Cambridge University Press,
1987).
52) Joungwon Alexander Kim, “The politics of predevelopment,” Comparative
Politics 5(2), 1973.
53) Michael Mann, The sources of social power I: a history of power from the
beginning to A.D. 1760 (New York: Cambridge University Press, 1986).
54) __________, States, war and capitalism (Cambridge (Mass.) and Oxford:
Blackwell, 1988).
55) __________, The sources of social power II: the rise of classes and
nation-states, 1760-1914 (New York: Cambridge University Press, 1993).
56) William H. McNeill, “World history and the rise and fall of the west,” Journal
of World History 9(2), 1998.
57) Ola Olsson and Douglas A. Hibbs Jr., “Biogeography and long-run economic
development.” European Economic Review 49: 909-938, 2005.
58) Andreas Osiander, “Before sovereignty: society and politics in ancient regime
Europe,” Review of International Studies 27, 2001.
59) Karl Polanyi, The great transformation: the political and economic origins of
our time (Boston: Beacon Press, 1944).
60) __________, “The Economy as Instituted Process,” in The Historical
Evolution of the International Political Economy Volume I edited by
Christopher Chase-Dunn (Cheltanham, UK: Edward Elgar, 1995).
61) Karen A. Rasler and William R. Thompson, “War making and state making:
governmental expenditures, tax revenues, and global wars,” American
Political Science Review 79(2): 491-507, 1985.
62) Melvin Richter, “A family of political concepts: tyranny, despotism,
Bonapartism, Caesarism, dictatorship, 1750-1917,” European Journal of
Political Theory 4(3): 221-248, 2005.
5
63) Hendrik Spruyt, “Institutional selection in international relations: state anarchy
as order,” International Organization 48(4), 1994.
64) __________, The sovereign state and its competitors: an analysis of systems
change (Princeton: Princeton University Press, 1994).
65) Joseph R. Strayer, On the Medieval Origins of the Modern State (Princeton:
Princeton University Press, 1970).
66) Rene M. Stulz and Rohan Williamson, “Culture, openness, and finance,”
Journal of Financial Economics 70, 2003.
67) William R. Thompson, “The military superiority thesis and the ascendancy of
Western Eurasia in the world system,” Journal of World History 10(1), 1999.
68) William R. Thompson and Karen Rasler, “War, the military revolution(s)
controversy, and army expansion: a test of two explanations of historical
influences on European state making,” Comparative Political Studies 32(1),
1999.
69) Charles Tilly, “War making and state making as organized crime”, in Bringing
the state back in edited by Peter B. Evans, Dietrich Rueschemeyer, and Theda
Skocpol (New York: Cambridge University Press, 1985).
70) __________, Coercion, capital, and European states, AD 990-1992
(Cambridge (Mass.) and Oxford: Blackwell, 1992).
71) Paul Warde, Ecology, Economy and State Formation in Early Modern
Germany (Cambridge: Cambridge University Press, 2006).
72) Max Weber, The Protestant ethic and the spirit of capitalism (Translated by
Talcott Parsons, London: Allen & Unwin, 1976).
73) Linda Weiss and John M. Hobson, States and economic development: a
comparative historical analysis (Cambridge: Polity Press, 1995).
6
3。现代国际政经体系的形成、演变与更迭 Formation, Evolution and
Transformation of Modern International Political and Economic Systems
现代国际政治体系 Modern International Political System
74) 伯克（Burke）著，王晋新 译，《文明的冲突：战争与欧洲国家体系的形
成》（上海：上海三联书店，2006 年）。
75) J. Samuel Barkin and Bruce Cronin, “The state and the nation: changing
norms and the rules of sovereignty in international relations,” International
Organization 48(1), 1994.
76) D. Scott Bennett and Allan C. Stam III, “The duration of interstate wars,
1816-1985,” American Political Science Review 90(2): 239-257, 1996.
77) Jeremy Black, “Review Article: Why the French Failed: New Work on the
Military History of French Imperialism, 1792-1815,” European History
Quarterly 30(1): 105-115, 2000.
78) Mauricio Drelichman, “All that glitters: Precious metals, rent seeking and the
decline of Spain,” European Review of Economic History 9(3), 2005.
79) Robert Gilpin, War and change in world politics (Cambridge and New York:
Cambridge University Press, 1981).
80) Peter Gourevitch, “The international system and regime formation: a critical
review of Anderson and Wallerstein,” Comparative Politics 10(3), 1978.
81) Paul Kennedy, The rise and fall of the great powers: economic change and
military conflict from 1500 to 2000 (London, Sydney and Wellington: Unwin
Hyman, 1988).
82) Stephen Krasner, Sovereignty: organized hypocrisy (Princeton: Princeton
University Press, 1999).
83) __________, “Rethinking the sovereign state model,” Review of International
Studies 27, 2001.
84) Hannes Lacher, “International transformation and the persistence of
territoriality: toward a new political geography of capitalism,” Review of
International Political Economy 12(1): 26-52, 2005.
7
85) Jordi Martí-Henneberg, “The Map of Europe: Continuity and Change in
Administrative Boundaries (1850–2000),” Geopolitics 10(4), 2005.
86) George Modelski, Long cycles in world politics (Seattle: University of
Washington Press, 1985).
87) Adam David Morton, “The age of absolutism: capitalism, the modern
states-system and international relations,” Review of International Studies 31:
495-517, 2005.
88) Philip Pomper, “The history and theory of empires,” History and Theory 44:
1-27, 2005.
89) Karen A. Rasler and William R. Thompson, “Global wars, public debts, and
the long cycle,” World Politics 35(4), 1983.
90) Ronald Rogowski, “Structure, growth, and power: three rationalist accounts,”
International Organziation 37(4), 1983.
91) Richard Rosecrance, “Long cycle theory and international relations,”
International Organziation 41(2), 1987.
92) Meredith Reid Sarkees, “Inter-state, intra-state, and extra-state wars: a
comprehensive look at their distribution over time, 1816-1997,” International
Studies Quarterly 47, 2003.
93) James R. Sofka, “The eighteenth century international system: parity or
primacy?” Review of International Studies 27, 2001.
94) Nathan Sussman and Yishay Yafeh, “Institutional Reforms, Financial
Development and Sovereign Debt: Britain, 1690-1790,” Journal of Economic
History 66(4), 2006.
95) Benno Teschke, “Geopolitical relations in the European middle ages: history
and theory,” International Organization 52(2): 325-358, 1998.
96) __________, “Theorizing the Westphalian system of states: international
relations from absolutism to capitalism,” European Journal of International
Relations 8(1), 2002.
97) __________, The Myth of 1648: Class, Geopolitics and the Making of Modern
International Relations (London and New York: Verso, 2003).
8
98) Immanuel Wallerstein, The politics of the world-economy: the states,
movements and civilizations (Cambridge: Cambridge University Press, 1984),
Chapter 4.
99) David S. Yost, “New perspectives on historical states-systems,” World Politics
32(1), 1979.
现代国际经济体系 Modern International Economic System
100) [美]阿瑞吉、西尔弗 （Giovanni Arrighi and Beverly Silver） 著，王宇洁
译， 《现代世界体系的混沌与治理》（北京：三联书店，2003 年）。
101) Bruce Andrews, “The political economy of world capitalism: theory and
practice,” International Organization 36(1): 135-163, 1982.
102) Giovanni Arrighi and Beverly J. Silver, “Capitalism and world (dis)order,”
Review of International Studies 27, 2001.
103) Robert Brenner, “The origins of capitalist development: a critique of
neo-Smithian Marxism,” New Left Review 104: 25-92, 1977.
104) Davin Chor, “Institutions, wages, and inequality: The case of Europe and its
periphery (1500-1899),” Explorations in Economic History 42(4), 2005.
105) Joachim K. Rennstich, “The new economy, the leadership long cycle and the
nineteenth K-wave,” Review of International Political Economy 9(1), 2002.
106) Rafael Reuveny and William R. Thompson, “Leading sectors, lead
economies, and economic growth,” Review of International Political Economy
8(4), 2001.
107) Herman M. Schwartz, States versus markets: the emergence of a global
economy (New York: St. Martin’s Press, 2000), pp.51-58.
108) Theda Skocpol, “Wallerstein’s world capitalist system: a theoretical and
historical critique,” American Journal of Sociology 82(5): 1075-1090, 1977.
109) Arthur A. Stein, “The hegemon’s dilemma: Great Britain, the United States,
and the international economic order,” International Organization 38(2):
355-386, 1984.
110) Joan Thirsk, “Economic and social development on a European-world scale,”
American Journal of Sociology 82(5): 1097-1102, 1977.
9
111) William R. Thompson, “Long waves, technological innovation, and relative
decline,” International Organization 44(2), 1990.
112) William R. Thompson and Lawrence Vescera, “Growth waves, systemic
openness, and protectionism,” International Organization 46(2), 1992.
113) Immanuel Wallerstein, The modern world-system I: capitalist agriculture
and the origins of the European world-economy in the sixteenth century (San
Diego, New York, Boston, London, Sydney, Tokyo, and Toronto: Academic
Press, 1974).
114) __________, The modern world-system II: mercantilism and the
consolidation of the European world-economy, 1600-1750 (San Diego, New
York, Boston, London, Sydney, Tokyo, and Toronto: Academic Press, 1980).
115) __________, The modern world-system III: the second era of great
expansion of the capitalist world-economy, 1730-1840s (San Diego, New
York, Boston, London, Sydney, Tokyo, and Toronto: Academic Press, 1989).
116) Aristide R. Zolberg, “Origins of the modern world system: a missing link,”
World Politics 33(2): 253-281, 1981.
英国霸权下的国际经济体系 The British Hegemonic System
117) Paul Bairoch, “International industrialization levels from 1750 to 1980,”
Journal of European Economic History 11(2), 1982.
118) Stefano Battilossi, “The Determinants of Multinational Banking during the
First Globalisation, 1880–1914,” European Review of Economic History
10(3), December 2006.
119) Sheri Berman, “Path dependency and political action: reexaming responses to
the Depression,” Comparative Politics 30(4): 379-400, 1998.
120) Fred Block and Margaret Somers, “In the shadow of Speenhamland: social
policy and the old poor law,” Politics and Society 31(2): 283-323, 2003.
121) Guenther Both, “The near-death of liberal capitalism: perceptions from the
Weber to the Polanyi brothers,” Politics and Society 31(2): 263-282, 2003.
10
122) Mark R. Brawley, “Agricultural Interests, Trade Adjustment and Repeal of
the Corn Laws,” The British Journal of Politics and International Relations
8(4), 2006.
123) Ignacio Briones and Andre Villela, “European Bank Penetration during the
First Wave of Globalisation: Lessons from Brazil and Chile, 1878–1913,”
European Review of Economic History 10(3), December 2006.
124) Kerry A. Chase, “Imperial protection and strategic trade policy in the
interwar period,” Review of International Political Economy 11(1): 177-203,
2004.
125) Christie Davies, “The Rise and Fall of the First Globalisation,” Economic
Affairs 25(3), 2005.
126) Lance Davis and Larry Neal, “The Evolution of the Structure and
Performance of the London Stock Exchange in the First Global Financial
Market, 1812–1914,” European Review of Economic History 10(3), December
2006.
127) Barry J. Eichengreen, Golden fetters: the gold standard and the Great
Depression, 1919-1939 (New York: Oxford University Press, 1992).
128) Giovanni Federico, “Not Guilty? Agriculture in the 1920s and the Great
Depression,” Journal of Economic History 65(4), 2005.
129) Niall Ferguson, “Political risk and the international bond market between the
1848 revolution and the outbreak of the First World War,” Economic History
Review 59(1), 2006.
130) Marc Flandreau and Clemens Jobst, “The Ties that Divide: A Network
Analysis of the International Monetary System, 1890-1910,” Journal of
Economic History 65(4), 2005.
131) Giulio M. Gallarotti, “Hegemons of a lesser God: the Bank of France and
monetary leadership under the classical gold standard,” Review of
International Political Economy 12(4), 2005.
132) Sandra Halperin, War and social change in modern Europe: the great
transformation revisited (Cambridge: Cambridge University Press, 2004).
133) Eric Helleiner, The making of national money: territorial currencies in
historical perspective (Ithaca and London: Cornell University Press, 2003).
11
134) Scott C. James and David A. Lake, “The second face of hegemony: Britain’s
repeal of the Corn Laws and the American Walker tariff of 1846,”
International Organization 43(1): 1-29, 1989.
135) Charles Kindleberger, “Dominance and leadership in the international
economy: exploitation, public goods, and free rides,” International Studies
Quarterly 25(2), 1981.
136) __________, “Hierarchy versus inertial cooperation,” International
Organization 40(4), 1986.
137) Jonathan Kirshner, “Keynes, capital mobility and the crisis of embedded
liberalism,” Review of International Political Economy 6(3): 313-337, 1999).
138) Samuel Knafo, “The gold standard and the origins of the modern
international monetary system,” Review of International Political Economy
13(1), 2006.
139) Kari Polanyi Levitt, “Keynes and Polanyi: the 1920s and the 1990s,” Review
of International Political Economy 13(1), 2006.
140) Timothy McKeown, “Hegemonic stability theory and 19th century tariff
levels in Europe,” International Organization 37(1): 73-91, 1983.
141) Hudson Meadwell, “The long nineteenth century in Europe,” Review of
International Studies 27, 2001.
142) James D. Morrow, Randolph M. Siverson, and Tressa E. Tabares, “The
political determinants of international trade: the major powers, 1907-90,”
American Political Science Review 92(3): 649-661, 1998.
143) Avner Offer, “The British empire, 1870-1914: a waste of money?” Economic
History Review XLVI(2): 215-238, 1993.
144) Sean O’Riain and Fred Block, “Introduction (to the special issue on
Polanyi),” Politics and Society 31(2): 187-191, 2003.
145) Kenneth A. Oye, “The sterling-dollar-franc triangle: monetary diplomacy
1929-1937,” World Politics 38(1): 173-199, 1985).
146) Jennifer Pitts, A turn to empire: the rise of imperial liberalism in Britain and
France (Princeton: Princeton University Press, 2005). Chapter 1.
12
147) Karl Polanyi, The great transformation: the political and economic origins of
our time (Boston: Beacon Press, 1944).
148) Cheryl Schonhardt-Bailey, From the Corn Laws to Free Trade: Interests,
Ideas, and Institutions in Historical Perspective (Cambridge, Massachusetts;
and London, England: The MIT Press, 2006).
149) Beverly J. Silver and Giovanni Arrighi, “Polanyi’s ‘double movement’: the
Belle Epoques of British and U.S. hegemony compared,” Politics and Society
31(2), 2003.
150) Beth A. Simmons, Who adjusts? Domestic sources of foreign economic
policy during the interwar years (Princeton: Princeton University Press,
1994).
151) __________, “Rulers of the game: central bank independence during the
interwar years,” International Organization 50(3): 407-443, 1996).
152) Casper Sylvest, “Continuity and change in British liberal internationalism, c.
1900-1930,” Review of International Studies 31: 263-283, 2005.
153) Daniel Verdier, “Domestic responses to capital market internationalization
under the gold standard, 1870-1914,” International Organization 52(1), 1998.
154) Nico Voigtländer and Hans-Joachim Voth, “Why England? Demographic
Factors, Structural Change and Physical Capital Accumulation during the
Industrial Revolution,” Journal of Economic Growth 11(4): 319-361, 2006.
美国霸权下的国际经济体系 The American Hegemonic System
155) Mark Blyth, Great Transformations: Economic Ideas and Institutional
Change in the Twentieth Century (New York: Cambridge University Press,
2002).
156) Guy Ben-Porat, “A new middle east? Globalization, peace and the ‘double
movement’,” International Relations 19(1), 2005.
157) Ian Clark, “Another ‘double movement’: the great transformation after the
Cold War?” Review of International Studies 27: 237-255, 2001.
158) Campbell Craig, “Review article: American realism versus American
imperialism,” World Politics 57: 143-171, 2004.
13
159) Philip S. Golub, “Imperial politics, imperial will and the crisis of US
hegemony,” Review of International Economy 11(4): 763-786, 2004.
160) Eric Helleiner, “Reinterpreting Bretton Woods: International Development
and the Neglected Origins of Embedded Liberalism Development and
Change,” Development and Change 37(5), 2006.
161) Shale Horowitz, “Restarting globalization after World War II: structure,
coalitions, and the Cold War,” Comparative Political Studies 37(2): 127-151,
2004.
162) G. John Ikenberry, “American power and the empire of capitalist
democracy,” Review of International Studies 27, 2001.
163) __________, “Liberalism and empire: logics of order in the American
unipolar age,” Review of International Studies 30: 609-630, 2004.
164) Michael J. Piore and Charles F. Sabel, The second industrial divide:
possibilities for prosperity (New York: Basic Books, 1984), esp. Chapter 1
and 7.
165) Michael Mann, “The first failed empire of the 21st century,” Review of
International Studies 30: 631-653, 2004.
166) Jonathan Monten, “The roots of the Bush doctrine: power, nationalism, and
democracy promotion in U.S. strategy,” International Security 29(4): 112-156,
2005.
167) David P. Rapkin, “Empire and its discontents,” New Political Economy 10(3),
2005.
168) Julian Reid, “The biopolitics of the war on terror: a critique of the ‘return of
imperialism’ thesis in international relations,” Third World Quarterly 26(2):
237-252, 2005.
169) Seán Ó. Riain, “Time-space Intensification: Karl Polanyi, the Double
Movement, and Global Informational Capitalism,” Theory and Society
35(5/6): 507-528, 2006.
170) John Ruggie, “International regimes, transactions, and change: embedded
liberalism in the postwar economic order,” International Organization 36(2),
1982.
14
171) Richard Saull, “Locating the global South in the theorization of the Cold War:
capitalist development, social revolution and geopolitical conflict,” Third
World Quarterly 26(2): 253-280, 2005.
172) Marc Schneiberg, “What's on the Path? Path Dependence, Organizational
Diversity and the Problem of Institutional Change in the US Economy,
1900-1950,” Socioeconomic Review 5: 47-80, 2007.
173) Leonard Seabrooke, “Institutional Change and the Social Sources of
American Economic Empire: Beyond Stylised Facts,” Political Studies Review
5(1), 2007.
174) George Steinmetz, “Return to Empire: The New U.S. Imperialism in
Comparative Historical Perspective,” Sociological Theory 23(4), 2005.
175) Doug Stokes, “The heart of empire? Theorising US empire in an era of
transnational capitalism,” Third World Quarterly 26(2): 217-236, 2005.
15
4。后发展国家的发展战略与道路 Strategies and Paths of Late Development
后发展概述 Introduction to Late Development
176) 夏诚 著，《世界现代化史纲（第一卷）：世界体系的形成与第一轮现代
化》（南宁：广西人民出版社，1999 年）。
177) Daron Acemoglu and James A. Robinson, “Economic Backwardness in
Political Perspective,” American Political Science Review 100(1), 2006.
178) Ha-Joon Chang, Kicking away the ladder: development strategy in historical
perspective (London: Anthem Press, 2002).
179) __________, “Policy space in historical perspective – with special reference
to trade and industrial policies,” A paper presented at the Queen Elizabeth
House 50th Anniversary Conference, Queen Elizabeth House, University of
Oxford, July 2005.
180) Bradford, Colin, Jr. “Policy interventions and markets: development strategy
typologies and policy options”, in Manufacturing miracles: paths of
industrialization in Latin America and East Asia edited by Gary Gereffi and
Donald L. Wyman (Princeton: Princeton University Press, 1990).
181) Karl W. Deutsch and Alexander Eckstein, “National industrialization and the
declining share of the international economic sector, 1890-1959,” World
Politics 13(2): 267-299, 1961.
182) Ann Firth, “State form, social order and the social sciences: urban space and
politico-economic systems 1760-1850,” Journal of Historical Sociology 16(1),
2003.
183) Gary Gereffi, “Paths of industrialization: an overview”, in Manufacturing
miracles: paths of industrialization in Latin America and East Asia edited by
Gary Gereffi and Donald L. Wyman (Princeton: Princeton University Press,
1990), pp.8-23.
184) Alexander Gerschenkron, Economic backwardness in historical perspective:
a book of essays (Cambridge (Mass.): Harvard University Press, 1962).
185) James R. Kurth, “The political consequences of the product cycle: industrial
history and political outcomes,” International Organization 33(1), 1979.
16
186) Thomas Leng, “Commercial Conflict and Regulation in the Discourse of
Trade in Seventeenth-Century England,” The Historical Journal 48(4), 2005.
187) Patrick K. O’Brien, “Political structures and grand strategies for the growth
of the British economy, 1688-1815,” in Nation, state and the economy in
history edited by Alice Teichova and Herbert Matis (Cambridge: Cambridge
University Press, 2003).
188) Cheryl Schonhardt-Bailey, “Specific factors, capital markets, portfolio
diversification, and free trade: domestic determinants of the repeal of the Corn
Laws,” World Politics 43(4): 545-569, 1991.
189) Isabel Sanz-Villarroya, “The convergence process of Argentina with
Australia and Canada: 1875-2000,” Explorations in Economic History 42:
439-458, 2005.
190) Alice Teichova and Herbert Matis, eds., Nation, State and the Economic in
History (Cambridge and New York: Cambridge University Press, 2003).
191) Nachoem M. Wijnberg, “The industrial revolution and industrial economics,”
Journal of European Economic History 21(1), 1992.
后发展案例 Cases of Late Development
192) Robert C. Allen, “Capital Accumulation, the Soft Budget Constraint and
Soviet Industrialization,” European Review of Economic History 2(1), 1998.
193) __________, Farm to factory: a reinterpretation of the Soviet industrial
revolution (Princeton and Oxford: Princeton University Press, 2003).
194) Jeremy Atack, Fred Bateman and Robert A. Margo, “Capital deepening and
the rise of the factory: the American experience during the nineteenth
century,” Economic History Review LVIII(3): 586-595, 2005.
195) W. G. Beasley, The modern history of Japan (New York and Washington:
Frederick A. Praeger, 1966).
196) __________, The rise of modern Japan (New York: St. Martin’s Press,
1990).
197) Sheri E. Berman, “Modernization in historical perspective: the case of
imperial Germany,” World Politics 53: 431-461, 2001.
17
198) Peter Bogason, “Strong or weak state? The case of Danish agricultural export
policy, 1849-1906,” Comparative Politics 24(2): 219-227, 1992.
