Mass Deacidification for Libraries and Archives NEWS The LIBRARY of CONGRESS Public Affairs Office 101 Independence Avenue S.E. Washington, DC 20540-1610 phone (202) 707-2905 fax (202) 707-9199 e-mail pao@loc.gov www.loc.gov December 21,2001 Press Contact: Helen Dalrymple (202) 707-1940 Web site: www.loc.gov SAVING THE WRITTEN WORD: LIBRARY OF CONGRESS AWARDS MASS DEACIDIFICATION CONTRACT The Library has awarded a contract to Pittsburgh-based Preservation Technologies L.P. (PTLP) that will save 1 million books and at least 5 million manuscript sheets from further acid deterioration. This contract, the third awarded to PTLP since 1995, will permit the Library to increase preservation productivity and save increasing quantities of endangered materials over time. The contract calls for ramping up treatment during the remaining four years of the contract, FY 2002FY 2005, increasing annual book deacidification from 100,000 to more than 250,000 books per year by the fifth and final year. Congress has demonstrated continued support for the Library's plans to save millions of books and manuscripts by approving funding for this important endeavor. As the national library and the official library for the U.S. Congress, the Library of Congress has focused its early mass deacidification efforts primarily on collections of Americana. The deterioration of acid-containing paper presents a formidable challenge, because this degradation undermines the use and long-term preservation of library collections and archival materials worldwide. The Library of Congress has provided leadership over several decades in the development and evaluation of mass deacidification processes and their application to valuable, at-risk book collections and other paper-based items to achieve economies of scale. With strong support from Congress, the Library has worked with Preservation Technologies under two previous contracts to deacidify more than 400,000 books, using the Bookkeeper deacidification technology that was pioneered by PTLP. The Bookkeeper process exposes paper to acid-neutralizing chemicals. Using a suspension of magnesium oxide particles -over- to neutralize the acid and leave a protective alkaline reserve, Bookkeeper halts deterioration and adds hundreds of years to the useful life of paper. Under the new contract, the Library will continue to provide training and oversight to PTLP staff who select books for treatment; charge out, pack, and ship volumes to the deacidification plant in Cranberry Township, Pennsylvania; and then reshelve books following treatment. Library staff provide contract administration and quality control over the selection and refiling of books as well as laboratory testing to monitor the effectiveness of treatment. Library staff have also developed procedures to ensure that information about each deacidified book is captured in the holdings record in the Library's bibliographic database. Preservation Technologies has engineered new horizontal treatment cylinders that it uses to offer deacidification services to libraries and archives for the treatment of loose manuscripts and other items in unbound formats. The Library's new contract authorizes PTLP to build and install a horizontal manuscript treater and a Bookkeeper spray booth in a Library building on Capitol Hill. This will enable the Library to treat large quantities of paper-based materials in nonbook formats, such as newspapers, manuscripts, maps, music scores, pamphlets, and posters. Additional information about the Library's mass deacidification program is available on the Library's Web site at www.loc.gov/preserv/carelc.html or by contacting the Library's preservation projects director, Kenneth Harris, at (202) 707-1054 or by e-mail at khar@loc.gov. PR 01-155 12/21/01 ISSN 0731-3527 • Minor damages (e.g., head cap, head, or tail, as well as minor spine tears and minor hinge or joint damage) are acceptable -- should be noted on packing lists, to prompt additional examination by contractor staff alkaline reserve in order to avoid the destructive testing (titration) of actual pages from collection books. At LC's request, the contractor also treats one disposable test book per week to confirm that the process is working properly. Test papers and test books are returned each week to LC for additional laboratory testing. A further quality control check for alkaline reserve in each batch of books (8 per batch) is made by dividing the weight of the batch into the weight of the MgO used to treat it. All treated books are marked, like the alkaline books left on the shelf during selection screening, with a white dot on the spine. A Bookkeeper label is also attached inside the back cover of each treated book. Books are mounted in treatment cylinders, where magnesium oxide is deposited to neutralize acids in the paper. Text Block in Good Condition • No loose or torn pages • Leaves not overly brittle • No "blocking" (pages stuck together) Size