FINAL REPORT The Integrated Diabetes Care Program in Western Australia: An Evaluation October 2001 Produced for General Health Purchasing, Department of Health By Western Research Advisory Services Pty Ltd. Western Research Advisory Services Pty Ltd 4 Laurence Road Innaloo 6018 Western Australia Telephone: (08) 9244 9229 Email: wras@touch88.com.au Integrated Diabetes Care FINAL REPORT This evaluation was commissioned by the Department of Health (DOH) and contracted to Western Research Advisory Services Pty Ltd. ACKNOWLEDGEMENTS Western Research Advisory Services Pty Ltd wishes to thank the many people who gave their time, knowledge and interest to this evaluation. Your assistance has been invaluable. We also give our special thanks to the Project Committee and the Diabetes Co-ordinators in each pilot region: Ms Penny Brown (Chair) Ms Lisa McGinnis Mr Lindsay France Dr Jill Rowbottom Mr Noel Carlin Ms Emma Ellis Mr Tim Reid Ms Maureen Unsworth (Inner City) Ms Kaye Neylon (Upper and Lower Gt Southern) Ms Kirsty Boltong (Midwest) Our many thanks also go to the consultancy team: Lisa Jarman Chris Worthington Susan Leeming Flavia Bises Jo Hart Limitations Statement The information contained in this report is based on sources believed to be reliable. However, as no independent verification is possible, Western Research Advisory Services Pty Ltd, together with its members and employees, gives no warranty that the said sources are correct, and accepts no responsibility for any resultant errors contained herein and any damage or loss, howsoever caused, suffered by any individual or corporation. The findings and opinions in this report are based on research undertaken by Western Research Advisory Services Pty Ltd as independent consultants and do not purport to be those of the Department of Health. WRAS PTY LTD PAGE 2 Integrated Diabetes Care FINAL REPORT TABLE OF CONTENTS 1. EXECUTIVE SUMMARY ........................................................................................................... 6 1.1. TERMS OF REFERENCE ............................................................................................................. 6 1.2. MAJOR FINDINGS ..................................................................................................................... 6 1.2.1. Overview ............................................................................................................................. 6 1.2.2. The importance of program ‘fit’ to diabetes and its implications for the IDC Program .... 7 1.2.3. Implementation of pilot projects ......................................................................................... 8 1.2.4. Effectiveness ....................................................................................................................... 9 1.2.5. Sustainability ...................................................................................................................... 9 1.2.6. Applicability...................................................................................................................... 10 2. RECOMMENDATIONS............................................................................................................. 11 3. INTEGRATED DIABETES CARE: OVERVIEW & DISCUSSION .................................... 13 3.1. DIABETES AND ITS INFLUENCE ON HEALTH CARE SYSTEMS : .................................................. 13 3.1.1. The Open Systems Model and its relevance to the concept of integration ........................ 13 3.1.2. The NSW Model of IDC .................................................................................................... 15 3.1.3. Diagnosis of the diabetes service delivery environment ................................................... 15 3.2. IMPLEMENTATION OF THE IDC PILOT PROGRAMS IN WESTERN AUSTRALIA .......................... 16 3.2.1. Background and Program objectives................................................................................ 16 3.2.2. Summary of common evaluation themes ........................................................................... 17 3.2.3. Inner City .......................................................................................................................... 17 3.2.4. Upper Great Southern ...................................................................................................... 20 3.2.5. Lower Great Southern ...................................................................................................... 21 3.2.6. Midwest ............................................................................................................................. 23 3.3. EFFECTIVENESS OF THE IDC PROGRAM & MODEL ................................................................... 26 3.3.1. Summary ........................................................................................................................... 26 3.3.2. Consistency with national objectives ................................................................................ 26 3.3.3. Compatibility with other models of service delivery ......................................................... 26 3.3.4. Level of acceptability ........................................................................................................ 27 3.3.5. Strengths ........................................................................................................................... 27 3.3.6. Gaps .................................................................................................................................. 27 3.3.7. Weaknesses ....................................................................................................................... 28 3.3.8. Barriers ............................................................................................................................. 28 3.3.9. Duplications...................................................................................................................... 28 3.3.10. Unintended consequences ............................................................................................ 29 3.3.11. Potential impact on health outcomes ........................................................................... 29 3.4. PROGRAM SUSTAINABILITY ................................................................................................... 29 3.4.1. WRAS PTY LTD Summary ........................................................................................................................... 29 PAGE 3 Integrated Diabetes Care FINAL REPORT 3.4.2. Funding............................................................................................................................. 30 3.4.3. Planning ........................................................................................................................... 30 3.4.4. Culture .............................................................................................................................. 30 3.4.5. Human Resources ............................................................................................................. 30 3.4.6. Structures .......................................................................................................................... 31 3.4.7. Measurement systems ....................................................................................................... 32 3.4.8. Technology........................................................................................................................ 32 3.5. 3.5.1. Capacity to influence other areas of service delivery ....................................................... 32 3.5.2. Applicability to other regions and program areas............................................................ 33 3.6. 4. 5. REFERENCES .......................................................................................................................... 33 APPENDIX A: METHODOLOGY ........................................................................................... 34 4.1. TERMS OF REFERENCE ........................................................................................................... 34 4.2. ISSUES CONSIDERED IN RESEARCH DESIGN ........................................................................... 34 4.3. DATA COLLECTION AND ANALYSIS ....................................................................................... 35 APPENDIX B: LITERATURE REVIEW ................................................................................ 36 5.1. OVERVIEW OF DIABETES MELLITUS ....................................................................................... 36 5.2. DIABETES PREVALENCE IN AUSTRALIA AND WESTERN AUSTRALIA ...................................... 37 5.3. DIABETES SERVICE PROVIDERS ............................................................................................. 38 5.4. CONCEPTS OF INTEGRATION AND DIFFERENTIATION .............................................................. 38 5.5. THE CONCEPT OF INTEGRATION OF HEALTH CARE .................................................................. 40 5.6. MODELS OF INTEGRATED DIABETES CARE ............................................................................. 41 5.7. EXPERIENCES OF INTEGRATED DIABETES CARE MODELS ........................................................ 42 5.7.1. General experiences ......................................................................................................... 42 5.7.2. The NSW Model of Integrated Care ................................................................................. 44 5.8. 6. APPLICABILITY ....................................................................................................................... 32 OBJECTIVES OF NATIONAL AND WA STRATEGIES ................................................................. 45 5.8.1. National Diabetes Objectives (2000-2004) ...................................................................... 45 5.8.2. Commonwealth Department of Health and Aged Care Objectives 2000-2004 ................ 45 5.8.3. The WA Diabetes Strategy 1999 ....................................................................................... 46 5.8.4. Metropolitan Health Plan 2020 ........................................................................................ 46 5.8.5. References ......................................................................................................................... 47 APPENDIX C: QUALITATIVE DATA THEMES .................................................................. 50 6.1. PILOT REGIONS: BACKGROUND AND PROGRESS TO DATE ...................................................... 50 6.1.1. Inner City Region.............................................................................................................. 50 6.1.2. Upper Great Southern Health Locality............................................................................. 59 6.1.3. Lower Great Southern Region .......................................................................................... 65 6.1.4. Midwest Region ................................................................................................................ 74 6.2. THEMES FROM OTHER WESTERN AUSTRALIAN STAKEHOLDERS ........................................... 84 WRAS PTY LTD PAGE 4 Integrated Diabetes Care FINAL REPORT 6.2.1. Implementation of the IDC model ..................................................................................... 84 6.2.2. Effectiveness of the IDC model ......................................................................................... 84 6.2.3. Sustainability of the IDC model ........................................................................................ 87 6.3. 7. SUMMARY OF INTERSTATE TRENDS........................................................................................ 89 6.3.1. The Commonwealth Department of Health and Aged Care ............................................. 89 6.3.2. The New South Wales Experience .................................................................................... 90 6.3.3. The Tasmanian Experience ............................................................................................... 91 6.3.4. The Australian Capital Territory Experience ................................................................... 91 6.3.5. The Victorian Experience ................................................................................................. 92 6.3.6. The Northern Territory Experience .................................................................................. 92 6.3.7. The Queensland Experience ............................................................................................. 92 6.3.8. The South Australian Experience ..................................................................................... 92 APPENDIX D: MONITORING INDICATORS ....................................................................... 93 ABBREVIATED TERMS ACT Australian Capital Territory NIDDM AHW AMS CGS DGP EPC GDM Aboriginal Health Worker Aboriginal Medical Service Central Great Southern Division of General Practice Enhanced Primary Care Gestational Diabetes Mellitus NSW PHU RPH UGS WA WADST GP GRAMS General Practitioner Geraldton Regional Aboriginal Medical Service Great Southern Public Health Unit Health Benefit Fund Health Care Professional Department of Health Integrated Diabetes Care Insulin Dependent Diabetes Mellitus Lower Great Southern Lower Great Southern Health Service Midwest Allied Health National Diabetes Strategy Non English Speaking Background GSPHU HBF HCP DOH IDC IDDM LGS LGSHS MWAH NDS NESB WRAS PTY LTD Non Insulin Dependent Diabetes Mellitus New South Wales Public Health Unit Royal Perth Hospital Upper Great Southern Western Australia Western Australian Diabetes Strategy Taskforce PAGE 5 Integrated Diabetes Care FINAL REPORT 1. EXECUTIVE SUMMARY 1.1. TERMS OF REFERENCE The Consultant was engaged to conduct an evaluation of the Integrated Diabetes Care (IDC) Program that was implemented in the following four pilot regions of Western Australia (WA) in 1998, Inner City East Perth, Midwest, Lower Great Southern Health Service and Upper Great Southern Health Service. The evaluation was intended to assess the progress, effectiveness, sustainability, and applicability of the Program and was not intended to evaluate individual pilot projects. The aim of the Program is to develop and support an integrated service delivery model that ensures: Equitable access to a full range of diabetes services. Health professionals’ access to training and support. Systems for co-ordinated care. Systems for ensuring standards. Systems for monitoring outcomes. Commitment to the development of a locally appropriate service delivery model. The evaluation was conducted between January and March 2001. Data were collected and collated from centralised DOH records, literature review, qualitative interviews with service providers and stakeholders, focus groups and written submissions. In total, 100 qualitative interviews and 11 focus groups were conducted. 1.2. MAJOR FINDINGS 1.2.1. Overview Diabetes Mellitus is a complex, chronic disease requiring input from a variety of disciplines as well as considerable attention to self-management by the individual. It is a major world-wide health issue with very significant social and economic costs. The prevalence of diabetes is on the increase throughout the world, and its influence on current and future health care systems should not be underestimated. There is a world-wide trend towards the use of integrated models of care in health systems, especially in response to diabetes. More recently, many countries, including Australia have begun integrating diabetes into chronic disease programs because risk factors, education, and treatment overlap with other types of chronic diseases (e.g. cardiovascular, vascular, renal). In 1995, the New South Wales (NSW) Health Department trialled three, two year IDC projects to test the hypothesis that “the impact on the system of chronic disease and its sequelae could be reduced by the provision of well organised care founded on agreed, evidence based guidelines for best practice, which incorporates patient education and early detection of complications” (Boyages, Sheridan & Close, 1999, p85). This population based approach was used as a template for the WA IDC pilots. WRAS PTY LTD PAGE 6 Integrated Diabetes Care FINAL REPORT 1.2.2. The importance of program ‘fit’ to diabetes and its implications for the IDC Program The evaluation applied an ‘Open Systems’ model to the data to diagnose the current functioning of diabetes service delivery in WA, and to identify the elements of the IDC Program requiring change (Cummings & Worley, 1993). When applied to diabetes service delivery, the Open Systems model proposes that programs are only effective and sustainable if they are match or ‘fit’ the needs of the diabetes ‘environment’. The ‘environment’ includes people with or at risk of diabetes, the people who assist them manage or prevent diabetes (e.g. families, health and allied professionals), where they are located, and organisations that compete with diabetes for attention and money. For instance, the NSW model outlined above considers some of the elements by designing its program to incorporate early detection and patient education. It also introduces integration as a means of acknowledging the need for continuous, high quality care. The evaluation’s literature review found that integration is a fundamental principle or ‘force’ that comes from the external environment and drives the design of any program. For instance, in the WA diabetes environment, people are spread out in rural and remote areas across the state, but the number of people with diabetes are low in these areas compared with the metropolitan population. Therefore, any diabetes program must consider available resources, and how they can be integrated to provide a diabetes service to rural and remote areas. One of the ways rural and remote health providers have tried to maximise resources is to have people in health roles with generalist skills, rather than people who only have skills in diabetes. In this instance the integration that has occurred refers to the merging of diabetes knowledge with other health knowledge. There is another fundamental force in the environment that drives programs towards ‘differentiation’ and opposes attempts to integrate. Differentiation refers to the need for a program design that pays attention to individual elements within the environment (Lawrence & Lorsch, 1967). For instance, the WA Diabetes Strategy (1999) emphasises attention to prevention, primary care and specialised care. Each of these elements is differentiated because they are all critical to the reduction of diabetes prevalence in the future. However, the evaluation highlighted that the majority of purchaser and provider effort focuses on specialised care interventions. Therefore, over-attention on this area causes the others to suffer, and prevents the achievement of long term goals. Appropriate levels of attention need to be given to each differentiated element to address diabetes. In the context of program design, forces for differentiation should not be considered ‘good’ or ‘bad’. Rather they should be acknowledged and included in planning processes. The literature on diabetes care refers to a number of problems with integrated models but does not appear to acknowledge the existence of forces for differentiation. The evaluation suggests that differentiation must be also considered in models of diabetes service delivery if they are to be effective and sustainable. The original conception of the IDC Program in WA gave attention to integration systems. It seems that the IDC Program needs to be updated to incorporate attention to a broader set of environmental elements than those conceived by the NSW model. Forces for differentiation should also be acknowledged in future diabetes planning. WRAS PTY LTD PAGE 7 Integrated Diabetes Care FINAL REPORT 1.2.3. Implementation of pilot projects Although each pilot region had its unique features, remarkable similarity was found between regions in the major themes listed below: Integration was viewed as an acceptable model IDC funding was inadequate Access to diabetes services is inequitable GP acceptance of, and involvement in IDC Programs is critical Current training provision is inappropriate for rural and remote service providers There is insufficient planning and monitoring of progress and planning A co-ordinator is critical, as are their skills in change management The original submissions were based on the NSW pilot Service providers in rural and remote locations have additional challenges relating to isolation, recruitment and retention, access to services, access to professional support, and competition with generalist roles There also appeared to be a correlation between the development of structures and systems within pilots and the degree of integration achieved. For instance, the Inner City and Lower Great Southern (LGS) pilots did more planning and had more consistency in co-ordination of the program than the Midwest or Upper Great Southern Pilots. The former pilots also had more success in achieving set goals than the latter. In many ways, the Inner City is further advanced than other pilot regions and is now experiencing a high demand for services. The general theme arising from the Inner City pilot was that services and service integration have improved, with patients behaving differently and demonstrating better understanding of diabetes. The Inner City Pilot was funded a total of $701,500.00 over the three year period this was significantly higher than the other pilots, which received less than this combined total between them. The UGS pilot is co-ordinated by the same co-ordinator as the LGS. Twelve months into the pilot a local area co-ordinator was put in place. This local co-ordinator position has had a history of staff changes and the most recent local co-ordinator is now employed in a more generalist role focusing on chronic disease. General perceptions of service providers were that diabetes care is improving but considerable effort is still needed within the region. The locality is challenged by ongoing issues such as geographical isolation, disagreements between some Aboriginal groups, recruitment and retention of health professionals, and access to service providers (e.g. endocrinologists). The LGS health locality appears to have made significant progress towards the integration of services. The initial business case made few distinctions between the UGS and LGS and this is reflected in reporting of the pilots. The development of the LGS pilot has deviated significantly from its original objectives, but has captured the broader outcomes sought by the IDC Program. Similar to the UGS pilot, the Midwest Region experienced significant challenges to its establishment, including a high frequency in the turnover of co-ordinators, merging of the co-ordinator’s role with a diabetes education role, remote service delivery, and competition between service providers. The general perception of this pilot was that WRAS PTY LTD PAGE 8 Integrated Diabetes Care FINAL REPORT it has not achieved integrated care and will require considerable effort to recover lost ground. 1.2.4. Effectiveness The effectiveness of the pilot projects within the IDC Program has varied considerably. As a whole, diabetes service provision has improved across the pilot regions. Visible changes in consumer behaviour are cited in the LGS and Inner City pilots. Pilots in UGS and Midwest locations have had problems compounded by staff turnover, distance, absence of a critical mass of service providers, and limited access to training. In the case of the Midwest, mini-systems of integration (e.g. where a local GP has made their own unique network of diabetes service providers) have formed in reaction to frustration with the progress of diabetes service delivery. The effectiveness of integration models is supported in literature in other Australian states as well as internationally. Integration of services is also occurring in non-pilot regions of WA. However, the IDC Program in WA has weaknesses and gaps (e.g. absence of planning and monitoring) that make it vulnerable to the external environment. Overall, integration is an appropriate model for WA diabetes service delivery, but the program requires increased sophistication (i.e. attention to a broader set of environmental elements, consideration of differentiation) if it is to maximise its effectiveness. The primary elements of the IDC model applied by WA are similar to those implemented by the Commonwealth Department of Aged Care, NSW and the ACT, although each of these states have now moved to models of chronic disease integration. The Victorian Department of Health Services has recently introduced a model of Integrated Disease Management, which incorporates broader elements in its definition of integration. Western Australia has a unique environment due to its relative isolation and broad set of environmental elements impacting diabetes service delivery. Application of the NSW model to the IDC Program was a sound starting point for service delivery change but is no longer a satisfactory model for WA diabetes care. 1.2.5. Sustainability It is acknowledged that the IDC Program is in its infancy, and is an appropriate model for diabetes service delivery in Western Australia. The IDC pilot projects do not seem to be sustainable in their current form. However, attention to the elements listed below seems highly likely to generate future sustainability within the IDC Program: Enhancement of the profile of diabetes as a major health issue in Western Australia Increased resources to support expansions in service delivery around a framework of IDC Development of a framework for a state-wide IDC Program Implementation of further structures within the IDC Program Enhancement of general knowledge of diabetes for people in health related roles Increased consumer involvement in the IDC Program WRAS PTY LTD PAGE 9 Integrated Diabetes Care FINAL REPORT 1.2.6. Applicability The IDC model has the capacity to influence other areas of service delivery, and other regions but it is not necessarily applicable to all forms of health care programs. Diabetes is a natural choice for integration because of its complexity, duration, commonalities with other chronic diseases, and innate requirement for contributions from a variety of disciplines. WRAS PTY LTD PAGE 10 Integrated Diabetes Care FINAL REPORT 2. RECOMMENDATIONS The prevalence of diabetes is on the increase throughout the world and its social and economic impact should not be underestimated by health systems. Diabetes is particularly suited to integrated models of care because it requires input from a variety of disciplines as well as considerable attention to self-management by the individual. There is a world-wide trend towards the application of IDC models, and the evaluation suggests this approach is appropriate for the WA health system. However, diabetes service delivery in WA has unique challenges that are not adequately addressed by the model devised by New South Wales, which was applied to the pilot projects. Therefore, although an IDC Program appears effective and sustainable in the longer term, there is now a need to move beyond the application of pilot projects and develop a state-wide, systematic approach to IDC. Furthermore, if the WA Diabetes Strategy (1999) is to be successful in tackling diabetes issues in the future, it needs to be supported by a sustained commitment to diabetes funding. It is recommended that: 2.1 The profile of diabetes is enhanced: 2.1.1 Through reinforcement from the DOH that diabetes is a major health issue which demands high priority attention (Priority = Short Term). 