199) Peter Duus, The rise of modern Japan (Boston: Houghton Mifflin Company,
1976).
200) Alexander Erlich, The Soviet industrialization debate, 1924-1928
(Cambridge, Massachusetts: Harvard University Press, 1967).
201) Stefano Fenoaltea, “The growth of the Italian economy, 1861-1913:
Preliminary second-generation estimates,” European Review of Economic
History 9(3), 2005.
202) Louis A. Ferleger, “European agricultural development and institutional
change: German experiment stations, 1870-1920,” Journal of the Historical
Society 5(3), 2005.
203) Caroline Fohlin, “Capital Mobilisation and Utilisation in Latecomer
Economies: Germany and Italy Compared,” European Review of Economic
History 3(2), 1999.
204) Paul R. Gregory, The Political Economy of Stalinism: Evidence from the
Soviet Secret Archives (Cambridge: Cambridge University Press, 2004).
205) Gerd Hardach, “Nation building in Germany: the economic dimension,” in
Nation, state and the economy in history edited by Alice Teichova and Herbert
Matis (Cambridge: Cambridge University Press, 2003).
206) Anthony Heywood, Mdernising Lenin’s Russia: Economic Reconstruction,
Foreign Trade and the Railways (Cambridge: Cambridge University Press,
2006).
207) Andrew C. Janos, “The politics of backwardness in continental Europe,
1780-1945,” World Politics 41(3):325-358, 1989.
208) Dale W. Jorgenson and Koji Nomura, “The industry origins of Japanese
economic growth,” Journal of the Japanese and International Economies
19(4): 457-654, 2005.
209) Peter J. Katzenstein, Cultural norms and national security: police and
military in postwar Japan (Ithaca and London: Cornell University Press,
1996).
18
210) Tamás Krausz, “‘Stalin’s socialism’—today's debates on socialism: theory,
history, politics,” Contemporary Politics 11(4), 2005.
211) David A. Lake, “International economic structures and American foreign
economic policy,” World Politics 35(4):517-543, 1983.
212) __________, “The state and American trade strategy in the pre-hegemonic
era,” International Organization 42(1): 33-58, 1988.
213) Barrington Moore, Jr., Social origins of dictatorship and democracy: lord
and peasant in the making of the modern world (Harmondsworth: Penguin,
1967).
214) Barry Naughton, “Implications of the state monopoly over industry and its
relaxation,” Modern China 18(1), 1992.
215) E. H. Norman, Origins of the modern Japanese state (Selected Writings of E.
H. Norman, edited by John W. Dower, including Norman’s classic book
Japan’s emergence as a modern state. New York: Pantheon Books, 1975).
216) Hiroshi Ohashi, “Learning by doing export subsidies, and industry growth:
Japanese steel in the 1950s and 1960s,” Journal of International Economics 66:
297-323, 2005.
217) Tetsuji Okazaki, “The role of the merchant coalition in pre-modern Japanese
economic development: an historical institutional analysis,” Explorations in
Economic History 42: 184-201, 2005.
218) Raymond Powell, “Economic growth in the U.S.S.R.,” Scientific American
219(6), 1968.
219) Philip G. Roeder, “Modernization and participation in the Leninist
development strategy,” American Political Science Review 83(3): 859-884,
1989.
220) Richard Sakwa, Soviet politics: an introduction (London and New York:
Routledge, 1989).
221) Richard J. Samuels, “Rich nation, strong army”: national security and the
technological transformation of Japan (Ithaca and London: Cornell University
Press, 1994).
19
222) Mark Spoerer, “Weimar's Iinvestment and Growth Record in Intertemporal
and International Perspective,” European Review of Economic History 1(3),
1997.
223) Amanda R. Tillotson, “Open states and open economies: Denmark’s
contribution to a statist theory of development,” Comparative Politics 21(3):
339-354, 1989.
224) Leon Trotsky, My life: an attempt at an autobiography (Penguin Books,
1971).
225) Jeremy J. Whiteman, “Trade and the Regeneration of France, 1789-91:
Liberalism, Protectionism and the Commercial Policy of the National
Constituent Assembly,” European History Quarterly 31(2): 171-204, 2001.
226) Seiichiro Yonekura, The Japan iron and steel industry, 1850-1990:
continuity and discontinuity (London: MacMillan Press, 1994).
227) Daniel Ziblatt, Structuring the State: The Formation of Italy and Germany
and the Puzzle of Federalism (Princeton: Princeton University Press, 2006).
Chapter 1.
228) Gregory M. Dempster, “The fiscal background of the Russian revolution,”
European Review of Economic History 10 (1), 2006.
229) Mark Harrison and Byung-Yeon Kim, “Plans, Prices, and Corruption: The
Soviet Firm under Partial Centralization, 1930 to 1990,” Journal of Economic
History 66 (1), 2006.
230) Kenneth B. Pyle, “Profound Forces in the Making of Modern Japan,” Journal
of Japanese Studies 32(2), 2006.
Special issue: “Financial Revolutions and Economic Growth,” edited by Peter L.
Rousseau and Richard Sylla, Explorations in Economic History 43(1): 1-178,
2006.
231) Peter L. Rousseau and Richard Sylla, “Financial revolutions and economic
growth: Introducing this EEH symposium.”
232) Stijn Van Nieuwerburgh, Frans Buelens and Ludo Cuyvers, “Stock market
development and economic growth in Belgium.”
233) Carsten Burhop, “Did banks cause the German industrialization?”
20
234) Anders Ogren, “Free or central banking? Liquidity and financial deepening
in Sweden, 1834-1913.”
235) Yoshiro Miwa and J. Mark Ramseyer, “Japanese industrial finance at the
close of the 19th century: Trade creditand financial intermediation.”
Special Issue: “Ruling Passions: Political Economy in Nineteenth-Century
America,” edited by Richard R. John, Journal of Policy History 18(1), 2006.
236) Richard R. John, “Ruling Passions: Political Economy in Nineteenth-Century
America.”
237) Robin L. Einhorn, (Robin Leigh), “Institutional Reality in the Age of
Slavery: Taxation and Democracy in the States.”
238) Mark R. Wilson, “The Politics of Procurement: Military Origins of
Bureaucratic Autonomy.”
239) Sean P. Adams, “Promotion, Competition, Captivity: The Political Economy
of Coal.”
240) Steven W. Usselman and Richard R. John, “Patent Politics: Intellectual
Property, the Railroad Industry, and the Problem of Monopoly.”
241) R. Daniel Wadhwani, “Protecting Small Savers: The Political Economy of
Economic Security.”
242) Naomi R. Lamoreaux, “Did Insecure Property Rights Slow Economic
Development? Some Lessons from Economic History.”
Special Issue: “Transnationalism,” Contemporary European History 14(4), 2005.
243) Patricia Clavin, “Defining Transnationalism.”
244) Conan Fischer, “Scoundrels without a Fatherland? Heavy Industry and
Transnationalism in Post-First World War Germany.”
245) Patricia Clavin and Jens-Wilhelm Wessel, “Transnationalism and the League
of Nations: Understanding the Work of Its Economic and Financial
Organisation.”
246) Christopher Kopper, “Continuities and Discontinuities: New Research on the
History of German Economic Institutions.”
21
5。国家主义 Statism
国家主义概述 Introduction to Statism
247) 徐振国，《从威权轮统合论到新国家论的转折与检讨》，载于《理论与
政策》（台湾），第十四卷第二期，2000 年。
248) Robert R. Alford and Roger Friedland, Powers of theory: capitalism, the
state, and democracy (Cambridge and New York: Cambridge University
Press, 1985).
249) Gabriel Almond, “The return to the state,” American Political Science
Review 82(3), 1988.
250) Roland Axtmann, “The state of the state: the model of the modern state and
its contemporary transformation,” International Political Science Review
25(3): 259-279, 2004.
251) Karen Barkey and Sunita Parikh, “Comparative perspective on the state,”
Annual Reviews of Sociology 17: 523-549, 1991.
252) Clyde W. Barrow, “The return of the state: globalization, state theory, and
the new imperialism,” New Political Science 27(2), 2005.
253) John Bendix, Bertell Ollman, Bartholomew H. Sparrow and Timothy P.
Mitchell, “Going beyond the state?” American Political Science Review 86(4):
1007-1021, 1992.
254) Martin Carnoy, The state and political theory (Princeton: Princeton
University Press, 1984).
255) Ha-Joon Chang, The political economy of industrial policy (London:
Macmillan Press, 1996).
256) Forrest D. Colburn, “Statism, rationality, and state centrism,” Comparative
Politics 20(4): 485-492, 1988.
257) Peter Evans, Embedded autonomy: states and industrial transformation
(Princeton: Princeton University Press, 1995).
258) Peter B. Evans, Dietrich Rueschemeyer and Theda Skocpol, eds., Bringing
the state back in (Cambridge: Cambridge University Press, 1985).
22
259) Raymond Geuss, History and illusion in politics (Cambridge: Cambridge
University Press, 2001), Chapter 1.
260) John A. Hall, ed., States in history (Oxford and New York: Blackwell, 1986).
261) David Held, “Central perspectives on the modern state,” in The idea of the
modern state edited by Gregor McLennan, David Held and Stuart Hall (Milton
Keynes: Open University Press, 1984).
262) Bob Jessop, “Bringing the state back in (yet again): reviews, revisions,
rejections, and redirections,” International Review of Sociology 11(2), 2001.
263) Philip Kasinitz, “Neo-Marxist view of the state,” Dissent 30(3): 337-346,
1983.
264) Peter Katzenstein, “Conclusion: domestic structures and strategies of foreign
economic policy,” in Between power and plenty: foreign economic policies of
advanced industrial states edited by Peter Katzenstein (Madison: University
of Wisconsin Press, 1978).
265) Atul Kohli, “State, society, and development”, in Political science: the state
of the discipline edited by Ira Katznelson and Helen Milner (New York: WW
Norton, 2002).
266) Stephen D. Krasner, Defending the national interest: raw materials
investments and U.S. foreign policy (Princeton: Princeton University Press,
1978).
267) __________, “Approaches to the state: alternative conceptions and historical
dynamics,” Comparative Politics 16(2): 223-246, 1984.
268) Howard H. Lentner, “The concept of the state: a response to Stephen
Krasner,” Comparative Politics 16(3): 367-377, 1984.
269) Michael Mann, “Putting the Weberian State in its Social, Geopolitical and
Militaristic Context: A Response to Patrick O'Brien,” Journal of Historical
Sociology 19(4), 2006.
270) Harvey C. Mansfield, Jr., “On the impersonality of the modern state: a
comment on Machiavelli’s use of stato,” American Political Science Review
77(4): 849-857, 1983.
271) Ralph Miliband, The State in Capitalist Society: The Analysis of the Western
System of Power (London, Melbourne and New York: Quarter Books, 1970).
23
272) J. P. Nettl, “The state as a conceptual variable,” World Politics 20(4):
559-592, 1968.
273) Eric A. Nordlinger, On the autonomy of the democratic state (Cambridge,
Mass.: Harvard University Press, 1981).
274) Eric A. Nordlinger, Theodore J. Lowi, and Sergio Fabbrini, “The return to
the state: critiques,” American Political Science Review 82(3): 875-901, 1988.
275) Patrick Karl O’Brien, “Contentions of the Purse between England and its
European Rivals from Henry V to George IV: a Conversation with Michael
Mann,” Journal of Historical Sociology 19(4), 2006.
276) Jorgen Dige Pedersen, “Explaining economic liberalization in India: state and
society perspectives,” World Development 28(2): 265-282, 2000.
277) Nicola Phillips, “Bridging the comparative/international divide in the study
of states,” New Political Economy 10(3), 2005.
278) Christopher Pierson, The Modern State (London and New York: Routledge,
1996).
279) Gianfranco Poggi, The development of the modern state: a sociological
introduction (London: Hutchinson & Co, 1978).
280) Edward L. Rubin, Beyond Camelot: rethinking politics and law for the
modern state (Princeton: Princeton University Press, 2005). Chapter 1.
281) Eduardo Silva, “From dictatorship to democracy: the business-state nexus in
Chile’s economic transformation, 1975-1994,” Comparative Politics 28(3):
299-320, 1996.
282) Theda Skocpol, “Bringing the state back in: strategies of analysis in current
research,” in Bringing the state back in edited by Peter B. Evans, Dietrich
Rueschemeyer, and Theda Skocpol (Cambridge: Cambridge University Press,
1985).
283) Alfred Stepan, The state and society: Peru in comparative perspective
(Princeton: Princeton University Press, 1978).
284) Helen Thompson, “The Modern State and its Adversaries,” Government and
Opposition 41(1), 2006.
24
285) Charles Tilly, Coercion, capital, and European states, AD 990-1992
(Cambridge (Mass.) and Oxford: Blackwell, 1992).
286) Ellen Kay Trimberger, Revolution from above: military bureaucrats and
development in Japan, Turkey, Egypt, and Peru (New Brunswick: Transaction
Books, 1978).
287) Max Weber, Economic and society edited by Guenther Roth and Claus Witch
(Berkeley: University of California Press, 1978).
288) __________, Weber: political writings edited by Peter Lassman and Ronald
Speirs (Cambridge and New York: Cambridge University Press, 1994), esp.
Introduction and “The nation state and economic policy”.
289) Linda Weiss and John M. Hobson, States and economic development: a
comparative historical analysis (Cambridge and Oxford: Polity Press, 1995).
290) Maurice Zeitlin, ed., Classes, class conflict, and the state: empirical studies
in class analysis (Cambridge, Mass.: Winthrop Publishers, 1980).
国家自主性与国家能力 State Autonomy and Capacity
291) Peter Baldwin, “Beyond weak and strong: rethinking the state in comparative
policy history,” Journal of Policy History 17(1), 2005.
292) Donald K. Crone, “State, social elites, and government capacity in Southeast
Asia,” World Politics 40(2): 252-268, 1988.
293) Samuel DeCanio, “State Autonomy and American Political Development:
How Mass Democracy Promoted State Power,” Studies in American Political
Development 19(2), 2005.
294) Richard F. Doner, “Limits of state strength: toward an institutionalist view of
economic development,” World Politics 44(3): 398-431, 1992.
295) Peter B Evans, “Transnational linkages and the economic role of the state: an
analysis of developing and industrialized nations in the post-World War II
period,” in Bringing the state back in edited by Peter B. Evans, Dietrich
Rueschemeyer, and Theda Skocpol (New York: Cambridge University Press,
1985).
296) John A. Hall and G. John Ikenberry, The state (Milton Keynes: Open
University Press, 1989).
25
297) G. John Ikenberry, “Introduction: approaches to explaining American foreign
economic policy,” International Organization 42(1): 1-14, 1988.
298) __________, “Conclusion: what states can do now,” in The nation-state in
question edited by T. V. Paul, G. John Ikenberry and John A. Hall (Princeton
and Oxford: Princeton University Press, 2003).
299) Stephen D. Krasner, “Business government relations: the case of the
International Coffee Agreement,” International Organization 27(4): 495-516,
1973.
300) David A. Lake, “The state and American trade strategy in the pre-hegemonic
era,” International Organization 42(1): 33-58, 1988.
301) Michael Mann, “The autonomous power of the state: its origins, mechanisms
and results,” in States in history edited by John A. Hall (Oxford and New
York: Blackwell, 1986).
302) Charles Noble, “Wilson’s choice: the political origins of the modern
American state,” Comparative Politics 17(3): 313-336, 1985.
303) Adam Przeworski and Michael Wallerstein, “Structural dependence of the
state on capital,” American Political Science Review 82(1): 11-29, 1988.
304) Ben Ross Schneider, “The career connection: a comparative analysis of
bureaucratic preferences and insulation,” Comparative Politics 25(3):
331-350, 1993.
305) Hootan Shambayati, “The rentier state, interest groups, and the paradox of
autonomy: state and business in Turkey and Iran,” Comparative Politics 26(3):
307-331, 1994.
306) Duane Swank, “Politics and the structural dependence of the state in
democratic capitalist nations,” American Political Science Review 86(1):
38-54, 1992.
307) Amanda R. Tillotson, “Open states and open economies: Denmark’s
contribution to a statist theory of development,” Comparative Politics 21(3):
339-354, 1989.
贡献与问题 Contributions and Problems
26
308) Paul Cammack, “Review article: bringing the state back in?” British Journal
of Political Science 19:261-290, 1989.
309) Supriya Roy Chowdhury, “Neo-statism in Third World studies: a critique,”
Third World Quarterly 20(6): 1089-1107, 1999.
310) Francis Fukuyama, State-building: governance and world order in the 21st
century (Ithaca and New York: Cornell University Press, 2004).
311) __________, “The imperative of state-building,” Journal of Democracy
15(2), 2004.
312) __________, “’Stateness’ first,” Journal of Democracy 16(1), 2005.
313) Jack Hayward, “Review article: testing the limits of French statism,”
European of Journal of Political Theory 4(3): 301-307, 2005.
314) Tim Jacoby, “Method, narrative and historiography in Michael Mann’s
sociology of state development,” Sociological Review 52(3), 2004.
315) Margaret Levi, “The state of the study of the state,” in Political science: the
state of the discipline edited by Ira Katznelson and Helen V. Milner (New
York: Norton; Washington, D.C.: American Political Science Association,
2002).
316) Joel S. Migdal, Strong societies and weak states: state-society relations and
state capabilities in the Third World (Princeton: Princeton University Press,
1988).
317) __________, “Studying the state,” in Comparative politics: rationality,
culture, and structure edited by Mark Irving Lichbach and Alan S. Zuckerman
(Cambridge: Cambridge University Press, 1997).
318) __________, State in society: studying how states and societies transform
and constitute one another (New York: Cambridge University Press, 2001),
Chapter 1.
319) Joel S. Migdal, Atul Kohli and Vivienne Shue, eds., State power and social
forces: domination and transformation in the Third World (Cambridge and
New York: Cambridge University Press, 1994), Introduction and Chapter 1.
320) Timothy Mitchell, “The limits of the state: beyond statist approaches and
their critics,” American Political Science Review 85(1): 77-96, 1991.
27
321) John A. Hall and Ralph Schroeder, eds. An Anatomy of Power: The Social
Theory of Michael Mann (New York: Cambridge University Press, 2006).
28
6。新古典政治经济学 Neoclassical Political Economy
新古典政治经济学概述 Introduction to Neoclassical Political Economy
322) Alan Carter, “The nation-state and underdevelopment,” Third World
Quarterly 16(4), 1995.
323) Richard H. Clarida, “Government, trade, and comparative advantage,”
American Economic Review 82(2): 122-127, 1992.
324) James R. Hackney, Jr. “Law and neoclassical economics theory: a critical
history of the distribution/efficiency debate,” Journal of Socio-Economics 32:
361-90, 2003.
325) Louis Lefeber, “Classical vs. neoclassical economic thought in historical
perspective: the interpretation of processes of economic growth and
development,” History of Political Thought 21(3), 2000.
326) Adam Smith, An inquiry into the nature and causes of the wealth of nations
General Editors: R. H. Campbell and A. S. Skinner; Textual Editors: W. B.
Todd (Oxford: Clarendon Press, 1976).
327) T. N. Srinivasan, “Neoclassical political economy: the state and economic
development,” Asian Development Review 3(2): 38-58, 1985.
328) Guido Tabellini, “The role of the state in economic development,” Kyklos
58(2): 283-303, 2005.
寻租理论 Rent-Seeking Theory
329) 图洛克（Tullock）著，梁海音、范世涛等 译，《贫富与政治》（长春：
长春出版社，2006 年）。
330) Kjetil Bjorvatn and Nicola D. Coniglio, “Policy Design and Rent Seeking:
Targeted versus Broad Based Intervention,” Review of Development
Economics 10(4), 2006.
331) Toke Skovsgaard Aidt, “Redistribution and deadweight cost: the role of
political competition,” European Journal of Political Economy 19: 205-226,
2003.
29
332) Gary S. Becker, “A theory of competition among pressure groups for
political influence,” Quarterly Journal of Economics 98(3): 371-400, 1983.
333) Jagdish N. Bhagwati, “Directly unproductive, profit-seeking (DUP)
activities,” Journal of Political Economy 90(5), 1982.
334) James M. Buchanan and Robert D. Tollison, eds., Theory of public choice:
political applications of economics (Ann Arbor: University of Michigan Press,
1972).
335) James M. Buchanan and Robert D. Tollison eds., The Theory of public
choice-II (Ann Arbor: University of Michigan Press, 1984).
336) John P. Formby, James P. Keeler and Paul D. Thistle, “X-efficiency,
rent-seeking and social costs,” Public Choice 57: 115-126, 1988.
337) Jonathan Hopkin, “Review Article – States, markets and corruption: a review
of some recent literature,” Review of International Political Economy 9(3):
574-590, 2002.
338) Mushtq H. Khan, “Rents, efficiency and growth,” in Rents, rent-seeking and
economic development: theory and evidence in Asia edited by Mushtaq H.
Khan and Jomo Kwame Sundaram (Cambridge and New York: Cambridge
University Press, 2000).
339) Mushtaq H. Khan and Jomo Kwame Sundaram, eds., Rents, rent-seeking and
economic development: theory and evidence in Asia (Cambridge and New
York: Cambridge University Press, 2000).
340) Anne O. Krueger, “The political economy of the rent-seeking society,”
American Economic Review 44, 1974.
341) W. Mitchell, “Chicago political economy: a public choice perspective,”
Public Choice 63, 1989.
342) Charles K. Rowley, Robert D. Tollison, and Gordon Tullock, eds., The
Political economy of rent-seeking (Boston: Kluwer Academic Publishers,
1988).
343) George J. Stigler, eds., Chicago studies in political economy (Chicago:
University of Chicago Press, 1988).
344) Robert D. Tollison, “Rent seeking: a survey,” Kyklos 35, 1982.
30
345) Gordon Tullock, “The welfare costs of tariffs, monopolies, and theft,”
Western Economic Journal 5, 1967.
346) __________, The economics of special privilege and rent seeking (Boston:
Kluwer Academic Publisher, 1989).
347) __________, “The costs of special privilege,” in Perspectives on positive
political economy edited by James E. Alt and Kenneth A. Shepsle (New York:
Cambridge University Press, 1990).
348) Viktor J. Vanberg, “Market and state: the perspective of constitutional
political economy,” Journal of Institutional Economics 1(1): 23-49, 2005.
Special issue: “Regulation,” Oxford Review of Economic Policy 22(2), 2006.