Parameters • 11.5" Height x 9" Depth x 2.5" Thickness = maximum measurements for treatment in Bookkeeper III equipment • Larger and heavier books can be treated in horizontal Bookkeeper equipment or sprayed QUALITY CONTROLS T he deacidification process, utilizing magnesium oxide (MgO) to neutralize acid in the paper, takes two hours from the time books are placed in the Bookkeeper treatment cylinders until the volumes are ready to be packed for return to their home library. All steps in the process, from selection to reshelving, are monitored to ensure that the intended results are achieved. The Bookkeeper process meets the Library's basic preservation requirements by: • raising the pH level of treated paper to the acceptable range of 6.8 to 10.4 pH • achieving a minimum alkaline reserve of 1.5% • extending the useful life of paper (measured by fold endurance after accelerated aging) by over 300%. MANUSCRIPT DEACIDIFICATION EQUIPMENT P reservation Technologies has developed new equipment that it is using to offer deacidification services for loose manuscript and archival materials. The Library is negotiating with Preservation Technologies to build and install a horizontal treater and a Bookkeeper spray booth in a Library building on Capitol Hill, which would enable LC to treat on-site paperbased materials in nonbook formats, such as manuscripts, maps, music scores, p a mphl et s, and posters. Manuscripts are placed in hanging files to prepare them for treatment. ADDITIONAL INFORMATION information and data about the Library's mass More deacidification program are available at the following Internet address: http://lcweb.loc.gov/preservcarelc.html At that site, select "Mass Deacidification Program," then scroll to the bottom of the page and click on "Mass Deacidification Publications Online" to access a number of publications about deacidification activities at the Library. Surrogate test papers that are inserted in 10% of the treated batches of books are tested by both LC and the contractor for [BrochureDeacid.rev.6.2001 .wpd] LIBRARY SAVES PERMANENTLY VALUABLE BOOKS Library of Congress, with strong support from the U.S. TheCongress, has provided leadership in the development and books following treatment. After training by Library personnel, the contractor's onsite workers are overseen by a company supervisor, and the Library monitors their progress against contract objectives. Contractor staff working onsite in LC buildings examine each book in collections that have been designated by Library management for deacidification screening. Overly brittle books are left on the shelf. evaluation of mass deacidification processes and their application to valuable book collections and other paper-based items to achieve economies of scale. Through a competitive process, the Library negotiated a second contract for mass deacidification in 1997. The contract was awarded to Preservation Technologies, Limited Partnership (PTLP) of Pennsylvania. The company is providing book preservation services to the Library using the firm's Bookkeeper mass deacidification process. This contract is an outgrowth of an earlier limited production contract that enabled the Library to deacidify books for the first time and to resolve book selection, shipping, and quality control details of the deacidification program. In addition, books with the following characteristics are generally not considered for deacidification treatment with the Bookkeeper process: • Text paper is Assessment of paper acidity or alkalinity using a alkaline or pH pen. permanent are books that are deacidified; in both cases, this mark indicates longevity of the text block) • Text paper is coated or super-calendered (coated paper is not a high priority for deacidification, due to its alkaline coating) • Title is already available in (or scheduled for) microform or digital format, or it is a candidate for future reformatting due to advanced embrittlement of the paper • Duplicates of a given imprint of a specific title (only one copy of any given imprint is treated) LC's "ONE GENERATION" MASS DEACIDIFICATION PLAN: A NEW MULTI-YEAR CONTRACT C ongress demonstrated support for the Library's plan to save 8.5 million retrospective and new books over a 30 year period by approving Fiscal Year 2001 funding that is permitting the Library to award a contract to treat 1,000,000 books and at least 5 million manuscript sheets within five years. The Library plans to ramp up from deacidify ing 100,000 books in FY2001, increasing the quantity by 50,000 books per year, until it is treating between 250,000 and 300,000 books annually in the 5th and successive years of the 30 Year Plan. LIBRARY "DEMONSTRATION SITE" the effective operation of its mass deacidification Given program for books over the past several years, the Library is serving as a demonstration site for managers and technical staffs from other libraries, archives, and cultural institutions. Anyone interested