2.1.2 Through promotion of the WA Diabetes Strategy to health services and diabetes service providers (Priority = Short Term). 2.1.3 Through the development of a state-wide image for the IDC Program (Priority = Short Term). 2.2 Increases in resources are sought to support expansion in service delivery around a framework of IDC: 2.2.1 For the DOH to develop a purchasing plan that supports an integrated model of diabetes service delivery with the DOH (Priority = Short Term). 2.2.2 To encourage application of the IDC Program to health localities not currently applying integrated approaches to diabetes care, and improve IDC Programs already in place (Priority = Short to Medium Term). 2.3 A framework for a state-wide IDC Program is developed: 2.3.1 Through the organisation of an ongoing IDC forum, which brings together diabetes stakeholders from throughout WA. It would be the intention of this forum to promote discussion of common and unique issues in IDC, conduct strategic IDC planning, develop action plans, and identify common performance indicators (Priority = Short Term). 2.3.2 That considers all the integrated and differentiated elements of the diabetes service delivery environment (Priority = Short Term). 2.33 That manages the change to IDC in a manner likely to promote long term behavioural change (Priority = Short Term). WRAS PTY LTD PAGE 11 Integrated Diabetes Care FINAL REPORT 2.3.4 That acknowledges the importance of strategies integrating diabetes with other chronic diseases (Priority = Long Term). 2.3.5 That investigates ways to increase the application of information systems (e.g. registers), collation of the diabetes databases, and use of information technology within the IDC Program (Priority = Medium Term). 2.3.6 That incorporates the development of standardised measurement instruments that target service providers and consumers. It is also recommended that regional data collected by these instruments is centrally collated and analysed (Priority = Short Term). 2.4 Existing and new health localities applying the IDC Program implement the following structures: 2.4.1 Annual strategic planning (Priority = Short Term). 2.4.2 A clearly defined IDC Co-ordinator role (Priority = Short Term). 2.4.3 Training for IDC Co-ordinators and advisory committees in change management (Priority = Short Term). 2.4.4 Networking structures for the IDC Co-ordinator to maintain relationships with other IDC Co-ordinators (Priority = Short Term). 2.4.5 Collection of baseline data against standardised performance indicators, with monitoring on an annual basis (Priority = Short Term). 2.4.6 Systems to retain corporate knowledge (e.g. plans, policies, contact lists, processes) (Priority = Medium Term). 2.4.7 Registers of service providers (Priority = Medium Term). 2.4.8 The application of the standardised measurement instrument developed by the DOH (Priority = Short Term). 2.5 General knowledge of diabetes is enhanced: 2.5.1 Through the development of strategies to increase the number of people, who work in health related roles in rural and remote areas, who have generalist knowledge of diabetes (Priority = Medium Term). 2.5.2 Through development of accessible and affordable training courses for people in rural and remote areas, which have an emphasis on generalist diabetes knowledge (Priority = Short Term). 2.5.3 Through continued acknowledgment of the importance of specialist diabetes training courses (Priority = Short Term). 2.6 Strategies are developed to increase diabetes consumer involvement in the IDC Program: 2.6.1 Through the encouragement of community integration networks for people with diabetes and their families (e.g. buddy systems) (Priority = Medium Term). Priority Definitions Short Term: To be undertaken in the next 12 months. Medium Term: To be undertaken in the next 1 to 3 years. Long Term: To be undertaken in the next 3 to 5 years WRAS PTY LTD PAGE 12 Integrated Diabetes Care FINAL REPORT 3. INTEGRATED DIABETES CARE: OVERVIEW & DISCUSSION 3.1. DIABETES AND ITS INFLUENCE ON HEALTH CARE SYSTEMS : Diabetes Mellitus is a complex, chronic disease requiring input from a variety of disciplines as well as considerable attention to self-management by the individual. It is a major world-wide health issue with very significant social and economic costs. The prevalence of diabetes is on the increase throughout the world, and its influence on current and future health care systems should not be underestimated. There is a world-wide trend towards the use of integrated models of care in health systems, especially in response to diabetes. More recently, many countries, including Australia have begun integrating diabetes into chronic disease programs because risk factors, education, and treatment overlap with other types of chronic diseases (e.g. cardiovascular, vascular, renal). 3.1.1. The Open Systems Model and its relevance to the concept of integration The evaluation applied an ‘Open Systems Model’ to the data to diagnose the current functioning of diabetes service delivery in WA, and to identify the elements of the IDC Program requiring change (Cummings & Worley, 1993). Figure 1. Primary format of an open system model Environment INPUTS Strategy Resources (e.g. human, information, materials) TRANSFORMATIONS People and work relationships Tools, techniques, methods of production OUTPUTS Finished goods Services Ideas Feedback The open systems model is based on systems theory, which describes the properties and behaviours of things called ‘systems’ – people, groups or organisations. Systems are viewed as unitary wholes comprised of parts or sub-systems. The system serves to integrate the parts into a functioning unit. For example, the Health Department of WA is divided into a number of units, such as Public Relations and General Health Purchasing. WRAS PTY LTD PAGE 13 Integrated Diabetes Care FINAL REPORT Systems can vary in how open they are to the outside environment. ‘Open systems’ exchange information and resources with their environment. They cannot completely control their own behaviour and are partially influenced by environmental conditions. An understanding of how these external forces affect an organisation is critical to designing organisational systems properly. Figure 1 shows the key components of an open system: inputs, transformations, outputs, and feedback. If an organisation is likely to produce the right outputs and sustain its existence, these elements should be designed in consideration of the elements of the external environment. When applied to diabetes service delivery, the open systems model proposes that programs are only effective and sustainable if they match or ‘fit’ the needs of the diabetes ‘environment’. The ‘environment’ includes people with or at risk of diabetes, the people who assist them to manage or prevent diabetes (e.g. families, health and allied professionals), where they are located, and organisations that compete with diabetes for attention and money. For instance, the NSW model in the next section considers some of the elements by designing its program to incorporate early detection and patient education. It also introduces integration as a means of acknowledging the need for continuous, high quality care. The evaluation’s literature review found that integration is a fundamental principle or ‘force’ that comes from the external environment and drives the design of any program. For instance, in the WA diabetes environment, people are spread out in rural and remote areas across the state, but the number of people with diabetes are low in these areas compared with the metropolitan population. Therefore, any diabetes program must consider available resources, and how they can be integrated to provide a diabetes service to rural and remote areas. One of the ways rural and remote health providers have tried to maximise resources is to have people in health roles with generalist skills, rather than people who only have skills in diabetes. In this instance the integration that has occurred refers to the merging of diabetes knowledge with other health knowledge. There is another fundamental force in the environment, which drives programs towards ‘differentiation’ and opposes attempts to integrate. Differentiation refers to the need for a program design that pays attention to individual elements within the environment (Lawrence & Lorsch, 1967). For instance, the WA Diabetes Strategy (1999) emphasises attention to prevention, primary care and specialised care. Each of these elements is differentiated because they are all critical to the reduction of diabetes prevalence in the future. However, the evaluation highlighted that the majority of funder, purchaser and provider effort focuses on specialised care interventions. Therefore, over-attention on this area causes the others to suffer, and prevents the achievement of long term goals. Appropriate levels of attention need to be given to each differentiated element to address diabetes. In the context of program design, forces for differentiation should not be considered ‘good’ or ‘bad’. Rather they should be acknowledged and included in planning processes. The literature on diabetes care refers to a number of problems with integrated models but does not appear to acknowledge the existence of forces for differentiation. The evaluation suggests that differentiation must be also considered in models of diabetes service delivery if they are to be effective and sustainable. The original conception of the IDC Program in WA gave attention to integration systems. It seems that the IDC WRAS PTY LTD PAGE 14 Integrated Diabetes Care FINAL REPORT Program needs to be updated to incorporate attention to a broader set of environmental elements than those conceived by the NSW model. Forces for differentiation should also be acknowledged in future diabetes planning. 3.1.2. The NSW Model of IDC In 1995, the NSW Health Department trialled three, two year IDC projects to test the hypothesis that “the impact on the system of chronic disease and its sequelae could be reduced by the provision of well organised care founded on agreed, evidence based guidelines for best practice, which incorporates patient education and early detection of complications” (Boyages, Sheridan & Close, 1999, p85). This population based approach was used as a template for the WA IDC pilots. The term “Integrated Diabetes Care” has been defined as “the organised participation of practitioners, other medical and non-medical clinicians, government and nongovernment agencies, and consumers, in the provision and use of a full range of client focused diabetes services, using agreed standards of care” (Sheridan & Boyages, 1996). Boyages Sheridan and Close (1999) note that in the NSW Model, integrated care consists of: Established systems for communication between service providers. Co-operation between service providers in providing care and in the planning of health services. Agreed guidelines and standards of care, and adequate professional training. The implementation of an agreed set of policies and procedures. This model was evaluated through biochemical, clinical, psychological and economic outcomes. 3.1.3. Diagnosis of the diabetes service delivery environment As previously noted, diabetes is a complex disease, and the service delivery environment has distinct elements requiring consideration. Table 1 (over the page) identifies the elements within this environment and diagnoses them according to: Forces for integration Forces for differentiation Table 1. The diabetes service delivery environment Forces for integration Forces for differentiation These are elements that require integration in order to promote good outputs of products, services and ideas: Service providers forming a multidisciplinary team around the individual (ie. Medical and non-medical, specialists and generalists) Health care as core business System solutions that are focused on diabetes as a whole Geographical proximity WRAS PTY LTD These are elements that require individual attention to promote flexible, high quality diabetes care. Individual professions Aboriginal and other cultures working across core businesses (e.g. health, education, social, housing, socio-economic structures) Solutions focused on sub-populations and individuals Remote locations PAGE 15 Integrated Diabetes Care FINAL REPORT Continuum of care Active consumers who self-manage Disease episodes Passive consumers who are reliant upon the system Relative autonomy Accountability, information technology (decision support systems, intelligent information systems) Limited resources requiring focus across Resources focusing on individual elements primary, secondary and tertiary prevention such as Tertiary care Focus across primary, secondary and tertiary Competition between generalist and service providers specialist ideology Guidelines, protocols and care paths Therapeutic freedom Relatively objective, evidence based Professional judgement treatment (outcomes assessment, economic evaluation) Monitoring and evaluation Focus on delivery Chronic disease focus Diabetes focus Source: modified from a table presented by Primary Care Partnerships, Integrated Disease Management: Interim Policy Directions and Guidelines, Victorian Government Publishing Service, 2001. The evaluation confirms that all these elements exist within the WA diabetes service delivery environment. See section 6, Table 15 for reference to the Pilot Programs and the existence of the forces of integration and differentiation within each. 3.2. IMPLEMENTATION OF THE IDC PILOT PROGRAMS IN WESTERN AUSTRALIA 3.2.1. Background and Program objectives In 1997/98 the DOH developed a reinvestment strategy for purchasing diabetes services. The focus of the strategy is to develop and support an integrated service delivery model that ensured: Equitable access to a full range of diabetes services. Health professionals’ access to training and support. Systems for co-ordinated care. Systems for ensuring standards. Systems for monitoring outcomes. Commitment to the development of a locally appropriate service delivery model. The key objective is to create an informed community that practices positive diabetes prevention and control. The introduction of IDC commenced in 1998, with the purchasing of four pilot projects by the DOH. Each project was based on the NSW model, but was developed to reflect local needs and priorities as each region has different geographic and demographic profiles. The projects are located in: Inner City health locality Upper Great Southern health locality Lower Great Southern health locality Midwest health zone. The pilots are due for completion in June 2001. The sections following provide summarised findings and outline achievements of the pilot projects against anticipated program and project outcomes. Details of individual projects are located in the appendix to this report. WRAS PTY LTD PAGE 16 Integrated Diabetes Care FINAL REPORT 3.2.2. Summary of common evaluation themes Although each pilot region had its unique features, remarkable similarity was found between regions in major themes. Integration was viewed as an acceptable model that has the potential to be applied across a broad range of health systems. Perceptions that IDC funding was inadequate to meet the demand for services from the population with diabetes. Access to diabetes services is inequitable. This issue is particularly evident amongst Aboriginal and gestational populations. However, a related theme was the need for a model of diabetes service delivery that incorporates, primary, secondary and tertiary prevention. GP acceptance of, and involvement in IDC Programs is critical to the progress of integration. Meeting other members of the multi-disciplinary team is critical to networking and referral processes. Rural and remote service providers are particularly concerned about the focus of the current Curtin University training program in diabetes, which is viewed as expensive, difficult to attend, and not relevant to the development of generalist skills. A co-ordinator’s position is critical to program implementation and maintenance, however the position does not have sufficient authority to implement change quickly. The pilots were generally viewed as consistent with the NSW model of IDC but understanding of integration varied considerably. Skills in change management are critical for diabetes co-ordinators. Even after programs have been established, negotiations with service providers are a part of daily work. Guidelines and protocols for quality diabetes care are perceived as sufficient. There is insufficient planning and monitoring of progress and planning. Adolescents with diabetes who have moved from tertiary centres in the Perth metropolitan area have no transition to adult programs. There are tensions with Silver Chain service providers in rural locations. Service providers in rural and remote locations have additional challenges relating to isolation, recruitment and retention, access to services, access to professional support, and competition with generalist roles. There also appeared to be a correlation between the development of structures and systems within pilots and the degree of integration achieved. The Inner City and Lower Great Southern (LGS) pilots did more planning and had more consistency in co-ordination of the program than the Midwest or Upper Great Southern Pilots. The former pilots also had more success in achieving set goals than the latter. Although it was not within the scope of the evaluation to form a judgement on the success of individual pilots, it could be argued that planning and people are key features of effective integration and have had a direct impact on the pilots’ progress. 3.2.3. Inner City In many ways, the Inner City is further advanced than other pilot regions and is now experiencing a high demand for services. The general theme arising from the pilot is that there are now improved services and service integration, with patients behaving WRAS PTY LTD PAGE 17 Integrated Diabetes Care FINAL REPORT differently and demonstrating better understanding of diabetes. However, the pilot now faces the challenge of being unable to provide services to meet demands. Its metropolitan location has meant that the project’s focus has had to incorporate a variety of NESB populations. The Inner City health locality project has a number of features likely to enhance program effectiveness and sustainability including: Metropolitan location Continuity of committee members Comparatively higher funding Access to local tertiary centres Quarterly and annual reporting of progress against its business case. There was a strong match between the common themes generated across all regions and the major issues of importance within the Inner City region. Over the page, Table 3 and 4 show the outcomes cited in reports to the DOH. Table 3. Achievement of projects against original submission INNER CITY OBJECTIVES 1. Provide community based education services to 480 people with NIDDM and their partners per year in the inner city 2. Conduct a needs assessment and pilot programs to identify appropriate services and service locations for people with diabetes from NESB 3. 4. Implement at least 4 programs targeting high risk groups that will increase diagnosis and reduce modifiable risks for developing diabetes Implement systems for co-ordinated care, quality standards of care, health professional training and support, and systems of monitoring of health outcomes WRAS PTY LTD REPORTED OUTCOMES 1998 - 250 people attended training 1999 – 340 people attended training 2000 – 70 in first 5 months 1998 - Needs assessment and pilot programs established with focus on Italian and Vietnamese 2000 – these programs were expanded to include other Health Services 1998 – 2 day workshop held for strategic planning focusing on diabetes prevention 2000 – first risk reduction program commenced for GDM 1998 – RPH provided practical placements for local podiatrists GP registrations for diabetes education training with Perth DGP Co-ordinator attended diabetes education training Logo, generic referral form/ foot assessment and ophthalmologist assessment form developed Systems for co-ordination of podiatry services under development Local Area Co-ordination Committee meets quarterly – ongoing to 2001 2000 – Expansion to include other regions, DGP, hospitals DGP in program for discharge processes Steering committee terms of reference developed for eye check program and GDM Working party focusing on community podiatry in place PAGE 18 Integrated Diabetes Care FINAL REPORT Table 4 . Performance against outcomes sought through the application of the IDC model OUTCOMES SOUGHT THROUGH IDC 1. Equitable access to a full range of diabetes services 2. 3. Health professionals’ access to training and support Systems for co-ordinated care 4. Systems for ensuring standards 5. Systems for monitoring outcomes 6. Commitment to the development of a locally appropriate service delivery model WRAS PTY LTD GENERAL THEMES IDENTIFIED THROUGH THE EVALUATION PROCESS Emphasis on podiatry and optometry/ ophthalmology services Project officer appointed to progress continued community education Majority of perceptions suggested access to services was not equitable. Lower risk patients now ‘clogging’ system. Social and psychological services needed Privately insured viewed as a gap in service Training emphasis in 1998 Mixed responses received Systems for co-ordinating podiatry services exist Continuity of steering committee Clarity of direction of steering and committee Cultural barriers and practices between service providers identified, especially with AHW and Community HW Multiple complex system development cited as a problem Heavy reliance on co-ordinator RPH assisted with training of podiatrists Pilot eye-check program Insufficient data collection and monitoring Quality improvement processes not built in Evaluation of strategic plan absent Initial focus on inner city area only with expansion in 2000 to incorporate other metropolitan stakeholders Identification of needs within NESB populations Evaluation of pilot diabetes clinic at AMS and pilot community diabetes programs in 1998 High level of acceptability amongst service providers PAGE 19 Integrated Diabetes Care FINAL REPORT 3.2.4. Upper Great Southern The original business case submission did not segment between UGS and LGS, and very similar indicators were developed for both regions. The UGS pilot had a history of staff changes and the most recent local co-ordinator is now employed in more generalist role focusing on chronic disease. General perceptions of service providers were that diabetes care is improving but considerable effort is still needed within the region. The locality is challenged by ongoing issues such as: Geographical isolation Disagreements between some Aboriginal groups Recruitment and retention of health professionals Access to service providers (e.g. endocrinologists). The objectives for the pilot are almost identical to those of the LGS health locality, with the exception of those areas reported in Table 5 below. Where reported outcomes for this region exist, they have been combined with those of the LGS health locality. Table 5. Objectives unique to the UGS pilot project UNIQUE UGS OBJECTIVES 1. 1998 – 1999 To develop a co-ordinated diabetes assessment and education plan for the adult Aboriginal population 2. 1999-2000 To identify defined access to diabetes education, podiatry and dietetic services in each health service 3. 2000-2001 To register 95% of expected known people with diabetes who attend a GP WRAS PTY LTD REPORTED OUTCOMES Currently working with primary health and Family Futures. Opportunistic, ad-hoc strategy. Examined community based education programs. Primary health expanded services to outlying towns. Senior dietician mapped needs and obtained second dietician. More lifestyle programs, focus on diagnosed and undiagnosed. Reported at a regional level only 79% of target (>1000 people registered) PAGE 20 Integrated Diabetes Care FINAL REPORT Table 6 . Performance against outcomes sought through the application of the IDC model OUTCOMES SOUGHT THROUGH IDC 1. Equitable access to a full range of diabetes services 2. Health professionals’ access to training and support 3. Systems for co-ordinated care 4. Systems for ensuring standards 5. Systems for monitoring outcomes 6. Commitment to the development of a locally appropriate service delivery model GENERAL THEMES IDENTIFIED THROUGH THE EVALUATION PROCESS The majority of respondents suggested there is not equity of access No community education occurs Consumers cited problems with accessing local services No services for GDM Educational barriers were cited as an area of particular concern Hospital and community service staff (e.g. police) require training Problems with retention of staff has interrupted program continuity Current local co-ordinator is highly respected and has an integrated role with other chronic diseases Political issues between health services were also highlighted A referral process exists between GPs and the co-ordinator, for diabetes education Service duplication is occurring between GPs, Aboriginal services and diabetes education services. Highlighted as an area of weakness More systems for accessing patient records are needed No planning is apparent for IDC High acceptability amongst service providers and patients, with the exception of difficulties relating to GPs Move towards integration with chronic disease seems positive 3.2.5. Lower Great Southern The LGS health locality appears to have made significant progress towards the integration of services. The initial business case made few distinctions between the UGS and LGS and this is reflected in reporting of the pilots. In the first year of funding strategic planning was conducted for the entire region, and included the Central Great Southern (CGS) Health Service. The outcome of this planning was the formation of advisory committees in each health locality, including CGS. The development of the LGS pilot has deviated significantly from its original objectives, but is captured in the broader outcomes sought by the IDC Program. It could be argued that this development has occurred in response to the environmental demands within the health locality and the region. The major features of the LGS pilot include: Involvement of GPs WRAS PTY LTD PAGE 21 Integrated Diabetes Care FINAL REPORT Development of recall and referral systems and the use of a diabetes register (although this is restricted to the Division of GP) Behavioural changes such as increased participation in programs, reduced inpatient time, increased screening, interdisciplinary support, increased awareness of diabetes, and increased motivation amongst people with diabetes. The information reported in Table 7 was obtained directly from reports supplied by the LGS health locality to the DOH and discussions with the pilot Co-ordinator. Table 7. Achievement of projects against original submission LGS OBJECTIVES 1998-1999 1. To implement an integrated diabetes service in the LGSHS area 2. To register 80% of expected known people with diabetes 3. To register 100% of newly diagnosed people with NIDDM 4. To increase by 50% patient access to quality diabetes education programs 5. To provide podiatry education, assessment and treatment services 6. To identify an appropriate diabetes hand held passport 1999-2000 1. To register 90% of expected known people with diabetes 2. To implement the patient held passport 3. To formalise the roles of diabetes service providers 2000-2001 1. To register 90% of expected known people with diabetes 2. To identify the number of elderly people in the population with diabetes 3. To identify the number of IDDM registered >15 years of age 4. To implement the diabetes prevention programs for first degree relatives WRAS PTY LTD REPORTED OUTCOMES 1. Steering committee established 2. 