349) Dieter Helm, “Regulatory Reform, Capture, and the Regulatory Burden.”
350) Nicholas Crafts, “Regulation and Productivity Performance.”
351) Ernesto Dal Bo, “Regulatory Capture: A Review.”
352) Cameron Hepburn, “Regulation by Prices, Quantities, or Both: A Review of
Instrument Choice.”
353) Simon Cowan, “Network Regulation.”
354) Tim Keyworth, “Measuring and Managing the Costs of Red Tape: A Review
of Recent Policy Developments.”
355) Nick Malyshev, “Regulatory Policy: OECD Experience and Evidence.”
集体选择理论 Collective-Choice Theory
356) Oriana Bandiera, Iwan Barankay and Imran Rasul, “Cooperation in collective
action,” Economics of Transition 13(3): 473-498, 2005.
357) Paul Brace, Youssef Cohen, Virginia Gray and David Lowery, “How much
do interest groups influence state economic growth?” American Political
Science Review 83(4): 1297-1308, 1989.
358) David R. Cameron, “Distributional coalitions and other sources of economic
stagnation: on Olson’s rise and decline of nations,” International
Organization 42(4), 1988.
31
359) Joan Esteban, “Collective action and the group size paradox,” American
Political Science Review 95(3), 2001.
360) Arthur A. Goldsmith, “Does political stability hinder economic
development? Mancur Olson’s theory and the Third World,” Comparative
Politics 19(4): 471-480, 1987.
361) Philip Jones, “’All for one and one for all’: transactions cost and collective
action,” Political Studies 52: 450-468, 2004.
362) Emerson M. S. Niou and Guofu Tan, “External threat and collective action,”
Economic Inquiry 43(3), 2005.
363) Mancur Olson, The logic of collective action: public goods and the theory of
groups (Cambridge (Mass.) and London: Harvard University Press, 1965).
364) __________, The rise and decline of nations: economic growth, stagflation,
and social rigidities (New Heaven: Yale University Press, 1982).
365) __________, “Dictatorship, democracy, and development,” American
Political Science Review 87(3): 567-576, 1993.
366) __________, Power and prosperity: outgrowing communist and capitalist
dictatorships (New York: Basic Book, 2000).
367) Ronald Rogowski, “Structure, growth, and power: three rationalist accounts,”
International Organization 37(4): 713-738, 1983.
368) Brent Simpson and David Willer, “The Structural Embeddedness of
Collective Goods: Connection and Coalitions in Exchange Networks,”
Sociological Theory 23(4), 2005.
369) Brigitte Unger and Frans van Waarden, “Interest associations and economic
growth: a critique of Mancur Olson’s Rise and Decline of Nations,” Review of
International Political Economy 6(4): 425-467, 1999.
理性选择政治经济分析 Rational-Choice Political Economy
370) Robert H. Bates, Markets and states in tropical Africa: the political basis of
agricultural policies (Berkeley: University of California Press, 1981).
32
371) __________, “Toward a political economy of development,” in Toward a
political economy of development: a rational choice perspective edited by
Robert H. Bates (Berkeley, Los Angeles and London: University of California
Press, 1988).
372) __________, “Comparative politics and rational choice: a review essay,”
American Political Science Review 91(3): 699-704, 1997.
373) Robert H. Bates, Avner Greif, Margaret Levi, Jean-Laurent Rosenthal and
Barry Weingast, eds., Analytic Narratives (Princeton: Princeton University
Press, 1998).
374) __________, “The analytical narrative project,” American Political Science
Review 94(3): 696-702, 2000.
375) John A. C. Conybeare, “The rent-seeking state and revenue diversification,”
World Politics 35(1): 25-42, 1982.
376) Robert B. Ekelund, JR. and Robert D. Tollison, Mercantilism as a
rent-seeking society: economic regulation in historical perspective (College
Station: Texas A&M University Press, 1981).
377) Jon Elster, “Rational choice history: a case of excessive ambition,” American
Political Science Review 94(3): 685-695, 2000.
378) Brian M. Downing, “Review article: economic analysis in historical
perspective,” History and Theory 39(1): 88-97, 2000.
379) Michael Hechter, “The Emergence of Cooperative Social Institutions,” in
Social Institutions: Their Emergence, Maintenance and Effects edited by
Michael Hechter, Karl-Dieter Opp and Reinhard Wippler (New York: Aldine
de Gruyter, 1990).
380) Margaret Levi, Of rule and revenue (Berkeley and London: University of
California Press, 1988).
381) __________, “A model, a method, and a map: rational choice in comparative
and historical analysis,” in Comparative politics: rationality, culture, and
structure edited by Mark Irving Lichbach and Alan S. Zuckerman
(Cambridge: Cambridge University Press, 1997).
382) Jeffrey Friedman, ed. The Rational Choice Controversy: Economic Models of
Politics Reconsidered (New Haven and London: Yale University Press, 1996).
33
7. 社会联盟范式 Social Coalition Approaches
383) 希斯考克斯（Michael J. Hiscox）著，于扬杰 译，《国际贸易与政治冲
突——贸易、联盟与要素流动程度》
（北京：中国人民大学出版社，2005）。
384) Robert H. Bates, “The International Coffee Organization: an international
institution,” in Analytic Narratives edited by Robert H. Bates, Avner Greif,
Margaret Levi, Jean-Laurent Rosenthal, and Barry R. Weingast (Princeton:
Princeton University Press, 1998).
385) W. Daniel Garst, “From sectoral linkages to class conflict: trade and coalition
formation in Britain prior to and after World War I,” Comparative Political
Studies 32(7): 788-809, 1999.
386) Peter Gourevitch, “International trade, domestic coalitions and liberty,”
Journal of Interdisciplinary History 8(2): 281-313, 1977.
387) __________, “Breaking with orthodoxy: the politics of economic policy
responses to the Depression of the 1930s,” International Organization 38(1):
95-129, 1984.
388) __________, Politics in hard times: comparative responses to international
economic crises (Ithaca and London: Cornell University Press, 1986).
389) Peter Gourevitch and James Shinn, Political power and corporate control:
the new global politics of corporate governance (Princeton: Princeton
University Press, 2005).
390) Michael J. Hiscox, “Class versus industry cleavages: inter-industry factor
mobility and the politics of trade,” International Organization 55(1): 1-46,
2001.
391) Mark Kesselman, “How should one study economic policy-making? Four
characters in search of an object,” World Politics 44(4): 645-672, 1992.
392) Margaret Levi, Book review on Commerce and Coalitions, Comparative
Political Studies January 1991.
393) Gregory M. Luebbert, “Social foundations of political order in interwar
Europe,” World Politics 39(4): 449-478, 1987.
34
394) __________, Liberalism, Fascism, or Social Democracy: Social Classes and
the Political Origins of Regimes in Interwar Europe (New York and Oxford:
Oxford University Press, 1991).
395) David R. Mares, “Explaining choice of development strategies: suggestions
from Mexico, 1970-1982,” International Organization 39(4): 667-698, 1985.
396) Paul Midford, “International trade and domestic politics: improving on
Rogowski’s model of political alignments,” International Organization 47(4):
535-564, 1993.
397) Bryan K. Ritchie, “Coalitional politics, economic reform, and technological
upgrading in Malaysia,” World Development 33(5): 745-761, 2005.
398) Ronald Rogowski, “Political cleavages and changing exposure to trade,”
American Political Science Review 81(4): 1121-1137, 1987.
399) __________, Commerce and coalitions: how trade affects domestic political
alignments (Princeton: Princeton University Press, 1989).
400) Rand Smith, “International economy and state strategies: recent work in
comparative political economy,” Comparative Politics 25(3), 1993.
401) John Waterbury, “Export-led growth and the center-right coalition in
Turkey,” Comparative Politics 24(2): 127-145, 1992.
402) Bill Winders, “Maintaining the coalition: class coalitions and policy
trajectories,” Politics and Society 33(3): 387-423, 2005.
35
8. 制度主义 Institutionalism
制度主义概述 Introduction to Institutionalisms
403) Pier Francesco Asso and Luca Fiorito, “Human nature and economic
institutions: instinct psychology, behaviorism, and the development of
American institutionalism,” Journal of the History of Economic Thought 26(4),
2004.
404) Abhijit V. Banerjee and Maitreesh Ghatak, “Symposium on institutions and
economic performance,” Economics of Transition 13(3): 421-425, 2005.
405) Pranab Bardhan, “Institutions matter, but which ones?” Economics of
Transition 13(3): 499-532, 2005.
406) David Campbell and Matthias Klaes, “The principle of institutional direction:
Coase’s regulatory critique of intervention,” Cambridge Journal of Economics
29: 263-288, 2005.
407) R. H. Coase, The firm, the market, and the law (Chicago: University of
Chicago Press, 1988), Chapter 2.
408) Andrew Dorward, Jonathan Kydd, Jamie Morrison and Colin Poulton,
“Institutions, markets and economic co-ordination: linking development policy
to theory and praxis,” Development and Change 36(1): 1-25, 2005.
409) Elisabeth R. Gerber and John E. Jackson, “Endogenous preferences and the
study of institutions,” American Political Science Review 87(3): 639-656,
1993.
410) Kjell Goldmann, “Appropriateness and consequences: the logic of
neo-institutionalism,” Governance 18(1): 35-52, 2005.
411) Peter A. Hall and Rosemary C. R. Taylor, “Political science and the three
new institutionalisms,” Political Studies XLIV: 936-957, 1996.
412) Geoffrey M. Hodgson, “Varieties of capitalism and varieties of economic
theory,” Review of International Political Economy 3(3): 380-433, 1996.
413) Robert Keohane, After Hegemony: cooperation and discord in the world
political economy (Princeton: Princeton University Press, 1984).
36
414) Thomas A. Koelble, “The new institutionalism in political science and
sociology,” Comparative Politics 27(2): 231-243, 1995.
415) Seb Astian Krapohl, “Thalidomide, BSE and the single market: An
historical-institutionalist approach to regulatory regimes in the European
Union,” European Journal of Political Research 46(1), 2007.
416) James G. March and Johan P. Olsen, “The new institutionalism:
organizational factors in political life,” American Political Science Review
78(3): 734-749, 1984.
417) __________, Rediscovering institutions: the organizational basis of politics
(New York: Free Press, 1989).
418) B. Guy Peters, Institutional theory in political science: the ‘new
institutionalism’ (London and New York: Pinter, 1999).
419) John R. Searle, “What is an institution?” Journal of Institutional Economics
1(1): 1-22, 2005.
420) Donald D. Searing, “Roles, rules, and rationality in the new institutionalism,”
American Political Science Review 85(4): 1239-1260, 1991.
421) Thorstein Veblen, The theory of the leisure class (New York: Dover
Publications, 1994).
422) Oliver E. Williamson, Markets and hierarchies, analysis and antitrust
implications: a study in the economics of internal organization (New York:
Free Press, 1975)
423) __________, The economic institutions of capitalism: firms, markets,
relational contracting (New York: Free Press; London: Collier Macmillan,
1985).
424) David M. Woodruff, “Rules for followers: institutional theory and the new
politics of economic backwardness in Russia,” Politics and Society 28(4):
437-482, 2000.
425) Beth V.Yarbrough and Robert M. Yarbrough, “International institutions and
the new economics of organization,” International Organization 44(2):
235-259, 1990.
426) Luca Anderlini, Leonardo Felli, “Transaction Costs and the Robustness of
the Coase Theorem,” The Economic Journal 116, 2006.
37
历史制度主义 Historical Institutionalism
427) Thomas F. Banchoff, “Path Dependence and Value-Driven Issues: The
Comparative Politics of Stem Cell Research,” World Politics 57(2), 2005.
428) Nitsan Chorev, “Making and remaking state institutional arrangements: the
case of U.S. trade policy in the 1970s,” Journal of Historical Sociology
18(1/2), 2005.
429) Ruth Berins Collier and David Collier, Shaping the political arena: critical
junctures, the labor movement, and regimes dynamics in Latin America
(Princeton: Princeton University Press, 1991).
430) Ian Greener, “The potential of path dependence in political studies,” Politics
25(1): 62-72, 2005.
431) Peter A. Hall, Governing the economy: the politics of state intervention in
Britain and France (New York and Oxford: Oxford University Press, 1986).
432) G. John Ikenberry, “Conclusion: an institutional approach to American
foreign economic policy,” International Organization 42(1): 219-243, 1988.
433) Ira Katznelson, “The doleful dance of politics and policy: can historical
institutionalism make a difference?” American Political Science Review 92(1):
191-197, 1998.
434) Peter Katzenstein, “Conclusion: domestic structures and strategies of foreign
economic policy,” in Between power and plenty: foreign economic policies of
advanced industrial states edited by Peter Katzenstein (Madison: University
of Wisconsin Press, 1978).
435) Evan S. Lieberman, “Causal inference in historical institutional analysis: a
specification of periodization strategies,” Comparative Political Studies 34(9):
1011-1035, 2001.
436) Shu-Yun Ma, “Political Science at the Edge of Chaos? The Paradigmatic
Implications of Historical Institutionalism,” International Political Science
Review 28: 57-78, 2007.
437) James Mahoney and Dietrich Rueschemeyer, “Comparative historical
analysis: achievements and agendas,” in Comparative historical analysis in
38
the social sciences edited by James Mahoney and Dietrich Rueschemeyer
(Cambridge, UK; New York: Cambridge University Press, 2003).
438) B. Guy Peters, Jon Pierre and Desmond S. King, “The Politics of Path
Dependency: Political Conflict in Historical Institutionalism,” Journal of
Politics 67(4), 2005.
439) Paul Pierson, “The path to European integration: a historical institutionalist
perspective,” Comparative Political Studies 29: 123-163, 1996.
440) __________, “Increasing returns, path dependence, and the study of
politics,” American Political Science Review 94(2): 251-267, 2000.
441) __________, Politics in time: history, institutions, and social analysis
(Princeton: Princeton University Press, 2004).
442) Paul Pierson and Theda Skocpol, “Historical institutionalism in
contemporary political science,” in Political science: the state of the discipline
edited by Ira Katznelson and Helen V. Milner (New York: Norton;
Washington, D.C.: American Political Science Association, 2002).
443) Sven Steinmo, Kathleen Thelen and Frank Longstreth, eds., Structuring
politics: historical institutionalism in comparative analysis (New York:
Cambridge University Press, 1992).
444) Kathleen Thelen, “How institutions evolve: insights from comparative
historical analysis,” in Comparative historical analysis in the social sciences
edited by James Mahoney and Dietrich Rueschemeyer (Cambridge, UK; New
York: Cambridge University Press, 2003).
445) Kathleen Thelen and Sven Steinmo, “Historical institutionalism in
comparative politics,” in Structuring politics: historical institutionalism in
comparative analysis edited by Sven Steinmo, Kathleen Thelen and Frank
Longstreth (New York: Cambridge University Press, 1992).
446) Cameron G. Thies, “A historical institutionalist approach to the Uruguay
round agricultural negotiations,” Comparative Political Studies 34(4):
400-428, 2001.
447) Jayan Jose Thomas, “Kerala’s industrial backwardness: a case of path
dependence in industrialization?” World Development 33(5): 763-783, 2005.
39
448) Donald C. Williams, “Reconsidering state and society in Africa: the
institutional dimension in land reform policies,” Comparative Politics 28(2):
207-224, 1996.
449) John Zysman, “How institutions create historically rooted trajectories of
growth,” Industrial and Corporate Change 3: 243-283, 1994.
理性选择制度主义 Rational Choice Institutionalism
450) Robert Axelrod, “An Evolutionary Approach to Norms,” American Political
Science Review 80 (December): 1095–1111, 1986.
451) Robert H. Bates, Beyond the miracle of the market: the political economy of
agrarian development in Kenya (Cambridge and New York: Cambridge
University Press, 1989).
452) Thrainn Eggertsson, Economic behavior and institutions (New York:
Cambridge University Press, 1990), esp. Part I.
453) Ben Fine and Dimitris Milonakis, “From principle of pricing to pricing of
principle: rationality and irrationality in the economic history of Douglass
North,” Comparative Studies in Society and History 45(3), 2003.
454) Avner Greif, “Institutions and international trade: lessons from the
Commercial Revolution,” American Economic Review Papers and
Proceedings, 82(2): 128-133, 1992.
455) __________, Institutions and the Path to the Modern Economy: Lessons
from Medieval Trade (New York: Cambridge University Press, 2006).
456) Avner Greif and David D. Laitin, “A theory of endogenous institutional
change,” American Political Science Review 98(4), 2004.
457) Andreas P. Kyriacou, “Rationality, ethnicity and institutions: a survey of
issues and results,” Journal of Economic Surveys 19(1), 2005.
458) Margaret Levi, “A logic of institutional change,” in The Limits of rationality
edited by Karen Schweers Cook and Margaret Levi (Chicago: University of
Chicago Press, 1990).
459) Douglass C. North, Growth and Welfare in the American Past second edition
(Englewood Cliffs, N.J. : Prentice-Hall, Inc. , 1974).
40
460) __________, Structure and change in economic history (New York and
London: W.W. Norton & Company, 1981).
461) __________, “Three approaches to the study of institutions,” in Neoclassical
political economy: the analysis of rent-seeking and DUP activities edited by
David C. Colander (Cambridge (Mass.): Ballinger Publishing Company, 1984)
462) __________, “Institutions and economic growth: an historical introduction,”
World Development 17(9): 1319-1332 1989).
463) __________, Institutions, institutional change and economic performance
(Cambridge: Cambridge University Press, 1990).
464) __________, “Economic performance through time,” American Economic
Review 84(3): 359-368, 1994.
465) __________, Understanding the process of economic change (Princeton:
Princeton University Press, 2005).
466) Douglass C. North and Robert Paul Thomas, The rise of the Western world: a
new economic history (Cambridge: Cambridge University Press, 1973)
467) Elinor Ostrom, Governing the commons: the evolution of institutions for
collective action (New York: Cambridge University Press, 1990).
468) __________, “Rational choice theory and institutional analysis: toward
complementarity,” American Political Science Review 85(1), 1991.
469) __________, Understanding institutional diversity (Princeton: Princeton
University Press, 2005).
470) Barry R. Weingast, “Rational-choice institutionalism,” in Political science:
the state of the discipline edited by Ira Katznelson and Helen V. Milner (New
York: Norton; Washington, D.C.: American Political Science Association,
2002).
比较与分析 Comparison and Analysis
471) Michael Bailey, Judith Goldstein and Barry R. Weingast, “The institutional
roots of American trade politics, coalitions, and international trade,” World
Politics 49(3): 309-338, 1997.
41
472) Mark M. Blyth, “‘Any more bright ideas?’ The ideational turn of
comparative political economy,” Comparative Politics 29(2): 229-250, 1997.
473) Amy R. Poteete, “Ideas, interests, and institutions: challenging the property
rights paradigm in Botswana.” Governance 16(4): 527-557, 2003.
474) Peter A. Hall, eds., The political power of economic ideas: Keynesianism
across nations (Princeton: Princeton University Press, 1989).
475) __________, “The movement from Keynesianism to monetarism:
institutional analysis and British economic policy in the 1970s,” in Structuring
politics: historical institutionalism in comparative analysis edited by Sven
Steinmo, Kathleen Thelen and Frank Longstreth (New York: Cambridge
University Press, 1992).
476) __________, “Policy paradigms, social learning, and the state: the case of
economic policymaking in Britain.” Comparative Politics 25(3): 275-296,
1993.
477) __________, “The role of interests, institutions, and ideas in the comparative
political economy of the industrialized nations,” in Comparative politics:
rationality, culture, and structure edited by Mark Irving Lichbach and Alan S.
Zuckerman (New York: Cambridge University Press, 1997).
478) Anil Hira and Ron Hira, “The new institutionalism: contradictory notions of
change,” American Journal of Economics and Sociology 59(2), 2000.
479) Atul Kohli, Peter Evans, Peter J. Katzenstein, Adam Przeworski, Susanne
Hoeber Rudolph, James C. Scott, and Theda Skocpol, “The role of theory in
comparative politics: a symposium,” World Politics 48(1): 1-49, 1995.
480) Steve Onyeiwu and Robert Jones, “An institutionalist perception of
cooperative behaviour,” Journal of Socio-Economics 32: 233-248, 2003.
481) Jonas Pontusson, “From comparative public policy to political economy:
putting political institutions in their place and taking interests seriously,”
Comparative Political Studies 28(1): 117-147, 1995.
482) Adam Przeworski, “Institutions matter?” Government and Opposition 39(4),
2004.
483) __________, “The last instance: are institutions the primary cause of
economic development?” European Journal of Sociology 45(2): 165-188,
2004.
42
9. 福利国家的发展与困境 Development and Dilemma of Welfare State
福利国家的概念 The Concept of Welfare State
484) 徐延辉，《福利国家的风险及其产生的根源》，载于《政治学研究》2004
年第一期。
485) Clare Bambra, “Research Note: Decommodification and the Worlds of
Welfare Revisited,” Journal of European Social Policy 16: 73-80, 2006.
486) Gosta Esping-Andersen, The three worlds of welfare capitalism (Cambridge:
Polity Press, 1990).
487) Asa Briggs, “The welfare state in historical perspective,” in The welfare
state: a reader edited by Christopher Pierson and Francis G. Castles
(Cambridge: Polity Press, 2000).
488) Markus M. L. Crepaz, “Inclusion versus exclusion: political institutions and
welfare expenditures,” Comparative Politics 31(1), 1998.
489) Stephen Davies, “Two conceptions of welfare: voluntarism and
incorporationism,” in The welfare state edited by Ellen Frankel Paul, Fred D.
Miller, Jr., and Jeffrey Paul (Cambridge: Cambridge University Press, 1997).
490) Jacob S. Hacker, “Bringing the welfare state back in: the promise (and perils)
of the new social welfare history,” Journal of Policy History 17(1), 2005.
491) Friedrich von Hayek, “The meaning of the welfare state,” in The welfare
state: a reader edited by Christopher Pierson and Francis G. Castles
(Cambridge: Polity Press, 2000).
492) Jason Jordan, “Mothers, Wives, and Workers: Explaining Gendered
Dimensions of the Welfare State,” Comparative Political Studies 39:
1109-1132, 2006.
493) Walter Korpi, “Power Resources and Employer-Centered Approaches in
Explanations of Welfare States and Varieties of Capitalism: Protagonists,
Consenters, and Antagonists,” World Politics 58(2), 2006.
