ANU COLLEGE OF ARTS & SOCIAL SCIENCES
RESEARCH DEGREE CANDIDATES – ANNUAL REPORT AND PLAN
STUDENT NAME
STUDENT ID
A.
CASS Student Office will provide a system generated cover sheet which is to be attached as
Page One for each Candidate (Please check details and indicate any changes required)
B.
Student Section (to be completed by all Candidates) Please elaborate under the following headings
all highlighted text boxes expand to allow for detailed information
B1.
Detail your progress and achievements over the last 12 months (or since last annual report and plan)
B2.
Have concerns mentioned in your previous annual report and plan been addressed? Give details.
B3.
Have you completed research integrity training?
YES
NO
B4.
If required, have you obtained ethics clearance?
YES
NO
If so, detail from whom and when and list your Human Ethics Protocol Number.
B5.
Have any of the following problems affected progress over the past year? (tick or double click on box to tick
electronically):
Interruption to supervision
Employment commitments
Financial
Other
English language/comprehension and /or writing
Access to research materials
Understanding work expected
Health/personal
Please elaborate on specific issues identified and indicate what steps have been taken to address these
issues?
B6.
Specific Milestones for research progress in the coming year
(eg. completion of a body of work, a chapter, development of research methodology, fieldwork etc).
You should develop these objectives in consultation with your supervisor. These objectives will be
considered at your next annual review.
B7.
(a) What is your maximum submission date?
(b) Give your projected submission date (if your expected submission date is beyond your current
maximum submission date please detail reasons)
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8.
Have you completed any coursework required for the degree or
courses related to the degree?
YES
NO
N/A
If Yes, provide details
Course ID
B9.
(i)
Course name
How many hours per week are devoted to your candidature?
(ii) How many hours per week do you undertake paid employment?
B10.
Supervision
Do you meet and discuss your
research with your supervisor
at least once per week
at least once per semester
at least once per month
communicate by correspondence only
Do you meet and discuss your
research with your panel
members either collectively or
individually
at least once per week
at least once per semester
at least once per month
communicate by correspondence only
Please elaborate on the level of support and advice you have received during the last year from your
supervisor(s). If you are unsatisfied with your current supervisory arrangements please contact the Associate
Dean (Research Training) for advice.
B11.
Resources (eg computer, office space)
Do you have sufficient resources to support your research program?
YES
NO
If No, please elaborate on the current level of resources available and detail any additional resources required
for the completion of your research program
Section B should be completed by the Candidate and then forwarded (with Section A
– cover sheet) to their Chair for completion of Section C. This form can be forwarded
in hard copy or saved and emailed.
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C.
Chair Section
C1.
Has the candidate:
(a)
diligently and consistently applied themselves to their
project?
(b)
shown initiative with the requirements of the research
program and the level of study?
(c)
made satisfactory progress over the past year or since
last review?
C2.
Have any of the following problems affected progress over the past year?
Strongly
Agree
Agree
Neither
Disagree
Strongly
Disagree
(tick or double click on box to tick
electronically):
Interruption to supervision
Employment commitments
Financial
Other
English language/comprehension and /or writing
Access to research materials
Understanding work expected
Health/personal
Please elaborate on specific issues and indicate what steps have been taken to address these issues?
C3.
Do you meet and discuss the
research with the candidate on
average
at least once per week
at least once per fortnight
at least once per month
communicate by correspondence only
Are the general supervisory arrangements satisfactory?
YES
NO
YES
NO
If not, how could they be improved?
C4.
Do you agree with the projected date of completion of the research and
submission of thesis indicated by the candidate at B7?
C5.
Any other comments on the candidate’s work and rate of progress?
C6.
Recommendation to the Head of School/Centre: The progress of the candidature during the last 12
months (or since last review) has been assessed to be:
Satisfactory
meeting all requirements; continued enrolment in candidature recommended
Marginal
Continued enrolment subject to the outcome of an additional review on
at which time
progress against the attached thesis related tasks and deadlines will be reviewed
Unsatisfactory
an additional review will be held on
at which time progress against the attached
thesis related tasks and deadlines will be reviewed
recommendation to the Delegated Authority that the candidate be requested to show
cause why the candidature should not be terminated for the reasons attached
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SIGNATURES MUST BE OBTAINED PRIOR TO SUBMISSION TO CASS STUDENT OFFICE
D.
Approval
D1.
Student
My Chair has discussed Sections B and C with me.
NAME
D2.
SIGNATURE
DATE
SIGNATURE
DATE
Chair of Supervisory Panel
I have read section B of this report
NAME
D3.
Head of School/Centre
I have read sections A – C of this report and recommend/ comment as follows
COMMENTS
NAME
D4.
SIGNATURE
DATE
Delegated Authority
I have read sections A – C of this report and recommend/ comment as follows
COMMENTS
NAME
SIGNATURE
DATE
Completion of an Annual Report and Plan is compulsory for all students enrolled in a research degree

For students who commenced full-time on or before 31 March, the Thesis Proposal Review and
Annual Report and Plan are to be combined. This process must be finalised by 15 December of the
first year of candidature

For students who commenced full-time between 1 April and 31 August, the Thesis Proposal Review
and Annual Report and Plan process must be finalised by 30 June the following year

For continuing students all Sections of the Annual Report and Plan are to be completed by 30
September
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