3. 79% of target registration achieved 87% of General Practitioners registering patients on diabetes database Development of standards for diabetes education program. Major focus of program time devoted to a variety of initiatives RPH contracted, local training for service providers on podiatry Planned but not implemented as focus on register instead 4. 5. 6. 1. 2. Endorsement of GS Diabetes Policy Standards for Diabetes Education programs accepted Identification of roles and referral pathways for diabetes education providers 3. 1. 87% target registration achieved No other progress against objectives 2 - 4 recorded PAGE 22 Integrated Diabetes Care FINAL REPORT Table 8 . Performance against outcomes sought through the application of the IDC model OUTCOMES SOUGHT THROUGH IDC 1. 2. Equitable access to a full range of diabetes services Health professionals’ access to training and support 3. Systems for co-ordinated care 4. Systems for ensuring standards 5. Systems for monitoring outcomes 6. Commitment to the development of a locally appropriate service delivery model GENERAL THEMES IDENTIFIED THROUGH THE EVALUATION PROCESS Inequity of access focuses on Aboriginal populations and remote communities Educational barriers were cited as an area of particular concern Informal education is occurring between disciplines due to integration A number of examples, including referral processes, committee meetings, diabetes register, shared community education Some problems with Silver Chain due to decreased attendance at education sessions Diabetes policy developed Management participating More integration needed with AHW’s Standard guidelines for community education, referral forms Clinically focused Audits of diabetes education occurring Register used by GPs but some problems General perception that monitoring is not sufficient Acceptability is generally high for service providers and patients 3.2.6. Midwest The business case for the Midwest was prepared by staff from the Great Southern Public Health Unit. Similar to the UGS pilot, the Midwest Region experienced significant challenges to its establishment, including: Turnover of diabetes co-ordinators and the position change from full-time to part-time Merging of the co-ordinators’ role with that of diabetes education Changes in fund holders from the Midwest PHU to the Geraldton Health Service Management of co-ordination processes by volunteer committee members during times of vacancy (the position was vacant for a total of one year of the 3 year pilot) Competition with Aboriginal services and between health services Problems associated with managing health service delivery in rural and remote areas. This general perception of this pilot was that it has not achieved integrated care and will require considerable effort to recover lost ground. More details are reported in Tables 9 and 10 on the next page. WRAS PTY LTD PAGE 23 Integrated Diabetes Care FINAL REPORT Table 9. Achievement of projects against original submission MIDWEST OBJECTIVES 1998-1999 1. To establish a co-operative forum to implement integrated diabetes service in the Midwest Region 2. To identify the appropriate health service capacity to meet consumer needs in Geraldton 3. To increase diabetes training for health professionals 4. To improve access to quality diabetes education programs 5. To establish a diabetes register and recall system in Geraldton 1999-2000 1. To identify the appropriate health service capacity to meet consumer needs in the Midwest and Murchison areas 2. To maintain ongoing diabetes training education programs for health professionals 3. To extend the diabetes register and recall system throughout the Midwest Region 4. To improve primary prevention and promotion activities in the Midwest Region 2000-2001 1. To maintain and increase diabetes education prevention and promotion activities in the Midwest Region 2. To increase to 90% the number of GPs referring to the register and recall system 3. To incorporate into the integrated service model people with a history of GDM once a national consensus on diagnosis of this group has been achieved. WRAS PTY LTD REPORTED OUTCOMES 1. Established a Midwest steering committee – continued to 2001 2. Needs Analysis commenced 3. Training implemented for service providers, including AHWs Diabetes awareness week and a remote promotion day established Register initiatives commenced, support for DGP and separate register for PHU. 17 out of 50 GPs used the system with over 300 patients registered 4. 5. 1. Needs analysis completed, which included training needs of health professionals 2. Study days introduced in Geraldton and Meekatharra Big drop in use of register, 2 out of 50 GPs used the system Diabetes awareness and some community education programs 3. 4. 1. 2. Some local service providers including chemist, HBF held promotions. Web site currently being developed No progress reported 3. No progress reported PAGE 24 Integrated Diabetes Care FINAL REPORT Table 10 . Performance against outcomes sought through the application of the IDC model OUTCOMES SOUGHT THROUGH IDC 1. Equitable access to a full range of diabetes services 2. Health professionals’ access to training and support 3. Systems for co-ordinated care 4. Systems for ensuring standards 5. Systems for monitoring outcomes 6. Commitment to the development of a locally appropriate service delivery model WRAS PTY LTD GENERAL THEMES IDENTIFIED THROUGH THE EVALUATION PROCESS Aboriginal and remote communities feature very strongly on the list of sectors lacking access to services A web-site is in development Perceptions that access to basics such as insulin and test strips is limited to one distributor in Geraldton Remote communities rely on the goodwill of local people who remain with communities to provide diabetes services Although training programs were implemented in 1998 and 1999, there is little evidence of ongoing training Educational barriers were cited as an area of particular concern Mini-systems of integrated care are being established by service providers (e.g. GPs), but they have no relationship to the pilot Interpersonal and interdisciplinary conflicts Role of co-ordinator has changed Tenuous partnerships not supported by formal structures Focus of committee is on service provision in Geraldton No integration with Aboriginal service providers Automatic referral between GPs and Silver Chain occurring No integration between the Midwest Health Services Planning Committee and the steering committee Duplication of services for Aboriginal people, and by community education, GPs and health services No planning or monitoring processes evident Commitment evident in first year of implementation, with problems arising after this time. Current focus is on Geraldton only. PAGE 25 Integrated Diabetes Care FINAL REPORT 3.3. EFFECTIVENESS OF THE IDC PROGRAM & MODEL This section focuses on assessment of effectiveness of the program implemented within Western Australia as well as effectiveness of the IDC model as the means of achieving the program outcomes and objectives. 3.3.1. Summary The effectiveness of the pilot projects within the IDC Program has varied considerably. As a whole, diabetes service provision has improved across the pilot regions. Visible changes in consumer behaviour are cited in the Lower Great Southern and Inner City pilots. Pilots in UGS and Midwest locations have had problems compounded by staff turnover, distance, absence of a critical mass of service providers, and limited access to training. In the case of the Midwest, minisystems of integration (e.g. where a local GP has set up a unique network of diabetes service providers) have formed in reaction to frustrations with the progress of diabetes service delivery. The effectiveness of integration models is supported in literature in other Australian states as well as internationally. Integration of services is also occurring in non-pilot regions of WA. However, the IDC Program in WA has weaknesses and gaps (e.g. absence of planning and monitoring) that make it vulnerable to the external environment. Overall, integration is an appropriate model for WA diabetes service delivery, but the pilot projects need to be merged with an IDC Program that incorporates attention to a broader set of environmental elements than those conceived by the NSW model. Forces for differentiation should also be acknowledged in future diabetes planning if the IDC Program is to maximise its effectiveness and sustainability. 3.3.2. Consistency with national objectives The major themes emerging from state and commonwealth health agencies are: A solid trend towards application of integrated care models in every state of Australia. A trend towards integration of chronic disease services, rather than diabetes specific integration. A trend towards integration models which incorporate primary prevention, early intervention, and quality management of diabetes. 3.3.3. Compatibility with other models of service delivery The primary elements of the IDC model applied by WA is similar to that implemented by the Commonwealth Department of Aged Care, NSW and the ACT, although each of these states have now moved to models of chronic disease integration. The Victorian Department of Health Services has recently introduced a model of Integrated Disease Management, which incorporates broader elements in its definition of integration. Western Australia has a unique environment due to its relative isolation and broad set of environmental elements impacting diabetes service delivery. Application of the WRAS PTY LTD PAGE 26 Integrated Diabetes Care FINAL REPORT NSW model to the IDC Program was a sound starting point for service delivery change but is no longer a satisfactory model for WA diabetes care. 3.3.4. Level of acceptability The evaluation also sought respondents’ perceptions on the acceptability of the IDC Program amongst service providers, patients and at-risk groups and found that: Amongst service providers, acceptability of the IDC Program was high. Amongst patients, acceptability of the IDC Program was medium to high, with the exception of remote consumers who do not have access to services. Amongst at-risk populations, acceptability of the IDC Program was low. Reasons included lack of service, non-compliance and non-understanding, poor management, language, cultural or disability barriers, and poverty. These perceptions were generally consistent across all pilot regions. acceptance of the model of IDC was related to issues including: Continuity of funding Continuity of people involved in the program and information Clarity of direction and models of good practice Improved communication and decreased conflict Increased Professionalism in the approach to change management Acceptance of differentiation forces Visible services and changes in consumer behaviour 3.3.5. Strengths Integrated models of health care are a good match for the needs of diabetes, and have the potential for high levels of effectiveness and sustainability. Where they are working well in WA the following strengths are reported: Changes in client behaviour and motivation Access to new populations Identification of previously undiagnosed consumers Reduction in hospital admissions Development of health indicators Increased range of services Better relationships between health professionals Improved knowledge of diabetes by service providers, consumers and community Cost efficiencies Improved management practices Increased continuity, interchange and backup of care and information Increased quality of care Decreased duplication of services Enhanced responsiveness to environment 3.3.6. Gaps Although the current IDC pilots in WA have a number of weaknesses, it is the gaps in the IDC Program that have the greatest impact on program effectiveness and sustainability. These gaps come from unmet environmental needs and major themes include: Perceptions of funding inadequacy and inconsistency of funding objectives Strategic planning, including definition of integration and vision Knowledge of change management Data collection and monitoring Absence of a common program identity or image WRAS PTY LTD Consideration of forces for differentiation Consideration of the issues innately impacting rural and remote service provision Incentives for changes in service delivery Access to services for sub-populations Policy development to support processes PAGE 27 Integrated Diabetes Care FINAL REPORT 3.3.7. Weaknesses A broad variety of weaknesses were highlighted by respondents to the evaluation. Many of these themes were consistent with findings in national and international literature: Professional differences in philosophy, approach and expected outcomes Competing priorities (e.g. GP attention, direction of programs, other health issues) Short term commitments to funding Lack of continuity of personnel between funder, purchaser and provider groups Poor capacity to adapt to meet changing environmental demands Emphasis on tertiary care Increased expectations but insufficient services to respond to increased demand Insufficient number of professionals (e.g. endocrinologists, rural areas) Inadequacy in current training delivery Inadequate co-ordinator training, knowledge of change management, role clarity, support Disjointed feedback on progress Reliance on co-ordinator 3.3.8. Barriers As previously noted in this section, the major barriers encountered by the Program appear to relate to forces for differentiation. The core problems with discounting these forces are the inability of the Program to plan for resistance and identify appropriate priorities. Furthermore, some of the barriers identified below are associated with gaps occurring in the Program, which causes innate problems for program effectiveness: Barriers in common with gaps: Perceptions of funding inadequacy, conflicts between the objectives of funding sources, problems with funding application processes, and perceived lack of continuity of funding Strategic planning, including WA definition of integration and vision Data collection and monitoring Absence of a common program identity or image Consideration of the issues innately impacting rural and remote service provision Incentives for changes in service delivery (e.g. to cope with time and service level demands) Access to services for sub-populations Policy development to support processes Other barriers: Strength of existing medical model Financial survival of service providers (e.g. Silver Chain) Conflict of new systems with existing business processes and structures Primary problems with terminology, standards and measurement tools surrounding diabetes integration Professional and interpersonal conflicts Continuity of staff and awareness of diabetes service providers in WA Rural economies of scale Lack of community awareness of diabetes Cost of services to consumers Cultural barriers 3.3.9. Duplications The major duplication currently occurring within the state is the development of integration models. At local and regional levels, duplication of service delivery is reduced as integration increases. WRAS PTY LTD PAGE 28 Integrated Diabetes Care FINAL REPORT 3.3.10. Unintended consequences Unintended consequences have been both positive and negative: Positive Increased cross-fertilisation of information and education between health professionals Increased community awareness, interest and education Non-participating services and regions have commenced integration of care Better regional services Support for integration of services within other chronic disease programs Access to community diabetes experts has led to reinforcement of consumer behaviour and increased motivation amongst consumers Knowledge of diabetes has improved quality of treatment in other chronic disease areas Negative Consumer dependence on services Generation of expectations without being able to meet demand Service providers forced to act alone when integration processes break down Silver Chain marginalised Low risk patients ‘clogging’ services and preventing access for high risk patients Resistance where integration has failed Additional workloads for allied health professionals without GP incentives 3.3.11. Potential impact on health outcomes The potential impact of the IDC Program is a co-ordinated, cost-effective service that facilitates access to ongoing diabetes services across a range of sub-populations. Respondents’ overall view of the potential impact of integration was very positive, with the capacity to decrease the social and economic impact of diabetes, and other chronic diseases in WA. 3.4. PROGRAM SUSTAINABILITY 3.4.1. Summary It is acknowledged that the IDC Program is in its infancy, and is an appropriate model for diabetes service delivery in Western Australia. The IDC pilot projects do not seem to be sustainable in their present form. However, attention to the elements listed below seems highly likely to generate future sustainability within the IDC Program: Enhancement of the profile of diabetes as a major health issue in Western Australia Increased resources to support expansions in service delivery around a framework of IDC Development of a framework for a state-wide IDC Program Implementation of further structures within the IDC Program Enhancement of general knowledge of diabetes for people in health related roles Increased consumer involvement in the IDC Program WRAS PTY LTD PAGE 29 Integrated Diabetes Care FINAL REPORT 3.4.2. Funding Funding is a primary force for ensuring sustainability. At present funding is problematic and issues raised through the evaluation include: Perceived inadequacy of funding, particularly in the primary and secondary prevention elements of diabetes service delivery. Perceptions that there is always an emphasis on short term funding, giving the impression that diabetes services may be discontinued at whim. Co-ordinators were also concerned about the frequency and timing of funding submissions, which often place additional burdens upon their time and attention to other matters. Diversity of diabetes funding sources at a commonwealth and state level. This diversity has generated conflicts of objectives that impact upon sustainability and the time devoted to reporting requirements. Conflict between service providers about control of funding. Diabetes consumers bear a proportionally high burden of medical expenses, and can be discouraged from access to a range of health services because they cannot afford to attend. The sustainability of the program is not assisted by barriers preventing access. 3.4.3. Planning Little planning is conducted in the current IDC projects. This finding is of major concern to future sustainability, and is partly due to the absence of baseline or monitoring data for diabetes services. It seems clear that comprehensive planning is required if the IDC Program is to succeed in the future. As noted previously, planning must consider all elements of the diabetes service environment, and program effectiveness can be maximised if all stakeholders contribute to the development of a strategic, state-wide integration plan. It has been suggested by respondents that the DOH should allocate resources to assist in the co-ordination of a diabetes planning forum. A forum would have significant advantages in acting as a catalyst for change, networking, and integration. A state-wide approach would also have advantages in the establishment of a strong diabetes image and vision for the future. 3.4.4. Culture To be sustainable, an IDC model must lead to enhancement in relationships between and within funder, purchaser and provider groups. The literature highlights that professional and interpersonal conflicts are common in integrated care models. However, it seems that a positive culture of collaboration and co-operation can be attained if: Attention is given to both integration and differentiation elements during planning. Change management is approached professionally, through the application of appropriate facilitation and feedback skills. 3.4.5. Human Resources Human resource planning and management are critical elements to sustainability and attention needs to be paid to a number of distinct elements, including: WRAS PTY LTD PAGE 30 Integrated Diabetes Care FINAL REPORT Continuity of staff. Turnover is common between the general groups of funders, purchasers and providers. Therefore it is important to develop systems that retain the knowledge of initiatives and networks (e.g. directories, policies, plans, monitoring) when people change roles. One of the major weaknesses of the current IDC Program is its vulnerability to co-ordinator turnover. Recruitment and retention. This element refers to employees as well as service providers recruited to the IDC Program. A tremendous amount of work is devoted to identifying and negotiating with individuals, and if they are to remain with the program, attention must also to be given to processes of support and acknowledgement. This issue is particularly pertinent to rural and remote areas, where turnover is high. The evaluation highlighted some innovative methods (e.g. Therapy Assistants) used in remote areas, where members of the local community are given generalist training to cope with basic health issues. Support. One of the major gaps in the IDC Program is lack of common knowledge or skills in organisational change management amongst co-ordinators and steering groups. Training, knowledge sharing, and opportunities for reflection are all critical elements to developing change strategies that are effective and sustainable. Acknowledgement. The IDC Program competes for attention with a variety of different health initiatives. One of the reasons diabetes has been integrated with other chronic diseases is because integration reduces workload. The Enhanced Primary Care (EPC) incentives have also acknowledged the demands upon GPs time and have been successful in shifting additional time and attention to diabetes service delivery. However, increased integration has also placed additional demands on the time of other health professionals, who do not have financial incentives to support diabetes service delivery. Diabetes training. One of the major themes emerging from the evaluation was the mismatch between training needs of rural and remote service providers, and the content of the formalised diabetes training. The importance of specialised diabetes knowledge can not be underestimated, but this form of training is not accessible, affordable or relevant to rural and remote communities needing generalist skills. At present, a generalist training course is under development and appears highly relevant to this issue. Networking. The development of diabetes networks appears to be a core element of referral and knowledge sharing. Networks are also currently expanding to include psychological and social support. However, these networks do not need to be restricted to service providers, and people with diabetes suggested that consumer networks were just as important to sustaining selfmanagement as ongoing professional care. 3.4.6. Structures As noted in the section above, the sustainability of the IDC Program is influenced by the continuity of human resources. As turnover is generally high, systems must be generated to retain knowledge of initiatives and networks. Recall and registration systems have been identified as effective and efficient structures, but sustainability will be enhanced through increased focus on: Plans Policies Directories Monitoring WRAS PTY LTD PAGE 31 Integrated Diabetes Care FINAL REPORT Role clarity Integrating processes. Furthermore, the majority of respondents perceived there were adequate protocols and standards of care in place for diabetes. However this finding was not consistent with the literature and perceptions of interstate stakeholders who believed that conflicting terminology, standards and measurement tools are applied in integrated care models. 3.4.7. Measurement systems Measurement and monitoring is a major gap in the current IDC Program. Feedback is critical to program effectiveness and sustainability. More information collection tools, such as standardised surveys, need to be developed. The IDC pilots in their business case identified a wide range of indicators. Very few outcomes were reported against these indicators, as there has been no actual method of measurement put in place. The indicators have therefore been redundant. Appendix D contains the draft monitoring indicators researched by the NSW Health Department, and which are intended for collection during funding application and monitoring processes. These indicators provide a useful starting point for the development of indicators for the WA IDC Program. 3.4.8. Technology The centralised collation of information through diabetes registers is critical to continuity of patient care and monitoring. Access to diabetes databases appears to be restricted to the GP population, and other forms of records, such as hand-held ‘passports’ have not been sustainable in the program. Furthermore, survey respondents noted that the diabetes registers were also under review as problems with reporting tools had been identified. It seems that registers are a sound way to promote continuity amongst some diabetes communities, further investigation is needed on their effectiveness and sustainability. Respondents also suggested that sustainability would be enhanced if: GPs and hospitals were linked via Intranet or Internet. Teleconferencing and telehealth initiatives were applied more frequently within diabetes services located in rural and remote areas. 3.5. APPLICABILITY 3.5.1. Capacity to influence other areas of service delivery The general perception of respondents was that the IDC model has the capacity to influence other health service programs, including: Chronic diseases where early intervention, self management and the right treatment mix are key factors. Other health service delivery areas such as mental health. Specific examples included: Asthma, arthritis, cardiovascular disease, cervical screening, hypertension, obesity, renal disease, palliative care, continence care, eye and ear programs. WRAS PTY LTD PAGE 32 Integrated Diabetes Care FINAL REPORT 3.5.2. Applicability to other regions and program areas As previously noted in other sections, integrated care is already occurring in other regions as well as other program areas (e.g. primary prevention). However, integrated care is not necessarily applicable to all forms of health care programs. Diabetes is a natural choice for integration because of its complexity, duration, and innate requirement for contributions from a variety of disciplines. 