494) Joseph Melling, “Industrial capitalism and the welfare of the state: the role of
employers in the comparative development of welfare states - a review of
recent research,” Sociology 25(2): 219-239, 1991.
43
495) David Miller, “What’s left of the welfare state?” Social Philosophy and
Policy 20(1): 92-112, 2003.
496) Lauchlan T. Munro, “A principal-agent analysis of the family: implications
for the welfare state,” American Journal of Economics and Sociology 60(4),
2001.
497) Jonas Pontusson, Inequality and Prosperity: Social Europe vs. Liberal
America (Ithaca and London: Cornell University Press, 2005).
498) Robert Van Der Veen and Loek Groot, “Post-Productivism and Welfare
States: A Comparative Analysis,” British Journal of Political Science 36(4),
2006.
福利国家的起源与发展 The Origins and Evolution of Welfare States
499) Douglas E. Ashford, “Bringing the welfare state back in,” Comparative
Politics 23(3): 351-375, 1991.
500) Peter Baldwin, The politics of social solidarity: class bases of the European
welfare state, 1875-1975 (Cambridge and New York: Cambridge University
Press, 1990).
501) David Bradley, Evelyne Huber, Stephanie Moller, Francois Nielsen, and
John D. Stephens, “Distribution and redistribution in postindustrial
democracies,” World Politics 55(2): 193-228, 2002.
502) Gosta Esping-Andersen, Social Foundations of Postindustrial Economies
(Oxford: Oxford University Press, 1999).
503) Matthew C. Fellowes and Gretchen Rowe, “Politics and the new American
welfare states,” American Journal of Political Science 48(2): 362-373, 2004.
504) Alexander M. Hicks and Duane H. Swank, “Politics, institutions, and welfare
spending in industrialized democracies, 1960-82,” American Political Science
Review 86(3): 658-674, 1992.
505) Thomas Janoski and Alexander M. Hicks, eds., The comparative political
economy of the welfare state (Cambridge: Cambridge University Press).
506) Nathan J. Kelly, “Political Choice, Public Policy, and Distributional
Outcomes,” American Journal of Political Science 49(4): 865-880, 2005.
44
507) Staffan Kumlin and Bo Rothstein, “Making and breaking social capital: the
impact of welfare-state institutions,” Comparative Political Studies 38(4):
339-365, 2005.
508) Charles Lockhart, “Explaining social policy differences among advanced
industrial societies,” Comparative Politics 16(3): 335-350, 1984.
509) Claus Offe, “The European model of ‘social’ capitalism: can it survive
European integration?” Journal of Political Philosophy 11(4): 437-469, 2003.
510) David Piachaud, “Social Policy and Politics,” Political Quarterly 76(3),
2005.
511) Christopher Pierson, Beyond the welfare state? The new political economy of
welfare second edition (University Park, Pennsylvania: The Pennsylvania
State University Press, 1998).
512) Adam Przeworski and Michael Wallerstein, “The structure of class conflict
in democratic capitalist societies,” American Political Science Review 76(2):
215-238, 1982.
513) Birgit Pfau-Effinger, “Culture and welfare state policies: reflections on a
complex interrelation,” Journal of Social Policy 34(1): 3-20, 2005.
514) Paul Pierson, “Three worlds of welfare state research,” Comparative
Political Studies 33(6/7): 791-821, 2000.
515) __________, “Introduction: investigating the welfare state at century’s end,”
in The new politics of the welfare state edited by Paul Pierson (Oxford: Oxford
University Press, 2001).
516) Benjamin Radcliff, “The welfare state, turnout, and the economy: a
comparative analysis,” American Political Science Review 86(2): 444-454,
1992.
517) Andrew Sayer and Richard Walker, The new social economy: reworking the
division of labor (Cambridge (Mass.) and Oxford: Blackwell, 1992).
518) Lyle Scruggs, “The Generosity of Social Insurance, 1971-2002,” Oxford
Review of Economic Policy 22: 349-364, 2006.
519) Timothy M. Smeeding, “Public Policy, Economic Inequality, and Poverty:
The United States in Comparative Perspective,” Social Science Quarterly
86(s1), 2005.
45
520) Sven Steinmo, “Political institutions and tax policy in the United States,
Sweden, and Britain,” World Politics 41(4): 500-535, 1989.
521) Thomas Cusack, Torben Iversen, and Philipp Rehm, “Risks at Work: The
Demand and Supply Sides of Government Redistribution,” Oxf Rev Econ
Policy 22: 365-389, 2006.
522) John A. Vincent, “Understanding generations: political economy and culture
in an ageing Society,” British Journal of Sociology 56(4), 2005.
523) Chikako Usui, “Welfare state development in a world system context: event
history analysis of first social insurance legislation among 60 countries,
1880-1960,” in The comparative political economy of the welfare state edited
by Thomas Janoski and Alexander M. Hicks (Cambridge: Cambridge
University Press).
524) Torben Iversen and David Soskice, “Electoral Institutions and the Politics of
Coalitions: Why Some Democracies Redistribute More Than Others,”
American Political Science Review 100(2), 2006.
525) Heinz Rothgang, Herbert Obinger, and Stephan Leibfried, “The State and its
Welfare State: How do Welfare State Changes Affect the Make-up of the
Nation State?” Social Policy and Administration 40(3), 2006.
福利国家面临的挑战 Challenges to Welfare States
526) 哥斯塔·艾斯平—安德森，《黄金时代过去了吗？—全球经济中福利国家
的困境》，载于《转变中的福利国家》，哥斯塔·艾斯平—安德森 编，周
晓亮 译（当代资本主义研究丛书，重庆：重庆出版社，2003 年）。
527) 皮尔逊 编，汪淳波、苗正民 译，《福利制度的新政治学》（北京：商
务印书馆，2005 年）。
528) James P. Allan and Lyle Scruggs, “Political partisanship and welfare state
reform in advanced industrial societies,” American Journal of Political
Science 48(3): 496-512, 2004.
529) Bruno Amable, Donatella Gatti, and Jan Schumacher, “Welfare-State
Retrenchment: The Partisan Effect Revisited,” Oxford Review of Economic
Policy 22: 426-444, 2006.
46
530) Scott J. Basinger and Mark Hallerberg, “Remodeling the competition for
capital: how domestic politics erases the race to the bottom,” American
Political Science Review 98(2), 2004.
531) Daniel Beland and Andre Lecours, “The politics of territorial solidarity:
nationalism and social policy reform in Canada, the United Kingdom, and
Belgium,” Comparative Political Studies 38(6): 676-703, 2005.
532) William D. Berry, Richard C. Fording and Russell L. Hanson, “Reassessing
the ‘race to the bottom’ in state welfare policy,” Journal of Politics 65(2):
327-349, 2003.
533) Clem Brooks and Jeff Manza, “Why Do Welfare States Persist?” The Journal
of Politics 68(4), 2006.
534) Brian Burgoon, “Globalization and welfare compensation: disentangling the
ties that bind,” International Organization 55(3): 509-551, 2001.
535) Andrea Louise Campbell, “Financing the Welfare State: Elite Politics and the
Decline of the Social Insurance Model in America,” Studies in American
Political Development 19(2), 2005.
536) Richard Clayton and Jonas Pontusson, “Welfare-state retrenchment revisited:
entitlement cuts, public sector restructuring, and inegalitarian trends in
advanced capitalist societies,” World Politics 51(1): 67-98, 1998.
537) Donatella Gatti and Andrew Glyn, “Welfare States in Hard Times,” Oxford
Review of Economic Policy 22: 301-312, 2006.
538) Philipp Genschel, “Globalization, tax competition, and the welfare state,”
Politics and Society 30(2): 245-275, 2002.
539) Neil Gilbert, Transformation of the welfare state: the silent surrender of
public responsibility (Oxford: Oxford University Press, 2002).
540) Bent Greve, “Book Review: New Risks, New Welfare: The Transformation
of the European Welfare State?” Journal of European Social Policy 16, 2006.
541) Jacob S. Hacker, “Privatizing risk without privatizing the welfare state: the
hidden politics of social policy retrenchment in the United States,” American
Political Science Review 98(2), 2004.
47
542) Silja Hausermann, “Changing coalitions in social policy reforms: the politics
of new social needs and demands,” Journal of European Social Policy 16:
5-21, 2006.
543) Colin Hay, “What's Globalization Got to Do with It? Economic
Interdependence and the Future of European Welfare States,” Government and
Opposition 41(1), 2006.
544) Karin Heitzmann, “Book Review: The Future of the Welfare State: Crisis
Myths and Crisis Realities,” Journal of European Social Policy 16, 2006.
545) Paul S. Hewitt, “The end of the postwar welfare state,” Washington
Quarterly 25(2): 7-16, 2002.
546) James R. Hines, Jr, “Will Social Welfare Expenditures Survive Tax
Competition?” Oxford Review of Economic Policy 22: 330-348, 2006.
547) John M. Hobson, “Disappearing taxes or the ‘race to the middle’? Fiscal
policy in the OECD,” in States in the global economy: bringing domestic
institutions back in edited by Linda Weiss (Cambridge: Cambridge University
Press, 2003).
548) Richard Hyman, “Trade unions and the politics of the European social
model,” Economic and Industrial Democracy 26(1): 9-40, 2005.
549) Ronald Inglehart, “The Silent Revolution in Europe: Intergenerational
Change in Post-industrial Societies,” American Political Science Review 65
(December): 991–1017, 1971.
550) Torben Iversen and Thomas R. Cusack, “The causes of welfare state
expansion: deindustrialization or globalization?” World Politics 52: 313-349,
April 2003.
551) Pil Ho Kim, “Political preferences and attitudes towards the welfare state:
cross-national comparison of Germany, Sweden, the U.S. and Japan,”
Comparative Sociology 3(3/4), 2004.
552) Walter Korpi and Joakim Palme, “New politics and class politics in the
context of austerity and globalization: welfare state regress in 18 countries,
1975-95,” American Political Science Review 97(3), 2003.
553) Isabela Mares, “Social protection around the world: external insecurity, state
capacity, and domestic political cleavages,” Comparative Political Studies
38(6): 623-651, 2005.
48
554) Cathie Jo Martin, “Reinventing welfare regimes: employers and the
implementation of active social policy,” World Politics 57: 39-69, 2004.
555) Layna Mosley, “Room to move: international financial markets and national
welfare states,” International Organization 54(4): 737-773, 2000.
556) S. Mansoob Murshed, “Conflict resolution and social protection in an era of
globalization: external dimensions to Europe’s social policy,” World Economy
26(10), 2003.
557) Chris Pierson, “Globalisation and the end of social democracy,” Australian
Journal of Politics and History 47(4): 459-474, 2001.
558) Paul Pierson, Dismantling the welfare state? Reagan, Thatcher, and the
politics of retrenchment (Cambridge, New York and Melbourne: Cambridge
University Press, 1994).
559) __________, “The new politics of the welfare state,” World Politics 48(2):
143-179, 1996.
560) Elmar Rieger and Stephan Leibfried,. “Welfare state limits to globalization,”
Politics and Society 26(3): 363-390, 1998.
561) Lyle Scruggs and James Allan, “Welfare-state decommodification in 18
OECD countries: a replication and revision,” Journal of European Social
Policy 16: 55-72, 2006.
562) Peter Starke, “The Politics of Welfare State Retrenchment: A Literature
Review,” Social Policy and Administration 40(1), 2006.
563) Duane Swank, Global capital, political institutions, and policy change in
developed welfare states (Cambridge: Cambridge University Press, 2002).
564) __________, “Withering welfare? Globalization, political economic
institutions, and contemporary welfare states”, in States in the global
economy: bringing domestic institutions back in edited by Linda Weiss
(Cambridge: Cambridge University Press, 2003), pp.58-82.
565) __________, “Globalisation, domestic politics, and welfare state
retrenchment in capitalist democracies,” Social Policy & Society 4(2): 183-195,
2005.
49
566) Duane Swank and Cathie Jo Martin, “Employers and the welfare state: the
political economic organization of firms and social policy in contemporary
capitalist democracies,” Comparative Political Studies 34(8): 889-923, 2001.
567) Linda A. White, “Ideas and the welfare state: explaining child care policy
development in Canada and the United States,” Comparative Political Studies
35(6): 713-743, 2002.
568) Axel Dreher, “The influence of globalization on taxes and social policy: An
empirical analysis for OECD countries,” European Journal of Political
Economy 22(1), 2006.
569) Detlef Jahn, “Globalization as ‘Galton's Problem’: The Missing Link in the
Analysis of Diffusion Patterns in Welfare State Development,” International
Organization 60(2), 2006.
570) Alison McClelland and Susan St. John, “Social policy responses to
globalisation in Australia and New Zealand, 1980–2005,” Australian Journal
of Political Science 41(2), 2006.
571) James Mahmud Rice, Antti Parpo and Robert E. Goodin, “The Temporal
Welfare State: A Crossnational Comparison,” Journal of Public Policy 26(3),
2006.
572) Geof Wood and Ian Gough, “A Comparative Welfare Regime Approach to
Global Social Policy” World Development 34(10): 1667-1850, 2006.
个案分析：社会民主体制 Case Study: Social Democratic Regime
573) Torben M. Andersen, “Challenges to the Scandinavian welfare model,”
European Journal of Political Economy 20: 743-754, 2004.
574) Torben M. Andersen and Lars Haagen Pedersen, “Financial Restraints in a
Mature Welfare State - The Case of Denmark,” Oxford Review of Economic
Policy 22: 313-329, 2006.
575) Stefan Berger, “Democracy and social democracy,” European History
Quarterly 32(1): 13-37, 2002.
576) Andreas Bergh, “The universal welfare state: theory and the case of
Sweden,” Political Studies 52: 745-766, 2004.
50
577) Paula Blomqvist, “The choice revolution: privatization of Swedish welfare
services in the 1990s,” Social Policy and Administration 38(2): 139-155,
2004.
578) Mark Blyth, “Domestic Institutions and the Possibility of Social
Democracy,” Comparative European Politics 3(4): 379-407, 2005.
579) Brian Burgoon and Phineas Baxandall, “Three worlds of working time: the
partisan and welfare politics of work hours in industrialized countries,”
Politics and Society 32(4): 439-473, 2004.
580) Robert Cox, “The path-dependency of an idea: why Scandinavian welfare
states remain distinct,” Social Policy and Administration 38(2): 204-219,
2004.
581) Tony Cutler, and Barbara Waine, “Social insecurity and the retreat from
social democracy: occupational welfare in the long boom and
financialization,” Review of International Political Economy 8(1): 96-118,
2001.
582) Robert R. Geyer, “Globalization, Europeanization, complexity, and the future
of Scandinavian exceptionalism,” Governance 16(4): 559-576, 2003.
583) Susan Giaimo, and Philip Manow, “Adapting the welfare state: the case of
health care reform in Britain, Germany, and the United States,” Comparative
Political Studies 32(8): 967-1000, 1999.
584) Anthony Giddens, The third way: the renewal of social democracy
(Cambridge: Polity Press, 1998).
585) Peter Taylor-Gooby, Trine Larsen and Johannes Kananen, “Market means
and welfare ends: the UK welfare state experiment,” Journal of Social Policy
33(4): 573-592, 2004.
586) Robert E. Goodin, Antti Parpo and Olli Kangas, “The temporal welfare state:
the case of Finland,” Journal of Social Policy 33(4): 531-552, 2004.
587) Bent Greve, “Denmark: universal or not so universal welfare state,” Social
Policy and Administration 38(2): 156-169, 2004.
588) Jacob S. Hacker, and Paul Pierson, “Business power and social policy:
employers and the formation of the American welfare state,” Politics and
Society 30(2): 277-325, 2002.
51
589) Colin Hay, “Theme section: globalization, social democracy and the
persistence of partisan politics: a commentary on Garrett,” Review of
International Political Economy 7(1): 138-152, 2000.
590) __________, “Ideas, interests and institutions in the comparative political
economy of great transformation,” Review of International Political Economy
11(1): 204-226, 2004.
591) Jonathan Hopkin and Daniel Wincott, “New Labour, Economic Reform and
the European Social Model,” British Journal of Politics and International
Relations 8(1), 2006.
592) Thomas A. Koelble, “Social democracy between structure and choice,”
Comparative Politics 24(3): 359-372, 1992.
593) Isabela Mares, The politics of social risk: business and welfare state
development (Cambridge: Cambridge University Press, 2003).
594) Peter Nannestad, “Immigration as a challenge to the Danish welfare state?”
European Journal of Political Economy 20: 755-767, 2004.
595) Martin Paldam, “Introduction to the 2003 European Public Choice Society
plenary lectures: The Nordic welfare state – success under stress,” (editorial)
European Journal of Political Economy 20: 739-742, 2004.
596) Jonas Pontusson, The limits of social democracy: investment politics in
Sweden (Ithaca and London: Cornell University Press, 1992).
597) Bo Rothstein, “Social capital in the social democratic welfare state,” Politics
and Society 29(2): 207-241, 2001.
598) J. Magnus Ryner, “Neo-liberalization of social democracy: the Swedish
case,” Comparative European Politics 2: 97-119, 2004.
599) Lyle Scruggs, “The politics of growth revisited,” Journal of Politics 63(1):
120-140, 2001.
600) Herman Schwartz, “Social democracy going down or down under:
institutions, internationalized capital, and indebted states,” Comparative
Politics April 1998.
601) Stefan Svallfors, “Class, attitudes and the welfare state: Sweden in
comparative perspective,” Social Policy and Administration 38(2): 119-138,
2004.
52
602) Peter Swenson, “Labor and the limits of the welfare state: the politics of
intraclass conflict and cross-class alliances in Sweden and West Germany,”
Comparative Politics 23(4): 379-399, 1991.
603) __________, “Bringing capital back in, or social democracy reconsidered:
employer power, cross-class alliances, and centralization of industrial relations
in Denmark and Sweden,” World Politics 43(4): 513-544, 1991.
604) Robin Varghese, “Review essay: ‘the operation was a success … but the
patient is dead’: theorizing social democracy in an era of globalization,”
Review of International Political Economy 8(4): 720-738, 2001.
605) Ignacio Walker, “Democratic socialism in comparative perspective,”
Comparative Politics 23(4): 439-458, 1991.
606) Special Issue: “policy problems of social democracy,” Comparative Politics
11(1), 1978.
607) Jon H. Fiva and Jorn Rattso¸ “Welfare competition in Norway: Norms and
expenditures,” European Journal of Political Economy 22(1), 2006.
608) Ka Lin and Eero Carroll, “State institutions, political power and social policy
choices: Reconstructing the origins of Nordic models of social policy,”
European Journal of Political Research 45(2), 2006.
609) David Rueda, “Social Democracy and Active Labour-Market Policies:
Insiders, Outsiders and the Politics of Employment Promotion,” British
Journal of Political Science 36(3), 2006.
53
10. 发达国家的经济调整 Economic Adjustment of Developed Countries
经济调整与资本主义的多样性 Economic Adjustment and Varieties of
Capitalism
610) Michael Bordo and Andrew Filardo, “Deflation and monetary policy in a
historical perspective: remembering the past or being condemned to repeat it?”
Economic Policy 20(44), 2005.
611) Kent E. Calder, “Japanese foreign economic policy formation: explaining the
reactive state,” World Politics 40(4): 517-541, 1988.
612) David R. Cameron, “The Expansion of the Public Economy: A Comparative
Analysis,” American Political Science Review 72 (December): 1243–61, 1978.
613) David P. Dolowitz, “Book Review: Policy Learning and British Governance
in the 1960s,” Governance 19(1), 2006.
614) Robert Gilpin, Global political economy: understanding the international
economic order (Princeton: Princeton University Press, 2001), Chapter 7.
615) Joseph Halevi and Peter Kriesler, “Stagnation and Economic Conflict in
Europe,” International Journal of Political Economy 34(2), 2004.
616) Peter A. Hall, Governing the economy: the politics of state intervention in
Britain and France (New York and Oxford: Oxford University Press, 1986).
617) __________, “The political economy of Europe in an era of
interdependence,” in Continuity and change in contemporary capitalism
edited by Herbert Kitschelt, Peter Lange, Gary Marks, and John D. Stephens
(Cambridge: Cambridge University Press, 1999).
618) Jeffrey A. Hart, Rival capitalists: international competitiveness in the United
States, Japan, and Western Europe (Ithaca and London: Cornell University
Press, 1992).
619) Douglas A. Hibbs, Jr., “Political Parties and Macroeconomic Policy,”
American Political Science Review 71 (December): 1467–1487, 1977.
620) __________, The Political Economy of Industrial Democracies (Cambridge,
Massachusetts; London, England: Harvard University Press, 1987).
54
621) G. John Ikenbery, “The state and strategies of international adjustment,”
World Politics 39(1): 53-77, 1986.
622) __________, “The irony of state strength: comparative responses to the oil
shocks in the 1970s.” International Organization 40(1): 105-137, 1986.
623) Peter J. Katzenstein, “International relations and domestic structures: foreign
economic policies of advanced industrial states.” International Organization
30(1): 1-45, 1976.
624) __________, ed., Between power and plenty: foreign economic policies of
advanced industrial states (Madison: University of Wisconsin Press, 1978).
625) __________, “Capitalism in one country? Switzerland in the international
economy,” International Organization 34(4): 507-540, 1980.
626) __________, Small states in world markets: industrial policy in Europe
(Ithaca and London: Cornell University Press, 1985).
627) Herbert Kitschelt, Peter Lange, Gary Marks, and John D. Stephens, eds.,
Continuity and change in contemporary capitalism (Cambridge: Cambridge
University Press, 1999).
628) Ikuo Kume, “Changing relations among the government, labor, and business
in Japan after the oil crisis,” International Organization 42(4): 659-687, 1988.
629) Michael Loriaux, “Comparative political economy as comparative history,”
Comparative Politics 21(3): 355-377, 1989.
630) __________, France after Hegemony: International Chance and Financial
Reform (Ithaca and London: Cornell University Press, 1991).
631) Rianne Mahon and Lynn Krieger Mytelka, “Industry, the state, and the new
protectionism: textiles in Canada and France,” International Organization
37(4): 551-581, 1983.
632) Helen Milner, “Resisting the protectionist temptation: industry and the
making of trade policy in France and the United States during the 1970s,”
International Organization 41(4): 639-665, 1987.
633) Simon Mohun, “On measuring the wealth of nations: the US economy,
1964-2001,” Cambridge Journal Economics 29: 799-815, 2005.