in learning firsthand about administrative and work flow procedures required for mass deacidification programs should contact Kenneth E. Harris, Preservation Projects Director, Preservation Directorate, Library of Congress, LM-G21, Washington, DC 20540-4500. Telephone: (202) 707-1054; Fax: (202) 707-3434; E-mail: khar@loc.gov. ON-SITE CONTRACT WORK IN LC BUILDINGS U nder contract terms, the vendor is providing onsite services in Library of Congress buildings. The company's employees select books for treatment, pack and ship volumes to the deacidification plant, and reshelve Each book in a collection is individually examined to decide whether it is a good candidate for deacidification. SELECTION CRITERIA AND PROCEDURES eacidification treatment is reserved for books that are acidic and at risk of loss if no action it taken. Due to its role as the national library and the official library of the U.S. Congress, the Library is focusing primarily on selection of "Americana" for early treatment under the mass deacidification program, emphasizing the selection of endangered volumes from collections that are central to the Library's mission. Screening and treatment is being undertaken beginning with the following LC book classes, which have been approved for deacidification processing by Library administrators, preservation managers, and the LC Collections Policy Committee: D Class E American History : Class Fl-975 U.S. Local History Class CS71 U.S. Family History Classes PZ3&4 Fiction in English Class PS American Literature Class JK U.S. Political Science Class KF U.S. Federal Law Class PN Americana Literary History and Collections Most books that are deacidified under the terms of this contract will be books that are structurally sound enough to be treated in the vertical Bookkeeper treatment cylinders. However, books that have limited binding damage (hinge, joint, head, or tail damage) or are too large for Bookkeeper vertical-cylinder treatment can be deacidified in other ways by the contractor — horizontally in manuscript-treatment equipment or sprayed. Volumes with the following characteristics are considered good candidates for mass deacidification in the Bookkeeper vertical book treatment chambers: Bound Volumes • • • ; Hardbound books generally treat better; however, Paperbacks are OK, if they are in good condition and structurally sound (it is critical to determine whether the paper is too brittle to withstand treatment and whether the binding adhesive is too degraded to support the text) Plasticized covers will not fully absorb the magnesium oxide and will require wiping off by contractor staff after treatment Bindings in Good Condition ; • • No detached covers (boards) Leather covers with red rot are OK A W O R L D L E A D E R IN P A P E R P R E S E R V A T I O N PreservationTechnologies Background information on Bookkeeper® deacidification Frequently Asked Questions 1. What is the Bookkeeper deacidification process? The Bookkeeper process preserves and protects all forms of paper based materials. It deposits a safe, non-toxic alkaline buffer into the structure of the paper. This buffer material neutralizes acids that can rapidly weaken the paper and cause it to become brittle. 2. What materials can be treated? The Bookkeeper process is suitable for all paper-based materials, including bound and unbound documents, printed and handwritten materials, manuscripts, newsprint and periodicals, books, letters and envelopes, postage stamps and paper collectibles, pamphlets, and flat stock such as maps and prints. The process uses no solvents and will not move, feather, loosen, or harm inks, adhesives, covers, leather, plastic, metals or fabrics. 3. What are typical treatment results? Materials are treated individually or in small batches to ensure quality control. The final pH of the paper following treatment depends on the paper composition prior to treatment. The range of possible pH results is between 7 and 10, and typical results are in the range of 8.0 - 9.5. Sufficient alkaline material is added to the paper to provide a protective alkaline reserve. The typical reserve is equivalent to adding 1.5% by weight calcium carbonate, or 300 milliequivalents per kilogram. 