3.6. REFERENCES Please refer to page 53 for references. WRAS PTY LTD PAGE 33 Integrated Diabetes Care FINAL REPORT 4. APPENDIX A: METHODOLOGY 4.1. TERMS OF REFERENCE The DOH developed a reinvestment strategy for purchasing diabetes services in 1997/1998. The focus of this strategy is to develop and support an integrated delivery model that ensures: Equitable access to a full range of diabetes services Health professionals’ access to training and support Systems for co-ordinated care Systems for ensuring standards Systems for monitoring outcomes Commitment to the development of a locally appropriate service delivery model. Four pilot projects were implemented in 1998 and are located in: East Metro (Inner City) health locality Lower Great Southern health locality Upper Great Southern health locality Midwest Health Zone. The focus of the evaluation sought information on: Implementation of the model Program effectiveness Program sustainability Applicability of the model. 4.2. ISSUES CONSIDERED IN RESEARCH DESIGN There were a number of issues impacting upon the Consultant’s ability to provide ‘neat’ results in this project: Definition of outcomes. The NSW model of integrated care, upon which the pilot projects were designed, evaluated their program through biochemical, clinical, psychological and economic outcomes. However, in view of the short period the pilot projects have been operating in Western Australia, it seems unlikely that results in terms of clinical and biochemical outcomes could be identified at this stage. Therefore, where individual pilot projects had information on these categories, it is reported. Outcomes, such as psychological, structural and economic results, are also reported where they are available. Quantitative data collection. Although a quantitative survey was originally planned as part of the data collection process, discussions with the project evaluation committee determined that the pre-validated questionnaires applied within the NSW evaluation would not be a good match for measurement of the IDCP. Therefore, this component of data collection was omitted. Clarifying the boundaries of the IDC evaluation with evaluations already underway within pilot regions. The focus of the evaluation is on the effectiveness of the IDC model, as opposed to an evaluation of each pilot WRAS PTY LTD PAGE 34 Integrated Diabetes Care FINAL REPORT program or service provider. In addition, it is understood that, although the pilots were based upon the IDC model they were developed to reflect local needs. The evaluation sought to distinguish the alternate implementation actions undertaken in each pilot and make a comparison of their strengths and weaknesses. Causality: establishing links between strategies and outcomes. The evaluation aims to determine whether the extent to which the IDC Program has been effective. Although this seems straightforward at first glance, establishing the argument for a link between a strategy and its outcome must include control for ‘extraneous variables’ (i.e. factors which may influence results). However, there are a number of issues impacting on determination of causality for this project: Other organisational strategies, or processes may have had an influence at a philosophical or practical level amongst participants. It is difficult to make a clear link between these systemic influences and the IDCP. Participants. A sample of participants who represent the range of people consuming services, as well as those planning and providing services to people with diabetes was included in the evaluation. 4.3. DATA COLLECTION AND ANALYSIS Data were collected during January, February and March 2001 using 5 qualitative methods, which were subsequently analysed through triangulation procedures: Literature review of national and international literature on models of integrated care. A review of DOH records pertaining to the pilot projects. 60 semi-structured telephone interviews with service providers working in pilot regions. Sampling was stratified and random, with the exception of the UGS, which had a new committee of service providers who were individually targeted. 11 Focus groups (i.e. IDCP committees, IDCP co-ordinators, Aboriginal service providers, people with diabetes). 40 Semi-structured interviews with other stakeholders involved in diabetes service delivery (e.g. interstate agencies, non-pilot regions, co-ordinators, WA stakeholders). A request for written submissions, which was advertised in community papers in each of the pilot regions – 6 submissions were received. At risk groups are defined as: Aboriginals Diagnosed non-compliant people with diabetes Ethnic groups eg. Italians The 15 – 25 age bracket who may get lost between child and adult services Undiagnosed people with diabetes People with complications from diabetes People with diabetes from low socio-economic backgrounds Elderly, immobile patients People with gestational diabetes Patients not being referred by the GPs People with diabetes in geographically isolated towns with few services WRAS PTY LTD PAGE 35 Integrated Diabetes Care FINAL REPORT 5. APPENDIX B: LITERATURE REVIEW This review focuses on Australian and international literature published over the last decade (i.e. 1991-2001) and is comprised of the following sub-sections: Overview of diabetes mellitus Diabetes prevalence in Australia and Western Australia Diabetes service providers Concepts of integration and differentiation The concept of integration of health care Models of integrated diabetes care Experiences of integrated diabetes care models. 5.1. OVERVIEW OF DIABETES MELLITUS Diabetes mellitus (commonly referred to as diabetes), is a group of closely related diseases characterized by hyperglycemia (high blood glucose) resulting from problems with insulin action, insulin secretion, or both (de Courten, Hodge, Dowse, King, Vickery and Zimmet, 1998). Insulin, a hormone produced by the pancreas, is essential for regulating glucose (sugar) levels in the blood and for taking glucose into body cells. Without insulin, or the ability to use insulin, the body’s main source of energy becomes unavailable to cells (D’Cunha, 1999). Diabetes mellitus is a collection of closely related diseases, which are classified into a number of clinical categories: Type 1 diabetes, or insulin-dependent diabetes mellitus (IDDM), is characterized by absolute insulin deficiency. Approximately 10 to 15 % of people diagnosed with diabetes in Australia come under this classification. Almost all children diagnosed with diabetes are in this classification. Type 2 diabetes, or non-insulin dependent diabetes mellitus (NIDDM), encompasses approximately 85 to 90% of all diabetes cases and is characterized by insufficient insulin secretion and/ or resistance to its action. The Australian Aboriginal population appears to be highly susceptible to Type 2 diabetes and incidence is also increasing in adolescents. Impaired glucose tolerance (IGT), or impaired fasting glucose (IFG), is characterized by elevated but not yet diabetic glucose levels. IGT is more common in obese than non-obese people. Gestational diabetes occurs during pregnancy and is prevalent in approximately 4 to 6% of women who have not previously had diabetes. Women who develop gestational diabetes usually return to normal glucose levels after pregnancy but have an increased risk of developing diabetes later in life. Gestational diabetes is also associated with the risk of birth defects. Other types of diabetes account for less than 5% of all adult cases of diabetes, such as diabetes associated with certain syndromes or conditions, including: Abnormalities of insulin or its receptors; Some genetic syndromes; Pancreatic disease; Drug-induced or chemical-induced conditions; Disease of hormonal aetiology (de Courten et al, 1998). WRAS PTY LTD PAGE 36 Integrated Diabetes Care FINAL REPORT Although environmental and genetic factors can cause diabetes, risk factors are also lifestyle-related and include physical inactivity and obesity (Commonwealth Department of Health and Aged Care and Australian Institute of Health and Welfare, 1999). Persistent hyperglycemia can lead to long term damage of the kidneys, heart, eyes, gastrointestinal system and nervous system. Diabetes causes kidney failure, heart disease, blindness and poor circulation in the lower extremities, often leading to amputations. People with poorly controlled Type 1 or 2 diabetes can experience excessive thirst, frequent urination, and weight loss. Type 2 diabetes is also associated with recurring bladder, skin or gum infections; tingling sensations in hands and feet; and cuts and bruises that are slow to heal. In many instances, it is difficult to recognise the symptoms of diabetes in its early stages. Furthermore, where insulin is taken as part of a treatment program, hypoglycemia (low blood sugar) can occur suddenly if the insulin dosage is not adjusted according to changing needs. For instance, hypoglycemia can occur if the person accidentally takes too much insulin, exercises too much or does not eat at the appropriate time. Hypoglycemia can have symptoms of drowsiness, pale complexion, loss of attention, confusion, lack of coordination, sweating, trembling, dizziness, headache, moodiness and hunger. In addition to the above physical symptoms and complications, diabetes can cause significant emotional strain. Numerous lifestyle changes are required of people with diabetes including regular use of insulin or drugs, alteration to eating and exercise habits, self-monitoring, shifting eating schedules, varying family routines and social outings, and developing coping strategies. The management of diabetes is demanding, and a person with diabetes can experience lowered quality of life. This is especially relevant where people with diabetes have inadequate social supports, experience constant stress, or have health beliefs that are inconsistent with the treatment program. It is estimated that 25% of people with diabetes suffer from depression, anxiety or eating disorders. Emotional distress can interfere with a person’s capacity to self-manage, to work, to study, and to maintain relationships (D’Cunha, 1999). 5.2. DIABETES PREVALENCE IN AUSTRALIA AND WESTERN AUSTRALIA The results of the AusDiab study released by the International Diabetes Institute in 2001 highlighted that the number of people with diabetes has trebledin the last 20 years. This study indicated that nearly 25% of Australian adults has either diabetes or impaired glucose metabolism and highlighted that: 23.6% of Australians over 75 years have diabetes 7.5% of Australians over 25 years have diabetes, with an additional 16% suffering from impaired glucose metabolism In the last 20 years, the average weight of adults in Australia has increased by 5 kilograms Diabetes has become a major health issue in Australia, with an estimated 80,000 Western Australians being affected. As a sole diagnosis, diabetes accounted for more than $5 million in Western Australian hospital services in 1997 and 1998 (Western WRAS PTY LTD PAGE 37 Integrated Diabetes Care FINAL REPORT Australian Diabetes Services Taskforce [WADST], 1999). Both diagnosed and undiagnosed diabetes are strong risk factors for chronic disease and significant morbidity and mortality. In Canada it is estimated that diabetes, coupled with chronic diseases, consumes 1 in every 7 health dollars (Hertzel, Gerstein and Meltzer, 1999). The social and economic costs of diabetes are especially evident amongst the Aboriginal population in Australia. It is estimated that between 10 and 30% of Aboriginals have Type 2 diabetes. However, diabetes is only one element of an interactive set of health, dispossession and socioeconomic problems facing the Aboriginal population. Recent reports suggest that diabetes can only be addressed in this population if social, cultural, economic, and education issues are radically improved (de Courten et al, 1998). In 1996, Aboriginal males and females in Western Australia were hopitalised for diabetes and diabetes complications 12 and 10% times more, respectively, than non-Aboriginal males and females (DOH, 1999). 5.3. DIABETES SERVICE PROVIDERS Although the majority of day-to-day care of diabetes is managed by patients and their families (Toobert, Hampson and Glasgow, 2000), diabetes is the eighth most frequent reason for general practice visits (Veale, 2000). A variety of health professionals provide services to people with diabetes and studies in the United States have indicated that co-involvement with the medical care team, the patient, and their family, are critical to the effective management of diabetes (Harris, 2000). The WA Diabetes Strategy (1999) provides the following definitions of provider groups: Primary health care providers include GPs, nurses, and Aboriginal Health Workers (AHW’s). These people are considered to be the first point of contact for people with diabetes. Allied health professionals (also referred to as secondary providers) delivering diabetes services typically include diabetes nurse educators, dieticians, podiatrists, pharmacists, and optometrists, and may also include physiotherapists, clinical psychologists and social workers. Specialist medical health care providers (also referred to as tertiary providers) include physicians, endocrinologists, renal physicians, cardiologists, neurologists, ophthalmologists, gerontologists and vascular surgeons. In some Aboriginal communities, specialised care services are provided by trained AHW’s working in liaison with specialised care clinicians and services. 5.4. CONCEPTS OF INTEGRATION AND DIFFERENTIATION In organisational theory, change programs often use interventions focusing on the technology and structures of organisation – ‘technostructural interventions’. These programs redesign the division of work and then coordinate tasks to achieve overall effectiveness. One theory of change by Lawrence and Lorsch (1967), proposes an organisation’s groups and functions should be designed to match or ‘fit’ environmental conditions. This change program suggests organisations should be divided according to the amount of integration and differentiation in the environment. Lawrence and Lorsch suggest that functions should be individually designed (differentiation) and co-ordinated (integration) according to the amount of organisational uncertainty facing the organisation. The concepts of integration and differentiation appear to bear close relationships with integration models applied to WRAS PTY LTD PAGE 38 Integrated Diabetes Care FINAL REPORT diabetes and other chronic diseases, and can also be defined according to an IDC Program, whereby: When a program is designed for an environment that has a high level of complex information to consider, the program must have a high level of differentiation in its elements to meet the needs of the environment (Lawrence & Dyer, 1983). Differentiation is crucial because it leads to innovation, and advances in knowledge about how to best meet the needs of individual elements. For instance, the diabetes environment has many elements that require consideration (e.g. primary to tertiary prevention, geographical location, diabetes classifications, culture, type of service provision). Where resources (e.g. human, equipment, funding) are scarce, a program needs to be efficient and integrate its elements to be able to respond to its environment. For instance, AHW’s in the Lower Great Southern region have a generalist role, which incorporates the management of issues with health (including diabetes), housing, transport and counselling, because people and support funds need to be pooled. Therefore, in diabetes environments, information complexity exerts pressures towards differentiation while resource scarcity pushes towards efficiency and integration. These contradictory pressures are highlighted in Figure 2. Figure 2: Opposing forces towards integration and differentiation in diabetes Diabetes Program INTEGRATION DIFERENTIATION programs Literature on integration models highlights the importance of: a) Recognition of interdependence b) Willingness to pursue integration at the potential cost of professional and organisational autonomy (Hardy et al, 1999). However, this interpretation of integration does not highlight the fundamental importance of differentiation to program design. Specifically, the sustainability of diabetes programs is dependent upon acceptance of differentiation and integration elements as well as planning for both. The consultants were unable to locate specific references to the element of differentiation in models of integrated care. Rather, the integration models were broadened to include elements that had strong resemblance to differentiation (e.g. primary, secondary and tertiary prevention [White WRAS PTY LTD PAGE 39 Integrated Diabetes Care FINAL REPORT and Nanan, 1999]; targeting populations [Victorian Government Department of Human Services, 2000]). It is the consultant’s hypothesis that integration models used throughout the world have been more successful when they have included differentiation elements in their definition of integrated care. For example Bodeker’s (2001) review of worldwide integration highlighted the importance of: Acceptance of each profession’s contribution in multidisciplinary teams, and Investment into distinct sectors to improve the standard of care. In conclusion, the success of integration models appears to depend as strongly on acceptance of difference, as it does on identifying ways to integrate. One of the strongest barriers to integration is the ‘political infighting’ that occurs when one element attempts to dominate or compete with others rather than acknowledge a place for all in overall program delivery. 5.5. THE CONCEPT OF INTEGRATION OF HEALTH CARE As noted in previous sections, diabetes seems to naturally lend itself to team based models of care because: It is complex to manage It incorporates a variety of disciplines It requires self-management and daily decision-making by people with diabetes (Anderson, 1982). Results from the Diabetes Control and Complications Trial (DCCT, 1993) in the United States suggested that more intensive treatment regimens delayed the onset and slowed the progression of diabetic conditions in patients with IDDM. This study, along with others focusing on increased accountability (Mazze, 1994), appears to coincide with rejuvenation of team concepts and definition of team member roles in models of diabetes care (Mitchell-Funnell, 1996). There appear to be two distinct types of health care teams, which often have confused definitions, but are distinct in their relationship to models of integrated care: Multidisciplinary teams. This view of teamwork is often cited as the ‘traditional’ approach to health care and is characterized by clearly defined leadership, retention of distinct professional identities, representation of individual professional disciplines, and consultative relationships. Efforts are also divided according to speciality. Multidisciplinary teams evolved from acute-care medical models of health care delivery and are generally compatible with inpatient care of diabetes (Fisher et al, 1993). Interdisciplinary teams, which lead to integrated care. This view of teamwork appears to have evolved from the trend for chronic illness to be treated in the outpatient arena. It endeavors to counter problems associated with moving from the centralised and controlled inpatient climate to decentralised and disparate outpatient environment. The characteristics of interdisciplinary teams include: shared leadership, identity and goals; negotiated roles and collaboration (Mazze, 1980; Wylie-Rosett & Villeneuve, 1989). Hardy et al (1999) suggest the key variables to interdisciplinary teams are (a) the recognition of interdependence in team relationships; and (b) willingness to pursue integration at the potential cost of professional and organisational autonomy. WRAS PTY LTD PAGE 40 Integrated Diabetes Care FINAL REPORT Integrated care focuses on product (the patient) rather than functional lines (Fisher et al, 1993). When this patient-centred and goal-directed approach is used, patients receive care, education and psychosocial support from each member of the interdisciplinary team. In theory, patients subsequently receive high quality metabolic care and learn to be more informed, self-management experts (Mitchell-Funnell, 1996). 5.6. MODELS OF INTEGRATED DIABETES CARE There are a number of models of integrated diabetes care: Shared Care. This model has several definitions in the literature. Dunning et al (1993) describe a definition focusing on the use of GPs as the point of first contact, with diabetes clinics acting as a consultative/ education service. MitchellFunnell (1996) suggests shared care consists of a two-step process, whereby patients receive an annual evaluation in a diabetes care Centre, with follow-up care delivered by a primary care physician and integrated team. The Centre for Nursing Research and Development (CNRD, 1998) use a definition more in line with the concept of integrated care and have recommended this model for cancer care in Western Australia. Management between the primary care physician and the patient. This model has the advantage of reimbursement to patients, and is widely accepted. However it is not necessarily compatible to intensive therapies, which require dietary and exercise treatment, and does not provide for all the elements of integrated care. Integrated care teams comprising the primary care physician and local diabetes experts. This model has similarities to the shared care definition provided by CNRD and has the advantage of increasing access to integrated care on a local level. Reimbursement may be available for some of these services (e.g. podiatry), but not for other elements (e.g. diabetes education) (Mitchell-Funnell, 1996). Case management or care co-ordination. In this model, an identified person is assigned to individual patients as a case manager. The case manager then integrates, co-ordinates and advocates for people needing extensive health-care services. This approach can be labour intensive (CNRD, 1998) but can also be crucial in the maximisation of team interaction and quality of diabetes care (Mitchell-Funnell, 1996). Collaborative practice and collaborative practice clinics. The collaborative practice model shares responsibility for a group of patients between an advanced practice nurse with expertise in diabetes and a physician (Mundinger, 1994). The model has some concerns because reimbursement can be limited, prescriptions restricted and skilled nurses hard to find (Fisher et al, 1993). In collaborative clinics, different health care personnel work together, using independent or joint judgement when planning health care for patients. However, difficulties have been found in the sharing of roles and responsibilities within this situation (CNRD, 1998). Diabetes Centres. An alternate model by Watkins et al (1996) proposes that an area in or near a hospital be set aside for diabetes care. Such a Centre could provide education for patients and staff, give advice, act as a central point for a diabetes register, and act as a central point for organisation of district diabetes schemes. WRAS PTY LTD PAGE 41 Integrated Diabetes Care FINAL REPORT With increases in popularity of integrated care models in health systems throughout the world (Rees & Weil, 2001), a variety of hybrid models comprised of combinations of the models listed above, have appeared in the literature. Some of these models, as well as their outcomes with regard to integrated diabetes care are described in the subsequent section. 