55
634) Paul Pierson, “When effect becomes cause: policy feedback and political
change,” World Politics 45(4): 595-628, 1993.
635) Jonas Pontusson, “Labor, corporatism, and industrial policy: the Swedish
case in comparative perspective,” Comparative Politics 23(2): 163-179, 1991.
636) Andrew Shonfield, Modern capitalism: the changing balance of public and
private power (London, New York, and Toronto: Oxford University Press,
1965).
637) Jim Tomlinson, “Managing the economy, managing the people: Britain c.
1931-70,” Economic History Review LVIII(3): 555-585, 2005.
638) M. Stephen Weatherford and Haruhiro Fukui, “Domestic adjustment to
international shocks in Japan and the United States,” International
Organization 43(4): 585-623, 1989.
639) J. Nicholas Ziegler, “Institutions, elites, and technological change in France
and Germany,” World Politics 47(3): 341-372, 1995.
640) John Zysman, Governments, markets, and growth: financial systems and the
politics of industrial change (Ithaca and London: Cornell University Press,
1983).
全球化下的经济调整 Economic Adjustment under Globalization
641) Klaus Armingeon, “Institutional change in OECD democracies, 1970-2000,”
Comparative European Politics 2: 212-238, 2004.
642) Jan Beyers and Bart Kerremans, “Bureaucrats, politicians, and social
interests: how is European policy making politicized?” Comparative Political
Studies 37(10): 1119-1150, 2004.
643) Vicki Birchfield, “Jose Bove and the globalization countermovement in
France and beyond: a Polanyian interpretation,” Review of International
Studies 31: 581-598, 2005.
644) Mark Blytb, “The transformation of the Swedish model: economic ideas,
distributional conflict, and institutional change,” World Politics 54(1): 1-26,
2001.
56
645) Carles Boix, “Partisan governments, the international economy, and
macroeconomic policies in advanced nations, 1960-93,” World Politics 53(1):
38-73, 2000.
646) Pieter Bouwen, “Exchanging access goods for access: a comparative study of
business lobbying in the European Union institutions,” European Journal of
Political Research 43: 337-368, 2004.
647) Peter J. Buckley and Frances Ruane, “Foreign Direct Investment in Ireland:
Policy Implications for Emerging Economies,” World Economy 29(11), 2006.
648) Helen Callaghan and Martin Hopner, “European Integration and the Clash of
Capitalisms: Political Cleavages over Takeover Liberalization,” Comparative
European Politics 3(3): 307-332, 2005.
649) Hsiao-Lei Chu, “Welfare and public policy: the role of internationalized
production,” Economic Inquiry 43(3), 2005.
650) John W. Cioffi and Martin Hopner, “The Political Paradox of Finance
Capitalism: Interests, Preferences, and Center-Left Party Politics in Corporate
Governance Reform,” Politics and Society 34: 463-502, 2006.
651) Jin Tomlinson Ben Clift, “Credible Keynesianism? New Labour
Macroeconomic Policy and the Political Economy of Coarse Tuning,” British
Journal of Political Science 37(1), January 2007.
652) David Cobham, Athanasios Papadopoulos and George Zis, “The cost of
political intervention in monetary policy,” International Finance 7(3):
471-493, 2004.
653) Robert Henry Cox, “The social construction of an imperative: why welfare
reform happened in Denmark and the Netherlands but not in Germany,” World
Politics 53(3): 463-498, 2001.
654) Richard Deeg and Susanne Lutz, “Internationalization and financial
federalism: the United States and Germany at the crossroads?” Comparative
Political Studies 33(3): 374-405, 2000.
655) Matthew Flinders, “The politics of public-private partnerships,” British
Journal of Politics and International Relations 7: 215-239, 2005.
656) Glenn R. Fong, “State strength, industry structure, and industrial policy:
American and Japanese experiences in microelectronics,” Comparative
Politics 22(3): 273-299, 1990.
57
657) Markus Freitag and Pascal Sciarini, “The political economy of budget
deficits in the European Union: the role of international constraints and
domestic structure,” European Union Politics 2(2): 163-189, 2001.
658) Miriam A. Golden, “International economic sources of regime change: how
European integration undermined Italy’s postwar party system,” Comparative
Political Studies 37(10): 1238-1274, 2004.
659) Jeffrey A. Hart, Technology, television, and competition: the politics of
digital TV (Cambridge: Cambridge University Press, 2004).
660) Colin Hay, “Credibility, competitiveness and the business cycle in ‘third
way’ political economy: a critical evaluation of economic policy in Britain
since 1997,” New Political Economy 9(1), 2004.
661) __________, “Common trajectories, variable paces, divergent outcomes?
Models of European capitalism under conditions of complex economic
interdependence,” Review of International Political Economy 11(2): 231-262,
2004.
662) Richard Heffernan, “UK privatization revisited: ideas and policy change,
1979-92,” Political Quarterly 75(2), 2005.
663) Eckhard Hein and Achim Truger, “European Monetary Union: nominal
convergence, real divergence and slow growth?” Structural Chang and
Economic Dynamics 16: 7-33, 2005.
664) Hyeong-Ki Kwon, “Markets, institutions, and politics under globalization:
industrial adjustments in the Uniited States and in Germany in the 1990s,”
Comparative Political Studies 37(1): 88-113, 2004.
665) Woojin Lee and John E. Roemer, “The rise and fall of unionized labour
markets: a political economy approach,” Economic Journal 115: 28-67, 2005.
666) Johan Lembke, “Strategies, politics and high technology in Europe,”
Comparative European Politics 1: 253-275, 2003.
667) Rodney Loeppky, “History, technology, and the capitalist state: the
comparative political economy of biotechnology and genomics,” Review of
International Political Economy 12(2): 264-286, 2005.
668) Andrew Massey, “Modernisation as Europeanisation: the impact of the
European Union on public administration,” Policy Studies 25(1), 2004.
58
669) Dermot McCann, “Global Markets and National Regulation: The Protection
of Shareholder Interests in Germany and Italy,” Government and Opposition
42(1), 2007.
670) Fiona McGillivray, Privileging industry (Princeton: Princeton University
Press, 2004). Chapter 1.
671) Georg Menz, “Re-regulating the single market: national varieties of
capitalism and their responses to Europeanization,” Journal of European
Public Policy 10(4): 532-555, 2003.
672) Helen V. Milner, “The Digital Divide: The Role of Political Institutions in
Technology Diffusion,” Comparative Political Studies 39:176-199, 2006.
673) Mario Monti, “Commentary: competition policy in a global economy,”
International Finance 7(3): 495-504, 2004.
674) George Pagoulatos, “Financial interventionism and liberalization in Southern
Europe: state, bankers, and the politics of disinflation,” Journal of Public
Policy 23(2): 171-199, 2003.
675) Jonathan Perraton and Ben Clift, “So where are national capitalisms now?” in
Where are national capitalism now? edited by Jonathan Perraton and Ben Clift
(New York: Palgrave MacMillan, 2004).
676) Jonas Pontusson, “Explaining the decline of European social democracy: the
role of structural economic change,” World Politics 47(4): 495-533, 1995.
677) Sean O. Riain, The Politics of High-Tech Growth: Developmental Network
States in the Global Economy (Cambridge: Cambridge University Press,
2004).
678) Robert Rowthorn and Ken Coutts, “De-industrialisation and the balance of
payments in advanced economies,” Cambridge Journal of Economics 28:
767-790, 2004.
679) Vivien A. Schmidt, “Does discourse matter in the politics of welfare state
adjustment?” Comparative Political Studies 35(2): 168-193, 2002.
680) Herman Schwartz, “Small states in big trouble: state reorganization in
Australia, Denmark, New Zealand, and Sweden in the 1980s,” World Politics
46(4): 527-555, 1994.
59
681) Lyle Scruggs, “The politics of growth revisited,” Journal of Politics 63(1):
120-140, 2001.
682) Nicola J. Smith, “Mapping Processes of Policy Change in Contemporary
European Political Economies: The Irish Case,” The British Journal of Politics
and International Relations 8(4), 2006.
683) Barbara Stallings, Global change, regional response: the new international
context of development (New York: Cambridge University Press, 1995).
684) Duane Swank, “Tax Policy in an Era of Internationalization: Explaining the
Spread of Neoliberalism,” International Organization 60(4), 2006.
685) Cameron G. Thies and Schuyler Porche, “The Political Economy of
Agricultural Protection,” Journal of Politics 69(1), February 2007.
686) Daniel Verdier, “The rise and fall of state banking in OECD countries,”
Comparative Political Studies 33(3): 283-318, 2000.
687) __________, “State and finance in the OECD: previous trends and current
change,” Politics and Society 28(1): 35-65, 2000.
688) Steven K. Vogel, “The crisis of German and Japanese capitalism: stalled on
the road to the liberal market model?” Comparative Political Studies 34(10):
1103-1133, 2001.
689) Linda Weiss, “Global Governance, National Strategies: How Industrialized
States Make Room to Move under the WTO,” Review of International
Political Economy 12(5): 723-749, 2005.
690) Nikolaos Zahariadis, “European markets and national regulation: conflict and
cooperation in British competition policy,” Journal of Public Policy 24(1):
49-73, 2004.
691) Chris Briggs, “The Return of Lockouts Down Under in Comparative
Perspective: Globalization, the State, and Employer Militancy,” Comparative
Political Studies 39: 855-879, 2006.
692) Ben Clift, “The New Political Economy of Dirigisme: French
Macroeconomic Policy, Unrepentant Sinning and the Stability and Growth
Pact,” British Journal of Politics and International Relations 8(3), 2006.
693) Thomas M. Steger, “On the Mechanics of Economic Convergence,” German
Economic Review 7(3), 2006.
60
全球化下的资本主义多样性 Varieties of Capitalism under Globalization
694) Alberto Alesina, John Londregan and Howard Rosenthal, “A model of the
political economy of the United States,” American Political Science Review
87(1): 12-33, 1993.
695) Mehdi Parvizi Amineh and Henk Houweling, “All on the way to ‘capitalism
American style’?” Comparative Sociology 3(3/4), 2004.
696) Suzanne Berger and Ronald Dore, eds., National diversity and global
capitalism (Ithaca and London: Cornell University Press, 1996).
697) Gerald Berk and Marc Schneiberg, “Varieties in capitalism, varieties of
association: collaborative learning in American industry,” Politics and Society
33(1): 46-87, 2005.
698) Mark Blyth, “Same as it never was: temporality and typology in the varieties
of capitalism,” Comparative European Politics 1: 215-225, 2003.
699) John R. Bowman, “Employers and the Politics of Skill Formation in a
Coordinated Market Economy: Collective Action and Class Conflict in
Norway,” Politics and Society 33: 567-594, 2005.
700) Jim Buller and Matthew Flinders, “The Domestic Origins of Depoliticisation
in the Area of British Economic Policy,” British Journal of Politics and
International Relations 7(4), 2005.
701) John L. Campbell, John A. Hall, and Ove K. Pedersen eds., National Identity
and the Varieties of Capitalism: The Danish Experience (Copenhagen:
McGill-Queen's University Press, 2006.)
702) David Coates, Models of capitalism: growth and stagnation in the modern
era (Cambridge and Oxford: Polity Press, 2000).
703) Colin Crouch, “Models of capitalism,” New Political Economy 10(4), 2005.
704) Pepper D. Culpepper, “Institutional Change in Contemporary Capitalism:
Coordinated Financial Systems since 1990,” World Politics 57(2), 2005.
705) Richard Deeg and Gregory Jackson, “Towards a more dynamic theory of
capitalist variety,” Socioeconomic Review 5: 149-179, 2007.
61
706) Carola Frege, “The discourse of industrial democracy: Germany and the US
revisited,” Economic and Industrial Democracy 26(1): 151-175, 2005.
707) Robert E. Goodin, “Choose your capitalism?” Comparative European
Politics 1: 203-213, 2003.
708) Peter A. Hall and David Soskice, eds., Varieties of capitalism: the
institutional foundations of comparative advantage (New York and Oxford:
Oxford University Press, 2001).
709) __________, “An introduction to varieties of capitalism,” in Varieties of
capitalism: the institutional foundations of comparative advantage (New York
and Oxford: Oxford University Press, 2001).
710) __________, “Varieties of capitalism and institutional change: a response to
three critics,” Comparative European Politics 1: 241-250, 2003.
711) J. Rogers Hollingsworth, Philippe C. Schmitter and Wolfgang Streeck, eds.,
Governing capitalist economies: performance and control of economic sectors
(New York and Oxford: Oxford University Press, 1994).
712) J. Rogers Hollingsworth and Robert Boyer, eds., Contemporary capitalism:
the embeddedness of institutions (Cambridge: Cambridge University Press,
1997).
713) Chris Howell, “Varieties of capitalism: and then there was one?”
Comparative Politics 36(1), 2003.
714) Kathryn Ibata-Arens, “The comparative political economy of innovation,”
Review of International Political Economy 10(1): 147-165, 2003.
715) Torben Iversen, Jonas Pontusson and David Soskice, eds., Unions,
employers, and central banks: macroeconomic coordination and institutional
change in social market economies (Cambridge: Cambridge University Press,
2000).
716) Lane Kenworthy, “Institutional coherence and macroeconomic
performance,” Socio-Economic Review 4: 69-91, 2006.
717) Alain Klarsfeld and Christopher Mabey, “Management development in
Europe: do national models persist?” European Management Journal 22(6):
649-658, 2004.
62
718) Walter Korpi, “Power Resources and Employer-Centered Approaches in
Explanations of Welfare States and Varieties of Capitalism: Protagonists,
Consenters, and Antagonists,” World Politics 58(2), 2006.
719) Mariely Lopez-Santana, “Varieties of Capitalism and Europeanization:
National Responses Strategies to the Single Market,” Comparative Political
Studies 40: 219-222, 2007.
720) Cathie Jo Martin, “Corporatism from the firm perspective: employer and
social policy in Denmark and Britain,” British Journal of Political Science 35:
127-148, 2004.
721) Gregory W. Noble, “Review essay: recent trends in comparative political
economy and their implications for Japan,” Japanese Journal of Political
Science 4(1): 135-151, 2003.
722) Lucia Quaglia and Ivo Maes, “France and Italy’s policies on European
monetary integration: a comparison of ‘strong’ and ‘weak’ states,”
Comparative European Politics 2: 51-72, 2004.
723) Hugo Radice, “Globalization and national capitalisms: theorizing
convergence and differentiation,” Review of International Political Economy
7(4): 719-742, 2000.
724) Martin Rhodes, “‘Varieties of capitalism’ and the political economy of
European welfare states,” New Political Economy 10(3), 2005.
725) David Rueda, “Insider-outsider politics in industrialized democracies: the
challenge to social democratic parties,” American Political Science Review
99(1), 2005.
726) Vivien A. Schmidt, “Industrial policy and policies of industry in advanced
industrialized nations,” Comparative Politics 28(2): 225-248, 1996.
727) __________, The futures of European capitalism (Oxford: Oxford University
Press, 2002).
728) Wolfgang Streeck and Kozo Yamamura, eds., The origins of nonliberal
capitalism: Germany and Japan in comparison (Ithaca and London: Cornell
University Press, 2001).
729) Mark Thatcher, “Varieties of capitalism in an internationalized world:
domestic international change in European telecommunications,” Comparative
Political Studies 37(7): 751-780, 2004.
63
730) Kathleen Thelen, How institutions evolve: the political economy of skills in
Germany, Britain, the United States, and Japan (Cambridge: Cambridge
University Press, 2000).
731) Matthew Watson, “Ricardian political economy and the ‘varieties of
capitalism’ approach: specialization, trade and comparative institutional
advantage,” Comparative European Politics 1: 227-240, 2003.
732) David Levi-Faur, “Varieties of Regulatory Capitalism: Sectors and Nations
in the Making of a New Global Order,” Governance 19(3), 2006.
733) __________, “Varieties of Regulatory Capitalism: Getting the Most Out of
the Comparative Method,” Governance 19(3), 2006.
Symposium: “The Origins of Non-Liberal Capitalism,” Socio-Economic Review
3(3), 2005.
734) Editors, Symposium on the 'origins of non-liberal capitalism'
735) Mary O'Sullivan, “Typologies, ideologies and realities of capitalism.”
736) Gary Herrigel, “Institutionalists at the limits of institutionalism: a
constructivist critique of two edited volumes from Wolfgang Streeck and
Kozo Yamamura.”
737) T. J. Pempel, “Alternative capitalisms confront new pressures to conform.”
738) Wolfgang Streeck, “Rejoinder: on terminology, functionalism, (historical)
institutionalism and liberalization.”
个案分析：全球化下的日本 Case Study: Japan under Globalization
739) [美]高柏 著，刘耳 译，《日本经济的悖论—繁荣与体制的制度性根源》
（北京：商务印书馆，2004 年）。Bai Gao, Japan's economic dilemma: the
institutional origins of prosperity and stagnation (Cambridge and New York:
Cambridge University Press, 2001).
740) Marie Anchordoguy, “Mastering the market: Japanese government targeting
of the computer industry,” International Organization 42(3): 509-543, 1988.
741) __________, Reprogramming Japan: The High Tech Crisis under
Communitarian Capitalism (Ithaca and London: Cornell University Press,
64
2005).
742) Ron Bevacqua, “Whither the Japanese model? The Asian economic crisis
and the continuation of Cold War politics in the Pacific Rim,” Review of
International Political Economy 5(3): 410-423, 1998.
743) Arne Bigsten, “Can Japan make a comeback?” World Economy 28(4), 2005.
744) Scott Callon, Divided sun: MITI and the breakdown of Japanese high-tech
industrial policy, 1975-1993 (Stanford: Stanford University Press, 1995).
745) Keith Cowling and Philip R. Tomlinson, “The Japanese crisis – a case of
strategic failure?” Economic Journal 110: 358-381, 2000.
746) Robert Dekle and Kenneth Kletzer, “The Japanese banking crisis and
economic growth: theoretical and empirical implications of deposit guarantees
and weak financial regulation,” Journal of the Japanese and International
Economics 17: 305-335, 2003.
747) Andrew Dewit and Sven Steinmo, “The political economy of taxes and
redistribution in Japan,” Social Science Japan Journal 5(2): 159-178, 2002.
748) Ronald Dore, Stock market capitalism: welfare capitalism: Japan and
Germany versus the Anglo-Saxons (Oxford and New York: Oxford University
Press, 2000).
749) Dennis Encarnation and Mark Mason, “Neither MITI nor America: the
political economy of capital liberalization in Japan,” International
Organization 44(1): 25-54, 1990.
750) Seiji Endo, “The Japanese state: surviving neoliberal political economy,” in
The political and economic transition in East Asia: strong market, weakening
state edited by Xiaoming Huang (Richmond, Surrey: Curzon Press, 2001).
751) David Friedman, The misunderstood miracle: industrial development and
political change in Japan (Ithaca and London: Cornell University Press,
1988).
752) Derek Hall, “Japanese spirit, Western economics: the continuing salience of
economic nationalism in Japan,” New Political Economy 9(1), 2004.
753) Fumio Hayashi, “Introduction to Aspects of Japan's Prolonged Slump Special
Issue,” Japan and the World Economy 18(4), 2006.
65
754) Nobuhiro Hiwatari, “Adjustment to stagflation and neoliberal reforms in
Japan, the United Kingdom, and the United States: the implications of the
Japanese case for a comparative analysis of party competition,” Comparative
Political Studies 31(5): 602-632, 1998.
755) Charles Yuji Horioka, “The Causes of Japan's ‘Lost Decade’: The Role of
Household Consumption,” Japan and the World Economy 18(4): 378-400,
2006.
756) Richard Katz, Japan - the system that soured: the rise and fall of the
Japanese economic miracle (Armonk and London: M.E. Sharpe, 1998).
757) Hyeong-Ki, Kwon, “National model under globalization: the Japanese model
and its internationalization,” Politics and Society 33(2): 234-252, 2005.
758) Brian K. Maclean, “Avoiding a Great Depression but Getting a Great
Recession. The Bank of Japan and Japanese Macroeconomic Policy,
1991-2004,” International Journal of Political Economy 35(1): 84-107, 2006.
759) Denis O’Hearn, “Globalization, ‘New Tigers,’ and the end of the
developmental state? The case of the Celtic tiger,” Politics and Society 28(1):
67-92, 2000.
760) Dennis Patterson and Dick Beason, “Politics, pressure, and economic policy:
explaining Japan’s use of economic stimulus policies,” World Politics 53(4):
499-523, 2001.
761) Robert Pekkanen, “After the developmental state: civil society in Japan,”
Journal of East Asian Studies 4: 363-388, 2004.
762) T. J. Pempel, Regime shift: comparative dynamics of the Japanese political
economy (Ithaca and London: Cornell University Press, 1998).
763) __________, “Structural Gaiatsu: international finance and political change
in Japan,” Comparative Political Studies 32(8): 907-932, 1999.
764) Takayuki Sakamoto, “Japan’s political economy in comparative perspective:
macroeconomic policy and wage coordination,” European Journal of Political
Research 43: 421-447, 2004.
765) Jacob M. Schlesinger, “Shadow shoguns: the origins and crisis of Japan,
Inc.,” Washington Quarterly 21(2), 1998.
66
766) Yuzuru Suzuki, “Sociopsychological Analysis of Japanese Industrial Policy:
The Sumitomo Metals Incident,” International Journal of Japanese Sociology
15(1), 2006.
767) Lester Thurow, Head to head: the coming economic battle among Japan,
Europe, and America (New York: Warner Books, 1992), Chapter 5.
768) Andrew Walter, “From Developmental to Regulatory State? Japan’s New
Financial Regulatory System,” Pacific Review 19(4), 2006.
769) Linda Weiss, “Developmental states in transition: adapting, dismantling,
innovating, not ‘normalising’,” Pacific Review 13(1): 21-55, 2000.
770) Richard Westra, “Social theory, economic crisis, and the Japanese political
economy: a review article,” Review of International Political Economy 10(2):
363-373, 2003.
Special Issue: “Crises of Governance: Institutions and the Politics of Change in
Japan and Europe,” edited by Ellen M. Immergut and Ikuo Kume, Governance
19(1), 2006.
771) Ellen M. Immergut and Ikuo Kume, “Introduction: A Crisis of Governance in
Japan and Europe.”
772) Kathleen Thelen and Ikuo Kume, “Coordination as a Political Problem in
Coordinated Market Economies.”