4. Is it effective? Treated materials have been tested and compared with untreated control samples in independent tests conducted by the Library of Congress, the Institute of Paper Science and Technology (Atlanta), the Image Permanence Institute (Rochester), the Institut Royal du Patrimoine Artistique (Belgium), TNO Centre for Paper and Board Research (The Netherlands), Berner Fachhochschule (Switzerland), and the American Philatelic Society (State College). Accelerated aging testing shows that treatment by the Bookkeeper process should extend the usable life of paper based materials by a factor of at least 3-5 times. Although artificial aging does not exactly reproduce natural aging effects, the nature of the test is to err on the low side, and we expect the resultant life extension of treatment will exceed the predictions of accelerated aging. Page 1 of 4 5. Is it safe for manuscripts, colors and inks? The Bookkeeper process contains no solvents and no water. Independent testing of hundreds of ink and paper samples from 1870 to now have found no inks or colors which are dissolved or caused to run or bleed by this material. In few cases, the shade of a color may be affected by the change in pH from acid to alkaline. But even pH sensitive colors are often not affected unless the paper becomes wet with water or in very humid conditions. In general, the Bookkeeper process should not be used on some "blue prints" or other similar materials where colors may be affected by raising the pH. 6. Is it safe for binding materials and adhesives? The process does not remove moisture from the materials. There is no need to dehydrate materials before treatment, or to restore moisture or remove odors following treatment. Thus treatment has no harmful effect on adhesives, metals, plastics, or cover materials. The process has no observable prompt effect on leather. Accelerated aging tests on leather have not been made yet. 7. Is it safe for photographs? The Image Permanence Institute at the Rochester Institute of Technology tested photographic materials in contact with treated paper and determined that such an application safely satisfies the requirements of the Photographic Activity Test (PAT). But the process is not intended for use on photographs, and photographs will not benefit from the treatment. Photographs can safely be stored in contact with treated materials with no adverse effect from the treatment. 8. 9. Does it stop paper from yellowing? No, papers like newsprint contain chemical impurities (such as lignin) that are affected by light and oxygen. _i These will still tend to turn yellow over time. Treatment does not accelerate this effect, and in some cases may delay the yellowing somewhat. What about glossy or encapsulated materials? Non-absorbent materials (such as plastic) can be included in the process without harm, but they will receive no benefit. The product does not penetrate the plastic coating of encapsulated materials. A light coating of alkaline material will be noticeable on the surface. This can be removed with a soft dry cloth or soft bristle brush. The Bookkeeper process will provide limited benefits for coated paper materials. This type of paper will absorb less alkaline buffer and will usually have a light coating on the surface as well. The surface material can be removed, and the paper will retain some alkaline buffer. Materials that contain a mix of coated and uncoated stock can be safely treated. 10. Does the process remove moisture from the materials? The process does not require a drying step to remove moisture from the paper before treatment. No moisture is removed following treatment either, and so no posttreatment storage is required for reconditioning of paper. Page 2 of 4 11. What is the alkaline buffer? The buffer materials are microscopic particles of an alkaline compound (magnesium oxide). The particles are dispersed and suspended in an inert liquid material (a blend of non-toxic fluorinated materials). This dispersion can be applied by dipping or spraying. In contact with paper, the alkaline particles attach and blend with the paper structure, and the inert liquid simply evaporates. Because the formula contains no water, the liquid does not cause the paper fibers to swell or make the paper "wet", and it will not cockle or stiffen from the application. 12. Is the treatment hazardous or polluting in any way? The ingredients in the Bookkeeper process are non-hazardous, non-toxic, and non-flammable. The material dries odor-free. Spray products and the processing equipment can be used in spaces with normal ventilation with no special exhaust requirements. The materials used have no ozone depleting potential. Both the treating process and the final result are very safe for people and the environment. 13. How is the material processed? In small batches, the materials to be treated are immersed in the treating bath, and gentle motions of the paper and liquid are used to help ensure uniform coverage. During this time, the treating bath is continuously circulated to filter loose dust and dirt from the paper and to monitor and maintain the proper concentration of treating materials. Then the treating materials are drained, and the remaining liquid t evaporates and is recovered in the process. Batches usually take about 2 hours total, and the moisture content of the paper is not affected by the treatment. Very fragile materials are processed by hand treatment, dipping or spraying. How is the alkaline reserve deposited? The alkaline particles deposited into the structure of the paper are extremely small. Average particle sizes are on the order of 1 micron. The particles are produced using a technology that gives them a very large internal surface area, 250 times the absorbing surface area of a normal particle. The large surface area and small diameter help the particles penetrate and attach to the cellulose fibers in the paper where they act like chemical sponges absorbing, trapping, and neutralizing acids. 