5.7. EXPERIENCES OF INTEGRATED DIABETES CARE MODELS 5.7.1. General experiences As noted previously the successful findings of the 1993 study by the DCCT research group generated a great deal of interest in intensive treatment approaches. Results reported by Naji (1994) in the United Kindom (UK) supported the application of integrated care for diabetes. Naji found that integrated care was effective for Type 1 and 2 patients; patients had more regular visits; and costs to patients were lower in integrated care than conventional care. In this project, integrated care included protocols for clinical examinations, prompts to practitioners, and computer generated reminder letters to patients. An approach to Managed Care submitted by Sidorov (1996) suggested that, at a minimum, integrated care could include consideration to: patient education, patient self-report surveys, consumer satisfaction, a diabetes database, telephone medicine, guidelines, professional education, a team approach, cost of medical supplies, research and pharmacy support. A comparison of integrated care in the UK and Australia highlighted a number of similarities between the health care systems of the two countries. Identified trends included (Gold & Baines, 1998): A focus on primary care, with emphasis on integration and incremental change The development of incentives Sustainability depended upon GPs ability to delegate to professionals who are better placed to deal with some activities Increasing patterns of quality management New skill development in GPs Increased consumer involvement in health system development Emphasis on continuity of care A comparison of integrated care models between England and the Netherlands indicated fundamental differences in design. In the Netherlands there is emphasis on negotiation in a health system that is not hierarchical. In England, hierarchies, and the interaction between these systems and more fluid networks and markets are important. However, the success of integration in both countries appears dependent upon recognition of interdependence and a willingness to pursue integration at the cost of autonomy (Hardy et al, 1999). A 1999 study by the WHO highlighted wide acceptance of the integrated program model in the Americas. Within these continents, diabetes is placed within noncommunicable disease programs rather than being a freestanding program. Well- WRAS PTY LTD PAGE 42 Integrated Diabetes Care FINAL REPORT trained health care teams and education of patients and the public are viewed as crucial. In addition, integrated programs focus on : Primary prevention, which is aimed at reducing the incidence of disease Secondary prevention, which involves early detection and prompt and effective intervention Tertiary prevention, which focuses on reduction and elimination of long term impairments or disabilities, minimising suffering due to poor health, and promoting adjustment. More recent literature into chronic disease management also highlights a trend towards the involvement of patient care teams in primary service provision (Wagner, 2000; Davis, Wagner & Groves, 2000). There has also been considerable attention on integrated teams, and the role of GPs in integrated care. Hirsch (1998) suggested that many GPs were uncomfortable with the involvement of other disciplines in diabetes management. Kinmonth et al (1998) reported that GPs needed to learn to negotiate behavioural change with patients during consultation if the risk of diabetes was to decrease. These authors found that nurses had better listening skills than doctors but did not necessarily negotiate behavioural change with patients either. A recently reported meta-analysis of GP contributions to diabetes care suggested that prompted GP care of people with uncomplicated diabetes can be as good as or better than hospital outpatient care (Aged, Community and Mental Health, 2000). Bayless (1998) reviewed the concept of the interdisciplinary team and encouraged a model of collaboration incorporating: A core membership reflecting the basic requirements of diabetes treatment (e.g. nutrition, medication, self-monitoring) as well as specialist skills (e.g. podiatrists, psychologists) Clear leadership, roles and functions, with the physician acting as ‘team builder’, registered diabetes nurses acting as care coordinators, dieticians acting as educators, and behavioural scientists assisting with behaviour modification A collaborative focus with each member of the team respecting each discipline’s unique input and matching care accordingly Monitoring via periodic reviews, and reflective practice. Van den Arend et al (2000) compared four models of care including: 1. Primary care teams following written protocols, accurate disease management, recall and case-evaluation 2. A GP recall system and GP training 3. A GP recall system and training supported by a diabetes education course (lectures and group discussion) 4. An integrated care program including primary and secondary providers in a collaborative team, and diabetes education involving families and patients. These authors found that model 3 (above) was the most successful program, followed by model 4. They concluded that diabetes education was critical to the sustainability of care. WRAS PTY LTD PAGE 43 Integrated Diabetes Care FINAL REPORT Other authors have focused on the importance of collaborative clinics (also called mini-clinics) in improving diabetes care. Sturmberg and Overend (1999) gave a positive account of GP mini-clinics in NSW where patients were initially seen by a GP, a diabetes educator and a dietician. They suggested these clinics saved clinical time, reduced waiting times, reduced costs to patients, and increased access to services. Rose et al (2000) also found that specialised treatment facilities improved the knowledge of Type 2 people with diabetes due to access to more intensive therapy and structured training. Diabetes information management systems have come to the fore in the literature in recent years. Bonney et al (2000) have suggested that information management systems are an integral component to structured care when they encompass elements of registration, recall and prompts for appropriate care from GPs. However, these systems are not without difficulties and barriers to the use of information systems including: difficulty in data collection; time available for completion; lack of remuneration for time outside consultation; and confidentiality concerns. Leichter (2000) has also highlighted that information systems do not necessarily support diabetes care management because of problems with: Confidentiality issues The comparatively low quality of diabetes software Management of patients by GPs who have not yet seen or examined them Registration issues. Aboriginal populations have required unique approaches to integrated care. Lee et al (2000) used a number of strategies in the NSW pilot including: Diabetes clinics not requiring advance bookings Diabetes camps Diabetes complications games Literature and brochures Diabetes talks An Aboriginal diabetes educator Attention to related social problems such as poor housing, lack of refrigeration, lack of transport and electricity. The South Australian pilot conducted by these authors used alternate strategies. Issues with AHW retention, knowledge and skills were identified as barriers to the project: An advisory committee A diabetes database AHW training Home and community based health service delivery Community education. 5.7.2. The NSW Model of Integrated Care In 1995, the NSW Health Department and Commonwealth Department of Health and Family Services initiated a two year pilot encompassing 3 pilot sites. The key strategies of the pilot projects were building partnerships and integrating services across public and private health sectors and across clinical specialties, providing WRAS PTY LTD PAGE 44 Integrated Diabetes Care FINAL REPORT effective patient management based on agreed guidelines and ensuring people with diabetes have access to a range of quality health services (Sheridan, 2000). Expected deliverables included: Demonstrated commitment to local collaboration System for monitoring and feeding information into clinical practice operations GP application of Guidelines and Principles of Care Demonstrated enhanced communication mechanisms in place Participation in the Accounting for Health Component. The originally expected benefits included (Diabetes Integrated Care Pilot Project Evaluation Committee, 1995): Establishment of models of integrated care, which can be generalised to other geographical areas and other services Improved quality of care experienced by people with diabetes Improved health outcomes of people with diabetes, psychological and physiological Identification of indicators of quality of care and outcomes for state-wide monitoring Identify efficiencies associated with integrated diabetes care Implementation of best practice guidelines for service providers in NSW. 5.8. OBJECTIVES OF NATIONAL AND WA STRATEGIES 5.8.1. National Diabetes Objectives (2000-2004) The goals of the National Diabetes Strategy (2000-2004) include: 1. Improve the capacity of the health system to deliver, manage and monitor services for the prevention of diabetes and the care of people with or at risk of diabetes 2. Prevent or delay the development of Type 2 diabetes 3. Improve health related quality of life and reduce complications and premature mortality in people with Type 1 and Type 2 diabetes 4. Achieve long term maternal and child outcomes for gestational diabetes and for women with pre-existing diabetes equivalent to those of non-diabetic pregnancies 5. Advance knowledge and understanding about the prevention, delay, early detection, care and cure of Type 1, Type 2 and gestational diabetes. 5.8.2. Commonwealth Department of Health and Aged Care Objectives 2000-2004 The focus of this program is on Chronic Disease prevention, its key objectives are to: 1. Improve the health related quality of life for people with chronic disease, particularly those with comorbidities 2. Help people with chronic disease to use the health care system more effectively 3. Achieve effective collaboration between individuals, their families and health care professionals in the management of chronic conditions (National Public Health Partnership, 2001). WRAS PTY LTD PAGE 45 Integrated Diabetes Care FINAL REPORT 5.8.3. The WA Diabetes Strategy 1999 The Strategy focuses on prevention, care by primary service providers and care by specialist service providers. A number of objectives are identified under each level of intervention: Prevention Ensure prevention programs cover entire state population Increase identification of health risk factors Increase awareness/ understanding of Type 2 Improve collaboration/ communication amongst diabetes service providers, agencies and consumers Ensure prevention is a health priority Increase community capacity to reduce risk factors Primary Care Ensure coverage of Type 1 and Type 2 populations Minimise morbidity from diabetes Improve service integration Increase early diagnosis Monitor prevalence, morbidity and mortality Ensure skills match selfcare needs Encourage diabetes management as a health priority Ensure a range of information sources are available and accessible Specialised Care Work through primary health providers to ensure access to services Ensure ongoing communication Ensure links are established between specialist care centres and primary health providers Ensure continuity of patient records Ensure regular updating of skills of providers Ensure access to culturally secure care for Aboriginal Make diabetes a priority 5.8.4. Metropolitan Health Plan 2020 Key themes for change: Integration of diverse parts of the health sector to improve coordination between services Reconfiguration to improve access to hospital and health services Development of services to the highest quality to best meet future health needs. 5.8.5. References Aged Community and Mental Health (2000). Literature Review of Effective Models and Interventions for Chronic Disease Management in the Primary Care Sector. Institute for Public Health and Health Services Research, Monash Medical Centre. Anderson, RM (1982). The team approach to diabetes: an idea whose time has come up. Occupational Health Nursing, 30, 13-14. Bayless, M. (1998). The team approach to intensive diabetes management. Diabetes Spectrum, 11, 33-37. Bodeker, G. (2001). Lessons on integration from the developing world’s experience. British Medical Journal, 322, 164-167. Bonney, M., Harris, M., Burns, J. & Powell-Davies, G. (2000). 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Mazze, R.S (1994). A systems approach to diabetes care. Diabetes Care, 17, 5-11. Mitchell-Funnell, M. (1996). Integrated approaches to the Management of NIDDM patients, Spectrum, 9, www.diabetes.org/publications/spectrum . Mundinger, M.O. (1994). Advanced practice nursing: Good medicine for physicians? New England Journal of Medicine, 330, 211-214. Commonwealth Department of Health and Aged Care (1999). National Diabetes Strategy 2000-2004. Australian Health Ministers’ Conference: Canberra. Rees, L. & Weil, A. (2001). Integrated Medicine. British Medical Journal, 322, 119120. Rose, M., Hidebrandt, M., Fliege, H., Seidlitz, B. & Cotta, L. (2000). Relevance of treatment facility to disease-related knowledge of diabetic patients. Diabetes Care, 23, 1708. Sheridan, J. (2000). Final Report: Diabetes Integrated Care Pilot Project in Mid North Coast, Far West and Western Sydney. NSW Health Department. Sidorov, J. (1996). The integrated approach to diabetes mellitus: The impact of clinical information systems, consumerism and managed care. Diabetes Spectrum, 9, 158-162. Sturmberg, J & Overend, D. (1999). General practice based diabetes clinics: An integration approach. Australian Family Physician, 28, 240-245. Toobert, D., Hampson, S., & Glasgow, R. (2000). The summary of diabetes self-care activities measure. Diabetes Care, 23, 943-950. Van den Arend, I, Stolk, R, Rutten, G, & Schrijvers, G. (2000). Education integrated into structured general practice care for Type 2 patients results in sustained improvement of disease knowledge and self-care. Diabetic Medicine, 17, 190197. WRAS PTY LTD PAGE 48 Integrated Diabetes Care FINAL REPORT Victorian Government Department of Human Services (2001). Primary Care Partnerships, Integrated Disease Management: Interim policy directions and guidelines. Melbourne: Victorian Government Publishing Service. Watkins, P.J., Drury, P.L. & Howell, S.L. (1996). Diabetes and its Management, 5th ed. Western Australian Diabetes Services Taskforce (1999). Western Australian Diabetes Strategy 1999. Health Department of Western Australia: Perth. White, F. & Nanan, D. (1999). Status of national diabetes programs in the Americas. Bulletin of the World Health Organisation, 77, 981-987. Wagner, E. (2000). The role of patient care teams in chronic disease management. British Medical Journal, 320, 569-572. Wylie-Rosett, J. & Villeneuve, M. (1989). A team approach: overcoming resistance to change in a long-term care facility: analysis of the team approach and the consensus approach. Diabetes Education, 15, 122-123. WRAS PTY LTD PAGE 49 Integrated Diabetes Care FINAL REPORT 6. APPENDIX C: QUALITATIVE DATA THEMES 6.1. PILOT REGIONS: BACKGROUND AND PROGRESS TO DATE Four regions were included in the original pilot undertaken by the DOH: Inner City Upper Great Southern Lower Great Southern Midwest. This section provides background information on the implementation of each pilot, as well qualitative themes relating to the effectiveness, sustainability and generalisability of the pilot methods used. Data are divided into themes obtained through individual interviews with regional service providers and focus groups with co-ordinating committees and consumers. For interviews with service providers, themes are presented in descending order of frequency. 6.1.1. Inner City Region Description of the Pilot Background East Perth Public and Community Health Unit (EPPCHU) developed the IDC Program for the Inner City health locality based on the work of Sheridan and Boyages (1996) form the NSW IDC Program. A business case for funding a 3 year pilot was submitted to the DOH in March 1998. The business case described the problem areas associated with the levels of service within the diabetic population at the time including: Lack of access to a multi-disciplinary community health centre of community health staff in the Inner City area. No access to a regional hospital. Options for GP referral were restricted to Royal Perth Hospital (RPH), DAWA or private practice. Some primary care services had to be provided by RPH due to the limited resources in primary care settings. DAWA was the major service provider providing dietary and diabetes education. At the time there was a 3 week waiting list. The business case clearly stated that without enhancement, this service could not meet demand. Staff required for primary health care was cited as 2.7 Full Time Equivalent (FTE) for diabetes educator positions, 1.0 FTE for a dietician and 2.0 FTE for a podiatrist. Limited access to community education and podiatry services. The focus of programs and evaluation/ needs assessments had been on the areas of primary care. Objectives The IDC Program in the Inner City has followed the NSW model closely by establishing a co-ordinated network of primary care services to improve the detection WRAS PTY LTD PAGE 50 Integrated Diabetes Care FINAL REPORT and management of diabetes complications. After identifying the major deficits through mapping of current services, the priorities for the Inner City were: Access to diabetes education services for people with NIDDM Access to podiatry service for people with high risk foot problems Assessment of how current gaps in service provision for Non-English Speaking Background (NESB) people can be addressed Implementation of the identified diabetes prevention strategy. The business case does address National and State goals and targets for diabetes at the time. These were: Providing a co-ordinated approach for developing diabetes management guidelines Referral networks Education and lifestyle support Quality review activities. Program Management A Local Advisory Committee (LAC) has existed in the Inner City since 1997. The steering committee formed for the pilot drew on this group and developed the following Terms of Reference: Basic structure is developed for a steering committee The Project Officer assumed an administration and co-ordination role The EPPCHU managed operational aspects No definition of roles of Steering Committee members was defined other than to advise/ guide the development of primary health services. The LAC stated its commitment to enhancing services at all levels including health promotion, primary service provision, community health, ambulatory care, Aboriginal and NESB health services. The Committee conducted a 2 day workshop to develop a diabetes prevention strategy for the Inner City with the objective of guiding the implementation of priority programs and assisting with submissions for funding and pilot programs. Financials The business case submitted for funding over a 3 year period (1998-2001) and identified 4 key output areas to track costs. These outputs are indicated in table 11 and show the original proposal and actual expenditure for each acquitted financial year. WRAS PTY LTD PAGE 51 Integrated Diabetes Care FINAL REPORT Table 11. Financial output areas with budgeted and actual expenditure for the Inner City Output 1 Provide community based diabetes education activities to 480 people with NIDDM and their partners per year Output 2 Conduct a needs assessment and pilot programs to identify appropriate services and service locations for people with diabetes from NESB Output 3 Implement at least 4 programs targeting high risk groups that will increase early diagnosis and reduce modifiable risks for developing diabetes Output 4 Implement systems for coordinated care, quality standards of care, health professional training, and support and systems for monitoring of health outcomes TOTAL SURPLUS 98/99 Actual $49,773 98/99 Budget $56,500 99/00 Actual $43,724 99/00 Budget $65,000 $36,423 $13,000 $27,286 $40,000 $1,000 $27,000 $26,307 $10,000 $59,247 $135,000 $102,970 $125,000 $146,443 $231,500 $200,287 $240,000 $85,057 $39,713 Framework Has copied the NSW model A steering committee of service provider representatives guides the implementation of programs Community education programs were supplied by DAWA and the Perth Division of GP. Funding was originally used to subsidise these organisations. After the first year funds were provided directly by IDC Program for ease of management and reporting. The IDC Program Co-ordinator has played an active role in the actual evaluation of pilot clinics and needs assessments The administrative role for implementing programs became increasingly demanding on the Co-ordinator Planning and reporting has been consistently applied. However, performance measures and indicators abundant in documentation have not been collated or determined in any measurable way. Resources were not allocated to this task. Application in practice In the business case the IDC Program is described as an opportunity for service providers to come together on projects that will ultimately lead to greater local knowledge of diabetes clients. As a practical application of this, the Inner City WRAS PTY LTD PAGE 52 Integrated Diabetes Care FINAL REPORT conducted a variety of programs throughout its 3 year lifespan. The programs have gathered information that has allowed for a diabetes population demograph to be built. It has enabled areas of need to be identified and consequent programs to be implemented to begin educational and clinical assessments of clients. The evaluations have been directed towards the high risk groups that were identified in the original business case. The major programs included: Community consultation process to collect information on people with a family history of diabetes. An Inner City Eye Check program designed to improve communication between providers and establish lines of referral for service providers dealing with retinopathy. Diabetes care with the aged – a training program for people working in aged care. Evaluation of pilot community education program, which was aimed to provide more accessible essential service for people with diabetes. Five pilot programs were conducted and offered to people with diabetes in the community. Evaluation of the pilot diabetes clinic at Perth Aboriginal Medical Service (AMS), which aimed to provide culturally appropriate clinical service for Aboriginal men and women with diabetes attending Perth AMS. A total of 156 assessments were conducted. Diabetes in Italian and Vietnamese communities, which assessed service needs in the Inner City. This was a joint initiative of EPPCHU and Inner City Diabetes Services. The establishment and evaluation of community podiatry services for people with diabetes in the Inner City area. The early detection and risk reduction program for Type 2 diabetes in women with GDM. Implementation Actions Undertaken The evaluation programs and community education programs continued identifying the existing baseline data of the community, and its subsequent needs. The LAC followed the NSW model. It identified its 4 main output areas and focused on guiding the programs and evaluations that were identified to achieve these outcomes. The LAC’s role continued as it had started. The LAC had input into the different project briefs and used these to reflect their common agency needs. The Co-ordinator managed the IDC Program by using the business case prepared as a planning tool and checking mechanism. The Co-ordinator made regular, in-depth reports to the LAC. The LAC remained focused on its goals. Although there has been no reporting against the indicators that were developed from the business case, there is sufficient evidence in the projects/ programs achieved that indicate progress of, and improvements in service delivery to diabetes in the Inner City. One means of identifying integration progress can be identified through the joint projects that have been undertaken. Indicators that can be obtained are focused on the results of programs and services. These measure the outcome of programs. WRAS PTY LTD PAGE 53 Integrated Diabetes Care FINAL REPORT Definition of an Integrated Care program (from interviews) It is about different disciplines who work together Formal communication between the different caregivers is essential It is about having no duplication or gaps in service Effectiveness – Themes from interviews Progress against program objectives How the IDC Program in the Inner City region operate It is a coordinated program There are some problems It has improved over the time of its operation Training is involved Actual impact of IDC service Improved services and service integration The service is appropriate to local community Patients are behaving differently and demonstrating better understanding It is too early to say Consistency with other state/national strategies There were mixed views as to whether the program was consistent with other states. However those who believed the program was consistent were also better informed about integrated care as a model. Level of service integration achieved General themes There have been significant improvements and there are room for more improvements There are some problems, particularly with the GPs Monitoring outcomes/measurement systems There are sufficient measuring and monitoring systems There are not sufficient measuring and monitoring systems Equity of access for different demographic groups The majority of respondents believed there is not equity of access to services Access for professionals to training & support: Mixed responses were received as to whether training and support was accessible WRAS PTY LTD PAGE 54 Integrated Diabetes Care FINAL REPORT Level of acceptability Service providers Generally high Patients: Between medium and high, with a theme of over popularity of the service starting to emerge At-risk groups: A trend towards low level of acceptance, but a spread of opinions were obtained Strengths Improved client outcomes The breaking down of previous organisational barriers The clarity and strong, clear, direction of the steering committee and coordinators Weaknesses The program is under-funded for the demands placed on it The poor competence levels of some care providers Problems with provider communications The unnecessary bureaucratic procedures are off putting for private providers Problems with poor understanding of community groups Insufficient data collection and monitoring systems The success of the program is very dependent on the role of the coordinator Unintended consequences Positive consequences: Increase of carer awareness, cross-fertilisation of information and education Increase of community awareness and education Service improvements Negative consequences: Dependence of lower risk patients on the service can drain resources from high risk areas Being inundated with the lower risk patients because the care is free Barriers Cultural barriers and practices between different service providers Service provider attitudes, knowledge and clinical practices are out of date Insufficient funding to do what is needed Maintaining the communication between the different service providers No single physical focal point of services in the Inner City Time demands being placed on service providers WRAS PTY LTD PAGE 55 Integrated Diabetes Care FINAL REPORT Gaps and Duplications Gaps: Services for particular demographic groups Funding The cooperation and commitment of some service providers Patients living in poverty Data collection and monitoring Counselling services for non-compliant people with diabetes There are still communication gaps between service providers to be filled Other issues related to this study: Best practice issues and ideas There is not enough emphasis on preventative care WRAS PTY LTD PAGE 56 Integrated Diabetes Care FINAL REPORT Effectiveness – Themes from focus groups REGIONAL SERVICE PROVIDERS FOCUS GROUP HELD WITH COMMITTEE Strengths Appropriate consultation with key stakeholders Adequate financial resourcing to implement pilot Excellent skills and commitment from IDCP co-ordination unit Multi-strategy/ multi-disciplinary approach LAC commitment to program Sufficient flow of information and resources between public health area and public health service providers Podiatry program fulfilling its objectives Weaknesses Inadequate integration of AHW and community health workers No commitment to community health Constantly asking for funding – short term pilot projects may not be sustainable Multiple complex streams being developed at the same time Setting up expectations of community services but not following through Mindset (that) the private health insured clients have that there is an appropriate level of resources Many projects developed so fast so no time to think through Absence of prevention strategy for high risk groups Podiatry program limited by RPH, community and funding Community diabetes education for Type 2 Because of demand and growing consumer need, programs continue to need to grow Support to educators eg. community meetings and professional support Planning cycle Response to program needs 45% of WA population has private health insurance. Perception that private health insurance will support everything. Diabetes care costs more when insured No regulation of diabetes educators WRAS PTY LTD Barriers Paternal medical model Turf warring/ territorialism Has taken 2.5 years for GPs to come on board Funding submission process is too time restrictive Knowledge held by specialists and not shared with all levels Black and white (views) of GPs and specialists Under-resourced core and podiatry program with no potential for capacity building Lack of support and services for tertiary care Reporting to everyone and every funding source/ levels of reporting Time spent negotiating and building partners Copping the flack People not prepared to share information Gaps A physical diabetes site for service providers and the public – except for DAWA, RPH and Mercy No secondary hospital eg. Swan Districts, Bentley Don’t know if the model we have in place in IDC is working – no feedback No good baseline data Quality improvement processes are not built in Support groups and mechanisms for selfcare and continuing education Type 2 focus – no attention to Type 1 Privately insured individuals miss out on the opportunity to be included in the collection of health data, receive follow-up information and education on diabetes No appreciation of public and private health sectors