773) Torsten Svensson, Masaru Mabuchi and Ryunoshin Kamikawa, “Managing
the Bank-System Crisis in Coordinated Market Economies: Institutions and
Blame Avoidance Strategies in Sweden and Japan.”
774) Junko Kato and Bo Rothstein, Government Partisanship and Managing the
Economy: Japan and Sweden in Comparative Perspective.”
775) Ellen M. Immergut and Sven Jochem, “The Political Frame for Negotiated
Capitalism: Electoral Reform and the Politics of Crisis in Japan and Sweden.”
67
11. 发展中经济与发展型国家 Developing Economy and Developmental State
后后发展概述 Introduction to Late-Late Development
776) Alice H. Amsden, ed., Special section on “The World Bank’s The East Asian
Miracle: Economic Growth and Public Policy,” World Development 22(4),
1994.
777) __________, The rise of the rest: challenges to the west from
late-industrialization economies (Oxford: Oxford University Press, 2001).
778) Jose Edgardo Campos and Hilton L. Root, The key to the Asian miracle:
making shared growth credible (Washington D. C.: The Brookings Institution,
1996).
779) Steve Chan, East Asian Dynamism: Growth, Order, and Security in the
Pacific Region second edition (Boulder; San Francisco; Oxford: Westview
Press, 1993).
780) Ha-Joon Chang, “Understanding the relationship between institutions and
economic development – some key theoretical issues,” A paper presented at
the WIDER conference, Helsinki, June 2005.
781) Fernando Henrique Cardoso and Enzo Faletto, Dependency and development
in Latin America translated by Marjory Mattingly Urquidi (Berkeley, Los
Angeles and London: University of California Press, 1979).
782) Frederic C. Deyo, ed., The political economy of the new Asian industrialism
(Ithaca and London: Cornell University Press, 1987).
783) Peter Evans, Dependent development: the alliance of multinational, state,
and local capital in Brazil (Princeton: Princeton University Press, 1979).
784) __________, “Class, State, and Dependence in East Asia: Lessons for Latin
America,” in The political economy of the new Asian industrialism edited by
Frederic C. Deyo (Ithaca and London: Cornell University Press 1987).
785) Gary S. Fields, “Growth and distribution in the market economies of East
Asia,” World Politics 35(1): 150-160, 1982.
786) Ewout Frankema and Jan-Pieter Smits, “Exploring the historical roots of
Eastern Asia’s post-war catch-up growth: a trade perspective, 1960-1999,”
Journal of the Asia Pacific Economy 10(2): 178-194, 2005.
68
787) Myron J. Gordon, “Growth, uncertainty and the Third World in the rise and
fall of capitalism,” Journal of Asian Economics 16: 153-177, 2005.
788) Enzo Grilli, “Political economy and economic development in Latin America
in the second half of the 20th century,” Journal of Policy Modeling 27: 1-31,
2005.
789) Albert O. Hirschman, A bias for hope: essays on development and Latin
America (New Haven and London: Yale University Press, 1971), Chapter 2.
790) Roy Jr. Hofheinz and Kent E. Calder, The Eastasia Edge (New York: Basic
Kooks, 1982).
791) Wil Hout, “Development strategies and economic performance in Third
World countries, 1965-92,” Third World Quarterly 17(4): 603-624, 1996.
792) Stephen Kosack and Jennifer Tobin, “Funding Self-Sustaining Development:
The Role of Aid, FDI and Government in Economic Success,” International
Organization 60: 205-243, 2006.
793) Raul L. Madrid, “Book Review: Business Politics and the State in
Twentieth-Century Latin America,” Comparative Political Studies 38:
1166-1168, 2005.
794) William McCord, “An East Asian Model of Development: Growth with
Equity,” Pacific Review 2(3), 1989.
795) Lucian W. Pye, Asian Power and Politics: The Cultural Dimensions of
Authority (Cambridge (Mass.) and London: Harvard University Press, 1985).
796) James Riedel, “Economic development in East Asia: doing what comes
naturally?” in Achieving Industrialization in East Asia edited by Helen Hughes
(Cambridge, New York, Port Chester, Melbourne and Sydney: Cambridge
University Press, 1988).
797) Helen Shapiro and Lance Taylor, “The state and industrial strategy,” World
Development 18(6): 861-878, 1990.
798) Heather Smith, “‘Western’ versus ‘Asian’ capitalism: is there anything new
under the sun?” in Asia-Pacific security: the economics-politics nexus edited
by Stuart Harris and Andrew Mack (Canberra: Allen & Unwin, 1997).
69
799) Vitor Trindade, “The big push, industrialization and international trade: the
role of exports,” Journal of Development Economics 78: 22-48, 2005.
800) Robert Wade, “East Asia’s economic success: conflicting perspective, partial
insights, shaky evidence,” World Politics 44(2): 270-320, 1992.
801) World Bank, World bank report 1992 (New York: Oxford University Press,
1992).
802) __________, The East Asian Miracle: Economic Growth and Public Policy
(New York: Oxford University Press, 1993).
803) John A. Mathews, “Catch-up strategies and the latecomer effect in industrial
development,” New Political Economy 11(3), 2006.
发展型国家的概念 The Concept of Developmental State
804) Alice H. Amsden, “Taiwan’s economic history: a case of etatisme and a
challenge to dependency theory,” Modern China, 5(3): 341-380, 1979.
805) __________, “The state and Taiwan’s economic development,” in Bringing
the state back in edited by Peter B. Evans, Dietrich Rueschemeyer and Theda
Skocpol (Cambridge, New York, Port Chester, Melbourne, and Sydney:
Cambridge University Press, 1985).
806) __________, “Asia’s next giant: how Korea competes in the world
economy,” Technology Review, May/June, 1989.
807) __________, Asia’s next giant: South Korea and late industrialization
(Oxford and New York: Oxford University Press, 1989).
808) __________, “Big Business and Urban Congestion in Taiwan: The Origins
of Small Enterprise and Regionally Decentralized Industry (Respectively),”
World Development 19(9), 1991.
809) __________, “South Korea: Enterprising Groups and Entrepreneurial
Government,” in Big business and the wealth of nations edited by A.
Chandler, F. Amatori and T. Hikino (Cambridge: Cambridge University Press,
1997).
810) Vivek Chibber, “Bureaucratic rationality and the developmental state,”
American Journal of Sociology 107(4), 2002.
70
811) Andrew Cooper, “State power and patterns of late development: a comment
on Zhao and Hall.” Sociology 28(2), 1994.
812) Bruce Cumings, “The origins and development of the Northeast Asian
political economy: industrial sectors, product cycles, and political
consequences,” International Organization 38(1): 1-40, 1984.
813) Richard F. Doner, “Limits of state strength: toward an institutionalist view of
economic development,” World Politics 44(3): 398-431, 1992.
814) Peter Evans, Embedded autonomy: states and industrial transformation
(Princeton: Princeton University Press, 1995).
815) __________, “Introduction: Development Strategies across the
Public-Private Divide,” and “Government Action, Social Capital and
Development: Reviewing the Evidence on Synergy,” World Development
24(6): 1033-1037 and 1119-1132, 1996.
816) Peter Evans and James E. Rauch, “Bureaucracy and growth: a cross-national
analysis of the effects of ‘Weberian’ state structures on economic growth,”
American Sociological Review 64(5): 748-765, 1999.
817) Stephan Haggard, David Kang and Chung-in Moon, “Japanese colonialism
and Korean development: a critique,” World Development 25(6): 861-881,
1997.
818) Niamh Hardiman, “Politics and markets in the Irish ‘Celtic Tiger’,” Political
Quarterly 76(1): 1-158, 2005.
819) Frank S. T. Hsiao, “‘Miracle Growth’ in the twentieth century-international
comparisons of East Asian development,” World Development 31(2): 227-257,
2003.
820) W. G. Huff, “The developmental state, government, and Singapore’s
economic development since 1960,” World Development 23(8): 1421-1433,
1995.
821) W. G. Huff, G. Dewit and C. Oughton, “Credibility and reputation building
in the developmental state: a model with East Asian applications,” World
Development 29(4): 711-724, 2001.
822) __________, “Building the developmental state: achieving economic growth
through co-operative solutions: a comment on Bringing Politics Back In,”
Journal of Development Studies 38(1), 2001.
71
823) Chalmers Johnson, MITI and the Japanese miracle: the growth of industrial
policy, 1925-1975 (Stanford: Stanford University Press, 1982).
824) __________, “Political institutions and economic performance: the
government-business relationship in Japan, South Korea, and Taiwan”, in The
political economy of the new Asian industrialism edited by Frederic C. Deyo
(Ithaca and London: Cornell University Press 1987).
825) __________, “The developmental state: odyssey of a concept”, in The
developmental state edited by Meredith Woo-Cumings (Ithaca and London:
Cornell University Press, 1999).
826) David C. Kang, “South Korean and Taiwanese development and the new
institutional economics,” International Organization 49(3): 555-587, 1995.
827) Atul Kohli, “Where do high growth political economies come from? The
Japanese lineage of Korea’s ‘developmental state’,” World Development
22(9): 1269-1293, 1994.
828) Jonathan Krieckhaus, “Reconceptualizing the developmental state: public
savings and economic growth,” World Development 30(10): 1697-1712, 2002.
829) Laurids S. Lauridsen, “State, institutions and industrial development in East
Asian NICs,” Copenhagen Papers 8, 1993.
830) Linda Low, “The Singapore developmental state in the new economy and
polity,” Pacific Review 14(3): 411-441, 2001.
831) Sylvia Maxfield and Ben Ross Schneider eds., Business and the state in
developing countries (Ithaca and London: Cornell University Press, 1997).
832) Alina Rocha Menocal, “And if there was no state? Critical reflections on
Bates, Polanyi and Evans on the role of state in promoting development,”
Third World Quarterly 25(4): 765-777, 2004.
833) Kris Olds and Henry Wai-Chung Yeung, “Pathways to global city formation:
a view from the developmental city-state of Singapore,” Review of
International Political Economy 11(3): 489-521, 2004.
834) Ziya Onis, “The logic of the developmental state,” Comparative Politics
24(1): 109-126, 1991.
72
835) Sean O. Riain, “The flexible developmental state: globalization, information
technology, and the ‘Celtic Tiger’,” Politics and Society 28(2): 157-193, 2000.
836) Aseema Sinha, “Rethinking the developmental state model: divided
Leviathan and subnational comparisons in India,” Comparative Politics July,
2003.
837) Frances Stewart, “Development and security,” Journal of Conflict, Security
and Development 4(3), 2004.
838) Richard Stubbs, “War and economic development: export-oriented
industrialization in East and Southeast Asia,” Comparative Politics 31(3),
1999.
839) __________, Rethinking Asia’s Economic Miracle (New York: Palgrave
MacMillan, 2005).
840) Cameron G. Thies, “War, rivalry, and state building in Latin America,”
American Journal of Political Science 49(3): 451-465, 2005.
841) Robert Wade, “The role of government in overcoming market failure:
Taiwan, Republic of Korea and Japan,” in Achieving industrialization in East
Asia edited by Helen Hughes (Cambridge, New York, Port Chester,
Melbourne and Sydney: Cambridge University Press, 1988).
842) __________, Governing the market: economic theory and the role of
government in East Asian industrialization (Princeton: Princeton University
Press, 1990).
843) __________, “managing trade: Taiwan and South Korea as challenges to
economics and political science,” Comparative Politics 25(2), 1993.
844) Xu Wang, “Review article: mutual empowerment of state and society: its
nature, conditions, mechanisms, and limits,” Comparative Politics 31(2),
1999.
845) Linda Weiss and John M. Hobson, States and economic development: a
comparative historical analysis (Cambridge: Polity Press, 1995).
846) __________, “Governed interdependence: rethinking the
government-business relationship in East Asia,” Pacific Review 8(4): 586-616,
1995.
73
847) Gordon White, ed., Developmental states in East Asia (Houndmills,
Basingstoke, Hampshire: MacMillan Press, 1988).
848) Jung-En Woo, Race to the swift: state and finance in Korean
industrialization (New York: Columbia University Press, 1991).
849) Meredith Woo-Cumings, “National security and the rise of the
developmental state in South Korea and Taiwan,” in Behind East Asian
growth: the political and social foundations of prosperity edited by Henry S.
Rowen (London and New York: Routledge, 1998).
850) __________, ed., The developmental state (Ithaca and London: Cornell
University Press, 1999).
851) Dingxin Zhao and John A. Hall, “State power and patterns of late
development: resolving the crisis of the sociology of development,” Sociology
28(1), 1994.
852) Tianbiao Zhu, “Developmental states and threat perceptions in Northeast
Asia,” Journal of Conflict, Security and Development 2(1): 6-29, 2002.
853) The Project on Bureaucratic Structure and Economic Performance:
http://weber.ucsd.edu/~jrauch/webstate/
案例分析：韩国与台湾 Case Studies: Korea and Taiwan
854) 董安琪，《台湾经济设计机构的变迁与政府的角色》，台湾经济发展决
策研究系列，年度成果报告（台北：台湾中央研究院经济研究所，1996
年）。
855) [日]谷浦孝雄 编著，雷慧英 译，《台湾的工业化：国际加工基地的形
成》（人间台湾政治经济丛刊第 4 卷，台北：人间出版社，1992 年）。
856) [日]河合和男，《工业化政策的变迁—自朝鲜解放至 70 年代》，载于《南
朝鲜经济分析》[日]小川雄平 [韩]金泳镐 赵凤彬 主编，赵凤彬 [日]小川
雄平 译（北京：中国展望出版社，1989 年）。
857) 康绿岛 著，《李国鼎口述历史—话说台湾经验》（台北：卓越文化，1993
年）。
858) 李明 著，《南北韩政经发展与东北亚安全》（台北：五南图书出版有限
公司，1998）。
74
859) 李明 著，《南北韩政经发展与东北亚安全》（台北：五南图书出版有限
公司，1998）。
860) 《韦永宁先生访谈录》（国史馆口述历史丛书 3，台北：国史馆，1994
年）。
861) 王昭明 著，《王昭明回忆录》（台北：时报文化，1995 年）。
862) CEPD (Council for Economic Planning and Development), Taiwan
statistical data book (Taipei: CEPD, various years).
863) Tun-Jen Cheng, “Transforming Taiwan’s economic structure in the 20th
century,” China Quarterly 165, 2001.
864) Tun-Jen Cheng, Stephan Haggard and David Kang, “Institutions and growth
in Korea and Taiwan: the bureaucracy,” Journal of Development Studies
34(6), 1998.
865) Mark L. Clifford, Troubled Tiger: The Unauthorized Biography of Korea,
Inc. (Singapore: BH Asia, 1994).
866) Yun-han Chu and Jih-wen Lin, “Political development in 20th-century
Taiwan: state-building, regime transformation and the construction of national
identity,” China Quarterly 165, 2001.
867) Ralph N. Clough, Embattled Korea: the Rivalry for International Support
(Boulder and London: Westview Press, 1987).
868) Richard Louis Edmonds and Steven M. Goldstein, “Taiwan in the twentieth
century: an introduction,” China Quarterly 165, 2001.
869) Thomas B. Gold, State and Society in the Taiwan Miracle (Armonk: M. E.
Sharpe, 1986).
870) __________, “Entrepreneurs, Multinationals, and the State,” in Contending
Approaches to the Political Economy of Taiwan edited by Edwin A. Winckler
and Susan Greenhalgh (Armonk and London: M. E. Sharpe, 1988).
871) __________, “Colonial Origins of Taiwanese Capitalism,” Ibid.
872) Giulio Guarini, Vasco Molini and Roberta Rabellotti, “Is Korea Catching
Up? An Análisis of the Labour Productivity Growth in South Korea,” Oxford
Development Studies 34(3): 323-339, 2006.
75
873) Taik-Young Hamm, Arming the two Koreas: state, capital and military
power (London and New York: Routledge, 1999).
874) Sung Deuk Hahm and L. Christopher Plein, “Institutions and technological
development in Korea: the role of the presidency,” Comparative Politics
28(1): 55-76, 1995.
875) __________, After development: the transformation of the Korean
presidency and bureaucracy (Washington, D.C.: Georgetown University
Press, 1997).
876) Yumi Horikane, “The political economy of heavy industrialization: the heavy
and chemical industry (HCI) push in South Korea in the 1970s,” Modern
Asian Studies 39(2): 369-397, 2005.
877) Leroy P. Jones and Il Sakong, Government, Business, and Entrepreneurship
in Economic Development: The Korean Case (Cambridge (Mass.) and
London: Harvard University Press, 1980).
878) David C. Kang, “Bad loans to good friends: money politics and the
developmental state in South Korea,” International Organization 56(1):
177-207, 2002.
879) __________, Crony capitalism: corruption and development in South Korea
and the Philippines (Cambridge and New York: Cambridge University Press,
2002).
880) __________, “Transaction costs and crony capitalism in East Asia,”
Comparative Politics 35(2), 2003.
881) Hagen Koo, “The interplay of state, social class, and world system in East
Asian development: the cases of South Korea and Taiwan,” in The political
economy of the new Asian industrialism edited by Frederic C. Deyo (Ithaca
and London: Cornell University Press 1987).
882) Keun Lee, Justin Y. Lin and Ha-Joon Chang, “Late marketisation versus late
industrialization in East Asia,” Asian-Pacific Economic Literature 19(1),
2005.
883) Adrian Leftwich, “Bringing politics back in: towards a model of the
developmental state,” Journal of Development Studies 31(3), 1995.
76
884) Chi-yuan Liang and Jia-yuan Mei, “Underpinnings of Taiwan’s economic
growth: 1978-1999 productivity study,” Economic Modelling 22: 347-387,
2005.
885) Arvid Lukauskas, “Financial restriction and the developmental state in East
Asia: toward a more complex political economy,” Comparative Political
Studies 35(4): 379-412, 2002.
886) Russell Mardon, “The state and the effective control of foreign capital: the
case of South Korea.” World Politics 43(1): 111-138, 1990.
887) Gregory W. Noble, Collective action in East Asia: how ruling parties shape
industrial policy (Ithaca and London: Cornell University Press, 1998).
888) Henry S. Rowen, ed., Behind East Asian growth: the political and social
foundations of prosperity (London and New York: Routledge, 1998).
889) David Waldner, State building and late development (Ithaca and London:
Cornell University Press, 1999).
890) Edwin A. Winckler and Susan Greenhalgh, eds., Contending Approaches to
the Political Economy of Taiwan (Armonk, New York and London: M. E.
Sharpe, 1988).
891) Jeffrey Winters, “Power and the Control of Capital,” World Politics 46(3):
419-452, 1994.
892) Yongping Wu, “Rethinking the Taiwanese developmental state,” China
Quarterly 177: 91-114, 2004.
比较后后发展 Comparative Late-Late Development
893) Daron Acemoglu, Thierry Verdier and James A. Robinson, “Kleptocracy and
divide-and-rule: a model of personal rule,” Journal of the European Economic
Association 2(2-3): 162-192, 2004.
894) Christian Anglade, “The State and Capital Accumulation in Contemporary
Brazil”, in The State and Capital Accumulation in Latin America (Volume 1)
edited by Christian Anglade and Carlos Fortin (Pittsburgh: University of
Pittsburgh Press, 1985).
895) Henri J. Barkey, “State autonomy and the crisis of import substation,”
Comparative Political Studies 22(3): 291-314, 1989.
77
896) Ali H. Bayar, “The developmental state and economic policy in Turkey,”
Third World Quarterly 17(4): 773-785, 1996.
897) Douglas Bennett and Kenneth Sharpe, “The state as banker and entrepreneur:
the last-resort character of Mexican state’s economic intervention, 1917-76,”
Comparative Politics 12(2): 165-189, 1980.
898) Anne Booth, “Initial conditions and miraculous growth: why is South East
Asia different from Taiwan and South Korea?” World Development 27(2):
301-321, 1999.
899) Patrick M. Boyle, “A view from Zaire,” World Politics 40(2): 269-287, 1988.
900) Michael Bratton and Eric C. C. Chang, “State Building and Democratization
in Sub-Saharan Africa: Forwards, Backwards, or Together?” Comparative
Political Studies 39: 1059-1083, 2006.
901) Gemma Cairo, “State and society relationships in India: explaining the
Kerala experience,” Asian Survey 41(4): 669-692, 2001.
902) Nauro F. Campos and Jeffrey B. Nugent, “Development performance and the
institutions of governance: evidence from East Asia and Latin America,”
World Development 27(3): 439-452, 1999.
903) Steve Chan, “Japan and the United States as development models: classifying
Asia Pacific and Latin American political economies,” Comparative Political
Studies 34(10): 1134-1158, 2001.
904) Vivek Chibber, “Building a developmental state: the Korean case
reconsidered.” Politics and Society 27(3): 309-346, 1999.
905) __________, Locked in place: state-building and late industrialization in
India (Princeton: Princeton University Press, 2003).
906) Christopher Clapham, “Governmentality and economic policy in sub-Saharan
Africa,” Third World Quarterly 17(4): 809-824, 1966.
907) David Collier, “Timing of economic growth and regime characteristics in
Latin America,” Comparative Politics 7(3): 331-359, 1975.
908) Ludovic Comeau Jr., “The political economy of growth in Latin American
and East Asia: some empirical evidence,” Contemporary Economic Policy
21(4), 2003.
78
909) Donald K. Crone, “State, social elites, and government capacity in Southeast
Asia,” World Politics 40(2): 252-268, 1988.
910) Carrie Liu Currier, “Book Review: State-Directed Development: Political
Power and Industrialization in the Global Periphery,” Comparative Political
Studies 38: 1162-1166, 2005.
911) Douglas C. Dacy, Foreign aid, war, and economic development: South
Vietnam, 1955-1975 (Cambridge: Cambridge University Press, 1986).
912) Firat Demir, “Militarization of the Market and Rent-Seeking Coalitions in
Turkey,” Development and Change 36(4), 2005.
913) Thad Dunning, “Resource dependence, economic performance, and political
stability,” Journal of Conflict Resolution 49(4): 451-482, 2005.
914) Peter Evans, “Transferable lessons? Re-examining the institutional
prerequisites of East Asian economic policies,” Journal of Development
Studies 34(6), 1998.
915) Robert Fatton, Jr., “Bringing the ruling class back in: class, state, and
hegemony in Africa,” Comparative Politics 20(3): 253-264, 1988.
916) David Felix, “Import substitution and late industrialization: Latin America
and Asia compared,” World Development 17(9): 1455-1469, 1989.