14. 15. How does the treatment chemistry neutralize acids? The acids in paper migrate freely. We see this effect when acidic paper damages adjacent, nonacidic materials. Alkaline buffered folders or boxes holding acidic materials can become acidic in just a few years time from this effect. Under normal storage conditions, acid reacts very slowly with cellulose fibers but very quickly with alkaline materials. The Bookkeeper process takes advantage of this difference in reaction rates to protect the paper. Within the structure of the paper, the acids migrate among the cellulose fibers where they are quickly absorbed and neutralized by the highly absorbent alkaline particles, long before they have time to react with and weaken the cellulose fibers. Over the first few weeks following treatment, the magnesium oxide particles Page 3 of 4 combine with moisture in the air to form magnesium hydroxide, a non-toxic alkaline buffer. These buffer particles readily absorb and neutralize the acids in the paper. The material continues to absorb acid over the life of the paper. 16. Is the treatment permanent? This is a permanent treatment that should not need to be repeated under normal storage conditions. 17. Are there any restrictions on materials to be processed? The treating process is very gentle, but the materials to be treated should be in stable condition and able to withstand careful handling. Materials in poor repair or too fragile to handle are usually not considered good candidates for this treatment because they have little or no strength left to preserve. This process does not strengthen the paper. 18. Can raising the pH cause alkaline hydrolysis? No - the maximum pH achievable using magnesium oxide, 10.4, is well below the value required to weaken the paper structure in this way. Alkaline hydrolysis occurs at much higher pH values, at much higher than normal temperatures, in the presence of excess liquid water. 19. Is it hazardous in any way? The ingredients in the Bookkeeper process are non-hazardous, non-toxic, and non-flammable. The material dries odor-free, and it can be used in spaces with normal ventilation with no special exhaust requirements. 20. Is more testing planned? Preservation Technologies has a commitment to conducting and supporting ongoing research into topics of deacidification. We are currently sponsoring and planning research by independent agencies looking at aging paper in polluted environments, aging effects on leather, aging effects on iron gall ink, aging effects on textiles and artwork, reduced temperature accelerating aging tests, prompt effects on paper strength and prompt effects on works of art on paper. Please contact us to discuss details of these or other projects. For more information, contact: North America: Preservation Technologies, L.P. 111Thomson Park Drive Cranberry Township, PA 16066 USA 1-724-779-2111 Tel 1-724-779-9808 Fax info@Dtlp.com Europe: Preservation Technologies, B.V. Pluim-es 18 2925 CM Krimpen a/d Ijssel The Netherlands 31.0.180.521188 Tel 31.0.180.525400 Fax info@pUD.com www.ptlp.com © 2003 Preservation Technologies, L.P. Page 4 of 4 Preservation Technologies, L.P. 49 Cherry Street Warrawee, NSW 2074 Australia 61.2.9487.1795 Tel 61.2.9487.2690 Fax info@ptlD.com \ A /hen Andrew Carnegie built his first public library V Y in 1895, he recognized the importance of making books available to every citizen. His legacy of free public libraries continues on today, yet his gift is threatened. Acid harbored in the paper of millions of books in libraries is causing the pages to become brittle. Countless documents and books have become so fragile that they cannot be touched for fear they will fall apart. Preservation Technologies provides products and services to preserve collections of distinction for libraries and archives throughout the world. Bookkeeper® is our breakthrough deacidification process that neutralizes acids without damaging books or documents. i For the first time, libraries and archives have a means to stop the deterioration of their valuable collections. Preservation Technologies' patented Bookkeeper, deacidification process, neutralizes harmful acids and greatly extends the lifespan of books and documents. Instead of becoming brittle within decades, materials treated with the Bookkeeper mass process or spray products will last for centuries. Collections at Risk Books and documents arrive in numbered, locked document containers. The United States Library of Congress estimates that its collection contains 17,000,000 volumes printed on acidic paper. More than 100,000 acidic volumes are being added to the collection every year. In 1995, after working for over twenty years to solve the problem of acidic paper, the Library of Congress awarded the first contract for mass-deacidification to Preservation Technologies. The Safest Process The Bookkeeper process differs from less successful attempts to neutralize acids in paper because it does not use any solvents or gasses that can damage inks, adhesives, paper or binding fabrics. Each shipment is assigned a bar code, indicating client instructions. 