and the integration of processes to achieve a continuum of care Duplications Resource duplication PAGE 57 Integrated Diabetes Care FINAL REPORT Sustainability– Themes from interviews Potential impact on health outcomes Better access, awareness and prevention For health organisations to work together to break down the barriers between them There needs to be enough time to demonstrate that good outcomes are happening Ways to improve sustainability Increases in service Increased funding Improvements in the attitude, education and competence of service providers Increased communication between service providers Data collection and monitoring needs to be addressed further Patient attitude and long term viability of the service Knowledge about the outcome of this and other studies A longer-term perspective on the part of the funder The potential of the WWW for enhancing service delivery and carer education Is quality of care ensured through sufficient standards and guidelines? The majority of respondents believed there are sufficient standards and guidelines to ensure quality of care There are not enough policies and plans in place to ensure the future of diabetes services The future and sustainability of the IDCP needs to be thought about Attention must be given to non-compliant patients The diabetes epidemic is exploding, prevention plans are lacking Some currently excluded services providers could make an important contribution Standards of care provision should be legislated WRAS PTY LTD PAGE 58 Integrated Diabetes Care FINAL REPORT Sustainability– Themes from focus groups Suggested improvements Define the level of capacity so the level of service that can be provided meets the expectation of service delivery Policy level changes for interaction between secondary and tertiary care Remove processes that clog rather than invent new ones. Reduce over reporting Sharing of information when overloaded Development of eye program Services for aged care, standard and resourcing Specific services for CALD groups eg. educational health and support groups Including pharmacists and health promotion services and skills in the loop Further development of database Resources/ processes to private health system/ from non-government organisations and the public sector Giving recognition to health workers on the ground – provide with adequate support and training Promotion of IDC services for understanding and fit specifically with personnel, GPs and health providers Communication lines between services Directory of service contact lists Need to plan for longitudinal evaluation of clients self care and diabetes management GP training in diabetes care Primary prevention and early detection eg. gestational diabetes mellitus, family screening and reducing risk factors Not aware of public and private demographic mix within catchment areas Canvas model to private health sector to gauge proposed involvement Applicability– Themes from interviews The IDCP has the potential to influence other health service deliveries For many different diseases where prevention minimises complications Wherever a lot of health disciplines get together to provide a holistic service For long term chronic diseases, the personal goal setting component is especially good for falls programs, mental health etc. Arthritis, hypertension and heart problems, obesity, renal problems, eye checking 6.1.2. Upper Great Southern Health Locality Description of the Pilot The majority of background information on the UGS is merged with that of the LGS pilot. Where additional information is required please refer to the reporting on the LGS. Background Towards the end of the first 12 months a local diabetes co-ordinator (LDC) position was established for the UGS, this was separate to the IDC Co-ordinator. Objectives These are essentially the same as the LGS pilot. WRAS PTY LTD PAGE 59 Integrated Diabetes Care FINAL REPORT Program management In the last 12 months a LAC was established. This was comprised of local service providers and GPs and its role is to implement and expand diabetes services in the immediate local area. Funds management As with the LGS pilot, funds for the program were distributed from General Health Purchasing to the primary health service. The money becomes the responsibility of the General Manager and is allocated to a general pool of funds. There is no set budget for diabetes specific services and no acquittal of funds against either program that are implemented to improve or extend diabetes services. Some funds have been allocated to additional FTE for dieticians and community educators. However, not all the work of these additional FTE’s is specific to diabetes. Therefore it is not possible to provide any actual costs associated with the IDC Program in UGS or LGS. It is important to note that in addition to the funds allocated through the IDC Program, funds have been sourced from: Great Southern Division of GP Primary Health Services Public Health Services. Some of these funds have contributed to projects and programs, and have also assisted with the establishment of the additional FTEs. The method of distribution of funds and the cost definitions does not allow for activity based costing. The LDC position is funded by the UGS Health Service. The role of the LDC is to provide an organisational link to the IDC Co-ordinator, liaise with local service providers, administrate, educate and perform clinical tasks. Funds allocated specifically through the business case for UGS are listed in the table below. It seems clear that the budget was significantly underestimated in the original business case. Table 12. Funds budgeted in the original submission for the UGS pilot UGS Pilot Year 1 Year 2 Year 3 TOTAL Budget $36,000 $36,000 $35,500 $107,500 Implementation Actions Undertaken See LGS section. Definition of an Integrated Care program (from interviews) It is about a multi-disciplinary team Patient care is coordinated or case managed Its about different health services working together It is about organised systems for multi-disciplinary care WRAS PTY LTD PAGE 60 Integrated Diabetes Care FINAL REPORT Effectiveness – Themes from interviews Progress against program objectives How the IDC Program in the UGS region operates: The GPs are supposed to take a central role but do not do so There is a steering committee representing several health services that meets It is a coordinated approach to patient care and initiatives I have little idea of how it works There is a system of diabetes data collection There is a multi-disciplinary team Identifiable improvement outcomes Actual impact of IDC service: There is better patient support happening Care providers are becoming more educated There are changes to patients behaviour It is a good program but it still has a long way to go Consistency with other state/national strategies: The IDCP is consistent with other states Level of service integration achieved General themes There appears to be partial integration of care within the region Things are improving and even looking good The success of the integration depends on a coordinator to keep the enthusiasm for integration going and to trouble shoot There are tensions relating to the role and activities of the GPs Some GPs are making proactive initiatives related to diabetes care There are tensions relating to the role of Silver Chain Recruitment and retention problems have hampered partnerships Monitoring outcomes/measurement systems. There could be more systems that relate to access to patient records in order to coordinate properly Equity of access for different demographic groups: The majority of respondents believed there is not equity of access to services Access for professionals to training & support: There is not enough access for carers to training and support Level of acceptability Service providers Acceptability trended towards high with most difficulties relating to GPs WRAS PTY LTD PAGE 61 Integrated Diabetes Care FINAL REPORT Patients: Generally high acceptability At-risk groups: Trend towards low acceptability. Reasons relate to lack of services, noncompliance or non-understanding, poor management, language, cultural or disability barriers and poverty. Some significant differences in perceptions of acceptability were highlighted. Strengths Improvements in the quality of diabetes services The quality of the staff working on the program Weaknesses The varying interest of the GPs The success or otherwise of the program rests on the ability of the coordinator Problems with recruitment and retention in the country The need for a greater focus on prevention and promotion of diabetes care Health service political issues The overload of new information that newly diagnosed people with diabetes have to take in Funding concerns(2) The ad hoc nature of the partnerships The difficulties in providing care to the Aboriginal population Unintended consequences Positive consequences: Education and involvement of GPs and other carers The program has catalysed the various diabetes services into work together Better regional services Support for integration of services and with other disease programs Negative consequences: Some people are still slipping through the gaps and not getting education and care Barriers The lack of support and diabetes management understanding from some GPs Recruitment and retention of staff Cultural and educational barriers associated with the Noongar patients and carers Barriers to education of carers Geographical distances Lack of communication with other service providers WRAS PTY LTD PAGE 62 Integrated Diabetes Care FINAL REPORT Gaps and Duplications Gaps: Some demographic groups are being missed or not addressed sufficiently Communication between carers Geographically isolated areas Patient awareness is lacking Health promotion programs Duplications: Relating to GP management of patients Duplication of the diabetes education service already offered by Silver Chain Relating to Aboriginal people Effectiveness – Themes from focus groups REGIONAL SERVICE PROVIDERS No service provider focus group was held with this region as the Committee had just changed membership. REGIONAL CONSUMERS Strengths Educational elements from Diabetes Educator Good referrals between GPs and Diabetes Educator Weaknesses Other community services (e.g. police) have a poor understanding of diabetes Nobody to talk to other than GP, who may not have good knowledge of diabetes No local access to diabetes specialist Barriers Cost of diabetes equipment (e.g. test strips, syringes) Have to go to Perth to see specialist but no transport No after hours help except hospital, where staff have limited training in diabetes Gaps Need for more community education Contact for local diabetes advice needed No education to school aged children or gestational mothers Optometrist clinic booked out More dietary advice needed Hospital staff not trained in dietary needs Sustainability– Themes from interviews Potential impact on health outcomes Impact on short-term health service efficiencies Impact on long-term health expenditure WRAS PTY LTD PAGE 63 Integrated Diabetes Care FINAL REPORT The prevention of complications, and the management of the diabetes diagnoses Ways to improve sustainability Communication and involvement of the GPs Need for formalisation of service provider structures and roles More health promotion Educational services for carers Commitment to funding the program Expansion of the services The diabetes coordinator should change the way she works – more strategic focus needed Is quality of care ensured through sufficient standards and guidelines? The majority of respondents believed that there are sufficient systems in place There are not enough policies and plans in place to ensure the future of diabetes services There are enough policies and plans in place to ensure the future of diabetes services Sustainability– Themes from focus groups REGIONAL COMMITTEE No service provider focus group was held with this region as the Committee had just changed membership. REGIONAL CONSUMERS Suggested improvements Education on self-management Educators who are up to date with information, knowledge and equipment Handbook or video for education More consumer support groups Supermarket tours Get people with diabetes to talk to the community Health promotion nights and free testing for blood sugar Support systems to help deal with the change to managing own diabetes Flexibility in opening hours of blood bank Applicability– Themes from interviews The program has the potential to influence other health service programs Diseases cited include: Chronic diseases where early intervention, self management and the right treatment mix are key factors. Examples include asthma, arthritis and heart disease, (especially cardiac rehabilitation), cervical screening and immunisation. It wouldn’t be suitable for alcohol problems because the program requires that the patient admit that they do have the disease The program has potential to influence other health regions There is already health program integration occurring as a result of the scarcity of the resources which has nothing to do with the IDCP WRAS PTY LTD PAGE 64 Integrated Diabetes Care FINAL REPORT 6.1.3. Lower Great Southern Region Description of the Pilot Background Following the establishment of the Inner City pilot project, the DOH requested the Southern Public Health Unit (SPHU) to make a submission for the LGS, UGS and Midwest. The SPHU presented a submission to create these additional 3 pilot projects, which included a strategic plan developed in collaboration with local health services and AMS’. The submissions requested funding for 3 years (1998-2001). Objectives Each submission was tailored towards the local area needs at the time. The main goal of the LGS pilot was “to enhance diabetes services at all levels of service delivery, including health promotion, primary practice, community health, ambulatory care, Aboriginal and NESB.” The business case provided key objectives for each funding year. These objectives focused on: Establishing a regular steering committee forum Establishing and enhancing a register recall system (used at the time by the Great Southern Division of GP) Increasing access for people with diabetes to community education, assessment and treatment services Improving systems for hand held patient record keeping – ‘passports’ By the third year of the program additional objective had been added, including: Identifying the number of elderly people in the population living with diabetes Identifying the number of IDDM patients older than 15 years Implementing a diabetes prevention program for first degree relatives Each of the objectives also defined a strategy, target population, effectiveness indicator, outputs and expected outcomes. The business case was accepted and approved for the period requested. The total funds allocated in the contract to the LGS pilot were $96,000. The contract for the LGS IDC pilot was held between the SPHU and the General Purchasing Unit of the DOH. The business case also sought support to: Establish a state-wide public health diabetes program network Establish formal links between metropolitan tertiary institutes and diabetes services in the rural sector Identify principles of networking for generalist and specialist diabetes services Assist with the development of a co-ordinated diabetes program strategic plan for population based diabetes service delivery in collaboration with other key stakeholders Develop an integrated service delivery model for population based diabetes services in collaboration with other key stakeholders and a pilot model in 1997/ 1998 WRAS PTY LTD PAGE 65 Integrated Diabetes Care FINAL REPORT Evaluate all information systems available in WA for the collection of diabetes data Identify the diabetes training requirements of health professionals in the SPHU area Program Management A steering committee for the LGS was established in August 1998. The Great Southern Diabetes Steering Committee (GSDSC) was formed to represent the great variety of service providers associated with diabetes as well as showing a best representation of the region. At the time of commencement, the co-ordinator for the LGS was also the co-ordinator for the UGS. The GSDSC therefore included the UGS and aimed to oversee and ensure a coordinated approach to integrated diabetes services in the region. The GSDSC included representatives from: Primary Health Service managers Family Futures (Southern Aboriginal Corporation) Silver Chain Nursing Association Consumers Regional hospitals Public Health Services Diabetes specialists and GPs The roles proposed by the GSDSC for: Primary health services in the LGS and UGS were: Provision in general practice of a diabetes educator to assist with registration of patients; assist in implementing systems of data return and patient recall; provide initial education and coordinate referral; and ensure regular feedback to GPs. Provision of community based diabetes education, dietetic and podiatry services for people with diabetes, at risk of diabetes or other chronic lifestyle diseases. Support for Aboriginal diabetes programs. The Great Southern Division of GP was responsible for all activities surrounding the development and maintenance of diabetes register activities. The Great Southern Public Health Services were responsible for executive support to the Committee, planning, training, monitoring and reporting of diabetes initiatives, writing proposals and liaising with the DOH. Roles were also defined for hospital-based diabetes staff, Silver Chain, and Family Futures. Funds management The pilot was allocated funding for 3 years. These funds were provided by General Health Purchasing and distributed to the LGS Health Service. Funds allocated specifically through the business case for LGS are listed in the table below. It seems clear that the budget was significantly underestimated in the original business case. WRAS PTY LTD PAGE 66 Integrated Diabetes Care FINAL REPORT Table 13. Funds budgeted in the original submission for the LGS pilot LGS Pilot Year 1 Year 2 Year 3 TOTAL Budget $27,000 $32,500 $36,500 $96,000 Application in practice GSDSC projects have included: Representation by all key diabetes service providers, health service representation and stakeholders on the Committee Development of the Great Southern Diabetes Strategic Plan Development of diabetes policy Development of standards for diabetes education programs Establishment and continual development of diabetes register through the Great Southern Division of GP Increased access to services to dietetic, podiatry and Aboriginal population needs Achievement of sustainable diabetes education services in the Great Southern Region (however this is contradicted by findings in the evaluation regarding Silver Chain) Reporting has included: Bi-monthly meetings of the GSDSC A progress report on the objectives of the LGS IDC pilot in June 1999 Definition of an Integrated Care program (from interviews) A variety of different specialist service providers working together in a coordinated way to improve patient outcomes Communication Better meeting client needs Shared client care Cost effectiveness/ efficiency Effectiveness – Themes from interviews Progress against program objectives How the IDC Program in the LGS region operate: The different service providers / health services work as a team to provide an integrated service There is some sort of working together happening with the service providers / health services to provide services to diabetic patients There is a steering committee The steering committee has jurisdiction of funds and responsibility for monitoring diabetes care in the region Don’t know much about the program / It is hard to distinguish this diabetes program from the others There is a steering committee that has representatives from the health services and professions WRAS PTY LTD PAGE 67 Integrated Diabetes Care FINAL REPORT There is a central coordinator who coordinates all the service provision There is a database that is related to the steering committee Actual impact of IDC service There was some indication that the program achieved integrated care, but perceptions were mixed Consistency with other state/national strategies WA is working in consistency with other states Level of service integration achieved General themes Perceptions were mixed as to whether the program was integrated, with problems such as duplication of Silver Chain services and GP commitment cited There are identifiable indicators of the positive impact of the IDCP such as: “Clients are giving good feedback, more motivated and changing their behaviour. Even some of the Aboriginal people are attending the services. Previously undiagnosed people are being identified, this includes in parts of the community where services didn’t go prior to this program. Diabetic people are staying out of hospital more. There has been an increase in health indicators such as blood glucose control, foot care, eye complications screening and blood pressure control. There are a lot more people being screened and followed up now. There is increased awareness and understanding being shown by clients and GPs. Professionals are supporting each other. Improvements related to cost efficiency and optimal management are happening.” Monitoring outcomes/measurement systems There is difference of opinion as to the intended use of the database and who should have access to the information The systems are in the process of being developed The systems for monitoring outcomes are inadequate A satisfactory method of measuring outcomes has not yet been achieved Equity of access for different demographic groups The Aboriginal and remote communities do not get equity of access to services Access for professionals to training & support There is insufficient access for isolated and country carers, residential aged care carers, GPs and consumer reps on the steering committee. There are problems with the structural changes to Curtin University’s new educator program making it less accessible. WRAS PTY LTD PAGE 68 Integrated Diabetes Care FINAL REPORT Level of acceptability Service providers The acceptability of the IDCP is mainly high for service providers Patients The acceptability of the IDCP is medium to high for the patients At-risk groups There is a trend towards a low level of acceptability of the service for at-risk groups. Some distinct differences in opinions were identified as to the level of acceptability Strengths Team work and coordination leading to better patient care Resource efficiencies Weaknesses The funding and resources are insufficient to run the program properly The difficulties with, and lack of cooperation of, the GPs There is not enough understanding about the program or what it is about Politics, such as the differing objectives of the health service providers Communication between the IDCP teams and private providers The success of the program depends on having a coordinator who is entirely focused on it Problems related to integrating State and Commonwealth funding of services The most needy patients do not use the services The service has deteriorated from what it was Unintended consequences Negative consequences There were some minor unintended consequences. The most significant of these was probably the implementation of the Division of General Practice’s Commonwealth funded surgery-based diabetes education program. This initiative had a significant impact of the existing program run by Silver Chain, which it duplicated, and the lack of consultation prior to the delivery of this program led to resistance to the IDCP and bad feeling on the part of the Silver Chain providers. Positive unintended consequences The strong interest in the diabetes talks by the community was unexpected Barriers Lack of initial coordination of services and communication with Silver Chain by the Division of GP in implementing a (Federally funded) surgery-based service, leading to duplication of the GPs diabetes education service with the Silver Chain education service Problems related to GPs WRAS PTY LTD PAGE 69 Integrated Diabetes Care FINAL REPORT Lack of funding and resources Educational barriers for carers The initial use of culturally inappropriate diabetes education programs for Aboriginal people The problem of coordinating with the private service providers Gaps and Duplications Gaps Programs and services for Type 1 people with diabetes, particularly post PMH support for young adults Other broad sectors of the community who need services but are missing out Programs and services for the immobile and frail elderly Other specific sectors of the community who need services but are missing out Resource gaps Duplications: There are some service duplications. These mainly centre around the duplication of the Silver Chain service by the surgeries One duplication, multiple foot screening, is considered to be positive WRAS PTY LTD PAGE 70 Integrated Diabetes Care FINAL REPORT Effectiveness – Themes from focus groups REGIONAL SERVICE PROVIDERS FOCUS GROUP HELD WITH COMMITTEE Strengths UGS and LGS adequate numbers of diabetes educators (although the services are not necessarily adequate) Education programs for clients Diabetes education network/ education up to date Ophthalmology services Podiatry services good access, $ still a concern Steering committee and local advisory group Data systems Organisation/ departmental networks i.e. Family Futures, Silver Chain, Public and Primary Health - have regular meetings REGIONAL CONSUMERS FOCUS GROUP HELD WITH PEOPLE WITH DIABETES Weaknesses Lack of diabetes expertise and dedicated time in primary health Lack of primary health co-ordinating Inadequate attendance of diabetes specialist on steering committee Community education – general, relatives and follow-up areas Use of centralised database Podiatry services Common goals inadequate for the future Reporting and feedback processes Training of workforce Clinical indicators and outcomes of referral patterns Not enough clinical time in student placements for students training at tertiary centres Co-ordinator in danger of burnout due to reliance on their role Unintended consequences Having an educator who is always available leads to encouragement and greater selfmotivation Barriers Overdependence on Public Health Coordinator Diabetes education for service providers has become elitist and beyond the reach of many rural providers (cost and distance) Commitment to adequate and permanent diabetes education workforce Ad hoc evaluation of diabetes education program Interagency trust and sharing of resources Limited monitoring and reporting prevalence and incidence Lack of recurrent resources to sustain/ meet the increasing demand for services Links between EPC items and diabetes WRAS PTY LTD Strengths 5 day training is exceptionally good People discuss diabetes more now Recall system as creates good continuity Consumer knowledge is more up to date Encouragement received from community educator Weaknesses People not on the register have out of date knowledge People with diabetes don’t know how to deal with stress Gaps People on farms have no support FOCUS GROUP HELD WITH ABORIGINAL STAKEHOLDERS Strengths A co-ordinator is crucial Enhanced Primary Care items have helped Having extra people, and therefore extra time is critical St John Ambulance has noticed that hospital