917) Gary Gereffi and Donald L. Wyman, eds., Manufacturing miracles: paths of
industrialization in Latin America and East Asia (Princeton: Princeton
University Press, 1990).
918) Sugata Ghosh and Sarmistha Pal, “The effect of inequality on growth: theory
and evidence from the Indian states,” Review of Development Economics 8(1):
164-177, 2004.
919) Stephan Haggard, “The newly industrializing countries in the international
system,” World Politics 38(2): 343-370, 1986.
920) __________, Pathways from the periphery: the politics of growth in the
newly industrializing countries (Ithaca and London: Cornell University Press,
1990).
79
921) Stephan Haggard, Chung H. Lee, and Sylvia Maxfield, The Politics of
finance in developing countries (Ithaca and London: Cornell University Press,
1993).
922) Gary Hawes and Hong Liu, “Explaining the dynamics of the Southeast Asian
political economy: state society, and the search for economic growth,” World
Politics 45(4): 629-660, 1993.
923) Simeon Hein, “Trade strategy and the dependency hypothesis: a comparison
of policy, foreign investment, and economic growth in Latin America and East
Asia,” Economic Development and Cultural Change 40(2), 1992.
924) M. Hu and J. A. Mathews, “National innovative capacity in East Asia,”
Research Policy 34(9), 2005.
925) Karel Jansen, “Thailand: the making of a miracle?” Development and
Change 32: 343-370, 2001.
926) Rhys Jenkins, “The political economy of industrialization: a comparison of
Latin American and East Asian newly industrializing countries,” Development
and Change 22: 197-231, 1991.
927) Cristobal Kay, “Why East Asia overtook Latin America: agrarian reform,
industrialization and development,” Third World Quarterly 33(6): 1073-1102,
2002.
928) Atul Kohli, “The political economy of development strategies: comparative
perspectives on the role of the state,” Comparative Politics 19(2): 233-246,
1987.
929) __________, State-directed development: political power and
industrialization in the global periphery (Cambridge: Cambridge University
Press, 2004).
930) Andrew MacIntyre, “Business, government and development: Northeast and
Southeast Asian comparisons,” in Business and government in industrializing
Asia edited by Andrew MacIntyre (Ithaca: Cornell University Press, 1994).
931) Benno J. Ndulu, “Ramping up African Growth: Lessons from Five Decades
of Growth Experience,” Economic Affairs 26(4), 2006.
932) Guillermo O’Donnell, Bureaucratic authoritarianism: Argentina 1966-1973
in comparative perspective (Berkeley: University of California Press, 1988).
80
933) __________, “On the state, democratization and some conceptual problems,”
World Development 21(8), 1993.
934) Susan Kaufman Purcell, “Business-government relations in Mexico: the case
of the sugar industry,” Comparative Politics 13(2): 211-233, 1981.
935) Gustav Ranis, “The comparative development experience of Mexico, the
Philippines and Taiwan from a political economy perspective,” Growth and
Change 28: 393-437, 1997.
936) Budy P. Resosudarmo and Ari Kuncoro, “The Political Economy of
Indonesian Economic Reforms: 1983-2000,” Oxford Development Studies
34(3): 341-355, 2006.
937) Nazih Richani, “Multinational corporations, rentier capitalism, and the war
system in Colombia,” Latin American Politics and Society 47(3), 2005.
938) Richard Robison, “Authoritarian states, capital-owning classes, and the
politics of newly industrializing countries: the case of Indonesia,” World
Politics 41(1): 52-74, 1988.
939) Nita Rudra and Stephan Haggard, “Globalization, Democracy, and Effective
Welfare Spending in the Developing World,” Comparative Political Studies
38: 1015-1049, 2005.
940) Andrew Schrank and Marcus J. Kurtz , “Credit Where Credit Is Due: Open
Economy Industrial Policy and Export Diversification in Latin America and
the Caribbean,” Politics and Society 33: 671-702, 2005.
941) Yuksel Sezgin, “Book Review: Taking a New Look at State-Directed
Industrialization,” International Studies Review 7(2), 2005.
942) Hootan Shambayati, “The rentier state, interest groups, and the paradox of
autonomy: state and business in Turkey and Iran,” Comparative Politics 26(3):
307-331, 1994.
943) Rose J. Spalding, “State power and its limits: corporatism in Mexico,”
Comparative Political Studies 14(2): 139-161, 1981.
944) Cameron G. Thies, “State building, interstate and intrastate rivalry: a study of
post-colonial developing country extractive efforts, 1975-2000,” International
Studies Quarterly 48: 53-72, 2004.
81
945) Lai Si Tsui-Auch, “Has the Hong Kong model worked? Industrial policy in
retrospect and prospect,” Development and Change 29: 55-79, 1998.
946) Erich Weede, “Rent seeking, military participation, and economic
performance in LDCs,” Journal of Conflict Resolution, 30(2): 291-314, 1986.
947) Myron Weiner, “The political economy of industrial growth in India,” World
Politics 38(4): 590-610, 1986.
948) Nicholas J. White, “The beginnings of crony capitalism: business, politics
and economic development in Malaysia, c. 1955-70,” Modern Asian Studies
38(2): 389-417, 2004.
949) Donald C. Williams, “Reconsidering state and society in Africa: the
institutional dimension in land reform policies,” Comparative Politics 28(2):
207-224, 1996.
950) Ernest J. Wilson III, “Strategies of state control of the economy:
nationalization and indigenization in Africa,” Comparative Politics 22(4):
401-419, 1990.
Special Section: “Debate,” Development and Change 36(6), 2005.
951) Howard Nicholas, “Introduction: Putting Industrialization Back into
Development.”
952) Servaas Storm and C. W. M. Naastepad, “Strategic Factors in Economic
Development: East Asian Industrialization, 1950-2003.”
953) Juan Carlos Moreno-Brid, Jesus Santamaria and Juan Carlos Rivas Valdivia,
“Industrialization and Economic Growth in Mexico after NAFTA: The Road
Travelled.”
954) Peter Lawrence, “Explaining Sub-Saharan Africa’s Manufacturing
Performance.”
955) S. M. Shafaeddin, “Towards an Alternative Perspective on Trade and
Industrial Policies.”
956) Peter Arthur, “The State, Private Sector Development, and Ghana’s ‘Golden
Age of Business’,” African Studies Review 49(1), 2006.
82
957) Scott A. Beaulier and J. Robert Subrick, “The Political Foundations of
Development: The Case of Botswana,” Constitutional Political Economy
17(2), 2006.
958) Miatta Fahnbulleh, “In search of economic development in Kenya: Colonial
legacies & post-independence realities,” Review of African Political Economy
33(107), 2006.
83
12. 发展中经济与发展型国家的问题与危机 Problems and Crises of Developing
Economies and Developmental States
东北亚经济发展的问题与发展型国家面临的挑战 Problems of Northeast Asian
Development and Challenges to Developmental States
959) 瞿宛文 著，《公与私之间—台湾经济发展的另类思考》（台北：天下杂
志，1999 年）。
960) Alice H. Amsden and Yoon-Dae Euh, “South Korea’s 1980s financial
reforms: good-by financial repression (maybe), hello new institutional
restraints,” World Development 21(3), 1993.
961) Walden Bello, “East Asia: on the eve of the great transformation?” Review of
International Political Economy 5(3): 424-444, 1998.
962) Walden Bello and Stephanie Rosenfeld, Dragons in distress: Asia’s miracle
economies in crisis (Harmondsworth: Penguin Books, 1992).
963) Mitchell Bernard, “States, social forces, and regions in historical time:
toward a critical political economy of Eastern Asia,” Third World Quarterly
17(4): 649-665, 1996.
964) Dung-Sheng Chen, “Taiwan’s social changes in the patterns of social
solidarity in the 20th century,” China Quarterly 165, 2001.
965) Frederic C. Deyo, “State and labor: modes of political exclusion in East
Asian development,” in The political economy of the new Asian industrialism
edited by Frederic C. Deyo (Ithaca and London: Cornell University Press
1987).
966) __________, Beneath the miracle: labor subordination in the new Asian
industrialism (Berkeley: University of California Press, 1989).
967) Jesus Felipe and J. S. L. McCombie, “Some methodological problems with
the neoclassical analysis of the East Asian miracle,” Cambridge Journal of
Economics 27: 695-721, 2003.
968) Sung-Joo Han, “South Korea: politics in transition,” in Democracy in
development countries (Vol. 3) edited by L. Diamond, J. J. Linz, and S. M.
Lipser (London: Adamantime Press, 1989).
84
969) Eun Mee Kim, “Contradictions and limits of a developmental state: with
illustrations from the South Korean case,” Social Problems 40(2), 1993.
970) Paul R. Krugman, “The myth of Asia’s miracle,” Foreign Affairs 73(6):
62-78, 1994.
971) Jay R. Mandle, “The present as history: globalization and the Asian industrial
revolution,” Journal of the Historical Society 5(3), 2005.
972) Michael Mastanduno, “Models, markets, and power: political economy and
the Asia-Pacific, 1989-1999,” Review of International Studies 26: 493-507,
2000.
973) Mark R. Thompson, “Late industrialisers, late democratisers: developmental
states in the Asia-Pacific,” Third World Quarterly 17(4): 625-647, 1996.
974) Wen-hui Tsai, “Social changes under the impacts of economic transformation
in Taiwan: from industrialization to modernization during the post World War
II era,” Journal of Oriental Studies 27(4), 1989.
债务危机与金融危机 Debt and Financial Crises
975) Pierre-Richard Agenor, Marcus Miller, David Vines, and Axel Weber, The
Asian financial crisis: causes, contagion and consequences (Cambridge:
Cambridge University Press, 1999).
976) Werner Baer and Kent Hargis, “Forms of external capital and economic
development in Latin America: 1820-1997,” World Development 25(11):
1805-1820, 1997.
977) Werner Baer, William R. Miles, and Allen B. Moran, “The end of the Asian
myth: why were the experts fooled?” World Development 27(10): 1735-1747,
1999.
978) John Cathie, “Financial contagion in East Asia and the origins of the
economic and financial crisis in Korea,” in Korean businesses: internal and
external industrialization edited by Chris Rowley and Johngseok Bae (London
and Portland: Frank Cass, 1998).
979) Ha-Joon Chang, “South Korea: the misunderstood crisis,” in Tigers in
trouble: financial governance, liberalization and crises in East Asia edited by
K. S. Jomo (London: Zed Books, 1998).
85
980) __________, “The hazard of moral hazard: untangling the Asian crisis,”
World Development 28(4): 775-788, 2000.
981) Chris Freeman, “The East Asian crisis, technical change and the world
economy,” Review of International Political Economy 5(3): 398-409, 1998.
982) Ross Garnaut, “The East Asian crisis,” in East Asia in crisis: from being a
miracle to needing one? edited by Ross H. McLeod and Ross Garnaut
(London and New York: Routledge, 1998).
983) Stephan Haggard, The political economy of the Asian financial crisis
(Washington D.C.: Institute for International Economics, 2000).
984) Stephan Haggard and Jongryn Mo, “The political economy of the Korean
financial crisis,” Review of International Political Economy 7(2): 197-218,
2000.
985) Andrew MacIntyre, “Institutions and investors: the politics of the economic
crisis in Southeast Asia,” International Organization 55(1): 81-122, 2001.
986) __________, The power of institutions: political architecture and
governance (Ithaca and London: Cornell University Press, 2003).
987) Jongryn Mo, “Political culture and legislative gridlock: politics of economic
reform in precrisis Korea,” Comparative Political Studies 34(5): 467-492,
2001.
988) Gregory W. Noble and John Ravenhill, “Causes and consequences of the
Asian financial crisis,” in The Asian financial crisis and the architecture of
global finance edited by Gregory W. Noble and John Ravenhill (Cambridge:
Cambridge University Press, 2000).
989) Ziya Onis and Ahmet Faruk Aysan, “Neoliberal globalisation, the
nation-state and financial crises in the semi-periphery: a comparative
analysis,” Third World Quarterly 21(1): 119-139, 2000.
990) Ravi Arvind Palat, “‘Eyes wide shut’: reconceptualizing the Asian crisis,”
Review of International Political Economy 10(2): 169-195, 2003.
991) Gabriel Palma, “The ‘three routes’ to financial crisis: Chile, Mexico and
Argentina [1]; Brazil [2]; and Korea, Malaysia and Thailand [3]”, in
Rethinking development economics edited by Ha-Joon Chang (London:
Anthem Press, 2003).
86
992) Daekeun Park and Changyong Rhee, “Currency crisis in Korea: how was it
aggravated?” Asian Development Review 16(1), 1998.
993) T. J. Pempel, ed., The politics of the Asian economic crisis (Ithaca and
London: Cornell University Press, 1999).
994) Richard Robison, Mark Beeson, Kanishka Jayasuriya and Hyuk-Rae Kim,
eds., Politics and markets in the wake of the Asian crisis (London: Routledge,
2000).
995) Chris Rowley and Johngseok Bae, “Introduction: the Icarus paradox in
Korean business and management,” in Korean Businesses: Internal and
External Industrialization edited by C. Rowley and J. Bae (London and
Portland: Frank Cass, 1998).
996) Robert Wade, “The Asian crisis and the global economy: causes,
consequences, and cure,” Current History November 1998.
997) __________, “From ‘miracle’ to ‘cronyism’: explaining the great Asian
slump,” Cambridge Journal of Economics 22(6), 1998.
998) __________, Governing the market: economic theory and the role of
government in East Asian industrialization (Princeton: Princeton University
Press, 2004), Introduction.
999) Robert Wade and Frank Veneroso, “The Asian crisis: the high debt model
versus the Wall Street-Treasury-IMF complex,” New Left Review 228, 1998.
1000) Meredith Woo-Cumings, “The state, democracy, and the reform of the
corporate sector in Korea,” in The politics of Asian financial crisis edited by
T. J. Tempel (Ithaca and London: Cornell University Press, 1999).
1001) S. M. Ali Abbas and Raphael Espinoza, “Evaluating the Success of
Malaysia’s Exchange Controls (1998–99),” Oxford Development Studies 34(2),
2006.
1002) Andrés Gallo, Juan Pablo Stegmann, and Jeffrey W. Steagall, “The Role
of Political Institutions in the Resolution of Economic Crises: The Case of
Argentina 2001–05,” Oxford Development Studies 34(2), 2006.
1003) Gabriel X. Martinez, “The political economy of the Ecuadorian financial
crisis,” Cambridge Jounal of Economics 30: 567-585, 2006.
87
1004) Special issue: “Theme section: models and crisis: turbulence in Asian
economies,” Review of International Political Economy 5(3), 1998.
案例比较：韩国与台湾 Case Studies: Korea and Taiwan
1005) 陈师孟、林忠正等 著，《解构党国资本主义—论台湾官营事业之民
营化》（台北：澄社，1991 年）。
1006) 梁永煌、田习如等 编著，《拍卖国民党—党产大清算》（台北：财
讯出版社，2000 年）。
1007) 涂照彦 著，李明峻 汉译，《日本帝国主义下的台湾》（台北：人
间出版社，1993 年）。
1008) 王振寰 著，《谁统治台湾？—转型中的国家机器与权力结构》（台
北：巨流图书公司，1996 年）。
1009) 吴若予 著，《战后台湾公营事业之政经分析》（台北：业强出版社，
1992 年）。
1010) Judith Cherry, “‘Big Deal’ or big disappointment? The continuing
evolution of the South Korean developmental state,” Pacific Review 18(3),
2005.
1011) Jin-Wook Choi, “Regulatory forbearance and financial crisis in South
Korea,” Asian Survey 42(2), 2002.
1012) Yun-han Chu, “State structure and economic adjustment of the East
Asian newly industrializing countries,” International Organization 43(4),
1989.
1013) Kae H. Chung, “Business Groups in Japan and Korea: Theoretical
Boundaries and Future Direction,” International Journal of Political Economy
34(3), 2004.
1014) Bruce Cumings, Korea’s place in the sun: a modern history (New York
and London: W. W. Norton & Company, 1997).
1015) Carter J.Eckert, Offspring of empire: the Koch’ang Kims and the
colonial origins of Korean capitalism, 1876-1945 (Seattle and London:
University of Washington Press, 1991).
88
1016) John Fei, “The Taiwan economy in the seventies”, in Chiang
Ching-Kuo’s leadership in the development of the Republic of China on
Taiwan edited by Shao-chuan Leng (Lanham, New York, and London:
University Press of America, 1993).
1017) Barry K. Gills, “Economic liberalisation and reform in South Korea in
the 1990s: a ‘coming of age’ or a case of ‘graduation blues’?” Third World
Quarterly 17(4): 667-688, 1996.
1018) Stephan Haggard, “Institutions and economic policy: theory and a
Korean case study,” World Politics 42(2): 210-237, 1990.
1019) Gregory Henderson, Korea: the politics of the vortex (Cambridge,
Massachusetts: Harvard University Press, 1968).
1020) Uk Heo and Sunwoong Kim, “Financial crisis in South Korea: failure of
the government-led development paradigm,” Asian Survey 11(3), 2000.
1021) Uk Heo and Alexander C. Tan, “Political choices and economic
outcomes: a perspective on the differential impact of the financial crisis on
South Korea and Taiwan,” Comparative Political Studies 36(6): 679-698,
2003.
1022) Roger L. Janelli and Dawnbee Yim, Making Capitalism: The Social and
Cultural Construction of a South Korean Conglomerate (Stanford: Stanford
University Press, 1993).
1023) Kanishka Jayasuriya and Andrew Rosser, “Economic orthodoxy and the
East Asian crisis,” Third World Quarterly 22(3): 381-396, 2001.
1024) Bun-Woong Kim, “Korea bureaucracy in historical perspective,” in
Korean public bureaucracy edited by Bun-Woong Kim and Wha-Joon Rho
(Seoul: Kyobo Publishing Inc., 1982).
1025) Eun Mee Kim, Big business, strong state: collusion and conflict in South
Korean development, 1960-1990 (Albany: State University of New York
Press, 1997).
1026) Jung Kim, “The political logic of economic crisis in South Korea,” Asian
Survey 45(3): 453-474, 2005.
1027) Se-Jin Kim, The politics of military revolution in Korea (Chapel Hill:
The University of North Carolina Press, 1971).
89
1028) Shinyoung Kim, “Economic crisis, domestic politics and welfare state
changes,” Pacific Review 18(3), 2005.
1029) Sunhyuk Kim, “The political origins of South Korea’s economic crisis:
is democratization to blame?” Democratization 7(4), 2000.
1030) Yun Tae Kim, “Neoliberalism and the decline of the developmental
state,” Journal of Contemporary Asia 29(4), 1999.
1031) Hahn-Been Lee, Korea: time, change, and administration (Honolulu:
East-West Center Press, 1968).
1032) Yeon-ho Lee, The state, society and big business in South Korea
(London and New York: Routledge, 1997).
1033) __________, “The failure of the weak state in economic liberalization:
liberalization, democratization and the financial crisis in South Korea,” Pacific
Review 13(1): 115-131, 2000.
1034) Kun-jung Liao, “The developmental state, economic bureaucracy and
financial crisis in Asian societies,” Journal of Contingencies and Crisis
Management 9(1), 2001.
1035) Hun Joo Park, “After dirigisme: globalization, democratization, the still
faulted state and its social discontent in Korea,” Pacific Review 15(1): 63-88,
2002.
1036) Iain Pirie, “Better by design: Korea's neoliberal economy,” Pacific
Review 18(3), 2005.
1037) Marc Y. Robert, “The 1997-1998 Korean crisis: domestic or external
causes?” Journal of Policy Modeling 27: 33-53, 2005.
1038) Elizabeth Thurbon, “Two paths to financial liberalization: South Korea
and Taiwan,” Pacific Review 14(2): 241-267, 2001.
1039) __________, “Ideational inconsistency and institutional incapacity: why
financial liberalization in South Korea went horribly wrong,” New Political
Economy 8(3), 2003.
1040) Ming-chang Tsai, “Dependency, the state and class in the neoliberal
transition of Taiwan,” Third World Quarterly 22(3): 359-379, 2001.
90
1041) Linda Weiss, “State power and the Asian crisis,” New Political Economy
4(3), 1999.
1042) Richard Whitley, Business systems in East Asia: firms, markets and
societies (London, Thousand Oaks and New Delhi: Sage, 1992).
1043) Xiaoke Zhang, “Domestic institutions, liberalization patterns, and
uneven crises in Korea and Taiwan,” Pacific Review 15(3): 409-442, 2002.
1044) __________, “Political institutions and central bank autonomy in
Taiwan,” European Journal of East Asian Studies 4(1), 2005.
全球化下的发展型国家 Developmental States under Globalization
1045) 刘鸿晖，《民主化与产业发展之政治经济分析》，载于《民主转型
与经济冲突—九 0 年代台湾经济发展的困境与挑战》朱云汉、包宗和 主
编（台北：桂冠，2000 年）。
1046) 瞿宛文、安士敦（台湾译法，即阿姆斯丹） 著，朱道凯 译，《超
越后进发展—台湾的产业升级策略》（台湾：联经，2003 年）。
1047) Christian Aspalter, “The East Asian welfare model,” International
Journal of Social Welfare 15(4), 2006.
1048) Christopher M. Dent, “Transnational capital, the state and foreign
economic policy: Singapore, South Korea and Taiwan,” Review of
International Political Economy 10(2): 246-277, 2003.
1049) Lowell Dittmer, “East Asia in the ‘new era’ in world politics,” World
Politics 55(1): 38-65, 2002.
1050) Chris Dixon, “The developmental implications of the Pacific Asian
crises: the Thai experience,” Third World Quarterly 20(2): 439-452, 1999.
1051) Ben Fine, “The developmental state is dead – long live social capital?”
Development and Change 30: 1-19, 1999.
1052) Martin Hart-Landsberg and Paul Burkett, “Economic crisis and
restructuring in South Korea: beyond the free market-statist debate,” Critical
Asian Studies 33(3): 403-430, 2001.
1053) Xiaoming Huang, ed., The political and economic transition in East
Asia: strong market, weakening state (Richmond: Curzon, 2001).
91
1054) __________, “Contested state and competitive state: managing the
economy in a democratic Taiwan,” Ibid.
1055) Kanishka Jayasuriya, “Beyond institutional fetishism: From the
developmental to the regulatory state,” New Political Economy 10(3), 2005.
1056) Haider A. Khan, “Technology and economic development: the case of
Taiwan,” Journal of Contemporary China 13(40): 507-521, 2004.
