Electronic Supplementary Material 1 2 3 Cellulose Nanocrystals with CO2-Switchable Aggregation and 4 Redispersion Properties 5 6 Hai-Dong Wang, Philip G. Jessop, Jean Bouchard, Pascale Champagne*, Michael F. 7 Cunningham* 8 Corresponding author: M. F. Cunningham* 9 10 Department of Chemical Engineering, Queen’s University, 19 Division Street, Kingston, Ontario K7L 3N6, Canada 11 e-mail: michael.cunningham@chee.queensu.ca; tel: 613-533-2782; fax 613-533-6637 12 13 Co-Corresponding author: P. Champagne* 14 15 16 Department of Civil Engineering, Queen’s University, 58 University Avenue, Kingston, Ontario K7L 3N6, Canada e-mail: champagne@civil.queensu.ca; tel: 613-533-3053; fax 613-533-2128 17 1 1.82 1.62 CNC-APIm Native CNC 1.42 1112 cm-1 1162 cm-1 Kubelka-Munk (-) 1.22 1.02 712 cm-1 1429 cm-1 -1 900 cm 0.82 0.62 0.42 0.22 0.02 -0.18 2000 1600 1200 800 -1 18 19 Wavenumbers (cm ) Fig. S1 DRIFT-IR spectra of native CNC and CNC-APIm 20 2 400 21 Table S1 Degree of protonation of HPIm calculated by different protons at different conditions 22 measured by 1H NMR spectroscopy (see Fig. 5 for the assignment of different protons in HPIm). 23 HPIm concentration is fixed at 15 mg/ml Degree of protonation at different conditionsa Protons Original CO2 Sparging (5 min) CO2 + N2 Sparging (5+30 min) (%) (%) (%) 1 7.0 77 16 2 25 108 35 3 19 97 28 Average 17 94 26 a Data were recorded on a Bruker Avance 400 NMR spectrometer at 25oC using 90% H2O + 10% 0 D2O as solvent. The degree of protonation was calculated as: 100% , where , 100 , 100 0 and 0 denote a specific chemical shift and chemical shifts at 100% (1.0 M HCl) and 0% (1.0 M NaOH) degree of protonation, respectively. To check reproducibility, all NMR measurements were conducted at least in triplicate and differences for all repeated measurements were less than 5%. Only one set of data were used for the calculation in this table. The degree of protonation value is not exact. 24 25 3 26 Calculation of Surface Imidazole and Sulfate Densities 27 The elemental analysis data (Table 1) show that: 1. the two CNC-APIm samples are consistent 28 suggesting high reproducibility of the CNC-APIm preparation and purification procedures as 29 described in this work and; 2. the S concentrations for native CNC and CNC-APIm are similar 30 indicating that the sulfate groups are not significantly hydrolyzed after the CNC-APIm 31 preparation and purification processes. According to the TEM images (Fig. 6), native CNC and 32 CNC-APIm show similar dimensions with lengths ranging from around 100 nm to 300 nm and 33 diameters of ca. 10 nm. Treating CNC as a nanorod with a square cross-section, we made the 34 following assumptions before conducting an approximate calculation of the APIm and sulfate 35 density on the CNC surface: 36 37 38 1. Both CNC and CNC-APIm are nanorods with a square cross-section of 7.1 nm × 7.1 nm (diagonal: 10 nm). The nanorods have non-reactive ends; 39 2. Any cross-section of CNC and CNC-APIm, along the axial direction, is packed with 40 cellulose Iβ unit cells in the same pattern. These cellulose unit cells, as determined by X-ray 41 diffraction (Sugiyama et al. 1991), have cross-sectional dimensions of 0.61 nm × 0.54 nm in 42 the directions parallel to the two sides of CNC square cross-section (Habibi et al. 2006); 43 44 3. Anhydrous glucose units (AGUs) are evenly distributed on four sides of each cellulose unit cell with the two ends having no AGU; 45 4. The sulfate groups remain intact after the APIm coupling reaction; 46 5. The CNC-APIm has the same density as native CNC which is around 1.6×10-21 g/nm3 47 (Habibi et al. 2010; Majoinen et al. 2011). 48 4 49 If we take 1 nm length (one unit volume) of CNC-APIm (side of cross-section is 7.1 nm as 50 determined in the above assumption), then its volume and surface area are 50.4 nm3 and 28.4 51 nm2, respectively. In the elemental analysis results (Table 1), the average of the two CNC-APIm 52 measurements is used for the calculation. So the imidazole and sulfate molarities in one unit 53 volume 54 21 55 we have: 56 Surface imidazole density: 1.53 units/nm2 57 Surface sulfate density: 0.38 units/nm2. are (50.4×1.6×10-21)×3.75%/42=7.20×10-23 mol and (50.4×1.6×10- )×0.72%/32=1.81×10-23 mol, respectively. Assuming that all of these groups are at the surface, 58 In the same unit volume of CNC-APIm, there is (50.4×1.6×10-21)/162=4.98×10-22 mol of 59 AGUs. The CNC-APIm surface cellulose units account for around 2×[(7.1/0.61+7.1/0.54)- 60 2]/[7.1×7.1/(0.61×0.54)]=0.3 (30%) of the total mass. Then we have: 61 Surface AGU to imidazole molar ratio: 4.98×10-22×0.3/(7.20×10-23)=2.08; 62 Surface AGU to sulfate molar ratio: 4.98×10-22×0.3/(1.81×10-23)=8.25. 63 64 References 65 Habibi Y, Chanzy H, Vignon MR (2006) TEMPO-mediated surface oxidation of cellulose 66 67 68 whiskers. Cellulose 13(6):679-687 Habibi Y, Lucia LA, Rojas OJ (2010) Cellulose Nanocrystals: Chemistry, Self-Assembly, and Applications. Chem Rev 110(6):3479-3500 69 Majoinen J, Walther A, McKee JR, Kontturi E, Aseyev V, Malho JM, Ruokolainen J, Ikkala O 70 (2011) Polyelectrolyte brushes grafted from cellulose nanocrystals using Cu-mediated 71 surface-initiated controlled radical polymerization. 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