admissions have dropped Partnerships mean you are able to pick up the phone for advice Family Futures has no medical component The community can have their own GPs Education of GPs – they now rely on others’ advice too and see AHW as a resource Regional podiatry providers have good links with tertiary specialist services Weaknesses Have to accept that any approach will stop short of the ideal Meetings with AHW are impossible – can only manage case conference 1-1 Reliance on a few AHW leads to problems if turnover Bonds between service providers in horizontal structures are stronger than those vertically PAGE 71 Integrated Diabetes Care FINAL REPORT service development and DOH commitment Integration at state and commonwealth levels Gaps Individuals falling through the gaps not being identified Medical commitment from a GP to the steering committee impacts on leadership Total commitment to joint planning and service implementation DOH leadership Duplications Frequency of meetings ie. The split up of meetings into LGS, UGS and CGS (for people who cover all regions) Knowledge and expertise clinically and strategically No real integration with tertiary services Time taken for notice of changes to insulin regimes to flow from specialist to GPs No centralised collection of resources Cost of Aboriginal promotional resources (e.g. pamphlets) New AHW need generalist training but little time and money to do this Funds going into GPs incentives but not being redistributed to allied health services to cater for additional demand/ awareness Older Aboriginas have an element of dependency that this model can feed Links between Aboriginal organisations in regions and the metropolitan area Barriers Talking directly to GPs is easier than working through the Division of GPs Endocrinology is a ‘no go’ area for local service providers Regionalisation and isolation – no links across profession except through own efforts Model of dividing up services to regions. Tertiary services would like the money and they will disperse the way they want. Better to allocate money to Health Services to purchase services wanted. Conflict of models between Family Futures and Primary Health Care on management and territory Unintended consequences Contact with Aboriginal (people) in their homes leads to further contact, demand and expectation Sustainability– Themes from interviews Potential impact on health outcomes To give access for many population groups to a range of different diabetes service providers, who provide a coordinated service that is effective and cost effective. It covers prevention and management so that diabetes complications, and thus cost to the community, are minimised. To enable effective management through follow-up via the use of a patient database that carers have access to. Patients would sign a consent form to be included on this database. The potential of the program is huge and progress is being made towards this potential. Ways to improve sustainability Funding needs to be made more definite, and increased in order to deliver the appropriate service Issues related to communication improvements Increasing educational availability Greater involvement of GPs WRAS PTY LTD PAGE 72 Integrated Diabetes Care FINAL REPORT There should be more equity between the different service providers Is quality of care ensured through sufficient standards and guidelines? There are sufficient systems for ensuring quality of care standards Are there enough policies and plans in place to ensure the future of diabetes services? There are sufficient policies and plans in place to ensure the future development of diabetes services The issue is not about having sufficient policies and plans but to know that the funding will continue Sustainability– Themes from focus groups REGIONAL COMMITTEE Suggested improvements More education programs needed for Aboriginal (people) Aboriginal diabetes education – register greater emphasis Gestational diabetes – aged care Early prevention program Skills to deal with first degree relatives REGIONAL CONSUMERS FOCUS GROUP HELD WITH PEOPLE WITH DIABETES Suggested improvements Have a buddy to talk to who has diabetes Set up a support network especially for the newly diagnosed More community education and promotional pamphlets at surgeries Advertising on TV Supermarket tour Information on how diabetes is allied with other diseases FOCUS GROUP HELD WITH ABORIGINAL STAKEHOLDERS Reports should be fed back to medical group and result in better care plans Want specialists to relate to GPs and to other service providers Best practice service delivery for Aboriginal is for AHW to attend appointments with GPs, specialists and allied health workers Applicability– Themes from interviews Examples of diseases for which this model would be appropriate include: asthma, drugs and alcohol, rehabilitation, mental health, palliative care, arthritis, screening (cervical smears and mammograms), immunisation and cardiovascular disease and other chronic diseases This model is already being used for other programs, such as asthma, domestic violence, and Healthy Bodies. Other service providers already do shared care programs and work within a multi-disciplinary team too There are significant efficiencies to be gained from the application of integrated models WRAS PTY LTD PAGE 73 Integrated Diabetes Care FINAL REPORT 6.1.4. Midwest Region Description of the Pilot Background As the business case for the Midwest was included in the submission for the UGS and LGS, readers are referred to the LGS section for further details on background to the pilot. Of all the pilots, the Midwest IDC project had the least amount of information on its population, especially in relation to diabetes. Therefore this pilot was commenced from very rudimentary foundations. Objectives The main objectives of the Midwest IDC pilot were: To establish a collaborative forum to implement integrated diabetes service in the Midwest Health Zone To identify an appropriate health service capacity to meet consumer needs in Geraldton To increase access to diabetes training To improve access to quality diabetes education programs To establish a register and recall system for the Midwest The second and third year objectives focused on building upon the community education, training and support for health professionals. Program management The Midwest Diabetes Steering Committee (MWDSC) was established in March 1998 and meets every 6 weeks. The Committee was originally comprised of local service providers including: A private practice podiatrist The Midwest Division of GP The Director of the Midwest PHU A private consultant dietician The Director of Nursing, Northampton District Hospital Silver Chain At the time of commencement no co-ordinator was appointed to the pilot, but a Diabetes Project Officer was recruited shortly after the first MWDSC meeting. The role of the Project officer was to perform administration, and conduct promotional activities surrounding the program of events cited in the business case. The person filling this position has changed three times during the course of the pilot. The first Project Officer was full time, the second part-time, with the current position changing roles to incorporate diabetes co-ordination and education. From 1998 to early 2000 the Diabetes Project Officer was based at the Midwest PHU. The funding for the current role is now provided by Geraldton Regional Hospital. WRAS PTY LTD PAGE 74 Integrated Diabetes Care FINAL REPORT Funds management The Midwest IDC pilot was successful in obtaining funds from the DOH for establishment. The current co-ordinator position was established in October 2000. Funding for this position has come directly from the Midwest PHU. This has allowed funds for the pilot to be allocated for project work. The table below highlights budgeted and actual funding during the pilot. Table 14. Midwest budgeted funds and actual expenditure. Total Surplus 1998/1999 Actual $33,303 $3,697 1998/1999 Budget $37,000 1999/2000 Actual $39,332 $2,168 1999/2000 Budget $41,000 Application in practice A needs assessment was undertaken by MWDSC. It included the areas covered by Geraldton, the Midwest and Murchison Health Services. The assessment collected information on: Population projections for diabetes Number of health professionals required to service the projected demand, equipment and educational needs Community needs for education and promotion. The needs assessment collected information that could address areas of focus during the lifespan of the pilot. It gives a clear understanding of the resources needed in FTEs and equipment as well as the areas of focus for building awareness in the community Aboriginal health worker training in diabetes prevention and control was conducted by the SPHU in partnership with the Central West College of TAFE on behalf of the Midwest PHU Health Professionals training and education seminars were conducted National Diabetes Week was promoted in 1998 and 1999 The Midwest PHU introduced ‘study days’ HBF display and risk assessments Community Awareness of Diabetes campaign Developing a business case for a dietician at the Geraldton Health Service Lobbying for a visiting endocrinologist Diabetes promotion at the Mingenew Expo Diffuse diabetes seminars and risk assessments Current development of a web-site for the area that will detail services and resources available and how to access them Carers’ course. In 1998/1999 an annual report was provided against the business case objectives and gave a brief update on the 5 first year objectives. Another report in 1999/2000 gave an outline against each of the 4 second year objectives. WRAS PTY LTD PAGE 75 Integrated Diabetes Care FINAL REPORT Definition of an Integrated Care program (from interviews) Coordinated services and service providers working together for better patient care Sharing resources Effectiveness – Themes from interviews Progress against program objectives How the IDC Program in the Midwest region operates The majority of respondents said they had some understanding of how the Midwest IDCP operates and gave the following descriptions: There is a steering group that administers the funds The outcomes of the IDCP in the Mid West have been affected by politics and competition for the resources. Other closely related overarching themes include the lack of representation of the remote health services and the isolation from the GRAMS. The IDCP is trying to support the achievement of certain initiatives Very little seems to have actually happened as a result of this program, or, observable outcomes are just getting started in the Mid West There was a needs analysis done There was some promotion and education work done using the IDCP funds There is a project officer with a coordination role Distance is a problem for attendance at meetings It works in isolation from the GRAMS programs Actual impact of IDC service The majority of respondents stated the program did not achieve integrated care Consistency with other state/national strategies Few people could comment on this issue Level of service integration achieved General themes The quality of the integration and partnerships as a general theme is poor. This seems to be about a combination of political maneuvering to secure scarce resources, remoteness; the cultural differences between the Aboriginal and nonAboriginal service providers (exacerbated by the division of State/Commonwealth funds); the apparent impossibility of being able to stretch the funds sufficiently to benefit urban Geraldton, let alone the remote locations; and the IDCP being the wrong model for this region. This combination of factors is reflected throughout the whole study of this region. There is some good integration happening in remote areas but it has nothing to do with the IDCP Monitoring outcomes/measurement systems There is a lack of appropriate systems for monitoring outcomes, particularly a diabetes database WRAS PTY LTD PAGE 76 Integrated Diabetes Care FINAL REPORT Equity of access for different demographic groups Aboriginal and remote locations feature very strongly on the list of the sectors that lack access to the diabetes services Access for professionals to training & support Remote carers need access to further training. The diabetes educators course is way above the generalist needs of the remote carers, and not accessible to them. The courses need to be customised for remote locations because they tend to assume urban conditions There are not enough carers available to do the roles Level of acceptability Service providers The level of acceptability amongst service providers is inconsistent Patients The acceptability of the service for patients is low to medium. Acceptability is higher for those Geraldton-based patients who access it and does not include remote patients At-risk groups The acceptability of the service for at-risk groups is poor Strengths Potential strengths, including holistic care, collaboration, communication and coordination. Use of the strength and resources of the whole group for some visits to remote locations Existing strengths such as better support of carers; coordination; knowledge and experience of carers being pooled Weaknesses The politics between competing health service providers, including particular difficulties with the GPs as a whole general group, has diluted the program’s impact significantly That nothing much has happened so far with the program as far as GPs are aware, and in the remote locations. The formal role and support of the diabetes coordinator The paucity of carer education and training The tenuous partnerships have not been supported by the necessary formal structures The fact that it is an urban-focused program The extra pressure on existing roles as a result of participation in the IDCP Cultural ignorance in relation to Aboriginal needs WRAS PTY LTD PAGE 77 Integrated Diabetes Care FINAL REPORT Unintended consequences Negative consequences Service providers have been forced to do their own thing to achieve the outcomes they need The lack of maintenance and use of the diabetes data base Some unexpected carer appointments Barriers Issues related to ownership and control of the IDCP resource: Conflict regarding the approach to, and control of, treatment and management of diabetes The parochialism of the health service organisations Specific barriers relating to the steering committee: The geographical distances Lack of access to education and support Staff retention and unreliability Poor communication out from, and back to, the steering committee The competing pressure on the steering committee members of their other roles Lack of patient compliance and understanding of their disease Gaps and Duplications Gaps Specific services for Aboriginal and remote patients A lack of general services and service providers Specific services for education of carers The lack of integration and relationships with the GPs Evidence of identifiable outcomes of IDCP Duplications Services for Aboriginal, particularly between the State and Commonwealth funded programs Services offered by the GPs, Silver Chain and the IDCP Duplications between the different health services WRAS PTY LTD PAGE 78 Integrated Diabetes Care FINAL REPORT Effectiveness – Themes from focus groups REGIONAL SERVICE PROVIDERS FOCUS GROUP HELD WITH COMMITTEE Strengths Provision of service for people who are actively seeking information/ advice/ care Clinical care for non-difficult clients Exercise programs for identified clients (referral process and waitlist) PMH visits Type 1 Eye care – 2 ophthalmologists and 3 optometrists (although differs between locations) Podiatry in the Midwest and Murchison Group education Emergency support-tourism, medications Campaign content is well supported Standardised information sheets/ education material Direction of MWSC Opportunities for liaison between service providers in region with the exception of some individual GPs/ visiting specialists Continuity and interchange/ back up of clinical staff (i.e. relief of positions) Weaknesses Not enough diabetes awareness promoted Promotion restricted to Geraldton Guardian Education of HCP locally GP Register- Recall database NDSS, DA Referrals Community based train the trainer model Reliance on HCPs to fix/ treat diabetes Program Sustainability Barriers Reliance on Silver Chain community nutritionist/ dietician Diabetes awareness week has lost impact, not reaching intended targets Funding and other focus resting with clinical treatment services rather than preventative early diagnosis services Reliance of consumers on health system rather than self management (clinical model promotes this) Lack of communication between doctors and health professionals Limited communication between GRAMS and GHS, MWAH, GMs, MHS and Health Services GPs won’t support centralised register without incentive GPs too busy so refer immediately to Silver Chain WRAS PTY LTD REGIONAL CONSUMERS Strengths Silver Chain diabetes clinic very good Good to have chemist supplying people with diabetes needs, but could allow for more than 2 packets of test strips Good podiatry service GPs well regarded GRAMS offer a great support team for people who have diabetes Aboriginal people and non-Aboriginal people who can’t afford to go to private doctor who don’t bulk bill and AMS does Weaknesses Access to dietician No understanding of diabetic pain and the tension and stress it brings on life. Answer is always ‘that’s diabetes’ and consumers just have to put up with it – makes the client feel there is no hope Not enough self-management Barriers Understanding by community of disease Not being able to see your doctor when needed Cost factors, particularly cost of related services and exercise classes Gaps Unavailability of test strips Chemist having to order insulin from Perth overnight Dire need for diabetes specialist No support groups re social activity Missing follow-up Respect for consumer intelligence missing amongst service providers Duplications Too much contradictory information PAGE 79 Integrated Diabetes Care FINAL REPORT GPs developing own integrated team away from everyone else Absence of planning between the steering committee and Midwest Health Services Planning Committee Diabetes as a non-core business is a problem – no-one to drive it Gaps Meekatharra Diabetes Service No exercise program No access to nutritional information No endocrinologist Limited educator visits Ophthalmologist 2x per year Clinical psychologist for chronic dysfunction/ utilisation/ availability Monetary reward for specialist nurse educators Support groups – Type 1 insight, Type 2 exercise group and other Multidisciplinary clinic Access to visiting adult endocrinologist Midwest Health Service Areas of need No diabetes educator Ad hoc service only No community dietician in public service Input from outlying areas in consultative processes Positive promotion Culturally targeted media message for AMS clients After hours availability of diabetes educational services Standard of care/ screening – standard education tools/ awareness, very important for quality assurance Opportunities for exercise/ activity – facilities issue and lack of infrastructure particularly in small towns Succession planning/ relief pool for Diabetes Educators Duplications Lack of knowledge of what services are available WRAS PTY LTD PAGE 80 Integrated Diabetes Care FINAL REPORT Sustainability– Themes from interviews Potential impact on health outcomes There is a huge potential if it is well managed as a program To make an impact on prevention For better care of patients To be useful for treating Aboriginal people Ways to improve sustainability Development of remote services Implementation of a rural/remote focused model Expansion of Aboriginal programs Development of useful technology for remote service delivery Changes to the steering committee Improved relationships with the GPs and to nurture a more integrated style of services Better funding of services and continuity of funding Better coordination of the services More focus on diabetes health promotion Is quality of care ensured through sufficient standards and guidelines? Systems for ensuring quality of care are being developed There are sufficient guidelines for ensuring quality of care but we cannot meet them due to a lack of funding Are there enough policies and plans in place to ensure the future of diabetes services? There are insufficient policies and plans in place for the future(9) Sustainability– Themes from focus groups REGIONAL COMMITTEE Suggested improvements More education programs needed for Aboriginal people Aboriginal diabetes education – register greater emphasis Gestational diabetes – aged care Early prevention program WRAS PTY LTD REGIONAL CONSUMERS Suggested improvements Need more exercise classes – too long in between sessions Need longer time in weights class Need a support group for weight loss/ diet sessions Need at least one more chemist for diabetes supplies Provide more details in relationship to long term effect, include graphic drawings of specific results PAGE 81 Integrated Diabetes Care FINAL REPORT Applicability– Themes from interviews There is potential application for other health service deliveries such as: Asthma, cardiovascular disease, continence care, mental health, arthritis, some allied health programs and other chronic long-term diseases that have preventative components Coronary care, renal care and diabetes programs should work together. The first two are complications of diabetes due to the vascular damage Eye and ear programs There is little potential for application of this model of health service delivery There is potential application for other health service regions. The Dongara diabetic clinic ‘Roadshow’ and ‘One-stop shop’ would be a very useful model anywhere. WRAS PTY LTD PAGE 82 Table 15. Forces of Integration and Differentiation applied to the four Pilot IDC Projects Inner City LGS System solutions that are focused on diabetes as a whole Geographical proximity Continuum of care Active consumers who self-manage Accountability, information technology (decision support systems, intelligent information systems) Focus across primary, secondary and tertiary prevention Focus across primary, secondary and tertiary service providers Guidelines, protocols and care paths Relatively objective, evidence based treatment (outcomes assessment, economic evaluation) Monitoring and evaluation Chronic disease focus Forces for integration These are elements that require integration in order to promote good outputs of products, services and ideas: Service providers forming a multidisciplinary team around the individual (ie. Medical and non-medical, specialists and generalists) Health care as core business Inner City LGS UGS Mid West Aboriginal and other cultures working across core businesses (e.g. health, education, social, housing, socio-economic structures) Solutions focused on sub-populations and individuals Remote locations Disease episodes Passive consumers who are reliant upon the system Relative autonomy Tertiary care Competition between generalist and specialist ideology Therapeutic freedom Professional judgement Focus on delivery Diabetes focus Key = Pilots have considered issue and are making progress = Partial progress only UGS Mid West Forces for differentiation These are elements that require individual attention to promote flexible, high quality diabetes care. Individual professions 6.2. THEMES FROM OTHER WESTERN AUSTRALIAN STAKEHOLDERS 6.2.1. Implementation of the IDC model Identification and awareness of the need for greater diabetes care. GPs and other AHPs are slowly exchanging information. Increased awareness of need for focus on chronic disease other than diabetes. In some areas nothing has changed except increased confusion. Due to health professionals being unwilling to ‘let go’ of their own territory. Has helped establish the needs of the Central Great Southern Region, which has undertaken its own integration model as a result. Some large hospitals are more aware of what happens out in the community. Rapport with hospitals is increasing. Co-ordinated Care program has encouraged integration. Integration is occurring in regions apart from pilots (e.g. North West, metropolitan regions) 6.2.2. Effectiveness of the IDC model Strengths Co-ordinator’s role is crucial to get things done. Move to integration of chronic diseases in primary prevention programs. Risk factors between diabetes and other chronic diseases are similar. Co-ordinators who hold the purse strings have the authority to get people together and implement changes. LGS has good project funds that can be specifically allocated to the project as the co-ordinator’s position is funded by the PHU. Midwest – management committee is made up of all the partners that put forward funding submissions. Inner City – holds cost Centre under PHU and holds the purse strings. Diabetes registers are seen as a sound practice but also have limitations in reporting and non-release of data to service providers other than GPs. Incentives for GPs through Enhanced Primary Care are of great assistance. Weaknesses New pilot co-ordinators are thrown into the job. Have no direction and no idea of how to go about integration. Desperately need support and direction – also has potential for duplication. Is the co-ordinator role about doing the doing or generating enthusiasm in others? Co-ordinator’s communication skills are paramount to success but no training provided in managing organisational change and negotiation. Planning is now at the co-ordinator level only. The concept of integration requires full uptake and therefore 360 degree planning that considers: inclusion of state-wide stakeholders what has happened to date what works and what doesn’t available resources authority aligned with change responsibilities Separation of private/ public sector policy and planning. Integrated Diabetes Care FINAL REPORT Need for marketing of the image of diabetes. There is little understanding of the impact that diabetes has on health populations. A badged program would be appropriate with leadership, visibility, ownership and drive. Not enough qualified people around – more practice nurses needed. GPs very well supported in commonwealth funding, and placed in a lead role, but not always willing to do the work. Rural areas are without a critical mass of experts. The set up of training at Curtin means that good people are discouraged due to the quest for professionalism. In rural and remote areas this is a particular problem. Succession planning for diabetes experts not in place – more visibility is needed. Load of staff updates and upskilling is on tertiary hospitals. Service providers unsure as to what skills diabetes professionals would like them to have. Turnover of staff in DOH means no continuous link with diabetes programs. Recruitment and retention is a general problem –a lot of poaching occurs from the public sector. No aggregation of data. Patients dealing with infighting between professionals – comes from problems with diagnosis and differences in perspectives of how to manage diabetes. Definitions of standards of diabetes care needed. Professional group conflict – need to identify what is required, tasks, skills and who is responsible. Unintended Consequences People who are knowledgeable about diabetes are likely to also have good knowledge of other chronic diseases. Barriers