1057) Hisahiro Kondoh, “Policy networks in South Korea and Taiwan during
the democratic era,” Pacific Review 15(2): 225-244, 2002.
1058) Tat Yan Kong, “Labour and neo-liberal globalization in South Korea and
Taiwan,” Modern Asian Studies 39(1): 155-188, 2005.
1059) __________, “Labour and globalization: locating the Northeast Asian
newly industrializing countries,” Review of International Political Economy
13(1), 2006.
1060) Huck-Ju Kwon, “Transforming the developmental welfare state in East
Asia,” Development and Change 36(3): 477-497, 2005.
1061) Chung H. Lee, “The political economy of institutional reform in Korea,”
Journal of the Asia Pacific Economy 10(3): 257-277, 2005.
1062) Yoonkyung Lee, “Varieties of Labor Politics in Northeast Asian
Democracies: Political Institutions and Union Activism in Korea and Taiwan,”
Asian Survey 46(5): 721-740, 2006.
1063) Meng-Chun Liu, “Determinants of Taiwan’s trade liberalization: the case
of a newly industrialized country,” World Development 30(6): 975-989, 2002.
1064) P. J. Lloyd and Donald MacLaren, “Openness and growth in East Asia
after the Asian crisis,” Journal of Asian Economics 11: 89-105, 2000.
1065) S. Javed Maswood, “Developmental states in crisis,” in Reconfiguring
East Asia: regional institutions and organizations after the crisis edited by
Mark Beeson (London: Routledge Curzon, 2002).
1066) John Minns, “Of miracles and models: the rise and decline of the
developmental state in South Korea,” Third World Quarterly 22(6):
1025-1043, 2001.
92
1067) Chung-In Moon and Sang-Young Rhyu, “The state, structural rigidity,
and the end of Asian capitalism: a comparative study of Japan and South
Korea,” in Politics and markets in the wake of the Asian crisis edited by
Richard Robison, Mark Beeson, Kanishka Jayasuriya, and Hyuk-Rae Kim
(London and New York: Routledge, 2000).
1068) Hongwu Sam Ouyang, “Agency Problem, Institutions, and Technology
Policy: Explaining Taiwan's Semiconductor Industry Development,” Research
Policy 35(9): 1261-1440, 2006.
1069)
Iain Pirie, “The new Korean state,” New Political Economy 10(1), 2005.
1070) Jang-Sup Shin and Ha-Joon Chang, “Economic reform after the financial
crisis: a critical assessment of institutional transition and transition costs in
South Korea,” Review of International Political Economy 12(3): 409-433,
2005.
1071) Linda Weiss, “Developmental states in transition: adapting, dismantling,
innovating, not ‘normalising’,” Pacific Review 13(1): 21-55, 2000.
1072) __________, “Guiding globalization in East Asia: new roles for old
developmental state,” in States in the global economy: bringing domestic
institutions back in edited by Linda Weiss (Cambridge: Cambridge University
Press, 2003).
1073) Geoffrey R. D. Underhill and Xiaoke Zhang, “The changing state-market
condominium in East Asia: rethinking the political underpinnings of
development,” New Political Economy 10(1), 2005.
1074) Joseph Wong, “The adaptive developmental state in East Asia,” Journal
of East Asian Studies 4: 345-362, 2004.
1075) __________, Healthy Democracies: Welfare Politics in Taiwan and
South Korea (Ithaca and London: Cornell University Press, 2004).
1076) __________, “Re-making the developmental state in Taiwan: the
challenges of biotechnology,” International Political Science Review 26(2):
169-191, 2005.
1077) Ragayah Haji Mat Zin, “Income Distribution in East Asian Developing
Countries: recent trends,” Asian-Pacific Economic Literature 19(2), 2005.
1078) Jai S. Mah, “Economic restructuring in post-crisis Korea,” Journal of
Socio-Economics 35(4), 2006.
93
1079) Elizabeth Thurbon and Linda Weiss, “Investing in openness: The
evolution of FDI strategy in South Korea and Taiwan,” New Political
Economy 11(1), 2006.
1080) Xiaoke Zhang, “Financial Market Governance in Developing Countries:
Getting Political Underpinnings Right,” Journal of Developing Societies 22:
169-196, 2006.
Special Issue: “From Nation-Building to State-Building,” Third World Quarterly
27(1), 2006.
1081) Mark T. Berger, “From nation-building to state-building: The geopolitics
of development, the nation-state system and the changing global order.”
1082) Michael E. Latham, “Redirecting the revolution? The USA and the
failure of nation-building in South Vietnam.”
1083) William Reno, “Congo: From state collapseto ‘absolutism’, to state
failure.”
1084) Stephen M. Streeter, “Nation-building in the land of eternal
counter-insurgency: Guatemala and the contradictions of the alliance for
progress.”
1085) Marcus Taylor, “From national development to ‘growth with equity’:
Nation-building in Chile, 1950 – 2000.”
1086) Kathleen Weekley, “The national or the social? problems of
nation-building in post-world war II Philippines.”
1087) William Deane Stanley, “El Salvador: State-building before and after
democratisation, 1980 – 95.”
1088) Robert Fatton, “Haiti: The saturnalia of emancipation and the
vicissitudes of predatory rule.”
1089) Simon Philpott, “East Timor's double life: Smells like Westphalian
spirit.”
1090) Charles Hawksley, “Papua New Guinea at thirty: Late decolonisation
and the political economy of nation-building.”
94
1091) Barnett R. Rubin, “Peace building and state-building in Afghanistan:
Constructing sovereignty for whose security?”
1092) Toby Dodge, “Iraq: The contradictions of exogenous state-building in
historical perspective.”
1093) Mark T. Berger and Heloise Weber, “Beyond state-building: Global
governance and the crisis of the nation-state system in the 21st century.”
95
13. 转型国家与转型经济 Transitional States and Transitional Economies
政经转型概述 Introduction to Political and Economic Transitions
1094) 联合国开发计划署 编，《2003 年人类发展报告》（北京：中国财政
经济出版社，各年）。
1095) Anders Aslund, Building capitalism: the transformation of the former
Soviet bloc (Cambridge: Cambridge University Press, 2002).
1096) Iurii Afanas'ev, “Power as End and Means,” Russian Politics and Law
43(6), 2005.
1097) Russell Bova, “Political dynamics of the post-communist transition: a
comparative perspective,” World Politics 44(1): 113-138, 1991.
1098) Josef Brada, Roland Schonfeld, and Ben Slay, “The role of international
financial institutions in Central and Eastern Europe,” Journal of Comparative
Economics 20: 49-56, 1995.
1099) Elise S. Brezis and Thierry Verdier, “Political institutions and economic
reforms in Central and Eastern Europe: a snowball effect,” Economic Systems
27: 289-311, 2003.
1100) Valerie Bunce, “Peaceful versus violent state dismemberment: a
comparison of the Soviet Union, Yugoslavia, and Czechoslovakia,” Politics
and Society 27(2): 217-237, 1999.
1101) __________, Subversive institutions: the design and the destruction of
socialism and the state (Cambridge and New York: Cambridge University
Press, 1999).
1102) __________, “International diffusion and postcommunist electoral
revolutions,” Communist and Post-Communist Studies 39(3): 283-304, 2006.
1103) Michael Ellman, “Transition economies”, in Rethinking development
economics edited by Ha-Joon Chang (London: Anthem Press, 2003).
1104) Elisabetta Falcetti, Tatiana Lysenko and Peter Sanfey, “Reforms and
Growth in Transition: Re-examining the Evidence,” Journal of Comparative
Economics 34(3): 421-445, 2006.
96
1105) Robert H. Frank, “Human nature and economic policy: lessons for the
transition economies,” Journal of Socio-Economics 33: 679-694, 2004.
1106) Thane Gustafson, Capitalism Russian-style (Cambridge and New York:
Cambridge University Press, 1999).
1107) David Lehrer and Anna Korhonen, “Postcommunist aid negotiation: a
review of recent research,” Cambridge Review of International Affairs 17(3),
2004.
1108) Nicholas C. Kyriazis and Michel S. Zouboulakis, “Modeling institutional
change in transition economies,” Communist and Post-Communist Studies 38:
109-120, 2005.
1109) Dalia Marin and Monika Schnitzer, “Disorganization and financial
collapse,” European Economic Review 49: 387-408, 2005.
1110) Stanislav Men'shikov, “Our Capitalism,” Russian Politics and Law 43(6),
2005.
1111) Mieke Meurs and Rasika Ranasinghe, “De-development in
post-socialism: conceptual and measurement issues,” Politics and Society
31(1): 31-53, 2003.
1112) Anastasia Nesvetailova, “Coping in the global financial system: the
political economy of nonpayment in Russia,” Review of International Political
Economy 11(5): 995-1021, 2004.
1113) Richard Rose, “Governance in Russia: a view from the bottom,”
Japanese Journal of Political Science 4(2): 257-271, 2003.
1114) Richard Sakwa, Soviet politics: an introduction (London and New York:
Routledge, 1989).
1115) __________, Postcommunism (Buckingham and Philadelphia: Open
University Press, 1999).
1116) __________, Putin: Russia's choice (London and New York: Routledge,
2004).
1117) Andrei Shleifer and Daniel Treisman, Without a map: political tactics
and economic reform in Russia (Cambridge (Mass.): MIT Press, 2000).
97
1118) David M. Woodruff, “Rules for followers: institutional theory and the
new politics of economic backwardness in Russia,” Politics and Society 28(4):
437-482, 2000.
1119) Barry W. Ickes and Gur Ofer, “The political economy of structural
change in Russia,” European Journal of Political Economy 22(2), 2006.
国家建设 State Building
1120) Andrew Barnes, “What do we know now? Postcommunist economic
reform through a Russian lens,” Comparative Politics 35(4), 2003.
1121) Michael Burawoy, “The state and economic involution: Russia through a
China lens,” World Development 24(6): 1105-1117, 1996.
1122) Lucian Cernat, “The politics of banking in Romania: soft loans, looting
and cardboard billionaires,” Government and Opposition 39(3), 2004.
1123) Sally N. Cummings and Ole Norgaard, “Conceptualising state capacity:
comparing Kazakhstan and Kyrgyzstan,” Political Studies 52: 685-708, 2004.
1124) Gerald M. Easter, “Politics of revenue extraction in post-communist
states: Poland and Russia compared,” Politics and Society 30(4): 599-627,
2002.
1125) Venelin I. Ganev, “Post-communism as an episode of state building: A
reversed Tillyan perspective,” Communist and Post-Communist Studies 38(4):
425-514, 2005.
1126) __________, “Ballots, Bribes, and State Building in Bulgaria,” Journal
of Democracy 17(1), 2006.
1127) Vladimir Gimpelson and Daniel Treisman, “Fiscal games and public
employment: a theory with evidence from Russia,” World Politics 54(2):
145-183, 2002.
1128) Elise Giuliano, “Secessionism from the Bottom Up: Democratization,
Nationalism, and Local Accountability in the Russian Transition,” World
Politics 58(2), 2006.
1129) Anna Grzymala-Busse and Pauline Jones Luong, “Reconceptualizing the
state: lessons from post-communism,” Politics and Society 30(4): 529-554,
2002.
98
1130) Henry E. Hale, “Democracy or autocracy on the march? The colored
revolutions as normal dynamics of patronal presidentialism,” Communist and
Post-Communist Studies 39(3): 305-329, 2006.
1131) Lars Johannsen, “The foundations of the state: emerging urban-rural
cleavages in transitions countries,” Communist and Post-Communist Studies
36: 291-309, 2003.
1132) Juliet Johnson, “Path contingency in postcommunist transformations,”
Comparative Politics 33(3): 253-274, 200.
1133) Michael McFaul, “State power, institutional change, and the politics of
privatization in Russia,” World Politics 47(2): 210-243, 1995.
1134) William Mishler and Richard Rose, “What Are the Political
Consequences of Trust? A Test of Cultural and Institutional Theories in
Russia,” Comparative Political Studies 38: 1050-1078, 2005.
1135) Alexander J. Motyl, “Structural constraints and starting points: the logic
of systemic change in Ukraine and Russia,” Comparative Politics 29(4):
433-447, 1997.
1136) Conor O’Dwyer, “Runaway state building: how political parties shape
states in postcommunist Eastern Europe,” World Politics 56: 520-553, 2004.
1137) __________, Runaway State-Building: Patronage Politics and
Democratic Development (Baltimore: The Johns Hopkins University Press,
2006).
1138) Cynthia Roberts and Thomas Sherlock, “Bringing the Russian state back
in: explanations of derailed transition to market democracy,” Comparative
Politics July 1999.
1139) Neil Robinson, “The global economy, reform and crisis in Russia,”
Review of International Political Economy 6(4): 531-564, 1999.
1140) Stuart Shields, “Global restructuring and the Polish state: transition,
transformation, or transnationalization?” Review of International Political
Economy 11(1): 132-154, 2004.
1141) Gordon B. Smith, “State-building in the new Russia: assessing the
Yeltsin record,” in State-building in Russia: the Yeltsin legacy and the
99
challenge of the future edited by Gordon B. Smith (Armonk and London: M.
E. Sharpe, 1999).
1142) Regina Smyth, “Building state capacity from the inside out: parties of
power and the success of the president’s reform agenda in Russia,” Politics
and Society 30(4): 555-578, 2002.
1143) Kathryn Stoner-Weiss, “Russia: Authoritarianism without Authority,”
Journal of Democracy 17(1), 2006.
1144) __________, Resisting the State: Reform and Retrenchment in
Post-Soviet Russia (Cambridge: Cambridge University Press, 2006).
1145) Yan Sun, “Reform, state and corruption: is corruption less destructive in
China than in Russia?” Comparative Politics 32(1): 1-20, 1999.
1146) Aleksander Surdej, “When the State Is a Problem,” International Studies
Review 7(2), 2005.
1147) Daniel S. Treisman, “Fighting inflation in a transitional regime: Russia’s
anomalous stabilization,” World Politics 50(2), 1998.
1148) Vadim Volkov, “Between economy and the state: private security and
rule enforcement in Russia,” Politics and Society 28(4): 483-501, 2000.
1149) Lucan A. Way, “The dilemmas of reform in weak states: the case of
post-Soviet fiscal decentralization,” Politics and Society 30(4): 579-598, 2002.
1150) __________, “Authoritarian State Building and the Sources of Regime
Competitiveness in the Fourth Wave: The Cases of Belarus, Moldova, Russia,
and Ukraine,” World Politics 57(2), 2005.
1151)
Mikhail V. Beliaev, “Presidential Powers and Consolidation of New
Postcommunist Democracies,” Comparative Political Studies 39: 375-398,
2006.
1152) Phyllis Dininio and Robert W.Orttung, “Explaining Patterns of
Corruption in the Russian Regions,” World Politics 57(4), 2005.
1153) Anna Grzymala-Busse, “The Discreet Charm of Formal Institutions:
Postcommunist Party Competition and State Oversight,” Comparative
Political Studies 39: 271-300, 2006.
100
1154) Henry E. Hale, “Regime Cycles: Democracy, Autocracy, and Revolution
in Post-Soviet Russia,” World Politics 58(1), 2005.
经济自由化 Economic Liberalization
1155) Jessica Allina-Pisano, “Sub Rosa resistance and the politics of economic
reform: land redistribution in post-Soviet Ukraine,” World Politics 56:
554-581, 2004.
1156) Erik Berglof, Andrei Kunov, Julia Shvets and Kesenia Yudaeva, The
new political economy of Russia (Cambridge (Mass.): MIT Press, 2003).
1157) Blanchard, et al., Reform in Eastern Europe (Cambridge (Mass.): MIT
Press, 1991).
1158) Joseph R. Blasi, Maya Kroumova and Douglas Kruse, Kremlin
capitalism: the privatization of the Russian economy (Ithaca and London:
Cornell University Press, 1997).
1159) Louise K. Davidson-Schmich, “The Political Economy of Poland's
Transition: New Firms and Reform Governments,” Comparative Political
Studies 39: 1043-1052, 2006.
1160) Rachel A. Epstein, “Cultivating Consensus and Creating Conflict:
International Institutions and the (De) Politicization of Economic Policy in
Postcommunist Europe,” Comparative Political Studies 39: 1019-1042, 2006.
1161) Richard E. Ericson, “Economics and the Russian Transition,” Slavic
Review 57(3): 609-626, 1998.
1162) Steven Fish, “The determinants of economic reform in the
post-communist world,” East European politics and societies 12(1): 31-78,
1998.
1163) Timothy Frye, “The perils of polarization: economic performance in the
postcommunist world,” World Politics 54(3): 308-337, 2002.
1164) Timothy Frye and Edward D. Mansfield, “Fragmenting protection: the
political economy of trade policy in the post-communist world,” British
Journal of Political Science 33(4), 2003.
101
1165) __________, “Timing is everything: elections and trade liberalization in
the postcommunist world,” Comparative Political Studies 37(4): 371-398,
2004.
1166) Christa Hainz, “Bank competition and credit markets in transition
economies,” Journal of Comparative Economics 31: 223-245, 2003.
1167) Bernd Hayo, “Public support for creating a market economy in Eastern
Europe,” Journal of Comparative Economics 32: 720-744, 2004.
1168) Joel Hellman, “Winners take all: the politics of partial reform in
postcommunist transitions,” World Politics 50(2): 203-234, 1998.
1169) Juliet Johnson, “Postcommunist Central Banks: A Democratic Deficit?”
Journal of Democracy 17(1), 2006.
1170) Byung-Yeon Kim and Jukka Pirttil, “Political Constraints and Economic
Reform: Empirical Evidence from the Post-communist Transition in the
1990s,” Journal of Comparative Economics 34(3): 446-466, 2006.
1171) Olga Kryshtanovskaya and Stephen White, “The rise of the Russian
business elite,” Communist and Post-Communist Studies 38(3): 293-424,
2005.
1172) Marcus J. Kurtz and Andrew Barnes, “The political foundations of
post-communist regimes: marketization, agrarian legacies, or international
influences,” Comparative Political Studies 35(5): 524-553, 2002.
1173) Juan J. Linz and Alfred Stepan, Problems of democratic transition and
consolidation: southern Europe, South America, and post-communist Europe
(Baltimore: Johns Hopkins University Press, 1996).
1174) John Marangos, “A political economy approach to the neoclassical
model of transition,” American Journal of Economics and Sociology 61(1),
2002.
1175) Kazimierz Z. Poznanski, “Political economy of privatization in Eastern
Europe,” in Markets, states, and democracy: the political economy of
post-communist transformation edited by Beverly Crawford (Boulder:
Westview Press, 1995).
1176) __________, The evolutionary transition to capitalism (Boulder and
Oxford: Westview Press, 1995).
102
1177) Lilia Shevtsova, “The limits of bureaucratic authoritarianism,” Journal
of Democracy 15(3), 2004.
1178) William Tompson, “What kind of ‘financial safety net’ for Russia?
Russian banking reform in comparative context,” Post-Communist Economies
16(2), 2004.
1179) Thilo Bodenstein and Gerald Schneider, “Capitalist junctures:
Explaining economic openness in the transition countries,” European Journal
of Political Research 45(3), 2006.
转型的多样性 Varieties of Transitions
1180) Rawi Abdelal, National purpose in the world economy: post-Soviet
states in comparative perspective (Ithaca and London: Cornell University
Press, 2001).
1181) Hilary Appel, “The ideological determinants of liberal economic reform:
the case of privatization,” World Politics 52(4): 520-549, 2000.
1182) David Bartlett and Wendy Hunter, “Market structures, political
institutions, and democratization: the Latin American and East European
experiences,” Review of International Political Economy 4(1): 87-126, 1997.
1183) Valerie Bunce, “The political economy of postsocialism,” Slavic Review
58 (December): 756-793, 1999.
1184) Guillaume Cheikbossian, “Property rights, rent-seeking and aggregate
outcomes in transition economies,” Economic System 27: 271-288, 2003.
1185) Consuelo Cruz and Anna Seleny, “Reform and counterreform: the path
to market in Hungary and Cuba,” Comparative Politics 34(2): 211-231, 2002.
1186) Paul D'Anieri, “Explaining the success and failure of post-communist
revolutions,” Communist and Post-Communist Studies 39(3): 331-350, 2006.
1187) Astrid Hedin, “Stalinism as a civilization: new perspectives on
communist regimes,” Political Studies Review 2: 166-184, 2004）.
1188) Yasheng Huang, “Information, bureaucracy, and economic reforms in
China and the Soviet Union,” World Politics 47(1): 102-134, 1994.
103
1189) Robert Kaufman, “Approaches to the study of state reform in Latin
American and postsocialist countries,” Comparative Politics 31(3): 357-375,
1999.
1190) Charles King, “Post-postcommunism: transition, comparison, and the
end of ‘Eastern Europe’,” World Politics 53(1): 143-172, 2000.
1191) Lawrence King, “Postcommunist divergence: a comparative analysis of
the transition to capitalism in Poland and Russia,” Studies in Comparative
International Development 37(3): 3-34, 2002.
1192) Jeffrey S. Kopstein and David A. Reilly, “Geographic diffusion and the
transformation of the postcommunist world,” World Politics 53(1): 1-37,
2000.
1193) G. A. McDermott, Embedded politics: industrial networks and
institutional change in postcommunism (Ann Arbor: University of Michigan
Press, 2002).
1194) Peter Nolan, China’s rise, Russia’s fall: politics, economics and
planning in the transition from Stalinism (New York: St. Martin’s Press,
1995).
1195) Andrew Savchenko, “Toward capitalism or away from Russia? Early
stage of post-Soviet economic reforms in Belarus and the Baltics,” American
Journal of Economics and Sociology 61(1), 2002.
1196) Andrei P. Tsygankov, “Defining state interests after empire: national
identity, domestic structures and foreign trade policies of Latvia and Belarus,”
Review of International Political Economy 7(1): 101-137, 2000.
1197) Stephen White, “Rethinking postcommunist transition,” Government and
Opposition 38 (4), 417-435, 2003.
1198) Magnus Feldmann, “Emerging Varieties of Capitalism in Transition
Countries: Industrial Relations and Wage Bargaining in Estonia and
Slovenia,” Comparative Political Studies 39: 829-854, 2006.
1199) Peter Voigt, “Russia’s Way from Planning Toward Market: A Success
Story? A Review of Economic Trajectories, Transition Progress and Putin’s
Merits,” Post-Communist Economies 18(2), 2006.
104