2 To a historian, libraries ar Each item is inspected and handled with care. With our process, the microscopic buffer materials are dispersed and suspended in an inert liquid. No pretreatment of paper is required. Bookkeeper does not remove Preservation Technologies provides products and services to preserve collections of distinction throughout the world moisture from paper and books — eliminating the risk of further damage to already weakened paper. And because Bookkeeper is solvent free, no harmful chemical residues remain in Oversized illustrated materials are safely the paper. There is no need for after-treatment offgassing to remove odors or humidification to restore moisture to the paper. treated food, shelter, and even muse ... Bookkeeper treating cylinders. A Proven Process Preservation Technologies offers the safest, most effective means of deacidification. Tests show that the buffering Independent tests conducted agent is effectively distributed by leading research laboratories throughout the sheet of have verified the safety and paper, in both bound volumes effectiveness of the and single sheets. In this Bookkeeper process. research, as well as in actual practice, no inks were found to migrate, fade or bleed during or after treatment. Individual items are sorted for appropriate treatment. Materials treated with Bookkeeper last at least five times longer than untreated books and documents. ... the library of published materials Bookkeeper is the safest process to neutralize acid in paper. Item folders of manuscripts and records are registered prior to treatment Manuscripts and Records Because of the demonstrated safety and effectiveness of the process, Bookkeeper is the only deacidification method that can be used with the wide variety of maps, manuscripts, printed documents and other paper-based materials contained in modern archival collections. Bookkeeper has passed the Photographic Activity Test, a benefit that frees archivists from worrying about photographs being harmed if they are housed in boxes or folders with papers that have been deacidified. Millions of documents have been carefully treated using the Bookkeeper process. books, pamphlets, periodicals ... State-of-the-art monitoring insures uniform treatment and the shortest possible turnaround time. Safeguarding Your Collections Preservation Technologies has also developed methods of shipping and handling archival and library collections that ensure their integrity during the entire deacidifica- After treatment, each item is inspected and logged for its return to the client. 6 tion process. Each volume or document folder is placed securely in a numbered, Every volume and document folder is carefully inspected and condition is recorded before and after treatment. Clients are provided with locked document container. Items are removed from their containers for approximately two hours during treatment and then placed reports documenting the pH and alkaline reserve of test papers for each order that is processed. Material is insured and monitored against all back in the original containers, in the same order they were in before treatment. loss or damage while it is on our premises as well as in transit back to the library or archive. ... and the archive of unpublished Libraries and archives in the United States, Canada, Europe and Asia trust the effectiveness an( incredible value of the Bookkeeper process. Years of independent testing and research establish the reliability of the Bookkeeper process. Preserving the Value Strict quality control measures are used to ensure effective treatment of Cultural Property Libraries and archives in the United States, Canada, Europe and Asia trust the effectiveness and incredible value of the Bookkeeper process. For pennies a page, and with minimal preselection, hundreds of thousands of volumes and millions of pages of manuscripts and documents have already been deacidified at one of Preservation Technologies' facilities. papers and documents. Barbara Tuchman 8 Preservation Technologies provides products and services to preserve paper and books for libraries and archives worldwide. Its breakthrough preservation processes and products were developed to meet the standards of the United States Library of Congress for safe and effective acid neutralization and preservation of paper. Preservation Technologies' patented processes also meet current and projected OSHA, FTC and EPA consumer and environmental requirements.