In service seminar to promote chronic disease has to compete with the market for people to listen and attend. Doesn’t have the attention of workforce to generate interest. There is an attitude that the Division of GP get a huge amount of money. Most of this funding is allocated to administration. Personality conflicts. Difference in emphasis on where health funding is allocated and how the tertiary sector is involved is a problem. Directed from higher level management with little liaison from ‘doers’. Contradictory perspectives of different government organisations. Resource limitations prevent expansion. Focus of incentives is on acute rather than secondary care. The funding model for chronic care needs to be changed. Fears that if the state government takes over funding, the commonwealth will reduce funding levels. Difficulties in obtaining funding. Little visible funding to support integration. Conflict over what should be taught. Conflict within diabetes education courses. The Curtin University program versus shorter, cheaper and more practical generalised courses. No support systems for consumers. Remote locations. WRAS PTY LTD PAGE 85 Integrated Diabetes Care FINAL REPORT Targeting Aboriginal people with diabetes. Pilot programs have been a barrier. All they have done is delay a co-ordinated effort. DOH’s annual treasury cycle is a problem. The focus goes onto competition rather than collaboration. GPs very busy people – need to know variety of things but also need to be updated on diabetes. Flexibility is important in the way people are managed when dealing with rural and remote areas (e.g. education of AHWs), where populations are low and generalist skills are needed. DOH needs to take a stance with regard to diabetes because costs will eventually come back to tertiary care anyway. Gaps Public Health and Community Health don’t work together. The disease doesn’t have the health industry’s attention. Focus on the transition from kids to adult diabetes. Kids are losing their identity in the transition and need education on this change. Awareness that other health services have of AMS. Empowering Aboriginal people and getting them to take things up for themselves rather than being dependent on an intensive service. Distribution of funds between the city and the country. Knowing how to get a pilot program started. Two levels of training are required – supervisor training for specialist diabetes educators; and generalist training for others. Need for IDC services to work in geographical nearness to GPs so patients get a self-contained unit. Absence of indicators to measure performance. No resources for Ethiopians, Arabians and other ethnic cultures. Duplications Integration can lead to fragmentation as areas of expertise can suffer i.e. absence of consideration for the importance of each differentiated area. Resource development is a difficult process. Need to be centralised to ensure resources are not lost when projects finish. Centralisation would also help with language, colour, and literacy as each person has to duplicate the research into these things when developing a new resource. WRAS PTY LTD PAGE 86 Integrated Diabetes Care FINAL REPORT 6.2.3. Sustainability of the IDC model Ways to improve sustainability A dedicated state-wide strategic plan is required – people are very enthusiastic but they need direction and long term goals, as well as some assessment of how things are progressing. DOH should take responsibility for the co-ordination of a strategic planning forum. A clear understanding of what integration is about with a focus on integrating everyone including consumers. Resources and funding. At the moment the attitude is ‘stop’ because extra funding is not available. Need support for people in programs so they are not battling alone. Need to meet and know people who are service providers. Informal networks are crucial, especially where emergency contact is needed. Common vision on early detection at a management level. Developing partnerships with long term locals e.g. hospital boards. Learning how to deal with organisational change. Have a definition of integration including all the layers of integration. Recall systems helpful as reminds of all areas, is a methodical process giving protocols, and gives feedback to GPs. Also highlights shortfalls in local services through prompts for referrals. Mini-clinic focus is better than just using nurse co-ordinators for administration – gives extra time to GPs. Intranet/ Internet access in GP practices so linked directly to hospitals. Enhanced Primary Care is an untapped resource. Aboriginal liaison is necessary for improvement in Aboriginal health. More links for Derbarl Yerrigan Health Service and the AMS to work with other health services. This is starting to happen in the Inner City through a coordinated referral system. The use of teleconferencing between Public Health Unit and Community Health Unit. Meetings are arranged around GP availability, but they are the only ones to get paid for attendance. More training of staff, including AHW. Reduction of waiting lists of clients for diabetes educators. More consumer input needed as to how integration should occur. More health promotion and community awareness of diabetes. Promote chronic disease rather than diabetes. Fund ways to improve quality systems for collecting and maintaining records. Greater involvement from Division of GP. Facilities and access for remote people. Funding focusing specifically on remote areas. Health services are fundamental to sustainability in remote areas. There is a 40-60% staff turnover, which undermines continuity. The strategy needs to be developed on the basis that people change. WRAS PTY LTD PAGE 87 Integrated Diabetes Care FINAL REPORT Spread more knowledge around. Open up IDC to everyone in the state. Work with GPs to get them more involved. DOH should recognise diabetes is a core business. Research and study into the costs and benefits of early detection/ prevention. Register of diabetic Aboriginal people needs to be built and maintained. A resource directory. Also needs a consumer guide to rights and services. Extend phase 2 of the Co-ordinated Care Program. Phase 2 focuses on lifestyle modification. The first 3 years have been spent on establishing networks, creating awareness and getting health workers to visit Aboriginal in their homes to identify those at risk and get them to visit doctors. A passport system for consumers to give continuity between service providers as to treatment performed. Need for stated based integration of tertiary centres. Focus on upskilling people in communities more. Curtin course is important in maintaining professional standards. Set up a tertiary body for rural areas and tertiary centres to meet and discuss issues relating to diabetes could include PHU, tertiary centres and the Division of GP. Applicability to other regions What would increase acceptance of IDC? Localised planning with clear direction. Continuity of people/ co-ordinators – developing ways to increase attraction and retention. Improved communication and effort to getting everyone together at once to discuss issues. Continued funding. Currently spending too much time on short blocks of funding without the capacity to see change in this time. Good relationships with other providers, knowing who to contact. Models of good practice. Clarifying what it is that the models are trying to achieve and being clear about what has been achieved. Self-management – patients need to drive this through themselves. IDC needs a health system to follow. A strategy of what needs to be done, why and how. Training of staff – health services, primary health care, hospital staff and dieticians. Managers and health service staff at management level need to know that engaging people early and working from a preventative point is far more beneficial for the community and reduces long term costs of health care. Aboriginal people need to have something of their own. Create a diabetes unit within the hospitals to educate GPs and have a common shared access to patient records. Hospitals can provide the link between low income earners who can’t access other provider services. WRAS PTY LTD PAGE 88 Integrated Diabetes Care FINAL REPORT 6.3. SUMMARY OF INTERSTATE TRENDS The major themes emerging from state and commonwealth health agencies are: A solid trend towards application of integrated care models in every state of Australia A trend towards integration of chronic disease services, rather than diabetes specific integration A trend towards integration models which incorporate primary prevention, early intervention, and quality management of diabetes Establishment of registers and recall systems as a part of integration processes 6.3.1. The Commonwealth Department of Health and Aged Care The focus of the Commonwealth Department of Health and Aged Care has developed a strategy for Chronic Disease Management, which incorporates diabetes care. This strategy is based on an integrated approach with emphasis on organisational systems drawn from clinical streaming models. Integration is viewed as applicable across regions. The Department has developed an evaluation template with performance indicators including: Population demographics Health service utilisation Community Care Service utilisation Program continuity and co-ordination Participation of service providers Use of information management & technology Safety Effectiveness Appropriateness Consumer participation Efficiency Change in work practices Demand for community health and care services Impact on clinical outcomes for target populations Improvement in quality of life Access Communication links Participation in administration and clinical decision Chronic care governance model Training and educational materials The Department has dedicated funds to incentives for integration, such as Enhanced Primary Care Package for older Australians and those with chronic and complex conditions. Funds for information technology system development are considered a priority. WRAS PTY LTD PAGE 89 Integrated Diabetes Care FINAL REPORT 6.3.2. The New South Wales Experience As previously noted in the literature review, NSW implemented an integrated diabetes care pilot project in 1997. Discussions with the evaluators of the NSW model highlighted support for the concept of integrated care models. This state is now experiencing greater acceptance of the model, with improvements in funding, and a move towards chronic disease management and prevention. Themes arising from the pilot project included: Barriers to integrated care Differences in commonwealth and state funding priorities have a direct impact on the sustainability of structures. Conflict between professional groups is common with regard to issues such as what is required, the tasks and skills needed, and who should perform tasks. Interpersonal conflict is one of the most difficult elements to address as it consumes a significant amount of time and is out of the control of program coordinators. The Division of GPs agreed to allocate funds to integration within Aboriginal Health Services but the Aboriginal Medical Service had no additional funds to support the time and people needed. The model of integrated care is viewed as a means of attaining cost savings. However, there is significant risk to the sustainability of the model when savings are shifted from the project to alternate services. Integration of care has ethical considerations The pilot programs raised expectations of people with diabetes and service providers. It was not considered to be ethical to run the pilots, return the data and then discontinue the process. Development of terminology, standards, and measurement tools Integrated care terminology is not clearly understood and there is inconsistency in definition. The definition of standards for diabetes care is crucial to establishing a ‘common language’ of indicators for service providers. The establishment and measurement of outcomes requires considerable effort in the future. More funding needs to be dedicated to the development of information systems to support integration. WRAS PTY LTD PAGE 90 Integrated Diabetes Care FINAL REPORT 6.3.3. The Tasmanian Experience At present Tasmania appears to be behind the other states in developing a diabetes strategy. At present the state government health department is focusing on maximising communication between stakeholders to develop understanding of existing services and roles. This approach has focused on the Department of Health and Aged Care, Divisions of GP, Diabetes Australia, and service delivery organisations communicating through a Ministerial Advisory Committee, and a monthly newsletter on diabetes issues. A shared care model was recently established in Launceston to establish standard referral and response procedures. The Tasmanian Department of Health and Human Services is facing challenges including: The level of state government services to diabetes, which provide for one person fulfilling a number of roles. A population with very high prevalence of diabetes. Absence of economies of scale for dedicated funding to diabetes programs. Workload of GPs, who have limited time for attention to diabetes services. Tasmania is also developing some innovative programs to deal with geographical isolation, such as the use of telehealth services, promotion of optometrist services to GPs, and development of a Diabetes Resource Manual for GPs. Anecdotal evidence suggests stakeholders are communicating more frequently and have a higher level of awareness of diabetes services. 6.3.4. The Australian Capital Territory Experience The ACT has made significant steps towards integration of chronic disease care in the last three years. The state had a history of professional conflict between service providers working within the area of chronic disease care and started the change process through significant consultation and integrated planning. The model of integration is based on a matrix structure and relies upon key players contributing funds to a central community care organisation. This organisation is responsible for administration processes such as the employment of staff, conduct of training and coordination of integration process. Sustainability has been enhanced through: Business planning with links between health problems within settings and population groups. Establishment of the ACT Diabetes Council (with a Ministerially appointed Chair), which has the role of oversight of implementation of integration processes. The council provide advice to the Health Department on new and emerging issues, purchasing, infrastructure, and planning. A focus on information systems underpinning integrated structures. The critical role played by GPs, and relative efficiency for investment The ACT has also faced challenges including: The definition of integrated care, which has no formal definition in the National Health Data Dictionary. A distinction in the definition of diabetes and chronic disease also appears necessary. Absence of baseline data. WRAS PTY LTD PAGE 91 Integrated Diabetes Care FINAL REPORT Low levels of support from endocrinologists. Specialist medical practitioners from overseas who apply different models of care Obtaining the budget for diabetes services critical to systemic change. The ACT specifically examined long term cost savings to be gained from initial investment. 6.3.5. The Victorian Experience The Victorian Department of Health Services has recently launched four pilots focused on Integrated Disease Management. These projects will trial various models of care for people with, or at risk of chronic conditions to determine which strategies are effective in improving health and well being and reducing hospital admissions. Integrated models of care, including diabetes prevention and management, were investigated by the Department. The definition of Integration applied by Victoria is broader than that used by the Commonwealth Department of Health and Aged Care and incorporates a social level focus. The strategy includes the targeting of primary prevention and early intervention. 6.3.6. The Northern Territory Experience The Northern Territory Preventable Chronic Diseases Strategy emphasises an integrated, intersectoral and whole of life approach to prevention, and develops individual care plans for people with chronic diseases. The Strategy includes prevention, early detection and tertiary management of chronic diseases, including diabetes. The Northern Territory Co-ordinated Care Trials developed protocols for the screening and management of identified chronic diseases. The protocols include computerised and paper-based recall systems and are due for review in 2001. 6.3.7. The Queensland Experience Queensland is working towards a long-term sustainable strategy in the area of chronic diseases. In North Queensland, which has a high Aboriginal population, an integration strategy focusing on primary prevention, early detection, and management, is underway. Management of chronic diseases, such as diabetes, includes implementation of: Standard treatment protocols. Registers and recall systems. Links directly into communities to develop a shared understanding of causes and management of chronic diseases. 6.3.8. The South Australian Experience The South Australian Department of Human Services is currently focusing on primary prevention, and self-management of chronic disease. The general focus of strategy appears to be on developing sustainable partnerships between consumers, their families, health professionals, with future emphasis on integration between health and community services. WRAS PTY LTD PAGE 92 Integrated Diabetes Care FINAL REPORT 7. APPENDIX D: MONITORING INDICATORS The indicators in this section are drawn directly from the draft document titled “NSW Priority Health Care Programs in Cardiovascular Disease, Respiratory Disease and Cancer: Monitoring and Evaluation Strategy – Background discussion document, NSW Health Department, November 2000.” WRAS PTY LTD PAGE 93 Appendix 2 Area Program level Performance indicators and targets Objectives Patients What are the characteristics of the target population and have these changed over time? Indicators What is the level of health service utilisation by the target population? What is the level of community care service use by the target population? Size of the target population (ie. no. of people satisfying criteria for inclusion in the Program); Demographic characteristics of the target population; and Disease-related characteristics of the target population, including disease stage and/or severity and complications status. No. of hospital separations by specific ICD codes; Hospital length of stay (LOS) for specific ICD codes; No. of re-admissions for specific ICD codes; Frequency of presentation to emergency departments (ED); Frequency of presentation to general practitioners; and Use of community health services. For example, use of Home and Community Care services. Targets Data Sources separations by __ % LOS re-admissions by __ % ED presentations Appropriate Appropriate access Appropriate access access Integrated Diabetes Care FINAL REPORT Area Program level (continued) Performance indicators and targets Objectives Service provision and processes Has the program improved coordination and continuity of care for the target population? Indicators To what extent are relevant service providers participating in the Program? WRAS PTY LTD Sample targets Extent of use of MBS items for case conferencing and care planning by General Practitioners; Strategies to support GPs’ role in case conferencing and care planning in place; Extent of use of care plans/clinical pathways by service providers; Proportion of target population who have attended an emergency department of who have had a hospital admission that have a comprehensive discharge summary sent to their GP within one week of discharge; Strategies to ensure appropriate referral of patients to community care services in place; and Strategies to ensure rapid access to specialist services in place. uptake of MBS items Strategy in place by June 2001 Increase use proportion by __ % Extent of participation in the Program by relevant stakeholder groups; including Divisions of General Practice, hospitals, clinicians, community health and community care organisations, community organisations, Aboriginal health and medical services, consumers and carers. Extent of involvement of key stakeholders in Program management and governance. Strategy in place by June 2001 Strategy in place by June 2001 Signed statements of commitment and involvement received by November 2000 PAGE 95 Data Sources Integrated Diabetes Care FINAL REPORT Area Program level (continued) Performance indicators and targets Objectives Resources How has the Program impacted on use of information management and technology? To what extent has the Program changed work practices? Indicators Health outcomes What impact has the Program had on clinical outcomes for the target population? WRAS PTY LTD Data Sources Implementation of appropriate clinical decision support systems, clinical pathways and best-practice protocols/guidelines for use by service providers. Evidence of personnel suitably qualified to deliver specialised components of patients’ care plans. Workforce re-engineering processes to support implementation and sustainability of the Program are in place, eg. GP training, assertive follow-up. Availability of appropriate community-based alternatives to hospital care for the target population; and Average waiting times for access to appropriate community health and community care services. Condition-specific Complications status; and No. of re-admissions within the last 28 days for people with specific ICD codes. Improve clinical outcomes severity/prevention re-admissions by __ % What impact has the Program had on the demand for community health and community care services? Targets indicators; PAGE 96 IM & T strategy implemented by ____ 2001 GP training strategy in place by _____ 2001 waiting services time for Integrated Diabetes Care FINAL REPORT Area Program level (continued) Performance indicators and targets Objectives Health outcomes Has implementation of the Program improved the quality of life of the target population? Indicators Targets Extent of use of self-rated health-related quality of life measures (including functional status, mobility, role functioning); and Average self-rated health-related quality of life (eg. SF36 and/or condition-specific measure of quality of life). Has the Program affected the Extent of use of self-rated assessments of carer wellbeing; and Quality of life of carers and Average self-rated carer well-being (eg. Carer Strain families? Index). Quality: Has the quality of health care improved as a consequence of the Area Program? No. of re-admissions for specific ICD codes within 28 Safety days; and Extent of implementation of strategies to reduce crisis presentations to emergency departments, including early intervention and secondary prevention. Condition-specific indicators (eg., percentage of Effectiveness patients admitted to hospital who are discharged home on aspirin or other anti-platelet therapy); and Implementation of a strategy to monitor key program outcomes and deliverables. WRAS PTY LTD use of QOL measures Improve participant QOL Measure of carer wellbeing in use by ___ 2001 re-admissions by __ % Strategy in place by ____ 2001 use of best-practice guidelines PAGE 97 Evaluation strategy developed by Jan 2001 Data Sources Integrated Diabetes Care FINAL REPORT Area Program level (continued) Performance indicators and targets Objectives Indicators Quality: Has the quality of health care improved as a consequence of the Area Program? Percentage of hospital admissions for Program Appropriateness participants that adhere to best practice admission criteria. Availability of educational material for Program Consumer participation participants, carers and families; Involvement of consumers in the planning, operation and governance of the Area Program; Implementation of an effective patient satisfaction measure; Evidence of effective strategies for consulting and involving people from Aboriginal and Torres Strait Islander backgrounds and linguistically and culturally diverse backgrounds in the Program. Average length of stay (ALOS) for people with specified Efficiency ICD codes; Cost per casemix adjusted separation in acute health services; Cost per emergency occasion of service; and Cost per primary and community-based occasion of service. WRAS PTY LTD Targets Data Sources appropriate admissions Educational material developed by ____ 2001 Strategy in place by ___ 2001 PAGE 98 LOS Integrated Diabetes Care FINAL REPORT Area Program level (continued) Performance indicators and targets Objectives Indicators Quality: Has the quality of health care improved as a consequence of the Area Program? Indicators of distance travelled to access hospital and Access community-based services; Indicators of length of time spent waiting to access hospital and community-based services; and Access to services by people of culturally and linguistically diverse backgrounds. System change Has the Program improved the A process in place to ensure effective communication between service providers involved in providing care to communication links between people with the target condition; and service providers in hospital, general practice and community based settings? Has the Program improved A strategy is in place to facilitate receiving advice and providing feedback to community members, consumers, participation in administrative industry groups, health and community care service and clinical decision-making by providers and other stakeholders about the Program. consumers, community organisations and other stakeholder groups? Is a chronic care governance A structure is in place to support clinical leadership of the Program and to ensure that all key stakeholders are model in place to ensure the active participants in Program management and sustainability of the Program? governance. WRAS PTY LTD Targets Data Sources Improved services Strategy in place by ___ 2001 Strategy in place by ____ 2001 Structure in place by Dec 2000 PAGE 99 waiting access time to Integrated Diabetes Care FINAL REPORT Area Program level (continued) Performance indicators and targets Objectives Has dissemination of training and educational material to primary and secondary care providers improved as a consequence of the Program? Has there been a shift in resources from the hospital to the community setting as a consequence of the Program?5 5 Indicators Evidence to ensure that all service providers are informed of the Program, relevant State and Commonwealth initiatives (eg., Commonwealth’s Enhanced Primary Care initiative) and have access to best-practice guidelines, clinical pathways and protocols. Evidence of savings incurred in the hospital sector as a consequence of implementation of the Program; and A re-investment strategy has been developed to guide the transfer of savings made in the hospital sector to community-based services. Targets Information dissemination strategy developed by ____ 2001 Re-investment strategy developed by June 2001 Advice on this matter will be sought from the Health Services in the Community Implementation Co-ordination Group. WRAS PTY LTD PAGE 100 Data Sources